Abstract
Non-suppressible HIV-1 viremia (NSV) is defined as persistent low-level viremia on antiretroviral therapy (ART) without evidence of ART non-adherence or significant drug resistance. Unraveling the mechanisms behind NSV would broaden our understanding of HIV-1 persistence. Here we analyzed plasma virus sequences in eight ART-treated individuals with NSV (88% male) and show that they are composed of large clones without evidence of viral evolution over time in those with longitudinal samples. We defined proviruses that match plasma HIV-1 RNA sequences as ‘producer proviruses’, and those that did not as ‘non-producer proviruses’. Non-suppressible viremia arose from expanded clones of producer proviruses that were significantly larger than the genome-intact proviral reservoir of ART-suppressed individuals. Integration sites of producer proviruses were enriched in proximity to the activating H3K36me3 epigenetic mark. CD4+ T cells from participants with NSV demonstrated upregulation of anti-apoptotic genes and downregulation of pro-apoptotic and type I/II interferon-related pathways. Furthermore, participants with NSV showed significantly lower HIV-specific CD8+ T cell responses compared with untreated viremic controllers with similar viral loads. We identified potential critical host and viral mediators of NSV that may represent targets to disrupt HIV-1 persistence.
Subject terms: Translational research, HIV infections, Viral reservoirs, Virus-host interactions
Understanding the heterogeneity of HIV infection, such as in persons with non-suppressible HIV-1 viremia despite adherence to antiretroviral treatment, is crucial to better tailor therapeutic interventions to abrogate HIV-1 persistence.
Main
For the majority of persons with human immunodeficiency virus (PWH), antiretroviral therapy (ART) suppresses HIV-1 RNA to below the level of commercial assay detection1–5. However, a subset of PWH demonstrate persistent low-level viremia while on ART6,7, a condition that not only represents a clinical conundrum for the clinician but can lead to substantial stigma and distress for the patient. Persistent low-level viremia has historically been attributed to suboptimal ART adherence and/or accumulating human immunodeficiency virus-1 (HIV-1) drug resistance8,9. Previous studies supporting the presence of active viral replication have reported that ART resistance mutations can accumulate when viremia persists in the low but detectable range10,11 and that low-level viremia can increase the risk of virologic failure12. However, there has been intriguing evidence that persistent low-level viremia can be maintained for long periods without leading to high-level virologic failure or the development of new resistance mutations13–18. This subset of individuals with persistent low-level viremia without evidence of ART non-adherence or meaningful drug resistance are defined as having non-suppressible HIV-1 viremia (NSV).
Clonal expansion of HIV-infected cells represents a key contributing factor for HIV-1 persistence, and recent studies have suggested that this plays an important role in NSV as well. Halvas et al. also studied a cohort of participants with NSV, reporting that the majority of plasma variants were composed of clusters of identical sequences without signs of viral evolution, which is consistent with the plasma viruses originating from a transcriptionally active viral reservoir rather than new rounds of infection1. While NSV was fueled by large populations of clonally expanded HIV-infected cells, the mechanisms that lead to the establishment and maintenance of NSV, and the NSV-generating proviral reservoirs, remain understudied. In this Article, we characterized a cohort of eight participants with NSV, and performed in-depth ART drug concentration testing, alongside viral and host cell genetics/genomics and immune profiling. We identified features of host integration sites that differentiated proviruses fueling NSV from those that were not contributory. Transcriptomic and immunologic phenotyping studies further highlight potentially permissive host cell and cellular immune environments in patients with NSV. These results provide the most comprehensive evaluation so far of the viral, cellular and immune mediators of NSV.
Participant characteristics and assessment of ARV levels
We enrolled eight participants with ongoing NSV, 88% men, with a median age of 60 years and median ART duration of 10 years. The median duration of virologic suppression before the NSV and duration of NSV for all participants were 4 and 2 years, respectively. During the NSV episodes, the median viral load was 143 copies ml−1 and the median CD4 count was 798 cells µl−1 (Table 1 and Supplementary Table 1). Individual participant characteristics, ART regimens and genotypic susceptibility scores (GSS)19 of plasma viruses sequenced during NSV are presented in Supplementary Table 1. All participants were receiving at least two active antiretroviral drugs during the NSV episodes. Characteristics of the ART-suppressed and viremic controllers (VCs) historical comparator participants are presented in Supplementary Tables 2–4.
Table 1.
Characteristic | NSV (n = 8) | Control for HIV-1-specific CD8+ T cell (n = 7) | Control from ACTG (n = 11) | |
---|---|---|---|---|
Sex, number (%) | Male | 7 (88) | 5 (71) | 6 (42) |
Age (years) (median [IQRa]) | 60 [55, 61] | 62 [52, 68] | 45 [40, 50] | |
Race/ethnicity (%) | African American | 2 (25) | 2 (29) | 3 (27) |
Native American | 1 (12) | 0 | 0 | |
Caucasian | 4 (50) | 5 (71) | 7 (63) | |
Hispanic | 1 (12) | 0 | 1 (10) | |
Years on ART (median [IQR]) | 10 [7, 14] | 12 [10, 13] | 6 [5, 7] | |
Years with NSVb (median [IQR]) | 4 [3, 9] | NAd | NAd | |
Years with suppression (median [IQR]) | 2 [1, 7] | 12 [10, 13] | 6 [5, 7] | |
Viral load copies ml−1 (median [IQR]) | 143 [87, 536] | BLDe | BLDe | |
CD4 count cells µl−1 (median [IQR]) | 798 [581, 1,008] | 793 [617, 949] | 806 [713, 1,208] |
aIQR, interquartile range.
bNSV, non-suppressible HIV-1 residual viremia.
cVirologic suppression before the NSV.
dNA, not applicable.
eBLD, below level of detection (HIV-1 plasma viral below limit of detection).
