Abstract
This pilot study aimed to evaluate if peak VO2 and ventilatory efficiency in combination would improve preoperative risk stratification beyond only relying on peak VO2. This was a single‐center retrospective cohort study including all patients who underwent cardiopulmonary exercise testing (CPET) as part of preoperative risk evaluation before major upper abdominal surgery during years 2008–2021. The primary outcome was any major cardiopulmonary complication during hospitalization. Forty‐nine patients had a preoperative CPET before decision to pursue to surgery (cancer in esophagus [n = 18], stomach [6], pancreas [16], or liver [9]). Twenty‐five were selected for operation. Patients who suffered any major cardiopulmonary complication had lower ventilatory efficiency (i.e., higher VE/VCO2 slope, 37.3 vs. 29.7, p = 0.031) compared to those without complications. In patients with a low aerobic capacity (i.e., peak VO2 < 20 mL/kg/min) and a VE/VCO2 slope ≥ 39, 80% developed a major cardiopulmonary complication. In this pilot study of patients with preoperative CPET before major upper abdominal surgery, patients who experienced a major cardiopulmonary complication had significantly lower ventilatory efficiency compared to those who did not. A low aerobic capacity in combination with low ventilatory efficiency was associated with a very high risk (80%) of having a major cardiopulmonary complication.
Keywords: abdominal surgery, cardiopulmonary exercise testing, exercise capacity, functional capacity, ventilatory efficiency
In this pilot study of patients who performed CPET before major upper abdominal surgery, we found that patients who suffered a major cardiopulmonary complication had significantly higher (less favorable) values of ventilatory efficiency compared to those who did not sustain a complication. Importantly, we found that by using a combination of low aerobic capacity (peak VO2 < 20 mL/kg/min) and ventilatory efficiency (VE/VCO2‐slope [greater than or equal to] 39), we were able to identify a group of patients with a particularly high frequency of complications (80%).

1. INTRODUCTION
A strong association exists between cardiorespiratory fitness and surgical outcomes, where fitter patients possess heightened resilience to withstand the stress response imposed by major surgery (Roxburgh et al., 2023). Perioperative cardiovascular guidelines endorse preoperative estimation of functional capacity (Halvorsen et al., 2022), but subjective assessment by the preoperative physician has a low sensitivity in identifying patients with low functional capacity and is an insufficient predictor of postoperative morbidity and mortality (Wijeysundera et al., 2018).
Cardiopulmonary exercise testing (CPET) is the gold standard for objective assessment of exercise tolerance and overall cardiopulmonary function (Levett et al., 2018). Studies support the use of CPET for preoperative risk prediction in esophageal/gastric surgery (Benington et al., 2019; Jack et al., 2014), hepatobiliary surgery (Snowden et al., 2010), and pancreatic surgery (Ausania et al., 2012).
Historically, in abdominal surgery, most studies have used either maximal aerobic capacity (peak VO2) with a threshold of 14 mL/kg/min and/or oxygen uptake (VO2) at the anaerobic threshold (AT) with a threshold of 11 mL/kg/min to identify patients with a low functional capacity (Wijeysundera et al., 2018). However, advances in CPET methodology and subsequent research have allowed for identification of other measures of relevance for preoperative risk assessment. In particular, measurement of ventilatory parameters such as the slope of the increase in minute ventilation in relation to carbon dioxide elimination, VE/VCO2 slope (Sun et al., 2002). During the last decade, studies have shown that VE/VCO2 slope may be a stronger marker for postoperative complications and mortality after lung resection compared to peak VO2 (Brunelli et al., 2012). CPET has a pivotal role in preoperative guidelines before lung cancer surgery (Brunelli et al., 2013) and incorporation of both peak VO2 and ventilatory efficiency in an algorithm to improve risk stratification in lung cancer resection has been proposed (Salati & Brunelli, 2016) and recently validated (Kristenson et al., 2022). This approach has also been suggested for preoperative risk stratification for patients evaluated for abdominal surgery (Sivakumar et al., 2022) but this has to our knowledge not been evaluated.
