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. 2023 Sep 22;203(2):779–804. doi: 10.1007/s10231-023-01381-4

A comparison principle for doubly nonlinear parabolic partial differential equations

Verena Bögelein 1, Michael Strunk 1,
PMCID: PMC10924747  PMID: 38469585

Abstract

In this paper, we derive a comparison principle for non-negative weak sub- and super-solutions to doubly nonlinear parabolic partial differential equations whose prototype is

tuq-div(|u|p-2u)=0inΩT,

with q>0 and p>1 and ΩT:=Ω×(0,T)Rn+1. Instead of requiring a lower bound for the sub- or super-solutions in the whole domain ΩT, we only assume the lateral boundary data to be strictly positive. The main results yield some applications. Firstly, we obtain uniqueness of non-negative weak solutions to the associated Cauchy–Dirichlet problem. Secondly, we prove that any weak solution is also a viscosity solution.

Keywords: Doubly nonlinear parabolic PDE, Comparison principle

Introduction and main results

The parabolic partial differential equation

tuq-div(|u|p-2u)=0inΩT, 1.1

with some arbitrary exponents q>0 and p>1 is a non-trivial generalization of some well-studied problems. Here and in the following ΩT=Ω×(0,T) denotes a space-time cylinder over a bounded domain ΩRn and T>0. In its general form, (1.1) is called a doubly nonlinear pde. Only for the specific choice q=1 and p=2, it is linear and yields the heat equation. If q=p-1, it is homogeneous with respect to multiplication. The resulting pde is sometimes called Trudinger’s equation. In the case p=2, we obtain the porous medium equation, whereas the case q=1 yields the parabolic p-Laplace equation.

Properties of weak solutions to the porous medium equation and the parabolic p-Laplace equation are by now better understood than for the general doubly nonlinear pde (1.1). In this paper, we will investigate comparison principles for weak sub- and super-solutions to (1.1) as well as generalizations of (1.1). Roughly speaking, the comparison principle states that a sub-solution u and a super-solution v which satisfy uv on the parabolic boundary pΩT=(Ω¯×{0})(Ω×(0,T)) of the domain, must have the same property in the whole domain ΩT. Although it is generally understood to be a rather simple property, the comparison principle for doubly nonlinear equations is still far from being understood, and only special cases could be treated so far. The difficulties occur due to the lack of a weak time derivative and in particular in points where the solution is close to zero. Note that these difficulties do not occur for parabolic p-Laplace type equations, i.e., in the case q=1, in which the comparison principle can be shown by standard methods. Moreover, comparison principles for the prototype porous medium equation are presented in [30]. For more general equation of porous medium type, the situation is less clear.

In [2], Bamberger proved a comparison principle for weak solutions to doubly nonlinear equations under the additional assumption tuq,tvqL1(ΩT). In a similar spirit, Alt and Luckhaus [1] obtained a comparison principle for weak sub- and super-solutions, provided that (tuq-tvq)L1(ΩT). Also, the result of Diaz [12] requires an additional assumption on the time derivative. Unfortunately, these assumptions are quite restrictive, since they are not inherent in the definition of weak solution and in general not easy to verify.

Otto followed a different approach in [27]. He proved a comparison principle for weak sub- and super-solutions whose lateral boundary data are time independent. In particular, he avoided any extra regularity assumption on the sub- and super-solutions. Yet another approach was chosen by Ivanov, Mkrtychan, and Jäger in [20] for the case q(0,1] and p(1,2). Note that the parameter in [20] corresponds to (1-q)(p-1)q in (1.1). They allow time-dependent boundary data and prove a comparison principle for bounded and strictly positive sub- and super-solutions, i.e., the infimum of u and v on ΩT is assumed to be strictly positive. Subsequently, Ivanov [18] extended the result to the range of exponents q(0,1] and p>1. A similar result for Trudinger’s equation, i.e., the case p>1 and q=p-1 was established by Lindgren and Lindqvist in [26].

Our aim in this paper is to treat the full range of exponents q>0 and p>1. Moreover, we are able to weaken the infimum assumption. Instead of requiring the infimum of the sub- and super-solution to be strictly positive, we only assume the lateral boundary data of the super-solution to be strictly positive. Postponing a formal definition of weak sub/super-solutions to Sect. 2.2, our first main result is the following.

Theorem 1.1

Let q>0, p>1 and suppose that u is a non-negative weak sub-solution and v a non-negative weak super-solution of (1.1) in ΩT satisfying

essinfΩ×(0,T)v>0andesssupΩ×(0,T)u<ifq>1. 1.2

If

uvonΩ×(0,T), 1.3

then the following inequality holds

Ω×{t2}uq-vq+dxΩ×{t1}uq-vq+dx 1.4

for every 0t1<t2T.

As usual, the assumption uv on Ω×(0,T) has to be understood in the sense that (u-v)+Lp(0,T;W01,p(Ω)). Applying Theorem 1.1 in the special situation where additionally u(·,0)v(·,0) a.e. in Ω yields a comparison principle on parabolic cylinders.

Theorem 1.2

Let q>0, p>1 and u be a non-negative weak sub-solution and v a non-negative weak super-solution of (1.1) in ΩT satisfying (1.2). If

uvonpΩT,

then we have

uva.e.inΩT.

