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. 2024 Feb 13;72(8):4325–4333. doi: 10.1021/acs.jafc.3c09261

Strategy for the Enzymatic Acylation of the Apple Flavonoid Phloretin Based on Prior α-Glucosylation

Jose L Gonzalez-Alfonso , Cristina Alonso , Ana Poveda §, Zorica Ubiparip , Antonio O Ballesteros , Tom Desmet , Jesús Jiménez-Barbero §,, Luisa Coderch , Francisco J Plou †,*
PMCID: PMC10905995  PMID: 38350922

Abstract

graphic file with name jf3c09261_0007.jpg

The acylation of flavonoids serves as a means to alter their physicochemical properties, enhance their stability, and improve their bioactivity. Compared with natural flavonoid glycosides, the acylation of nonglycosylated flavonoids presents greater challenges since they contain fewer reactive sites. In this work, we propose an efficient strategy to solve this problem based on a first α-glucosylation step catalyzed by a sucrose phosphorylase, followed by acylation using a lipase. The method was applied to phloretin, a bioactive dihydrochalcone mainly present in apples. Phloretin underwent initial glucosylation at the 4′-OH position, followed by subsequent (and quantitative) acylation with C8, C12, and C16 acyl chains employing an immobilized lipase from Thermomyces lanuginosus. Electrospray ionization-mass spectrometry (ESI-MS) and two-dimensional nuclear magnetic resonance spectroscopy (2D-NMR) confirmed that the acylation took place at 6-OH of glucose. The water solubility of C8 acyl glucoside closely resembled that of aglycone, but for C12 and C16 derivatives, it was approximately 3 times lower. Compared with phloretin, the radical scavenging capacity of the new derivatives slightly decreased with 2,2-diphenyl-1-picrylhydrazyl (DPPH) and was similar to 2,2-azino-bis(3-ethylbenzothiazoline-6-sulfonic acid) (ABTS•+). Interestingly, C12 acyl-α-glucoside displayed an enhanced (3-fold) transdermal absorption (using pig skin biopsies) compared to phloretin and its α-glucoside.

Keywords: flavonoids, dihydrochalcones, antioxidants, acylation, hydrophile–lipophile balance (HLB)

Introduction

Polyphenols are a class of natural compounds widely found in fruits, vegetables, and other plant-based sources. Flavonoids are a specific subgroup of polyphenols characterized by a 15-carbon backbone consisting of two phenyl rings (A and B) connected by a heterocyclic ring (C) and encompass various subclasses such as flavones, flavonols, flavanones, isoflavones, anthocyanins, and others.1 Other polyphenols, such as phenolic acids and stilbenes, have distinct structures. Polyphenols possess a variety of biological activities and have garnered significant attention from the nutraceutical, pharmaceutical, and cosmetic industries.2 Their role involves safeguarding cells from the damaging effects of reactive oxygen species (ROS) and other free radicals.3 This explains their potential to prevent human diseases related to oxidative processes and cell damage, such as cancer, neurodegeneration, inflammatory disorders, diabetes, rheumatoid, or arthritis.46

The lipophilicity of a polyphenol is a crucial factor in its ability to traverse biological barriers such as cell membranes, the blood–brain barrier, and the skin, which are primarily composed of lipids.7 Optimizing the balance between lipophilicity and hydrophilicity is essential for the development of effective nutraceuticals with improved bioavailability and tissue penetration properties.8 The acylation of flavonoids also modifies their physicochemical properties, stability, and bioactivity.9 In this context, synthesized acylated derivatives of resveratrol have been assayed as antioxidants in several fish lipid matrices10 and also as cell-growth inhibitors of cancer prostate cells.11 González et al. demonstrated that alkyl gallates with medium-size chains (C6–C12) exhibited improved antioxidant activity in fish oil-in-water emulsions.12 However, excessive lipophilicity can have negative consequences, as highly lipophilic compounds may exhibit poor aqueous solubility, resulting in reduced dissolution and absorption rates.

