Abstract
Early in the Universe a chemical equilibrium exists between photons and electron–positron () pairs. In the electron Born self-energy (eBse) model the plasma falls out of equilibrium above a glass transition temperature determined by the maximum electron/positron number density of where is the electron radius. In the glassy phase () the Universe undergoes exponential acceleration, characteristic of cosmic inflation, with a constant potential energy density . At lower temperatures photon- chemical equilibrium is restored and the glassy phase gracefully exits to the cosmological model when the equation of state , corresponding to a cross-over temperature . In the eBse model the inflaton scalar field is temperature where the potential energy density is a plateau potential, in agreement with Planck collaboration 2013 findings. There are no free parameters that require fine tuning to give cosmic inflation in the eBse model.
Subject terms: Cosmology, Early universe, Phase transitions and critical phenomena
Introduction
The current cosmological paradigm for the expansion of the Universe contains many unexplained mysteries and consists of two adjoining theories: cosmic inflation (CI, Fig. 1 red curve)1–3, at early times , that joins smoothly onto the model (Fig. 1 black dashed and solid curves)3–5 at late times where , in Fig. 1, is the expansion or scale factor velocity. The model accounts for Big Bang Nucleosynthesis (BBN, the creation of light elements in the early Universe), the existence of a cosmic microwave background (CMB), and cold dark matter (CDM), as well as, a period of accelerated expansion due to Dark Energy (DE) or, equivalently, the cosmological constant at late times4. For most of the model is decreasing with increasing corresponding to a decelerating expansion due to the attractive nature of gravity. Only recently for , where is the transition time from deceleration to acceleration6, does increase with increasing , corresponding to an accelerating expansion due to 3–5. The model results in the following composition for the Universe: ~ 5% ordinary matter (baryons), ~ 25% CDM, and ~ 70% DE.
Figure 1.
Variation in scale factor velocity versus cosmic time . Big Bang Nucleosynthesis (BBN) at time , Cosmic Microwave Background (CMB) at , the deceleration-acceleration transition at , the cosmological constant causes accelerated expansion. model: black dashed and solid lines. Cosmic inflation (CI): red solid line. eBse model: exponential acceleration, during CI, terminates at a glass transition temperature at time .
The CMB is remarkably homogeneous and isotropic with thermal fluctuations in causally disconnected regions (the Horizon problem) where, additionally, the initial scale factor velocities are also very homogeneous in causally disconnected regions (the Flatness problem)3,7. A method that solves both the Horizon and Flatness problems is for there to be a period of exponential acceleration, or cosmic inflation, that precedes the phase and which joins smoothly onto the phase (a Graceful Exit). CI is now the accepted paradigm in cosmology because it so elegantly solves both the Horizon and Flatness problems. There are many unknowns in this description of the Universe. What is CDM? What is DE? What gives rise to CI?
In earlier work8,9 the author proposed a model, based upon the electron Born self-energy (eBse), that quantitatively explains many astrophysical observations attributed to DE with no adjustable parameters. In this model the electron is assumed to possess a finite, non-zero radius given by8,10
1 |
where 11 is the contact interaction energy between electron–positron collisions at the LEP (large electron–positron collider). Equation (1) arises from the assumption that the relativistic energy , at these high collision energies, where the momentum . Here , , , and are, respectively, the electron rest mass, speed of light in a vacuum, reduced Planck’s constant, and electron wavelength at energy .
In Quantum Electrodynamics (QED) the electron is assumed to be a point particle (), thus, Eq. (1) would represent an upper bound to the electron radius within QED (namely, the actual electron radius would be less than this experimental estimate). Unfortunately, this point particle assumption for the electron (and the resultant mass renormalization to eliminate divergences) leads to a number of fundamental difficulties in QED which are not well recognized and are rarely discussed. Specifically, the non-local energy is not conserved for the electron where, in addition, the treatment of electrons and other charged particles are inconsistent with each other. These inconsistencies within Physics can only be resolved if the electron possesses a finite, non-zero radius, as is assumed in the eBse model. For any assumed electron radius, such as in Eq. (1), a necessary requirement is that this radius not produce any conflicts between theory and experiment within QED. These issues, and the interrelationship between QED and the eBse model, are discussed in the Supplementary Material.
