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. 2024 Feb 1;14:2689. doi: 10.1038/s41598-023-45315-9

Survey of selected viral agents (herpesvirus, adenovirus and hepatitis E virus) in liver and lung samples of cetaceans, Brazil

C Sacristán 1,2,, A C Ewbank 2, A Duarte-Benvenuto 2, I Sacristán 1, R Zamana-Ramblas 2, S Costa-Silva 2, V Lanes Ribeiro 3, C P Bertozzi 4, R del Rio do Valle 5, P V Castilho 6, A C Colosio 7, M C C Marcondes 7, J Lailson-Brito 8, A de Freitas Azevedo 8, V L Carvalho 9, C F Pessi 10, M Cremer 11, F Esperón 12, J L Catão-Dias 2
PMCID: PMC10834590  PMID: 38302481

Abstract

Hepatic and pulmonary lesions are common in cetaceans, despite their poorly understood viral etiology. Herpesviruses (HV), adenoviruses (AdV) and hepatitis E virus (HEV) are emerging agents in cetaceans, associated with liver and/or pulmonary damage in mammals. We isolated and molecularly tested DNA for HV and AdV (n = 218 individuals; 187 liver and 108 lung samples) and RNA for HEV (n = 147 animals; 147 liver samples) from six cetacean families. All animals stranded or were bycaught in Brazil between 2001 and 2021. Positive-animals were analyzed by histopathology. Statistical analyses assessed if the prevalence of viral infection could be associated with the variables: species, family, habitat, region, sex, and age group. All samples were negative for AdV and HEV. Overall, 8.7% (19/218) of the cetaceans were HV-positive (4.8% [9/187] liver and 11.1% [12/108] lung), without HV-associated lesions. HV-prevalence was statistically significant higher in Pontoporiidae (19.2%, 10/52) when compared to Delphinidae (4.1%, 5/121), and in southeastern (17.1%, 13/76)—the most industrialized Brazilian region—when compared to the northeastern region (2.4%, 3/126). This study broadens the herpesvirus host range in cetaceans, including its description in pygmy sperm whales (Kogia breviceps) and humpback whales (Megaptera novaeangliae). Further studies must elucidate herpesvirus drivers in cetaceans.

Subject terms: Viral infection, Conservation biology, Infectious diseases

Introduction

Cetaceans are considered of special interest due to their fundamental role in the functionality of aquatic ecosystems, classified as “sentinel organisms”1,2. Additionally, cetaceans are especially important in terms of public health because they share the coastal ecosystems and feed on species similar to those present in human diets2.

Cetacean populations may be negatively affected by direct and indirect impacts of anthropogenic origin, such as fishing activities, boat collision, and chemical, noise or biological pollution3,4. Such factors are especially relevant to coastal marine species, more frequently exposed to pollution by certain organic contaminants (e.g., polychlorinated biphenyls) and pesticides of agricultural use, eutrophication processes caused by excessive organic material from agricultural, livestock and urban origin, as well as pathogens of terrestrial source5,6. In cetaceans, emerging infectious diseases are probably among the main long-term consequences of the negative impact of human activities2,7. Among the diseases that affect cetaceans, hepatic and pulmonary ailments are classified as relevant and relatively common810. Hepatic lesions are mainly characterized by decreased toxin metabolism and subsequent elevation on the risk of immunosuppression and associated diseases, and reproductive impairment11. Pulmonary lesions can cause dyspnea and buoyancy problems12, compromising the immersion capacity of cetaceans13.

Regarding hepatic lesions, parasitic diseases are one of the most frequently reported infectious causes in cetaceans, with special mention to trematodes (e.g. Campula spp.), followed by Apicomplexa protozoans (Sarcocystis spp. and Toxoplasma gondii)1416. Among the studies on viral hepatic diseases, one must highlight the detection of hepatitis E virus (HEV), capable of causing hepatitis in common bottlenose dolphins (Tursiops truncatus), and experimental hepatitis A virus infection in dolphin cell line17,18. Some other viral description in liver samples include a gammacoronavirus identified in a beluga whale (Delphinapterus leucas) with acute necrotic hepatitis19, and systemic morbillivirus infections in cetaceans with periportal lymphoplasmacytic hepatitis20. Finally, particles similar to herpesvirus were detected in an Indo-Pacific finless porpoise (Neophocaena phocaenoides) with necrotizing hepatitis21. Additionally, adenoviruses—agents related to hepatitis in other taxonomic groups, have also been described in cetaceans2224.

One of the most important respiratory findings in cetaceans is pneumonia25. Among its etiologies, bacterial pneumonia is a common cause of death in cetaceans9,10. Other infectious etiologies of respiratory disease are mycotic (e.g., Aspergillus spp.) and parasitic infections (e.g., Toxoplasma gondii and different nematodes and trematodes), with the latter considered major causes of respiratory illness2628. Viruses are also recognized as primary causes of respiratory disease in cetaceans, as observed in pneumonia cases caused by morbillivirus infection29. Moreover, a novel polyomavirus has been associated with thracheobronchitis in a common dolphin (Delphinus delphis)30, and alphaherpesviruses were linked to interstitial pneumonia in common bottlenose dolphins31. Additionally, alpha- and gammaherpesviruses have been molecularly detected in lung samples of animals with respiratory disease, even though an etiological relationship has not been established yet3235. Other viruses (e.g., Avian influenza virus, coronavirus, parainfluenza virus, and adenovirus) able to cause respiratory disease in mammals have also been described in cetaceans, although without associated respiratory lesions19,2224,36. Of note, herpesviruses and adenoviruses are recognized as significant causes of interstitial pneumonia in other mammal taxa37,38.

Despite the description of some infectious agents in cetacean liver and lung samples, the etiology of several of these hepatic and pulmonary lesions has not been established3941. Additionally, there is also little knowledge about the potential role of herpesviruses and adenoviruses as causes of hepatic and pulmonary lesions in cetaceans, and the correlation of HEV with hepatitis in this taxon.

