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Scientific Reports logoLink to Scientific Reports
. 2023 Dec 20;13:22770. doi: 10.1038/s41598-023-49625-w

Terminal-coupling induced critical eigenspectrum transition in closed non-Hermitian loops

Zhuo Bin Siu 1, S M Rafi-Ul-Islam 1, Mansoor B A Jalil 1,
PMCID: PMC10733435  PMID: 38123579

Abstract

A hallmark feature of non-Hermitian (NH) systems is the non-Hermitian skin effect (NHSE), in which the eigenenergy spectra of the system under open boundary conditions (OBC) and periodic boundary conditions (PBC) differ markedly from each other. In particular, the critical NHSE occurs in systems consisting of multiple non-Hermitian chains coupled in parallel where even an infinitesimally small inter-chain coupling can cause the thermodynamic-limit eigenenergy spectrum of the system to deviate significantly from the OBC spectra of the individual component chains. We overturn the conventional wisdom that multiple chains are required for such critical transitions by showing that such a critical effect can also be induced in a single finite-length non-Hermitian chain where its two ends are connected together by a weak terminal coupling to form a closed loop. An infinitesimally small terminal coupling can induce the thermodynamic-limit energy spectrum of the closed loop to switch from the OBC to the PBC spectrum of the chain. Similar to the critical NHSE, this switch occurs abruptly when the chain length exceeds a critical size limit. We explain analytically the underlying origin of the effect in a Hatano–Nelson chain system, and demonstrate its generality in more complex one-dimensional non-Hermitian chains. Our findings illustrate the generality of critical size-dependent effects in finite NH systems that arise from the interplay between the interfacial boundary conditions and the influence of edge localization.

Subject terms: Phase transitions and critical phenomena, Topological matter

Introduction

Non-Hermitian phenomena14 are one of the most exciting topics that have emerged in condensed matter physics. In general, the breaking of Hermiticity by non- reciprocal couplings between lattice sites or onsite gain/loss terms57 can induce a plethora of unusual phenomena that include exceptional points5,8,9, nodal rings10, and the extensive localization of eigenstates1115, also known as the non-Hermitian skin effect (NHSE). The NHSE can be exploited for ultra-sensitive sensors16,17, unidirectional transport18, and the amplification and attenuation of quantum signals19,20, or give rise to interfacial skin modes in non-Hermitian heterojunctions21. Furthermore, recently, many exotic non-Hermitian phenomena have been realized in various platforms ranging from optics22,23, metamaterials24,25, acoustic2628, topolectrical circuits2935 and photonics3639 systems.

In particular, Lee et al. recently uncovered a critical non-Hermitian skin effect (CNHSE) that occurs when two non-Hermitian chains with different NHSE decay lengths are coupled together in parallel, i.e., every site in one chain is coupled to its corresponding site on the other chain40. The CNHSE refers to the abrupt transition in the thermodynamic-limit energy spectrum of the system induced by the inter-chain coupling in which even an infinitesimally small inter-chain coupling can cause the thermodynamic-limit energy spectrum to change from the union of the energy generalized Brillouin zones (GBZ) of the individual chains to the GBZ of the combined system, which can deviate substantially from the former. At short lengths and weak inter-chain coupling, the OBC spectrum of such a coupled system resembles the union of the energy GBZs of the two component chains. However, when the length of the chain exceeds a critical interchain-coupling-dependent size, the energy spectrum of the system undergoes a sharp transition and begins to approach the GBZ of the coupled system. We recently analyzed the origin of the CNHSE in a coupled pair of non-Hermitian Hatano–Nelson chains with inverse decay lengths of the same magnitude but opposite signs11. In such a system, the OBC eigenenergy spectrum of the coupled system takes the form of a straight line lying strictly on the real energy axis when the system length is below the critical length. When the system length exceeds the critical length, which may be on the order of several tens of lattice sites depending on the interchain coupling strength, the eigenergy spectrum acquires finite imaginary parts and asymptotically approaches the thermodynamic-limit form of an ellipse on the complex energy plane with further increase in the chain length. The existing studies on the CNHSE have so far focused on systems consisting of two non-Hermitian chains with different NHSE decay lengths coupled together4042.

In this work, we show that an analogous critical transition can be induced in even a single non-Hermitian chain by connecting the two ends of the chain together with a terminal coupling to form a closed loop. At short lengths of the loop, the energy spectrum of the loop resembles the OBC GBZ spectrum of the open chain. However, even for an infinitesimally small terminal coupling, the energy spectrum of the chain in the thermodynamic limit undergoes a critical transition from the GBZ of the initially open chain to the periodic boundary condition (PBC) spectrum of the initially open chain. Similar to the CNHSE, the switchover of the energy spectrum from the OBC GBZ of the chain to the PBC spectrum occurs sharply when the system length exceeds a critical length. We first illustrate this transition in the most basic example of a non-reciprocal system, i.e., a single Hatano–Nelson (HN) chain. We term the transition in the energy spectrum of the system terminal-coupling-induced energy spectrum transition (TCIEST) to distinguish it from the conventional CNHSE arising in multiple coupled chains. We further show the generality of this critical transition in closed non-Hermitian loops, i.e., that the onset of TCIEST is not restricted to a closed HN loop, but also occurs in closed loops of more complicated non-Hermitian systems, indicating that the TCIEST constitutes a general feature of non-Hermitian loops.

Results

We consider a closed HN loop (“TC”) where the end points at n=1 and n=N of the open HN chain are connected together by a reciprocal terminal coupling Γ illustrated in Fig. 1a. The Hamiltonian of a closed HN loop of length N is given by

HTC=j=1N-1|jtRj+1|+|j+1tLj|+Γ(|N1|+|1N|). 1

Figure 1.

Figure 1

Eigenspectrum and density distribution of closed Hatano–Nelson loops. (a) Schematic representation of a closed HN loop containing N nodes in which each node from n=1 to n=N-1 is coupled to its left and right neighbors by the non-reciprocal couplings tL and tR, respectively, and the Nth node is coupled to the first node by the reciprocal terminal coupling Γ. (b,c) The eigenenergy spectra of the closed HN loops as functions of the chain length N for tL=2, tR=1 at (b) Γ=10-3, and (c) Γ=10-4. The open-chain OBC and PBC eigenenergy spectra are also respectively shown in blue at the bottom and orange on top for comparison. (d,e) The eigenenergies and the normalized density distributions across the lattice sites of the eigenstates of (d) N=30, and (e) N=50 closed loops with the terminal coupling of Γ=10-3 together with the PBC eigenenergy spectra. A darker color at each lattice site indicates a larger density at the site.

The terms in the first row is the Hamiltonian for an open HN chain with the coupling strengths of tL and tR between a site and its left and right neighbors, respectively, and that in the second row the terminal coupling of strength Γ between the ends of the chain. |j (j|) is the ket (bra) vector representing a state localized at site j.

Figure 1b,c show the eigenvalue spectra of the closed loop in Eq. (1) for the exemplary values of tL=2 and tR=1 and two different terminal coupling strengths of Γ=10-3 and Γ=10-4, respectively. The OBC and PBC spectra of the open chains are also plotted in the figures for comparison. Figure 1b shows that for small values of N of less than 22 (henceforth referred to as the short-chain regime), the eigenenergy spectrum takes the form of the open-chain OBC spectrum and is distributed along a line on the real energy axis. When the length of the closed loop exceeds the critical value, its eigenenergy spectrum abruptly deviates from the open-chain OBC spectrum in a manner reminiscent of the CNHSE, and acquires a finite imaginary component. As the length of the closed loop increases, its eigenenergy spectrum approaches that of the open-chain PBC spectrum (henceforth referred to as the long-chain regime), which takes the form of an ellipse on the complex energy plane with the explicit values of E=(tL+tR)cos(k)+i(tR-tR)sin(k) for real π<kπ. Comparing Fig. 1c, which has a smaller value of Γ=10-4 and critical length of 27, to Fig. 1b with a larger value of Γ=10-3, it is evident that the transition from the short-chain regime to the long chain regime occurs at longer chain lengths for smaller values of Γ.

This transition from an OBC-like eigenenergy spectrum to a PBC-like spectrum as the length of the system increases can be understood physically as follows: as the length of the chain increases, the relative proportion of the terminal coupling with the value of Γ between sites 1 and N compared to the number of non-terminal couplings with the values of tL or tR between the rest of the lattice sites on the chains decreases. The system therefore behaves as if it is homogenously coupled by tL / tR as its length increases, and the deviation of the eigenenergy spectrum and eigenstates of the closed loop from the open-chain PBC spectrum decreases.