The eBse description of DE is applicable to cosmological phenomena occurring at late times and small redshifts (). Will a finite-sized electron have any other cosmological consequences and are these consequences consistent with astrophysical measurements? In particular, the finite-size of an electron is likely to have a significant impact at very high densities (in the CI phase) when the separation distance between neighboring electrons and positrons is of order . The purpose of this current publication is to explore this ultrahigh density regime. We find that the eBse model in this region exhibits exponential acceleration, due to a constant potential energy density, in agreement with the expectations for CI.
This publication is set out as follows. The and cosmic inflation models are outlined in Section “ and cosmic inflation models”. Section “Electron Born self-energy model at ultrahigh densities” discusses the eBse model at ultrahigh densities. This publication concludes with a discussion in Section “Discussion”. The eBse model is an extension of QED. The interrelationship between the eBse model and QED is described in the Supplementary Material.
and cosmic inflation models
The cosmological expansion of the Universe is described by Einstein’s General Theory of Relativity (GR) which relates the space–time metric to the energy–momentum tensor . If the Universe is homogeneous and isotropic, as is normally assumed during cosmic expansion, then the GR equations reduce to the Friedmann equations given below. A pedagogical description of this interrelationship can be found in12 (Chapter 3). The expansion, during the phase, is usually described by the Friedmann equation for the scale factor velocity
2 |
where is Hubble’s parameter, the scale factor, the spatial curvature, and Newton’s gravitational constant. The expansion in Eq. (2) is driven by the total energy density of intergalactic space where, in the model,
3 |
has contributions from radiation (), baryons (), , and , and the equation of state is the ratio of pressure to energy density .
Rather than considering the scale factor velocity, as in Eq. (2), a useful alternative is to consider the Friedmann equation for the scale factor acceleration which takes the form
4 |
According to Eq. (4) if () then the Universe decelerates (accelerates) because (). In the model, at late times (), where the expansion of the Universe is accelerating due to DE, astrophysical measurements indicate that 13,14. In CI the acceleration of the Universe is also believed to be caused by where, to obtain this value for , the inflaton , a scalar field of unknown origin, is modeled as a classical scalar field. For a generic homogeneous scalar field one can readily show12 (p. 164) that the energy–momentum tensor takes the form where and are, respectively, the kinetic energy density and potential energy density of the scalar field, is the Kronecker delta, and . Hence, as the energy density where is the time-time component, therefore,
5 |
Similarly, as the pressure where is the diagonal space-space component (which is the same for ), therefore,
6 |
During the inflationary phase
7 |
and, consequently, .
In traditional inflationary theory a form for is surmised and then various parameters within this potential are fined tuned such that Eq. (7) holds for a time period of15
8 |
where is the characteristic time for CI. These requirements on the time scale of the exponential acceleration ensure that the CMB is sufficiently homogeneous and isotropic where, additionally, the flatness of the Universe is also guaranteed. Following the accelerated expansion, the issue for each is, how does the accelerated expansion phase end where the inflaton energy is converted into energy associated with standard particle physics, in thermal equilibrium, so that the model can proceed? As different regions of the Universe are expected to exit CI at different time periods this gives rise to the Multiverse—causally disconnected Universes, each of which may possess differing physical constants. Equations (5)–(7) indicate that CI represents a strongly interacting solid phase, early in the Universe, whereas, Eq. (3) indicates that the model is a description of non-interacting free particle motion later in the Universe (as a potential energy term between particles is absent).
Astrophysical measurements of thermal fluctuations in the CMB allow one to evaluate how well a particular describes the CMB anisotropy. These CMB measurements indicate that the inflationary phase is best described by a single scalar field possessing a plateau potential16,17, namely, is a very flat function of that ends precipitously at the end of the inflationary period.