The approach in this paper is inspired by the proofs given in [18, 20, 26]. As mentioned above, the assumed lower bound of either the weak sub-solution or the weak super-solution in the whole of ΩT is a strong restriction one would like to relinquish. In this paper, we were able to relax this condition to a lower bound on the lateral boundary. This has been achieved with the two expedient Lemmas 2.4 and 3.1. The first one allows to replace the sub-solution by another sub-solution which is bounded from below by a positive constant, as well as to replace the super-solution by a bounded super-solution. Assumption (1.2) ensures that the condition on the lateral boundary data is not violated. The difficulty in the proof of the comparison principle is firstly to choose a test-function which is regular enough. As we do not impose any assumption on the time derivatives, the choice of test-function is a delicate issue, in particular when q1. Therefore, a suitable mollification is necessary. Secondly, without a lower bound on the weak sub/super-solution in ΩT, we somehow have to work around this assumption by determining at least suitable boundary conditions. The latter allows us to apply Lemma 2.4 in order to construct an auxiliary sub-solution which is on the one hand strictly positive in ΩT and on the other hand smaller than the super-solution on the lateral boundary of ΩT. This is achieved by working with max{u,κ}, for a suitable constant κ>0, instead of u, where u denotes the weak sub-solution. Similarly, in the case q>1 we also make use of Lemma 2.4 in order to replace the weak super-solution v by the auxiliary super-solution min{v,M} for appropriate M large enough. We emphasize that no upper bound of weak sub-solutions on the lateral boundary is necessary, except in the case q>1. This is achieved with the help of Lemma 3.1 that also has been used in [20]. The application of Lemma 3.1 allows to avoid a time mollification such as Steklov average or exponential mollification in the test-function. Note that the case q=1, which yields the parabolic p-Laplace equation, is easier and neither a lower nor an upper bound for the lateral boundary data is needed. Since this is classical, we do not go into further detail.

For particular ranges of exponents q and p, we obtain stronger results in a local setting. If either 0<qp-1, or 0<p-1<q<n(p-1)+p(n-p)+, then weak sub-solutions to (1.1) are locally bounded. This property is exploited in Corollary 3.4 below. A further restriction of the exponents to the range 0<p-1q<n(p-1)(n-p)+ even allows to prove in a local setting a comparison principle for weak solutions without any additional assumptions like upper or lower bounds.

Theorem 1.3

Let 0<p-1q<n(p-1)(n-p)+ and uv be non-negative local weak solutions of (1.1) in ΩT. Further, let KΩ and 0<t1<t2<T. If

uvonp(K×(t1,t2)),

then we have

uvinK×(t1,t2).

Note that we can also allow t1=0 if u and v are defined until the initial time t=0. The key ingredient to the proof of Theorem 1.3 is a Harnack inequality which ensures that non-negative local weak solutions of (1.1) are either zero or strictly positive on any time slice.

Naturally, the interest in a comparison principle for (1.1) with a nonzero right-hand side f arises. Thus, instead of (1.1), one could rather consider its inhomogeneous version

tuq-Δpu=finΩT. 1.5

We obtain similar comparison principles for the preceding equation by slightly adapting the proofs of the main results in Theorems 1.1 and 1.2, provided f belongs to a suitable parabolic Lebesgue space; see Definition 4.1 below. A further generalization concerns the vector field in the diffusion part of (1.1). Instead of the pure p-Laplace operator, our results continue to hold for vector fields of the form

A(x,t,u,ξ):ΩT×R+×RnRn

and the associated doubly nonlinear differential equation

tuq-divA(x,t,u,u)=finΩT. 1.6

Here, we assume A to be a Carathéodory function which satisfies suitable p-growth, Lipschitz and monotonicity conditions; see the set of assumptions (4.5). We obtain similar comparison principles also for (1.6). However, in contrast to the comparison principle derived for the prototype equation, the proof in the general setting requires more care and a careful use of the assumed monotonicity and Lipschitz conditions is required. Since our results for both equations (1.5) and (1.6) are similar to those for the model equation (1.1), we only state the latter here.

Finally, we note that also the comparison principles shown in [18, 20] apply to more general doubly nonlinear partial differential equations than the prototype one (1.1). To obtain the addressed pde in [18, 20], one may substitute v=uq in (1.1) to derive the equivalent form

tv-divq1-pv(1-q)(p-1)qvp-2v=0inΩT, 1.7

for q>0 and p>1. The preceding presentation illustrates the correspondence =(1-q)(p-1)q. Therefore, the assumption 0 in [18, 20] corresponds to q(0,1] in (1.1).

Plan of the paper. Firstly, in Sect. 2 we will introduce the setting and notations we are working with, including the definition of (non-negative) weak (sub-/super-)solutions to (1.1). We also define the two auxiliary functions Hδ and Gδ, δ>0, used in the proof of the comparison principle in Theorem 1.1. Additionally, we introduce two different mollifications in time, namely the Steklov-average and the exponential mollification.