We assessed ART adherence by quantifying antiretroviral (and their anabolites) drug concentrations in plasma or through dried blood spot (DBS) testing. LV1 and LV2 had plasma dolutegravir and darunavir concentrations consistent with ongoing ART use (Supplementary Table 5). LV3 and LV5-9 had DBS tests for tenofovir (TFV-DP, a measure of cumulative tenofovir/tenofovir alafenamide adherence)20,21 and emtricitabine (FTC-TP, a measure of recent emtricitabine dosing within the preceding 7 days)22,23. The median (range) FTC-TP level was 5 (4.4–6.7) pmol per punch and TFV-DP level was 3,702 (2,771–6,684) fmol per punch24. These concentrations are consistent with expected levels in ART-suppressed individuals, including the highest odds of suppression and lowest odds of future viremia20,23,25,26, suggesting that our participants with NSV had both high levels of short-term and cumulative ART adherence (Supplementary Fig. 1 and Supplementary Table 5).
Plasma NSV were composed of large clones without evolution
HIV-1 integration targeting preferences are demarcated by various features of active chromatin, including transcription27, histone epigenetic marks28 and nuclear speckle proximity29. The reservoir landscape changes over time in response to ART and the host immune response to a quasi-homeostatic state marked by cell loss and clonal expansion30–36. A key goal of this study was to assess aspects of host proviruses that contributed to NSV. Longitudinal single-genome sequencing of near-full-length proviruses and plasma HIV-1 pol-env RNA was performed.
A total of 1,987 single-genome proviral sequences and 222 single-genome plasma sequences were generated for the eight participants with NSV. Longitudinal plasma HIV-1 sequences were obtained for four participants with available sampling (LV1, LV7, LV8 and LV9), at a median 4.5 time points, an average of 9.7 months apart (Fig. 1a and Extended Data Fig. 1). While the ART regimen was adjusted during the NSV for some participants, virologic suppression was not achieved (Extended Data Fig. 1).
Phylogenetic analysis confirmed that sequences from each participant partitioned into separate clusters (Supplementary Fig. 2). We next looked for evidence of longitudinal HIV-1 sequence changes consistent with the active infection of new cells. Neighbor joining trees of proviral and plasma sequences for these eight participants instead showed that the plasma sequences were dominated by one or two clones, with no evidence of viral evolution, consistent with plasma virus originating from a transcriptionally active population of HIV-1-infected cells (Figs. 1b and 2a). For the initial analysis, proviral sequences were considered intact if they either did not harbor obvious defects or were linked to plasma sequences. At the time of study entry, the two largest plasma HIV-1 clones accounted for a median 71% (Q1–Q3: 27–83%) of all plasma sequences and were linked to a median 26% (Q1–Q3: 14–61%) of all intact proviral sequences (Extended Data Fig. 2a). Overall, intact proviruses accounted for a median 4.5% (Q1–Q3: 3.8–15%) of the proviral reservoir, with a high degree of variation evident from two participants (LV2 and LV9). LV2 and LV9 proviruses were dominated by several large clones of intact sequences that represented 76% and 34% of their total peripheral blood mononuclear cell (PBMC) proviral reservoirs, respectively (Extended Data Figs. 2b,c).
We categorized proviruses as producers if they matched a plasma sequence and as non-producers if they did not. There was a wide range of producer proviruses within the reservoir. For LV2, the PBMC proviral reservoir was largely composed of one large producer clone representing 98% of intact proviruses, which matched the large plasma NSV clone (Fig. 2a). In contrast, LV3 had the smallest producer reservoir size, representing 3.5% of total intact sequences. These results demonstrate that, while these individuals share a common NSV phenotype, their proviral landscape can be highly heterogenous (Extended Data Fig. 2b,c).
We next compared the size of the intact and defective reservoir sizes between the participants with NSV and a control group of ten ART-suppressed participants (Supplementary Table 2). Participants with NSV had a numerically larger total and significantly larger intact PBMC proviral reservoir (NSV versus ART-suppressed: median total proviral genomes 34 versus 18 proviruses per million cells, P = 0.08; and median intact proviral genomes 4.3 versus 0.1 proviruses per million cells, P = 0.001). Specifically, the size of the producer proviral reservoir was significantly larger in the participants with NSV than either the non-producer intact proviral reservoir in these participants or the intact proviral reservoir in the ART-suppressed participants (Fig. 2b). In addition, the participants with NSV had a smaller number of proviruses with large deletions (median 2.6 versus 10.7 proviruses per million cells, P = 0.006). These results suggest that an enlarged producer reservoir size could be a contributing factor to NSV.
Integration site and epigenetic signatures of producers
The location and chromatin landscape of HIV-1 proviral integration sites can modulate the extent of proviral transcriptional activity37,38. We accordingly evaluated whether certain integration site features differentiated the producer, non-producer and defective proviruses. Using the Matched Integration Site and Proviral Sequencing (MIP-seq) protocol39, we identified host chromosomal integration sites for 11 producer, 21 intact non-producer and 44 defective proviruses across all participants with NSV (we were unable to identify an integration site for the LV3 producer clone). Integration sites were identified across all autosomal and sex chromosomes with the exception of chromosome 21 (Fig. 3a). Compared with non-producer and defective proviruses, producer proviral integration sites were enriched in chromosome 19. Twenty-seven percent (3/11) of producer proviruses were located in chromosome 19 compared with none of the 21 non-producer and 44 defective proviruses (producer versus non-producer P = 0.03 and producer versus defective P = 0.006, Fig. 3b).
We also observed significant enrichment of producer proviruses in proximity to two epigenetic markers. Using chromatin immunoprecipitation followed by sequencing (ChIP–seq) data from primary CD4+ T cells published on the ROADMAP database40, we detected significantly higher ChIP–seq peak numbers for the H3K36me3 and H3K9me3 histone marks in proximity to producer integration sites compared with either non-producer or defective integration sites (Fig. 3c). We calculated the level of plasma viral load contributed by the producer provirus, which we designate as the plasma clone viral load. We observed a significant positive correlation between the number of H3K36me3 ChIP–seq reads in proximity to the producer proviruses integration sites and the plasma clone viral load (Spearman r = 0.83, P = 0.001, Fig. 3d). Proximity to H3K36me3 has been linked to proviral gene expression38,41, suggesting that producer proviruses are enriched near transcriptionally active regions of the chromosome and that producer proviruses could potentially leverage cellular transcriptional machinery for proviral expression and virion production37. In addition, a higher number of proximal ChIP–seq peak numbers for two other activating histone marks (H3K27ac and H3K4me1) were linked to greater expression of host genes containing integrated proviruses (Extended Data Fig. 3a), although these histone marks were not enriched near producer proviruses.