Therefore, the purpose of this pilot study was to evaluate if stratification of patients' functional capacity using a combination of peak VO2 and ventilatory efficiency could improve preoperative risk assessment in major upper abdominal surgery.
2. MATHERIAL AND METHODS
2.1. Participants
The study was designed as a single‐center retrospective pilot study including all patients who underwent CPET as part of preoperative risk evaluation before major upper abdominal surgery (esophagus, stomach, pancreas, and liver) at Linköping University Hospital in Sweden in 2008–2021 (Table 2). Ethical permission was granted (DNr 2021‐05603‐01) and written informed consent was waived by the ethics committee.
TABLE 2.
Distribution of gender, comorbidities, and anthropometrics for patients with or without postoperative major cardiopulmonary complications.
| No cardiopulmonary complication | Cardiopulmonary complication | ||||
|---|---|---|---|---|---|
| N | % | N | % | p | |
| Gender | |||||
| Women | 6 | 35 | 2 | 25 | 0.61 |
| Men | 11 | 65 | 6 | 75 | |
| Comorbidity | |||||
| Coronary artery disease | 6 | 35 | 2 | 25 | 0.61 |
| Heart failure | 4 | 24 | 2 | 25 | 0.94 |
| Arrythmia | 4 | 24 | 1 | 13 | 0.52 |
| Valvular disease | 1 | 6 | 0 | 0 | 0.48 |
| Hypertension | 9 | 53 | 7 | 88 | 0.09 |
| Cerebrovascular insult | 1 | 6 | 2 | 25 | 0.17 |
| COPD | 3 | 18 | 1 | 13 | 0.74 |
| Kidney failure | 1 | 6 | 0 | 0 | 0.48 |
| Diabetes mellitus | 1 | 6 | 2 | 25 | 0.17 |
| Anthropometrics | Median (IQR) | Median (IQR) | p | ||
|---|---|---|---|---|---|
| Height, cm | 17 | 172 (165–177) | 8 | 175 (169–183) | 0.45 |
| Weight, kg | 17 | 73 (64–85) | 8 | 82 (74–100) | 0.09 |
| Body mass index, kg/m2 | 17 | 24.9 (23.4–27.3) | 8 | 25.7 (24.3–34.3) | 0.17 |
Abbreviations: COPD, Chronic obstructive pulmonary disease; IQR, interquartile range; p, Fischer's exact test.
2.2. Cardiopulmonary exercise testing
Cardiopulmonary exercise testing was performed on a bicycle ergometer (eBike Basic, GE Medical Systems, GmbH), aiming at maximal exhaustion after 8–12 min. The workload was chosen individually (based on standard clinical practice, which accounts for self‐reported fitness alongside clinical judgment) with a 5‐min warm‐up phase between 10 and 50 watts and an incremental ramp protocol with a workload increase of 10–20 watts/min. During CPET, patients were monitored with ECG (Marquette CASE 8000, GE Medical Systems) and repeated systolic blood pressure measurements. The Borg rating of perceived exertion (RPE) scale (Ausania et al., 2012; Benington et al., 2019; Brunelli et al., 2012; Brunelli et al., 2013; Dindo et al., 2004; Fernandez et al., 2015; Gläser et al., 2013; Gläser et al., 2010; Kristenson et al., 2022; Medinger et al., 2001; Salati & Brunelli, 2016; Sivakumar et al., 2022; Snowden et al., 2010; Sun et al., 2002; Wasserman et al., 1996) was used to quantify perceived exhaustion, and the Borg CR‐10 scale was used to assess chest pain and dyspnoea. Blood pressure as well as RPE, dyspnea, and chest‐pain ratings were performed every 2–3 min during the test.