At a deeper level, as the length of the closed loop increases, the loop can support modes with increasingly long wavelengths that span over larger numbers of lattice sites. The sensitivity of these long-wavelength modes to the single-site perturbation caused by the deviation of Γ from tL and tR decreases with the wavelength of the mode because the length scale of the perturbation is much smaller than its wavelength. Therefore, these long-wavelength modes behave as if the perturbation does not exist, and the corresponding eigenenergy spectrum approaches that of the PBC spectrum. In contrast, in the shorter closed loops, which can only support short-wavelength modes, the relative length scale of the perturbation is proportionally larger for these short-wavelength modes and has a much larger effect on these modes. In particular, because |Γ||tL,R|, the terminal coupling acts as a break in the connection between the sites, i.e., an OBC, along the chain for the short-wavelength modes. The eigenenergy spectra of the shorter chains therefore resembles that of the open-chain OBC spectra in Fig. 1b,c.

Figure 1d,e show the density distribution at each lattice site (i.e., the square of the absolute value of the wavefunction) for each eigenstate for the chain lengths of N=30 and N=50, respectively, corresponding to the long-chain regime of Fig. 1b. For both values of N, the eigenstates are localized near the right edge of the chain, i.e., at site n=N because of the NHSE. Moreover, comparing Fig. 1d and Fig. 1e, it can be seen that the decay rates of the eigenstates from the right edge towards the interior of the loops are largely similar relative to the respective total lengths of the loops. This is manifestation of the scale-free nature of the TCIEST, which we prove mathematically in the following.

To provide a more rigorous explanation of the above findings, we analyze the NH loop with terminal coupling mathemtically. We begin by recalling some properties of the simplest non-reciprocal 1-dimensional system, i.e., the Hatano–Nelson (HN) chain, to set the stage for subsequent discussion and introduce the notation. The HN chain is a periodically repeating 1-dimensional lattice in which the unit cell consists of only a single site. The non-Hermiticity arises by having the coupling in the left and right directions between two adjacent sites differ from (the complex conjugate of) each other. Thus, the Hamiltonian for a HN chain with N nodes numbered 1 to N can be written as

HHN=j=1N-1|jtRj+1|+|j+1tLj| 2

where |j (j|) is the ket (bra) vector representing a state localized at site j. For simplicity, we assume that all the coupling constants such as tL,R are real and positive in this paper. The Hamiltonian for the HN chain can also be written in the non-Bloch form as

HHN(β)=tRβ+tL/β 3

where βexp(ik) is the non-Bloch factor and k is, in general, complex. Under PBC, the values of k in β are real and range from -π to π. Equation (3) then implies that the loci of the PBC eigenenergies form an ellipse on the complex energy plane with a radius of tL+tR parallel to the real energy axis and a radius of |tR-tL| parallel to the imaginary energy axis. It can be readily obtained from Eq. (3) that for a given energy eigenvalue E, the two corresponding values of β, denoted as β±, are given by

β±=E±E2-4tLtR2tR. 4

In general, the OBC eigenenergy spectrum of a non-Hermitian system is given by the loci of the energy values where the middle two values of β (arranged in ascending order of absolute values) have the same absolute values43. For the HN chain where there are only two values of β, this implies that the OBC spectrum is constituted by the values of E for which |β+|=|β-|. This occurs when E is real and the E2-4tLtR term in the square root of Eq. (4) is negative. The latter implies that the locus of the OBC eigenenergy spectrum is the line |E|<2tLtR,ER. It also implies that the common value of |β±|=tL/tR, and that E=2tLtRcos(k+) where k+arg(β+). The (unnormalized) wavefunction of an OBC eigenstate ψHN for a finite chain with N sites labelled as n=1,2,N can then be written as

ψHN(n)=tLtRN2(exp(ink+)+(-1)exp(-ink+)),where(N+1)k+/πZ, 5

from which it can be readily verified that the wavefunction satisfies the boundary conditions of ψHN(0)=ψHN(N+1)=0 beyond the boundaries of the chain. It can also be seen from Eq. (5) that the wavefunction is proportional to (tL/tR)N/2. This implies that when |tL|>|tR|, the wavefunction would be exponentially localized near the right edge of the chain, i.e., at n=N.

Short-chain regime

We now consider the closed HN chain (“CHN”) where the end points at n=1 and n=N of the open HN chain are connected together by a reciprocal terminal coupling Γ illustrated in Fig. 1a . The corresponding Hamiltonian of the closed HN chain is given by

HCHN=HHN+Γ(|N1|+|1N|). 6

We first explain the breakdown of the short-chain regime at which the loci of the eigenenergies deviate from that of the open-chain OBC energy spectrum and begins to gain finite imaginary parts. Within the interior of the closed chain at n=2,,N-1, each lattice site is coupled both its left and right neighbors by tL and tR. Eq. (3) is therefore still applicable to these sites. We find numerically that within the short-chain regime, the wavefunction of an eigenstate at the energy E at these interior sites is a generalization of the form adopted by the eigenstates of the open HN loop given in Eq. (5), i.e., it has the generic form of

ψCHN(n)=tLtRn2(exp(ink+)+exp(iϕ)exp(-ink+)),n=2,3,,N-1. 7

In Eq. (7), the original (-1) coefficient of exp(-ink+) in Eq. (5) is now generalized into a phase factor exp(iϕ) with the real-valed phase angle ϕ to be determined while the exponential factor of tLtRN/2 remains unchanged. In contrast to the interior nodes, the nodes at the extremes at n=1 and n=N are no longer coupled by tL and tR to both their left and right neighbors because the terminal coupling is replaced by Γ. We denote the values of the wavefunctions at these two terminal locations in a slightly different notation with ψCHN,1 and ψCHN,N.

The wavefunctions at the different values of n obey the Schrödinger equation

HCHN|ψCHN=|ψCHNE. 8

Taking the inner product of Eq. (8) with n| for n=1,2,N-1 and N, we obtain

ΓψCHN,N+tRψCHN(2)=EψCHN,1, 9
tLψCHN,1+tRψCHN(3)=EψCHN(2), 10
tLψCHN(N-2)+tRψCHN,N=EψCHN(N-1), 11
tLψCHN(N-1)+ΓψCHN,1=EψCHN,N. 12

When (tL/tR)N/21, as is the case here even for all but the smallest values of N in the short-chain regime, the ΓψCHN,1 term in Eq. (12) is negligible compared to the other two terms (the disparity between the magnitudes of |ψCHN,1| and those of |ψCHN,N| and |ψCHN(N-1)| can also be seen in Fig. 1d,e) and can be dropped. We therefore obtain ψCHN,N=(tL/E)ψCHN(N-1)(tL/tR)N/2. Meanwhile, Eq. (9) can be rearranged into the form of

ΓψCHN,N=EψCHN,1-tRψCHN(2). 13

Because of its exponential dependence on N due to the (tL/tR)N/2 term, ψCHN,N on the left hand side of Eq. (13) has a much larger absolute value than both the ψCHN,1 and ψCHN(2) terms on the right hand side of the equal sign. The difference between the magnitude of ψCHN,N and those of the ψCHN,1 and ψCHN(2) terms grows with N. This implies that there exists an upper limit for N beyond which Eq. (13) can no longer be satisfied under the short-chain regime form of the wavefunction in Eq. (7) because of the mismatch between the magnitudes of the terms on the left and right sides of the equation. At the value of N where this occurs, the short-chain regime breaks down, and the system transitions into the long-chain regime.

We can be put the above arguments on a firmer mathematical footing by explicitly solving the various terms in Eq. (13). The key idea is that given a value of N and some E=2tLtRcos(k+),k+R, we check if the given value of E is an energy eigenvalue of the closed HN chain of the given length N. To do this, we first substitute Eq. (7) into Eqs. (10) and (11) and solve for ψCHN,1 and ψCHN,N in terms of the exp(iϕ) phase factor in Eq. (7). The expressions for ψCHN,1 and ψCHN,N are in turn substituted into Eq. (12) to solve for exp(iϕ). We thus obtain

exp(iϕ)=tLtRN/2exp(i2(N+1)k+)-ΓtRexp(i(N+2)k+)-tLtRN/2+ΓtRexp(iNk+). 14

Because (tL/tR)N/2Γ/tR, the second term in the numerator and denominator are negligible compared to their respective first terms and can be dropped, and we obtain the simplification

exp(iϕ)-exp(2i(N+1)k+). 15

Substituting this approximation for exp(iϕ) into Eq. (13), we obtain

ηLΓψCHN,N-2iΓtLtRN2exp(i(N+1))sin(k+) 16
ηREψCHN,1-tRψCHN(2)tL(1-exp(2i(N+1)k+)) 17

for the left and right sides of the equation, respectively.

The validity of these expressions for ηL and ηR are numerically verified in Fig. 2, in which the absolute values of ηL and ηR are computed using the exact expression for exp(iϕ) in Eq. (14) and shown in panels a and b of the figure, respectively. (For the calculations in Fig. 2, N is treated as a continuous parameter rather than a discrete integer variable.) Figure 2a shows that ηL grows exponentially with N and varies in a non-oscillatory manner with E in agreement with Eq. (16). On the other hand, Fig. 2b shows the oscillatory behavior of |ηR| oscillates between 0 and 2tL with the variation of E (recall that E and k+ are related through E=2tLtRcos(k+)).