Section 3 contains the main part of the paper, where the comparison principles from Theorems 1.1 and 1.2 are proved. Respective results for the local setting are given in Subsection 3.2, where the comparison principle from Theorem 1.3 is shown. We will then, in Sect. 4, discuss possible generalizations of the comparison principle to inhomogeneous doubly nonlinear equations and more general vector fields. In Sect. 5, we provide uniqueness results for Cauchy–Dirichlet problems associated with a doubly nonlinear equation, which are a direct consequence of the comparison principles obtained before.

Finally, in Sect. 6 we will show as application of the comparison principle that every weak solution of (1.1) is also a viscosity solution in the sense of [11]. In particular, this result implies existence of viscosity solutions.

Preliminaries

Notation

Throughout ΩT=Ω×(0,T) denotes a space-time cylinder, where ΩRn is a bounded domain and (0, T) represents a time interval for a certain time T>0. The parabolic boundary of ΩT will be denoted by

pΩT=(Ω¯×{0})(Ω×(0,T)).

For a function fL1(ΩT)L1(0,T;L1(Ω)), we also write f(t) instead of f(·,t) whenever it is convenient. Moreover, we will abbreviate the p-Laplace operator by

Δpu:=div(|u|p-2u). 2.1

Throughout the paper, we will not distinguish between the Euclidean norm · in Rn for n2 and the absolute value |·| in R. Both shall be denoted by |·| and the meaning will be clear from the context. For matrices XRn×n, we will always use the spectral norm given by X=λmax, where λmax denotes the largest eigenvalue of XX. Recall that the spectral norm is consistent with the Euclidean vector norm, that is

XvXvforanyvRnandXRn×n.

Furthermore, the trace of a matrix XRn×n shall be expressed by Tr(X).

The positive part of some quantity aR is denoted by a+=max{a,0}, whereas the negative part by a-=max{-a,0}. Constants will always be denoted by c or c(·), where only the dependence of the constants is stated. However, constants may change from line to line without further explanation.

Definition of weak solution

Although it is standard, we briefly state the definition of a (local) weak solution that we use throughout the paper.

Definition 2.1

(Weak solution) A non-negative measurable function u:ΩTR0 in the class

uC([0,T];Lq+1(Ω))Lp(0,T;W1,p(Ω))

is a non-negative weak sub(super)-solution of (1.1) if

ΩT[-uqtϕ+|u|p-2u·ϕ]dxdt()0 2.2

for any non-negative function

ϕW01,q+1(0,T;Lq+1(Ω))Lp(0,T;W01,p(Ω)).

A non-negative function u is a non-negative weak solution of (1.1) if it is both, a weak sub-solution and a weak super-solution.

Definition 2.2

(Local weak solution) A non-negative measurable function u:ΩTR0 in the class

uC(0,T;Llocq+1(Ω))Llocp(0,T;Wloc1,p(Ω))

is a non-negative local weak sub(super)-solution of (1.1) if for every KΩ and every sub-interval [t1,t2](0,T) we have

Kuqϕdx|12+K×(t1,t2)[-uqtϕ+up-2u·ϕ]dxdt()0

for any non-negative function

ϕWloc1,q+10,T;Lq+1(K)Llocp(0,T;W01,p(K)).

A non-negative function u is a non-negative local weak solution of (1.1) if it is both, a local weak sub-solution and a local weak super-solution.

Existence of weak solutions to the Cauchy–Dirichlet problem associated with (1.1) has been shown in [1]. It is worth noticing that due to Definition 2.1 weak sub/super-solutions belong to the space

uC([0,T];Lq+1(Ω))Lp(0,T;W1,p(Ω))

and thus, are assumed to be continuous functions in time. However, this is not restrictive as shown in [6, Proposition 4.9].

Mollification in time

In view of their definition, weak solutions are not necessarily weakly differentiable with respect to the time variable. This difficulty is usually overcome by certain regularization procedures. We will work with two different mollifications. The first one is the Steklov-average, cf. [10]. For a function fL1(ΩT) and 0<h<T, we define its Steklov-average [f]h by

[f]h(x,t):=1htt+hf(x,τ)dτ,t(0,T-h),0,t[T-h,T). 2.3

Rewriting inequality (2.2) in terms of Steklov-means [u]h of u, yields

Ω×{t}[t[uq]hϕ+[|u|p-2u]h·ϕ]dx()0 2.4

for any non-negative function ϕW01,p(Ω) and any t(0,T).

In the course of the paper, we will also need another mollification in time. For any fL1(ΩT) and h>0, we introduce the exponential mollification

fh(x,t):=1h0teτ-thf(x,τ)dτandfh¯(x,t):=1htTet-τhf(x,τ)dτ, 2.5

as defined in [23].

Auxiliary material

The following lemma that can be found in [14, Lemma 2.2] will be useful in order to deal with the nonlinearity of the differential equation.

Lemma 2.3

Let kN. For any α>1, there exists a constant c=c(α) such that

1c||a|α-1a-|b|α-1b|(|a|α-1+|b|α-1)|a-b|c||a|α-1a-|b|α-1b|

for all a,bRk.

Weak sub(super)-solutions preserve this property when taking the maximum, respectively, minimum, with a constant. For the proof of this fact, we proceed similar as in [7, Lemma A.1]. For the sake of completeness, we provide the details.