Electron Born self-energy model at ultrahigh densities
Description of the physics, but without any equations
As much of the Physics, in Section “Electron Born self-energy model at ultrahigh densities”, may be foreign to astrophysicists and cosmologists, the Physics is described in words first, in the absence of any equations, as a guide to the reader. All of the arguments that arise come from soft matter physics, or condensed matter physics, in the vicinity of a glass transition. Due to the ultrahigh densities that are involved, where the average separation distance between particles is of order , soft matter physics concepts are necessary in order to describe the physics correctly.
For energies above there is a chemical equilibrium between the number of photons and the number of electron–positron () pairs in a given volume . This chemical equilibrium varies with temperature . At higher and higher temperatures there are more photons, as well as, more pairs in volume , namely, their number densities increase with increasing temperature. In the eBse model, as both the electron and positron possess a finite, non-zero radius, there will be a maximum number density, specifically, it is impossible to pack more than one electron (or positron) in a volume and therefore the maximum electron/positron number density is . This maximum number density occurs at a glass transition temperature (see Eq. (14)) where the electrons and positrons are packed as closely together as is physically possible, given their size (i.e. they are physically in contact with each other). Of course, the packing will be random because pair creation is random, hence, this solid phase will be random, namely, it will be a glass. For temperatures above the number density of photons can increase (because a photon is a boson), however, the number density of electrons and positrons will remain fixed at this maximum value. Hence, for , the photon- process falls out of chemical equilibrium where there are too few pairs compared with the number of photons. What this means is that provided the pair creation process is sufficiently fast, compared with the expansion rate of the Universe, then the number density of electrons and positrons remains fixed at for . A fixed number density implies a constant potential energy density for . A constant , in cosmology, leads to an exponential acceleration of the Universe as described in Section “Electron–positron glass transition ”. The specific value for this constant (denoted in Section “Potential energy density in the glassy phase”) can be estimated using standard arguments from solid state physics by noting that the number density in a random glassy phase is similar to the number density in a crystalline cubic phase. Hence, as the number densities are similar, therefore, the potential energy densities are also likely to be similar. The potential energy density is therefore estimated by calculating this quantity for an ordered cubic phase of positive and negative charges (the positrons and electrons); this calculation is identical to the calculation of the potential energy density in sodium chloride table salt (see Eqs. (18)–(19)).
For the average particle separation distance, , will be greater than and at these lower temperatures photon- chemical equilibrium is restored. The temperature dependence of the potential energy density , below the glass transition, can be calculated by an appropriate distance rescaling (see Eqs. (25)–(26)). The kinetic energy density , that appears in Eqs. (5) and (6), can also be estimated by using arguments from colloidal particle physics in the vicinity of a glass transition. As the density of particles is very high an individual particle will experience Brownian motion which is characterized by a diffusion coefficient and a viscosity (see Eq. (27)) where the viscosity is divergent upon approaching a glass transition (Eq. (29)). Straightforward arguments allow one to calculate the temperature dependence of the kinetic energy density (see Eqs. (28)–(32)). Once both and , for , are known then various transition points can be determined. The most important transition point is the transition to the model which will occur for an equation of state , which corresponds to the equation of state for both photons and relativistic fermions. The requirement enables one to determine both the temperature, as well as, the potential energy density where the glassy phase transitions to the model (Eqs. (39)–(40)). A plot of and , for the eBse model, is provided in Fig. 2. Sections “Electron–positron glass transition” – “Transition between the glassy phase and ” convert this description, in words, into a mathematical description.
Figure 2.
Potential energy density (red solid line) and kinetic energy density (black dashed line) versus temperature . Cross-over to the model occurs at , a glass transition occurs at , and cosmic inflation occurs for with . The potential energy density is a plateau potential where is constant for .