Gas exchange and ventilatory variables were measured breath by breath (Jaeger Oxycon Pro or Vyntus CPX; Viasys Healthcare). The system was calibrated before each CPET. Oxygen uptake (VO2), carbon dioxide elimination (VCO2), and ventilation (VE) were presented as 10‐s means, excluding the breaths with the highest and lowest values. Peak VO2 was defined as the average of the two highest consecutive 10‐s mean VO2 intervals at or close to the end of the exercise and was presented as absolute values (mL/min) as well as relative values (mL/kg/min and percent of predicted [% predicted]) (Gläser et al., 2010). Maximum achieved workload was presented as peak power (measured in Watt) as well as % predicted peak power (Gläser et al., 2013).
To obtain ventilatory variables (VE/VCO2 slope and the nadir of the ventilatory equivalent of carbon dioxide [EqCO2]), automated slopes using a commercial software (Sentry Suite 3.10; CareFusion GmbH) were used, and these were manually adjusted if deemed necessary by the reviewer. VE/VCO2 slope was defined as the slope of the increase in VE relative to VCO2 increase during the linear portion of the curve up until the respiratory compensation point. EqCO2 nadir was defined as the lowest (i.e., nadir) value of VE/VCO2 during exercise. The VO2 at the anaerobic threshold (AT) was determined manually. We used a combination of the V‐slope method (1st deflection) and evaluation of the ventilatory equivalents of VO2 and VCO2, where the AT was defined as where VE/VO2 started to increase before an increase in VE/VCO2(Levett et al., 2018).
First, patients were grouped based on previously suggested thresholds into either a low or high‐risk group, according to peak VO2 (low risk: ≥14, high risk: <14), VO2 at AT (low risk: ≥11, high risk: <11), and VE/VCO2 slope (low risk: <39, high risk: ≥39). Second, patients were grouped into three risk groups applying a joint assessment of peak VO2 and VE/VCO2 slope as Group 1 (low risk): peak VO2 ≥ 20 mL/kg/min, Group 2 (intermediate risk): peak VO2 < 20 mL/kg/min and VE/VCO2 slope < 39, and Group 3 (high risk): peak VO2 < 20 mL/kg/min and VE/VCO2 slope ≥ 39. Patients' comorbidities (coronary artery disease, current treatment for heart failure, current treatment for arrythmia, valvular disease, current treatment for hypertension, previous cerebrovascular insult, chronic obstructive pulmonary disease, chronic kidney failure, or diabetes mellitus) were determined by retrospective journal evaluation and followed international recommendations for use of terminology (Fernandez et al., 2015).
2.3. Outcome definitions
The primary outcome was any major cardiopulmonary complication following surgery from admittance to discharge, further defined in Table 1.
TABLE 1.
Definition of study primary outcome.
| The primary outcome was any major cardiopulmonary complication following surgery until discharge and included either of |
| (a) A major adverse cardiovascular event a |
| • cardiac death |
| • cerebrovascular death |
| • non‐fatal cardiac arrest |
| • acute myocardial infarction |
| • congestive heart failure |
| • new cardiac arrhythmia |
| • angina, or stroke |
| (b) A major postoperative pulmonary complication b |
| • Pneumonia (patient has received antibiotics for a suspected respiratory infection and met one or more of the following criteria: new or changed sputum, new or changed lung opacities, fever, white blood cell count <4 × 109/L or > 12 × 109/L) |
| • Moderate respiratory failure (hypoxia requiring continuous positive airway pressure, non‐invasive ventilation, high‐flow nasal cannula or intubation) |
| • Acute respiratory distress syndrome defined by the Berlin criteria c |
| • Atelectasis recurring bronchoscopy |
| (c) Pulmonary embolism (verified with computed tomography pulmonary angiography) |
Secondary outcomes were Clavien‐Dindo complications > grade 2 (complications requiring surgical, endoscopic or radiological intervention with or without general anesthesia, life‐threatening complications that require intensive care or death of the patient; Dindo et al., 2004), length of hospital stay, and 90 day mortality.