Lemma 2.4

Let q>0, p>1 and u be a non-negative weak sub-solution of (1.1) in the sense of Definition 2.1. Then, for any κ>0 the function max{u,κ} is also a weak sub-solution of (1.1).

Similarly, if v is a non-negative weak super-solution of (1.1), then for any M>0 also min{v,M} is a weak super-solution.

Proof

Only the sub-solution case is treated. The super-solution case may be treated in a similar way. For h,μ>0 and ηC01(ΩT) such that η0 in ΩT, we choose the test function

ϕ=ηϕh,whereϕh:=(uh¯-κ)+(uh¯-κ)++μ

in the weak form (2.2) of the differential equation, i.e.,

ΩT[-uqtϕ+|u|p-2u·ϕ]dxdt0. 2.6

We start by considering the term involving the time derivative. We obtain

-ΩTuqtϕdxdt=ΩT(uh¯q-uq)tϕdxdt-ΩTuh¯qtϕdxdt=ΩTη(uh¯q-uq)tϕhdxdt+ΩTtη(uh¯q-uq)ϕhdxdt+ΩTtuh¯qϕdxdt=I+II+III, 2.7

with the obvious meaning of I – III. The first term on the right-hand side of (2.7) is non-negative, which can be seen by the following computation

I=μΩTη(uh¯q-uq)t(uh¯-κ)+[(uh¯-κ)++μ]2dxdt=μhΩTη(uh¯q-uq)(uh¯-u)χ{uh¯>κ}[(uh¯-κ)++μ]2dxdt0.

From the second to last line, we used the identity tuh¯=1h(uh¯-u). Now, we turn our attention to the third term in (2.7).To this aim, we define

f(u,κ,μ):=κq+qκusq-1(s-κ)+(s-κ)++μds.

In view of the chain rule, it is easy to see that

tf(uh¯,κ,μ)=tuh¯q(uh¯-κ)+(uh¯-κ)++μ=tuh¯qϕh.

Using the previous computation and integrating by parts yields

III=ΩTηtuh¯qϕhdxdt=ΩTηtf(uh¯,κ,μ)dxdt=-ΩTtηf(uh¯,κ,μ)dxdt.

Inserting these informations into (2.7), we obtain

-ΩTuqtϕdxdtΩTtη(uh¯q-uq)ϕhdxdt-ΩTtηf(uh¯,κ,μ)dxdt.

The first term on the right-hand side vanishes in the limit h0. Therefore, inserting this inequality into (2.6) and then, letting h0, we arrive at

-ΩTtηf(u,κ,μ)dxdt+ΩT|u|p-2u·[η(u-κ)+(u-κ)++μ]dxdt0.

Next, we will treat the diffusion term, i.e., the second term on the left hand side of the preceding inequality. We have

ΩT|u|p-2u·[η(u-κ)+(u-κ)++μ]dxdt=ΩT[|u|p-2u·η(u-κ)+(u-κ)++μ+|u|p-2u·ημ(u-κ)+[(u-κ)++μ]2]dxdtΩT|u|p-2u·η(u-κ)+(u-κ)++μdxdt.

Inserting this above yields

-ΩTtηf(u,κ,μ)dxdt+ΩT|u|p-2u·η(u-κ)+(u-κ)++μdxdt0.

A direct calculation shows that

limμ0f(u,κ,μ)=max{u,κ}q

and

limμ0(u-κ)+(u-κ)++μ=χ{u>κ}.

Furthermore, note that χ{u>κ}|u|p-2u=|max{u,κ}|p-2max{u,κ}. Therefore, letting μ0 and using an approximating argument in order to obtain the desired inequality for an arbitrary test function

ϕW0q+10,T;Lq+1(Ω)Lp(0,T;W01,p(Ω))

yields

ΩT[-max{u,κ}qtϕ+max{u,κ}p-2max{u,κ}·ϕ]dxdt0,

proving that max{u,κ} is a weak sub-solution of (1.1).

Comparison principles

Our aim in this section is to prove the comparison principles for the doubly nonlinear equation (1.1). We first turn our attention to weak sub- and super-solutions in ΩT and subsequently consider the local setting.

Comparison principles in a global setting

In this subsection, we will accomplish the proofs of Theorems 1.1 and 1.2. The main difficulty stems from the nonlinearity appearing in the time derivative part of (1.1). As illustrated for the homogeneous equation, i.e., the case q=p-1 in [26,  (3.1)], a comparison principle can be derived quite easily if the weak time derivative of uq exists. However, such a property is not implemented in the definition of a weak solution. Without existence of a weak time derivative, the test function has to be chosen very carefully and certain approximation arguments are needed.

Throughout the proof, we shall use the following two auxiliary functions. The first one is a piecewise affine approximation of the indicator function

Hδ(x):=1,xδ,xδ,0<x<δ,0,x0 3.1

for δ>0. The second one is its primitive and approximates the positive part

Gδ(x):=x-δ2,xδ,x22δ,0<x<δ,0,x0.

Note that Gδ(x)=Hδ(x) for any xR. The inequality stated in the next Lemma was already used in the proof of [20, Proposition 2.1]. It allows to choose a test function without dependency on any mollifiers like Steklov-average or exponential mollification in the proof of the comparison principle.

