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. 2024 Jan 19;19(1):e0280366. doi: 10.1371/journal.pone.0280366

An updated end-to-end ecosystem model of the Northern California Current reflecting ecosystem changes due to recent marine heatwaves

Dylan G E Gomes 1,2,¤,*, James J Ruzicka 3, Lisa G Crozier 4, David D Huff 5, Elizabeth M Phillips 6, Pierre-Yves Hernvann 7,8, Cheryl A Morgan 2, Richard D Brodeur 5, Jen E Zamon 9, Elizabeth A Daly 2, Joseph J Bizzarro 10,11, Jennifer L Fisher 5, Toby D Auth 12
Editor: Abdul Azeez Pokkathappada13
PMCID: PMC10798527  PMID: 38241310

Abstract

The Northern California Current is a highly productive marine upwelling ecosystem that is economically and ecologically important. It is home to both commercially harvested species and those that are federally listed under the U.S. Endangered Species Act. Recently, there has been a global shift from single-species fisheries management to ecosystem-based fisheries management, which acknowledges that more complex dynamics can reverberate through a food web. Here, we have integrated new research into an end-to-end ecosystem model (i.e., physics to fisheries) using data from long-term ocean surveys, phytoplankton satellite imagery paired with a vertically generalized production model, a recently assembled diet database, fishery catch information, species distribution models, and existing literature. This spatially-explicit model includes 90 living and detrital functional groups ranging from phytoplankton, krill, and forage fish to salmon, seabirds, and marine mammals, and nine fisheries that occur off the coast of Washington, Oregon, and Northern California. This model was updated from previous regional models to account for more recent changes in the Northern California Current (e.g., increases in market squid and some gelatinous zooplankton such as pyrosomes and salps), to expand the previous domain to increase the spatial resolution, to include data from previously unincorporated surveys, and to add improved characterization of endangered species, such as Chinook salmon (Oncorhynchus tshawytscha) and southern resident killer whales (Orcinus orca). Our model is mass-balanced, ecologically plausible, without extinctions, and stable over 150-year simulations. Ammonium and nitrate availability, total primary production rates, and model-derived phytoplankton time series are within realistic ranges. As we move towards holistic ecosystem-based fisheries management, we must continue to openly and collaboratively integrate our disparate datasets and collective knowledge to solve the intricate problems we face. As a tool for future research, we provide the data and code to use our ecosystem model.

Introduction

The Northern California Current (NCC) marine ecosystem extends from Vancouver Island, British Columbia to Cape Mendocino, California and is a highly productive upwelling ecosystem that is economically and ecologically important [1, 2]. This ecosystem has recently experienced multiple biophysical stressors: an increase in water temperatures [3], seasonally low oxygen [4, 5], decreased pH and calcium carbonate saturation state (i.e., ocean acidification) [6, 7], increased magnitude and frequency of marine heatwaves (MHWs) (i.e., the 2014–2016 and 2019–2020 MHWs) [810], and coastwide harmful algal blooms [11, 12] that cumulatively have resulted in dramatic changes to the ecosystem [1316]. Climate change is expected to continue to exacerbate these issues within the NCC in complex ways [17, 18], which is a cause for concern as the NCC is home to many commercially and recreationally important species as well as taxa listed under the Endangered Species Act (ESA) [1921].

Over the last 30 years, there has been a growing recognition of the importance of holistic, ecosystem-based management [2224]. Additionally, improved availability of long-term datasets, increased computing power, and advances in quantitative tools have allowed a heightened focus on multi-species and ecosystem-based management approaches that consider complex trophic interactions, incorporate physical oceanographic processes, and integrate multiple disparate data sources and their uncertainties [23, 2530]. Ecosystem models have been used to address fisheries management questions because they track energy flow through modeled ecosystems, thereby evaluating sensitivities to perturbations of predator-prey interactions and furthering our understanding of poorly studied species, and allowing for the evaluation of long-term management scenarios [31]. In end-to-end ecosystem models, full ecosystems are parameterized from the physical oceanographic drivers to the trophic interactions within food webs (including fisheries). Advances in end-to-end ecosystem modeling efforts have leveraged multiple ongoing data collection efforts in the NCC to understand how complicated interactions shape ecosystem response to environmental perturbations [7, 3236].

Ecosystems and predator-prey interactions are ever-changing in time and space in concert with fluctuations in climate [37, 38]. Thus, for a successful understanding of changing ecosystem states, we must continually update, adapt, or further develop ecosystem models with the most recently available data. Here we update and expand upon previous ecosystem models of the NCC described by Ruzicka et al. [32, 33] and present an end-to-end ecosystem model using the EcoTran platform [27], which builds upon the widely-used Ecopath framework [25]. We used long-term NCC ship-based surveys and marine mammal stock assessments to derive biomass inputs for 77 of 90 functional groups (from phytoplankton, zooplankton, and micronekton to coastal pelagic fish species and salmon to seabirds, pinnipeds, and killer whales). We focused on data collected primarily during and after recent MHWs (2014–2021) to more accurately reflect the current conditions within the NCC, as there is evidence that the ecosystem has entered a novel state [15, 16, 39]. We updated the representation of food web interactions for 26 functional groups, including diet data from the MHW period for 19 groups, with published and unpublished datasets and reports to reflect potential reshuffling of some trophic links. We incorporated updated landings data from nine fisheries. We provide detailed descriptions, tables, model code, and visualizations of the ecosystem model. We also demonstrate our ability to represent ecosystem states using model validation metrics and visualizations [30, 40]. This new model has potential to become a tool for scientists and managers interested in the California Current marine ecosystem and will continue to evolve as data sources and information are gathered.

Methods

Model background

For the purposes of this model, we define the Northern California Current (NCC) domain (Fig 1) to extend latitudinally from Cape Flattery, Washington (48.34N) to just north of Cape Mendocino, in Eureka, California (40.80N) and longitudinally across the shelf from the 1 m to 1280 m isobaths. We define 15 subregions of the model both latitudinally and bathymetrically. That is, the model domain is divided into three bathymetric bins: inner shelf (1–100 m depths), middle shelf (101–200 m), and outer shelf (201–1280 m), and five latitudinal bins: northern California (40.8–42°N), southern Oregon (42–44.4°N), northern Oregon (44.4–46°N), the Columbia River region (46–46.7°N), and the Washington coast (46.7–48.34°N). The ecosystem model is parameterized with inputs from satellite data, pelagic survey data, fishery data, local diet studies, marine mammal stock assessments, acoustic-trawl and bottom-trawl survey reports from the National Oceanic and Atmospheric Administration’s (NOAA) National Marine Fisheries Service (NMFS)–from both the Northwest Fisheries Science Center (NWFSC) and the Southwest Fisheries Science Center (SWFSC), Oregon State University, and various other sources (see below and S1 Table). Where possible, we preferentially selected recent years (2014 –present) to parameterize initial conditions. In some cases that was not possible as new data is not readily available, so we relied on a previous version of the NCC food web (see below and S1 Table).

Fig 1. Map of Northern California Current.

Fig 1

Extent of end-to-end ecosystem model in the Northern California Current marine ecosystem. Shaded gray bins indicate the 15 ecosystem model subregions. The model domain is broken down into three bathymetric bins (inner shelf: 1–100 m; mid shelf: 101–200 m; and outer shelf: 201–1280 m) and five latitudinal bins (northern California: 40.8–42°N; southern Oregon: 42–44.4°N; northern Oregon: 44.4–46°N; Columbia River zone: 46–46.7°N; and Washington coast: 46.7–48.34°N). State outline data comes from US Department of Commerce, Census Bureau, Cartographic Boundary Files.

We chose to model the functioning of the NCC ecosystem using the EcoTran framework (from Ecopath-Transpose; [27, 32, 41]. EcoTran is a mass-balanced food web model that represents the energy flow across ecosystem components and expands upon the well-known Ecopath model [25]. Ecopath solves for the rates of live-weight biomass transfer along each trophic linkage by calculating the consumption demand of consumer groups (grazer or predator) upon each prey group given group biomasses, weight-specific consumption and production rates, and diet compositions. The Ecopath solution for the food web is a matrix describing each consumer group’s consumption rate of each producer group. The Ecopath consumption matrix was re-expressed as a trophic network, mapping the fate of all consumed biomass by each functional group among all living consumers, detritus pools, and nitrogenous waste pools via EcoTran techniques (A.K.A. Ecopath-Transpose) [27, 32, 41]:

Aji=Dijcjj(Dijcj) Eq 1

where Aji = the trophic network matrix (the fraction of total production of each producer i consumed by each consumer j), Dij = the diet matrix (the fraction of each producer i in the diet of each consumer j), and cj = consumption rate of consumer j. The trophic network matrix Aji was expanded to include detritus and nitrogenous waste (nitrate and ammonium) pools as distinct functional groups.

Physical model structure and model drivers

EcoTran is a spatially-explicit end-to-end model and allows direct linking of physical oceanographic forcings to the food web model, which drives primary production and the transport of plankton, detritus, and nutrients across model domain boundaries. We use the 2-dimensional model structure of Ruzicka et al. [33, 41]. The cross-shelf physical model domain is divided into five sub-regions (Fig 2): box I inner shelf zone of coastal upwelling, boxes II and III middle shelf zone, boxes IV and V outer shelf zone. The middle and outer shelf zones are divided into surface (boxes II and IV) and subsurface layers (boxes III and V) defined by an annual mean mixed layer depth of 15 m [33, 41]. Boxes I, II, and IV each contain individual, vertically-integrated food webs representing the complete set of trophic interactions among pelagic and benthic functional groups. Sub-surface boxes III and V are used to account for the physical transport of nutrients, plankton, and detritus particles across the shelf at depth and the loss of sinking detritus from surface boxes (S2 and S3 Tables). Trophic interactions in boxes III and V are limited to the transfer of phytoplankton to detritus via senescence, the metabolism of detritus by bacteria, and the nitrification of ammonium. See Ruzicka et al. [33, 41] for details.

Fig 2. Cross-shelf physical model.

Fig 2

The EcoTran ecosystem model allows direct linking of physical oceanographic forcings to the food web model, which drives primary production and the transport of plankton, detritus, and nutrients across model domain boundaries. The currency of a time-dynamic EcoTran model (see Figs 9 and 10 for examples) is nitrogen input to the system as nitrate and ammonium at the base of the food web via upwelling and detritus remineralization by bacteria. The ecosystem model is driven by nutrient flux that is important for bottom-up food web processes using the coastal upwelling transport index (CUTI) [42]. The CUTI time series (in daily time steps) drives advection (red arrows) of nutrients across the shelf. Primary production is supported by nutrient uptake and, in turn, supports grazing and predation by higher trophic level groups and catch by fishing fleets. Adapted from Ruzicka et al., 2016 [33].

The currency of a time-dynamic EcoTran model is nitrogen input to the system as nitrate and ammonium at the base of the food web via upwelling and detritus remineralization by bacteria [33]. Nutrients are input to the system via advection flux across the ocean-shelf model domain boundary (boxes IV and V, Fig 2) that are defined by the daily coastal upwelling transport index (CUTI) [42], and by the monthly climatological nitrate and ammonium concentrations observed by the Newport Hydrological Line survey across the central Oregon shelf over years 1998–2008 (44.64° N) [33, 43]. Nutrient input drives primary production which, in turn, supports grazing and predation by higher trophic level groups and catch by fishing fleets. Boundary conditions for non-nutrient functional groups are assumed to be identical on both sides of the surface and deep oceanic boundaries (reflective boundary conditions). There is no net input of non-nutrient biomass into the model domain nor dilution via physical flux of oceanic waters, though non-nutrient biomass can be exported from the model domain to the ocean.

Mass-balancing

After parameterizing functional group biomasses (see below), we compared the model-wide (aggregated across all subregions, hereafter ‘aggregated’) average biomass values with those from Ruzicka et al. [32, 33]. When values differed by an order of magnitude, we revisited those datasets and data providers in search of errors in the data cleaning process or in the metadata (e.g., units of measurement). Once obvious errors were fixed or removed, then we attempted to mass-balance the aggregated model. During mass-balancing, imbalance may occur and highlight an insufficient biomass or excess production of a given functional group to sustain predation and/or fishing mortality, resulting in a loss or gain of energy in the system. Such imbalance could result from incorrect assumptions, or inaccurate values of the main trophic flow parameters or biomass inputs. The relative reliability of multiple datasets may be assessed by examining whether or not estimates from each source are unbalanced (i.e., a prey group’s energy or biomass store is consumed more than the group produces itself).

The physiological rate parameters used by Ecopath to mass-balance the aggregated model are P/B = Biomass-specific Production rate, C/B = Biomass-specific Consumption rate, P/Q = Production efficiency, which can be defined as (P/B) / (C/B), AE = Assimilation Efficiency, and EE = Ecotrophic Efficiency (defined or estimated; Eq 2; Table 1). Most physiological rate parameters (P/B, C/B, P/Q, and AE) were taken from a previous NCC ecosystem model [32] or borrowed from other trophic models of the northeast-Pacific [31, 44, 45].

Table 1. NCC EcoTran parameters.

# Functional group TL Biomass P/B C/B EE
1 Large phytoplankton 1.00 45.753 215.00 0.980
2 Small phytoplankton 1.00 6.230 215.00 0.945
3 Micro-zooplankton 2.00 16.219 150.00 428.57 0.900
4 Large copepods 2.25 6.552 15.00 60.00 0.744
5 Small copepods 2.35 26.443 37.00 148.00 0.419
6 Small invertebrate larvae 2.35 4.813 37.00 148.00 0.573
7 Pteropods 2.53 0.272 15.00 50.00 0.759
8 Pelagic amphipods 2.65 0.662 14.00 56.00 0.734
9 Pelagic shrimp 3.27 18.939 3.00 12.00 0.885
10 Other macro-zooplankton 2.88 6.309 10.00 40.00 0.726
11 Small jellyfish (net-feeders) 2.40 1.671 45.00 150.00 0.021
12 Small jellyfish (carnivores) 3.48 0.054 20.00 66.67 0.023
13 Large jellyfish 3.08 0.101 15.00 60.00 0.079
14 Pyrosomes 2.08 15.976 45.00 150.00 0.001
15 E. Pacifica 2.30 32.294 6.00 24.00 0.932
16 T. Spinifera 2.30 10.234 7.00 28.00 0.799
17 Small cephalopod aggregate 3.63 2.640 3.00 12.00 0.850
18 Cephalopod humboldt 4.36 0.005 2.75 11.00 0.969
19 Smelt aggregate 3.65 7.383 1.80 7.20 0.821
20 Shad 3.34 2.081 1.13 4.53 0.900
21 Sardine 3.11 1.841 1.13 4.53 0.966
22 Herring 3.17 4.099 1.80 7.20 0.943
23 Anchovy 3.19 3.038 1.80 7.20 0.860
24 Saury 3.75 0.130 1.13 4.53 0.775
25 Coho yearling 4.28 0.222 1.80 7.20 0.933
26 Chinook yearling spring-run 4.20 0.110 1.13 4.53 0.881
27 Chinook yearling fall-run 4.24 0.080 1.13 4.53 0.834
28 Chinook subyearling fall-run early 3.94 0.015 1.80 7.20 0.841
29 Chinook subyearling fall-run late 4.19 0.094 1.80 7.20 0.820
30 Other Chinook yearling 4.31 0.014 1.13 4.53 0.956
31 Other Chinook subyearling 4.07 0.057 1.80 7.20 0.961
32 Other juvenile salmon 3.46 0.028 1.80 7.20 0.855
33 Mesopelagic fish aggregate 3.36 1.245 1.75 7.00 0.850
34 Planktivorous rockfish 3.76 6.420 0.13 1.25 0.952
35 Coho 4.17 0.230 1.80 10.59 0.739
36 Chinook 4.07 0.112 0.75 4.41 0.892
37 Other salmon aggregate 3.98 0.019 1.90 11.18 0.756
38 Shark aggregate 4.73 0.017 0.20 3.33 0.788
39 Jack mackerel 3.64 21.395 0.23 2.30 0.103
40 Pacific mackerel 3.49 0.857 0.76 7.60 0.848
41 Piscivorous rockfish 3.88 3.072 0.17 1.72 0.980
42 Dogfish aggregate 4.21 3.475 0.20 2.50 0.272
43 Hake 3.65 18.500 0.35 3.54 0.987
44 Tuna aggregate 4.29 0.200 0.30 3.00 0.893
45 Sablefish 4.16 1.787 0.23 2.30 0.952
46 Hexagrammidae (lingcod greenling) 4.43 0.722 0.30 3.00 0.905
47 Flatfish (water-column feeders) 4.29 3.797 0.28 1.38 0.817
48 Skates & rays 3.71 2.769 0.23 2.30 0.266
49 Misc. Small benthic fishes 3.33 8.900 0.40 4.00 0.900
50 Benthivorous rockfish 3.67 7.987 0.07 0.70 0.811
51 Gadidae (cod haddock pollock) 3.48 0.120 0.35 3.50 0.838
52 Flatfish (benthic feeders) 3.16 11.878 0.30 3.00 0.684
53 Flatfish (small) 3.45 7.968 0.38 1.90 0.919
54 Grenadier 3.62 1.206 0.20 1.00 0.066
55 Juvenile rockfish 3.51 1.202 2.70 10.80 0.930
56 Juvenile fish (other) 3.26 5.991 2.70 10.80 0.735
57 Juvenile fish (chondrichthyes) 3.44 0.535 2.70 10.80 0.850
58 Infauna 2.00 80.000 4.50 18.00 0.973
59 Pandalus spp. 2.91 14.257 3.00 12.00 0.903
60 Other epibenthic shrimp (Caridea) 2.81 12.950 4.20 16.80 0.850
61 Mysids 2.83 2.637 22.00 110.00 0.850
62 Echinoderms 2.07 21.361 1.21 6.05 0.850
63 Benthic amphipods isopods and cumaceans 2.05 7.158 21.50 107.50 0.850
64 Bivalves 2.03 64.450 1.30 6.50 0.850
65 Misc. Epifauna (suspension feeders) 2.14 3.828 7.40 37.00 0.850
66 Dungeness crab 3.27 5.109 1.50 6.00 0.952
67 Tanner crab 2.99 0.869 1.00 4.00 0.939
68 Misc. Epifauna (carnivorous) 2.67 31.550 3.00 15.00 0.850
69 Sooty shearwaters 4.31 0.017 0.10 73.00 0.014
70 Common murre 4.37 0.015 0.17 72.00 0.210
71 Gulls & terns 3.79 0.001 0.17 73.00 0.774
72 Alcids 3.90 0.001 0.17 110.00 0.084
73 Large pelagic seabirds 4.08 0.001 0.07 75.00 0.128
74 Other pelagic seabirds 4.29 0.001 0.10 73.00 0.046
75 Coastal seabirds (divers) 4.29 0.001 0.16 73.00 0.218
76 Storm-petrels 3.86 0.0001 0.12 144.00 0.072
77 Gray whales 3.72 0.146 0.06 8.90 0.002
78 Baleen whales 3.69 0.572 0.04 7.60 0.002
79 Small pinnipeds 4.55 0.024 0.08 8.30 0.034
80 Sea lions 4.64 0.049 0.07 24.00 0.279
81 Northern elephant seals 4.49 0.062 0.07 24.00 0.219
82 Small toothed whales 4.44 0.072 0.10 25.80 0.112
83 Large toothed whales 4.57 0.067 0.05 6.61 0.003
84 Other killer whales 4.94 0.0004 0.03 11.16 0.000
85 Southern resident killer whales 5.13 0.005 0.03 11.16 0.000
86 Invertebrate eggs 1.00 0.00002 0.00 0.00 0.225
87 Fish eggs 1.00 1.906 0.00 0.00 0.421
88 Pelagic detritus 1.00 10.000 0.00 0.00 0.525
89 Fishery offal 1.00 5.000 0.00 0.00 0.684
90 Benthic detritus 1.00 10.000 0.00 0.00 0.885
91 Dredge 3.04 -- -- -- --
92 Hook & line 5.16 -- -- -- --
93 Other gear 4.57 -- -- -- --
94 Net 4.34 -- -- -- --
95 Pot & trap 4.53 -- -- -- --
96 Trolling 5.23 -- -- -- --
97 Trawl (non-shrimp) 4.67 -- -- -- --
98 Shrimp trawls 3.97 -- -- -- --
99 Recreational fishery 5.07 -- -- -- --

Ecopath parameterization of the model. TL = estimated trophic level, Biomass = estimated average biomass density in ecosystem (mt/km2), P/B = weight-specific production rate, C/B = weight-specific consumption rate, EE = ecotrophic efficiency. EE values are estimated by the Ecopath master equation (see Eq 1 in main text), except those in which biomass needed to be estimated (EE in bold). Assimilation Efficiency is 0.8 for all living consumers. Production Efficiency (P/Q) can be calculated as P/B divided by C/B. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table (which includes a calculated P/Q column) and see S2S5 Tables for other ecosystem model parameters.