Figure 2.

Figure 2

(a) Ln|ηL| and (b) |ηR| plotted as functions of N and E. Note that the logarithm of |ηL| is plotted in (a) while the value of |ηR| itself is plotted in (b). (c) The surface plots of Ln|ηR| and Ln|ηL| plotted together to show the values of N at which Ln|ηR| and Ln|ηL| can possibly intercept each other. (d) Ln|ηL-ηR|, which approaches negative infinity when ηL=ηR. The eigenvalues of HCHN that fall on the real axis are also shown as black dots at integer values of N in this plot. Parameters used: tL=2, tR=1, and Γ=10-3.

For the given E to be an eigenenergy of the closed NH loop of length N, ηL and ηR must match. However, except at |E|=2tLtR where the sin(k+) term in Eq. (16) vanishes, ηL grows exponentially with N. In comparison, the maximum possible magnitude of ηR is 2tL. There is therefore an upper limit for N beyond which the values of ηL and ηR can no longer match. This match is shown more clearly in Fig. 2c where the magnitudes of the ηL and ηR are plotted together on the same scale. As can be seen for large values of N (above 25 say), the values of |ηL| far exceed those of |ηR| and there is no overlap between them. This signifies the breakdown of the short-chain regime. A clearer depiction of the matching between ηL and ηR over the various values of N and E is given in Fig. 2d, which plots the absolute value of the difference between the two quantities. The blue curves depict regions of very low values of Ln|ηL-ηR| at which the two quantities match very closely, while the dots represent the eigenvalues of the closed chain that have real values at integer values of N. Because of the proportionality of ηL to sin(k+)=1-E2/(4tLtR), the transition to the long chain regime occurs at slightly larger values of N for larger values of |E| in Fig. 2d. Incidentally, the proportionality of ηL to Γ implies that the value of N at which the transition occurs would be proportional to Ln(1/|Γ|). In other words, for smaller values of the terminal coupling Γ, the critical transition occurs for larger chain length N. This trend can also be seen by comparing Figs. 1b and 1c. We will now proceed to study the behavior of the closed HN chains in the long-chain regime beyond the critical transition.

Long-chain regime

We saw in the previous section that the transition to the long-chain regime occurs when a wavefunction of the form Eq. (7), which is applicable only for real |E|<4tLtR, can no longer satisfy the boundary condition in Eq. (13). When this occurs, the eigenenergy E gains an imaginary component, and the two solutions for β in Eq. (4) at the eigenenergy E would no longer have the same absolute values. In the remainder of this section, we denote the β value where |β| is closer to 1 as β1, and the other value of β as β2. For any arbitrary value of E , Eq. (4) implies that β1 and β2 are related by

β2=tLtR1β1, 18

and have complex polar angles of opposite signs. Consequently, introducing k1=arg(β1), following Eq. (7), the wavefunction in the interior of the closed chain at n=2,N-1 can be written as

ψCHN(n)=b1|β1|nexp(ink1)+b2|β2|nexp(-ink1),n=2,,N-1. 19

where b1 and b2 are the corresponding weightages of the states associated with β1 and β2. Without losss of generality, we set b1=1 in the subsequent discussion and let b2 be an as yet undetermined variable to be solved for, and retain the notations of ψCHN,1 and ψCHN,N for the wavefunctions at sites 1 and N, respectively.

The plots in Fig. 3 depict the values of |β1,2|, |b1,2| and |ψCHN,(1,N)| on the complex energy plane E for three different lengths of the closed loop in the long-chain regime. The values of |β1,2| are also plotted across the complex energy plane in Fig. 3a.

Figure 3.

Figure 3

(a) The absolute values of |β1| and |β2| plotted as functions of complex E. The green dotted circles on the |β1| and |β2| surfaces are the projections of the open-chain PBC eigenenergy spectrum onto the spectrum. The values of (b) |β1,2|, (c) Ln|b1,2|, and (d) |ψCHN,(1,N)| for N=30, 40, and 50 at the eigenenergies of the respective chain lengths. Parameters used: tL=2, tR=1, and Γ=10-3.

Figure 3a shows that within the ellipse of the open-chain PBC eigenenergy loci denoted by the dotted circles, both |β1| and |β2| are greater than 1, and that |β2|>|β1|. (By definition, the PBC eigenenergy locus is the locus of the eigenvalues of Eq. (3) for which k is real, i.e., |β1|=1. The projection of the eigenenergy locus therefore cuts the |β1| surface at |β1|=1. ) These facts will be made use of the derivations that follow. Figure 3b shows that as the length of the closed chains increases, the value of |β1| in the eigenstates tends towards the PBC value of 1 while that of |β2| reduces with increasing length. Figure 3c shows that the relative weight of β2 to β1 decreases as the length of closed chain increases. Taken together, these two trends imply that the eigenstates in the closed chains approach the PBC eigenstate ψPBC(n)=exp(ikn),kR as the length of the chain increases.

The preceding arguments may give the impression that the NHSE will diminish as the length of the closed chains become longer. Such a claim has in fact been made in a very recent study on a related system44. However, Fig. 3d shows that the relative magnitudes between the wavefunctions at n=1 and n=N remain fairly constant regardless of the length of the chain. Furthermore, by comparing Figs. 1d and 1e, it can be seen that the localization of the bulk modes remains undiminished in the long-chain regime compared to that in the short-chain regime. This may be qualitatively understood as a consequence of the boundary condition given in Eq. (13): because of the exponential dependence of ψCHN(n) on n and the fact that both |β1| and |β2| are greater than 1, the ψCHN,N term on the left hand side of Eq. (13) tends to be substantially larger than the EψCHN,1-tRψCHN(2) terms on the right hand side. Hence, for the boundary condition to still hold, the magnitude of ψCHN,N needs to be moderated. From Eq. (12), ψCHN,NtLψCNH(N-1) because ΓψCNH,1 is negligibly small compared to the other two terms. The moderation of |ψCHN,N| is accomplished through the mutual cancellation of the terms containing β1 and β2 in ψCHN(N-1), which has the form given in Eq. (19). We find numerically that the b1|β1|N-1 and b2|β2|N-1 terms in ψCHN(N-1) have roughly the same order of magnitudes that do not vary substantially with N.

To explain these findings and those in Fig. 3c,d more qualitatively, we turn to a more rigorous derivation of the wavefunction in the long-chain regime. In analogy to the short-chain regime, the expression for ψCHN(n) in Eq. (19) can be substituted into Eq. (10) and (11) with b1 set as 1. Subsequently, ψCHN,1 and ψCHN,N can be solved for in terms of b2. The resulting expressions for ψCHN,1 and ψCHN,N are then be substituted into Eq. (12) to solve for b2. We then obtain

b2=|β1|2exp(i(2+N)k1)tR(|β1|Nexp(iNk1)tR-Γ)tl(-exp(iNk2)|β2|NtR+Γ). 20

Because Γ has a much smaller absolute value than |β1|N in the numerator and |β2|N in the denominator, Γ can be dropped in both the numerator and denominator of the above equation to a good approximation. By considering Eq. (18), Eq. (20) is then approximated as

b2-exp(2i(N+1)k1)|β1||β2|N+1. 21

Because |β1|/|β2|<1, as shown in Fig. 3a, Eq. (21) agrees with the numerical results in Fig. 3c that |b2| decreases exponentially with N. Meanwhile, under the same approximation, |ψCHN,n| is given by

|ψCHN(n)||β1|n(1-|β1|2trtlexp(2ik1)),n=2,,N-1. 22

Using the approximate value for |ψCHN(N-1)| given by Eq. (22) and the approximation ψCHN,NtLψCNH(N-1), we find that

|ψCHN,N||ψCHN(N-1)|. 23

Substituting the approximation for b2 in Eq. (21) into Eq. (19) and the boundary condition Eq. (13) and using the fact that |β1|/|β2|<1, we obtain the following relation that needs to be satisfied by |β1| in an eigenstate:

Γ|β1|N1-exp(2ik)|β1|2tRtL=tL. 24

This, together with Eq. (22), implies that |ψCHN,N|tLΓ, which is consistent with the near independence of |ψCHN,N| on N, as depicted numerically in Fig. 3d. When N2, this gives the rough approximation that

|β1|N1ΓtL, 25

which is consistent with the decrease in |β1| with increasing N in Fig. 3b. The adequacy of this approximation is demonstrated with in Fig. 4 where the approximate values of |β1| obtained using Eq. (25) are compared with those computed numerically from Eq. (24).

Figure 4.

Figure 4

Comparison of the exact solution for |β1| Eq. (24) and approximate solution Eq. (25) for tL=2, tR=1, and Γ=10-3 at (a) k=0.2, and (b) k=1.