Lemma 3.1

Let δ>0 and fC(0,T;L1(Ω)). Then, for any 0<h<T the following inequality holds

t[Gδ(f)]ht[f]hHδ(f)a.e.inΩT 3.2

Proof

For t[T-h,T) inequality, (3.2) is trivial. Therefore, it remains to consider t(0,T-h). The definition of the Steklov-average in (2.3) yields

t[Gδ(f)]h(t)=1h[Gδf(t+h)-Gδ(f(t))]

and

t[f]h=1h[f(t+h)-f(t)].

Thus, inequality (3.2) simplifies to

Gδf(t+h)-Gδf(t)(f(t+h)-f(t))Hδf(t).

In view of the convexity of the mapping RxGδ(x), we have

Gδ(y)-Gδ(x)Gδ(x)(y-x)foranyx,yR.

Thus, setting y=f(t+h) and x=f(t) yields the desired inequality.

We start with the following preliminary version of the comparison principle, where we additionally require either the sub- or the super-solution to be bounded from above and below by positive constants.

Proposition 3.2

Let q>0, p>1 and u be a non-negative weak sub-solution and v a non-negative weak super-solution of (1.1) in ΩT. Suppose that either

uϵorvϵa.e.inΩT 3.3

for some ϵ>0 and in the case q>1 assume furthermore that either u or v is bounded. If

uvonΩ×(0,T),

then the following inequality holds

Ω×{t2}uq-vq+dxΩ×{t1}uq-vq+dx 3.4

for every 0t1<t2T.

Proof

For h(0,T), we consider the Steklov formulation (2.4) of (2.2) for u and v. Adding both inequalities yields

Ω×{t}t[uq-vq]hϕdxΩ×{t}|v|p-2v-|u|p-2uh·ϕdx

for any ϕW01,p(Ω) and any t(0,T). Note that a weak time derivative for the test functions is not needed in this formulation. We now integrate this inequality with respect to t(t1,t2)(0,T) and choose the test-function ϕ=Hδ(uq-vq) with 0<δmin{1,ϵq2}, which is admissible since uqvq on the lateral boundary Ω×(0,T). Recall that Hδ is defined in (3.1). In this way, we obtain

Ω×(t1,t2)t[uq-vq]hHδ(uq-vq)dxdtΩ×(t1,t2)|v|p-2v-|u|p-2uh·Hδ(uq-vq)dxdt. 3.5

Applying Lemma 3.1 with f=uq-vq to the integrand on the left-hand side, we find

Ω×(t1,t2)t[Gδ(uq-vq)]hdxdtΩ×(t1,t2)|v|p-2v-|u|p-2uh·Hδ(uq-vq)dxdt. 3.6

We now focus on the integral on the left-hand side of (3.6). Letting h0, we obtain

limh0Ω×(t1,t2)t[Gδ(uq-vq)]hdxdt=limh0Ω[Gδ(uq-vq)]hdx|12=ΩGδ(uq-vq)dx|12.

Next, we justify the passage to the limit h0 for the integral on the right-hand side of (3.6). A direct computation yields

Ω×(t1,t2)|v|p-2v-|u|p-2uh·Hδuq-vqdxdt=1δΩδ|v|p-2v-|u|p-2uh·(uq-vq)dxdt,

where

Ωδ:={(x,t)Ω×(t1,t2):0<uq(x,t)-vq(x,t)<δ}.

Since

|v|p-2v-|u|p-2uLpp-1(ΩT),

we have

|v|p-2v-|u|p-2uh|v|p-2v-|u|p-2uinLpp-1(ΩT)

as h0. Our next aim is to ensure that (uq-vq)Lp(Ωδ). This will be a consequence of assumption (3.3) and the definition of Ωδ. We first consider the case 0<q1. If vϵ in ΩT, then we have u>ϵ in Ωδ. Otherwise, if uϵ in ΩT, then we have v>2-1qϵ in Ωδ by the choice of δ. In any case, we find that

|uq|=quq-1|u|qϵq-1|u|inΩδ

and

|vq|=qvq-1|v|c(q)ϵq-1|v|inΩδ.

On the other hand, in the case q>1 we assume that either u or v is bounded. Therefore, there exists a constant M>0 such that either uM or vM in ΩT. Since δ1, this implies uq<1+Mq and vq<1+Mq in Ωδ, so that

|vq|c(q,M)|v|inΩTand|uq|c(q,M)|u|inΩδ.

Thus, we have shown in any case that (uq-vq)Lp(Ωδ) and therefore, we may pass to the limit h0 also on the right-hand side of (3.6) and derive

limh0Ω×(t1,t2)|v|p-2v-|u|p-2uh·Hδ(uq-vq)dxdt=1δΩδ|v|p-2v-|u|p-2u·(uq-vq)dxdt.

In conclusion, after passing to the limit h0 on both sides of (3.6), we obtain

Ω×{t2}Gδuq-vqdx-Ω×{t1}Gδuq-vqdx1δΩδ|v|p-2v-|u|p-2u·(uq-vq)dxdt. 3.7

A simple calculation yields the identity

(uq-vq)=quq-1(u-v)+qv(uq-1-vq-1), 3.8

so that

Ω×{t2}Gδ(uq-vq)dx-Ω×{t1}Gδ(uq-vq)dx-qδΩδuq-1|u|p-2u-|v|p-2v·u-v0dxdt-qδΩδ(uq-1-vq-1)|u|p-2u-|v|p-2v·vdxdt-qδΩδ(uq-1-vq-1)|u|p-2u-|v|p-2v·vdxdt.