The acylation of polyphenols using enzymes presents numerous advantages compared to chemical processes, including milder reaction conditions, enhanced specificity, sustainability, efficiency, compatibility with biological systems, and reduced waste and environmental impact.13 Many polyphenols commonly exist in the form of glycosides.14 The acylation of these molecules with different fatty and aromatic acids has been widely documented.1517 In contrast, the acylation of nonglycosylated polyphenols proves to be more difficult since they have fewer available reactive sites for acylation, as they lack the sugar moiety that can act as a nucleophile.18 This limits the options for direct acylation and makes the reactions more challenging. Additionally, the presence of multiple phenolic groups in polyphenols can lead to side reactions or the need for protection and deprotection steps, further complicating the acylation process.19

We previously reported the acylation of resveratrol catalyzed by several lipases, but the reactions were quite slow when increasing the chain length of the fatty acid (75% conversion yield in 12 h for acetate, 55% in 160 h for stearate).20 This is a common pattern described in enzyme-catalyzed acylation processes over different nonglycosylated polyphenols.2125 The only efficient cases of acylation of nonglycosylated polyphenols with long fatty acids occur when primary alcohols are present, which are present in certain compounds such as hydroxytyrosol26,27 or dihydromyrecitin.28 In other cases, the yields and/or regioselectivity often fail to meet satisfactory levels.29

In the present work, we propose a general two-step strategy for acylation of polyphenols that is based on a first α-glucosylation (catalyzed by a sucrose phosphorylase mutant) followed by acylation of the sugar moiety with vinyl esters using immobilized lipases.30 The R134A mutant of sucrose 6′-phosphate phosphorylase from Thermoanaerobacterium thermosaccharolyticum exhibits a significantly higher affinity for polyphenols than the native enzyme, caused by the increased size of the catalytic pocket.31 In particular, it proved to be successful for the glucosylation of a variety of polyphenols such as pyrogallol, alkyl gallates, resveratrol, quercetin, and different catechins.32 Recently, we reported the efficient synthesis of phloretin mono- and di-α-glucosides with this enzyme.33 For the acylation step, the lipase from Thermomyces lanuginosus has shown efficacy for glucose transesterification at the 6-OH position.34

As a proof of concept, we have applied this strategy to phloretin, a flavonoid belonging to the subgroup of dihydrochalcones, which is present in most parts of the apple tree, including the leaves, skin, and pomace of apples.35 Despite its reported antidiabetic, anticancer, and antiviral properties,36,37 its bioavailability is low as a consequence of its poor absorption.38 Due to the interest of phloretin in cosmetic applications,39,40 we further analyzed the percutaneous absorption of the synthesized acyl-α-glucosides and compared the results with the aglycone and the α-glucosides.

Materials and Methods

Enzyme and Reagents

The production of the recombinant sucrose phosphorylase mutant TtSPP_R134A from T. thermosaccharolyticum was carried out as previously described.33 The lipase from T. lanuginosus immobilized on granulated silica (Lipozyme TL IM, 250 IUN/g) was kindly provided by Novozymes. Phloretin was purchased from Hunan MT Health Inc. (Hunan, China). Sucrose was obtained from Scharlau. Vinyl octanoate and vinyl palmitate were obtained from TCI Chemicals. Vinyl laurate, ABTS [2,2-azino-bis(3-ethylbenzothiazoline-6-sulfonic acid)], DPPH (2,2-diphenyl-1-picrylhydrazyl), and (R)-Trolox (6-hydroxy-2,5,7,8-tetramethylchroman-2-carboxylic acid) were acquired from Sigma-Aldrich. All other reagents and solvents were of the highest purity grade available.

General Procedure for the Enzymatic Acylation of Phloretin

Phloretin was α-glucosylated with the R134A sucrose phosphorylase mutant from T. thermosaccharolyticum as described in a previous work.33 Phloretin 4′-O-α-d-glucopyranoside (7 mg, 16 μmol), vinyl ester (320 μmol), and Lipozyme TL IM (7 mg) were mixed in tert-butyl alcohol (1 mL). The reaction was carried out at 60 °C under vigorous shaking. Aliquots of 50 μL were taken at different times and diluted with 450 μL of methanol. Samples were analyzed by TLC and HPLC. TLC analysis was carried out with silica gel plates 60 F254 (Merck) with a mixture of ethyl acetate, methanol, and water 60:5:4 (v/v/v) as the mobile phase. The spots were visualized by UV light and also employing 10% (v/v) H2SO4 solution and heating the plate. HPLC analysis was performed using a quaternary pump (model 600, Waters) coupled to an autosampler (model ProStar 420, Varian Inc.). The column was a Zorbax Eclipse Plus C18 (4.6 mm × 100 mm, 3.5 μm, Agilent) at 40 °C. The detector was a photodiode array (ProStar, Varian), and peaks were detected at 297 nm and analyzed with the software Varian Star LC workstation 6.41. The mobile phase was acetonitrile and water in gradient, both solvents acidified with 0.1% (v/v) formic acid. The gradient was formed by increasing the acetonitrile from 15 to 95% in 5 min, followed by an isocratic step of 10 min at 95%. After that, the column was equilibrated under initial conditions for 5 min before the next injection.