Electron–positron glass transition
In the early universe, before Recombination, the Universe consists of an ionized plasma of photons, electrons, positrons, protons, anti-protons, and all the other particles of the Standard Model. The Universe also consists of a significant proportion of CDM, however, DE is thought to have played a negligible role. In the following the behavior of electrons and positrons is traced back to earlier and earlier times. At a temperature of , corresponding to an energy of , the conversion of photons to electron–positron pairs first makes its appearance
9 |
The in this equation represents one or more photons. In the Breit-Wheeler process18 two photons are converted to an pair in order to conserve both energy and momentum. However, in the presence of a strong electric field (eg. that of a neighboring electron) one photon can be converted to an electron and positron. The later process is called triplet production19. The Breit-Wheeler process is exceptionally rare and pair creation normally occurs via triplet production.
The equilibrium process in Eq. (9) can be viewed as a chemical reaction where, because the pair production process is so prolific, the number of electrons is to a good approximation equal to the number of positrons . The chemical potential of a photon and, for the current situation, the chemical potential for both the electron and positron is also zero 20. The number of electrons or positrons in volume is given by an integral over the momentum 20
10 |
We are most interested in the situation at very high temperatures , where the relativistic energy , and therefore Eq. (10) reduces to20 (p. 316)
11 |
The number of photons in volume is given by20 (p. 187)
12 |
At earlier and earlier times, corresponding to higher and higher temperatures, the number of photons, electrons, and positrons increases within volume . In QED where the electron and positron are assumed to be point particles, photon and fermion gases can be taken to arbitrarily high temperatures with no restriction on their densities. However, if electrons and positrons possess a finite, non-zero radius (Eq. (1)), then there will be a maximum number density given by
13 |
According to Eqs. (11) and (13) this maximum number density is reached at a glass transition temperature of
14 |
corresponding to an energy of . For temperatures this photon- system falls out of equilibrium; namely, in volume , although the number of photons can increase to an arbitrarily large number in accordance with Eq. (12) (because the photon is a boson), the number density of electrons/positrons is restricted to the value given in Eq. (13) (as these particles are fermions). Thus, as the temperature increases the number density of photons increases, whereas, the number density of electrons and positrons remains constant. In this non-equilibrium situation, when the Universe expands and cools the average number density of electrons and positrons decreases. However, locally, at the level of electrons and positrons the number density is controlled by Eqs. (11) and (12) and the system realizes that it’s not in chemical equilibrium (there are too few electrons and positrons) and the number density of electrons and positrons increases to its maximum value given by Eq. (13). In this constant density electron/positron glassy phase the potential energy dominates the kinetic energy because the electrons and positrons are restricted by the Pauli exclusion principle from moving into any neighboring spaces. The physics of this glassy phase will be very different compared with lower temperatures where electrons and positrons are free to move as an ideal degenerate relativistic fermi gas.
In this glassy phase where and is constant, for a flat Universe (), Eqs. (2) and (5) have solution
15 |
where is the scale factor at Planck time , while the CI time scale
16 |
Equation (15) allows one to estimate the number of e-folds at the glass transition time , corresponding to the glass transition temperature ,
17 |
In this calculation it has been assumed that (which arises from for an adiabatic expansion) is valid up to the Planck temperature3. In the glassy phase this relationship may no longer hold because photons experience significant scattering and therefore obey the diffusion equation rather than the wave equation21. Future considerations may need to improve upon this assumption.
Potential energy densityin the glassy phase
In the glassy phase can be estimated by assuming that the potential energy density for a random close-packed phase of electrons and positrons possesses a similar potential energy density as an ordered close-packed crystalline cubic phase of alternating positive and negative charges. This approximation is expected to be reasonable because the packing fraction for cubic packing 22 (p. 16) is similar to the packing fraction for a random loose packed glassy phase 23. For a crystalline structure the electrical potential at site is given by22
18 |
where the summation is over sites at coordinate , is the sign (+ or -) of the charge, and the separation distance , the nearest neighbor distance , is the charge, and is the Madelung constant that depends upon the crystallographic structure. For a cubic crystal 22 (p. 91). As the energy of an electron at site is , therefore, the total potential energy density is
19 |
Equation (19) assumes that the “hard sphere” interaction dominates and that there is insufficient room for both a spin up and spin down electron at site . If spin up and spin down electrons can be including at site then one should multiply Eq. (19) by a factor of 4 (because there would be a charge of at each site). Equations (18)–(19) are identical to the calculation of the potential energy density for ordinary table salt, sodium chloride, which possesses a crystalline cubic structure.