The prevalence of pathogens can be modified by habitat degradation, usually linked to anthropization42,43. The main goals of this study were to: (i) compare the prevalence of selected infectious agents (herpesvirus, adenovirus and HEV) in coastal, pelagic, and mixed (both habitats) species and among regions of Brazil (northeastern, southeastern and south), to indirectly evaluate the impact of human activity on their health status; and (ii) determine if the selected agents are associated with hepatic or pulmonary lesions in cetaceans.

Results

Molecular analyses

Herpesvirus

Overall, the herpesvirus prevalence was 8.7% (19/218): 7 cetaceans were positive only in the liver, 10 only in the lung, and 2 in liver and lung samples (Table 2).

Table 2.

Identification number, species, sex, age class, date and stranding location of the cetaceans with liver and lung samples positive to the DNA polymerase (DPOL) and glycoprotein B (gB) PCR protocols.

ID Nº Species Sex Age class Stranding date (DD/MM/YYYY) Local Tissues tested
Liver Lung Other tissues (positive tissues marked in bold)
DPOL gB DPOL gB
MM579* Kogia sima M J 04/05/2014 Santos—SP  + (α)  + (α) Cerebellum, cerebrum, epididymis, esophagus, eye, heart, intestine (DPOL), kidney, mesenteric lymph node (DPOL), stomach (DPOL), skin (DPOL), spinal cord, testicle, tongue, trachea
MM672 Sotalia guianensis M J 17/10/2009 Rio de Janeiro—RJ  + (α) NT NT
MM731* Sotalia guianensis F C 06/01/2015 Linhares—ES  + (α) NT NT Blood (DPOL), kidney (DPOL), muscle, skin (DPOL)
ii94246 Pontoporia blainvillei M A 12/09/2018 Praia Grande—SP  + (γ) NT NT
ii126142 Pontoporia blainvillei F C 02/11/2018 Ilha Comprida—SP  + (γ)  + (γ)  + (γ) Brain stem, duodenum (DPOL, gB), kidney (gB), thymus (DPOL, gB)
ii151268** Pontoporia blainvillei F C 29/11/2019 Itanhaém—SP  + (γ) NT NT
ii160187 Pontoporia blainvillei M A 07/12/2019 Praia Grande—SP  + (γ) Brain stem, kidney, mesenteric lymph node (DPOL), spleen (DPOL)
ii166901** Pontoporia blainvillei F A 17/03/2020 Praia Grande—SP  + (γ)  + (γ) NT NT
ii179266 Kogia breviceps F A 22/10/2019 Laguna—SC  + (γ) NT NT Cerebellum, kidney, mesenteric lymph node, spleen (DPOL)
MM332** Pontoporia blainvillei M C 23/06/2011 Praia Grande—SP NT NT  + (γ) Blood (gB), mesenteric lymph node, spleen
MM395** Pontoporia blainvillei M J 22/10/2001 Ubatuba—SP  + (γ)
MM525 Pontoporia blainvillei M C 11/04/2013 São Francisco do Sul—SC NT NT  + (γ) Brain, blood, mesenteric lymph node (DPOL gB)
MM550** Pontoporia blainvillei M J 06/11/2013 Praia Grande, SP NT NT  + (γ) Mesenteric lymph node (DPOL), prescapular lymph node, testicle (DPOL, gB)
MM568** Pontoporia blainvillei M C 31/01/2014 Guarujá—SP NT NT  + (γ)  + (γ) Adrenal gland, heart, kidney, mesenteric lymph node, prescapular lymph node (DPOL, gB), skeletal muscle (DPOL, gB), skin (gB), thymus (gB)
MM382 Mesoplodon europaeus F A 27/01/2011 Cruz—CE  + (α) Heart (DPOL), intestine, kidney, placenta, spleen (DPOL), stomach, uterus
ii137962 Sotalia guianensis F C 03/03/2019 Cananéia—SP  + (γ) Brain stem, kidney, mesenteric lymph node, spleen, thymus
ii213578 Stenella frontalis M A 20/08/2020 São Francisco do Sul—SC  + (γ) Brain stem, kidney, mesenteric lymph node, spleen
ii230353 Stenella frontalis F J 21/11/2020 Balneário Barra do Sul—SC  + (α) Brain stem, kidney (gB)***, mesenteric lymph node, spleen
Mn939 Megaptera novaeangliae M J 3/08/2018 Aracruz—ES  + (α) Duodenum

CE Ceará state, ES Espírito Santo state, RJ Rio de Janeiro state, SC Santa Catarina state, SP São Paulo state, M male, F female, C calf, J juvenile, A adult. The gammaherpesvirus subfamilies found in the positive samples are indicated with α (Alphaherpesvirinae) and γ (Gammaherpesvirinae).

*Cases previously published by Sacristán et al.32, presenting two different alphaherpesvirus species, one in intestine and skin, and another in stomach and mesenteric lymph node.

**Cases previously published by Exposto Novoselecki et al.34.

***The kidney of ii230353 presented a gammaherpesvirus.

Regarding tissue type, 9 out of 187 (4.8%) cetacean liver samples were positive to herpesvirus by DPOL or gB PCR protocols, while 12 of 108 (11.1%) cetacean lung samples were herpesvirus-positive by the same techniques. Detailed information about the positive tissues per case is displayed in Table 2. Out of the herpesvirus-screened samples, 13 were positive to DPOL PCR (6 liver samples and 7 lung samples) and 11 to gB PCR (4 liver samples and 7 lung samples) (Table 2).

We detected herpesviruses in the families Pontoporiidae (19.2%, 10/52), Kogiidae (10.5%, 2/19), Balaenopteridae (5%, 1/20), Delphinidae (4.1%, 5/121), and Ziphiidae (1/2), while all Physeteridae were negative. According to the species, we found herpesviruses in franciscana (Pontoporia blainvillei, 19.2% [10/52]), Guiana dolphin (Sotalia guianensis, 5.1% [3/59]), Atlantic spotted dolphin (Stenella frontalis, 2/9), dwarf sperm whale (Kogia sima, 7.1% [1/14]), pygmy sperm whale (Kogia breviceps, 1/5), Gervais's beaked whale (Mesoplodon europaeus, 1/1), and humpback whale (Megaptera novaeangliae, 5.6% [1/18]) (Table 2). Regarding sex, we detected herpesvirus in 8.6% (8/93) females and 8.9% (11/124) males. In terms of age class, herpesvirus infection was identified in 10% (7/70) of the calves, 10.5% (6/57) of the juveniles, and 6.7% (6/89) of the adults, while the two analyzed fetuses were negative. Herpesviruses were detected in animals found in the southeastern (17.1%, 13/76), northeastern (2.4%, 3/126), and 18.8% (3/16) southern regions of Brazil, and in coastal (11.4%, 13/114), pelagic (4.5%, 3/67) and mixed habitat (8.1%, 3/37) species.