Interestingly, Eq. (25) implies that the skin effect decay length 1/(Ln|β1|) relative to the total length of the chain, i.e., (NLn|β1|)-1 is a constant. Therefore, similar to the conventional CNHSE in open chains, the skin effect in the long-chain regime is scale-free41,45. In other words, the proportion of the chain in which the magnitude of the wavefunction exceeds an arbitrary threshold is independent of the chain length. The scale-free nature of the NHSE can be seen by comparing Figs. 1d and 1e.

Generality of the TCIEST

We now demonstrate the generality of the TCIEST in more complex closed loop systems beyond the closed HN loop. The first example is the non-Hermitian Su-Schrieffer-Heeger (SSH) chain. In contrast to the HN chain in which each unit cell contains only a single node, the unit cell of the SSH chain contains two nodes with the characteristic feature that the inter-cell and intra-cell couplings differ from each other. The Hamiltonian of a closed SSH chain containing N unit cells with the intra-unit cell couplings of t(L,R),1 in the left and right directions, inter-unit cell coupling of t(L,R),2, and terminal coupling of Γ between the first and last sites can be written as

HSSH=jN|2j-1tR12j|+|2jtL12j-1|+jN-1|2jtR22j+1|+|2j+1tL22j|+Γ(|12N|+|2N1|) 26

where the first row represents the inter-unit cell couplings, the second row the intra-unit cell couplings, and the last row the terminal coupling between the first and last lattice sites. The system represented by the Hamiltonian in Eq. (26) is schematically illustrated in Fig. 5a.

Figure 5.

Figure 5

Eigenspectrum and density distribution of closed Su–Schrieffer–Heeger (SSH) loops. (a) A schematic representation of a closed SSH chain with N unit cells and the intra-unit cell couplings of t(L,R),1, inter-unit cell couplings of t(L,R),2, and terminal coupling between the first and last node of Γ. Each unit cell is denoted by a dashed box. (b) The energy spectrum of a closed SSH loop with tL1=2.9, tR1=1.1, tL2=0.775, tR2=1.225, and Γ=10-3 as a function of N. The open-chain OBC and PBC spectra are also plotted in the figure for comparison. (c,d) The eigenenergy spectra and density distributions across the lattice sites for the eigenmodes of the closed SSH loop in (b) at N=40 and N=80 respectively. Darker colors indicate higher densities. (Note that the number of sites is twice the number of unit cells because each unit cell contains two sites.) (e) The energy spectrum of a closed SSH loop at Γ=10-3, and the critical parameter values of tL1=2.9, tL1=1.1, tL2=0.55 and tR2=1.45. (f) The eigenenergy spectrum and density distribution across the lattice sites for the eigenmodes of the critical closed SSH chain in (e) for N=80.

Figure 5b shows the occurrence of the TCIEST for an exemplary parameter set in a SSH chain. A clear signature of the TCIEST can be seen around N=20. Here, a transition occurs in the energy spectrum from the open-chain OBC form comprising two separated lines on the real energy axis, which characterizes the short-chain regime, to the open-chain PBC form comprising two ellipses on the complex energy plane symmetrically distributed about the imaginary axis, which characterizes the long-chain regime. Figure 5c,d show the density distributions for two chains with the same parameters as those in Fig. 5b at the lengths of 40 and 80 unit cells, respectively, which fall within the long-chain regime. Note that despite the loop in Fig. 5d being twice as long as that in Fig. 5c, the spatial density distributions of the eigenmodes for both chains relative to the total length are broadly similar. This again demonstrates the scale-free characteristic of the TCIEST effect.

By applying the standard condition that the loci of the eigenenergies in the thermodynamic-limit OBC open-chain energy spectrum is given by energy values at which the middle values of β have the same absolute values43, the inverse decay skin length of the open-chain SSH system under OBC, (Ln|β|) can be derived to be

Ln|β|=12LntL1tL2tR1tR2. 27

Eq. (27) implies that there is a critical set of parameters at which the inverse skin length is zero, i.e., there is no localization of the eigenstates near the edges even when the system is non-Hermitian. This occurs when the condition

|tL1tL2|=|tR1tR2| 28

is satisfied12. Figure 5e shows the eigenenergy spectra for a closed SSH chain with an exemplary set of parameters satisfying Eq. (28) along with the PBC and OBC spectra of the corresponding open SSH chains. Both the OBC and PBC spectra of the open chains have the same form, i.e., both consist of two discontinuous lines on the real axis. The correspondence between the two implies that there is no skin effect in the system, as expected. The absence of the NHSE is further demonstrated in the plot of the density distributions of the closed-chain eigenstates at N=80 in Fig. 5f, which clearly shows the absence of exponential localization of the eigenmodes near either of the edges. As explained earlier, the transition from the short- to long-chain regime in the TCIEST depends on the wavefunction at one end of the chain being exponentially larger than that at the other end in the NHSE. Thus, the absence of any exponential localization in Fig. 5e implies the absence of TCIEST in this particular closed SSH chain when the coupling parameters satisfy Eq. (28).

Co-existence of the TCIEST and CNHSE

We next demonstrate the co-existence of the TCIEST and CNHSE effects in a system comprising two closed HN loops denoted as chains A and B with the respective coupling constants of t(L,R),A and t(L,R),B coupled in parallel. Each site in chain A is coupled to its corresponding site in chain B by a reciprocal coupling tC, and the first and last nodes of each chain are coupled by a reciprocal terminal coupling Γ to form a closed loop, as shown schematically in Fig. 6a. The Hamiltonian for this system with N sites in each chain can be written as

HPHN=jN-1(|j,AtR,Aj+1,A|+|j,BtR,Bj+1,B|×|j+1,AtL, Aj,A|+|j+1,BtL, Bj,B|)+jN(|j,Atcj,B|+|j,BtCj,A|)+Γ(|1,AN,A|+|1,BN,B|). 29

Figure 6.

Figure 6

Co-existence of TCIEST and critical non-Hermitian skin effect. (a) A schematic representation of two Hatano–Nelson chains each containing N nodes and the respective coupling strengths of t(L,R),A and t(L,R),B. Each node in one chain is coupled to its corresponding node in the other chain by the inter-chain coupling tC. (b) The energy spectrum of the coupled open chain (“coupled OC”) as a function of the chain length. The OBC spectrum in the thermodynamic limit of the open chain is shown as well. (c) The energy spectrum of the coupled closed loop as a function of the chain length. (d) The energy spectrum of the same loop in c. as a function of the chain length for longer lengths of the chain and the PBC eigenenergy spectrum. The different regimes in each of these systems are indicated by the colors of the dots. The approximate system sizes N0 to N3 at which transitions between different regimes occur are labelled. Common parameters used: tL,A=2, tL,B=3, tR,A=tR,B=1, tC=0.05, and Γ=10-11.

Figure 6b shows the eigenenergy spectrum of the system in which Γ was set to zero while tC has a finite value. This corresponds effectively to two open-chain NH systems that are coupled to each other in parallel. Such a system exhibits the CNHSE where the eigenenergy spectrum switches from the short-chain regime, which consists of a line on the real axis formed from the union of the OBC spectra of the two individual chains, to the long-chain regime. The switching occurs at a critical chain length N of around 20. Figure 6c shows the eigenenergy spectrum of the coupled closed chain system where the terminal coupling Γ is now set to a small but finite value of 10-11. The same transition of the eigenenergy spectrum from the straight line of the open-chain OBC spectra to the elliptical form of the coupled open chain occurs at around the same critical value of N=N0, which is approximately given by

N04Ln(tC)LntL,AtR,BtR,AtL,B, 30

which we derive in detail in the Methods section. (The exact value of N0 at each eigenenergy and the other critical values N1 to N3 dicusssed later varies slightly with the energy.) The presence of only the interchain coupling tC but not the terminal coupling Γ in Eq. (30) indicates that this transition at N=N0 is driven by the CNHSE and not the TCIEST. Interestingly, a finite terminal Γ coupling that transforms the NH chains into a closed loop induces a second transition at the critical size N1, which falls around 15 and is approximately given by

N1-2LnΓLntL,BtR,B. 31

At this critical point, the eigenenergy spectrum begins to transit from a single ellipse to an intermediate form comprising a straight line enclosed within a larger ellipse. This transition is completed at the crticial size of

N22LntC2ΓLntL,AtR,A. 32

The ellipse corresponds to the PBC spectrum of chain A, which has transited to the long-chain regime because of its shorter TCIEST critical length, whereas the straight line corresponds to the OBC spectrum of chain B, which has a longer TCIEST critical length and thus is still within the TCIEST short-chain regime. Figure 6d shows the eigenenergy spectrum of the same system as Fig. 6c for a larger range of N. The eigenenergy spectrum undergoes another transition when the energy spectra of the states associated with chain B also make the TCIEST transition at the critical energy N3, which has an approximate value of 75 and is approximately given by

N3-LnΓLntL,AtR,A. 33

The spectrum of these states transforms from the straight line OBC form to the elliptical PBC form.