2.4. Statistical analysis
Statistical analysis was performed using SPSS 27.0.0.0 (IBM‐SPSS Inc.). Due to the low number of observations, non‐parametrical statistics were used. Median values were presented with corresponding interquartile range (IQR) and compared with the independent‐samples Mann–Whitney U test and frequencies were compared with Fischer's exact test. All tests were two‐sided, and the significance level was set at p < 0.05.
3. RESULTS
In total, 49 patients were included, as they had performed a preoperative CPET before the decision regarding if the patient would pursue to major upper abdominal surgery or not (Figure 1). The median age was 73 years (range 43–88 years, IQR 68–79), and 74% were men (n = 36). Patients were included due to cancer in the esophagus (n = 18), stomach (n = 6), pancreas (n = 16), or liver (n = 9).
FIGURE 1.

Flowchart of study.
3.1. CPET in patient selected for operation versus not selected for operation
Twenty‐five of the 49 patients were selected for operation due to cancer in esophagus (n = 10), stomach (n = 4), pancreas (n = 10), and liver (n = 1). In patients selected for operation, the median age was 73 years (IQR 67–80), and 68% were men (n = 17). The median values and IQR for peak VO2, AT, and VE/VCO2 slope were 18.5 (16.0–22.7) mL/kg/min, 12.8 (11.2–15.6) mL/kg/min, and 30.8 (29.0–37.4).
No statistically significant differences were found in median age (73.0 vs. 73.5, p = 0.67) or in presence of comorbidities between patients selected for operation compared to the non‐operated group (Figure 1 and Appendix 1). However, in general, patients not selected for operation had less favorable CPET data including significantly lower values of peak power and peak VO2 and higher VE/VCO2 slope (Appendix 2).
3.2. CPET in patients with versus without complications
In total, the frequency of major cardiopulmonary complications or a complication, according to Clavien–Dindo, was 32% (N = 8) and 48% (N = 12), respectively. No patient died within 90 days after surgery. The median length of stay was 11 days (IQR 8–22).
No differences were found in presence of comorbidities between patients who suffered a major cardiopulmonary complication compared to those who did not (Table 2). Also, when comparing the median values of preoperative CPET measures, no differences were found in peak power, peak VO2, or VO2 at AT for patients who suffered a major cardiopulmonary complication compared to those who did not. In contrast, higher (less favorable) values of VE/VCO2 slope and EqCO2 nadir were present in patients who suffered a major cardiopulmonary complication (Table 3). When analyzing patients who did or did not suffer a complication > grade 2 according to the Clavien‐Dindo classification, lower (less favorable) values were found for % predicted peak power and % predicted peak VO2 in patients who experienced a complication (Table 4).
TABLE 3.
Results from preoperative cardiopulmonary exercise testing for patients with or without postoperative major cardiopulmonary complications.
| Total | No cardiopulmonary complication | Cardiopulmonary complication | p | |||||||
|---|---|---|---|---|---|---|---|---|---|---|
| N | Median | IQR | N | Median | IQR | N | Median | IQR | ||
| Peak power, watt | 25 | 100.0 | 81.0–132.0 | 17 | 100.0 | 81.0–128.0 | 8 | 98.0 | 68.8–145.3 | 0.88 |
| % predicted peak Power, % | 25 | 68 | 55–92 | 17 | 68 | 58–90 | 8 | 68 | 51–92 | 0.68 |
| Peak VO2, mL/min | 25 | 1356 | 1140–1833 | 17 | 1315 | 1140–1833 | 8 | 1599 | 1121–1855 | 0.56 |
| Peak VO2, mL/kg/min | 25 | 18.5 | 15.3–22.4 | 17 | 18.5 | 16.0–23.3 | 8 | 18.7 | 12.9–20.7 | 0.56 |
| % predicted peak VO2, % | 25 | 91 | 70–104 | 17 | 92 | 71–105 | 8 | 84 | 70–99 | 0.60 |
| VO2 at AT, mL/kg/min | 24 | 12.8 | 11.2–15.6 | 17 | 13.2 | 11.5–15.8 | 7 | 12.1 | 9.1–15.2 | 0.30 |
| VE/VCO2 slope | 25 | 30.8 | 29.0–37.4 | 17 | 29.7 | 28.6–34.9 | 8 | 37.3 | 31.1–45.1 | 0.03 |
| EqCO2 nadir | 25 | 30.8 | 27.9–34.7 | 17 | 29.1 | 27.6–33.6 | 8 | 35.0 | 31.1–40.1 | 0.048 |
Abbreviations: EqCO2, ventilatory equivalent for carbon dioxide; ICR, interquartile range; p, Independent‐Samples Mann–Whitney U Test; VCO2, carbon dioxide elimination; VE, minute ventilation; VO2peak, peak oxygen uptake.