There were a number of chromosomal features that were not associated with the producer cell proviral phenotype. Distance to transcriptional start sites (TSSs) was statistically indistinguishable between producer, non-producer and defective proviruses, regardless of the orientation of the host gene and provirus (Extended Data Fig. 3b–d). We also did not detect any significant differences between producer, non-producer and defective proviral classes and their distance to heterochromatic centromeres or the fraction of integration into transcriptionally active speckle-associated domains (Extended Data Fig. 3e,f). Finally, using RNA-seq analysis from CD4+ T cells of participants with NSV, we detected no significant differences in host gene transcript levels between producer, non-producer and defective proviruses regardless of the integration orientation of the provirus with regard to the host gene (Extended Data Fig. 3g,h).
Distinct cell survival and interferon signaling in NSV
Cell survival signaling has been linked to HIV-1 persistence, especially in latently infected CD4+ T cells42,43. To understand the association between cell signaling and NSV, we compared the CD4+ T cell transcriptomic features between the NSV group (N = 8) and a subgroup of the ART-suppressed individuals (N = 5) with available RNA sequencing (RNA-seq) data44,45. Compared with the ART-suppressed individuals, participants with NSV had 265 upregulated genes and 427 downregulated genes in total CD4+ T cells (adjusted P value (Padj) <0.1, Fig. 4a). Among these differentially expressed genes (DEGs), Gene Set Enrichment Analysis (GSEA) revealed enrichment of pathways related to HIV-1 infection, HIV-1 life cycle and transcription in the NSV group (Fig. 4b). CD4+ T cells from the NSV group exhibited enrichment in oxidative phosphorylation and apoptosis-related signals (Fig. 4b top and Extended Data Fig. 4a). Specifically, CD4+ T cells from participants with NSV appeared to be primed for survival via downregulation of pro-apoptotic genes and upregulation of genes associated with anti-apoptotic pathways, including proteosome-related genes (for example, PSMB1, PSMB2 and PSMD14), ubiquitination-related genes, and oncogenes such as PIK3CA and PIK3R1 (Fig. 4c,d)46–49.
Transcriptomic analysis also highlighted differences in the immune responses between NSV and ART-suppressed individuals. Participants with NSV demonstrated upregulation of immunosuppression-related genes in total CD4+ T cells, including CTLA4 and FOXP3 (Fig. 4a), pointing to an enrichment of the RUNX1-related pathway, which is associated with attenuation in antiviral and interferon (IFN) signaling through FOXP3 binding50,51. In fact, both IFN-α/β and IFN-γ signaling were enriched in ART-suppressed individuals (Fig. 4b bottom and Extended Data Fig. 4b,c). IFN signaling plays a pivotal role in HIV-1 pathogenesis by inducing viral restriction factors, causing depletion of CD4+ T cells, and regulating systemic immune activation52. These results may point towards potential defects in immune-mediated control of a highly active HIV-1 reservoir as a contributing factor for NSV.
Absence of immune activation and evidence of HLA escape in NSV
We next assessed the impact of NSV on inflammation and immune activation. Levels of 12 plasma soluble markers of inflammation were compared between participants with NSV and ART-suppressed participants. Participants with NSV demonstrated lower IL-10 and elevated IL-6, but no significant differences in levels of C-reactive protein, sCD14 and sCD163 compared with ART-suppressed individuals (Extended Data Fig. 5). Of note, the older age of the participants with NSV could be playing a role in the higher IL-6 levels found in the participants with NSV compared with the ART-suppressed participants53. Levels of activated HLA-DR+CD38+ CD4+ and CD8+ T cells were compared among participants with NSV, ART-suppressed participants and a cohort of historical VCs, who can achieve immune-mediated control of HIV-1 replication without ART54. Despite similar levels of viremia to the VCs (Extended Data Fig. 6a), participants with NSV had substantially lower levels of CD8+ T cell activation compared with VCs and comparable levels compared with ART-suppressed individuals (Fig. 5a). There were no differences in the intensity and frequency of CD4-expressing cells between groups (Extended Data Fig. 6b,c).
HIV-specific CD8+ T cells, which recognize viral peptides presented in complex with HLA Class-I (HLA-A, HLA-B, and HLA-C), are thought to be one of the key mediators of viral control55,56. Among NSV, ART-suppressed and VC participants, the magnitude of effector HLA-restricted HIV-specific T cell activity and proliferative HIV-specific CD8+ T cells aligned with overall CD8+ T cell activation. VCs had significantly greater HIV-specific CD8+ T cell responses by IFN-γ ELISpot and T cell proliferation assays in comparison with both participants with NSV and ART-suppressed participants (Fig. 5b,c). In VCs, elevated HIV-specific CD8+ T cell responses were detected against HIV-1 Gag, Pol, Env and Nef peptides, with the most robust responses towards Gag (Extended Data Fig. 7). Of note, the relatively muted HIV-specific CD8+ T cell response in NSV was paired with a modestly higher average number of HLA-adapted (escape) mutations57 in producer proviruses compared with non-producer (P = 0.04) and a substantially higher escape burden compared with defective proviruses adjusted for proviral length (P = 0.001, Fig. 5d). After normalizing for the size of each HIV-1 gene, nef showed significantly higher numbers of adapted and possible adapted mutations compared with other HIV-1 genes (Fig. 5e and Extended Data Fig. 8). Adapted and possible adapted mutations in HIV-1 genomes in both producers and non-producers highly correlated with CD8+ T cell IFN-γ release but not with proliferation (Fig. 5f,g), suggesting a relationship between effector HIV-specific CD8+ T cell responses with relatively decreased functionality (that is, proliferation) and subsequent emergence of mutations within proviral clones. Specifically, the number of nef adapted and possible adapted mutations in producer proviruses was strongly correlated with CD8+ T cell IFN-γ release in NSV (r = 0.94, P = 0.02, Fig. 5f,h). Adapted and possible adapted mutations in pol in producer proviruses also significantly correlated with total CD8+ T cell activity (r = 0.84, P = 0.04, Fig. 5i) and may represent immune-driven viral escape mutations that accumulated before ART initiation.