Alphaherpesvirus

Overall, 2.8% (6/218) of the cetaceans presented alphaherpesviruses in liver and/or lung samples. Aside from the alphaherpesvirus-positive dwarf sperm whale MM579 and the Guiana dolphin MM731 described in the study by Sacristán et al.32, we identified four novel cases positive to alphaherpesviruses. Specifically, another Guiana dolphin (MM672), an Atlantic spotted dolphin (ii230353), a humpback whale (Mn939), and a Gervais's beaked whale (MM382).

The Guiana dolphin MM672 presented a novel alphaherpesvirus DPOL sequence in liver, with a highest nucleotide (nt) similarity (98.4%) with sequences previously identified in a common dolphin (MG437205) in Portugal and two striped dolphins (Stenella coeruleoalba) of Italy and Spain (KX822073 and GQ888670, respectively). The deduced aa sequence had 100% identity to sequences described in the striped dolphins mentioned above.

The Atlantic spotted dolphin ii230353 had a DPOL sequence in lung, with the highest nt (98.4%) identity to alphaherpesviruses described in another Atlantic spotted dolphin of Brazil (MF999155), in two striped dolphins of the Mediterranean coast of Italy and Spain (KX822073, GQ888670) and in a common dolphin (MG437205) of Portugal. The deduced aa sequence was identical to those from the striped dolphins commented above (KX822073, GQ888670), and to an additional alphaherpesvirus found in a striped dolphin of the Canary Islands, Spain (KJ156332).

The humpback whale Mn939 presented a DPOL sequence in the lung, with the highest nt and aa identities (both of 95.3%) to an alphaherpesvirus (KP995686) found in a fin whale (Balaenoptera physalus) of the Spanish Mediterranean coast. The initial part of our sequence presented 15 bp that were not present in the fin whale sequence.

The Gervais's beaked MM382 whale had DPOL sequences in the lung, spleen and heart, identical among them, which presented the highest nt (99%) and aa (98.4%) similarities with an alphaherpesvirus sequence identified in a Gervais's beaked whale from the Canary Islands, Spain (MZ066758). Of note, our nt sequence was slightly longer than the one from the Canary Islands (208 vs. 194 bp).

Gammaherpesvirus

Overall, 6% (13/218) of the cases presented gammaherpesviruses in liver and/or lung samples, i.e., six franciscanas previously published by Exposto Novoselecki et al.34, another four novel franciscana cases (MM525, ii94246, ii126142, and ii160187), a pygmy sperm whale (ii179266), an Atlantic spotted dolphin (ii213578) and a Guiana dolphin (ii137962) (Table 2). Additionally, another Atlantic spotted dolphin (ii230353) presented a gammaherpesvirus, but only in kidney.

The DPOL and gB herpesvirus gammaherpesvirus sequences detected in the four novel franciscana cases were 100% identical to those previously identified by Exposto Novoselecki et al.34 in franciscanas from São Paulo state, Brazil. In our animals, 3 gB sequences were found in liver and 1 DPOL and 2 gB sequences were detected in lung. In cases ii126142 and ii160187, it was possible to analyze other tissues aside from liver, using DPOL and gB PCRs, with positives to DPOL in the spleen and mesenteric lymph node (ii160187), and to DPOL and gB in the duodenum and thymus (ii126142), presenting the same sequences described above (Table 2).

In the pygmy sperm whale (ii179266), a highly divergent DPOL sequence was found in liver, with greater nt similarity (61.4%) with a gammaherpesvirus sequence (KP721221) previously described in a red lynx (Lynx rufus) in the United States, and a greater aa similarity (60.0%) with a gammaherpesvirus amplified in an Asian elephant (Elephas maximus) kept under human care in Germany (JF705864).

In the lung of the Atlantic spotted dolphin ii213578, we identified a gammaherpesvirus gB sequence highly similar (96.2% nt and 100% aa identity) to a gammaherpesvirus sequence of a Bolivian river dolphin (Inia boliviensis) from Brazil (MZ209258). A gB sequence 100% identical to the one found in the lung of the Atlantic spotted dolphin ii213578 was detected in the kidney of the Atlantic spotted dolphin ii230353 (an animal coinfected with an alphaherpesvirus, as described above).

A gammaherpesvirus was identified in the lung of the Guiana dolphin ii137962, but it was not possible to obtain DPOL sequences of enough quality to perform identity analyses.

The five novel HV DNA polymerase nt sequences obtained from the positive Atlantic spotted dolphin (ii230353), Guiana dolphin (MM672), Gervais's beaked whale (MM382), humpback whale (Mn939) and pygmy sperm whale (ii179266) were submitted to GenBank under accession numbers OQ980334 to OQ980338, respectively. The two gB sequences retrieved in the Atlantic spotted dolphins ii213578 and 230,353 were submitted to GenBank under accession numbers OQ926585 and OQ926586, respectively.

Adenovirus and hepatitis E virus

None of the 187 cetacean liver and 108 lung samples tested for adenovirus were PCR-positive. All of the 147 RNA extractions of liver samples were negative to hepatitis E virus by RT-PCR.