TABLE 4.
Results from preoperative cardiopulmonary exercise test for patients with or without any postoperative complication according to Clavien–Dindo > grade 2.
| Postoperative complication | No postoperative complication | ||||||
|---|---|---|---|---|---|---|---|
| N | Median | IQR | N | Median | IQR | p | |
| Peak power, Watt | 12 | 90.5 | 80.8–114 | 13 | 113 | 71.5–142 | 0.40 |
| % predicted peak power, % | 12 | 62 | 54–75 | 13 | 85 | 60.5–100 | 0.04 |
| Peak VO2, mL/min | 12 | 1354 | 1122–1655 | 13 | 1682 | 1092–1961 | 0.44 |
| Peak VO2, mL/kg/min | 12 | 16.6 | 14.9–19.7 | 13 | 21.8 | 16.0–25.8 | 0.01 |
| % predicted peak VO2, % | 12 | 82 | 66–92 | 13 | 104 | 81.108 | 0.03 |
| VO2 at AT, mL/kg/min | 11 | 12.1 | 11.4–14.2 | 13 | 14.4 | 10.7–17.0 | 0.25 |
| VE/VCO2 slope | 12 | 32.8 | 29.4–41.7 | 13 | 30.5 | 27.5–34.9 | 0.26 |
| EqCO2 nadir | 12 | 32.7 | 29.5–37.9 | 13 | 28.7 | 25.7–33.4 | 0.05 |
Abbreviations: EqCO2, ventilatory equivalent for carbon dioxide; ICR, interquartile range; p, Independent‐Samples Mann–Whitney U Test for comparison between patients who sustained versus did not sustain a postoperative complication; VO2peak, peak oxygen uptake; VCO2, carbon dioxide elimination; VE, minute ventilation.
3.2.1. Risk stratification
There were statistically non‐significant trends that patients with low peak VO2 or VO2 at AT or high VE/VCO2 slope values (defined by previously suggested thresholds) had an increased frequency of complications (Figure 2). However, when using a combined stratification by peak VO2 and VE/VCO2 slope, patients with peak VO2 < 20 mL/kg/min and VE/VCO2 slope ≥ 39 (group 3, higher risk) had a statistically significant higher rate of major cardiopulmonary complications and longer length of stay compared to the other risk groups (Figure 3).
FIGURE 2.

Proportion of patients who suffered or did not suffer a major cardiopulmonary complication after surgery stratified by traditional thresholds for measures from the preoperative cardiopulmonary exercise test. Frequencies of complications were compared with Fischer's exact test.
FIGURE 3.

Proportion of patients who suffered or did not suffer a major cardiopulmonary complication after surgery and length of hospital stay for patients from different risk groups based on VO2peak (peak oxygen consumption) measured in mL/kg/min, and VE/VCO2‐slope (ventilatory efficiency) from the preoperative cardiopulmonary exercise test. Median values of length of stay were compared with the Independent‐Samples Mann–Whitney U Test and frequencies of complications were compared with Fischer's Exact Test.