Product Purification

The acylation reaction was scaled up to an initial amount of 100 mg of phloretin glucoside (total volume of 14.3 mL). After 24 h of reaction, the solvent was evaporated with an R-210 rotary evaporator (Buchi), and the pellet was washed with toluene and water to separate the residual fatty acid and phloretin monoglucoside, respectively. After that, the solid was redissolved in methanol. The main product was purified by flash chromatography (Pure C-815 system, Buchi). A FlashPure EcoFlex cartridge (Buchi) with 12 g of silica (particle size, 50 μm) was used. The mobile phase consisted of a gradient with ethyl acetate and aqueous methanol at 60% (v/v) with a flow rate of 30 mL/min. The method started with 100% (v/v) of ethyl acetate during 2.6 min, followed by a gradient with aqueous methanol from 0% (v/v) to 15% (v/v) in 2.6 min. This phase was maintained for 2 min. The elution of products was detected with a photodiode array detector in series with an evaporative light-scattering detector (ELSD). Finally, the solvents were evaporated to obtain the corresponding acylated phloretin 4′-O-α-d-glucopyranoside. After purification, the products were collected as yellow oils and characterized by MS and 2D-NMR.

Mass Spectrometry

The molecular weight of the main products was determined by high-resolution mass spectrometry with electrospray ionization (ESI) coupled to a hybrid QTOF analyzer (model MAXIS II, Bruker) in the positive reflector mode. Methanol with 0.1% formic acid was employed as the ionizing phase.

Nuclear Magnetic Resonance (NMR) Analysis

The structure of the products was determined using a combination of 1D and 2D (13C-APT, COSY, DEPT-HSQC, and TOCSY) standard NMR techniques. The spectra of the samples, dissolved in CD3OD (ca. 7–13 mM), were recorded on a Bruker AV-III 600 spectrometer equipped with a PA TXI probe with gradients in the X, Y, and Z axis, at a temperature of 298 K. Chemical shifts were expressed in parts per million (ppm). Residual MeOD-d4 signal was used as an internal reference (3.31 ppm). All of the pulse sequences were provided by Bruker. For the DEPT-HSQC experiment, values of 7 ppm and 1K points for the 1H dimension and 165 ppm and 256 points for the 13C dimension were used. For the homonuclear COSY, 7 ppm windows were used with a 2K × 256 point matrix. For the HMBC experiment, values of 7 ppm and 2K points for the 1H dimension and 220 ppm and 384 points for the 13C dimension were used.

Aqueous Solubility

The compounds were incubated at 25 °C in water (saturated conditions) during 3 days under orbital stirring (1000 rpm). Then, the samples were centrifuged, and the supernatants (200 μL) were analyzed in triplicate in a 96-well plate, using a phloretin calibration curve in methanol (0–200 μg/mL). The absorbance was measured at 297 nm in a UV–vis spectrophotometer (Tecan Infinite M200).

Antioxidant Activity

The capacity of the synthesized derivatives to reduce the radical cation 2,2-azino-bis(3-ethylbenzothiazoline-6-sulfonic acid) diammonium salt (ABTS•+) and 2,2-diphenyl-1-picrylhydrazyl (DPPH) was assessed in 96-well plates.33,41 (R)-Trolox was employed as a reference in both assays. Standard solutions with concentrations between 0 and 200 μM for (R)-Trolox and between 0 and 1000 μM for phloretin and its acyl-glucosides were prepared in methanol. The compounds (20 μL) at different concentrations were mixed with 230 μL of ABTS•+ (previously diluted with methanol to get an absorbance of 0.7 at 655 nm) or 200 μL of DPPH (200 μM in methanol). After incubation in the dark at room temperature for 15 min, the absorbance (at 655 nm for ABTS•+ and at 540 nm for DPPH) was measured with a Zenyth 200 spectrophotometer. The EC50 was referred to the concentration of compound needed to reduce the ABTS•+ absorbance to 50%. The results were expressed as Trolox equivalent antioxidant capacity (TEAC), calculated from the EC50 of each compound and the EC50 of Trolox.