To confirm our identification of the various size regimes in Fig. 6, we analyze the wavefunction composition of the eigenstates in more detail. In an analogous approach to Eq. (19), the wavefunction within the composite system consisting of two HN chains of length N coupled together in parallel can be written in the form of

ψPHN(x)=j4|ϕjbjβjx,1<x<N,|β1||β2||β3||β4| 34

where the |ϕjs are the eigenspinors of HPHN(β) with the eigenenergy E, i.e.,

HPHN(βj)|ϕj=|ϕjE 35
HPHN(β)=tR,Aβ+tL,A/βtCtCtR,Bβ+tL,B/β. 36

Applying the time-indepndent Schrödinger equation HPHNψPHN(x)=EψPHN(x) at the two ends of the chain at x=1 and x=N gives the boundary conditions

0tCtC0ψPHN(N)-EψPHN(N)+tL,A00tL,BψPHN(N-1)=-ΓψPHN(1), 37
0tCtC0ψPHN(1)-EψPHN(1)+tR,A00tR,BψPHN(2)=-ΓψPHN(N). 38

To investigate how the wavefunction ψPHN evolves as the size of the system increases, we treat N as a continuous variable and study how the βis and bis in Eq. (34) change as N is varied continuously via the following procedure: we first set E to one of the eigenenergy values at the integer value of N=20, as shown in Fig. 7. We then shift N by a small amount and find the nearest value of E to the original eigenenergy that satisfies Eq. (35) to (38). By doing this repeatedly, we obtain the continuous trajectory for the eigenenergy of E shown in Fig. 7a as N is varied continuously. It should be noted that this trajectory indeed cuts across the eigenenergies of E computed numerically by the direct diagonalization of Eq. (29) at integer values of N. Note that whereas the values of N1 to N3 mentioned earlier are indicative values for the transitions between different regimes across the various eigenstates with different energies here , the numerical values listed in the following discussion in the following are exact values for the specific sequence of eigenstates along the trajectory shown in Fig. 7a.

Figure 7.

Figure 7

Evolution of eigenstate wavefunction with increasing size. (a) The thick blue line traces the eigenenergy trajectory of the eigenstate used for illustration as N is varied continuously from 30 to 100 for the model parameters shown in Fig. 6. N1, N2, and N3 denote critical system sizes at which the system switches between the various regimes. (b) Variation of the |βi|s with N on the trajectory shown in panel (a). (c) Variation of the |bi|s with N on the trajectory shown in panel (a). (d) Variation of (|ψPHN(N)ψPHN(N))/(ψPHN(1)ψPHN(1))| with N on the trajectory shown in panel (a).

For N=20 to N=N1=49.9, the eigenenergy spectrum of the system tends towards the thermodynamic-limit GBZ of the two coupled chains without the terminal coupling. Besides the visual similarity of the eigenenergy spectrum to that of the GBZ spectrum, as shown in Fig. 6b,c, the fact that the eigenergy spectrum tends towards the GBZ spectrum can also be ascertained from the fact that for 20<N<N1, the moduli of the two middle β value (i.e., β2 and β3) converge towards each other as N increases, as shown in Fig. 7b. The large moduli of their corresponding weights b2 and b3 in the wavefunction in this range of N shown in Fig. 7c show that the β2 and β3 states are the dominant components in the wavefunction. This convergence of the middle β values towards each other as the system size increases is a characteristic feature of systems exhibiting the NHSE under OBC. As we explained in detail in our earlier work11, this convergence ensures that the wavefunction components can consistently cancel one another out at both open ends of the system in order to fulfill the OBC that the wavefunctions must vanish at the two open ends. This boundary condition for an open system is equivalent to setting Γ=0 on the right hand sides of Eqs. (37) and (38).

We now consider the boundary conditions Eqs. (37) and (38) at finite values of Γ. Figure 7b shows that all the β values have moduli larger than 1. This implies that the wavefunctions at x=N-1 and x=N have much larger amplitudes than those at x=1 and x=2, and that the disparity between the magnitudes of the wavefunctions at the two ends of the chain increases with the size of the system. As a result, the very much smaller amplitude of ΓψPHN(1) on the right side of Eq. (37) compared to those of the terms on the left side means that the terms on the right side of Eq. (37) can be approximated as 0. Meanwhile, for small system sizes at which the disparities between the magnitudes of ψPHN(N) and ψPHN(1) is below some critical value, the ΓψPHN(N) term on the right hand side of Eq. (38) can also be approximated as 0 because of the very small magnitude of Γ=10-11. In this case where the approximation of taking the right hand sides of Eqs. (37) and (38) to be 0 holds, Eqs. (37) and (38) for the chain with the Γ coupling are approximately the same boundary conditions for an open chain without the terminal coupling. The eigenenergy spectrum of the chain with the terminal coupling therefore resembles that of the open chain.

As the system size increases gradually from N=20 to N=N1, the disparity between the wavefunction amplitudes at ψPHN(1) and ψPHN(N) increases because of the exponential growth of the wavefunction amplitude across the length of the system over larger lengths of the system. The magnitude of the -ΓψPHN(N) on the right side of Eq. (38) relative to the other terms therefore increases with the system length as shown in Fig. 7d, which shows the ratio of the magnitudes of ψPHN(N) to ΓψPHN(1). When the system length increases to the critical value of N=N1, the approximation of taking the right hand side of Eq. (38) to be approximately 0 breaks down, and the eigenenergy spectrum of the system begins to deviate from that of the system without the terminal coupling. The presence of Γ in the approximate expression for N1 in Eq. (31) indicates that this transition is driven by the TCIEST.

The transition at N=N1 is similar to the discussion immediately following Eq. (13) for the HN chain where in both cases, the exponential growth of the disparities between the wavefunction amplitudes at the two ends with increasing system size makes it impossible to satisfy the boundary conditions imposed by the end-to-end terminal coupling under the original OBC eigenenergy spectrum as the system size increases beyond a critical value. As a result, the system enters into a transitory regime for system sizes between N1 and N2=60.4 as the eigenenergy spectrum transits from one resembling the OBC GBZ of the two coupled chains to one that resembles the union of the PBC spectrum of one component chain and the OBC GBZ of the other component chain. The presence of both tC, which gives rise to the CNHSE, and Γ, which gives rise to the TCIEST, in the approximate expression for N2 in Eq. (32) indicates that the transition at N2 is due to the interplay of the TCIEST and the CNHSE. Our chosen trajectory in Fig. 7a follows the OBC GBZ of Chain A, as can be seen from the eigenenergy values lie on the real energy axis and that the two main constituent components of the wavefunction (b1 and b2 in Fig. 7c) have β values with almost the same moduli but are not the middle β values. This resembles the scenario of a system composed of two HN chains with dissimilar decay lengths coupled in parallel (without the terminal end-to-end coupling) where, as explained in detail in our earlier work11, at system sizes smaller than the CNHSE transition, the eigenenergy spectrum falls on the real line on which |β1|=|β2| and |β3|=|β4| and the wavefunction is composed primarily of either the β1 and β2 states or the β3 and β4 states. We speculate that such a configuration of the eigenstate wavefunction that is also adopted in the small-size limit of two coupled chains without the terminal coupling can also be explained by the right hand side of Eq. (38) being sufficiently close to 0 compared to the other terms at this stage that the system with end-to-end terminal coupling adopts a similar eigenenergy distribution to the one without end-to-end coupling for some of the eigenstates. This hypothesis is supported by the fact that at values of N slightly larger than N2, the ratio of the amplitude of ψPHN(N) to that of ψPHN(1) grows at a relatively slow rate at N increases.

However, as N increases further and approaches N3=77.0, the amplitude ratio of the wavefunctions at the two ends starts to increase rapidly again and the approximation of taking the right hand side of Eq. (38) as 0 breaks down again. This results in the eigenenergy spectrum transiting to reach that of the PBC spectrum beyond N=N3, as can be seen from the fact that the wavefunction becomes increasingly dominated by the b1 state (the magnitudes of b2, b3, and b4 relative to that of b1 drop rapidly in Fig. 7c), for which its corresponding |β1| approaches the PBC value of 1 (i.e., log10|β1|0 in Fig. 7b) as N increases. The fact that the transition at N3 is driven by the TCIEST of chain A can be seen from the presence of Γ and t(L/R)A in the approximate expression for N3 in Eq. (33).