4. DISCUSSION
In this pilot study of patients who performed CPET before major upper abdominal surgery, we found that patients who suffered a major cardiopulmonary complication had significantly higher (less favorable) values of ventilatory efficiency compared to those who did not sustain a complication. Importantly, we found that by using a combination of low aerobic capacity (peak VO2 < 20 mL/kg/min) and ventilatory efficiency (VE/VCO2‐slope ≥ 39), we were able to identify a group of patients with a particularly high frequency of complications (80%).
Of note, we did not find any significant differences in age or in prevalence of comorbidities in patients selected versus those not selected for surgery. However, patients not selected for surgery were found to have a lower functional capacity, reflected by less favorable results on multiple CPET measures (lower aerobic capacity, ventilatory efficiency as well as anaerobic threshold). When analyzing the risk of postoperative cardiopulmonary complications, again, no differences were found in prevalence of comorbidities between patients who suffered a complication compared to those who did not. However, when comparing the median values of preoperative CPET measures, higher (less favorable) values of VE/VCO2 slope and EqCO2 nadir were present in patients who suffered a major cardiopulmonary complication. Interestingly, no differences were found in the more traditional measures peak power, peak VO2, or VO2 at AT for patients who suffered a major cardiopulmonary complication compared to those who did not. These results harmonize with the results from a large multicenter study where the thresholds peak VO2 14 mL/kg/min and VO2 at AT 11 mL/kg/min were not significantly related to an increased risk for the primary outcome (death or myocardial infarction within 30 days after surgery; Wijeysundera et al., 2018). This stresses the importance in using relevant measures and thresholds in preoperative CPET studies.
Interestingly, the strongest risk prediction was found when combining the two measures peak VO2 and VE/VCO2‐slope. This has been evaluated with promising results in thoracic surgery (Kristenson et al., 2022), but this is, to our knowledge, the first study adopting this approach in risk stratifications studies within major abdominal surgery.
4.1. Ventilatory efficiency
Ideally, in the lung, there is a perfect match between perfusion and ventilation. When a mismatch occurs, gas exchange is impaired, and a greater ventilation is requiring for a given output of CO2. This ventilatory inefficiency (most often due to increased dead space ventilation) is reflected as an increase in VE/VCO2 slope measured during CPET (Sun et al., 2002). For example, a VE/VCO2 slope value of 39 means that a patient needs to exhale 39 liters of air to eliminate 1 liter of CO2. VE/VCO2 slope has in recent decades emerged as a tool to assess both the presence and severity of heart or lung disease (Medinger et al., 2001; Wasserman et al., 1996).
VE/VCO2 slope determination was first used by cardiologists evaluating patients with heart failure (Sun et al., 2002). Therefore, most studies using CPET for preoperative risk stratification refer to thresholds of VE/VCO2 slope generated from historical data in heart failure patients (Chua et al., 1997; Corrà et al., 2002), most often using a cutoff of 35 to identify high‐risk patients (Brunelli et al., 2012; Shafiek et al., 2016). Recent studies in major abdominal surgery have identified patients with a VE/VCO2 slope ≥ 39 to have an increased risk of mortality (Wilson et al., 2019) and this threshold was therefore used in the current study. However, as previous authors have suggested, using a single threshold entails a binary approach toward risk assessment, which is problematic in the real, more complex practice of preoperative CPET (Older, 2013; Sivakumar et al., 2022) Therefore, future studies in larger cohorts should strive to identify multiple thresholds that privilege sensitivity and specificity separately (Wilson, 2018).
4.2. Clinical implication
Cardiopulmonary exercise testing has several advantages compared to other means of assessing functional capacity. First, it is possible to determine whether the test was at maximal effort by the patent, which is essential if maximum functional capacity is to be evaluated (such as peak VO2). Second, during CPET, several other variables of importance than maximum capacity can be assessed, such as signs of coronary artery disease, pulmonary comorbidities or ventilatory inefficiency. Third, several of these variables, including VE/VCO2 slope is measured at submaximal effort and thus does not require a truly maximal test. Future studies should focus on which patients that can be assessed by screening with a more widely available functional test, and which patients benefit from the more comprehensive CPET (Junttila et al., 2022).