Phylogenetic results

In the DPOL tree of the alphaherpesvirus sequences, the sequences obtained in the Guiana dolphin MM672 and the Atlantic spotted dolphin ii230353 clustered with other cetacean alphaherpesviruses obtained in Delphinidae (Fig. 1a.1), while the alphaherpesvirus from the humpback whale clustered with an alphaherpesvirus obtained in a fin whale and with the Beluga whale alphaherpesvirus 1, the latter included within the genus Varicellovirus (Fig. 1a.1). None of the gammaherpesvirus DPOL sequences obtained in this study clustered with a bootstrap value over 70 with other gammaherpesvirus species (Fig. 1a.2). Regarding the gB phylogram, the gammaherpesvirus sequences obtained in two Atlantic spotted dolphins clustered with those from franciscanas and Bolivian river dolphins in the same subclade, with a bootstrap value of 100, and were classified into the genus Rhadinovirus (Fig. 1b). Of note, the other gB sequences from cetaceans were classified intro the genus Bossavirus.

Figure 1.

Figure 1

Figure 1

(A) Maximum likelihood phylogram of the herpesvirus DNA polymerase (DPOL) deduced amino acid sequences: (i) obtained in this study (green dots), (ii) the closest to these sequences from GenBank, (iii) alpha- and gammaherpesvirus sequences retrieved from other cetacean species, (iv) sequences of alpha- and gammaherpesvirus species recognized by the International Committee on Taxonomy of Viruses (ICTV); the DPOL alphaherpesvirus phylogram (a.1) was based on the Jones Taylor Thornton gamma distributed with invariant sites model, while the gammaherpesvirus phylogram (a.2) was based on Le Gascuel gamma distributed with invariant sites model. (B) Maximum likelihood phylogram based on the Le Gascuel substation model with gamma distribution of the herpesvirus glycoprotein B deduced amino acid sequences (i) obtained in this study (green dots), (ii) the closest sequences to these sequences from GenBank, (iii) gammaherpesvirus sequences retrieved in other cetacean species, and (iv) gammaherpesvirus species recognized by the ICTV. Human gammaherpesvirus 4, Human alphaherpesvirus 3 and Human alphaherpesvirus 3 were selected as outgroup for alphaherpesvirus DPOL, gammherpesvirus DPOL and glycoprotein B phylograms. The reliability of the phylograms was tested via 1.000 bootstrap, and those bootstrap values lower than 70 were omitted.

Gross and histopathological findings

None of the herpesvirus-positive animals presented tissue lesions consistent with those attributed to herpesvirus infection (Supplementary Table 2).

Statistics

Region (south, southeastern, northeastern) and family (Delphinidae vs. Pontoporiidae) were the only independent variables for which statistically significant differences were observed. Specifically, the overall herpesvirus prevalence (those animals positive in liver and/or lung samples), the prevalence in liver and in lung were significantly higher in the southeastern region when compared to the northeastern region (p values of 0.0005, 0.0005 and 0.022, respectively). The family Pontoporiidae had higher herpesvirus prevalence than Delphinidae for the overall herpesvirus prevalence (p = 0.02) and the herpesvirus prevalence in liver samples (p = 0.0086). No statistically significant differences on the whole herpesvirus prevalence were found according to the type of tissue sample (p = 0.07).

Discussion

To the authors’ knowledge, this is the largest study on herpesviruses in cetaceans of South America, a region with only a few herpesvirus descriptions in odontocetes—all of them in Brazil32,34,44,45. The herpesvirus overall prevalence (8.7%, 19/218) was similar to those described in cetaceans from the coast of Portugal (7.8%, 14/179)46, but apparently lower than the ones described in Ziphiidae of the Canary Islands in Spain (14.5%, 8/55)47 and in Delphinidae of the Spanish Cantabrian coast (78.6%, 11/14)33, which analyzed several tissue types by animal with the same DPOL PCR protocol used in the present study. However, ours was apparently higher than the prevalence described by Miyoshi et al.48 in several cetacean families from the coast of Japan (5.3%, 4/76). It is important to remark that, in our study, we combined two different PCR techniques for herpesvirus surveillance: the DPOL PCR described by VanDevanter et al.49 and the gB gene broad-spectrum PCR protocol of Ehlers et al.50—specific for gammaherpesvirus. The latter can be used successfully in cetaceans, being able to detect gammaherpesvirus in DPOL-negative cases, as observed in some franciscanas. The combination of DPOL and gB protocols increased our diagnostic sensitivity.

Regarding the anthropogenic activities, herpesvirus prevalence may be associated with the type of habitat, as coastal species are likely more exposed to immune impairments due to the multiple stressors present in this anthropized environment (e.g., pollution, infectious agents of terrestrial origin, habitat loss and degradation) and their narrow ecological niche51 than those from pelagic or mixed-habitat. This immunosuppression could play a role on the reactivation of herpesvirus52. However, we were not able to observe statistically significant differences regarding the prevalence of viral agents (in this case herpesvirus, the only one detected in the study) according to the type of habitat (coastal, mixed or pelagic). The most numerous coastal species analyzed were Guiana dolphins (n = 59) and franciscanas (n = 52), considered vulnerable to various impacts resulting from human activities53,54. Interestingly, the family Pontoporiidae (which comprises only one species, the franciscana) presented a significantly higher number of herpesvirus-positive individuals (p = 0.02) and of herpesvirus-positive liver samples when compared to Delphinidae included in the study. A previous article in this species that tested more tissues per individual also found a higher prevalence (14/27, 51.9%)34 - some of these animals were also included in our study. The reason for such high value in this threatened family—classified as Vulnerable by the IUCN Red List and as Critically Endangered by the Red Book of the Brazilian Fauna Threatened of Extinction55,56—is unknown, and the drivers should be identified. Of note, when compared to other groups, franciscanas form small groups -1 to 13 individuals57, which may limit herpesvirus transmission.

Although we did not detect differences in herpesvirus prevalence according to the habitat, a significantly higher HV prevalence was found in the southeastern when compared to the northeastern region. The southeastern region is the most human-impacted area of Brazil, and presents the largest port in Latin America58. Additionally, most of the sampled franciscanas—the species with the higher herpesvirus prevalence—stranded or were bycaught in the southeastern region, which may explain this difference.