Percutaneous Absorption

The study was carried out in vitro with pig biopsies placed on Franz static diffusion cells (3 mL, 1.86 cm2 of exposed area, diameter: 30 mm, Lara-Spiral, Courtenon, France) in order to determine the distribution of the active compound (API) at the different skin layers after an exposure time of 24 h. All materials and procedures for this test have been described in a previous report employing phloretin and two glucosides.33 The concentration of the extracted active compound was determined with the HPLC method described before.

Results and Discussion

Strategy for the Acylation of Phloretin

The overall reaction pathway for the acylation process is illustrated in Figure 1. In the case of phloretin, α-glucosylation was carried out using 10% (v/v) acetone as the cosolvent to increase the solubility of the flavonoid.33 The selective formation of a monoglucoside or a diglucoside (with α(1 → 3) linkage between the two glucoses) can be kinetically controlled. The monoglucoside concentration reaches its maximum after approximately 12 h, with the remaining phloretin being almost negligible at that point, and subsequently, it decreases over time as the diglucoside emerges. The maximum conversion yield of the monoglucoside (phloretin 4′-O-α-d-glucopyranoside) was 53%, and this product showed a 71-fold greater aqueous solubility than aglycone.33

Figure 1.

Figure 1

Reaction pathway proposed to obtain acylated derivatives of polyphenols. (A) The polyphenol is α-glucosylated using sucrose as the glucosyl donor catalyzed by the sucrose phosphorylase mutant R134A from T. thermosaccharolyticum. (B) The α-glucoside is acylated with vinyl esters (C8–C16) catalyzed by the lipase from T. lanuginosus, with high regioselectivity at 6-OH of the glucose, yielding the corresponding acyl α-glucosides.

For the second step, T. lanuginosus lipase was selected due to its remarkable regioselectivity for the 6-OH of glucose in different acylation reactions.42,43Tert-butanol has proven to be an excellent solvent for the reactions catalyzed by this enzyme, offering noteworthy stability and activity for the biocatalyst.44 This solvent also provides remarkable solubility for the phloretin monoglucoside. Vinyl esters were chosen as acyl donors because the rate of transesterification of carbohydrates is about 20–100 times faster than with alkyl esters.45,46 Specifically, we explored the acylation of the phloretin α-glucoside employing vinyl esters with different fatty acid chains (C8, C12, and C16).

The reaction was carried out by mixing phloretin 4′-O-α-glucopyranoside (16 mM) with the vinyl ester (320 mM) in tert-butanol, in the presence of the immobilized lipase Lipozyme TL IM (7 mg/mL). The acylation reaction was maintained at 60 °C and monitored by TLC (a new spot with high Rf appeared in the three cases) and HPLC. The chromatograms at 0, 1, and 6 h are shown in Figure 2, where A is the reaction with vinyl octanoate, B with vinyl laurate, and C with vinyl palmitate. The appearance of a new peak (with a higher retention time than the glucoside) corresponding to the acylated α-glucoside of phloretin was evident in the three reactions.

Figure 2.

Figure 2

HPLC chromatograms (at 0, 1, and 6 h) showing the acylation of phloretin α-glucoside. Reaction conditions: phloretin 4′-O-α-glucopyranoside (0.016 mmol), vinyl ester (0.32 mmol), Lipozyme TL IM (7 mg), tert-butanol (1 mL), 60 °C. Acyl donors: (A) vinyl octanoate, (B) vinyl laurate, and (C) vinyl palmitate.