After having identified patients at particularly high risk for major cardiopulmonary complications, how can the perioperative physician translate these results to clinical decision‐making, ultimately decreasing the risk for the individual patient? First, prehabilitation can be initiated which has been shown to increase functional capacity and lower the risk of complications and mortality for patients undergoing abdominal surgery (Pang et al., 2022; Zarate Rodriguez et al., 2023). Of note, exercise training has been shown to increase not only VO2 peak, but also ventilatory efficiency (i.e., lowering VE/VCO2 slope) for patients with heart failure or pulmonary hypertension (Mehani & Abdeen, 2017). It remains to be evaluated whether preoperative risk defined by the combination of peak VO2 and VE/VCO2 slope can be affected by prehabilitation in abdominal surgery. Second, if a previously unknown pathology is identified, treatment can be initiated to treat the underlying condition. Third, the data derived from CPET may be used to inform collaborative decision‐making and contribute to preoperative risk assessment (Levett et al., 2018). Fourth, high‐risk patients that proceed to operation should be assessed and evaluated with caution to identify complications before severe organ failure occurs, a situation that has been called the “failure of rescue” (Ghaferi et al., 2009). Previous studies in colorectal patients have showed that patients preoperatively identified as having an intermediary risk for postoperative complications, the risk was dependent on whether they were treated on a high dependency unit or a standard postoperative ward (Swart et al., 2017). This could in turn speak in favor of having different postoperative care or readiness for complications depending on preoperative risk assessment, where CPET may play an important role.
4.3. Limitations
This is a retrospective, single center pilot study with the aim of exploring if strategies for risk stratification used in thoracic surgery also could be applied in a major upper abdominal surgery cohort. Thus, the total sample is small, and the results should therefore be interpretated with caution. The low power did not allow for any adjustment for other preoperative comorbidities, although there were no statistically significant differences in frequencies of comorbidities between patients who sustained a major cardiopulmonary complication compared to those who did not. The small sample size also precluded stratification by the different types of cancers included, which should be considered in future studies including more patients.
5. CONCLUSION
Patients who suffered a major cardiopulmonary complication following major upper abdominal surgery had significantly lower (worse) ventilatory efficiency at preoperative CPET compared to those who did not. Having a low ventilatory efficiency in combination with a low aerobic capacity was associated with a particularly high risk (80%) of suffering a major cardiopulmonary complication. The results from this pilot study calls for validation in larger studies in order to further improve risk assessment in this group of patients.
AUTHOR CONTRIBUTION
KK is the guarantor of the study. EG performed the data collection for the study. KK and EG performed data analyses. KK and EG drafted the first version of the manuscript. All authors listed have provided substantial contributions to the conception, design, data acquisition, analysis, and interpretation of this work, and all authors participated in revising the manuscript after critical review. All authors approved the final version of the manuscript.
CONFLICT OF INTEREST STATEMENT
The authors declare that they have no conflict of interest.
ACKNOWLEDGMENTS
We are grateful to the personnel at the Department of Clinical Physiology for executing the cardiopulmonary exercise tests.
APPENDIX 1. DISTRIBUTION OF GENDER, COMORBIDITIES AND ANTHROPOMETRICS AMONG PATIENTS WHO WERE AND WERE NOT SELECTED FOR OPERATION.