There were no significant statistical differences regarding sex (p = 1.0) and age class (p = 0.68). Of note, seven out of 19 herpesvirus-positive individuals were calves (5 franciscanas and 2 Guiana dolphins, Table 2). In cetaceans, this age class counts with few herpesvirus descriptions, including an alphaherpesvirus infection in a beluga whale (Delphinapterus leucas) calf with malformation59 and another one in a sperm whale fetus (Physeter macrocephalus)60. We hypothesize that herpesvirus infection may occur in utero or during birth, as observed in other herpesviruses61. The lack of statistical differences among the studied age classes (adult, juvenile, calf) reinforces the vertical transmission hypothesis.

This study broadens the knowledge about the presence of herpesvirus in liver samples, a tissue with scarce descriptions of this agent32,35,46,47,60,6264. The prevalence of herpesvirus in liver samples observed in our study (4.8%; 9/187) is similar to the one found in liver samples of Ziphiidae in the Canary Islands, Spain (2.8% (1/36)47, but apparently lower than the ones reported in this tissue in Delphinidae cetaceans from the Cantabrian and Mediterranean coasts of Spain (9.5%, 4/42 and 30%, 3/10, respectively)35,62. Of note, neither of the 30 liver samples of different cetacean families tested in Japan were positive48, nor the 14 liver samples of striped dolphins that stranded in the Cantabrian coast of Spain33.

Regarding lung samples, different herpesviruses have been detected in cetaceans in this tissue in previous studies31,35,4648,62,63,65 and also in blowhole swabs66. The prevalence of herpesvirus in lung samples observed in our study (11.1%, 12/108) is similar to the one (10.4%, 5/48) reported in the same tissue in Ziphiidae by Felipe-Jiménez et al.47, apparently higher than those described in Delphinidae cetaceans from the Cantabrian (7.1%, 1/14) and Mediterranean coasts of Spain (7.5%, 4/53, and 15.4%, 2/13)33,35,62 and Italy (no detection in 11 lung samples tested)67, and in cetaceans of Japan (2.8%, 1/36)48.

None of the herpesvirus-positive individuals analyzed herein presented herpesvirus-associated lesions, as previously reported in other studies33,34,46,48,62,67. Nevertheless, it is not possible to rule out the pathogenicity of the detected viruses, especially due to the possibility of latent herpesvirus amplification. Of note, alphaherpesviruses and gammaherpesviruses have been associated with mucosal and cutaneous lesions in cetaceans32,33,44,46,68. Additionally, alphaherpesviruses have been associated with severe localized (e.g., nephritis, encephalitis and meningoencephalitis) and fatal systemic infections in cetaceans31,47,59,6365. Further studies are required to elucidate if this viral family could (or not) cause hepatic and pulmonary lesions in cetaceans, as reported in other mammal taxa.

To the authors’ knowledge, this is the first report of herpesvirus in a pygmy sperm whale and a humpback whale worldwide. The obtained sequences were highly divergent when compared to those available in public genetic databases (GenBank/DDBJ/EMBL), and based on such findings and on their description in a novel host species, likely correspond to novel gammaherpesvirus species. We propose naming these strains Kogiid gammaherpesvirus 2 and Balaenopterid alphaherpesvirus 2; the herpesviral final species name should be formulated by the International Committee on Taxonomy of Viruses. These cetacean species belong to the families Kogiidae and Balaenopteridae, which count with few previous descriptions—two different alphaherpesvirus sequence types and a gammaherpesvirus in dwarf sperm whale32,68, and an alphaherpesvirus in a fin whale and two gammaherpesvirus sequence types in a common minke whale (Balaenoptera acutorostrata)69. The scarce number of previous descriptions is likely due to the limited number of virological studies performed in these pelagic animals, which should be prioritized.

The Gervais's beaked whale is an Atlantic species70. The high similarity observed between the alphaherpesvirus sequence type from the Gervais's beaked whale of Brazil and the one identified by Felipe-Jiménez et al.47 in another Gervais's beaked stranded in the Canary Islands may indicate that this species is the natural host of the detected herpesvirus, and that this virus may circulate along its distribution range; however, more reports are necessary to confirm or refute these hypotheses. Aside from these cases, there are only six other herpesvirus description in the genus Mesoplodon, i.e., a gammaherpesvirus found in a Stejneger's beaked whale (Mesoplodon stejnegeri) that stranded in Japan48, another gammaherpesvirus described in a Blainville’s beaked whale (M. densirostris) of the US with associated genital lesions71, and in three Blainville’s beaked whales and a Sowerby’s beaked whale (M. bidens) of Spain—one of the former with associated interstitial nephritis47,63. Of note, in Mesoplodon the gammaherpesvirus found in a Blainville’s beaked whale (M. densirostris) was associated with genital lesions, while renal lesions (interstitial nephritis, tubuloepithelial necrosis, and the presence of intranuclear inclusions) have been associated with alphaherpesvirus in two Blainville’s beaked whales of Spain47,63. The remaining alpha- and gammaherpesviruses of Ziphiidae have not been directly associated with pathological changes. According to Rosel et al.72, there are 16 recognized species within the diverse genus Mesoplodon; therefore, it is expected to host a higher number of herpesvirus species.

The alphaherpesvirus obtained from Guiana dolphin MM672 was highly similar to others described in a short-beaked common dolphin from Portugal and two striped dolphins from the Mediterranean Sea (one from Italy and one from Spain), without associated histopathologic lesions46,62,73. All these species belong to the family Delphinidae. According to our findings and previous descriptions of similar sequences46,73, it is possible to suggest that they are different variants of the same alphaherpesvirus species, able to infect several cetacean species. The observed nt differences correspond to silent mutations when compared to those from Mediterranean striped dolphins, and could be due to the geographic distance between Brazil and Europe, or to the viral adaptation to different host species. This alphaherpesvirus is the second described in Guiana dolphins, a cetacean with previous reports of an alphaherpesvirus32 and a gammaherpesvirus44. The Guiana dolphin MM672 was coinfected with a cetacean poxvirus, amplified in a tattoo skin lesion74, being the first described case of a co-infection by herpesvirus and poxvirus in a cetacean in South America. Another Guiana dolphin (ii137962) included in our study likely presented a gammaherpesvirus (according to preliminary blast analysis), but the quality of the sequence was not adequate for further evaluation.