The progress of the acylation reactions underwent further examination (Figure 3). The reactions were very fast and finished in 8 h for C8 and C16 and in 6 h for C12, reaching a conversion yield in all cases higher than 95%. The enzymatic reaction exhibited an exceptionally high level of efficiency, compared to nonglycosylated polyphenols, owing to the presence of the glucose moiety in the molecule. To illustrate this effect, Saik et al. synthesized quercetin oleate with the lipase B from Candida antarctica, and the conversion yield was approximately 25% in 7 days.21 Epigallocatechin gallate (EGCG) was acetylated by transesterification with vinyl acetate using immobilized lipase from Mucor miehei (83% conversion after 10 h), but there is no information regarding longer fatty acids.47 Recently, Cho et al. synthesized several acyl myricetins with C. antarctica B lipase, but the longest fatty acid was C8 and the reaction time was 96 h.48 Peng et al. reported a 4% yield of quercetin monolaurate using the lipase from Burkholderia cepacia(24) and a 9–15% yield with resveratrol.25

Figure 3.

Figure 3

Progress of phloretin monoglucoside acylations. Reaction conditions: phloretin 4′-O-α-glucopyranoside (7 mg, 0.016 mmol), vinyl ester (0.32 mmol), Lipozyme TL IM (7 mg), tert-butanol (1 mL), 60 °C. Acyl donors: (A) vinyl octanoate, (B) vinyl laurate, and (C) vinyl palmitate.

Chemical Characterization of the Acylated Derivatives

The acylated derivatives were purified by flash chromatography (Figure S1) and characterized by exact mass spectrometry (ESI-MS, Figures S2–S4) and nuclear magnetic resonance (NMR, Figures S5–S11). Table 1 presents an overview of the NMR data.

Table 1. NMR Spectroscopy Data (600 MHz, DMSO-d6) for the Synthesized Compounds.

  δC (ppm), type
δH (ppm), J in Hz
position 1a 1b 1c 1a 1b 1c
1 134.0, C 134.0, C 133.9, C      
2/6 130.5, CH 130.5, CH 130.5, CH 7.04 (app d, J = 8.5, 2H)a 7.0 (app d, J = 8.5, 2H)a 7.04 (app d, J = 8.5, 2H)a
3/5 116.3, CH 116.3, CH 116.3, CH 6.69 (app d, J = 8.5, 2H)a 6.7 (app d, J = 8.5, 2H)a 6.69 (app d, J = 8.5, 2H)a
4 156.7, C 156.6, C 156.7, C      
7 31.4, CH2 31.4, CH2 31.4, CH2 2.86 (m, 2H), 2.86 (m, 2H) 2.86 (m, 2H)
8 47.8, CH2 47.8, CH2 47.8, CH2 3.31 (m, 2H) 3.3 (m, 2H) 3.31 (m, 2H)
9 207.2 C 207.2, C 207.1, C      
1’ 107.1, C 107.1, C 107.1, C      
2′/6′ 165.5, C 165.4, C 165.5, C      
3′/5′ 96.9, CH 96.9, CH 96.9, CH 6.17 (s, 2H) 6.20 (s, 2H) 6.16 (s, 2H)
4′ 164.4, C 164.3, C 164.4, C      
1″ 98.1, CH 98.0, CH 98.1, CH 5.51 (d, J = 3.7, 1H) 5.5 (d, J = 3.7, 1H) 5.51 (d, J = 3.7, 1H)
2″ 73.1, CH 73.1, CH 73.1, CH 3.58 (dd, J = 3.7, 9.7. 1H), 3.6 (dd, J = 3.7, 9.7, 1H) 3.57 (dd, J = 3.7, 9.7, 1H)
3″ 75.0, CH 75.0, CH 75.0, CH 3.78 (dd, J = 8.8, 9.7, 1H) 3.8 (dd, J = 9.3, 9.7, 1H), 3.78 (dd, J = 9.3, 9.7, 1H)
4″ 72.1, CH 72.1, CH 72.1, CH 3.30 (dd, J = 8.8, 9.8, 1H) 3.3 (dd, J = 9.3, 10.0, 1H) 3.29 (dd, J = 9.3, 10.0, 1H)
5″ 72.5, CH 72.5, CH 72.5, CH 3.73 (ddd, J = 2.1, 7.4, 9.8, 1H) 3.7 (ddd, J = 2.1, 7.8, 10.0, 1H) 3.74 (ddd, J = 2.0, 7.7, 10.0, 1H)
6″ 64.7, CH2 64.8, CH2 64.8, CH2 4.11 (dd, J = 7.4, 11.7, 1H, H6″a) 4.42 (dd, J = 2.0, 11.8, 1H, H6″b) 4.1 (dd, J = 7.6, 11.7, 1H, H6″a) 4.4 (dd, J = 7.4, 1.9, 1H, H6″b) 4.1 (dd, J = 7.6, 11.8, 1H, H6″a) 4.42 (1H, J = 2.0, 11.8, 1H H6″b)
1a 175.5, C 175.6, C 175.5, C      
2a 35.1, CH2 35.2, CH2 35.2, CH2 2.23 (m, 2H) 2.2 (m, 2H) 2.22 (m, 2H)
3a 26.0, CH2 26.0, CH2 26.1, CH2 1.47 (m, 2H) 1.46 (m, 2H) 1.45 (m, 2H)
4a 30.3, 30.2, CH2b 30.4–31, CH2b 31.0–30.4, CH2b 1.20 (m, 4H) 1.17–1.35 (m, 12H) 1.22–1.27 (m, 20H)
5a
6a 33.0, CH2 1.21 (m, 2H)
7a 23.8, CH2 1.28 (m, 2H),
8a 14.6, CH3 0.88 (t J = 7.3, 3H)
9a    
10a   33.0, CH2   1.27 (m, 2H)
11a   23.9, CH2   1.30 (m, 2H)
12a   14.6, CH3   0.89 (t J = 7.0, 3H)
13a        
14a     33.2, CH2     1.28 (m, 2H)
15a     23.9, CH2     1.31 (m, 2H)
16a     14.6, CH3     0.89 (t J = 7.1, 3H)
a