A subset of producers has deletions in the 5′ leader region
Our sequencing revealed that NSV is largely composed of one or two clonal populations that remain stable over time, which is consistent with high-level viral production from a large, clonally expanded population of HIV-1-infected cells as the primary driver of NSV, rather than ongoing viral replication on ART. Since NSV need not be composed of infectious virus, we evaluated producer proviruses for potential replication defects, including deletions in the 5′ PSI packaging element58. In 38% (3/8) of participants with NSV, we observed that producer proviruses harbored deletions in the 5′ end of HIV-1 genome (Extended Data Fig. 9, black boxes). These deletions, which encompassed 22, 15 and 41 nucleotides in participants LV4, LV7 and LV8, respectively, all occurred within SL1 and SL2 elements, ending at the same location within the splice donor site. Plasma HIV-1 RNA sequencing of the 5′ leader/gag region of HIV-1 was performed to confirm the presence of these 5′ defects within the plasma HIV-1 RNA sequences. To evaluate whether these proviruses were infectious, viral outgrowth assays (VOAs) were performed using a transwell system with participant CD4+ T cells (LV4, LV7 and LV8; LV2, LV5 and LV9 served as controls) in the bottom chamber and MOLT-4/CCR5 cells in the upper chamber. HIV-1 DNA from the MOLT-4 cells was extracted and subjected to MIP-seq analysis. None of the proviruses with 5′ deletions was isolated in the VOA. Producer provirus was isolated from the VOA for LV9 (Fig. 2a and Extended Data Fig. 10). Non-producer proviruses were isolated from the VOA for LV2, LV5 and LV8 (Fig. 2a)58.
Discussion
In this study, we have conducted a comprehensive assessment of NSV in eight participants and have provided insight into ART-independent factors implicated in HIV-1 suppression and persistence. Our results indicate that suboptimal ART adherence and drug resistance do not appear to be the drivers of non-suppressible viremia. In these participants, our data suggest that NSV is driven instead by the critical intersection of viral and host immune factors. Specifically, the NSV phenotype was highlighted by the presence of large, clonally expanded reservoirs of proviruses frequently harboring immune escape mutations (and/or defects in the 5′ leader region), integrated in transcriptionally permissive chromosomal regions, within CD4+ T cells primed for survival, and in an environment of muted HIV-specific T cell responses (Supplementary Fig. 3).
In one of the first in-depth reservoir studies of NSVs, Halvas et al. reported that NSV is composed largely of identical populations of plasma viruses that arise from the expansion of HIV-infected CD4+ T cell clones, which they termed repliclones1. However, most prior studies sequenced relatively short fragments of viral RNA, which can overestimate the clonality of plasma sequences. Our plasma HIV-1 RNA sequencing assay was combined with an ultrasensitive RNA extraction process for 6.7 kb pol-env RNA-seq (Extended Data Fig. 10). These results confirm that, in our cohort, NSV is composed primarily of one to two large plasma viral clones that composed >70% of plasma viruses. The role of these viral clones as the primary driver of NSV was confirmed across multiple longitudinal time points, which failed to reveal evidence of plasma viral sequence changes and evolution. For all of the participants with NSV, we were able to identify exact proviral sequence matches for the large plasma clones. We found that the size of the producer proviral reservoir was significantly larger than either the size of the non-producer proviruses in participants with NSV or intact proviruses in ART-suppressed participants, although admittedly with a broad distribution in size of the producer proviral reservoir. The large size of these producer proviral reservoirs and their ability to maintain NSV over years highlight the relative stability of this reservoir. These results and the presence of NSV over many years suggests an intrinsic ability of these HIV-infected cells to maintain prolonged survival and/or proliferate. Prior studies have reported that CD4+ T cells modulating key pro- and anti-apoptotic pathways can maintain survival of HIV-infected cells, drive clonal expansion and guard against CTLs43,59. Compared with ART-suppressed participants, CD4+ T cells in participants with NSV demonstrated transcriptional upregulation of anti-apoptotic pathways and downregulation of pro-apoptotic pathways. While transcriptional analysis was not isolated to producer cells alone, these results suggest that the CD4+ T cell environment in participants with NSV is primed for survival. Lymphoid clonal hematopoiesis (L-CH) refers to the expansion of hematopoietic stem cell clones in relation to age that is triggered by the acquisition of specific point mutations or chromosomal alterations in somatic cells. Recent studies have revealed the presence of L-CH in conditions such as autoimmunity or immunodeficiency, and the role of L-CH in NSV should be studied in the future60.
Using the MIP-seq assay39, we were able to identify the location of HIV-1 integration sites in host chromosomes for 11 producer, 21 intact non-producer and 44 defective proviruses across participants with NSV. HIV-1 integration is known to favor active chromatin, and proximity to activating epigenetic marks can modulate proviral gene expression and hence the fate of the resident provirus and infected cell61,62. We and others have reported that with prolonged ART, intact proviruses are more likely to be found in non-genic regions, in opposite orientation from the host gene and more distant from accessible chromosomal regions that highlight the selection of intact proviruses integrated into regions of deep latency63. In participants with NSV, we found enrichment of integration in chromosome 19, which is distinctively enriched for gene density64,65. We also demonstrated that producer proviruses were located in regions enriched in certain epigenetic characteristics, including a greater number of H3K36me3 histone peaks, which are associated with a transcriptionally permissive chromosomal regions and elevated proviral expression38. A higher number of H3K36me3 peaks surrounding the producer provirus was also strongly associated with higher plasma viral load composed of that clone. These results show that the location of HIV-1 proviral integration in the host genome is a determinant of its eventual fate and align with emerging evidence that the processes of entering and exiting proviral transcriptional latency are influenced by epigenetic mechanisms, making them potentially susceptible to pharmacological interventions.