Discussion

In summary, we reported the terminal-coupling-induced eigenergy spectrum (TCIEST), which, similar to the CNHSE, results a critical transition of the thermodynamic-limit energy spectrum even for an infinitesimally small coupling in which there is a sharp transition between the short-length and long-length regimes of the eigenenergy spectra when the system size increases beyond a coupling-strength dependent critical length. The TCIEST differs from the CNHSE in two key aspects: (1) the CNHSE arises when two non-Hermitian chains with different non-Hermitian skin lengths are coupled together in parallel. In contrast, the TCIEST arises simply by coupling the two ends of a single non-Hermitian chain. (2) In the CNHSE, the eigenenergy spectrum of the coupled system undergoes a switch from the union of the OBC spectra of the individual constituent chains to the OBC spectrum of the coupled system when the system size exceeds the critical length. In the TCIEST case, the eigenenergy spectrum transitions from the open-chain OBC spectrum to the PBC spectrum. Despite these differences, the TCIEST shares the common feature of scale-free localization with conventional CNHSE. The TCIEST phenomenon is general. We demonstrated its occurrence in the SSH loop as well as in a system where two HN chains are coupled together in parallel. In the former, the TCIEST vanishes when the coupling constants are tuned to values where the NHSE is suppressed in open SSH chains. In the latter, we demonstrate the co-existence of the TCIEST and CNHSE and the resulting multiple transitions of the eigenenergy spectrum as the system length is varied. The ubiquity of the TCIEST effect in various non-Hermitian systems coupled with the sharp and robust changes of their eigenenergy spectra may be utilized for potential applications such as electrical switching, sensing, and multiple-state data storage.

We derive approximate analytic expressions for N0, N1, N2, and N3 in the system of parallel-coupled NH chains with terminal coupling in Fig. 6a by investigating how its eigenenergies with real values vary with the system size N. This variation and the definitions of N0 to N3 are shown in Fig. 8a. To this end, we first derive expressions for βj and |ϕjs in Eq. (34) and (36). For a given eigenenergy E, the characteristic equation |HPHN-EI|=0 gives

tL,AtL,B-E(tL,A+tL,B)β+(E2-tC2+tL,AtR,B+tL,BtR,A)β2-E(tR,A+tR,A)β3+tR,AtR,Bβ4=0. 39

Figure 8.

Figure 8

Real eigenenergies in parallel-coupled NH chains with terminal coupling. (a) Real eigenvalues E of system of parallel-coupled NH chains with terminal coupling in Fig. 6a at size N. The values of the critical system sizes N0 to N3 obtained from Eqs. (30) to (33) are indicated. (b) The moduli of β(A,B),± for system in (a) across the range of real eigenenergies E considered.

The characteristic equation is, in general, a fourth-order polynomial in β for which no simple analytic solution exists. However, when tC is small compared to the t(L,R),(A,B)s, as in the case here, it is an adequate approximation to retain only the first order in tC. Neglecting the tC2 term in Eq. (39), we find that (39) can then be factorized into two decoupled equations for chains A and B:

tL,A+β(-E+tR, Aβ)tL,B+β(-E+tR, Bβ)=0, 40

from which we obtain

βA,±=E±E2-2tL,AtR,A2tR, A,βB,±=E±E2-2tL,BtR,B2tR, B. 41

Notice that the βA,±s (βB,±) form a complex conjugate pair with |βA|=tL,A/tR,A (|βB|=tL,B/tR,B) , and hence lie on the complex plane GBZ of the uncoupled chain when E is real and E2<2tL,AtR,A (E2<2tL,BtR,B). For our parameter set of tL,A=2, tL,B=3, and tR,A=tR,B=1, both βA,± and βB,± lie on the GBZ of their respective uncoupled chains when |E|<2tL,AtR,A. Within this energy range, we write β(A,B)±=|β(A,B)|exp(±ikA,B) where k(A,B) is real.

Because |tC| is small, we expect the |ϕjs in Eq. (34) corresponding to β=βA,± (β=βB,±) to be largely localized on the A (B) chain with only a small component dependent on tC on the other chain. We therefore write the |ϕj corresponding to β=βA,± (β=βB,±) as (1,χA,±)T [(χB,±,1)T] where, to first order in tC,

χ(A,B)±=-tCβ(A,B),±tL,(A,B)+tR,(A,B)β(A,B)±2. 42

We write an eigenstate at real E for |E|<2tL,AtL,B as

ψPHN(x)=|βA|xbA+exp(ikAx)1χA++bA-exp(-ikAx)1χA-+|βB|xbB+exp(ikBx)χB+1+bB-exp(-ikBx)χB-1, 43

in the boundary conditions Eqs. (37) and (38) where the b(A,B),±s are unknown coefficients to be determined. The leading terms in the determinant D|E|<2tL,AtL,B of the resulting set of linear equations in the b(A,B),±s then have the form of

D|E|<2tL,AtL,B=|βB|2NtC2c0,2,0,2+|βA|N|βB|N(c0,1,1,0+c0,1,1,2tC2+c0,1,1,4tC4)+|βB|2Nc0,0,2,2tC2+Γ|βA|N|βB|2N(c1,1,2,0+c1,1,2,2tC2+c1,1,2,2tC4)+|βA|2N|βB|N()+|βB|N()+|βA|N()+Γ2|βA|2N||βB|2N(c2,2,2,0+c2,2,2,2tC2)+c1,1,2,0+c1,1,2,4tC4)+|βB|2N()+|βA|2N()+|βA|N|βB|N()++Γ3|βA|N|βB|2N()++Γ4|βB|2N()+|βA|N()+. 44

The values of E at which D|E|<2tL,AtL,B=0 correspond to the eigenenergies of the system. In Eq. (44), the cpΓ,p|βA|,p|βB|,ptCs are the coefficients of the terms containing ΓpΓ, |β(A/B)|p|β(A/B)|, and tCptC. The cpΓ,p|βA|,p|βB|,ptCs are independent on N and, in general, contain exponents of ik(A,B) and sums and products of the t(A,B),(L,Rs. For instance,

tC2c0,2,0,2=|βB|2tL,AtL,BtR,AtR,BRe((χA+-χA-)χB+), 45
c0,1,1,0=2|βA||βB|(cos((k1-k2)(N+1))-cos(k1+k2)(N+1)), 46
tC4c1,1,2,4=2|βA|2tR,AtR,B|χA+|2|χB+|2(cos(k1(1+N)+k2)-cos(k1(N+1)-k2)). 47

The explicit expressions for the remaining cpΓ,p|βA|,p|βB|s and the omitted terms in D|E|<2tL,AtL,B can be read off the full expressions for D|E|<2tL,AtL,B given in Eqs. (54) to (59), which we relegate to the end of this section to avoid disrupting the flow of the argument because these expressions are extremely long. In general, the values of the cpΓ,p|βA|,p|βB|s terms oscillate with the variation of E because of the dependence of kA,B and χ(A,B)± on β(A,B),± via Eqs. (41) and (42). Because the magnitudes of the t(L,R),(A,B)s and |βA,B|s are all on the order of 1, we adopt the approximation that the maximum magnitudes of all the cpΓ,p|βA|,p|βB|s as they vary with E approximately fall within the same order of magnitude.

For our parameter set, Γ=10-11 is by far the parameter with the smallest magnitude out of (t(L/R),(A/B),tC,Γ), and 1<|βA|<|βB| when |E|<2tL,AtR,A (Fig. 8b). The terms in Eq. (44) are therefore arranged in increasing order of pΓ, and within each value of pΓ, in descending magnitudes of |βA|pβA|βB|pβB. (The omitted terms in Eq. (44) are all associated with higher powers of Γ and / or smaller values of pβ(A,B) than those shown explicitly.) Notice that the leading factor of |βA|pβA|βB|pβB in the terms independent of Γ in the first row of Eq. (44) is |βB|2N, while those in the terms associated with Γ and Γ2 in the second and third have additional factors of |βA|N and |βA|2N, respectively.

At small values of N at which |βA|NΓ1, the dominant contribution to D|E|<2tL,AtL,B come from the terms independent of Γ in the first row of Eq. (44). The eigenenergy spectrum is therefore primarily determined by the terms independent of Γ at small system sizes because the terms containing finite powers of Γ are, in general, too small in magnitude to cancel off the terms independent of Γ to make the determinant 0. In other words, at small system sizes, the system behaves as if the terminal coupling Γ is absent. Among the terms independent of Γ in the first row of Eq. (44), the two dominant terms are |βB|2NtC2c0,2,0,2+|βA|N|βB|Nc0,1,1,0. Apart from the c factors, the first term differs from the second term by a factor of |βA/βB|Ntc2 where |βA/βB|>1 in our parameter set. At small values of N at which the magnitude of |βA/βB|NtC2 is on the order of or smaller than one, it is possible for the two terms in |βB|2NtC2c0,2,0,2+|βA|N|βB|Nc0,1,1,0 to cancel off each other so that D|E|<2tL,AtL,B becomes 0, and real eigenvalues with |E|<2tL,AtL,B exist. In contrast, when N is substantially larger than the critical size

N0-Ln(tC2)Ln|βA||βB|4Ln(tC)LntL,AtR,BtR,AtL,B, 48

the |βB|2NtC2c0,2,0,2 term becomes overwhelmingly large compared to the |βA|N|βB|Nc0,1,1,0 term and can no longer be canceled off by the former. As a result, there are no longer real values of eigenenergies E with |E|<2tL,AtL,B until the critical transition energy N2. The disappearance of real eigenenergies at N>N0 and the concomitant transition of the eigenenergy spectrum from the complex energy GBZ of the isolated chain A in the form of a straight line on the real axis to that of the GBZ of the chain A and B coupled together is a manifestation of the conventional CNHSE.