Apparent doublet, it is the component of the second-order AAXX’ spin system expected for a 1,4-disubstituted phenyl ring.

b

Not distinguishable due to overlapping.

The acylation position of the acylated derivatives was determined by NMR through the analysis of 2D-HMBC. The two protons at position 6″- of the glucose presented an HMBC signal with the first carbon of the alkyl chain, which allowed us to confirm the 6″-OH of glucose as the acylation point with high regioselectivity. Furthermore, HMBC signals were observed between the anomeric 1″H of glucose and the 4′-C of the phloretin, with a J of 3.7 Hz, indicating α configuration. To the best of our knowledge, the three synthesized acylated derivatives (Figure 4) are new compounds. The characterization data for each compound is described below.

Figure 4.

Figure 4

Molecular structure of the synthesized compounds: (1a) phloretin 4′-O-(6-O-octanoyl)-α-d-glucopyranoside; (1b) phloretin 4′-O-(6-O-lauroyl)-α-d-glucopyranoside; and (1c) phloretin 4′-O-(6-O-palmitoyl)-α-d-glucopyranoside.

Phloretin 4′-O-(6-O-Octanoyl)-α-d-glucopyranoside (1a)

Conversion yield: 98%; yield: 76%, 98 mg; yellow oil; HPLC-UV (297 nm): tR 9.0 min (90% purity); ESI-MS (m/z): 585.2306 [M + Na]+, calculated 585.2312.

Phloretin 4′-O-(6-O-Lauroyl)-α-d-glucopyranoside (1b)

Conversion yield: 97%; yield: 73%, 103 mg; yellow oil; HPLC-UV (297 nm): tR 10.6 min (89% purity); ESI-MS (m/z) 641.2925 [M + Na]+, calculated 641.2938.

Phloretin 4′-O-(6-O-Palmitoyl)-α-d-glucopyranoside (1c)

Conversion yield: >99%; yield: 71%, 100 mg; yellow oil; HPLC-UV (297 nm): tR 12.4 min (97%); ESI-MS (m/z) 697.3564 [M + Na]+, calculated 697.3564.

Aqueous Solubility and Stability

The solubility in water of the three acylated derivatives was analyzed at 25 °C and compared with the results previously obtained with phloretin monoglucoside and aglycone. The results are summarized in Table 2. As expected, the acylation of the monoglucoside decreased the water solubility. It is noteworthy that the effect of glucosylation, followed by acylation with C8, has a negligible effect on the initial solubility of phloretin. On the other hand, the solubility of the C12 and C16 derivatives was 3 times lower than that of aglycone. A similar increase in lipophilicity and the partition coefficient (log P) upon acylation has also been reported for other flavonoids.49,50

Table 2. Water Solubility at 25 °C of Phloretin, Phloretin α-Glucoside, and the New Acylated α-Glucosides.