In Atlantic spotted dolphins, two different herpesviruses were found; (i) an alphaherpesvirus in Case ii230353, similar to those described in different Delphinidae species from the Mediterranean Sea and the Atlantic Ocean, and (ii) the same gammaherpesvirus gB sequence type in the kidney of case ii230353 and the lung of case ii213578, which presented a deduced aa sequence identical to Iniid gammaherpesvirus 1 (MZ209258), identified in Bolivian river dolphins34. In gammaherpesviruses retrieved from other mammals (felids and manatees), we have observed that the gB fragment obtained with the PCR protocols of Ehlers et al.50 is apparently more conserved than the DNA polymerase fragment amplified with the VanDevanter et al.49 protocol (unpublished data; 75), which may explain high similarity between gammaherpesviruses from Atlantic spotted dolphins and Bolivian river dolphins.

In franciscanas, we found a herpesvirus-positive case in Santa Catarina state, broadening the distribution range of the infectious agent in Brazil (until now, only described in São Paulo state34), and reinforcing the species potential role as a natural host for this infectious agent.

None of the tested liver and lung samples were positive to adenovirus or hepatitis E virus. In cetaceans, the knowledge about adenovirus is still very limited, restricted to previous molecular descriptions of novel adenovirus in feces of captive common bottlenose dolphins with self-limiting gastroenteritis or enteritis76,77, in lung samples of a wild adult male striped dolphin41, in the intestinal content, intestine and mesenteric lymph node of a wild harbor porpoise (Phocoena phocoena)23 and, recently, in spleen samples of six out of 59 (10.2%) wild bowhead whales (Balaena mysticetus) studied by De Luca et al.24. None of these cases had associated microscopic lesions. Regarding hepatitis E virus, none of the tested samples were positive. Until now, this agent had only been detected in common bottlenose dolphins with presumptive hepatitis kept in captivity in Cuba18, although it is commonly reported in the aquatic environment (e.g., in mussels)78. Recently, the exposure to hepatitis E virus was reported in captive and free-ranging cetaceans of Spain, although the infection was not molecularly confirmed79. The lack of adenovirus and hepatitis E virus detection in cetaceans of Brazil could be explained by (1) the absence of these agents, (2) low viral loads, or (3) lack of complementarity between the selected primers used in our broad spectrum PCR protocols and the cetacean adenoviruses and hepatitis E virus.

This study broadens the herpesvirus host range in cetaceans, including the first description in pygmy sperm whales and humpback whales. The prevalence of herpesvirus was significantly higher in the southeastern region of the country, the most industrialized of Brazil. Herpesvirus prevalence was significantly higher in Pontoporiidae family when compared to Delphinidae. Further studies are required to elucidate the drivers of herpesvirus prevalence in cetaceans.

Materials and methods

Case selection

For this study, we selected liver and lung samples of cetaceans (n = 218) that either stranded, were bycaught or found dead along the Brazilian coastline, between 2001 and 2021, inhabited coastal (n = 114), pelagic (n = 67) or mixed (which use both habitats, n = 37) habitats, and were in an adequate state of conservation at the time of sampling (codes 2 and 3, as described by Geraci and Lounsbury80). These animals were found in three different regions of Brazil (northeastern [states of Bahia and Ceará, n = 126], southeastern [states of Espírito Santo, Rio de Janeiro and São Paulo, n = 76] and southern [Santa Catarina state, n = 16]).

Overall, we analyzed 22 cetacean species that belonged to the families Delphinidae (n = 121), Pontoporiidae (n = 52), Balaenopteridae (n = 20), Kogiidae (n = 19), Physeteridae (n = 4), and Ziphiidae (n = 2). The families comprised species classified as coastal (Guiana dolphin [n = 59], franciscana [n = 52] and Lahille's bottlenose dolphin [Tursiops truncatus gephyreus, n = 3]—a coastal common bottlenose subspecies); mixed habitat (Bryde’s whale [Balaenoptera brydei, n = 2], humpback whale [n = 18], Atlantic spotted dolphin [n = 9], common dolphin [Delphinus delphis, n = 2], common bottlenose dolphin (T. truncatus truncatus, n = 2]), rough-toothed dolphin [Steno bredanensis, n = 2] and killer whale [Orcinus orca, n = 2]), and pelagic (Cuvier’s beaked whale [Ziphius cavirostris, n = 1], Gervais’ beaked whale [n = 1], pygmy sperm whale [n = 5], dwarf sperm whale [n = 14], short-finned pilot whale [Globicephala macrorhynchus, n = 8], melon-headed whale [Peponocephala electra, n = 9], pygmy killer whale [Feresa attenuata, n = 6], sperm whale [n = 4], Pantropical spotted dolphin [Stenella attenuata, n = 6], Clymene dolphin [Stenella clymene, n = 6], striped dolphin [n = 2], spinner dolphin [Stenella longirostris, n = 3], and Risso’s dolphin [Grampus griseus, n = 2]), based on Lodi and Borobia81.

Samples were obtained during necropsy procedures and preserved frozen at − 80 °C or RNAlater for molecular assays, and fixed in 10% buffered formalin solution and embedded in paraffin for histopathological examination. Age class (calf, juvenile, adult) was estimated according to total body length8184, teeth histological analysis85 and/or features such as rostral hairs, and fetal line. Sex (male, female, unknown) was determined based on physical examination and/or gonadal evaluation. Overall, 93 cases were females, 124 males and one was undetermined. Regarding age class, we tested: 2 fetuses, 70 calves, 57 juveniles, and 89 adults.

In the studied cetaceans, DNA extractions were performed in species belonging to the families Delphinidae (n = 121), Pontoporiidae (n = 52), Balaenopteridae (n = 20), Kogiidae (n = 19), Physeteridae (n = 4), and Ziphiidae (n = 2), and RNA extractions were carried out in Delphinidae (n = 80), Pontoporiidae (n = 39), Balaenopteridae (n = 17), Kogiidae (n = 9), Physeteridae (n = 1), and Ziphiidae (n = 1) families. A detailed description of the tested cetacean families, species, and their classification as coastal, pelagic or mixed habitat is provided in Table 1.

Table 1.