During mass-balancing, the ecotrophic efficiency (EE) is estimated by the Ecopath master equation (Eq 2 below) for most groups [excepting groups where biomass was estimated and EE was fixed (see ‘Biomass density’ section below) based on common Ecopath assumptions [25, 31]] as,

Bi(PB)i×EEi+Ii+BAi=Σ[Bj×(CB)j×Dij]+Ei+Fi Eq 2

where Bi is the biomass density of prey group i, (P/B)i is the biomass-specific production rate, EEi is the Ecotrophic Efficiency for group i, Ii is the immigration rate into the model domain, BAi is a user-defined biomass accumulation term if biomass is known to be increasing or decreasing over time (for simplicity, we account for no known accumulation over time). Everything on the left side of the equation (i.e., the total production of group i in the system) must be balanced by the loss terms on the right, where Bj is the biomass density of predator group j, (C/B)j is the biomass-specific consumption rate of predator group j, Dij represents the fraction of prey i consumed by predator j as defined by the diet matrix, Ei is the emigration rate for prey group i, and Fi is the fisheries catch of group i. Σ indicates that everything in the brackets is summed across each predator j for the consumed group i. All of these terms are input parameters of the model, except either Bi or EEi for each group. That is, only one of these terms is provided and the other is estimated during the mass-balancing process [25, 31].

The Ecopath EE is the fraction of a given functional group’s production that is used in the system (i.e., not transferred to the detritus), hence between 0 and 1; that is, production is (i) consumed by another functional group or fishing, (ii) moved across model domain boundaries, or (iii) integrated into the functional group’s growth as additional biomass. According to the first law of thermodynamics, EE should be between 0 and 1 so that mass-balance is reached. When EE values greater than one were encountered, we balanced the model by either applying scaling factors to survey biomass or by adjusting the diet matrix. Survey biomasses are notoriously underestimated since many animals can avoid sampling gear, and sampling is unlikely to occur at peak activity in the water column for all species surveyed. Thus, relatively large scaling factors are used for small animals (e.g., invertebrate eggs) that can pass through the net more easily or large animals (e.g., adult salmon) that can avoid nets more easily (i.e., estimates are low) and scaling factors near, or precisely, a value of one were used for acoustic-trawl surveys that use targeted trawls to validate acoustic biomass estimates (i.e., estimated biomass is likely more accurate and precise; see “BiomassScalers.csv” in supplement for scaling factors).

Survey biomasses and the diet matrix are imperfect because they are only a snapshot in time and space. Mass-balancing is inherently subjective as we adjust input parameters based on our understanding of survey/study limitations and the data quality (in time, space, methodology, and sampling effort). We were willing to adjust diets that were parameterized with older data (or with fewer samples) more so than diets with newer and more spatially relevant data (or with higher sample sizes). Most diet adjustments during mass-balancing were caused by a precipitous decline in sardine between this model and the previous version (sardine biomass is lower by a factor of more than 8), which was not reflected in the outdated diet studies (see “MassBalancingDetails.csv” in supplementary data and code for more details).

Since gelatinous zooplankton have a greater water content relative to other functional groups [46], their importance to the trophic network may be overestimated in our model (which is expressed in wet-weight biomass during Ecopath model balancing). Thus, the biomass of gelatinous functional groups and diet contributions of these groups as prey to the next trophic level were scaled such that each unit of small gelatinous zooplankton biomass and large carnivorous jellyfish biomass equaled the water content of crustacean zooplankton and pelagic fishes, respectively [34]. Pyrosome data were collected during three different times of year [47]. Thus, we used assumptions of seasonal changes in abundance and linear interpolation to generate a yearly average pyrosome density, in combination with the above gelatinous conversion factors, to scale down our overall biomass densities for pyrosomes which were originally calculated from the Pre-recruit survey (see “BiomassScalers.csv”, “PyrosomeScaling.csv”, “FlowChart.pdf”, and “MassBalancingDetails.csv” for more details).

Biomass density

Model parameterization and community composition of the model includes 90 functional groups (2 primary producers, 83 consumers, 5 detritus) and 9 fisheries (Table 2). Biomass densities (Table 1) were estimated from survey data for 65 of these groups, values for another 12 groups were borrowed from a previous NCC ecosystem model [32, 33], and biomasses of the remaining 13 (of the 90 living and detritus groups) were estimated by the model itself (see Eq 2). Below we describe the data sources for the ecosystem model [48] and our procedure for estimating biomass density from the data provided. S1 Table includes a comprehensive list of biomass density data sources for each functional group.

Table 2. Functional group definitions.

Functional group Group composition
Large phytoplankton >10 um (large chain and centric diatoms)
Small phytoplankton ≤ 10 um (cyanobacteria, dinoflagellates, small diatoms)
Micro-zooplankton Ciliates, flagellate grazers
Large copepods Copepods ≥ 0.025 mg C
Small copepods Copepods < 0.025 mg C
Small invertebrate larvae Copepods (nauplii), small crustacean larvae (zoea, cypids), euphausiid (larvae), mollusk larvae (veligers), echinoderm larvae (pluteus), other invert larvae
Pteropods Order: Pteropoda
Pelagic amphipods Hyperiidae, Gammaridae
Pelagic shrimp Sergestidae, Penaeidae
Other macro-zooplankton Chaetognaths, large crustacean larvae (megalopae), ichthyoplankton, other macro-zooplankton (pelagic polychaetes, heteropods, ostracods, cladocerans)
Small jellyfish (net-feeders) Urochordates (larvaceans, salps)
Small jellyfish (carnivores) Ctenophores, misc. Small medusae
Large jellyfish Sea nettle (Chrysaora fuscescens), moon jelly (Aurelia labiata), egg yolk jelly (Phacellophora camtschatica), water jelly (Aequorea spp.), lion’s mane jelly (Cyanea capillata)
Pyrosomes Pyrosoma atlanticum
E. pacifica Euphausia pacifica (adult & juveniles)
T. spinifera Thysanoessa spinifera (adult & juveniles)
Small cephalopods Market squid (Doryteuthis opalescens)
Humboldt squid Humboldt squid (Dosidicus gigas)
Smelt aggregate Pacific sand lance (Ammodytes hexapterus), jacksmelt/silversides (Atherinopsis californiensis), eulachon (Thaleichthys pacificus), night smelt (Spirinchus starksi), longfin smelt (Spirinchus thaleichthys), surf smelt (Hypomesus pretiosus), whitebait smelt (Allosmerus elongates), popeye blacksmelt (Bathylagus ochotensis)
Shad American shad (Alosa sapidissima)
Sardine Pacific sardine (Sardinops sagax)
Herring Pacific herring (Clupea pallasii)
Anchovy Northern anchovy (Engraulis mordax)
Saury Pacific saury (Cololabis saira)
Juvenile coho Juvenile Coho salmon (Oncorhynchus kisutch) yearling
Juvenile Chinook Y spring Juvenile Chinook salmon (Oncorhynchus tshawytscha) spring-run yearlings (Columbia River + Washington coast stocks)
Juvenile Chinook Y fall Juvenile Chinook salmon (O. tshawytscha) fall-run yearlings (Columbia River + Washington coast stocks)
Juvenile Chinook SY fall early Juvenile Chinook salmon (O. tshawytscha) fall-run subyearlings; early ocean migrants (May and June JSOES surveys; Columbia River + Washington coast stocks)
Juvenile Chinook SY fall late Juvenile Chinook salmon (O. tshawytscha) fall-run subyearlings; late ocean migrants (September JSOES surveys; Columbia River + Washington coast stocks)
Other juv. Chinook Y All other juvenile Chinook salmon (O. tshawytscha) yearlings
Other juv. Chinook SY All other juvenile Chinook salmon (O. tshawytscha) subyearlings
Other juvenile salmon All juvenile salmon not described above: pink (Oncorhynchus gorbuscha), chum (O. keta), sockeye (O. nerka), steelhead (O. mykiss)
Mesopelagic fish aggregate Myctophidae, Bathylagidae, Lophotidae (Crestfishes), Ophidiidae (cusk eel), Paralepididae (barracudina), Stomiidae (dragonfish), Trachipteridae (ribbonfishes), Nemichthyidae (snipe eels)
Planktivorous rockfish Aurora (Sebastes aurora), bank (S. Rufus), blue (S. Mystinus), darkblotched (S. Crameri), greenstriped (S. Elongates), harlequin (S. Variegatus), Pacific Ocean perch (S. Alutus), Puget Sound (S. Emphaeus), pygmy (S. Wilsoni), redstripe (S. Proriger), rosy (S. Rosaceus), sharpchin (S. Zacentrus), shortbelly (S. Jordani), splitnose (S. Diploproa), stripetail (S. Saxicola), widow (S. Entomelas), yellowmouth (S. Reedi)
Coho Adults: (Oncorhynchus kisutch)
Chinook Adults: (Oncorhynchus tshawytscha)
Other salmon aggregate Adults: pink (Oncorhynchus gorbuscha), chum (O. keta), sockeye (O. nerka), steelhead (O. mykiss), cutthroat trout (O. mykiss)
Shark aggregate Tope (a.k.a soupfin; Galeorhinus galeus), blue (Prionace glauca), thresher (Alopias vulpinus), salmon (Lamna ditropis), shortfin mako (Isurus oxyrinchus)
Jack mackerel Jack mackerel (Trachurus symmetricus)
Pacific mackerel Pacific chub mackerel (Scomber japonicus)
Piscivorous rockfish Black (Sebastes melanops), blackgill (S. Melanostomus), bocaccio (S. Paucispinis), canary (S. Pinniger), chilipepper (S. Goodie), yelloweye (S. Ruberrimus), yellowtail (S. Flavidus)
Dogfish aggregate Spiny dogfish (Squalus acanthias), brown catshark (Apristurus brunneus), filetail catshark (Parmaturus xaniurus), Pacific sleeper shark (Somniosus pacificus)
Hake Pacific hake (Merluccius productus)
Tuna aggregate Albacore (Thunnus alalunga), Pacific barracuda (Sphyraena argentea), bigeye tuna (T. obesus), bluefin tuna (T. thynnus), Bramidae (pomfret), Carangidae (jacks, pompanos), yellowtail tuna (T. albacares), Pacific bonito (Sarda chiliensis)
Sablefish Sablefish (Anoplopoma fimbria)
Hexagrammidae (lingcod greenling) Lingcod (Ophiodon elongates), greenling (Hexagrammos decagrammus)
Flatfish (water-column feeders) Pacific halibut (Hippoglossus stenolepis), arrowtooth flounder (Atheresthes stomias), petrale sole (Eopsetta jordani), California halibut (Paralichthys californicus)
Skates & rays Bat ray (Myliobatis californica), big skate (Raja binoculata), black skate (Bathyraja trachura), Pacific electric ray (Torpedo californica), longnose skate (Raja rhina), Pacific angelshark (Squatina californica), spotted ratfish (Hydrolagus colliei)
Misc. Small benthic fishes Agonidae (poachers), Bathymasteridae (ronquils), Batrachoididae (Toadfishes), Blenniidae (blennies), Cottidae (sculpins), Cyclopteridae (lumpfish), Embiotocidae (surfperch), Gasterosteidae (sticklebacks), Gobiidae (gobies), hagfish, Kyphosidae (sea chubs), lamprey eels, Liparidae (snailfish), Moronidae (striped bass), Pholidae (gunnels), prowfish, Sciaenidae (drums, croakers), Stichaeidae (prickleback), Syngnathidae (pipefishes), Triglidae (Searobins), Zoarcidae (eelpout)
Benthivorous rockfish Cabezon (Scorpaenichthys marmoratus), longspine thornyhead (Sebastolobus altivelis), shortspine thornyhead (Sebastolobus alascanus), copper (Sebastes caurinus), quillback (S. maliger), redbanded (S. babcocki), rosethorn (S. helvomaculatus), rougheye (S. aleutianus), shortraker (S. borealis), silvergray (S. brevispinis), tiger (S. nigrocinctus)
Gadidae (cod haddock pollock) Pacific cod (Gadus macrocephalus), walleye pollock (Theragra chalcogramma), Pacific tomcod (Microgadus proximus)
Flatfish (benthic feeders) English sole (Parophrys vetulus), Dover sole (Microstomus pacificus), rex sole (Glyptocephalus zachirus)
Flatfish (small) Butter sole (Isopsetta isolepis), curlfin sole (Pleuronichthys decurrens), deepsea sole (Embassichthys bathybius), flathead sole (Hippoglossoides elassodon), rock sole (Lepidopsetta bilineata), sand sole (Trulla capensis), sanddabs (Citharichthys spp.), slender sole (Lyopsetta exilis), starry flounder (Platichthys stellatus), Pleuronectidae (turbot)
Grenadier Giant grenadier (Albatrossia pectoralis), Pacific grenadier (Coryphaenoides acrolepis)
Juvenile rockfish Thornyheads, Greenlings, Painted greenling, Lingcod, Sculpins, Irish lords, Red Irish lord, Brown Irish lord, Cabezon, All rockfish (Sebastidae)
Juvenile fish (other) American shad, Pacific herring, Pacific sardine, Northern anchovy, Pacific hake, Pacific tomcod, Sablefish, Wolf eel, Eel leptocephalus, Jack mackerel, Pacific chub mackerel, Pacific sanddab, Speckled sanddab, Righteye flounders, Arrowtooth flounder, Deepsea sole, Rex sole, Flathead sole, Butter sole, Rock sole, Slender sole, Dover sole, English sole, Soles/Turbits/Flounders, Curlfin turbot, Sand sole
Juvenile fish (chondrichthys) Juvenile sharks, skates, and rays
Infauna Misc. Benthic organisms living in ocean floor substrate
Pandalus spp. Pink shrimp (Pandalus jordani)
Other epibenthic shrimp (caridea) Crangon spp., Callianassa spp., Pasiphaea pacifica
Mysids Mysids & cumaceans
Echinoderms Red sea urchin (Mesocentrotus franciscanus), purple sea urchin (Strongylocentrotus purpuratus), misc. brittle stars, misc. Sea cucumbers, (NOTE: does not include starfish)
Benthic amphipods isopods and cumaceans Benthic amphipods, isopods, cumaceans
Bivalves Basket cockle (Clinocardium nuttallii), butter clam (Saxidomus gigantean), California mussel (Mytilus californianus), gaper clam (Tresus capax), Manila clam (Venerupis philippinarum), native littleneck clam (Leukoma staminea), rock scallop (Crassadoma gigantean), Weathervane scallops (Patinopecten caurinus), Pacific oyster (Crassostrea gigas), razor clam (Siliqua patula), soft-shelled clam (Mya arenaria), purple varnish clam (Nuttallia obscurata), rough paddock (Zirfaea pilsbryi), flat tipped piddock (Penitella penita)
Misc. Epifauna (suspension feeders) Barnacles, bryozoans, sea anemones
Dungeness crab Dungeness crab (Cancer magister)
Tanner crab Bairds tanner crab (Chionoecetes bairdi), grooved tanner crab (Chionoecetes tanneri), triangle tanner crab (Chionoecetes angulatus)
Misc. Epifauna (carnivorous) Misc. Small crabs, misc. Gastropods, starfishes
Sooty shearwaters Sooty shearwaters (Puffinus griseus)
Common murre Common murre (Uria aalge)
Gulls & terns California gull (Larus californicus), glaucous-winged gull (L. Glaucescens), Heermann’s gull (L. heermanni), herring gull (L. Argentatus), ring-billed gull (L. Delawarensis), Sabine’s gull (Xema sabini), western gull (L. Occidentalis), hybrid gulls, arctic tern (Sterna paradisaea), Caspian tern (S. caspia), common tern (S. Hirundo)
Alcids Cassin’s auklet (Ptychoramphus aleuticus), rhinoceros auklet (Cerorhinca monocerata), pigeon guillemot (Cepphus columba), marbled murrelet (Brachyramphus marmoratus), ancient murrelet (Synthliboramphus antiquus), tufted puffin (Fratercula cirrhata), horned puffin (F. Corniculata)
Large pelagic seabirds Black-footed albatross (Phoebastria nigripes), Laysan albatross (Phoebastria immutabilis), parasitic jaeger (Stercorarius parasiticus), northern fulmar (Fulmarus glacialis), skuas, petrels
Other pelagic seabirds Buller’s shearwater (Puffinus bulleri), flesh-footed shearwater (Puffinus carneipes), pink-footed shearwater (Puffinus creatopus), red-necked Phalarope (Phalaropus lobatus), other murres
Coastal seabirds (divers) Brown pelican (Pelecanus occidentalis), white pelican (Pelecanus erythrorhynchos), Brandt’s cormorant (Phalacrocorax penicillatus), double-crested cormorant (Phalacrocorax auritus), pelagic cormorant (Phalacrocorax pelagicus), western grebe (Aechmophorus occidentalis), Clark’s grebe (Aechmophorus clarkii)
Storm-petrels Fork-tailed storm petrel (Oceanodroma furcata), Leach’s storm-petrel (Oceanodroma leucorhoa)
Gray whales Gray whales (Eschrichtius robustus)
Baleen whales Minke whale (Balaenoptera acutorostrata), humpback whale (Megaptera novaeangliae), sei whale (Balaenoptera borealis), fin whale (Balaenoptera physalus), blue whale (Balaenoptera musculus)
Small pinnipeds Harbor seal (Phoca vitulina richardsi), Northern fur seal (Callorhinus ursinus)
Sea lions California sea lion (Zalophus californicus), Steller’s sea lion (Eumetopias jubatus)
N. elephant seals Northern elephant seal (Mirounga angustirostris)
Small toothed whales Harbor porpoise (Phocoena phocoena), Dall’s porpoise (Phocoenoides dalli), Pacific white-sided dolphin (Lagenorhynchus obliquidens), Risso’s dolphin (Grampus griseus), northern right whale dolphin (Lissodelphis borealis)
Large toothed whales Sperm whale (Physeter catadon), pilot whale (Globicephala macrorhynchus), Baird’s beaked whale (Berardius bairdii), mesoplodon beaked whale (Mesoplodon spp.), Cuvier’s beaked whale (Ziphius cavirostris)
Other killer whales Killer whales (Orcinus orca)
SRKW Southern resident killer whales (Orcinus orca)
Invertebrate eggs Invertebrate eggs
Fish eggs Fish eggs
Pelagic detritus Pelagic detritus
Fishery offal Fishery offal
Benthic detritus Benthic detritus
Dredge Dredge fishery
Hook & line Hook and line fishery
Other gear Other gear / miscellaneous
Net Non-trawl nets (e.g., Gill-net, etc.)
Pot & trap Pots and traps
Trolling Trolling fishery
Trawl (non-shrimp) Non-shrimp trawls
Shrimp trawls Shrimp trawls
Recreational fishery Recreational fishing

Functional group names and description of composition. See S1 Table for a description of the data sources. See supplemental data for csv version of table.

All survey data were quality controlled with input from the collectors and maintainers of the datasets. Failing to include absence data would severely overestimate biomass. If absence data were missing (i.e., if data provided only included positive occurrences), we added zero values for all sampled stations that did not include a positive value for any species that was recorded by the survey at another time and location.