1.1.
| Total | Not selected for surgery | Selected for surgery | |||||
|---|---|---|---|---|---|---|---|
| N | % | N | % | N | % | p | |
| Gender | |||||||
| Women | 13 | 27 | 5 | 21 | 8 | 32 | 0.52 |
| Men | 36 | 73 | 19 | 79 | 17 | 68 | |
| Comorbidity | |||||||
| Coronary artery disease | 12 | 25 | 4 | 17 | 8 | 33 | 0.32 |
| Heart failure | 10 | 20 | 4 | 17 | 6 | 24 | 0.73 |
| Arrythmia | 9 | 18 | 4 | 17 | 5 | 20 | 1.00 |
| Valvular disease | 3 | 6 | 2 | 8 | 1 | 6 | 0.61 |
| Hypertension | 30 | 61 | 14 | 58 | 16 | 64 | 0.77 |
| Cerebrovascular insult | 6 | 12 | 3 | 13 | 3 | 12 | 1.00 |
| COPD | 10 | 20 | 6 | 25 | 4 | 16 | 0.50 |
| Kidney failure | 3 | 6 | 2 | 8 | 1 | 4 | 0.61 |
| Diabetes mellitus | 10 | 20 | 7 | 29 | 3 | 12 | 0.17 |
| Anthropometrics | Median (IQR) | Median (IQR) | Median (IQR) | p | |||
|---|---|---|---|---|---|---|---|
| Height, cm | 49 | 172 (166–178) | 24 | 172 (164–179) | 25 | 174 (166–178) | 0.84 |
| Weight, kg | 49 | 73 (65–84) | 24 | 70 (62–81) | 25 | 75 (68–87) | 0.16 |
| Body mass index, kg/m2 | 49 | 24.6 (23.4–28.4) | 24 | 24.1 (22.1–28.1) | 25 | 25.2 (23.8–30.5) | 0.24 |
Abbreviations: COPD, Chronic obstructive pulmonary disease; p, Fischer's exact test; IQR, interquartile range.
APPENDIX 2. RESULTS FROM PREOPERATIVE CARDIOPULMONARY EXERCISE TEST FOR PATIENTS WHO WERE AND WERE NOT SELECTED FOR OPERATION.
2.1.
| Total | Not selected for surgery | Selected for surgery | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| N | Median | IQR | N | Median | IQR | N | Median | IQR | p | |
| Peak power, watt | 49 | 85.0 | 68.0–115 | 24 | 74.0 | 61.8–90.0 | 25 | 100.0 | 81.0–132.0 | 0.007 |
| % predicted peak power, (%) | 49 | 59 | 46–82 | 24 | 50 | 38–62 | 25 | 68 | 55–92 | 0.002 |
| Peak VO2, ml/min | 49 | 1240 | 996–1697 | 24 | 1100 | 931–1321 | 25 | 1356 | 1140–1833 | 0.006 |
| Peak VO2, ml/kg/min | 49 | 17.1 | 14.1–20.6 | 24 | 15.5 | 12.9–19.7 | 25 | 18.5 | 15.3–22.4 | 0.006 |
| % predicted peak VO2, (%) | 49 | 77 | 58–96 | 24 | 60 | 51–88 | 25 | 91 | 70–104 | 0.002 |
| VO2 at AT, ml/kg/min | 45 | 12.6 | 11.0–15.1 | 21 | 12.5 | 10.0–14.5 | 24 | 12.8 | 11.2–15.6 | 0.35 |
| VE/VCO2 slope | 46 | 34.4 | 29.7–41.2 | 21 | 40.1 | 32.9–43.0 | 25 | 30.8 | 29.0–37.4 | 0.02 |
| EqCO2 nadir | 47 | 32.7 | 28.8–37.6 | 22 | 34.8 | 30.2–39.3 | 25 | 30.8 | 27.9–34.1 | 0.58 |
Abbreviations: EqCO2, ventilatory equivalent for carbon dioxide; ICR, interquartile range; p, Independent‐Samples Mann–Whitney U Test for comparison between patients who sustained versus did not sustain a postoperative complication; VO2peak, peak oxygen uptake; VCO2, carbon dioxide elimination; VE, minute ventilation.
Kristenson, K. , Gerring, E. , Björnsson, B. , Sandström, P. , & Hedman, K. (2024). Peak oxygen uptake in combination with ventilatory efficiency improve risk stratification in major abdominal surgery. Physiological Reports, 12, e15904. 10.14814/phy2.15904
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