As the system size N increases further beyond N0, real eigenenergies with |E|<2tL,AtL,B re-emerge above the critical energy N2. These real eigenenergies emerge because the Γ|βA|N|βB|2Nc1,1,2,0 term in the second row of Eq. (44) has now become large enough to cancel off the |βB|2NtC2c0,2,0,2 term in the first row of Eq. (44) to make D|E|<2tL,AtL,B zero. (The former has an extra factor of |βA|N compared to the latter). N2 is therefore given by

N2LntC2ΓLn|βA|LntC2ΓLntL,AtR,A. 49

The dependence of N3 on Γ shows that the reemergence of the real energy eigenvalues is a direct consequence of the terminal coupling. Finally, as N increases even further, the Γ2|βA|2N|βB|2N terms in the third line of Eq. (44) play an increasingly dominant role. The real eigenvalues disappear again when the Γ2|βA|2N|βB|2N become too large to be canceled off by the Γ|βA|N|βB|2N terms (the former has an extra factor of Γ|βA|N) and D|E|<2tL,AtL,B can no longer be 0. This occurs at the critical system size of

N3-LnΓLn|βA|-LnΓLntL,AtR,A. 50

We remark briefly on the behavior of the real energy spectrum at 2tL,AtR,A<E<2tL,BtR,B. Within this energy range, the βB,±s still form a complex conjugate pair because the E2-4tL,AtL,B terms inside the square root in Eq. (41) are negative, whereas the βA,±s no longer form a complex conjugate pair because the terms inside the square root are now positive. Instead, for positive real E, the βA,±s are two distinct positive real numbers, which we label as βA,±. We analyze the behavior of the real eigenenergies at positive values slightly smaller than E=2tL,BtR,B, at which βA,-<1<|βB|<βA,+ (Fig. 8b). Note that because the middle two of the four |β| values have the same magnitude, the real energy line between 2tL,AtR,A<|E|<2tL,BtR,B lies on the complex-energy plane GBZ of the system when the effects of Γ are negligible.

In this case, the leading terms in the determinant are now

DE>2tL,AtR,A=βA,+N|βB|N(c0,1,0,1,0+c0,1,0,1,2tC2+c0,1,0,1,4tC4)+|βB|2Nc0,0,0,2,2tC2+βA,-N|βB|N(c0,0,1,1,0+c0,0,1,1,2tC2+c0,0,1,1,4tC4)+ΓβA,+N|βB|2N(c1,0,0,2,0+c1,0,0,2,2tC2+)+|βB|2N(c1,0,0,2,0+c1,0,0,2,2tC2+)++Γ2()+Γ4() 51

where the cpΓ,pβA,+,pβA,-,p|βB,ptC are the analogues of the cpΓ,p|βA|,p|βB|,ptCs in Eq. (44) except that there are now separate indices for βA,+ and βA,-. Note that because now βA,+ is now larger than |βB|, the leading terms in Eq. (51) for each value of pΓ is not the one with the highest power of |βB|, as was the case in Eq. (44), but rather the one with the highest power of βA,+. (The highest power of βA,+ in the omitted terms for Γ3 and Γ4 is βA,+N.) Because the leading terms in pΓ=0 (i.e., the βA,+N|βB|Nc0,0,1,1,0 term in the first line) and pΓ=1 (i.e., the βA,+N|βB|2Nc1,0,1,1,0 term on the third line) are both independent of tC, we can neglect the contributions of tC and higher powers of Γ, and approximate D2tL,AtR,A as

DE>2tL,AtR,AβA,+N|βB|N(c0,1,0,1,0+Γ|βB|Nc1,1,0,2,0) 52

When N becomes sufficiently large enough that Γ|βB|N1, the second term in Eq. (52) becomes too large to be canceled off by the first term for DE>2tL,AtR,A to become zero. The critical size N1 beyond which real eigenenergies no longer exist at 2tL,AtR,A<E<2tL,BtR,B is hence given by