Each survey dataset was used to calculate volumetric biomass densities as weight in metric tons per volume of water sampled in cubic kilometers (mt/km3; details for individual datasets are described below). Volumetric densities were converted to areal densities (mt/km2; i.e., vertically-integrated densities) by multiplying each volumetric density by assumed vertical distributions for each functional group (see Ruzicka et al., 2012, 2016 [32, 33]; depth range assumptions in supplemental data) within each 15 model subregions (Fig 3). We average across individual sampling events within each of the 15 model subregions to obtain values for mass-balancing and as starting points for time dynamic scenarios (Table 1; Fig 4). Because the spatial distribution of many marine organisms is patchy (with infrequent catches of very high abundance or biomass), data can be highly skewed and of high variance. Thus, estimating mean biomass values can be more accurate when based on a log-normal distribution [49]. The delta distribution is a probability distribution used to estimate the mean and variance for a dataset that has both zero and non-zero values; in this case, only the non-zero values follow a log-normal distribution [49]. To derive fish biomass from bottom trawl surveys, we used the delta distribution to account for infrequent catches of large biomass values (highly skewed and of high variance). In contrast, we used the arithmetic mean to derive fish biomass from acoustic-trawl data (i.e., hake and coastal pelagic species, see below) and mid-water tows for zooplankton and other small organisms, as their distribution in the water column is thought to be more uniform (see “RegionalBiomassCalculator.m” in supplemental code).

Fig 3. Subregional heatmaps of functional group spatial distributions.

Fig 3

Each functional group was broken out into the 15 subregions via survey data, fisheries landings data, or species distribution models (see Methods), or distributional assumptions when there was a lack of available information. The color of each subregional cell is a gradient denoting the proportion of biomass (for each functional group) that is within each subregional cell (with red being the highest and pale yellow being the lowest proportions, respectively). The proportion of biomass in each subregion sums to 1 across all subregions. See “SubRegions/” in supplemental data and code to reproduce this plot, and for plots of all functional groups). Adult Chinook, common murre, and sooty shearwater distributions are based off of the juvenile salmon and ocean ecosystem survey (JSOES); hake distributions are from the hake acoustic trawl survey; herring, jack mackerel, and sardine distributions are from the coastal pelagic species (CPS) acoustic trawl survey; and Southern resident killer whale (SRKW) distributions are based off of movement data from satellite-tagged Southern resident killer whales [130]. State outline data comes from US Department of Commerce, Census Bureau, Cartographic Boundary Files.

Fig 4. Biomass density and trophic level of model functional groups.

Fig 4

A) Ecosystem-wide biomass density input values (y-axis) for the aggregated ecosystem model (no subregion-specific values) are based on survey data / stock assessments (black points), were borrowed from a previous ecosystem model (Ruzicka et al. 2012; blue points), or are estimated by the model during mass-balancing (green points; see methods). The trophic level of each functional group is estimated by the model and is based on the diet matrix. Numbers indicate functional groups, identified in Table 1. B) Same as A, but on a log (base 10) axis scale. Red points indicate detritus groups, which are not used in estimation of the regression line (Link 2010). Purple point is aggregated seabird groups 71–76 to display how the choice to aggregate groups affects how far away from the line the point falls. Equation for slope is estimated only with black points and is defined as log(y) = 3.5–1.085 x.

Functional group data processing

Phytoplankton

Net primary productivity rates were estimated from satellite images and a vertically generalized production model (VGPM) product (SeaWIFS Chl data; [50, 51]). Monthly VGPM products for 2014–2021 were downloaded on March 8, 2022 (http://sites.science.oregonstate.edu/ocean.productivity/index.php). Phytoplankton production rate data were trimmed to our model domain using a shapefile of the domain extent (see supplement) and the R package `sp`[52]. Units provided for phytoplankton production rates were mg C / m2 day-1 and were converted to mt/km2 year-1 with phytoplankton-specific carbon–weight conversion factors [53] and standard unit conversions for weight, area, and time (see “BiomassWork/” in the supplemental data and code). Production was then converted to areal biomass density (mt/km2) by dividing by the biomass-specific production rates of phytoplankton used in the model (yearly P/B rates in Table 1). We used average phytoplankton biomass density from April–September to parameterize model initial conditions to match the high productivity months during which most biological surveys occurred (see S1 Appendix: Biomass sources). The phytoplankton size composition–large (diatom; >10 μm) and small (flagellate; ≤ 10 μm)–were estimated from the total phytoplankton concentration using a relation between the fraction of small phytoplankton and total Chlorophyll a from observations of the Newport Hydrographic Line (see S1 Appendix: Newport Hydrographic Line for a description of the survey; fraction Psmall = 0.30821 × [Chl a (mg m-3)]-0.82351; as described in [32].

Zooplankton, jellies, and pyrosomes

Zooplankton were parameterized with the Juvenile Salmon and Ocean Ecosystem Survey (JSOES), Newport Hydrographic Line, and Pre-recruit surveys (see S1 Appendix for each survey description). When individual species data came from multiple surveys (see below), calculated biomass densities (for each subregion; Fig 3) were first averaged across surveys (where sampling was spatially overlapping) and then summed within functional groups as average biomass densities for the entire functional group (Tables 1 and 2).

Crustacean larvae, euphausiid larvae, pelagic (hyperiid and gammarid) amphipods, chaetognaths, ichthyoplankton, and fish eggs were sampled with JSOES bongo nets; copepods, pteropods, ostracods, cladocerans, polychaetes, urochordates, ctenophores and small medusae, mollusk larvae, echinoderm larvae, other small invertebrate larvae and eggs, and other macro-zooplankton were sampled with JSOES vertical nets; and large jellies came from the JSOES fish trawl nets (all data from 2014–2021).

Additional data on small invertebrate larvae and invertebrate eggs from the Newport Hydrographic Line (2014–2020; May–July) were used to calculate average biomass density values (along with the JSOES data) for all transects that fell within overlapping subregions (Figs 1 and 3). Biomass density values for both surveys were provided in units of mg C/m3 and converted into mt/km3 using group-specific carbon-to-dry-weight and dry-weight-to-wet-weight conversion factors (Ruzicka et al., 2016 [33]; see supplemental code at https://doi.org/10.5281/zenodo.7079777 under directory: Reproducibility/BiomassWork).

Additional data on pelagic amphipods, ctenophores, small medusae, and large jellies from the Pre-recruit survey (2014–2019) were used to calculate average biomass density values (along with the JSOES data) for all transects that fell within overlapping subregions. The Pre-recruit survey (2017–2018) data were also used to parameterize pyrosome biomass. Pre-recruit data were provided as counts per trawl with corresponding length data for a subset of up to 30 specimens per trawl. Counts per trawl were converted to volumetric biomass densities by first converting average lengths (or bell diameter; provided by survey) to average weight with standard species-specific length-weight relationships [54] (see “CountsToBiomass.R’’ in supplemental data and code) and then multiplying by counts to get total biomass (for each species) from each trawl. Biomass was converted to density by dividing by the volume of water sampled during each trawl.

Krill and shrimp

Areal krill biomass densities (mt/km2) were provided by the hake survey (2015, 2017, and 2019; see S1 Appendix: Pacific Hake Ecosystem Acoustic Trawl Survey for survey description). Because krill biomass estimates from the hake survey are not resolved to species level (due to the overlap in the frequency response of Thysanoessa spinifera and Euphausia pacifica), we used krill species data from the Pre-recruit survey (2019) along with the Newport Hydrographic Line (2014–2016) to apportion krill biomass from the hake survey into two functional groups (E. pacifica and T. spinifera; Table 2) based on the average relative proportion of each species observed (see “KrillBreakout.csv” in supplemental data and code). We used data from the Pre-recruit survey (2014–2019) to parameterize biomass for pink shrimp (Pandalus spp.) and other pelagic shrimp (Sergestidae, Penaeidae), which were provided as counts and lengths and converted to biomass following the description under the “Zooplankton, jellies, and pyrosomes” subheading.

Juvenile fish

We used data from the Pre-recruit survey (2014–2019) to parameterize biomasses for all juvenile fish groups (except salmonids; see below), which were provided as counts and lengths and converted to biomass following the description under the “Zooplankton, jellies, and pyrosomes” subheading above. Individual species data were then summed within functional groups as total group volumetric biomass densities (Tables 1 and 2; see “Biomass_Aggregation/” in Zenodo repository).

Coastal pelagic fish

Data for Pacific sardine, Pacific herring, Pacific chub mackerel, Pacific jack mackerel, and northern anchovy were provided by the SWFSC coastal pelagic species acoustic-trawl survey [55, 56] as areal biomass densities (in mt/km2; from 2015–2019; see S1 Appendix: Coastal Pelagic Species).

Salmonids

We used 2014–2019 data from the JSOES to parameterize juvenile salmonids into eight distinct functional groups and adult salmonids into three groups based on species and life history characteristics (Table 2). The EcoTran platform does not currently support linked life stages, so juvenile salmonid groups do not recruit into adult salmonid groups. Juvenile coho salmon comprise their own group, juvenile Chinook salmon were split into six groups based on life history and ocean entry timing (see below), and all other juvenile salmonids species that individually constitute a small percent of the total catch (<5%; e.g., steelhead, sockeye, chum) made up the final juvenile salmonid functional group (Table 2). Juvenile Chinook salmon were distinguished as spring versus fall run-type Chinook salmon based on genetic stock information [57, 58] and broken out by life history (i.e., sub-yearlings and yearlings; based on fork-length and time of year; [59]), and ocean entry timing (i.e., May/June and September; [58, 60]), which influences their migration behaviors and residence time in the NCC (and thus their trophic interactions with other functional groups). JSOES data on salmonids were provided as counts per trawl with length and weight information for individuals. Counts were multiplied by weight to get a biomass value for each trawl and then divided by the total volume sampled to calculate biomass density (mt/km3) values for each functional group.

Hake

Areal biomass densities (mt/km2) were provided (2015, 2017, and 2019) for age 2+ hake from the Pacific Hake Ecosystem Acoustic Trawl Survey [61, 62]. Juvenile hake were provided by the Pre-recruit survey (2014–2019) as counts and lengths and converted to biomass following the description under the “Zooplankton” subheading above. Calculated biomass densities (within each model subregion) from the hake survey and Pre-recruit survey were then summed.

Groundfish and crabs

On 28 July 2021, we accessed the groundfish survey (see S1 Appendix: West Coast Groundfish Bottom Trawl Survey) database via the R package `nwfscSurvey`[63] and downloaded data from 2014–2019 on demersal species of interest (Table 2, S1 Table). Data were provided as areal biomass densities (kg/km2), which were divided by 1000 to convert to consistent units for the model (mt/km2). Individual species data were then summed within functional groups as total group areal biomass densities (Tables 1 and 2).

Seabirds

We used seabird species data from JSOES during 2015–2019 to parameterize this model. Data were provided as count densities, in individuals per square kilometer, and were converted to areal biomass densities (mt/km2) by multiplying by the average weight of individual birds, which were obtained from the Sibley Guide to Birds [64] and the Cornell Lab of Ornithology’s All About Birds webpage [65]. Individual species data were then summed within functional groups as total group biomass densities (Tables 1 and 2).

Marine mammals

Coastwide or stock-specific marine mammal biomasses were obtained from stock assessments [66, 67] and were used to scale regional biomass values calculated in a previous NCC ecosystem model [32, 33]. In cases where population stock assessments have not been updated, or populations have not drastically changed, the values were used directly from the previous ecosystem model.

Model-estimated groups

While biomass for most groups was estimated with data, there were a few groups for which we lacked survey data. Additionally, in a couple of cases where we did have some data, surveys were inadequate samplers for particular functional groups (see below)–we instead either allowed the model to estimate biomass by fixing EE values (0.85–0.9; see Table 1 for a list of model-estimated groups) or by using biomass values from the previous NCC ecosystem model [32, 33]. EE values describe the proportion of a functional group’s production that is used by higher trophic levels (see ‘Mass balancing’ above).

Two groups sampled by the groundfish survey (see S1 Appendix: West Coast Groundfish Bottom Trawl Survey for survey descriptions) were estimated by the model–the mesopelagic fish aggregate was likely above (in the water column) the bottom-trawl net, and the miscellaneous small benthic fishes were likely too small and avoidant to be adequately sampled by the survey. Epibenthic shrimp (Caridea) were similarly not well sampled by the Pre-recruit survey, which relies on a nighttime midwater net trawl that uncommonly captures small shrimp in the benthos; thus, this group was also estimated by the model. Two groups of medium pelagic fish (smelt and saury) were not well sampled by the JSOES, so we relied on biomass estimates from a previous NCC model [33]. Similarly, market squid are caught by the Pre-recruit survey and JSOES, but neither survey provides an adequate absolute estimate of biomass. These cases were not surprising as none of the listed groups were designed to be sampled by the respective surveys. Some benthic groups (such as bivalves; echinoderms; and other carnivorous epifauna such as small crabs, sea stars, and gastropods) have not been well-sampled recently [68, 69]. The remaining groups are not sampled (to our knowledge) by any survey and were estimated by the model: juvenile chondrichthyes and other benthic groups (mysids; suspension feeders such as barnacles, bryozoans, and sea anemones; benthic amphipods, isopods, and cumaceans).

Diet matrix

The diet matrix partitions each predator’s consumption rate amongst its prey (Fig 5). Together with the biomass densities informed in the model and the other trophic flow parameters [also referred to as physiology parameters (e.g., P/B, C/B, etc.); see Eq 2, Table 1], it expresses the biomass flows among functional groups (Figs 6 and 7).

Fig 5. Diet matrix of ecosystem model by trophic level.

Fig 5

The diet matrix is visualized here as a weighted, directed graph. Numbered nodes are functional groups (see Table 1 for functional group numbers), whereas arrows indicate directed edges from predator group towards prey group. The shade of blue indicates strength of interaction (higher diet preference results in darker blue network edges) up to a value of 0.10, at which point network edges get thicker with higher values. This aesthetic choice was made to not overly clutter the diagram and to make visualization of strong interactions more apparent. The y-axis values are the estimated trophic level of each functional group, and the x-axis is value-less and only used to help visualize multiple groups.

Fig 6. EcoTran trophic network of ecosystem model.

Fig 6

The EcoTran trophic network is visualized here as a weighted, directed graph. Numbered nodes are functional groups (see Table 1 for numbers), while arrows indicate directed edges (energy flows from producer groups towards consumer groups). The shade of green indicates strength of interaction (higher diet preference and prey biomass results in darker green network edges) up to a value of 0.10, at which point network edges get thicker with higher values, as in Fig 5. This graph includes detritus groups (86–90), which dominate the network.

Fig 7. EcoTran trophic network of non-detritus groups by trophic level.

Fig 7

The EcoTran trophic network is visualized here as a weighted, directed graph with detritus groups (86–90) removed (see Fig 6). Numbered nodes are functional groups (see Table 1 for numbers); arrows indicate directed edges (energy flows from producer groups towards consumer groups). The shade of green indicates strength of interaction (higher diet preference and prey biomass results in darker green network edges) up to a value of 0.025, at which point network edges get thicker with higher values.

Diets were compiled as follows (see “DietWork/” in supplementary code). For each data source, unidentified material was removed from analyses, and observations were summed (across all individuals) by weight of prey (or % frequency of occurrence (FO) for marine mammals and kelp greenling) and then divided by the total weight (or % FO) of identified prey that was consumed to get a relative (standardized) proportion of each prey in the diet for a given predator species.

If multiple sources were used for one predator species, the resulting predator species’ diet was computed as an average of diets calculated from each source, weighting the latter by the sample size (number of predator individuals) within each source. Then predators within the same functional group were combined, with each predator species contributing to a given functional group relative to (or weighted by) the proportion of biomass that a given species contributed to said functional group. For example, northern fur seals and harbor seals make up one functional group (small pinnipeds), but harbor seals account for 98.9% of the small pinniped functional group biomass in our model, whereas northern fur seals only account for 1.1%. Thus, the small pinniped functional group diet consists of harbor seal diet proportions multiplied by 0.989 and northern fur seal diets multiplied by 0.011 summed together.

If a prey grouping from a source was broader than our functional groups (e.g., “cephalopod” includes squid and octopuses, which are in separate functional groups in EcoTran), the relative proportion of prey going into each group was allocated proportionally to the biomass of the groups if they have been observed at least once in the diet of the predator. This procedure assumes that the more abundant prey are more readily available for consumption [31] (see “Build_Diet_Matrix.R” in supplemental data and code).

Diet information was obtained from local NCC studies to the extent possible. Data from small pinnipeds (Northern fur seals and some harbor seal diets), sharks (blue shark, common thresher shark, shortfin mako shark), Pacific spiny dogfish, California market squid, Northern anchovy, Pacific herring, Pacific jack mackerel, Pacific chub mackerel, Pacific sardine, Pacific saury, sablefish and hexagrammids (kelp greenling and lingcod) were taken from the California Current Trophic Database (hereafter ‘trophic database’; [70]; https://oceanview.pfeg.noaa.gov/cctd/; see ‘Diet sources’ in the S1 Appendix). Other harbor seal diets [71, 72] and other Pacific spiny dogfish diets [73] came from the literature and were combined with data from the trophic database as described above (see S1 Table).

Juvenile salmonid diet data comes from the JSOES, which contains genetic stock information [74], and allows the diets to be broken out by specific functional groups (see the S1 Appendix: Juvenile salmon diets and Table 2). Diet data for jellyfish, zooplankton, invertebrates, seabirds, cetaceans, and many fish groups were taken from an early version of the NCC food web [32]. See the S1 Appendix: Diet sources for more information and S1 Table for a complete list of data sources for each functional group.

In addition, for all groups mentioned above, diets obtained from the trophic database and the literature were arithmetically averaged with an early version of the food web of Ruzicka et al. [32]. The inclusion of more sources of information helps ensure that diets (which are always a product of imperfect sampling in time and space) are as diverse as possible, which more likely reflects the possibility that predators are consuming a diverse prey field, depending on what is available to them. Thus, it is important to note that the diet matrix does not fully represent changes since the onset of MHWs. We were able to update the diets of 26 functional groups, 19 of which included samples from the MHW years (2014 and later; see S1 Table). The addition of diets collected during the MHW period will reflect some shifts in diet trophic dynamics, even if averaged with older data. However, it will be more conservative in how far the diets have shifted since we are averaging them with their original diets. We think this conservative approach is beneficial because diet studies are stochastic (depending completely on when and where individuals are sampled) and have high degrees of uncertainty. In an ideal world, this updated model would include solely diet data from 2014 and onwards, yet decisions were ultimately driven by the fact that so few diet studies have been made available since the onset of MHWs.

Marine mammal diets

In addition to the trophic database (https://oceanview.pfeg.noaa.gov/cctd/), harbor seal diets were extracted from the literature [71, 72]. We followed Ruzicka et al. [32] in the use of Wright et al. (2007) [72] to parameterize harbor seal diets for their ecosystem model. That is, the proportion of salmon in harbor seal diets was scaled down from 36% to 20% to account for greater consumption of salmonids by river seals than by their coastwide counterparts, which are included in the model. To use river seal diets for the entire coast would greatly overestimate the total abundance of salmon consumed by harbor seals. As discussed above, resulting harbor seal diets were a weighted (by sample size) average of these three sources, with 94% of harbor seal diet data coming from the trophic database, which means Wright et al. (2007) does not strongly influence the overall model but remains important in order to represent a broader range of functional groups in harbor seal diets. California and Steller’s sea lion diet data were taken from the literature [71, 75, 76] (see “MarineMammalDiets.R” in supplemental data and code), as were diet data from Northern elephant seals [77], and Southern resident killer whales [21].

Fisheries landings

Many of the larger commercial fisheries were updated (data from 2014–2021) directly from the Pacific Coast Fisheries Information Network (PacFIN; http://pacfin.psmfc.org/; accessed 16 March 2022) for the following functional groups (see Table 2 for scientific names): the small cephalopod aggregate, smelt aggregate, shad, sardine, herring, anchovy, coho salmon, Chinook salmon, other salmon aggregate, jack mackerel, Pacific chub mackerel, hake, sablefish, Hexagrammidae (lingcod, greenlings), and Gadidae (cod, haddock, walleye pollock). Smaller commercial fisheries not mentioned above and recreational fisheries take were borrowed from a previous NCC ecosystem model [32, 33], which also obtained the data from PacFIN as well as the Pacific States Marine Recreational Fisheries Information Network (RecFIN; http://www.recfin.org/).