In view of Lemma 2.3 and assumption (3.3), we obtain in the set Ωδ the following estimate

0<uq-1-vq-1=uqq-1q-vqq-1qc(q)(uq+vq)-1q|uq-vq|c(q)ϵδ.

This yields

Ω×{t2}Gδ(uq-vq)dx-Ω×{t1}Gδ(uq-vq)dxc(q)ϵΩδ|u|p-2u-|v|p-2v|v|dxdt.

We now pass to the limit δ0 on both sides. The integral on the right-hand side vanishes, since |Ωδ|0 as δ0. Therefore, we obtain

Ω×{t2}(uq-vq)+dxΩ×{t1}(uq-vq)+dx,

which finishes the proof of the proposition.

We are now in the position to prove our first main result.

Proof of Theorem 1.1

The assumptions of the theorem ensure that there exists ϵ>0 such that vϵ on Ω×(0,T).

We first consider the case 0<q1. We choose κ(0,ϵ] and define

uκ:=maxu,κ.

Due to Lemma 2.4, we know that uκ is a weak sub-solution to (1.1) in ΩT. Moreover, in view of assumptions (1.2) and (1.3) we have (uκ-v)+Lp(0,T;W01,p(Ω)). Therefore, we may apply Proposition 3.2 to uκ and v to conclude that

Ω×{t2}(uκq-vq)+dxΩ×{t1}(uκq-vq)+dx

for every 0t1<t2T. Letting κ0 finishes the proof for 0<q1.

Next, we consider the case q1. By assumption, there exists a constant M>0 such that uM on Ω×(0,T). For κ(0,ϵ], we now define

uκ:=maxu,κandvM:=minv,M. 3.9

Thanks to Lemma 2.4, we know that uκ is a weak sub-solution and vM is a bounded weak super-solution to (1.1) in ΩT. Moreover, in view of (1.2) and (1.3) we have (uκ-vM)+Lp(0,T;W01,p(Ω)). As before, we apply Proposition 3.2 to uκ and vM to conclude that

Ω×{t2}(uκq-vMq)+dxΩ×{t1}(uκq-vMq)+dx

for every 0t1<t2T. The claim now follows by letting κ0 and M.

Theorem 1.2 is an immediate consequence of Theorem 1.1.

Proof of Theorem 1.2

Applying Theorem 1.1 with the choice t1=0, we obtain

Ω×{t}(uq-vq)+dxΩ×{0}(uq-vq)+dx

for any t(0,T). Since u(·,0)qv(·,0)q a.e. in Ω, the right-hand side of the preceding inequality vanishes, so that

Ω×{t}(uq-vq)+dx0

for any t(0,T). This yields (uq-vq)+=0 a.e. in Ω for any t(0,T), which implies the desired inequality.

Comparison principles in a local setting

The comparison principles in Theorems 1.1 and 1.2 require an upper bound of the weak sub-solution on the lateral boundary of ΩT in the case q>1. However, some typical applications of the comparison principle are in a local setting. For instance, two solutions shall be compared on a compactly contained subset of ΩT. For certain ranges of exponents, it is known that weak sub-solutions are locally bounded. We summarize these results in the following remark.

Remark 3.3

Let q>0 and p>1 satisfy either 0<qp-1, or 0<p-1<q<n(p-1)+p(n-p)+. Then, any non-negative weak sub-solution u of (1.1) in ΩT is locally bounded.

The results are scattered in the literature for different ranges of exponents. A natural classification is the following one:

  • 0<q<p-1 (slow diffusion case), cf. [19] or [8, Theorem 4.1];

  • 0<q=p-1 (homogeneous case), cf. [19] or [22, Lemma 5.1];

  • 0<p-1<q<n(p-1)+p(n-p)+ (fast diffusion case), cf. [19] or [6, Theorem 1.3].

This information allows to omit the boundedness assumption in the comparison principle in a local setting.

Corollary 3.4

Let q>0 and p>1 satisfy either 0<qp-1, or 0<p-1<q<n(p-1)+p(n-p)+, and let u be a non-negative local weak sub-solution and v a non-negative local weak super-solution of (1.1) in ΩT. Further, let KΩ and 0<t1<t2<T and suppose that

essinfK×(t1,t2)v>0

holds. If

uvonp(K×(t1,t2)),

then we have

uva.e.inK×(t1,t2).

Proof

In view of Remark 3.3, we know that under the present assumptions u is locally bounded in ΩT. Hence, u is bounded in K¯×[t1,t2] and u is a non-negative weak sub-solution and v a non-negative weak super-solution of (1.1) in K×(t1,t2). This allows to apply Theorem 1.2 to u and v on the parabolic cylinder K×(t1,t2) with the result that uv a.e. in K×(t1,t2).