compound solubility (mg/L)
phloretina 23.2 ± 0.3
phloretin 4′-O-α-d-glucosidea 1644 ± 101
phloretin 4′-O-(6-O-octanoyl)-α-d-glucoside 22.1 ± 0.5
phloretin 4′-O-(6-O-lauroyl)-α-d-glucoside 6.0 ± 0.2
phloretin 4′-O-(6-O-palmitoyl)-α-d-glucoside 7.1 ± 0.3
a

Data available in a previous article.33

Regarding the stability, we observed that the synthesized acyl-glucosides exhibit significant stability over several days under neutral and mildly acidic pH conditions (Figure S12). However, at pH 8.0, we noted a gradual hydrolysis of the ester bond, resulting in approximately 25% conversion to the respective monoglucoside over an 8-day period. The compounds were incubated in a 70:30 (v/v) mixture of ethanol and 100 mM buffer (sodium acetate for pH 4.0; sodium phosphate for pH 6.0 and 8.0), at 37 °C. In this context, Švehlíková et al. reported that acetyl and malonyl glucosides of the flavonoid apigenin were unstable depending on the storage conditions and the acylation position on the glucose moiety (the derivatives at the primary hydroxyl 6-OH were more stable in comparison with the secondary hydroxyl groups).51 In our work, the presence of a long fatty acid chain and the acylation at 6″-OH can promote significant stability of the synthesized derivatives.

Antioxidant Properties

The antioxidant activity of the synthesized acylated derivatives was evaluated measuring the Trolox equivalent antioxidant capacity (TEAC), which assesses the ability of a compound to scavenge free radicals and prevent oxidative damage.52 First, the compounds were tested for their ability to neutralize the radical cation ABTS•+ (2,2’-azinobis-(3-ethylbenzothiazoline-6-sulfonic acid)). After the different compounds were added, the decrease in color intensity was measured spectrophotometrically. The assay was also performed with 1,1-diphenyl-2-picrylhydrazyl (DPPH), which relies on the ability of a substance to donate hydrogen atoms or electrons to neutralize the stable free radical DPPH. In both cases, the antioxidant capacity is typically expressed in terms of Trolox equivalents, a reference synthetic compound with known antioxidant activity. The TEAC values were calculated from EC50, i.e., the concentration of each compound needed to reduce the ABTS•+ or DPPH absorbance to 50%. The main results are presented in Figure 5.

Figure 5.

Figure 5

Antioxidant activity on ABTS•+ (A) and DPPH (B) of phloretin, its 4′-O-α-glucoside, and the corresponding acylated α-glucosides. Data are expressed as TEAC value ± SD (n = 3, #p < 0.01 vs phloretin; p < 0.02 vs Glc-phloretin).

The acylated derivatives exhibited a slightly higher antioxidant activity in the ABTS•+ assay than the corresponding α-glucoside and similar to the aglycone.33 The increase of antioxidant activity upon acylation has also been reported in other flavonoids such as proanthocyanidin53 and naringin.54 It is noteworthy that phloretin and its derivatives showed antioxidant activity higher than that of Trolox in this assay.

In contrast, the acylated derivatives displayed an antioxidant activity lower than those of phloretin and the α-glucoside in the DPPH assay. In this case, the antioxidant activity was significantly lower than that of Trolox. It is reported that the DPPH assay usually underestimates the dihydrochalcone antioxidant activity.55

Skin Absorption Study

Enzymatic acylation can also be regarded as a strategy to increase the skin absorption of bioactive polyphenols. The capacity of phloretin to protect against UV radiation, its antimicrobial activity, and its antioxidant power offer a great potential for advanced applications in cosmetics.56,57 Phloretin is also employed as a penetrator enhancer for other bioactive substances.56 In a previous work, we reported the skin absorption of phloretin, along with its monoglucoside and diglucoside.33 Phloretin and the monoglucoside displayed a similar absorption pattern; however, the absorption of diglucoside was reduced.

When seeking to improve transdermal absorption and facilitate effective penetration through the skin barriers, simple glycosylation is typically not regarded as a favorable strategy. In contrast, the acylation of the glucoside could increase skin absorption. We measured the percutaneous absorption of the synthesized acyl-glucoside derivatives of phloretin using pig skin biopsies (Figure S13). The skin absorption of the aglycone (phloretin) and the 4′-O-α-d-glucopyranoside, reported in a previous work,33 is also shown to facilitate the comparison. Figure 6 illustrates the main results obtained within the different skin layers.