Fisheries landings in the PacFIN database were provided in large spatial domains that did not perfectly correspond to our model subregions (Fig 1). Thus, we redistributed the fisheries landings north-south to match our model subregions by scaling to the proportion of overlap in latitude between PacFIN and EcoTran (see “PACFIN/” in supplemental data and code). Then, to allocate landings across the shelf (i.e., bathymetric breaks; Fig 1), we considered that fisheries landings were roughly proportional to where the species occurred in the ocean (reasonable assumption since our model domains do not represent costly or intractable harvesting areas). We used species distribution models for commercial forage fish (i.e., sardine, herring, anchovy, jack mackerel, Pacific chub mackerel, and market squid; Barbara Muhling, personal communication), fisheries bycatch information for adult salmon [78], the acoustic-trawl survey for hake, species count data from the groundfish survey, and assumptions for other groups (e.g., bivalves were taken in the nearshore region; see “PACFIN” in supplemental data and code). Fisheries landings data by gear (also from PacFIN) were then used to proportionally allocate model subregion landings to individual fishery fleets, which are tracked separately in EcoTran (Table 2, S4 Table). Discard rates were borrowed from a previous NCC food web (S5 Table) [32, 41, 79].

Tuning detritus recycling

Rates of detritus recycling were tuned following Ruzicka et al. [41] so that the average total primary production rate across the whole shelf and the ratio of new production to total production [f-ratio = NO3 uptake/(NO3+NH4 uptake)] of the model system were comparable to independently obtained estimates. The f-ratio was tuned to approximate a cross-shelf range of 0.3–0.8 [80]. Total primary production was evaluated against the satellite-derived VGPM [50].

Pelagic detritus and benthic detritus are recycled in the model via bacterial remineralization and by direct consumption by metazoan consumers. The two major pathways of production loss from the EcoTran model are through advective transport of nutrients, plankton, and detritus offshore and through the sequestration of benthic detritus (Fig 2). Three recycling parameters, rates of pelagic and benthic detritus remineralization and rates of benthic detritus sequestration, were systematically varied in 0.1 unit increments from 0 to 1 for all possible parameter combinations in 20-year simulation runs. Tuning simulations were visualized as f-ratio and total primary productivity surface plots of two parameters at a time (see “Tuning_Detritus_Parameters/” in supplement). We also assessed the number of functional groups whose production rates fell below 1% of their original values at any point in the simulation–i.e., are going extinct in the model [30].

We chose the detritus remineralization and sequestration values that generated f-ratios and total primary productivity values closest to realistic values while preventing functional groups going extinct. With benthic detritus sequestration rates above 0.2 (>20% of benthic detritus production becomes “lost” to the system at every time step), production rates of many groups were falling to unreasonably low values as too much detritus production was being eliminated from the system to support detritivory. We set benthic detritus sequestration at 0.1. Once the benthic detritus sequestration rate was fixed to 0.1, changes to pelagic and benthic detritus remineralization did not substantially change the f-ratio, primary productivity, or extinction rates (see “Tuning_Detritus_Parameters/” in supplemental data and code). Pelagic and benthic detritus remineralization were each set to 0.1 (see results).

Further model details can be found in previous EcoTran articles [27, 3234, 79]. To be more open, reliable, transparent, and reproducible [81], we have provided data and code to reproduce and use this ecosystem model at https://doi.org/10.5281/zenodo.7079777.

Model validation

We used the mass-balancing steps described above [25, 31] and model validation diagnostics (described in Link and Heymans et al. [40, 82]) to visualize and assess the plausibility of the food web parameterization of the pre- and post-balance aggregated model. Food web evaluation criteria guidance from Link [40] states that i) biomass density values of all functional groups should span 5–7 orders of magnitude, ii) there should be a 5–10% decrease in biomass density (on the log scale) for every unit increase in trophic level, iii) biomass-specific production values (P/B) should never exceed biomass-specific consumption (C/B) values, and iv) ecotrophic efficiency (EE) for each group should be below 1 [40].

Within the coupled physical-biological model system, we assessed the persistence of functional groups over 150-year time dynamic simulations within the aggregated regional model. Within such short timeframes, functional groups should not go extinct when driven by a constant upwelling time series [30]. We drove a 150-year simulation with an average upwelling (CUTI) time series, which was averaged across 1988–2021 for each day of the year. This single year average timeseries was repeated in each 150 years of the simulation. This average upwelling time series ensures that interannual variation is not adding unnecessary noise to our assessment of model stability and equilibrium over time (S1 Fig).

We assessed whether or not the ecosystem model reached equilibrium states in such dynamic simulations by assessing extinction rates and population dynamic trends in the final 20 years of the 150-year, constant-upwelling simulation, as suggested by Kaplan and Marshall (2016) [30]. That is, biomass values for most groups should not change significantly in the last 20 years of the simulation. We visualized the functional group trends within the simulation to assess how many groups were changing by more than 5% in the last 20 years.

In order to assess whether the ecosystem model can track the actual direction of change that we observe in the ocean over short (i.e., daily, monthly, and yearly) timescales, we drove nutrient availability in the model with a real (not averaged), 33-year upwelling time series (1988–2021 CUTI; [42]). We visualized ecosystem model-generated time series outputs of primary production, large jellyfish, market squid, Dungeness crab, Pacific sardine, Northern anchovy, Pacific jack mackerel, Pacific (chub) mackerel, common murre, sooty shearwater, baleen whale, and Southern-resident killer whales and compared these outputs with independently-derived time series estimates of abundance or biomass. For this comparison, we used time series of a vertically generalized production model (2002–2021) for primary production estimates aggregated across our entire spatial domain [50, 51]; the JSOES (1998–2019; [15]) for large jellyfish (sea nettles); coastwide commercial fisheries landings (2000–2020) for the small cephalopod aggregate (market squid; PacFIN: http://pacfin.psmfc.org/); a pre-season abundance model for legal-size male Dungeness crabs (1988–2016; N. CA, OR, and WA; [83]); stock assessments for the northern sub-population of Pacific sardine (2004–2019; [84]), the central stock of Northern anchovy (1995–2018; [56, 85]), Pacific jack mackerel (2006–2018; [55, 56, 86]), and Pacific chub mackerel (2008–2020; [87]), the JSOES (2003–2019; [15]) for common murre and sooty shearwaters; a humpback whale mark-recapture study (baleen whales; 1995–2018; [88]); and whole-population counts of Southern-resident killer whales (1988–2021; https://www.whaleresearch.com/orca-population).

Results

Our constructed EcoTran model was consistent with ecological energetics, as suggested by the “PREBAL” criteria of Link [40]. Biomass densities span 6 orders of magnitude (within the 5–7 suggested range; Fig 4) and the slope on the log scale is about an 8.5% change each trophic level [between the 5–10% suggested range [40]; see Fig 4B]. Biomass-specific production values (P/B) never exceed biomass-specific consumption (C/B) values, and ecotrophic efficiency (EE) values are all below 1 (Table 1). In general, P/B and C/B should decrease as trophic level (TL) increases, except homeotherms should be lower (for P/B) and higher (for C/B) than expected for other groups [40]. The model presented here appears to be consistent with these criteria (Fig 8), as a few deviations (or exceptions) are not a cause for concern [40]. Biomass estimates of primary productivity are on the same order as biomass estimates for detritus (Table 1; Fig 4B), which is also a sign that model parameterization is not unreasonable [40].

Fig 8. Validation; biomass-specific production and consumption values by trophic level.

Fig 8

(A) The y-axis is the log-scaled production to biomass ratio (biomass-specific production) and the x-axis numbers indicate the different functional groups (see Table 1) sorted by increasing trophic level (far left is low trophic levels, e.g., phytoplankton, and far right is high trophic levels, e.g., marine mammals). (B) The y-axis is the log-scaled consumption to biomass ratio (biomass-specific consumption) and the x-axis is the same as in panel A. The y axes are on the log scale, so negative values indicate P/B and C/B values (for A and B, respectively) less than 1 on the original scale.

Some groups are consumed at relatively low levels (low EE values in Table 1 correspond roughly to the proportion consumed). Some notable groups are small copepods, with less than half of their substantial biomass (~26 mt/km2) consumed (EE = 0.419); jack mackerel (~21 mt/km2; only consumed at ~10% of potential, EE = 0.1); pyrosomes, which are nearly as dense (~16 mt/km2) but are hardly consumed at all (EE = 0.001); and three groups of jellies, none of which are as dense (1.7, 0.05, and 0.1 mt/km2) but are similarly unconsumed (EE = 0.02, 0.02, and 0.08 respectively; Table 1).

Over a 150-year simulation, driven by constant time series and an average upwelling time series, zero functional groups go extinct from the model (Fig 9). Of 83 living consumer groups, none changed by more than 5% in the final 20 years, suggesting that all groups appear to have reached a mostly stable equilibrium. Longer-lived functional groups are expected to have very slow population dynamics, and so it is expected that some groups take longer than others to reach an equilibrium (Fig 9).

Fig 9. Assessing stability: 150-year model simulation driven by average upwelling time series.

Fig 9

Each living consumer functional group is pictured here as a smoothed individual line. The proportion of abundance relative to starting values are plotted on the y-axis and the daily simulation timestep is plotted on the x-axis (axis in yearly units). The simulation here is driven by the average (day of year average for 1988–2021, see Methods) Coastal Upwelling Transport Index (CUTI) to reduce interannual variation for assessment of equilibrium and model stability. No functional groups are changing by more than 5% in the final 20 years of simulation (see S6 Table). That is, all groups have reached equilibrium (i.e., are within this 5% threshold). No functional groups go extinct over the 150-year simulation.

The f-ratio [NO3 uptake/(NO3+NH4 uptake)] inner shelf is 0.68, mid shelf is 0.52, and outer shelf is 0.43, which are reasonably comparable to the cross-shelf range and pattern (0.3–0.8) for the NCC [80] and near values (0.75) previously used in NCC ecosystem models [41]. Total primary productivity averaged across the ecosystem model is 3.25 mmol N m-3 d-1, which is reasonably close to the 1.99 mmol N m-3 d-1 vertically generalized production model (VGPM) estimate from satellite data [50] (see supplement, “Fratio_PP_check.m”). Our model output matches the seasonal timing observed in a phytoplankton primary productivity time series estimated from the VGPM (2002–2021; Fig 10) [50, 51]. The time dynamic simulations also match model output quite well for large jellyfish and Pacific sardine and reasonably well for Dungeness crab and Northern anchovy (Figs 11 and 12).

Fig 10. Primary production time series as both ecosystem model output and vertically generalized production model.

Fig 10

Satellite imagery-derived estimates of daily primary productivity via a vertically generalized production model (VGPM, blue lines) [50, 51] are plotted against ecosystem model-derived estimates of primary production driven by an upwelling time series (black lines are aggregated large and small phytoplankton functional groups). The average values of the final eight years of the VGPM (2014–2021) are used to inform the starting conditions (values) for the ecosystem model. After this point, the ecosystem model is driven entirely by nutrient inputs to the system as determined by the coastal upwelling transport index (CUTI) [42], and any resemblance to the VGPM time series is an indication that the ecosystem model is capturing the appropriate dynamics in primary productivity.

Fig 11. Invertebrate functional group time series as both ecosystem model output and independent estimates.

Fig 11

Independently derived estimates (blue points; blue lines = locally estimated scatterplot smoothing lines) of relative biomass via a Juvenile Salmon and Ocean Ecosystem Survey (JSOES; large jellies), fisheries landings (small cephalopod aggregate = market squid), and a pre-season abundance model (Dungeness crabs [83]) are plotted against ecosystem model-derived estimates of matching functional groups (black lines). The ecosystem model is driven entirely by nutrient inputs to the system as determined by the coastal upwelling transport index (CUTI) [42] and trophic relationships, and any resemblance of the two time series is an indication that the ecosystem model is matching independently-observed dynamics.

Fig 12. Coastal pelagic fish functional group time series as both ecosystem model output and independent estimates.

Fig 12

Independently derived estimates (blue points; blue lines = locally estimated scatterplot smoothing lines) of relative biomass of sardine, anchovy, jack mackerel, and Pacific chub mackerel via stock assessments [56, 84, 86, 87] are plotted against ecosystem model-derived estimates of matching functional groups (black lines).

Discussion

Here we have presented an end-to-end ecosystem model of the Northern California Current (NCC) marine ecosystem. Our model was built using many long-term West Coast ocean surveys [48], databases, and literature and updates previous ecosystem models of the region [32, 33, 45, 89]. The ecosystem model is in thermodynamic balance, meaning that no functional groups produce more than they consume, and model validation suggests that our model parameterization is energetically feasible [40]. This model serves as a useful accounting tool for understanding the fates of energy flow through the highly connected food web at broad spatial and temporal scales and allows for nearly unlimited simulation scenarios that we would be unlikely to be able to perform experimentally in the marine ecosystem.

In time-dynamic simulations, no functional groups go extinct and functional group biomasses are stable after 150-year simulations (Fig 9), suggesting that the model is stable and reasonably parameterized [30]. Our upwelling-driven ecosystem model-derived estimates of primary production tracks the satellite imagery-derived production model estimates of primary productivity (Fig 10) [50, 51]. Primary productivity in the ecosystem model is determined by nutrient inputs to the system which are driven by the coastal upwelling transport index (CUTI; S1 Fig) [42], and the remarkably close cyclical resemblance to the VGPM time series is an indication that the ecosystem model is capturing the appropriate primary productivity dynamics well-enough to reproduce such dynamics (Fig 10). This last model validation check is promising, as primary production is what determines the bottom-up energy flux to higher trophic levels and drives the production of the entire food web (Fig 7).

Independent timeseries of large jellies and Pacific sardine were also tracked quite well by the ecosystem model (Figs 11 and 12). Higher trophic levels (i.e., seabirds and mammals; Fig 13) were not matched well, temporally, by the ecosystem model. This is unsurprising given that the higher trophic levels are further removed from primary production (and thus the upwelling driver). Additionally, and perhaps more importantly, complex behaviors that are often employed by higher trophic level species, such as migration and exposure to conditions outside the NCC domain boundaries, are not captured by this ecosystem model. In these cases, static snapshots and analyses averaged over larger timescales are likely more appropriate and can be quite useful [32, 34, 35, 39, 41, 79]. It is important to note that some of the independent time series are based on a short period of time or are limited in space, which themselves might not always be accurate representations of reality; it is not always clear whether the independent timeseries or the ecosystem model outputs better reflect reality. However, any alignment of the ecosystem model output and independent time series suggest that at least some temporal dynamics have been captured, since the probability of both randomly aligning is quite low. Continued support for ongoing and new ocean ecosystem survey efforts (and their validation) will aid in accurately modeling such complex systems mathematically.

Fig 13. Seabird and mammal functional group time series as both ecosystem model output and independent estimates.

Fig 13

Independently derived estimates (blue lines and points) of relative biomass via a Juvenile Salmon and Ocean Ecosystem Survey (JSOES; common murre and sooty shearwaters), a humpback whale mark-recapture study (baleen whales [88]), and counts of the well-monitored Southern resident killer whale population [https://www.whaleresearch.com/orca-population] are plotted against ecosystem model-derived estimates of matching functional groups (black lines).

Our model is also congruent with model guidelines that are based on an understanding of trophic ecology [40]. Some seabirds (groups 71–76) fall below the log scale biomass density–trophic level line (Fig 4B), which may indicate that biomass densities for some of these higher trophic levels are actually under-estimated (inadequacy of the onboard observations for assessing abundance), which may be possible if some seabirds actively avoid survey vessels. Perhaps a more likely explanation is that each of these groups are more taxonomically resolved compared to other groups in the model (Tables 1 and 2). When these groups are combined for visualization (purple point in Fig 4B), they fall much closer to the trend line. Thus, it is worth noting that the choice of functional group aggregation can impact the interpretation of some of these validation diagnostics, but it does not mean that this will influence the model or that they should necessarily be combined. Combining all seabirds into one functional group should lead to energetically similar food webs, while it would severely muddy our ability to understand any individual group’s impact on the ecosystem, if that ability were of scientific interest.

Some groups in our model appear to be bottom-up energetic pathway ‘dead-ends’ in that they are not consumed nearly as much as they could be. Small copepods for example appear to be able to handle double the predation that they currently do (see calculated EE in Table 1). It seems unlikely that this functional group is so abundant that it swamps predators, since euphausiids (E. pacifica and T. spinifera) are both more available and more consumed than the small copepod group. It is possible, however, that diets of copepod predators are not described well enough to parameterize the real consumption of this group. The size distinction between small and large copepods here is captured in the surveys that sample them, but this level of detail is often lost in diet analyses, especially due to breakdown during digestion (which may lead to an underestimation of consumed invertebrates in general). Here, we assume predators with copepods in their diets consumed these two groups based on the relative abundance of each. If small copepods are actually consumed more than our diet data indicate, we may be underestimating their contribution to the next trophic level.

Other energetic dead-ends such as the gelatinous zooplankton (i.e., jellies and pyrosomes) are not surprising given the low energy content of such prey [90]. However, jellies and other soft-bodied organisms are often so easily digested that they are often underrepresented in laboratory-based visual diet analyses [91]. Alternative methods, such as DNA analysis, stable isotopes, and animal-borne cameras, suggest that gelatinous zooplankton are consumed far more than we used to think [90, 92], which means we likely underestimate their role in transferring energy to higher trophic levels here. Pyrosomes have exploded in the ecosystem since the onset of the MHWs, potentially supplanting jellies [39, 47, 9395]. The nutritional and energetic content of pyrosomes compared to more typically consumed crustaceans and fishes, as well as their likelihood to end up as prey in the NCC, remains unclear. This could have major implications for energy flux throughout the ecosystem [39], especially if jellies are indeed more important to higher trophic level predators than is presently assumed [92]. Indeed, analysis of diets of multiple pelagic fishes in 2015 and 2016 showed dramatically increased reliance on gelatinous zooplankton compared to crustacean prey in normal or cool years [96], reflecting a similar shift seen in trawl survey catches [95].

Jack mackerel are under-consumed in the system. This species is currently more abundant in this system than they have been in the past 10 years [56], but it is not typically a species targeted by US fisheries, and fisheries catch reported by PacFIN is relatively low. The diets of some potential pelagic predators, such as sharks, tunas, and toothed whales overlap more strongly with the pelagic distribution of jack mackerel than other predators in the model. Yet, diet data from these predators are more limited in space and time, which means we may be underestimating the contribution of jack mackerel to predators in recent years. Additionally, it is possible that marine mammal diet studies that report “unidentified bony fish” due to the difficulty of identifying hard parts might be leading us to underestimate the total predation on jack mackerel. It is also possible that jack mackerel biomass is somewhat overestimated in the ecosystem, but this does not seem like an adequate explanation to fully account for the lack of consumption of the group. While this requires further research, this may be a relatively under-consumed group that commercial fisheries have yet to exploit.

Our hope is that the model presented here can aid in making management decisions surrounding the sustainable use of our oceans and the fate of imperiled species. We have, for example, expanded the functional groups within previous versions of the model to include endangered species act (ESA)-listed populations such as southern resident killer whales and their preferred prey, Chinook salmon [21] (Fig 14). Pacific salmon (Oncorhynchus spp.) are a group of general interest within the NCC due to their economic [97, 98], ecological [99102], and cultural [103106] benefits and their large scale declines across much of their range [107, 108]. Some populations of Chinook salmon (O. tshawytscha) are listed as threatened or endangered [109] while others continue to be commercially and recreationally fished [110, 111]. The most vulnerable life stage of the Chinook salmon is thought to be when salmon smolts enter the ocean and begin growing and transitioning into adults [112116]. However, it is notoriously difficult to assess what occurs in the ocean because sampling is spatially and temporally incomplete and the food web is large, complex, and understudied.

Fig 14. Simplified Chinook salmon centric EcoTran trophic network.

Fig 14

The EcoTran trophic network is visualized here as a weighted, directed graph with detritus groups (86–90) and those without direct energy flow to or from Chinook salmon groups removed. That is, this is a simplified version of Fig 7, which allows for a focused perspective on Chinook salmon. Numbered nodes are functional groups (see Table 1 for numbers); arrows indicate directed edges (energy flows from producer groups towards consumer groups). The color intensity and line thickness indicates strength of interaction. Higher diet preference and prey biomass results in darker network edges up to a value of 0.025, at which point network edges get thicker with higher values (direct salmon connections are in red, all other connections in grey).