Corollary 3.4 still requires the super-solution to be strictly positive on the lateral boundary of the considered subcylinder. We are able to omit this assumption in the smaller range of exponents p-1<q<n(p-1)(n-p)+. In fact, in this case there holds a Harnack inequality without time gap [6, 22]. This allows to prove the comparison principle for non-negative weak solutions stated in Theorem 1.3 without a lower bound on the lateral boundary data.

Proof of Theorem 1.3

From [22] in the case q=p-1, respectively, [6, Theorem 1.11] in the case p-1<q<n(p-1)(n-p)+ we know that for any t[t1,t2] either u(·,t)>0 or u(·,t)0 in K¯. Moreover, from [6, 7, 24] we know that u and v are Hölder continuous in K¯×[t1,t2]. We now let

τo:=sup{t[t1,t2]:u(·,t)v(·,t)inK¯}.

Note that u(·,τo)v(·,τo) in K¯ by the continuity of u and v if τo>t1, respectively, by the initial condition u(·,t1)v(·,t1) if τo=t1.

We claim that τo<t2. As explained above, we either have u(·,τo)>0 or u(·,τo)0 in K¯. In the former case, there exist ϵ>0 and 0<δt2-τo such that uϵ in K¯×[τo,τo+δ]. Moreover, we have uv on p(K×(τo,τo+δ)). This allows to apply Theorem 1.2 to conclude that uv in K×(τo,τo+δ), contradicting τo<t2.

In the latter case, where u(·,τo)0 in K¯, there exists τ1(τo,t2] such that u>0 in K¯×(τo,τ1]. Moreover, there exist ϵ>0 and 0<δ<τ1-τo such that uϵ in K¯×[τo+δ,τ1]. Since vuϵ on K×[τo+δ,τ1], Theorem 1.1 implies

K×{t}uq-vq+dxK×{τo+δ}uq-vq+dx

for any τo+δtt2. Letting δ0 in the inequality above, the integral on the right hand side vanishes, since u and v are continuous and u(·,τo)=0 in K¯. This, however, implies uv in K¯×[τo,τ1], again contradicting τo<t2.

Hence, we have τo=t2, which implies uv in K×(t1,t2) as claimed.

General structures

In this section, we present some generalizations under which the statements of the comparison principles continue to hold.

Inhomogeneous equations

The first generalization concerns the presence of a right-hand side. Instead of (1.1), we now consider its inhomogeneous variant

tuq-Δpu=finΩT 4.1

for some

fL(ΩT),

where

p~:=max{p,q+1}

and p~=p~p~-1 denotes the Hölder conjugate of p~.

Definition 4.1

A non-negative measurable function u:ΩTR0 in the class

uC([0,T];Lq+1(Ω))Lp(0,T;W1,p(Ω))

is a weak sub(super)-solution of (4.1) if

Ω×(t1,t2)[-uqtϕ+|u|p-2u·ϕ]dxdt()Ω×(t1,t2)fϕdxdt 4.2

for any non-negative function

ϕW01,q+10,T;Lq+1(Ω)Lp(0,T;W01,p(Ω)).

A function u is a non-negative weak solution of (4.1) if it is both, a weak sub-solution and a weak super-solution.

The next lemma is a generalization of Lemma 2.4 for the inhomogeneous case.

Lemma 4.2

Let q>0, p>1 and u be a non-negative weak sub-solution of (4.1) in the sense of Definition 4.1. Then, for any κ>0 the function max{u,κ} is a weak sub-solution of

graphic file with name 10231_2023_1381_Equ146_HTML.gif

Similarly, if v is a non-negative weak super-solution of (4.1), then for any M>0 also min{v,M} is a weak super-solution of

graphic file with name 10231_2023_1381_Equ147_HTML.gif

Proof

We only treat the first part of the Lemma concerning sub-solutions, since the second one follows with a similar reasoning. We argue exactly as in the proof of Lemma 2.4 with the only exception that we have to treat the additional term

ΩTfϕdxdt

that appears on the right-hand side of (2.6). Inserting the test-function

ϕ=ηϕh,whereϕh:=(uh¯-κ)+(uh¯-κ)++μ,

as defined in the proof of Lemma 2.4, passing first to the limit h0 and afterward to the limit μ0, the integral converges to

ΩT{u>κ}fηdxdt.

As in the proof of Lemma 2.4, we now use an approximation argument in order to replace η by an arbitrary testing function

ϕW01,q+1(0,T;Lq+1(Ω))Lp(0,T;W01,p(Ω)).

This proves that max{u,k} is a sub-solution as claimed.

In the inhomogeneous case, we obtain the following variant of Theorem 1.1.

Corollary 4.3

Let p>1, q>0 and

f1,f2L(ΩT).

Further, let u be a non-negative weak sub-solution of

tuq-Δpu=f1inΩT

and v be a weak non-negative super-solution of

tvq-Δpv=f2inΩT

satisfying

essinfΩ×(0,T)v>0andesssupΩ×(0,T)u<ifq>1. 4.3

If

uvonΩ×(0,T),

then the following inequality holds

Ω×{t2}(uq-vq)+dxΩ×{t1}(uq-vq)+dx+Ω×(t1,t2)v<u(f1-f2)dxdt

for every 0t1<t2T.