We found that the persistence of non-suppressible viremia occurred in an environment of relatively muted inflammation and immune activation, featuring the downregulation of IFN response genes, generally low levels of soluble inflammatory markers, and no significant increase in HIV-specific CD8+ T cell responses compared with ART-suppressed individuals. IFN plays a vital role in the innate host antiviral response and contributes to the suppression of HIV-1 viremia66. Compared with ART-suppressed participants, participants with NSV significantly downregulated transcription of multiple genes involved in the IFN-response pathway by bulk CD4 transcriptomic analysis. These include IFN regulatory factors 3 and 7 (IRF3 and IRF7), OAS1 and other genes known to be part of critical circuits for stimulating host antiviral immune responses67,68. While transcriptomic analysis was performed only on bulk CD4 cells, the results do provide some intriguing signals related to latency reversal and cellular survival. For example, BIRC2 is an inhibitor of apoptosis protein (IAP), which suppresses HIV-1 transcription and depletion of BIRC2 can lead to HIV-1 latency reversal69. Participants with NSV downregulated the expression of TNFRSF14, the receptor for the LIGHT/TNFSF14 ligand, which binds BIRC2 (ref. 70). Inhibitors of LIGHT/TNFSF14 are being developed for cancer immunotherapy71 and could be assessed for HIV-1 latency reversal potential. In addition, participants with NSV were found to upregulate expression of PIK3R1 and PIK3CA (among other anti-apoptotic genes), which help encode phosphatidylinositol 3-kinase, an enzyme that promotes cellular survival through activation of Akt. Whether the use of phosphatidylinositol 3-kinase inhibitors could contribute to clearing HIV-infected cells should also be explored72,73.
Heightened HIV-specific CD8+ T cell responses occur with HIV-1 viremia, which is critical to suppress the HIV-1 reservoir74. Thus, we were surprised to find a relatively muted CD8+ T cell response, with no significant differences noted in HLA-restricted HIV-specific CD8+ T cell activity and proliferation between the individuals with NSV and ART-suppressed individuals, and significantly lower levels than seen in VCs with similar levels of viremia. Together, the transcriptomic, soluble inflammatory and T cell data demonstrated that NSV appears to be uncoupled with immune activation. There are several possible explanations for the relatively low levels of HIV-specific T cell responses. First, producer proviruses harbored higher frequencies of adaptive HLA escape mutations, which may explain the suboptimal induction of HIV-specific CD8+ T cell activity due to a loss of antigen recognition75. Of note, there was an enrichment of HLA-escape mutations in nef, which may be particularly immunogenic as previous studies have reported that the strength of the Nef-specific T cell activity is linked with the size of the HIV-1 reservoir76. Another potential mechanism of immune escape may be the contribution of defective virions to NSV. In 38% (three of eight) of our individuals with NSV, we detected deletions in the 5′ leader sequence of the HIV-1 genome. None of these sequences was recovered using the VOA, suggesting these proviruses may be replication defective. The 5′-untranslated leader contains several structural motifs that are involved in multiple steps of HIV-1 replication. The deletions are present in the psi (Ψ) element, which is a highly structured RNA sequence with four hairpin stem loops and a strong affinity for the nucleocapsid domain of the viral Gag protein. Genome packaging during virus assembly and reverse transcription during the subsequent round of infection are some known functions of the 5′ leader region77,78. A recent study by White et al. described four participants with NSV with apparent defects in the 5′ leader sequence58. These defects generally spanned the major splice donor site and resulted in the creation of nonfunctional virions lacking the envelope glycoprotein. Interestingly, the 5′ leader sequence deletions in our participants with NSV spanned the same region and, in fact, LV4 shares the same 22-base deletion that was detected in three participants by White et al. The detection of 5′ leader defects at high frequencies across multiple cohorts suggests a selective advantage of these proviruses in conferring the NSV phenotype, potentially by maintaining a plasma viral load in the absence of HIV-1 replication and/or the ability of Env-deleted virions to escape from host immune surveillance79. It has also become increasingly clear that cellular metabolism represents a crucial regulator of T cell activation and response. Additional studies are also needed to assess the role of metabolic programs and pathways, such as altered glutaminolysis and glycolysis, in suppressing T cell function in participants with NSV80.
In addition to the previously noted limitations, the small size of the NSV cohort analyzed in this study is a key limitation. Also, we estimated proviral reservoir size by near-full-length proviral sequencing. This could lead to some underestimation of the actual reservoir size, although other methods for reservoir quantification (for example, intact proviral DNA assay) may overestimate the size81. Future studies will need to investigate the size of producer proviruses within tissue reservoirs. We found that the peripheral blood reservoir of HIV-infected CD4+ T cells contributing to NSV can differ dramatically between participants with NSV. It is possible that NSV-generating CD4+ T cells are also distributed within anatomical tissue compartments82,83, especially for those participants with NSV with a relatively small producer proviral reservoir size in the peripheral blood. Prior studies have shown that Gag- or CMV-specific antigens can drive the expansion of certain HIV-infected cellular clones32. Additional studies are needed to delineate which antigens might be playing a role in the expansion of the producer proviruses. Neutralizing antibody responses can also suppress viremia84 and evaluation of the humoral immune responses are indicated, although prior studies suggest that some NSV is resistant to autologous neutralizing antibodies85. The lack of viral evolution and ongoing viral replication on longitudinal phylogenetic analysis may explain why ART intensification has not led to virologic efficacy in those with NSV. It is unknown whether newer ARVs, including drugs with potential immunomodulatory properties (for example, fostemsavir86) could provide additional virologic benefit.
In this study, we identified critical host and viral mediators of NSV that represent potential targets to disrupt HIV-1 persistence and promote viral silencing. Importantly, ultrasensitive HIV-1 viral load assays can detect residual low levels of HIV-1 viremia in the vast majority of PWH, even on apparently suppressive ART87. Previous studies have reported that such residual viremia is largely composed of drug-sensitive virus16 and relatively homogeneous viral populations18. Thus, we believe it is likely that the mechanisms behind NSV that we describe here are present to some extent in most, if not all, of PWH. Achieving an in-depth understanding of the mechanisms behind NSV may provide insight on strategies for HIV-1 reservoir eradication applicable to all PWH.
Methods
Participants
In an observational study, we enrolled 8 ART-treated participants with three or more HIV-1 RNA levels between 40 and 1,000 copies ml−1 over 24 months of whom 7 (88%) were men and compared them with a historic cohort of 11 ART-suppressed participants, of whom 5 (71%) were men, with HIV-1 with similar demographic and CD4 counts. Sex and/or gender of participants was determined on the basis of self-report. A participant with non-suppressible viremia enrolled in the HIV Eradication and Latency (HEAL) cohort, a biorepository of Brigham and Women’s Hospital, was included as a part of eight NSVs. The NSV samples were taken from different time points, enabling us to study these participants longitudinally (Fig. 1 and Extended Data Fig. 1). The ART-suppressed comparators included 11 participants from the AIDS Clinical Trials Group (ACTG) and 7 participants from the Ragon Institute of Massachusetts General Hospital, the Massachusetts Institute of Technology and Harvard. Both ART-suppressed comparator groups were well matched with the participants with NSV by CD4 count. A cohort of VCs not on ART with similar viral loads to the participants with NSV was also included for the T cell analysis. All study participants provided written informed consent. The study was approved by the Mass General Brigham Institutional Review Board.