Here we expand subyearling and yearling Chinook salmon from the previous NCC EcoTran model into six functional groups (see Table 2, Fig 14), which will allow future work to understand the role that the ocean stage plays in juvenile Chinook salmon persistence. These groups were chosen specifically to inform recovery of protected species, hydrosystem operations, and hatchery management. Most of the spring-run yearlings in the NCC are listed as threatened under the U.S. Endangered Species Act, and the factors affecting their marine survival are a primary concern of recovery managers. Snake River fall-run Chinook salmon are also threatened, but these fish responded to impoundment of the Snake River by developing a mixed life history, in which they might either migrate as subyearlings or yearlings. The difference in the marine survival between these two groups has important implications for recovery. The distinction between early and late ocean entry subyearlings is most relevant for hatchery management. Hatcheries can choose whether to release yearlings or subyearlings, and when to release them. The expected marine survival of each group is an important contributor to their decision. We further separate smolts that are migrating north from southerly locations, which are not affected by the Columbia River hydrosystem and its management (i.e., the ‘other’ juvenile Chinook salmon groups).

While our model presented here contains 90 functional groups, there are notable groups that are not well-parameterized and/or are missing from the model entirely. Many of the benthic organisms have not recently been sampled in any surveys that we are aware of. Yet, benthic groups are likely important to the ecosystem as they comprise a large portion of the total biomass (Table 1; Fig 4) and recycle nutrients by consuming benthic detritus (Figs 5 and 6) [32, 89]. Marine mammal biomass estimates are based solely on coastwide or stock-specific marine mammal population assessments, some of which have not been recently updated due to the stability of such populations or the absence of substantial threats to those species [66]. While these biomass estimates appear well within reason (Fig 4), more recent and spatially-resolved marine mammal data would reduce our uncertainty in these values. Additionally, many of the marine mammal and seabird groups, other than pinnipeds, lack thorough (i.e., in time, space, and sampling effort) diet analyses. An increased sampling effort would be valuable given the unknown importance of some understudied groups as predators (e.g., harbor porpoises on endangered salmon) [117, 118].

Some groups have been omitted from the model. One example, kelp, is known to be a crucial component of this ecosystem [119], as kelp forests provide habitat and food for various species of fish, including commercially important species and those listed under the Endangered Species Act, such as populations of Pacific salmon [120123]. Others such as abalone and urchins are lumped into very general functional groups, where a lack of available empirical data has forced a reliance on allowing our ecosystem model to estimate total biomass. The California Current is currently experiencing urchin barrens where kelp forests once existed [124126]. Recent MHWs in combination with booming populations of urchins has taken such a toll on red abalone that Northern California and Oregon recreational fisheries (N. CA fishery valued at $44M year-1) have been completely closed [125, 127]. As increased attention is placed on the importance of ecosystem-based fisheries management, more data on these understudied functional groups will likely become available. The ecosystem model presented here would be a useful framework with which to assess various future scenarios and management strategies pertaining to such important functional groups.

Our model comprises a highly interconnected, albeit simplified, view of the NCC ecosystem and provides a flexible framework for understanding complex food web dynamics, management actions, and future states such as various climate change futures. This model represents significant shifts to the NCC ecosystem since the onset of MHWs nearly every year since 2014 [15, 39, 95]. The EcoTran ecosystem modeling framework can be used to estimate the pressure that various consumer groups exert on lower trophic levels and the rest of the ecosystem, identify important food web nodes and how energy is transferred between them, compare ecosystem states during periods of low and high predator or competitor biomass, and to conduct simulation analyses to estimate the impact of events such as northward expansions of fish, jellyfish blooms, fishing pressure, climate change, and other events upon the ecosystem [3234, 39, 79, 128]. It is important to note, however, that this view is based on an incomplete snapshot in time and space based on limited available data [129]. Ecosystem modeling efforts would benefit from additional surveys and, importantly, more readily available data [81] (see [63] for an exemplary example) as is being done more effectively in the southern extent of the California Current [https://calcofi.org/data/]. As we move beyond single-species models towards holistic ecosystem-based fisheries management, we must openly and collaboratively integrate our disparate datasets and collective knowledge to solve the intricate problems we currently face in a changing world.

Supporting information

S1 Fig. Coastal Upwelling Transport Index (CUTI).

The Coastal Upwelling Transport Index (CUTI) is plotted on the y-axis against the day of year (x-axis). Each year (1988–2021) is plotted as an individual line in the blue gradient. The full timeseries (1988–2021) is used to drive the model for comparisons to the vertically generalized production model (VGPM) in Fig 10. The red line in the middle is the average CUTI time series (averaged by day of year across all years), which is used to drive the validation plot in Fig 9.

(PDF)

S1 Table. Data sources and years included.

The table contains information about the sources of both the biomass and diet data for each functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table.

(CSV)

S2 Table. Fates of detritus for each functional group.

The table contains information about the fates of detritus (eggs, pelagic detritus, fishery offal, benthic detritus, or export from the system) for each functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table and see Table 1, S3S5 Tables for other ecosystem model parameters.

(CSV)

S3 Table. Additional EcoTran parameters.

EcoTran parameterization of the model. BA = biomass accumulation and EM = emigration. Detritus fates are listed for feces, senescence and excretion to 2D surface and sub-surface boxes (see Fig 2). Retention scaler indicates the ability of advection to move various functional groups. Advection values of 0 means that groups are physically driven by cross-shelf advection (upwelling and downwelling), while values of 1 means that groups can resist the advection forces. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table and see Table 1, S2S5 Tables for other ecosystem model parameters.

(CSV)

S4 Table. Fishery landings for each functional group.

The table contains information about the yearly landings (mt/km2) of each fishery in the model (columns in table; see Table 2 for descriptions) for each living functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table and see Table 1, S2S5 Tables for other ecosystem model parameters.

(CSV)

S5 Table. Fishery discards for each functional group.

The table contains information about the yearly discards (mt/km2) of each fishery in the model (columns in table; see Table 2 for descriptions) for each living functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table and see Table 1, S2S5 Tables for other ecosystem model parameters.

(CSV)

S6 Table. Stability in 150-year simulations.

The table contains percent change in the last 20 years of a 150-year simulation with an average CUTI upwelling timeseries (see Fig 9) for each functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table.

(CSV)

S1 Appendix

(DOCX)

Acknowledgments

We thank Isaac Kaplan for many conversations about survey data, ecosystem modeling, and model validation; Isaac Kaplan and Brian Wells for reviewing an earlier version of this manuscript; Douglas Draper for information on the proportion of pyrosomes in the diets of several bottomfish; Anne Thompson for data on pyrosome diets; Sheanna Steingass and Casey Clark for sharing their knowledge of pinnipeds with us; Barbara Muhling for sharing her species distribution models for coastal pelagic species and market squid with us; Kevin Stierhoff for sharing the coastal pelagic species survey data with us; and Chantel Wetzel and her collaborators for creating a user-friendly R package to download West Coast Groundfish survey data from.

Data Availability

Ecosystem model files and scripts, including the balanced and unbalanced diet matrices, biomass estimates, various cleaning scripts, readme files, and all files mentioned in the text can be found at https://doi.org/10.5281/zenodo.7079777.

Funding Statement

This research was performed while DGEG held a National Academy of Science National Research Council (NRC) Research Associateship award at the National Oceanic and Atmospheric Administration's National Marine Fisheries Service (NOAA Fisheries; NWFSC). JJB was supported by the Cooperative Institute for Marine, Earth, and Atmospheric Systems. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

João Miguel Dias

23 Mar 2023

PONE-D-22-35465

An updated end-to-end ecosystem model of the Northern California Current reflecting ecosystem changes due to recent marine heat waves

PLOS ONE

Dear Dr. Gomes,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we have decided that your manuscript does not meet our criteria for publication and must therefore be rejected, In fact, one of the reviewers advice the manuscript rejection based on solid arguments that deserve my support and agreement.

I am sorry that we cannot be more positive on this occasion, but hope that you appreciate the reasons for this decision.

Kind regards,

João Miguel Dias, Ph.D.

Academic Editor

PLOS ONE

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: An updated end-to-end ecosystem model of the Northern California Current reflecting ecosystem changes due to recent marine heat waves

For consideration in PLOS One

Authors: Gomes et al.

Manuscript ID: PONE-D-22-35465

This manuscript presents what is essentially an updated version of an existing end-to-end model (Ruzicka et al.) of the Northern California Current ecosystem, with several technical modifications/improvements. Apparently, the impetus for the update (at this time) is the need to account for anomalous oceanographic conditions that occurred throughout the past decade, to facilitate better understanding of how those conditions may impact the ecosystem, including several vulnerable/endangered species (e.g., Pacific salmon).

It seems the intent of this manuscript was not to report the responses of the ecosystem and these vulnerable species to the changing ocean conditions, but instead to validate the ecosystem model by presenting several general, pseudo-quantitative metrics of model performance (relative to expectations), in addition to diagnostic criterion associated with large end-to-end models, as well as the data inputs. From this standpoint, the manuscript has succeeded and I have not found any deficiencies or methods that appear to be incorrect. Additionally, the documentation of the methods and input data was very clear, and everything was easily accessible, per the references in the text.

I will say that the predicted increase in southern resident killer whale abundance was a bit counterintuitive, given that it was one of only two groups to show a significant increase, and that the population has been is such a precarious state the past two decades. I suppose this could be the topic for further research using this updated model? All told, I only have several very minor corrections for the authors to address, which are listed below.

Major comments/issues

(None)

Minor comments/issues

Line 479: References here are 64 (which is bird-related) and 65; shouldn’t this be 65 and 66 instead?

Line 565: Again, references here appear to be off, by one. I’m assuming you’re referring to 69 and 70 here, not 68 and 69?

Lines 641-646: This sentence reads awkwardly in its current form. I recommend breaking it up, or using alternate punctuation.

Fig. 9: The red against black color theme of this plot may be difficult for colorblind readers to interpret—I suggest replacing red with purple, green, or yellow to go against the black.

Reviewer #2: A Review of “An updated end-to-end ecosystem model of the Northern California Current reflecting ecosystem changes due to recent marine heat waves”

Here the authors present an updated and expanded ecosystem model that focusses on food web dynamics of the Northern California Current. The model is updated from a previously published version to include greater spatial domain, additional functional groups and greater resolution of some species groups (with a focus on endangered Chinook salmon), and to represent a more current time period (2014-2019) that was characterized by marine heatwave conditions. The model is driven by upwelling time series that drives nutrient input and thus primary production in the model. The model is presented as a tool for future analyses of food web dynamics, and specifically Chinook salmon trophic dynamics, under climate change scenarios.

This manuscripts describes the development of a tool (a model) and fits under the PLOS ONE submission category of “new methods, software, databases, or tools“. The Journal guidelines refer to acceptance criteria for this type of submission as (1) Utility, (2) Validation, and (3) Availability. I reviewed the manuscript accordingly.

I have reservations about recommending this manuscript for publication. I believe the model is sound and will support ecosystem analyses that will be submitted for future publication. However, the manuscript does not adequately fulfill the three categories to be published independently as a new tool. I would welcome its publication accompanied by analyses using the model (with most model details in the appendix), or conversely, additional development (and resubmission) with more of a focus of making the model a usable and available tool for other scientists and managers.

Utility

1. Use as a tool:

a. This model will be useful in examine trophic dynamics in the NCC, with a focus on Chinook salmon. The relatively large number of Chinook functional groups makes this model well-suited to salmon related ecosystem analyses.

b. The model was updated to represent the 2014-2021 marine heatwave period and potential changes in ecosystem state. I am not sure how the model will be used to show these potential changes, as there is no equivalent model in a previous time period for comparison. The previously published model would have a reduced footprint and functional groups, and no separation of Chinook salmon, potentially challenging the interpretation of differences in model outputs. Please note my point #2 under the Validation section for further discussion. I acknowledge the difficulty in assessing the ‘utility’ of this model without a detailed discussion of how the authors plan to use it.

c. In considering the ‘Utility’ of the model beyond the immediate author group, I believe it will be challenging. In my opinion, it is not well enough presented and supported to have utility beyond people with intimate knowledge of the model. While I applaud the large effort to document and make publicly available the data files and code to produce this model (Zenodo repository), I do not believe it is easily and readily available ‘Tool’ for use by other scientists and managers, limiting its utility. I will note this level of publicly available data files exceeds the documentation and availability of most models used to support published analyses of trophic dynamics. An advanced level of model utility and availability is not a requirement in those scenarios. But if the model is being published independently as a new ‘Tool’ then I believe more could be done to allow for its use by a broader audience. Some examples to support this comment:

i. The “README.txt” file states how there is no workflow to follow from start to finish, some data are not provided due to data ownership criteria, and some files may be missing.

ii. The main model file (“NCC2_08032022.csv”) is available and could be run but if other users wanted to modify the model for different applications, it would be challenging to work through the underlying files and code.

iii. The calculations span more than one programming software

iv. The “FlowChart.pdf” on Zenodo describes the workflow at a high level but not enough to easily recreate/modify the model.

2. Diet updates:

a. I suggest the authors are more specific in how the model was updated and can be interpreted. For example in Line 161: “We focused on data collected primarily during and after recent marine heatwaves (2014 – 2021) to more accurately reflect the current conditions within the NCC, as there is evidence that the ecosystem has entered a novel state [15,16]. We updated the representation of food web interactions with published and unpublished datasets and reports to reflect potential reshuffling of trophic links.” The model more accurately reflects the biomass and catch of the MHW period, but less so of “reshuffling of trophic links” since the diets do not specifically reflect that time period (more on this point below). It would be interesting to include diet data from this time period if available (which is challenging to have available data), especially for Chinook salmon since they are the focus of the model.

b. While diet data were updated, it is difficult to determine which groups were updated and what time period they represent from Table S1. Following the links to the online diet database (https://oceanview.pfeg.noaa.gov/cctd/ ; source of diet data for some groundfish), it lists the most current data as 2016 for Pacific herring and sardine, and 2011 for sablefish, as examples. It could be stated more clearly what time frame the diet data represent (newest surveys plus what older data were averaged together) to determine, for example, if the marine heatwave period is represented in the average or not.

c. Diet averaging methods: The authors describe their method of updating diet data as an average across all available diet data (including newer data and the original model data) to broaden the sources of information and reflect the diverse prey field (Line 549). I don’t disagree with this method but would suggest the authors highlight that ‘updating’ the diets does not reflect the MHW period specifically and would not reflect potential shifts in diet trophic dynamics.

Validation

1. The authors followed published and well-regarded prebalance validation methods described in Link (2010). These are legitimate steps in validating a model’s stability and basic functioning but do not speak to how well the model captures the dynamics of the specific system (Northern California Current) and trophic dynamics it is intended to represent. It is helpful to see the comparison of primary production estimates (Fig 10) as one step of this validation but the rest of the model’s trophic dynamics/biomass trajectories are not validated in that way. Comparisons to biomass time series is a common practice for models starting at an earlier time period, but given the more recent time period the model, I can see how that would be challenging. Heymans et al. (2016) describe “Best Practices for validation of Ecosim models”, which could also be useful.

2. I question why the expanded model was not initiated in the time period of the original published model (Ruzinka et al. 2010) so that it could be (1) compared to the original model with reduced functional groups and spatial footprint to determine how the expansion of the model changed the trophic dynamics and interpretation, (2) allow for a comparison of the MHW ecosystem structure with that portrayed in the earlier model (a stated purpose of this update) and (3) run forward in time and fit to time series of biomass and catch. In this way, it could be determined if the MHW conditions were captured by the model, it could be validated using the historic trends in biomass, and then run into the future based on that understanding.

3. A major focus of suggested analyses using this model will be on Chinook salmon. As such, it would be helpful to show some validation to determine how well salmon dynamics are represented in the model. At a minimum, highlighting the Chinook part of the network (e.g., Figures 5 and 6) could help qualitatively/visually validate and interpret the model.

Availability

1. The main model file, code, and a large portion of the model development files are in a public Zenodo repository.

2. The model is more available than many research models that support ecosystem analyses published in peer-review journals. However, I do not believe it meets the criteria of ‘Available’ if it is being published independently as a tool to be used by other researchers and managers. The supporting examples below are the same as listed under Untility_1c:

a. The README.txt file states how there is no workflow to follow from start to finish, some data are not provided due to data ownership criteria, and some files may be missing.

b. The main model file (NCC2_08032022.csv) is available and could be run but if other users wanted to modify the model for different applications, it would be challenging to work through the underlying files and code.

c. The calculations span more than one programming software

d. The “FlowChart.pdf” on Zenodo describes the workflow at a high level but not enough to easily recreate/modify the model.

Minor Comments

1. Trophic network figures 5&6 are difficult to interpret. A suggestion is to highlight (labels, colored lines, reduced diagrams) some key trophic pathways such as Chinook salmon, killer whales, or other species of commercial/ecological interest.

2. DietDataSources.csv on Zenodo – many cells reference the “XXXX diet database”; suggest replacing “XXXX” with the name of the database

3. Figure 8: Suggest removing the gray grid lines and rotate the axis labels on the x-axis

4. Figure 2 (Cross Shelf Physical Model) is extremely similar to Figure 2 published in Ruzinka et al., 2016. Check for copyright rules and appropriate acknowledgment.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: No

Reviewer #2: No

**********

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- - - - -

For journal use only: PONEDEC3

Attachment

Submitted filename: Gomes_et_al.pdf

PLoS One. 2024 Jan 19;19(1):e0280366. doi: 10.1371/journal.pone.0280366.r002

Author response to Decision Letter 0


18 May 2023

To whom it may concern,

We appreciate that both reviewers have done a great job assessing the details of the 80-page manuscript and the 1,500 files of the data/code repository that was included. We believe that both reviewers see the value in this submission and offer suggestions for improvement, and that these concerns have been fully addressed here and have certainly improved the clarity of our manuscript and data/code repository.

Thank you for your time and consideration and we look forward to your reply.

On behalf of all co-authors,

Dylan Gomes

(also see Word version of this reply as "Response to reviewers.docx")

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

________________________________________

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: N/A

Reviewer #2: Yes

________________________________________

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

________________________________________

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

________________________________________

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: An updated end-to-end ecosystem model of the Northern California Current reflecting ecosystem changes due to recent marine heat waves

For consideration in PLOS One

Authors: Gomes et al.

Manuscript ID: PONE-D-22-35465

This manuscript presents what is essentially an updated version of an existing end-to-end model (Ruzicka et al.) of the Northern California Current ecosystem, with several technical modifications/improvements. Apparently, the impetus for the update (at this time) is the need to account for anomalous oceanographic conditions that occurred throughout the past decade, to facilitate better understanding of how those conditions may impact the ecosystem, including several vulnerable/endangered species (e.g., Pacific salmon).

It seems the intent of this manuscript was not to report the responses of the ecosystem and these vulnerable species to the changing ocean conditions, but instead to validate the ecosystem model by presenting several general, pseudo-quantitative metrics of model performance (relative to expectations), in addition to diagnostic criterion associated with large end-to-end models, as well as the data inputs. From this standpoint, the manuscript has succeeded and I have not found any deficiencies or methods that appear to be incorrect. Additionally, the documentation of the methods and input data was very clear, and everything was easily accessible, per the references in the text.

Thank you for your comments and positive feedback.

I will say that the predicted increase in southern resident killer whale abundance was a bit counterintuitive, given that it was one of only two groups to show a significant increase, and that the population has been is such a precarious state the past two decades. I suppose this could be the topic for further research using this updated model? All told, I only have several very minor corrections for the authors to address, which are listed below.

Thank you for this comment. We do not actually predict an increase in SRKW over time, instead we are just looking at stability in the production of those groups over time. The fact that most groups asymptote when run with this constant average upwelling timeseries only suggests that the model is stable, not that we would predict all of these groups to remain the same over a real timeseries with strong inter-annual variation. Marine mammals are so long-lived that this asymptote can take a very long time to reach, which is what is occurring for SRKWs in this figure. This is perhaps confusing and is clarified in the manuscript on lines 664-678 and the Fig 9 caption. Additionally, we have extended the simulation to 150 years (instead of 100), to show that all groups reach stability, which should aid in preventing other readers from being confused by the highlighted increase in SRKWs.

Major comments/issues

(None)

Minor comments/issues

Line 479: References here are 64 (which is bird-related) and 65; shouldn’t this be 65 and 66 instead?

Line 565: Again, references here appear to be off, by one. I’m assuming you’re referring to 69 and 70 here, not 68 and 69?

Thank you for catching these mistakes. Our citation manager for some reason had not updated the numbers in the references prior to submission, and made some the references off by a value of 1. We have now fixed this and appreciate your attention to detail.

Lines 641-646: This sentence reads awkwardly in its current form. I recommend breaking it up, or using alternate punctuation.

Thank you for this point. We agree this sentence was clunky and confusing, and have clarified this in the revised manuscript, now on lines 657-662.