A Coulomb potential has been assumed in the sum in Eq. (18) without any accounting for virtual electrons and positrons that may screen the charge. At nearest neighbor separation distances of , between an electron and positron, one might wonder if these quantum QED polarization effects could significantly alter the interaction away from the assumed Coulombic potential. At close separation distances between (point) charges and , for , the interaction potential energy (including virtual screening) is given by 24,25
20 |
where the fine structure constant and . From Eq. (20) one finds that
21 |
where the factor of arises from these virtual screening effects. Thus, inclusion of virtual fluctuations would increase the value in Eq. (19) by ~ 2%. In this publication we shall ignore all virtual screening effects.
From Eqs. (16) and (19) one finds that
22 |
which, if Eq. (17) holds, gives the glass transition time
23 |
In the glassy phase it is necessary that the time scale for pair production be much, much smaller than . The Borsellino formula for the creation of pairs via triplet production19 at (corresponding to a reduced initial photon energy of ) has a total cross-section of , therefore, the characteristic time for triplet production is
24 |
using a number density of . As required , namely, an pair is created in the glassy phase as soon as sufficient space becomes available during this accelerated expansion of the Universe.
Transition between the glassy phase and
As decreases below the spacing between adjacent charges increases and, therefore, the potential energy density decreases as
25 |
where is the average spacing between charges. The form taken in Eq. (25) arises because in Eq. (19). From Eq. (11), at a given temperature, is determined from
26 |
It is readily shown, using Eqs. (14) and (26), that the second equality in Eq. (25) follows.
At the kinetic energy density that contributes to the total energy density of intergalactic space is also required. For a particle of radius the time for this particle to diffuse its own radius, due to Brownian motion, is given by26
27 |
where is the diffusion coefficient and is the solvent viscosity. For our system the average velocity is therefore given by
28 |
Near a glass transition the viscosity is divergent according to26,27
29 |
where is the volume fraction at a given temperature while is the packing fraction for the glassy phase ( for a simple cubic structure). As the spacing between particles increases then the volume fraction changes according to
30 |
Note: as then and , hence, as required. In Eq. (29) is the viscosity far from the glass transition, namely, the viscosity of a very dilute gas. For a hard sphere non-interacting gas28 (p. 545)
31 |
Finally, the kinetic energy density can be calculated from
32 |
where is determined from Eqs. (28)–(31) and from Eq. (26). The calculation of , in Eq. (32), is an approximation that assumes that the “hard sphere” nature of the electron and positron and, therefore, the divergent viscosity (Eq. (29)), predominantly determines the behavior of . Improvements to this model would need to take into account the interactions between electrons and positrons; such improvements would undoubtedly give rise to a far more complicated form for .
According to Eq. (4) the acceleration-deceleration transition corresponds to or, equivalently,
33 |
using Eqs. (5)–(6). If one solves Eqs. (25)–(33) for the transition temperature then one finds that
34 |
where the constant
35 |
Hence, the acceleration-deceleration transition temperature
36 |
where the potential energy density
37 |
Cosmic inflation is expected to cross-over to the model when corresponding to the equation of state for photons and relativistic fermions20. In the scalar field description this occurs when
38 |
i.e. and, therefore, from Eq. (34) the cross-over temperature
39 |
and cross-over potential energy density
40 |
It can readily be shown, from Eqs. (26)–(32), that the kinetic energy density is given by
41 |
where the function
42 |
Figure 2 provides a plot of and versus , determined from these calculations, using Igor Pro 4.09. In this calculation we ran into numerical issues, that arise when , in the calculation of for very close to . These numerical issues were avoided by assuming that when while, at lower temperatures (), is described by Eq. (42).