ARV drug level testing
For plasma ARV testing, samples were sent to the infectious disease pharmacokinetics lab at the University of Florida. Testing was performed for darunavir and dolutegravir by liquid chromatography with tandem mass spectrometry. For DBS ARV testing, 25 ml of whole blood were spotted five times onto Whatman 903 protein saver cards, as previously described21,82. After spotting, cards were allowed to dry at room temperature for at least 3 h (as long as overnight), after which they were stored at −80 °C until analyzed. TFV-DP and FTC-TP were quantified from two 7-mm punches extracted with 2 ml of methanol:water to create a lysed cellular matrix using a previously validated method that was adapted and validated for tenofovir alafenamide-containing regimens. The assay was linear and ranged from 25 to 6,000 fmol per sample for TFV-DP and from 0.1 to 200 pmol per sample for FTC-TP21,88.
DNA isolation and HIV reservoir quantification
DNA extractions were carried out from PBMCs using the QIAamp DNA Micro Kit (cat. no. 56304), and the quantification of DNA was performed with Nanodrop (Applied Biosystems, Thermo Fisher). To estimate the size of the reservoir, we analyzed near-full-length proviral sequences as described below.
Near-full-length proviral sequencing, sequence alignments, quality control and neighbor joining analyses
Extracted DNA was endpoint-diluted and subjected to near full-length sequencing (NFL-seq), as previously described63. We classified our sequences into intact and different classes of defective proviruses (for example, 5′-defect, deletion, hypermutation and inversion) using a published proviral intactness pipeline88. Briefly, after aligning to HXB2, we called our sequences as large deleterious deletions if they had a <8,000-bp amplicon size, out-of-frame indels, premature/lethal stop codons, internal inversions or packaging signal deletions (≥15 bp). The Los Alamos National Laboratory HIV Sequence Database Hypermut 2 program was used to identify the existence or nonexistence of hypermutations linked to APOBEC-3G/3F. Sequences of the virus that did not have any of the mutations listed earlier were categorized as ‘genome-intact’ sequences. Using MAFFT v7.2.0, we aligned the sequences and utilized MEGA 6 to deduce neighbor joining trees. We called those proviruses with an exact match with plasma sequences ‘producers’ and intact proviruses without matching plasma sequences ‘non-producers’.
Plasma HIV-1 RNA sequencing
We sequenced plasma HIV RNA as previously described.89 Extracted RNA was diluted to single viral genome levels to meet the criteria of single-genome sequencing of having no more than one template in each well, theoretically no more than 25% of wells being positive for HIV. Primers were designed to amplify pol-env, a 6.7-kb region (Supplementary Data 1). The amplification reaction was performed using 0.5 µl primers (10 µmol), 1 µl (10 mmol) MgSO4, 1 µl (10 mmol) dNTPs and 1 U Platinum Taq Polymerase (Invitrogen) in 25 µl total volume. Polymerase chain reaction conditions consisted of a denaturation step at 94 °C for 2 min, followed by 30 cycles of 30 s at 94 °C, 30 s at 56 °C, 90 s at 68 °C and 10 min at 68 °C. Products underwent Illumina barcoded library construction and MiSeq sequencing. Amplicons were assembled using the UltraCycler v1.0 automated de novo sequence assembly to generate a continuous fragment. Plasma sequences that were within one to two nucleotides of the near-full-length proviral sequence was considered part of the clonal cluster. We counted the total number of plasma sequences in each clone and divided them by all plasma sequences that we had generated. Then we multiplied the ratio with the plasma viral load to determine the contribution of each clone for plasma viral load, which we termed the plasma clone viral load.
For each sequence, the GSS versus the participants’ ART regimen was calculated using the Stanford HIV database drug resistance scoring system. The Stanford HIV database provides a weighted penalty score for the effect of every resistance mutation and antiretroviral medication with 0 if there is no expected effect to 60 for high-level resistance. For each sequence, the estimated level of resistance for each antiretroviral medication (ARV) was determined by adding all of the penalty scores for each of the drug resistance mutations present. The GSS of each ARV was defined as the following: 1 (Stanford penalty score 0–9), 0.75 (Stanford penalty score 10–14), 0.5 (Stanford penalty score 15–29), 0.25 (Stanford penalty score 30–59) and 0 (Stanford penalty score ≥60). The GSS for the sequence was the sum of the GSS for each ARV as part of the participant’s regimen.
Total RNA transcripts sequencing
CD4+ T cells were selected from cryopreserved PBMCs using EasySep Human CD4+ T Cell Enrichment Kit (STEMCELL Technologies). RNA was extracted from selected CD4+ T cells with the AllPrep DNA/RNA kit (Qiagen) with subsequent ribosomal RNA depletion RNA reverse transcribed to complementary DNA library and sequenced by NovaSeq (Illumina). Sequencing results were processed with the VIPER pipeline for alignment, counting and quality control90. DEG analysis was performed with DESeq2 package89 and GSEA with fgsea package using the adaptive multilevel splitting Monte Carlo approach (n = 10,000 for simple fgsea in preliminary estimation of P values)91.
Integration site identification and epigenetics
We characterized single proviral genomes along with their matched genomic integration sites by MIP-seq39. Briefly, we initiated whole-genome amplification by performing multiple displacement amplification with phi29 polymerase using the QIAGEN REPLI-g Single Cell Kit, following the manufacturer’s protocol. Afterward, we divided DNA from each sample and carried out proviral sequencing and integration site analysis. We utilized integration site loop amplification, which has been previously described, to obtain the integration sites associated with each viral sequence92. One modification that we made to this assay is targeting both the 5′ and 3′ ends of HIV to assess the integration site on both ends and eliminate any potential bias that may arise from analyzing only one end of HIV. To determine the exact location of HIV in the host gene, we used an online tool for trimming integration sites93,94. We analyzed our integration sites for various histone marks by utilizing ChIP–seq datasets from primary CD4+ T cells that were publicly available on the ROADMAP website40. The NIH Roadmap Epigenomics Mapping Consortium produces a public resource of human epigenomic data to catalyze basic biology and disease-oriented research (http://www.roadmapepigenomics.org/). We calculated the total number of peaks of histone marks in a 10-kb window from the flanking sides of the integration site and regarded it as the total peak number. To determine the distance between the IS and the nearest TSS, we employed ‘nearestTSS: Find Nearest Transcriptional Start Site’, which is a tool developed in included in the edgeR package95.