Fig. 9: The red against black color theme of this plot may be difficult for colorblind readers to interpret—I suggest replacing red with purple, green, or yellow to go against the black.

Thank you for this point. I was only aware of the red-green distinction being difficult for colorblind readers. We have now changed this in our updated manuscript.

Reviewer #2: A Review of “An updated end-to-end ecosystem model of the Northern California Current reflecting ecosystem changes due to recent marine heat waves”

Here the authors present an updated and expanded ecosystem model that focusses on food web dynamics of the Northern California Current. The model is updated from a previously published version to include greater spatial domain, additional functional groups and greater resolution of some species groups (with a focus on endangered Chinook salmon), and to represent a more current time period (2014-2019) that was characterized by marine heatwave conditions. The model is driven by upwelling time series that drives nutrient input and thus primary production in the model. The model is presented as a tool for future analyses of food web dynamics, and specifically Chinook salmon trophic dynamics, under climate change scenarios.

This manuscripts describes the development of a tool (a model) and fits under the PLOS ONE submission category of “new methods, software, databases, or tools“. The Journal guidelines refer to acceptance criteria for this type of submission as (1) Utility, (2) Validation, and (3) Availability. I reviewed the manuscript accordingly.

I have reservations about recommending this manuscript for publication. I believe the model is sound and will support ecosystem analyses that will be submitted for future publication. However, the manuscript does not adequately fulfill the three categories to be published independently as a new tool. I would welcome its publication accompanied by analyses using the model (with most model details in the appendix), or conversely, additional development (and resubmission) with more of a focus of making the model a usable and available tool for other scientists and managers.

Thank you for your positive feedback. We have prepared a resubmission that focuses more on making the model a “usable and available tool”, by adding additional details and clarification to the data/code repository (your second suggested option). However, we also believe that criteria within your first suggested option have already been met; the manuscript already does include quite some analyses using the model (Figs 4-10 are model outputs, and additional new Figs 11-13 are as well), and we want to be careful not to make the 80-page manuscript even more cumbersome than it already is by including too many additional analyses.

Utility

1. Use as a tool:

a. This model will be useful in examine trophic dynamics in the NCC, with a focus on Chinook salmon. The relatively large number of Chinook functional groups makes this model well-suited to salmon related ecosystem analyses.

Thank you for your positive feedback.

b. The model was updated to represent the 2014-2021 marine heatwave period and potential changes in ecosystem state. I am not sure how the model will be used to show these potential changes, as there is no equivalent model in a previous time period for comparison. The previously published model would have a reduced footprint and functional groups, and no separation of Chinook salmon, potentially challenging the interpretation of differences in model outputs. Please note my point #2 under the Validation section for further discussion. I acknowledge the difficulty in assessing the ‘utility’ of this model without a detailed discussion of how the authors plan to use it.

Thank you for your comments. We do not need a second “equivalent” model to assess changes in the ecosystem state. Previous work has been published on the ecosystem that we can directly compare to this ecosystem model and its outputs (e.g., many of these values are expressed per unit area, or grouped by functional group aggregates that were combined for analysis). Additionally, most of the functional groups are identical across models. As far as functional group changes go, only minor modifications have been made to improve species resolution around Chinook salmon and marine mammals to make modelling scenarios more useful for endangered and commercially fished Chinook salmon. This doesn’t mean that the two models cannot be directly compared for all other 90+ functional groups (as well as an aggregated Chinook or killer whale group). We believe we have suggested possible uses of the model on lines 828-834 (now lines 866-872): “The EcoTran ecosystem modeling framework can be used to estimate the pressure that various consumer groups exert on lower trophic levels and the rest of the ecosystem, identify important food web nodes and how energy is transferred between them, compare ecosystem states during periods of low and high predator or competitor biomass, and to conduct simulation analyses to estimate the impact of events such as northward expansions of fish, jellyfish blooms, fishing pressure, climate change, and other events upon the ecosystem [32,32–34,77,115].”, but agree that to be more specific than this would be to clarify exactly how we plan to use it in the near future, which would have little utility in this manuscript.

c. In considering the ‘Utility’ of the model beyond the immediate author group, I believe it will be challenging. In my opinion, it is not well enough presented and supported to have utility beyond people with intimate knowledge of the model. While I applaud the large effort to document and make publicly available the data files and code to produce this model (Zenodo repository), I do not believe it is easily and readily available ‘Tool’ for use by other scientists and managers, limiting its utility.

Thank you for your comments and positive feedback about the large effort to document and make available the files and code. We agree that as the repository was, it was quite confusing as to how to use the model. We have now separated the repository into “reproducibility”, which describes how we built the model (not necessary for future uses of the model), and “ECOTRAN_Code”, which describes the code and final model file (which completely allows the user to build their own model scenarios and simulations relatively easily). We have now also included a 22-page README about the model code that we accidentally omitted originally. Future users will only have to edit the first few lines of one MATLAB script in order to use the model for an infinite number of model scenarios and simulations – this has now been clarified in the data and code repository.

I will note this level of publicly available data files exceeds the documentation and availability of most models used to support published analyses of trophic dynamics. An advanced level of model utility and availability is not a requirement in those scenarios. But if the model is being published independently as a new ‘Tool’ then I believe more could be done to allow for its use by a broader audience.

Thank you for your comments. This submission isn’t solely a new ‘Tool’, but also includes many model outputs, many of which are already usable to others working in the ecosystem (Figs 4-10, and recently added Figs 11-13, all Tables, supplementary data, etc.). We have now further clarified the use of the model and distinguished the many files (data & code) that belong to the reproducibility part of the submission (which are not required to use the tool). See comments above about improvements to the documentation, including the 22-page readme for the model code. While we have made clarifying changes to the new version of the repository, we also recognize that more can always be done to improve ease of use. The manuscript itself is already 80 pages and the data/code repository 1500 files. We have added additional clarifying details now to the supplemental data/code repository, which we agree will make it more useful.

Some examples to support this comment:

i. The “README.txt” file states how there is no workflow to follow from start to finish, some data are not provided due to data ownership criteria, and some files may be missing.

This isn’t exactly true. It states “there isn't a completely linear workflow to get from start to finish”. This is an important distinction, as the workflow is there, but it is somewhat iterative. Importantly, this is the workflow for the reproducibility part of the data/code submission, not the use of the model, which has now been more thoroughly detailed in a revised data/code submission. We have also more properly highlighted the two distinct parts (reproducibility and model use) of the data/code repository, which should lead to less confusion. Some raw data that were used to build the model are only available here as a header with a few rows. This is due to data contributors being unwilling to openly share data. This, however, does not change the usability or availability of the model, as these data are only necessary to reproduce the model from “scratch”. Thus, the files that call these header data files are included in the spirit of transparency and open science, which does not detract from anyone’s ability to use the tool.

ii. The main model file (“NCC2_08032022.csv”) is available and could be run but if other users wanted to modify the model for different applications, it would be challenging to work through the underlying files and code.

We agree that this would be challenging as it took us nearly 2 years to update this model for different applications than were previously available. This tool is built to be specifically for the Northern California Current. Any adaptation to other ecosystems will require substantial work, which is not limited by the data and code we’ve provided, but rather future user’s own time. Many of the underlying files and code are simply for the sake of reproducibility, and are not needed to use the model. This has now been clarified in the repository (see responses above). As it stands, the main model file you reference, and the code to run scenarios are immediately available and relatively easy to use, as the user only needs to open one MATLAB file and edit the first few lines of annotated code to run simulations – this has also been clarified in the newest version of the data and code repository. We have improved the language around this within our initial readme file to make this more clear, and appreciate you pointing this out to us.

iii. The calculations span more than one programming software

While this isn’t exactly merit for disqualification, again, this isn’t entirely true for the “tool” part of the model. The model was built using R and MATLAB code. So indeed, to reproduce our calculations, you would have to use both languages. However, the model is run purely on MATLAB code, so users can indeed use this tool with only one programming software.

iv. The “FlowChart.pdf” on Zenodo describes the workflow at a high level but not enough to easily recreate/modify the model.

We agree that the FlowChart.pdf doesn’t describe the workflow enough to recreate or modify the model, but this wasn’t the point of this document. The document was intended to do exactly as you say, show a “high level” description of what is going on – i.e., only to orient the user. The highly annotated code itself and individual readme files within each subdirectory are what provides the detail to recreate or modify the model. Additionally, as stated above, we left out an important 22-page document that provides the thorough details on the model code.

2. Diet updates:

a. I suggest the authors are more specific in how the model was updated and can be interpreted. For example in Line 161: “We focused on data collected primarily during and after recent marine heatwaves (2014 – 2021) to more accurately reflect the current conditions within the NCC, as there is evidence that the ecosystem has entered a novel state [15,16]. We updated the representation of food web interactions with published and unpublished datasets and reports to reflect potential reshuffling of trophic links.” The model more accurately reflects the biomass and catch of the MHW period, but less so of “reshuffling of trophic links” since the diets do not specifically reflect that time period (more on this point below). It would be interesting to include diet data from this time period if available (which is challenging to have available data), especially for Chinook salmon since they are the focus of the model.

We agree that we demonstrate the reshuffling of trophic links “less so” than biomass and catch, although we still do demonstrate the reshuffling of some trophic links, as is, because we have incorporated many newer diet studies, including from a long time series of juvenile Chinook salmon, which does change the strength and ties of the trophic connections (even with some of the original connections still included). We have been more careful in the wording, per your comments above and below. For example, we have specified that we only had updated diet information for 26 functional groups, 19 of which were during MHW years, “We updated the representation of food web interactions for 26 functional groups, including diet data from the MHW period for 19 groups, with published and unpublished datasets and reports to reflect potential reshuffling of some trophic links.” (Lines 166-169), and have added additional caveats and explanation in the Methods:

“Thus, it is important to note that the diet matrix does not fully represent changes since the onset of marine heatwaves (MHW). We were able to update the diets of 26 functional groups, 19 of which included samples from the MHW years (2014 and later; see Table S1). The addition of diets collected during the MHW period will reflect some shifts in diet trophic dynamics, even if averaged with older data. However, it will be more conservative in how far the diets have shifted since we are averaging them with their original diets. We think this conservative approach is beneficial because diet studies are stochastic (depending completely on when and where individuals are sampled) and have high degrees of uncertainty. In an ideal world, this updated model would include solely diet data from 2014 and onwards, yet decisions were ultimately driven by the fact that so few diet studies have been made available since the onset of marine heatwaves.” (lines 567-577).

We agree that these details are important to include.

b. While diet data were updated, it is difficult to determine which groups were updated and what time period they represent from Table S1. Following the links to the online diet database (https://oceanview.pfeg.noaa.gov/cctd/ ; source of diet data for some groundfish), it lists the most current data as 2016 for Pacific herring and sardine, and 2011 for sablefish, as examples. It could be stated more clearly what time frame the diet data represent (newest surveys plus what older data were averaged together) to determine, for example, if the marine heatwave period is represented in the average or not.

Thanks for this comment. We agree that this would be a useful contribution, and have now included this as an additional column in the supplementary Table S1 in the latest revision.

c. Diet averaging methods: The authors describe their method of updating diet data as an average across all available diet data (including newer data and the original model data) to broaden the sources of information and reflect the diverse prey field (Line 549). I don’t disagree with this method but would suggest the authors highlight that ‘updating’ the diets does not reflect the MHW period specifically and would not reflect potential shifts in diet trophic dynamics.

Thank you for this point. We agree that we need to be more careful in how we describe this, and have edited the manuscript to make this more clear. See response above to point 2a for more details. In an ideal world with an unlimited supply of sampling effort, we would indeed only use MHW period diet data to parameterize the MHW period, but do not believe that to be feasible given the sparseness of diet studies.

Validation

1. The authors followed published and well-regarded prebalance validation methods described in Link (2010). These are legitimate steps in validating a model’s stability and basic functioning but do not speak to how well the model captures the dynamics of the specific system (Northern California Current) and trophic dynamics it is intended to represent. It is helpful to see the comparison of primary production estimates (Fig 10) as one step of this validation but the rest of the model’s trophic dynamics/biomass trajectories are not validated in that way. Comparisons to biomass time series is a common practice for models starting at an earlier time period, but given the more recent time period the model, I can see how that would be challenging. Heymans et al. (2016) describe “Best Practices for validation of Ecosim models”, which could also be useful.

Thank you for your comments and for the additional reference, which is now included in the updated manuscript. We agree that the prebalance validation methods are legitimate but don’t demonstrate how well the model captures the dynamics of the ecosystem. As no earlier papers using Ecotran do any timeseries validation (see Ruzicka et al. 2012, 2016a, 2016b, 2018; Chiaverano et al. 2018, referenced in the initial submission), we intended to go beyond the basic PREBAL steps by including the primary production timeseries, which, in turn, drives the rest of the consumption in the system. We have improved the manuscript by including comparisons (model output to biomass time series) of 7 other available taxa (new Figures 11 and 12), and we agree that this has greatly improved the manuscript.

2. I question why the expanded model was not initiated in the time period of the original published model (Ruzinka et al. 2010) so that it could be (1) compared to the original model with reduced functional groups and spatial footprint to determine how the expansion of the model changed the trophic dynamics and interpretation, (2) allow for a comparison of the MHW ecosystem structure with that portrayed in the earlier model (a stated purpose of this update) and (3) run forward in time and fit to time series of biomass and catch. In this way, it could be determined if the MHW conditions were captured by the model, it could be validated using the historic trends in biomass, and then run into the future based on that understanding.

Thank you for your comments. If we understand your question, you question why we didn’t build an additional model that expanded on the functional groups and spatial footprint of the original model (without updating the biomass and diets). Put quite simply, that would be months of additional work that wouldn’t give us a model that is updated for current conditions. While this comparison may be a useful modeling exercise, it doesn’t get us closer to having a management-ready model for our ecosystem as it currently is.

To point #1, expanding a few functional groups and increasing the spatial resolution shouldn’t be dramatically changing the trophic dynamics and interpretation of the model. Model currencies are expressed per unit area, so adding additional resolution doesn’t change the overall average trends and patterns, instead we are able to learn more about specific groups and specific locales.

To point #2, your suggested changes are not all necessary to make the comparison that you are suggesting. The energy budget and network properties that emerge are directly comparable across models without having to change the spatial extent of the models, which don’t differ dramatically. To compare across functional groups, collapsing to common denominators (aggregated juvenile Chinook groups, for example), are easy ways to make these comparisons without the additional steps of re-parameterizing and re-balancing an additional food web model. In fact, this is what we are currently doing for a direct comparison between models. However, this comparison is an additional effort that will be a standalone publication and would make this already lengthy manuscript unwieldy.

It is unclear what you mean by point #3. Our model cannot be “fit to time series of biomass and catch”. We can assess whether the time series of biomass and catch matches our model output over the same time period, which is what we have done with primary production in Fig 10 (and with timeseries of other taxa in new Figs. 11-12), but we cannot actually fit the model to data, in the same way a statistical model is fit to data.

Additionally, running the old version of the model forward in time would be unlikely able to capture the MHW conditions (which is outside the scope of what we are doing in this manuscript), since such dramatic events occurred (the occurrence of a novel species, for example). That doesn’t mean the earlier model wasn’t useful for the time period in which it was parameterized. The MHW caused such dramatic changes to the ecosystem that we felt it was necessary to rebuild the model, as is presented in this manuscript.

3. A major focus of suggested analyses using this model will be on Chinook salmon. As such, it would be helpful to show some validation to determine how well salmon dynamics are represented in the model. At a minimum, highlighting the Chinook part of the network (e.g., Figures 5 and 6a) could help qualitatively/visually validate and interpret the model.

Thank you for these suggestions. While we agree it would be valuable to have a time series validation of the model for juvenile salmon, we do not currently have a survey with repeat sampling and high temporal resolution to validate the model against. We have now indicated salmon separately within Figs. 5-7 and added a new Fig 13 to make these groups stand out more to the reader, per your suggestions. We agree that these changes have improved the manuscript.

Availability

1. The main model file, code, and a large portion of the model development files are in a public Zenodo repository.

2. The model is more available than many research models that support ecosystem analyses published in peer-review journals. However, I do not believe it meets the criteria of ‘Available’ if it is being published independently as a tool to be used by other researchers and managers. The supporting examples below are the same as listed under Untility_1c:

a. The README.txt file states how there is no workflow to follow from start to finish, some data are not provided due to data ownership criteria, and some files may be missing.

b. The main model file (NCC2_08032022.csv) is available and could be run but if other users wanted to modify the model for different applications, it would be challenging to work through the underlying files and code.

c. The calculations span more than one programming software

d. The “FlowChart.pdf” on Zenodo describes the workflow at a high level but not enough to easily recreate/modify the model.

Thank you for stating that the model is more available than many research models supporting ecosystem analysis – this was certainly our goal. Indeed, it is a difficult process involving 1500 files in our repository, so it makes sense that so many researchers have omitted important details.

While we believe that this manuscript is not just a new tool (see responses above), we disagree with your assessment of whether or not the model is Available. Firstly, there is nothing in the definition of ‘Availability’ from the webpage that isn’t met by our submission:

If the manuscript’s primary purpose is the description of new software or a new software package, this software must be open source, deposited in an appropriate archive, and conform to the Open Source Definition. If the manuscript mainly describes a database, this database must be open-access and hosted somewhere publicly accessible, and any software used to generate a database should also be open source. If relevant, databases should be open for appropriate deposition of additional data. Dependency on commercial software such as Mathematica and MATLAB does not preclude a paper from consideration, although complete open source solutions are preferred. In these cases, authors should provide a direct link to the deposited software or the database hosting site from within the paper. If the primary focus of a manuscript is the presentation of a new tool, such as a newly developed or modified questionnaire or scale, it should be openly available under a license no more restrictive than CC BY.

Indeed all of the data and code files to use the model are available, by direct link (within the manuscript) to a long-term repository with a CC BY license. There appears to be some confusion about the distinction between the data/code used to reproduce the work vs the data/code used to actually use the tool – only the latter of which needs to theoretically meet these criteria (although, again, this submission is not only a new tool). We have now clarified the distinction between the reproducibility and model code parts of the data and code submission within our repository. All of the reproducibility data and code we’ve provided, at the same link, is above and beyond what is necessary to make the tool available. We have provided this because we feel strongly about open science and wish to be as transparent as possible, but this is not outlined as a necessity for publication. See individual responses in text above (under Untility_1c) for duplicated points a-d.

Minor Comments

1. Trophic network figures 5&6 are difficult to interpret. A suggestion is to highlight (labels, colored lines, reduced diagrams) some key trophic pathways such as Chinook salmon, killer whales, or other species of commercial/ecological interest.

Thank you for this point. We have now labelled salmon groups distinctly, per your suggestion, for all 3 original network diagrams (Figs 5-7). Additionally, we have added a new Figure 13 that highlights Chinook salmon relationships in a simplified food web diagram. We have made all figure code publicly available such that readers can modify the plots further or if they wish to only see connections to and from other functional groups. We will note that there is something to be gained and something lost in every different view of a network diagram. Reducing the diagram to connections to and from Chinook will highlight more Chinook relationships (Figure 13), but will lose the overall connectivity of the entire network that is more representative of the ecosystem model (Figs 5-7).

2. DietDataSources.csv on Zenodo – many cells reference the “XXXX diet database”; suggest replacing “XXXX” with the name of the database

Thank you for catching this. We have fixed this per your suggestion.

3. Figure 8: Suggest removing the gray grid lines and rotate the axis labels on the x-axis

Thank you for this suggestion. We attempted to make the suggestions that you have proposed, however, we decided to keep the figure as is for a couple of reasons. While removing gray grid lines might look more aesthetically-pleasing, we believe the values of the bars (on both axes) will be much more difficult to decipher without the grid lines to aid the eye (we’re choosing function over aesthetics here). Additionally, rotating the x-axis labels will make most columns twice as wide (1 character width to 2), meaning that the font will have to be decreased to fit the figure onto one page, making the labels illegible.

4. Figure 2 (Cross Shelf Physical Model) is extremely similar to Figure 2 published in Ruzinka et al., 2016. Check for copyright rules and appropriate acknowledgment.

Thank you for this comment. You are right that the figures are similar, but our Figure 2 here was created from scratch in an illustration software. We have now added “adapted from Ruzicka et al 2016” to the figure caption to provide acknowledgement.