Discussion
A physical mechanism that gives rise to cosmic inflation has never previously been identified. The scalar field is normally an unknown and the form for the potential energy density can only be surmised. Invariably, for a particular model of , this function contains a number of adjustable parameters that are fine tuned in order that the model gives rise to cosmic inflation for a sufficient number of e-folds (Eq. (8)). Additionally, questions arise as to how inflation ends, as well as, how the energy contained in the inflaton decays and is converted to particles in the Standard Model, at thermodynamic equilibrium, such that the model can proceed as normal, giving rise to BBN and the CMB, etc. Planck collaboration 2013 results have ruled out many forms for as they do not conform with a plateau potential17. These issues have led to an intense debate as to whether or not cosmic inflation, in the form proposed in the literature, can account for the isotropy, homogeneity, as well as, magnitude and distribution of thermal fluctuations within the CMB16,29. In comparison to these earlier cosmic inflation models, the eBse model discussed here, does not suffer from any of these drawbacks. There are no adjustable parameters in the eBse model. The inflaton has been identified to be temperature , in this model, where the inflaton potential energy density (Fig. 2) is a plateau potential and can be explicitly calculated. Cosmic inflation, with exponential acceleration, occurs naturally above the glass transition temperature where the eBse model “Gracefully exits” to the model below a temperature .
In summary, in earlier work8,9 we have shown how the eBse model quantitatively explains many features attributed to Dark Energy at small redshifts, of order , and low intergalactic densities, with baryon number density . If the eBse model is to provide a valid description of the Universe then, at early times, a crucial test will be the behavior that this model exhibits at very high plasma densities () where the separation distance between electrons and positrons is of order . In the current publication we demonstrate that in this high density region the eBse model undergoes exponential acceleration due to a constant potential energy density (Fig. 2), akin to CI, caused by the non-equilibrium conversion of photons to pairs above a glass transition temperature of (14). This model naturally crosses over to the model below a temperature (39). is a plateau potential in conformity with Planck collaboration 2013 analysis of the CMB anisotropy16,17,30. There are no adjustable parameters in the eBse model, however, this model for CI is still incomplete as photonic transport in the glassy phase is not yet understood, the presence of other Standard Model particles has not been considered, and quantum fluctuations, that may account for thermal fluctuations in the CMB, remain to be studied.
An anonymous reviewer has pointed out that the assumption of a point-like electron in QED is a historical misunderstanding, as there are no point-like states in Quantum Field Theory, and the notion of the size of a quantum object, in general, can only be provided by its cross-section in specific processes. It is therefore an open question whether or not the electron cross section, at the energy scales of relevance for the onset of inflation (i.e. before inflation has started), is sufficiently large to trigger the proposed mechanism where additionally the effective electron radius remains large enough for the required number of e-foldings during the inflationary period.
In this manuscript we have chosen to study an over-simplified model where the “Universe” consists of photons, electrons, and positrons at very high densities. This over-simplified model allows one to identify a generic mechanism that naturally gives rise to cosmic inflation while allowing the explicit calculation of , , , and . In this generic mechanism, that gives rise to cosmic inflation, all that is necessary is that the particle under consideration possess a finite, non-zero radius. Thus, if quarks possess a finite, non-zero radius, cosmic inflation will occur during the quark/anti-quark creation process (from photons) above the corresponding glass transition temperature. If the quark radius is similar to the electron radius, assumed in Eq. (1), then the quark/anti-quark is likely to dominate the electron/positron by perhaps a factor of ~ 100 because the strong nuclear force is a factor of ~ 100 larger than the electromagnetic force.
Supplementary Information
Acknowledgements
The author thanks Professor Bharat Ratra for useful comments.
Author contributions
The author is solely responsible for all calculations, conclusions, and statements in this publication.
Data availability
All data generated or analyzed during this study are included in this published article.
Competing interests
The author declares no competing interests.
Footnotes
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Supplementary Information
The online version contains supplementary material available at 10.1038/s41598-023-49106-0.
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