Family, species and origin of the cetacean species selected for this study, and liver and lung tested for the DNA viruses (herpesvirus and adenovirus) and RNA virus (hepatitis E virus) screening.

Family Common name Scientific name Habitat Number of tested animals
DNA viruses* RNA virus**
Liver Lung Overall Liver
Balaenopteridae Bryde's whale Balaenoptera brydei Mixed habitat 1 2 2
Balaenopteridae Humpback whale Megaptera novaeangliae Mixed habitat 18 4 18 17
Physeteridae Sperm whale Physeter macrocephalus Pelagic 3 3 4 1
Kogiidae Pygmy sperm whale Kogia breviceps Pelagic 5 2 5 1
Kogiidae Dwarf sperm whale Kogia sima Pelagic 12 10 14 8
Ziphiidae Gervais's beaked whale Mesoplodon europaeus Pelagic 1 1 1 1
Ziphiidae Cuvier's beaked whale Ziphius cavirostris Pelagic 1 1 1
Pontoporiidae Franciscana Pontoporia blainvillei Coastal 33 26 52 39
Delphinidae Short-beaked common dolphin Delphinus delphis Mixed habitat 2 0 2
Delphinidae Pygmy killer whale Feresa attenuata Pelagic 6 4 6 3
Delphinidae Short-finned pilot whale Globicephala macrorhynchus Pelagic 8 4 8 5
Delphinidae Risso's dolphin Grampus griseus Pelagic 2 1 2 1
Delphinidae Orca Orcinus orca Mixed habitat 2 1 2 2
Delphinidae Melon-headed whalen Peponocephala electra Pelagic 6 7 9 8
Delphinidae Guiana dolphin Sotalia guianensis Coastal 57 19 59 41
Delphinidae Pantropical spotted dolphin Stenella attenuata Pelagic 6 5 6 6
Delphinidae Clymene dolphin Stenella clymene Pelagic 6 5 6 5
Delphinidae Striped dolphin Stenella coeruleoalba Pelagic 2 0 2
Delphinidae Atlantic spotted dolphin Stenella frontalis Mixed habitat 7 7 9 5
Delphinidae Spinner dolphin Stenella longirostris Pelagic 2 2 3 2
Delphinidae Rough-toothed dolphin Steno bredanensis Mixed habitat 2 0 2
Delphinidae Common bottlenose dolphin Tursiops truncatus truncatus Mixed habitat 2 2 2 2
Delphinidae Lahille’s bottlenose dolphin Tursiops truncatus gephyreus Coastal 3 2 3
Total 187 108 218 147

*Adenovirus and herpesvirus.

**Hepatitis E virus.

Molecular methods

We selected samples from 218 different cetaceans (187 liver and 108 lung samples) to survey selected DNA virus (adenovirus and herpesvirus), and from 147 cetaceans (147 liver samples) for RNA virus (hepatitis E virus) (Table 1).

A targeted and systematic search for selected infectious agents (herpesvirus, adenovirus and HEV) was performed using molecular diagnostics. Frozen liver samples were manually or automatically homogenized, digested for 24 h with proteinase K (for DNA extraction), and centrifuged at 5.000 rpm for 5 min. Subsequently, the supernatant was extracted using commercial DNA or RNA kits (DNeasy Blood & Tissue kit and RNeasy mini kit, Qiagen, Hilden, Germany), according to the manufacturers' instructions. Samples preserved in RNAlater were washed with PBS before the extraction of the nucleic acids. Aside from liver and/or lung samples, which were selected for the initial screening, other tissue samples available from cases positive to the selected agents that were kept frozen or in RNAlater were also extracted and tested (Table 2). All DNA-extracted samples were tested for herpesvirus (DNA polymerase [DPOL] and glycoprotein B [gB] genes) and adenovirus (DPOL gene) by nested broad spectrum PCR techniques, while RNA extractions were tested for hepatitis E virus (open reading frame 1 of the RNA-dependent RNA polymerase region) using a nested PCR technique with an initial reverse transcription step34,49,50,8688; Supplementary Table 1). Of note, the DPOL PCR protocol is able to amplify alpha-, beta- and gammaherpesvirus, while the gB PCR is specific to gammaherpesvirus49,50. As positive controls, we selected positive samples to Magellanic penguin alphaherpesvirus (HV DPOL protocol), giant armadillo gammaherpesvirus (HV DPOL and gB protocols), fur seal gammaherpesvirus (HV gB protocol), a vaccine of canine adenovirus type 2 (adenovirus DPOL protocol), and a pig sample positive for hepatitis E genotype 3 (hepatitis E virus “open reading frame 1” protocol). DPEC water was selected as non-template control.

Those samples positive to any of the selected viruses were purified using the ExoSap-IT reagent (USB Corporation, Ohio, USA) and confirmed by direct Sanger sequencing of the amplicons in both directions in the ABI 3730 DNA Analyzer. The obtained sequences were aligned using the Muscle algorithm in MEGA Software 7.0 program89 to build consensus sequences. Once the primers were eliminated, the consensus sequences were compared with those available in GenBank using the BLAST algorithm, and the percentage of identity among them was determined based on the distance p ([1 – p-distance)*100]). Finally, we used the MEGA 7.0 program to perform the alignments with other sequences of the same viral family and build the phylograms, selecting 1000 bootstraps. The evolutionary models selected for the amino acid (aa) phylograms were: Le and Gascual with invariants sites (LG + I) for the alphaherpesvirus DNA polymerase tree, Jones-Taylor-Thornton with invariants sites and gamma distribution (JTT + I + G) for the gammaherpesvirus DNA polymerase tree, and LG + I + G for the glycoprotein B tree, according to the results of ProtTest analyses.

In this study, we included some liver and/or lung herpesvirus-positive animals that had been previously published by our group, in order to evaluate and compare the prevalence of the herpesvirus in the different tested species of Brazil (Table 2). Specifically, the DPOL sequences found in the liver and lung of the dwarf sperm whale MM579, and in the liver of the herpesvirus-positive Guiana dolphin MM731, correspond to alphaherpesviruses, and were previously described by Sacristán et al.32. Additionally, six franciscana cases (MM332, MM395, MM550, MM568, ii151268 and ii166901) were previously published by Exposto Novoselecki et al.34 as gammaherpesvirus-positive, with 2 DPOL and 1 gB sequence found in their livers, and 1 DPOL and 4 gB sequences detected in their lungs (Table 2). The remaining herpesvirus-positive cases were sequenced.