Attachment

Submitted filename: Response to reviewers.docx

Decision Letter 1

Abdul Azeez Pokkathappada

26 Sep 2023

PONE-D-22-35465R1

An updated end-to-end ecosystem model of the Northern California Current reflecting ecosystem changes due to recent marine heat waves

PLOS ONE

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Reviewer #3: This manuscript presents what is essentially an updated version of an existing end-to-end model using the EcoTran platform by Ruzicka et al. (2012) and Ruzicka et al. (2016) in the Northern California Current ecosystem, with several new datasets during and after recent marine heatwaves (2014-2021). The present result showed that the most recent data update is the need to take into account the anomalous oceanographic conditions that occurred during the last decade to facilitate a better understanding of how these conditions can affect the ecosystem, including some vulnerable/threatened species such as the Pacific Salmon in this research. Moreover, with sufficient data, this proves that this model is capable of being used in other places.

So far, the manuscript has been successful, and I have not found any significant flaws or methods. In addition, the documentation of methods and input data is apparent, and all are easily accessible, according to the references in the text. The research result is significant, especially for scientists and managers interested in the NCC ecosystem. However, the authors must carefully examine some minor issues before this manuscript is accepted for publication. Some details in the manuscripts need to recheck to make a better understanding for the reader. Besides, using consistent terms in the publication is essential so the reader is not confused.

Further, I suggest the authors discuss in the discussion part if this model can be applied in the other's location.

Major issue

None

Minor issue

Line 59: is there any different between marine food web and marine food-web? If there is no different, please remove one of them. NCC change to full name: Northern California Current.

Line 133: marine heatwaves (MHW)

Line 133-134: change to "…..increased magnitude and frequency of marine heatwaves (MHW) (i.e., the 2014-2016 and 2019-2020 MHW) [8–10],"

Line 159: Ruzicka et al. (2012, 2016) [32,33] change to Ruzicka et al. [32,33].. please check again in the whole manuscript for the same format problem (example Line 219, 229 and many more).

Line 164: marine heatwaves (MHW) change to MHW

Line 178: Remove Northern California Current and keep the short form NCC. The authors already mentioned the short form before. Also, check the whole manuscript for the same problem (for example, Line 329, 484, etc.).

Line 260-262: Can the authors include the P/Q = Production efficiency and AE = Assimilation Efficiency value in Table 1?

Line 286: The Ecopath ecotrophic efficiency (EE) change to The Ecopath EE

Line 292-296: "…… underestimated since many animals can avoid sampling gear"..The term many animals here, including birds or non-aquatic animals? If only aquatic animals, please add "aquatic animals" for better understanding.

Line 309: "wasn't" changed to "was not"

Line 372: the unit for biomass density is not mt/km3, as mentioned in Line 342. Please check the whole manuscript for the unit.

Line 375: Which Appendix do the authors mean? Do you refer to Appendix: Newport Hydrographic Line? I suggest the authors mention more details (such as "see Appendix: Newport Hydrographic Line") because this manuscript has a lot of documents and information. Sometimes make, the reader misunderstands.

Line 401: metric tons / km3 change to mt/km3

Line 402: Does the "supplemental code" refer to the file in Ruzicka et al., 2016, or the present study? I can't find the supplemental code at the https://doi.org/10.5281/zenodo.7079777. Please check again.

Line 417: Please check the unit = mt km-2

Line 419-420: the full scientific name for E. pacifica and T. spinifera due to first-time mention

Line 422: Change to E. pacifica and T. spinifera

Line 427: Do you mean "Zooplankton, jellies, and pyrosomes" subheading?

Line 432: Again. Please check the subheading name

Line 439 and 457: change to mt/km3

Line 460 and 469: the unit for areal biomass densities is not mt/km2? check Line 342

Line 484: Northern California Current change to NCC

Line 492 and 494: Ecotrophic Efficiency change to EE.

Line 568 and 577: marine heatwaves change to MHW

Line 628: vertically generalized production model (VGPM) change to VGPM

Line 656: Link, 2010 [39,80]) change to Link [39]. And reference 80 is not published by Link. Please check again the reference.

Line 658: Similar to Line 656. Check the format for reference.

Line 660: biomass-specific production values (P/B) change to P/B

Line 661: biomass-specific consumption (C/B) change to C/B

Line 662: ecotrophic efficiency (EE) change to EE

Line 657-662: I suggest a change to "Food web evaluation criteria guidance from Link [39] states that i; biomass density values of all functional groups should span 5 – 7 orders of magnitude, ii; there should be a 5 – 10% decrease in biomass density (on the log scale) for every unit increase in trophic level, iii; P/B should never exceed C/B values, and iv; EE for each group should be below 1 [39].

Line 687: vertically generalized production model (VGPM) change to VGPM

Line 700-702: "Biomass-specific production values (P/B) never exceed biomass-specific consumption (C/B) values, and ecotrophic efficiency (EE) values are all below 1 (Table 1)" change to "P/B never exceed C/B values, and EE values are all below 1 (Table 1)"

Line 730: "from a vertically generalized production model (VGPM; 2002 - 2021; Fig 10) [49,50]. "change to "from a VGPM 2002 – 2021 (Fig 10) [49,50]."

Line 784: Do the authors mean "see calculated EE in Table 1"

Line 785: euphausiids mean by krills or E. pacifica and T. spinifera or better mentions by the function group in Table 1.

Line 856: marine heatwaves change to MHW

Line 864: Northern California Current change to NCC

Line 881: The data availability statement should mention "supplement or supplement code" because authors used many "see supplement" or "see supplement code" in the text.

Suggestion:

Ecosystem model files, scripts and supplement code, including the balanced and unbalanced diet matrices, biomass estimates, various cleaning scripts, readme files, and all files mentioned in the text can be found at https://doi.org/10.5281/zenodo.7079777.

Table and Figure

Check the unit for Figure 4a and 4b.

Reviewer #4: The present manuscript describes the EcoTran (extension of ECOPATH) ecosystem model parameterized for the Northern Californian Current system. It is an enhanced version of the existing application with the enhancement achieved through defining more functional groups, considering more detailed spatial structure of the model domain, introducing more fisheries, and adding more recent diet data to capture changes in the marine ecosystem with the recent MHW period. The objective of the study is to propose an efficient tool for ecosystem-based fisheries management. For 90 functional groups/species defined in this application, the authors collected and cleaned data on species diet, landings, biomass densities, and fine-tuned specific input parameters to satisfy the mass-balancing equation. Overall, the manuscript addresses complex and timely question, and the extensive effort on data digging, the model parametrization and validation undoubtedly merits being published. However, the outcomes of the study as they are presented now are weak, and the message that the model can serve as a tool suitable for ecosystem analyses and fisheries management is unconvincing. I believe that the current manuscript requires major revision before it could be considered suitable for publication. Several major problems related to the model construction, the outputs and their validation are listed below.

The model

No immigration and emigration are considered in the model. It is not explicitly stated, nor discussed in the present manuscript, but according to Ruzicka et al (2012), the modelling “assumed a steady-state system with no biomass accumulation and no migration in or out of the system during the model period”. In Table S3 all emigration parameters are set to 0 and advection accounts only for cross-shelf movements (upwelling and downwelling). The horizontal advection seems to exist only to model nutrient flux. How such assumption can be justified for those highly migratory predators, which migrate seasonally to the NCC domain (e.g., albacore and juvenile bluefin tunas and gray whales), or for smaller pelagic species performing offshore-nearshore movements (jack mackerel), or for the species known to undertake the latitudinal migrations with inter-annual variability (Pacific sardine)?

The MHW period is presented as the impetus for updating the model, but it remains unclear whether any notable changes could be captured by the updated model, especially since it has not been compared to its previous version. With respect to the MHW impact, is it at all possible to trace its impact and if yes how, if the key variable, i.e., water temperature, is not accounted for in the model?

The model outputs under historical time series of CUTI seem to be highly correlated, just with expected delays between trophic levels. For example, the same pattern is seen in the time series of Market squid (Fig. 11), sardine and anchovy (Fig. 12), while the stock assessments (driven by CPUE and length or age frequency) show very different dynamics. Interestingly, well-documented (see e.g., MacCall et al., 2016) collapse of anchovy is shown by the stock assessment on Fig. 12, but not captured by EcoTran. I’m not an Ecopath expert and familiar with the modeling approach only through the literature, so I’m not sure if this is the problem of the flawed model assumptions, or a particularity of the modeling approach or the ecosystem driven by seasonal upwelling, but the modelled temporal dynamics seems to be simply driven by the dynamics of nitrate and ammonium at the base of the food web. Thanks to the data availability, I could reproduce these plots and trace the pattern down to the base of the food web. Thus, ammonium and shrimp biomass are linearly correlated with Pearson r=0.91 with 2-monthly lag, then shrimp biomass is correlated with anchovy with monthly lag (r=0.88), sardine biomass is correlated with Chinook yearlings with one-year lag (r=0.95), which is correlated with Chinook group with monthly lag (r=0.99), Chinook group is correlated with tunas with 9-monthly lag (r=0.98) etc. Besides, for some species of similar trophic level, the time series dynamics are nearly identical, e.g., for herring, anchovy, mesopelagic fish aggregate, sardine, and squid. Also, surprising correlations exist between higher trophic level species with very different life history traits, e.g., between gray whales and skates&rays group (r=0.9), tuna and seabirds (0.91), or tunas and hake (r=0.94). Such perfect alignment between temporal dynamics of functional groups seems highly unrealistic, indicating an oversimplification, e.g., considering NCC as a closed ecosystem (see my comment above).

Validation

Regarding the phytoplankton validation, the similar periodicity between model predicted phytoplankton biomass density and the VGPM primary production is regarded as the model skill (lines 752-754). However, in many coastal systems, chl-a blooms are driven by upwelling. So, it is very likely that the “remarkably close cyclical resemblance” is primarily the effect of model forcing, i.e., CUTI variability.

Since all validation plots are shown on standardized y-axis, it is unclear how close the absolute biomass densities are to independent estimates.

Finally, if describing the adequate temporal dynamics of intermediate and high trophic level species, is beyond the model capacity, I encourage authors to demonstrate those model skills, for which it can be a helpful and reliable tool for fisheries management. The validation can be done, for example, by running retrospective analyses, results of which can be verified with independent data.

Minor comments:

Figures 5-7 are still difficult to read and interpret. Even though a color coding is added to distinguish functional groups, reading the connections between species, and interpreting the diet interactions is impossible. So, either these figures should deliver some qualitative information like footprint and reach in Ruzicka et al. (2012, Figure 6), or it would be better to make group aggregations to make the graph with less vertices, or even provide the diet matrix as in Ruzicka et al. (2012, Table A.3).

Fig 10. Is there any reason to include all 15 regions into the “time series” of observed phytoplankton, which results in vertical lines every monthly date? Comparing the biomass densities averaged over the model domain seems to be more appropriate. Note also, two months of data are missing in the VGPM PP data file.

Reviewer #5: a. The model is a useful tool and made available to other researchers to use, with potential to improve ecosystem-based management practices. The extensive data sources and compilation improves the existing model and improves utility for potential users. The authors have addressed previous reviewer comments. I suggest this paper is published and only have minor comments.

b. Line 234: The latitude of the Newport Hydrographic Line is farther south than 46.7*N. Is this an incorrect latitude, or are the authors referencing a different transect?

c. Line 772 – 778: In the jelly/gelatinous zooplankton paragraph, the authors could elaborate on the ecosystem and management implications of the rise or persistence of gelatinous organism, as discussed in discussed in Brodeur et al., 2019, not just sampling bias issues.

d. Line 792-794: Could the authors be more specific in how the six functional groups might improve management, e.g. various stocks versus seasonality?

e. General comment: In the introduction, the authors note recent changes in the NCC, such as marine heatwaves, ocean acidification, etc. Can you speak in the discussion on if, or how, this model might reflect a regime shift in the ecosystem? How different were the results of this model iteration to previous model iterations (e.g., Ruzicka et al., 2016) that did not include 2015-2019 data?

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Reviewer #3: No

Reviewer #4: No

Reviewer #5: No

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PLoS One. 2024 Jan 19;19(1):e0280366. doi: 10.1371/journal.pone.0280366.r004

Author response to Decision Letter 1


27 Oct 2023

See attached word document for formatted version of this response to reviewers.

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Reviewer's comments:

Reviewer #3: This manuscript presents what is essentially an updated version of an existing end-to-end model using the EcoTran platform by Ruzicka et al. (2012) and Ruzicka et al. (2016) in the Northern California Current ecosystem, with several new datasets during and after recent marine heatwaves (2014-2021). The present result showed that the most recent data update is the need to take into account the anomalous oceanographic conditions that occurred during the last decade to facilitate a better understanding of how these conditions can affect the ecosystem, including some vulnerable/threatened species such as the Pacific Salmon in this research. Moreover, with sufficient data, this proves that this model is capable of being used in other places.

So far, the manuscript has been successful, and I have not found any significant flaws or methods. In addition, the documentation of methods and input data is apparent, and all are easily accessible, according to the references in the text. The research result is significant, especially for scientists and managers interested in the NCC ecosystem. However, the authors must carefully examine some minor issues before this manuscript is accepted for publication. Some details in the manuscripts need to recheck to make a better understanding for the reader. Besides, using consistent terms in the publication is essential so the reader is not confused.

Further, I suggest the authors discuss in the discussion part if this model can be applied in the other's location.

Thank you for your positive feedback and for your thoughtful review.

Major issue

None

Minor issue

Line 59: is there any different between marine food web and marine food-web? If there is no different, please remove one of them. NCC change to full name: Northern California Current.

Thank you for this comment. Indeed there is a difference between marine food web and marine food-web. If you search each in Google Scholar, different references are returned. There appears to be some differences in the way that search engines use the additional hyphen. To make our manuscript accessible to either searches, we would prefer to keep both keyword phrases. Keywords are designed to complement the title and abstract – that is, all three are indexed in many search engines. So only words that do not appear in the title or abstract should be added to keywords (keywords are often mis-used in this way). For this reason, “Northern California Current” would not be a useful keyword, since it already appears in the abstract. However, if individuals search “NCC” as a shorthand for “Northern California Current”, they will not find our article without including “NCC” as a keyword (as “NCC” is not included in the abstract).

Line 133: marine heatwaves (MHW)

Thank you for this comment. The acronym “MHW” has been added in this location.

Line 133-134: change to "…..increased magnitude and frequency of marine heatwaves (MHW) (i.e., the 2014-2016 and 2019-2020 MHW) [8–10],"

Thank you for this comment. We have made these changes, per your suggestion.

Line 159: Ruzicka et al. (2012, 2016) [32,33] change to Ruzicka et al. [32,33].. please check again in the whole manuscript for the same format problem (example Line 219, 229 and many more).

Thank you for this comment. We have made these changes in the seven locations we found, per your suggestion.

Line 164: marine heatwaves (MHW) change to MHW

Thank you for this comment. We have made these changes, per your suggestion.

Line 178: Remove Northern California Current and keep the short form NCC. The authors already mentioned the short form before. Also, check the whole manuscript for the same problem (for example, Line 329, 484, etc.).

Thank you for this comment. Because readers do not always read an article sequentially from start to finish, we would prefer keeping the full length of the phrase at the beginning of each section so readers do not have to search for acronym definitions. For example, on line 176 the Methods start, and line 178 is the first time we mention, within that section, the Northern California Current. We believe that defining the acronym within each large section improves the readability of the manuscript. With this said, we replaced Northern California Current with NCC at lines 329, 484, and 865, per your suggestion.

Line 260-262: Can the authors include the P/Q = Production efficiency and AE = Assimilation Efficiency value in Table 1?

Thank you for this comment. The Production efficiency (P/Q) is simply the weight-specific production rate (P/B) divided by the weight-specific consumption rate (C/B), both of which are reported in Table 1. Having an additional column that is easily calculated from the two columns already in the Table, makes it unnecessarily large and cumbersome for the reader and the publication process. We have included this calculation in the Table caption as well as a reference to the csv version of Table 1, where readers can find this information already calculated. Assimilation Efficiency is 0.8 for all consumer groups. Instead of adding another column for this, which again is cumbersome, we have now included it in the Table caption. Readers can find both P/Q and 1 – AE (unassimilated) in the csv version of Table 1 in the supplementary data folder at https://doi.org/10.5281/zenodo.7079777.

Line 286: The Ecopath ecotrophic efficiency (EE) change to The Ecopath EE

Thank you for this comment. We have made these changes, per your suggestion.

Line 292-296: "…… underestimated since many animals can avoid sampling gear"..The term many animals here, including birds or non-aquatic animals? If only aquatic animals, please add "aquatic animals" for better understanding.

Thank you for this comment. Yes this statement includes any animals, including seabirds, which can avoid survey vessels.

Line 309: "wasn't" changed to "was not"

Thank you for this comment. We have made these changes, per your suggestion.

Line 372: the unit for biomass density is not mt/km3, as mentioned in Line 342. Please check the whole manuscript for the unit.

Thank you for this comment. We’ve corrected this to say “areal biomass density”, which is the final unit of biomass density that we use in the model. All volumetric biomass densities mt/km3 (a necessary step for some surveys that provide volume sampled) are converted to areal biomass densities mt/km2 in the model (which some surveys provide directly, see Appendix), so each unit is appropriate. We’ve clarified this throughout the manuscript.

Line 375: Which Appendix do the authors mean? Do you refer to Appendix: Newport Hydrographic Line? I suggest the authors mention more details (such as "see Appendix: Newport Hydrographic Line") because this manuscript has a lot of documents and information. Sometimes make, the reader misunderstands.

Thank you for this comment. We have made these changes throughout the manuscript, per your suggestion.

Line 401: metric tons / km3 change to mt/km3

Thank you for this comment. We have made these changes, per your suggestion.

Line 402: Does the "supplemental code" refer to the file in Ruzicka et al., 2016, or the present study? I can't find the supplemental code at the https://doi.org/10.5281/zenodo.7079777. Please check again.

Thank you for this comment. We have now clarified the DOI and directory in the manuscript.

Line 417: Please check the unit = mt km-2

Thank you for this comment. We’ve corrected the formatting to be consistent with other units in the manuscript. The unit itself is correct.

Line 419-420: the full scientific name for E. pacifica and T. spinifera due to first-time mention

Thank you for this comment. We have made these changes, per your suggestion.

Line 422: Change to E. pacifica and T. spinifera

Thank you for this comment. We have made these changes, per your suggestion.

Line 427: Do you mean "Zooplankton, jellies, and pyrosomes" subheading?

Thank you for this question. Yes, we did mean this subheading, and have clarified in the latest version of the manuscript.

Line 432: Again. Please check the subheading name

Thank you for this comment. We have clarified in the latest version of the manuscript.

Line 439 and 457: change to mt/km3

Thank you for this comment. For line 439, mt/km2 is actually the correct unit here. We have now clarified that these biomass densities are by area (areal). We have corrected line 457 to read mt/km3.

Line 460 and 469: the unit for areal biomass densities is not mt/km2? check Line 342

Thank you for this comment. We’ve corrected this throughout the manuscript to say “areal biomass density”, which is the final unit of biomass density that we use in the model (mt/km2). All volumetric biomass densities mt/km3 (a necessary step for some surveys that provide volume sampled) are converted to areal biomass densities mt/km2 in the model (which some surveys provide directly, see Appendix), so each unit is appropriate. We’ve clarified this throughout the manuscript.

Line 484: Northern California Current change to NCC

Thank you for this comment. We have made these changes, per your suggestion.

Line 492 and 494: Ecotrophic Efficiency change to EE.

Thank you for this comment. We have made these changes, per your suggestion.

Line 568 and 577: marine heatwaves change to MHW

Thank you for this comment. We have made these changes, per your suggestion.

Line 628: vertically generalized production model (VGPM) change to VGPM

Thank you for this comment. We have made these changes, per your suggestion.

Line 656: Link, 2010 [39,80]) change to Link [39]. And reference 80 is not published by Link. Please check again the reference.

Thank you for this comment. We have now added “Heymans et al.” to this line to reflect reference 80 (now 81) more accurately.

Line 658: Similar to Line 656. Check the format for reference.

Thank you for this comment. We have made these changes, per your suggestion.

Line 660: biomass-specific production values (P/B) change to P/B

Thank you for this comment. Where we are defining the PREBAL criteria, we would prefer to spell out these names as not everyone is intimately familiar with the acronyms (but keeping the acronyms in parentheses links these terms to the tables and equations in the text).