Inflammatory soluble marker levels
Cryopreserved plasma samples were thawed and analyzed in batch to assess inflammatory cytokines. Assays were run on 96-well plates. Duplicates were performed for 25% of the samples that were run on each plate. Mesoscale Discovery single and multiplex assays were performed according to instructions provided in kits for assessment of sCD14 (F21T1-2), sCD163 (F21J4-3), TNF-RI (R210V-3), TNF-RII (F21ZS-3), IFN-γ, IL-6, IL-10, IP-10, C-reactive protein (K151A9H-1) and TGF-β1-3 (K15241K-1). D-dimer levels were measured with a standard enzyme-linked immunosorbent assay (Diagnostica Stago S.A.S.). The Mesoscale assays were analyzed with a MESO QuickPlex SQ 120MM Reader.
T cell activation phenotyping and assessment of surface CD4+ expression
PBMCs were thawed and stained with Live/Dead Violet (Thermo Fisher, 1:1,000), PE-Cy7-CD3 (clone SK7, BioLegend, 1:100), BV711-anti-CD4 (clone RPA-T4, BioLegend, 1:100), APC-anti-CD8 (clone SK1, BioLegend, 1:100), Alexa Fluor 700-anti-CD25 (clone M-A251, BioLegend, 1:50), BV650-anti-CD38 (clone HB-7, BioLegend, 1:50), FITC-anti-CD69 (FN50, BioLegend, 1:50), BV785-anti-HLA-DR (clone L243, BioLegend, 1:50) and PE/Dazzle 594-anti-PD-1 (clone EH12.2H7, BioLegend, 1:100). Cells were washed and fixed in 2% paraformaldehyde before flow cytometric analysis on a BD LSR Fortessa (BD Biosciences). CD4 surface expression was determined by assessment of CD4 mean fluorescence intensity.
Assessment of HIV-specific CD8+ T cell reactivity
PBMCs were resuspended at 1 × 106 ml−1 in RPMI supplemented with 10% fetal bovine serum (R10) and plated 200 µl per well in Immobilon-P 96-well microtiter plates (Millipore) precoated with 2 µg ml−1 anti-IFN-γ (clone DK1, Mabtech). Individual HLA-restricted HIV peptides from the optimal A-list96 matched to each subject’s HLA genotype were added at 1 µg ml−1 and incubated at 37 °C overnight. Negative control wells did not receive peptide and positive control wells were treated with 1 µg ml−1 anti-CD3 (clone OKT3, BioLegend) and 1 µg ml−1 anti-CD28 (clone CD28.8, BioLegend) antibodies. ELISPOT assay was performed using manufacturer’s protocol with anti-IFN-γ (clone 1-DK1, Mabtech) capture, biotinylated anti-IFN-γ (clone B6-1, Mabtech) detection, Streptavidin-ALP (Mabtech) and AP Conjugated Substrate (Bio-Rad) followed by disinfection with 0.05% Tween-20 (Thermo Fisher) and analysis using S6 Macro Analyzer (CTL Analyzers). Responses greater than ten spots per well and 3-fold above negative controls were scored as positive97,96.
Assessment of HIV-specific CD8+ T cell proliferation
PBMCs were stained at 37 °C for 20 min with 0.5 µM CellTrace carboxyfluorescein succinimidyl ester (CFSE) (Thermo Fisher) as per manufacturer’s protocol at 1 × 106 cells ml−1. Staining was quenched with fetal bovine serum (Sigma), and cells were washed twice with R10, resuspended at 1 × 106 ml−1 and plated 200 µl per well in 96-well round-bottom polystyrene plates (Corning). Individual HIV peptides corresponding to IFN-γ ELISPOT responses for each participant were added at 1 µg ml−1 and incubated at 37 °C for 6 days before flow cytometric assessment. Negative control wells received dimethyl sulfoxide (in amounts equivalent to peptide containing wells), but no peptide. Positive control wells received 1 µg ml−1 anti-CD3 (clone OKT3, BioLegend) and anti-CD28 (clone CD28.8, BioLegend) antibodies. On day 6, cells were stained with Live/Dead Violet (Thermo Fisher), PE/Cy7-anti-human CD3 (clone SK7, BioLegend) and APC-anti-human CD8 (clone SK1, BioLegend) and then analyzed by flow cytometry (Supplementary Fig. 4). The frequency of proliferating CD8+ T cells was determined by subtracting the percentage of CD8+ T cells in the CFSE low gate following HIV peptide stimulation by the highest percentage of CFSE low cells among the dimethyl sulfoxide negative controls.
HLA typing and HIV escape mutation data analysis
HLA-A/B/C typing was performed using sequence-specific oligonucleotide probing and sequence-based typing as previously described98. We excised individual HIV genes from proviral sequences using Gene Cutter106. We then identified polymorphisms within these genes that are known to be associated with one or more host HLA alleles expressed, as defined using a published list of HLA-associated polymorphisms across the HIV subtype B proteome99. For the escape mutation analysis, each HLA-associated viral site was categorized into one of three groups: (1) ‘non-adapted’ viral sites showed the specific HIV-1 residue predicted to be susceptible to the restricting HLA, (2) ‘adapted’ sites showed the specific HIV-1 residue predicted to confer escape from the restricting HLA, and (3) ‘possibly adapted’ sites showed any residue other than the ‘non-adapted’ form, supporting it as a possible escape variant100.