Figure 6.

Figure 6

In vitro percutaneous absorption of acylated derivatives of phloretin and their precursors (phloretin and its 4′-O-α-glucoside) within the different skin layers. W is the surface excess, SC is the stratum corneum, E is the epidermis, D is the dermis, FR is the fluid receptor, and Perc. Abs. is the percutaneous absorption. The results are expressed as μg/cm2 of the active pharmaceutical ingredient (API). Mean values ± standard deviations, n = 3; *p < 0.05 vs phloretin; #p < 0.05 vs α-Glc-phloretin.

Remarkably, the lauroyl ester 1b exhibited a greater percutaneous absorption (approximately 3-fold increase) than phloretin and 4′-O-α-glucoside. However, the acylation with C8 and C16 had no significant effect on skin absorption. The absorption through epithelium barriers depends on the hydrophile–lipophile balance (HLB) and the molecular size of the compounds.58 Within this context, Yang et al. reported that acylation of anthocyanins was related to a better interaction with functional proteins and membrane lipids.59

In summary, we developed a useful (and general) strategy for the synthesis of acylated derivatives of flavonoid aglycones. The method is based on a previous (and efficient) α-glucosylation; the glucosyl moiety provides an acylation site for regiospecific lipases. We applied this strategy to the flavonoid phloretin, which led to the synthesis of new acyl-glucosides with high conversion rates and outstanding regioselectivity. The C12-acylated derivative exhibited a superior skin penetration efficiency. The use of different acyl donors could provide a way to modulate the physicochemical properties of polyphenols as well as their biological properties in terms of in vivo absorption and bioavailability.

Acknowledgments

The authors acknowledge the NMR resources and the technical support provided by the Laboratorio de RMN de Euskadi (LRE) of the Spanish ICTS Red de Laboratorios de RMN de Biomoléculas (R-LRB); Manuel Ferrer and David Almendral (ICP-CSIC) for the enzyme production support; the collaboration and contribution of the Service of Dermocosmetic Assessment from IQAC-CSIC; and Ramiro Martínez (Novozymes) for providing immobilized lipases and technical suggestions.

Glossary

Abbreviations

ABTS

2,2-azino-bis(3-ethylbenzothiazoline-6-sulfonic acid)

DPPH

2,2-diphenyl-1-picrylhydrazyl

(R)-Trolox

6-hydroxy-2,5,7,8-tetramethylchroman-2-carboxylic acid

TEAC

trolox equivalent antioxidant capacity

MS

mass spectrometry

ESI

electrospray ionization

NMR

nuclear magnetic resonance

13C-APT

attached proton test

COSY

correlation spectroscopy

HSQC

heteronuclear single quantum coherence

HMBC

heteronuclear multiple bond correlation

HLB

hydrophile–lipophile balance

Supporting Information Available

The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/acs.jafc.3c09261.

  • Figure S1, purification by flash chromatography of compound 1a; Figures S2–S11, detailed MS and NMR spectra for the new compounds; Figure S12, stability of compounds 1a and 1c in a 70:30 (v/v) mixture of ethanol and 100 mM buffer, at 37 °C; and Figure S13, representation of in vitro percutaneous absorption experiments. (PDF)

This work was supported by (1) Grant PDC2022-133134-C21 “ACYLGLUFLAV_APP” funded by MCIN/AEI/10.13039/501100011033 by the “European Union NextGenerationEU/PRTR”; (2) Grant PID2019-105838RB-C31 “GLYCOENZ-PHARMA” funded by MCIN/AEI/10.13039/501100011033; (3) Grant PID2022-136367OB-C31 “GLYCOENZ-GREEN” funded by MCIN/AEI/10.13039/501100011033 and through FEDER, a Way of Making Europe; and (4) Grant CM_5779 “Programa Investigo” (Madrid Region, Call 2022, European Union NextGenerationEU). The authors thank the support of the scholarship of Jose Luis Gonzalez from the Spanish Ministry of Education, Culture and Sport through the National Program FPU (FPU17/00044).

The authors declare no competing financial interest.

Supplementary Material

jf3c09261_si_001.pdf (1.1MB, pdf)

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