N1-LnΓLn|βB|-LnΓLn|tL,B/tR,B. 53

Full expression of D|E|<2tL,AtL,B

The determinant D|E|<2tL,AtL,B is given by

D|E|<2tL,AtL,B=g0+Γg1+Γ2g2+Γ3g3+Γ4g4 54

where

g0=-|βB|2N+2tL,AtL,BtR,AtR,BReχA,1χB,1-χA,2χB,1+|βA|N+1|βB|N+12tL,AtL,BtR,AtR,B(Re(exp(i(N+1)(kA-kB))-exp(i(N+1)(kA+kB))+χA,1χB,1exp(i(N+1)(kA+kB))+χA,2χB,1-exp(i(N+1)(kA-kB))+χA,1χB,2-exp(i(N+1)(kA-kB))+χA,2χB,2exp(i(N+1)(kA+kB))+χA,1χA,2χB,1χB,2exp(i(N+1)(kA-kB))+χA,1χA,2χB,1χB,2-exp(i(N+1)(kA+kB))))-|βA|2N+2tL,AtL,BtR,AtR,B(Re(χA,1χB,1-χA,2χB,1)) 55
g1=|βA|N|βB|2N+12tR,AtR,B(|βB|tL,ARe(χA,1χB,1exp(ikAN)+χA,1χB,2-exp(ikAN))+|βA|tL,ARe(-exp(i(kAN+kA-kB))+exp(i(kAN+kA+kB))+χA,1χB,1-exp(i(kAN+kA+kB))+χA,1χB,2exp(i(kAN+kA-kB)))+|βB|tL,BRe(χA,2χB,1-exp(ikAN)+χA,2χB,2exp(ikAN))+|βA|tL,BRe(χA,2χB,1exp(i(kAN+kA-kB))+χA,2χB,2-exp(i(kAN+kA+kB))+χA,1χA,2χB,1χB,2-exp(i(kAN+kA-kB))+χA,1χA,2χB,1χB,2exp(i(kAN+kA+kB))))+|βA|2N+1|βB|N2tR,AtR,B(|βA|tL,BRe(χA,1χB,1exp(ikBN)+χA,2χB,1-exp(ikBN))+|βB|tL,BRe(exp(i(kA+kBN+kB))-exp(i(kA-kB(N+1)))+χA,1χB,1-exp(i(kA+kBN+kB))+χA,1χB,2exp(i(kA-kB(N+1))))+|βA|tL,ARe(χA,1χB,2-exp(ikBN)+χA,2χB,2exp(ikBN))+|βB|tL,ARe(χA,2χB,1exp(i(kA-kB(N+1)))+χA,2χB,2-exp(i(kA+kBN+kB))+χA,1χA,2χB,1χB,2exp(i(kA+kBN+kB))+χA,1χA,2χB,1χB,2-exp(i(kA-kB(N+1)))))+|βB|N+12tL,AtL,B(|βB|tR,ARe(χA,1χB,1exp(ikBN)+χA,2χB,1-exp(ikBN))+|βB|tR,BRe(χA,1χB,2-exp(ikBN)+χA,2χB,2exp(ikBN))+|βA|tR,BRe(exp(i(kA+kBN+kB))-exp(i(kA-kB(N+1)))+χA,2χB,1exp(i(kA-kB(N+1)))+χA,2χB,2-exp(i(kA+kBN+kB)))+|βA|tR,ARe(χA,1χB,1-exp(i(kA+kBN+kB))+χA,1χB,2exp(i(kA-kB(N+1)))+χA,1χA,2χB,1χB,2exp(i(kA+kBN+kB))+χA,1χA,2χB,1χB,2-exp(i(kA-kB(N+1)))))+|βA|N+1-2tL,AtL,B(|βA|tR,BRe(χA,1χB,1-exp(ikAN)+χA,1χB,2exp(ikAN))+|βA|tR,ARe(χA,2χB,1exp(ikAN)+χA,2χB,2-exp(ikAN))+|βB|tR,ARe(-exp(i(kAN+kA+kB))+χA,2χB,2exp(i(kAN+kA+kB)))+|βB|tR,BRe(χA,1χB,1exp(i(kAN+kA+kB))+χA,1χA,2χB,1χB,2-exp(i(kAN+kA+kB)))) 56
g2=-|βA|2N|βB|2NtR,AtR,B(|βA|2Re(χA,1χB,1-χA,2χB,1)+|βB|2Re(χA,1χB,1-χA,2χB,1)-2|βA||βB|Re(exp(i(kA-kB))+χA,1χB,1exp(i(kA+kB))+χA,2χB,2exp(i(kA+kB))+χA,1χA,2χB,1χB,2exp(i(kA-kB)))+2|βA||βB|Re(exp(i(kA+kB))+χA,2χB,1exp(i(kA-kB))+χA,1χB,2exp(i(kA-kB))+χA,1χA,2χB,1χB,2exp(i(kA+kB))))+|βA||βB|2N+12(tL,AtR,BRe(exp(i(kA-kB))-exp(i(kA+kB)))+tL,AtR,ARe(χA,1χB,1exp(i(kA+kB))+χA,1χB,2-exp(i(kA-kB)))+tL,BtR,BRe(χA,2χB,1-exp(i(kA-kB))+χA,2χB,2exp(i(kA+kB)))+tL,BtR,ARe(χA,1χA,2χB,1χB,2exp(i(kA-kB))+χA,1χA,2χB,1χB,2-exp(i(kA+kB))))+|βA|N|βB|N2(-|βB|2tL,AtR,ARe(exp(iN(kA+kB))+χA,1+χB,1)+|βB|2tL,BtR,ARe(exp(iN(kA+kB))+χA,2+χB,1)+|βB|2tL,AtR,BRe(exp(iN(kA+kB))+χA,1+χB,2)-|βB|2tL,BtR,BRe(exp(iN(kA+kB))+χA,2+χB,2)+|βA|2tL,BtR,BRe(χA,1χB,1-exp(iN(kA+kB))+χA,1χB,2exp(iN(kA-kB)))+|βA|2tL,AtR,BRe(χA,1χB,1-exp(iN(kA-kB))+χA,1χB,2exp(iN(kA+kB)))+|βA||βB|tL,AtR,BRe(χA,1χB,1exp(i(kAN+kA-kBN+kB))+χA,1χB,2-exp(i(kAN+kA+kBN-kB))+χA,1χB,2-exp(i(kAN-kA+kBN+kB)))+|βA|2tL,BtR,ARe(χA,2χB,1exp(iN(kA+kB))+χA,2χB,2-exp(iN(kA-kB)))+|βA|2tL,AtR,AReχA,2χB,1exp(iN(kA-kB))+χA,2χB,2-exp(iN(kA+kB)))+|βA||βB|tL,BtR,ARe(χA,2χB,1-exp(i(kAN+kA+kBN-kB))+χA,2χB,1-exp(i(kAN-kA+kBN+kB))+χA,2χB,2exp(i(kAN+kA-kBN+kB)))+|βA||βB|tL,BtR,BRe(exp(i(kAN-kA+kBN+kB))+χA,1χA,2χB,1χB,2-exp(i(kAN+kA-kBN+kB))+χA,1χA,2χB,1χB,2exp(i(kAN+kA+kBN-kB)))+|βA||βB|tL,AtR,ARe(-exp(i(kAN+kA-kBN+kB))+exp(i(kAN+kA+kBN-kB))+χA,1χA,2χB,1χB,2exp(i(kAN-kA+kBN+kB))))|βB|-|βA|2N+12(tL,BtR,ARe(e+i(kA+kB))-tL,BtR,BRe(exp(i(kA+kB))+χA,1+χB,1)-tL,AtR,ARe(exp(i(kA+kB))+χA,2+χB,2)+tL,AtR,BRe(exp(i(kA+kB))+χA,1+χA,2+χB,1+χB,2))+tL,AtL,B(-|βA|2-|βB|2Re(χA,1+χB,1)+|βA|2Re(χA,2+χB,1)+|βB|2Re(χA,2+χB,1)+2|βA||βB|Re(exp(i(kA-kB))+χA,1χB,1exp(i(kA+kB))+χA,2χB,2exp(i(kA+kB))+χA,1χA,2χB,1χB,2exp(i(kA-kB)))-2|βA||βB|Re(exp(i(kA+kB))+χA,2χB,1exp(i(kA-kB))+χA,1χB,2exp(i(kA-kB))+χA,1χA,2χB,1χB,2exp(i(kA+kB)))) 57
g3=|βA|N+1|βB|2N2(|βA|tR,BRe(χA,1χB,1exp(ikAN)+χA,1χB,2-exp(ikAN))+|βA|tR,ARe(χA,2χB,1-exp(ikAN)+χA,2χB,2exp(ikAN))+|βB|tR,BRe(-exp(i(kA(N-1)+kB))+exp(i(kA(-N)+kA+kB))+χA,1χB,2exp(i(kA(N-1)+kB))+χA,2χB,2-exp(i(kA(-N)+kA+kB)))(+|βB|tR,AReχA,1χB,1-exp(i(kA(-N)+kA+kB))+χA,2χB,1exp(i(kA(N-1)+kB))+χA,1χA,2χB,1χB,2-exp(i(kA(N-1)+kB))+χA,1χA,2χB,1χB,2exp(i(kA(-N)+kA+kB))))+|βA|2N|βB|N+12(|βB|tR,ARe(χA,1χB,1exp(ikBN)+χA,2χB,1-exp(ikBN))+|βB|tR,BRe(χA,1χB,2-exp(ikBN)+χA,2χB,2exp(ikBN))+|βA|tR,ARe(-exp(i(kA+kB(N-1)))+exp(i(kA-kBN+kB))+χA,2χB,1exp(i(kA+kB(N-1)))+χA,2χB,2-exp(i(kA-kBN+kB)))+|βA|tR,BRe(χA,1χB,1-exp(i(kA-kBN+kB))+χA,1χB,2exp(i(kA+kB(N-1)))+χA,1χA,2χB,1χB,2-exp(i(kA+kB(N-1)))+χA,1χA,2χB,1χB,2exp(i(kA-kBN+kB))))+|βA||βB|N2(|βA|tL,BRe(χA,1χB,1exp(ikBN)+χA,2χB,1-exp(ikBN))+|βB|tL,ARe(-exp(i(kA+kB(N-1)))+exp(i(kA-kBN+kB))+χA,1χB,1-exp(i(kA-kBN+kB))+χA,1χB,2exp(i(kA+kB(N-1))))+|βA|tL,ARe(χA,1χB,2-exp(ikBN)+χA,2χB,2exp(ikBN))+|βB|tL,BRe(χA,2χB,1exp(i(kA+kB(N-1)))+χA,2χB,2-exp(i(kA-kBN+kB))+χA,1χA,2χB,1χB,2-exp(i(kA+kB(N-1)))+χA,1χA,2χB,1χB,2exp(i(kA-kBN+kB))))|βB|-|βA|N2(|βA|tL,BRe(exp(i(kA(N-1)+kB))-exp(i(kA(-N)+kA+kB))+χA,1χB,1exp(i(kA(-N)+kA+kB))+χA,2χB,1-exp(i(kA(N-1)+kB)))+|βB|tL,ARe(χA,1χB,1-exp(ikAN)+χA,1χB,2exp(ikAN))+|βB|tL,BRe(χA,2χB,1exp(ikAN)+χA,2χB,2-exp(ikAN))+|βA|tL,ARe(χA,1χB,2-exp(i(kA(N-1)+kB))+χA,2χB,2exp(i(kA(-N)+kA+kB))+χA,1χA,2χB,1χB,2exp(i(kA(N-1)+kB))+χA,1χA,2χB,1χB,2-exp(i(kA(-N)+kA+kB)))) 58
g4=-|βA|2|βB|2N1(Re(χA,1χB,1-χA,2χB,1))+|βA|N+1|βB|N+12(Re(exp(i(N-1)(kA-kB))-exp(i(N-1)(kA+kB))+χA,1χB,1exp(i(N-1)(kA+kB))+χA,2χB,1-exp(i(N-1)(kA-kB))+χA,1χB,2-exp(i(N-1)(kA-kB))+χA,2χB,2exp(i(N-1)(kA+kB))+χA,1χA,2χB,1χB,2exp(i(N-1)(kA-kB))+χA,1χA,2χB,1χB,2-exp(i(N-1)(kA+kB))))+|βB|2-|βA|2N1(Re(χA,1χB,1-χA,2χB,1)) 59

Acknowledgements

This work is supported by the Ministry of Education (MOE) of Singapore Tier-II Grant MOE-T2EP50121-0014 (NUS Grant No. A-8000086-01-00), and MOE Tier-I FRC Grant (NUS Grant No. A-8000195-01-00).

Author contributions

Z.B.S., S.M.R.-U.-I. and M.B.A..J. initiated the primary idea. Z.B.S. and S.M.R.-U.-I. contributed to the formulation of the analytical model, code development, data analysis, and to the writing of the manuscript under the kind supervision of M.B.A.J.

Data availability

The data that support the plots and other findings of this study are available from the corresponding author upon reasonable request.

Code availability

The computer codes used in the current study are accessible from the corresponding author upon reasonable request.

Competing interests

The authors declare no competing interests.

Footnotes

Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Data Availability Statement

The data that support the plots and other findings of this study are available from the corresponding author upon reasonable request.

The computer codes used in the current study are accessible from the corresponding author upon reasonable request.


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