Line 661: biomass-specific consumption (C/B) change to C/B

Thank you for this comment. Where we are defining the PREBAL criteria, we would prefer to spell out these names as not everyone is intimately familiar with the acronyms (but keeping the acronyms in parentheses links these terms to the tables and equations in the text).

Line 662: ecotrophic efficiency (EE) change to EE

Thank you for this comment. Where we are defining the PREBAL criteria, we would prefer to spell out these names as not everyone is intimately familiar with the acronyms (but keeping the acronyms in parentheses links these terms to the tables and equations in the text).

Line 657-662: I suggest a change to "Food web evaluation criteria guidance from Link [39] states that i; biomass density values of all functional groups should span 5 – 7 orders of magnitude, ii; there should be a 5 – 10% decrease in biomass density (on the log scale) for every unit increase in trophic level, iii; P/B should never exceed C/B values, and iv; EE for each group should be below 1 [39].

Thank you for this comment. It appears that you are suggesting replacing i), ii), iii), and iv) with i;, ii;, iii;, and iv;. We believe using the semicolon in this way is less common and more confusing than the parenthetical as the semicolon often separates clauses in a sentence or objects in a list, whereas the i, ii, iii, and iv here correspond to (and should not be separated from) the following text. For this reason, we are opting to keep the formatting as is.

Line 687: vertically generalized production model (VGPM) change to VGPM

Thank you for this comment. We have made these changes, per your suggestion.

Line 700-702: "Biomass-specific production values (P/B) never exceed biomass-specific consumption (C/B) values, and ecotrophic efficiency (EE) values are all below 1 (Table 1)" change to "P/B never exceed C/B values, and EE values are all below 1 (Table 1)"

Thank you for this comment. Because readers do not always read an article sequentially from start to finish, we would prefer keeping the full length of the phrase at the beginning of each section so readers do not have to search for acronym definitions when starting at any particular section (Results, in this case).

Line 730: "from a vertically generalized production model (VGPM; 2002 - 2021; Fig 10) [49,50]. "change to "from a VGPM 2002 – 2021 (Fig 10) [49,50]."

Thank you for this comment. We have made these changes, per your suggestion.

Line 784: Do the authors mean "see calculated EE in Table 1"

Thank you for this comment. We have made these changes, per your suggestion.

Line 785: euphausiids mean by krills or E. pacifica and T. spinifera or better mentions by the function group in Table 1.

Thank you for this comment. We have now clarified this in the manuscript.

Line 856: marine heatwaves change to MHW

Thank you for this comment. We have made these changes, per your suggestion.

Line 864: Northern California Current change to NCC

Thank you for this comment. We have made these changes, per your suggestion.

Line 881: The data availability statement should mention "supplement or supplement code" because authors used many "see supplement" or "see supplement code" in the text.

Suggestion:

Ecosystem model files, scripts and supplement code, including the balanced and unbalanced diet matrices, biomass estimates, various cleaning scripts, readme files, and all files mentioned in the text can be found at https://doi.org/10.5281/zenodo.7079777.

Thank you for this comment. We have made these changes, per your suggestion.

Table and Figure

Check the unit for Figure 4a and 4b.

Thank you for this comment. We can confirm that the unit is correct in Figures 4a and 4b.

Reviewer #4: The present manuscript describes the EcoTran (extension of ECOPATH) ecosystem model parameterized for the Northern Californian Current system. It is an enhanced version of the existing application with the enhancement achieved through defining more functional groups, considering more detailed spatial structure of the model domain, introducing more fisheries, and adding more recent diet data to capture changes in the marine ecosystem with the recent MHW period. The objective of the study is to propose an efficient tool for ecosystem-based fisheries management. For 90 functional groups/species defined in this application, the authors collected and cleaned data on species diet, landings, biomass densities, and fine-tuned specific input parameters to satisfy the mass-balancing equation. Overall, the manuscript addresses complex and timely question, and the extensive effort on data digging, the model parametrization and validation undoubtedly merits being published. However, the outcomes of the study as they are presented now are weak, and the message that the model can serve as a tool suitable for ecosystem analyses and fisheries management is unconvincing. I believe that the current manuscript requires major revision before it could be considered suitable for publication. Several major problems related to the model construction, the outputs and their validation are listed below.

Thank you for your positive feedback, your constructive criticisms, and for your thoughtful review.

The model

No immigration and emigration are considered in the model. It is not explicitly stated, nor discussed in the present manuscript, but according to Ruzicka et al (2012), the modelling “assumed a steady-state system with no biomass accumulation and no migration in or out of the system during the model period”. In Table S3 all emigration parameters are set to 0 and advection accounts only for cross-shelf movements (upwelling and downwelling). The horizontal advection seems to exist only to model nutrient flux. How such assumption can be justified for those highly migratory predators, which migrate seasonally to the NCC domain (e.g., albacore and juvenile bluefin tunas and gray whales), or for smaller pelagic species performing offshore-nearshore movements (jack mackerel), or for the species known to undertake the latitudinal migrations with inter-annual variability (Pacific sardine)?

Thank you for this thoughtful comment. You are correct that immigration and emigration are not included in the model. The original (and continuing) impetus for the NCC model was to study juvenile salmon ecology of threatened and endangered populations of Columbia River fish, and the model domain was thus restricted to the northern section of the California Current. Model development also took advantage of surveys that focused on the Northern California Current. We did not consider latitudinal migration across domain boundaries for two reasons. First, we are unable to directly model the processes that affect migrator groups when they are outside of the model domain during winter months. Inclusion of migration dynamics would require rates and timing of migration to be imposed upon model simulations and assumptions to be made about interannual variability in those processes. We made the simplifying assumption that the trophic processes affecting the migrator groups during the winter season in the south would resemble what those processes would be in the north. This would lead to an overestimate of the impact of migrator groups upon the lower trophic food web during winter months. However, the carry-over bias of over-exploitation of lower-trophic groups by migrators during winter months into the summer is minimized by the high intrinsic productivity and the rapid response of the major lower-trophic groups (i.e., copepods and euphausiids) to the seasonal onset of upwelling in the spring. Second, algorithms to simulate latitudinal migration and intra-domain movement processes are a major effort in and of themselves. They are currently being developed as part of the longer-term improvement of the EcoTran platform, but they are beyond the scope of the present manuscript.

The MHW period is presented as the impetus for updating the model, but it remains unclear whether any notable changes could be captured by the updated model, especially since it has not been compared to its previous version. With respect to the MHW impact, is it at all possible to trace its impact and if yes how, if the key variable, i.e., water temperature, is not accounted for in the model?

Thank you for this thoughtful comment. Water temperature is not necessary to compare ecosystem models between two different states. Models are often compared across years or locations, and a comparison across pre-MHW and post-MHW states would be similar. A subset of us have a paper in review doing exactly this with this model (see: https://www.biorxiv.org/content/10.1101/2023.08.11.553012v1.full.pdf, which has now been highlighted in the present manuscript). Additionally, processes are being included into EcoTran through step-by-step improvement – inclusion of water temperature, and how this affects the physiology of various functional groups, is in active development, but beyond the scope of this work.

The model outputs under historical time series of CUTI seem to be highly correlated, just with expected delays between trophic levels. For example, the same pattern is seen in the time series of Market squid (Fig. 11), sardine and anchovy (Fig. 12), while the stock assessments (driven by CPUE and length or age frequency) show very different dynamics. Interestingly, well-documented (see e.g., MacCall et al., 2016) collapse of anchovy is shown by the stock assessment on Fig. 12, but not captured by EcoTran. I’m not an Ecopath expert and familiar with the modeling approach only through the literature, so I’m not sure if this is the problem of the flawed model assumptions, or a particularity of the modeling approach or the ecosystem driven by seasonal upwelling, but the modelled temporal dynamics seems to be simply driven by the dynamics of nitrate and ammonium at the base of the food web. Thanks to the data availability, I could reproduce these plots and trace the pattern down to the base of the food web. Thus, ammonium and shrimp biomass are linearly correlated with Pearson r=0.91 with 2-monthly lag, then shrimp biomass is correlated with anchovy with monthly lag (r=0.88), sardine biomass is correlated with Chinook yearlings with one-year lag (r=0.95), which is correlated with Chinook group with monthly lag (r=0.99), Chinook group is correlated with tunas with 9-monthly lag (r=0.98) etc. Besides, for some species of similar trophic level, the time series dynamics are nearly identical, e.g., for herring, anchovy, mesopelagic fish aggregate, sardine, and squid. Also, surprising correlations exist between higher trophic level species with very different life history traits, e.g., between gray whales and skates&rays group (r=0.9), tuna and seabirds (0.91), or tunas and hake (r=0.94). Such perfect alignment between temporal dynamics of functional groups seems highly unrealistic, indicating an oversimplification, e.g., considering NCC as a closed ecosystem (see my comment above).

“…the modelled temporal dynamics seems to be simply driven by the dynamics of nitrate and ammonium at the base of the food web” – as you say, yes, this is true, but this is what we would expect because it is a bottom-up (upwelling) driven ecosystem. However, the change of local upwelling characteristics (upwelling strength, seasonal timing, upwelling/downwelling event duration) drives local interannual variability, and the effects of these local environmental dynamics are what we are trying to capture in this model. The diets, biomasses, and physiology parameters scale the magnitude and timing (partially dictate the lags), while the upwelling (or other) physical timeseries is what dictates the seasonal patterns and variation to the simulation runs. There are many ecosystem and behavioral complexities that we have certainly not captured. However, we’d argue that our model is still useful as it allows us to understand food web dynamics (e.g., how nutrients/energy stimulated by upwelling propagates up the food web under different conditions).

The fact that complex anchovy dynamics, including widespread population collapse, are not captured by an ecosystem model like this one is not surprising, as predicting such stochastic events are notoriously difficult to capture, especially if we do not fully understand the mechanisms behind such a collapse.

It is not entirely true that the NCC model is a closed system. We are accounting for the daily export losses of phytoplankton and zooplankton production from the NCC domain, and these losses do have a substantial effect on higher trophic levels as has been noted by others, e.g., Botsford et al. 2003 (Fish. Oceanogr. 12:245-259), Rupp et al. 2012 (Fish. Oceanogr. 21:1-19), and Garcia-Reyes et al. 2014 (Prog. Oceanogr. 120:177-188).

Validation

Regarding the phytoplankton validation, the similar periodicity between model predicted phytoplankton biomass density and the VGPM primary production is regarded as the model skill (lines 752-754). However, in many coastal systems, chl-a blooms are driven by upwelling. So, it is very likely that the “remarkably close cyclical resemblance” is primarily the effect of model forcing, i.e., CUTI variability.

Yes, ultimately phytoplankton is driven by the variability in CUTI in the model – as are, ultimately, all functional groups (see detailed response above). However, the remarkably close cyclical resemblance means that we have captured that linkage (CUTI – primary productivity) well enough to reproduce independently observed dynamics. Otherwise, modelled phytoplankton could still be “forced” by CUTI, or any other timeseries, but not have the same timing (e.g., lags, slower or faster periodicity) as the independently observed VGPM timeseries. This alignment is not trivial.

Since all validation plots are shown on standardized y-axis, it is unclear how close the absolute biomass densities are to independent estimates.

Thank you for this point. Yes, we are not intending to be able to predict absolute biomass densities due to the many missing complexities of the ecosystem (see above). There are many hundreds of parameters in this ecosystem model, and we do not expect that they are all perfectly accurate such as to be able to match absolute biomass over time. We believe this to be an unrealistic goal at this moment in the development of ecosystem models. Instead, the goal here is to be able to understand how the food web (or individual functional groups) are affected in a relative way by perturbations to the system (e.g., via CUTI, individual functional group changes, etc.). We do not wish to show absolute biomass densities as we do not think the model should be used in this way; demonstrating such visualizations will lead the reader to believe that it can (or should) be used in this way. Instead, these validation plots are intended to visualize how well the model does (or does not) match temporal trends in surveyed biomass [i.e., how well (or not) does upwelling and our food web parameterization capture real trends].

Finally, if describing the adequate temporal dynamics of intermediate and high trophic level species, is beyond the model capacity, I encourage authors to demonstrate those model skills, for which it can be a helpful and reliable tool for fisheries management. The validation can be done, for example, by running retrospective analyses, results of which can be verified with independent data.

Thank you for this comment. If we understand it correctly, market squid, sardine, anchovy, Pacific mackerel, and jack mackerel are visualized in Figures 11 and 12 as the reviewer describes, and are themselves intermediate trophic level species (Trophic levels = 3.63, 3.11, 3.19, 3.49 and 3.64, respectively). However, as the reviewer points out we do not have any high trophic level species represented in these plots. We agree that this is beyond the model capacity and appreciate the point that it is worth displaying these model skills (or lack thereof). We have now included four more species of relatively high trophic levels (common murres TL = 4.37, sooty shearwaters TL = 4.31, baleen whales TL = 3.69, and southern resident killer whales TL = 5.13) as Figure 13 and we have added language about these plots within the methods and discussion.

Minor comments:

Figures 5-7 are still difficult to read and interpret. Even though a color coding is added to distinguish functional groups, reading the connections between species, and interpreting the diet interactions is impossible. So, either these figures should deliver some qualitative information like footprint and reach in Ruzicka et al. (2012, Figure 6), or it would be better to make group aggregations to make the graph with less vertices, or even provide the diet matrix as in Ruzicka et al. (2012, Table A.3).

Thank you for this comment. We disagree that these figures are impossible to interpret as is. The arrows fade away when interactions are less important and become broader and darker as the interactions are more important. Taking Figure 7 as an example, it is clear that more energy is flowing to functional group 43 than functional group 91. There is something to be gained and something lost in every different view of a network diagram, and we do not intend to be able to capture every angle of it. We believe that reducing the diagram to connections to and from more aggregated groups will lose the overall connectivity of the entire network that we are trying to demonstrate here. We believe this more holistic visualization is more representative of the ecosystem model (Figs 5-7) that we’ve built. We have made all figure code publicly available such that readers can modify the plots further if they wish to only see connections to and from particular functional groups. Changing the line thickness to represent footprint and reach (as in Ruzicka et al. 2012 Fig 6) instead of energy flux won’t actually change the complexity of these figures, it will only change which continuous metric is visualized.

Additionally, as you’ve suggested, we have provided the full diet matrix in the supplementary data (https://doi.org/10.5281/zenodo.7079777) in both the file “NCC2_09032022.csv” (and .xlsx, ‘Diets’ tab) in the root directory and in “Final_DietMatrix_Balanced_Unbalanced_Difference.csv” (and .xlsx) in directory: Reproducibility\\DietWork\\.

Fig 10. Is there any reason to include all 15 regions into the “time series” of observed phytoplankton, which results in vertical lines every monthly date? Comparing the biomass densities averaged over the model domain seems to be more appropriate. Note also, two months of data are missing in the VGPM PP data file.

Thank you for catching the 2 months of missing data in the VGPM data file. The missing data (August and Sept. 2020) was during active model development and we assume that one iteration of downloading this data included empty values for those months. We have revisited the VGPM data and this has now been fixed in the latest version of the data and code repository. Also, thank you for catching the fact that all 15 regions were plotted unnecessarily. We have now replaced Figure 10 with a similar one with all 15 regions averaged, per your suggestion (which now includes the missing months of data). We agree that this has improved the readability of the figure.

Reviewer #5: a. The model is a useful tool and made available to other researchers to use, with potential to improve ecosystem-based management practices. The extensive data sources and compilation improves the existing model and improves utility for potential users. The authors have addressed previous reviewer comments. I suggest this paper is published and only have minor comments.

Thank you for your positive feedback and for your thoughtful review.

b. Line 234: The latitude of the Newport Hydrographic Line is farther south than 46.7*N. Is this an incorrect latitude, or are the authors referencing a different transect?

Thank you for catching this. This latitude is one of the subregional boundaries and was accidentally copied into the incorrect place. This has now been fixed in the most recent version of the manuscript.

c. Line 772 – 778: In the jelly/gelatinous zooplankton paragraph, the authors could elaborate on the ecosystem and management implications of the rise or persistence of gelatinous organism, as discussed in discussed in Brodeur et al., 2019, not just sampling bias issues.

Thank you for this suggestion. We have now expanded on this discussion, per your suggestion, and we agree that this improves the quality of the manuscript.

d. Line 792-794: Could the authors be more specific in how the six functional groups might improve management, e.g. various stocks versus seasonality?

Thank you for this suggestion. We have now expanded on this discussion, per your suggestion, and we agree that this improves the quality of the manuscript.

e. General comment: In the introduction, the authors note recent changes in the NCC, such as marine heatwaves, ocean acidification, etc. Can you speak in the discussion on if, or how, this model might reflect a regime shift in the ecosystem? How different were the results of this model iteration to previous model iterations (e.g., Ruzicka et al., 2016) that did not include 2015-2019 data?

Thank you for this thoughtful question. We have added language about this to the 6th and to the last paragraph of the discussion. A subset of us have a paper in review that further explores this topic in much more detail (https://www.biorxiv.org/content/10.1101/2023.08.11.553012v1.full.pdf). The present manuscript is already quite long and cumbersome as is, but we hope that the sentences that we’ve added here set up the next manuscript in a satisfying way for the reader.

Attachment

Submitted filename: ResponseToReviewers2.docx

Decision Letter 2

Abdul Azeez Pokkathappada

21 Dec 2023

An updated end-to-end ecosystem model of the Northern California Current reflecting ecosystem changes due to recent marine heatwaves

PONE-D-22-35465R2

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Acceptance letter

Abdul Azeez Pokkathappada

10 Jan 2024

PONE-D-22-35465R2

PLOS ONE

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Coastal Upwelling Transport Index (CUTI).

    The Coastal Upwelling Transport Index (CUTI) is plotted on the y-axis against the day of year (x-axis). Each year (1988–2021) is plotted as an individual line in the blue gradient. The full timeseries (1988–2021) is used to drive the model for comparisons to the vertically generalized production model (VGPM) in Fig 10. The red line in the middle is the average CUTI time series (averaged by day of year across all years), which is used to drive the validation plot in Fig 9.

    (PDF)

    S1 Table. Data sources and years included.

    The table contains information about the sources of both the biomass and diet data for each functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table.

    (CSV)

    S2 Table. Fates of detritus for each functional group.

    The table contains information about the fates of detritus (eggs, pelagic detritus, fishery offal, benthic detritus, or export from the system) for each functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table and see Table 1, S3S5 Tables for other ecosystem model parameters.

    (CSV)

    S3 Table. Additional EcoTran parameters.

    EcoTran parameterization of the model. BA = biomass accumulation and EM = emigration. Detritus fates are listed for feces, senescence and excretion to 2D surface and sub-surface boxes (see Fig 2). Retention scaler indicates the ability of advection to move various functional groups. Advection values of 0 means that groups are physically driven by cross-shelf advection (upwelling and downwelling), while values of 1 means that groups can resist the advection forces. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table and see Table 1, S2S5 Tables for other ecosystem model parameters.

    (CSV)

    S4 Table. Fishery landings for each functional group.

    The table contains information about the yearly landings (mt/km2) of each fishery in the model (columns in table; see Table 2 for descriptions) for each living functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table and see Table 1, S2S5 Tables for other ecosystem model parameters.

    (CSV)

    S5 Table. Fishery discards for each functional group.

    The table contains information about the yearly discards (mt/km2) of each fishery in the model (columns in table; see Table 2 for descriptions) for each living functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table and see Table 1, S2S5 Tables for other ecosystem model parameters.

    (CSV)

    S6 Table. Stability in 150-year simulations.

    The table contains percent change in the last 20 years of a 150-year simulation with an average CUTI upwelling timeseries (see Fig 9) for each functional group (rows of table) in the model. See https://doi.org/10.5281/zenodo.7079777 for a csv version of this table.

    (CSV)

    S1 Appendix

    (DOCX)

    Attachment

    Submitted filename: Gomes_et_al.pdf

    Attachment

    Submitted filename: Response to reviewers.docx

    Attachment

    Submitted filename: ResponseToReviewers2.docx

    Data Availability Statement

    Ecosystem model files and scripts, including the balanced and unbalanced diet matrices, biomass estimates, various cleaning scripts, readme files, and all files mentioned in the text can be found at https://doi.org/10.5281/zenodo.7079777.


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