Histopathology

All available liver and lung samples of the animals positive to the selected viruses were microscopically evaluated to establish a potential “cause-effect” diagnostic between the presence of an identified infectious agent and the morphology of the observed lesion. In addition, the remaining available tissues of the positive cases were also histologically evaluated. All tissue samples fixed in 10% formalin were processed with routine techniques of paraffin embedding, cut at 5 µm and stained using the hematoxylin–eosin technique.

Statistics

Following the analysis of the selected agents, we performed conventional statistic tests (Chi square, Kruskal–Wallis) in the R program90 to elucidate if the prevalence (dependent variable) of the detected viruses could be associated with the following variables related to the individual’s history (independent variables): species habitat (costal, pelagic or mixed habitat), region (northeastern, southeastern, south), sex (male, female), age class (calf, juvenile, adult), and family (in those with more than ten individuals). The statistical evaluation was performed based on herpesvirus results obtained in (i) the total number of animals tested (in liver and/or lung), (ii) the total number of liver samples tested and (iii) the total number of lung samples analyzed. Only those variables with a p value < 0.05 were considered significant.

Permits

All studied samples were collected in full compliance with specific federal permits issued by the System of Authorization and Information on Biodiversity of the Chico Mendes Institute for Biodiversity Conservation (ICMBio) (SISBIO, license No 72608-1) and by the Brazilian Ministry of Environment and Climate Change (ABIO no. 1169/2019; SISGEN authorization no. AAF009C). All procedures were performed in accordance with the Ethics Committee in the Use of Animals (CEUA) of the School of Veterinary Medicine and Animal Sciences, University of São Paulo (Process number No 7151291019). No experiments were performed on live animals.

Ethical standards

All studied samples were collected in full compliance with specific federal permits issued by the System of Authorization and Information on Biodiversity (SISBIO) of the Chico Mendes Institute for Biodiversity Conservation (ICMBio, license No 72608-1), and by the Brazilian Ministry of Environment (ABIO no. 1169/2019). All procedures were performed in accordance with the Ethics Committee in the Use of Animals—CEUA) (certificate No 7151291019) of the School of Veterinary Medicine and Animal Science, University of São Paulo (FMVZ-USP). Part of the Samples from São Paulo and Santa Catarina states were collected as part of the Santos Basin Beach Monitoring Project (Projeto de Monitoramento de Praias da Bacia de Santos—PMP-BS), licensed by the Brazilian Institute of the Environment and Renewable Natural Resources (IBAMA) of the Brazilian Ministry of Environment (ABIO No 1169/2019). ARRIVE guidelines: not applicable.

Supplementary Information

Supplementary Tables. (24.5KB, docx)

Acknowledgements

We thank the São Paulo Research Foundation (FAPESP, grant #2019/26794-0), the Coordination for the Improvement of Higher Education Personnel (CAPES), and the Brazilian National Council for Scientific and Technological Development (CNPq) and Consejo Superior de Investigaciones Científicas for their support. We also thank the Zebra Grant Foundation for the grant provided to partially fund the project, and Iara Rodrigues for her support with the extraction kits. Carlos Sacristán receives a Juan the la Cierva incorporación fellowship (IJC2020–046019-I), granted by Ministerio de Ciencia e Innovación (MCIN)/Agencia Estatal de Investigación (AEI), and was the recipient of a FAPESP postdoctoral grant (process number 2018/25069-7). Ana Carolina Ewbank and Samira Costa-Silva received PhD Grants from FAPESP (process numbers 2018/20956–0 and 2020/12434–9). Aricia Duarte-Benvenuto and Roberta Zamana Ramblas received PhD Grants from CNPq (process numbers 141868/2019–8 and 165364/2018–1). Irene Sacristán receives a Juan the la Cierva formación fellowship (process number FJC2020–046311–I) granted by MCIN/AEI. José Luiz Catão-Dias and Marta J. Cremer are recipients of professorships from CNPq (304106/2022-4 and 313577/2020-0, respectively). We also thank the staff of all the institutions (Instituto Biopesca, UDESC, Instituto Baleia Jubarte, MAQUA-UERJ, IpeC and Univille) that provided samples and data for the study, and for their logistical and technical support. Projeto Baleia Jubarte is sponsored by Petroleo Brasileiro S.A. (Petrobras). Finally, we thank the Santos Basin Beach Monitoring Project (Projeto de Monitoramento de Praias da Bacia de Santos, PMP-BS) and Potiguar Basin Beach Monitoring Project (Projeto de Monitoramento de Praias da Bacia Potiguar, PMP-BP), conducted by Petrobrás, licensed by the Brazilian Institute of the Environment and Renewable Natural Resources of the Brazilian Ministry of Environment under ABIO no. 640/2015.

Author contributions

Performed experiments C.S., A.C.E., A.D-B., I.S., R.Z-R., and J.C-D. Analyzed experiments S.C-S., V.L.R., C.P.B., R.delR.doV., P.V.C., A.C.C., M.C.C.M., J.L-B., A.dF.A. V.L.C., C.F.P., M.C., F.E. Designed the study J.L.C-D., and C.S. Wrote the paper C.S., A.C.E., A.D-B. and J.C-D. with the contribution of all coauthors. Supervised the study C.S. and J.L.C-D. All authors reviewed the manuscript.

Data availability

All data are available in the manuscript. The datasets generated and/or analyzed during the current study are available in the GenBank repository (accession numbers OQ980334 to OQ980338, OQ926585 and OQ926586).

Competing interests

The authors declare no competing interests.

Footnotes

Publisher's note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

The online version contains supplementary material available at 10.1038/s41598-023-45315-9.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplementary Tables. (24.5KB, docx)

Data Availability Statement

All data are available in the manuscript. The datasets generated and/or analyzed during the current study are available in the GenBank repository (accession numbers OQ980334 to OQ980338, OQ926585 and OQ926586).


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