Limiting dilution VOA
PBMCs from participants and donors without HIV were stimulated with IL-2 (100 U ml−1) and PHA (1 µg ml−1) for 72 h in R20 culture media. Then, we continued the stimulation with only with IL-2 in R20 culture media. VOAs were performed by using CD4+ T cells isolated from cryopreserved PBMCs using EasySep Human CD4+ T Cell Enrichment Kit (STEMCELL Technologies) from participants and healthy donors. Then we used MOLT-4/CCR5 cell lines and co-cultured those for more than 30 days, as reported previously101. We started with 0.1 × 106 MOLT-4/CCR5 cells and 0.5 × 106 CD4+ T cells from our participants and healthy donor and cultured them in each well of a 24-Transwell plates (STEMCELL Technologies). We collected samples from supernatant and MOLT-4/CCR5 every 3 days and refreshed the media with IL-2 (100 U ml−1) in R20 102,103.
Statistical analysis
We analyzed our results by using Mann–Whitney U tests (two-tailed), Fisher’s exact tests and Wilcoxon’s tests as appropriate, unless otherwise specified. Correlations were tested by the Spearman’s rank test. Adjustment for multiple comparisons was made in the analysis of ChIP–seq histone marks and host gene transcription, RNA-seq and numbers of HLA escape mutations per HIV-1 gene. A P value of less than 0.05 was deemed significant. We adjusted for multiple comparisons in the analysis of ChIP–seq histone marks and host gene transcription, RNA-seq and the number of HLA escape mutations per HIV-1 gene. However, we did not make any corrections for multiple comparisons in the other analyses, as it was an exploratory analysis. We performed the statistical analysis using Prism (GraphPad v.7) and the statistical packages in R (R Project for Statistical Computing, version 4.1.0).
Reporting summary
Further information on research design is available in the Nature Portfolio Reporting Summary linked to this article.
Online content
Any methods, additional references, Nature Portfolio reporting summaries, source data, extended data, supplementary information, acknowledgements, peer review information; details of author contributions and competing interests; and statements of data and code availability are available at 10.1038/s41591-023-02611-1.
Supplementary information
Acknowledgements
We are grateful for the contributions of the participants who made this study possible. We thank the investigators and study staff of the AIDS Clinical Trials Group. We appreciate the support of the staff at the MGH sequencing core facility. We thank J. J. Szela for help with enrollment, T. J. Mitsutoshi Tamura for his valuable feedback. We thank Z. Herbert and his group from the Molecular Biology Core Facilities (MBCF) at the Dana-Farber Cancer Institute (DFCI) and the Advanced Lab Technologies Core from the Harvard University Center for AIDS Research in Boston, MA for their assistance with the RNA-seq. This work was supported in part by the Harvard University Center for AIDS Research (AI060354), NIH grants AI169768 (J.Z.L.), UM1AI164560 (to S.G.D.), UM1 AI068634, UM1 AI068636, UM1 AI106701, R37AI039394 (A.N.E.), U54AI170791 (A.N.E.), DP2 AI154421 (G.D.G.) and a Burroughs Wellcome Career Award for Medical Scientists (G.D.G.). Y.L. was supported by Rustbelt CFAR (Case Western Reserve University/University Hospitals Cleveland Medical Center and University of Pittsburgh, P30 AI036219). The content of this publication does not necessarily reflect the views or policies of the Department of Health and Human Services, nor does mention of trade names, commercial products, or organizations imply endorsement by the US Government. This research was supported in part by the Intramural Research Program of the NIH, Frederick National Lab, Center for Cancer Research. This project has been funded in part with federal funds from the Frederick National Laboratory for Cancer Research, under contract no. 75N91019D00024 (to M.C.). Z.L.B. is supported by a Scholar Award from Michael Smith Health Research BC.
Extended data
Author contributions
A.M., B.E., X.Z., Y.L., R.S., D.R.K. and J.Z.L. conceived, designed and supervised the project; A.M., B.E., X.Z., Y.L., R.S., A.K., M.M., C.W., J.F., D.P.W., A.R., H.J., N.J., S.G.D., M.M.L., S.Y., D.R.K., A.T. and J.Z.L. participated in sample collection; A.M., B.E., F.G., E.G., R.C., S.A., T.A., A.S. and J.Z.L. performed sample processing; A.M., B.E., X.Z., Y.L., R.S., A.K., M.M., C.R.C., A.K.T., C.W., J.F., D.D., S.S. and J.Z.L. performed the experiments. A.M., Y.L., R.D. and Z.L.B. performed the statistical analysis; A.M., B.E., X.Z., Y.L., G.J.B., R.S., A.K., M.M., C.R.C., A.K.T., X.L., R.D., C.K., P.L.A., M.D.L., M.C., Z.L.B., J.R.C.M., A.N.E., G.D.G., D.D., S.S. and J.Z.L. participated in data collection and analysis; A.M., B.E., Y.L., R.S. and J.Z.L. wrote the original draft of the paper; all of the authors contributed to the final review of the paper and the editing.
Peer review
Peer review information
Nature Medicine thanks Jean-Pierre Routy and the other, anonymous, reviewer(s) for their contribution to the peer review of this work. Primary Handling Editor Alison Farrell, in collaboration with the Nature Medicine team.
Data availability
All data and code are available by request to the authors and the AIDS Clinical Trials Group. Sequence data were submitted to Genbank (BioProject: PRJNA973660). ROADMAP epigenomic data are available at http://www.roadmapepigenomics.org.
Code availability
There were no new pipelines or packages generated in this study. CHIP–seq and RNA-seq downstream data analyses code was deposited at https://github.com/yijiali89/NSV.
Competing interests
J.R.C.M. has received funding from Gilead Sciences for investigator-initiated research paid to his institution. P.L.A. has received past consulting fees from Gilead, ViiV and Merck and research funding from Gilead paid to institution, unrelated to this work. G.D.G. has received grant funding from Merck. J.Z.L. has consulted for Abbvie and received grant funding from Merck. The other authors declare no competing interests.
Footnotes
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Extended data
is available for this paper at 10.1038/s41591-023-02611-1.
Supplementary information
The online version contains supplementary material available at 10.1038/s41591-023-02611-1.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
All data and code are available by request to the authors and the AIDS Clinical Trials Group. Sequence data were submitted to Genbank (BioProject: PRJNA973660). ROADMAP epigenomic data are available at http://www.roadmapepigenomics.org.
There were no new pipelines or packages generated in this study. CHIP–seq and RNA-seq downstream data analyses code was deposited at https://github.com/yijiali89/NSV.