Proof

The claimed inequality may be shown in a similar way as Theorem 1.1 taking also into account the additional terms containing f1 and f2. In the following, we will explain in the case q1 how these terms are dealt with. We choose 0<κ<ϵM< and define uκ=max{u,κ} and vM=min{v,M} as in the proof of Theorem 1.1. Instead of Lemma 2.4, we now apply Lemma 4.2 to infer that uκ is a weak sub-solution to

graphic file with name 10231_2023_1381_Equ148_HTML.gif

and vM is a weak super-solution to

graphic file with name 10231_2023_1381_Equ149_HTML.gif

Subsequently, we need a variant of Proposition 3.2 for inhomogeneous equations. Performing the same arguments as in the proof of Proposition 3.2, we obtain in inequality (3.5) the additional term

graphic file with name 10231_2023_1381_Equ150_HTML.gif

on the right-hand side. Passing to the limit h0 and δ0, we obtain instead of (3.4) the following inequality:

graphic file with name 10231_2023_1381_Equ151_HTML.gif

Note that {uκ>vM}={u>v}, since κ<M. Finally, passing to the limits κ0 and M, yields the claimed inequality for q1. The modifications in the case 0<q1 are similar.

In the case f1=f2, integral term on the right-hand side vanishes and therefore, we obtain the following variant of Theorem 1.2, which immediately follows from Corollary 4.3.

Corollary 4.4

Let q>0, p>1 and

fL(ΩT)

and u be a non-negative weak sub-solution and v a non-negative weak super-solution of (4.1) in ΩT satisfying (4.3). If

uvonpΩT,

then we have

uva.e.inΩT.

General coefficients

Instead of the model equation (1.1), respectively, (4.1), one may consider some more general doubly nonlinear equations. More precisely, instead of the p-Laplacian operator we consider vector fields

A(x,t,u,ξ):Rn×R+×R+×RnRn

and the associated doubly nonlinear equation

tuq-divA(x,t,u,u)=finΩT, 4.4

where q>0. The vector field A is supposed to be a Carathéodory function, which means

(x,t)A(x,t,u,ξ)ismeasurableforevery(u,ξ)R×Rn,(u,ξ)A(x,t,u,ξ)iscontinuousforalmostevery(x,t)ΩT,

and further to satisfy the following conditions

A(x,t,u,0)=0(A(x,t,u,ξ)-A(x,t,u,η))·ξ-η0A(x,t,u,ξ)C(1+ξp-1)A(x,t,u,ξ)-A(x,t,v,ξ)Lu-v(1+ξp-1) 4.5

for a.e. (x,t)ΩT and any u,vR, and any ξ,ηRn, where p>1 and C and L denote positive constants.

Definition 4.5

A non-negative measurable function u:ΩTR0 in the class

uC(0,T;Lq+1(Ω))Lp(0,T;W1,p(Ω))

is a non-negative weak sub(super)-solution of (4.4) if

Ω×(t1,t2)[-uqtϕ+A(x,t,u,u)·ϕ]dxdt()Ω×(t1,t2)fϕdxdt 4.6

for any non-negative function

ϕW01,q+10,T;Lq+1(Ω)Lp(0,T;W01,p(Ω)).

A function u is a non-negative weak solution of (4.4) if it is both, a weak sub-solution and a weak super-solution.

Due to the structure condition (4.5)3 and the definition of p~, both integrals in (4.6) are finite. Moreover, we mention that the assumed continuity in time of weak sub/super-solutions in the sense of Definition 4.5 is not restrictive, see [6, Proposition 4.9]. Note that the doubly nonlinear equation (1.1) is a special case of (4.4), since A(x,t,u,u)=A(u)=up-2u satisfies hypothesis (4.5).

The subsequent Lemma is a variant of Lemma 2.4 for the more general equations considered above.

Lemma 4.6

Let q>0, p>1 and u be a non-negative weak sub-solution of (4.4) in the sense of Definition 4.5. Then, for any κ>0 the function max{u,κ} is a weak sub-solution of

graphic file with name 10231_2023_1381_Equ152_HTML.gif

Similarly, if v is a non-negative local weak super-solution of (4.4), then for any M>0 also min{v,M} is a local weak super-solution of

graphic file with name 10231_2023_1381_Equ153_HTML.gif

Proof

The proof is similar to the one of Lemma 2.4, respectively, Lemma 4.2 for the model pdes (1.1) and (4.1). The proof for the case f0 a.e. in ΩT can be found in [6, Proposition 4.7]. Note that assumption (4.5)1 is needed here in order to avoid a multiplicative factor Inline graphic, respectively, Inline graphic of the vector field A, see [6, Remark 4.8]. Moreover, the right-hand side f can be treated as in the proof of Lemma 4.2.

The following Corollary illustrates another version of Theorem 1.1, which is the most general comparison principle in this paper.

Corollary 4.7

Let q>0, p>1 and

f1,f2L(ΩT)

Further, let u be a non-negative weak sub-solution of

tuq-divA(x,t,u,u)=f1inΩT

and v be a non-negative weak super-solution of

tvq-divA(x,t,u,v)=f2inΩT

satisfying

essinfΩ×(0,T)v>0andesssupΩ×(0,T)u<ifq>1. 4.7

If

uvonΩ×(0,T),

then the following inequality holds

Ω×{t2}(uq-vq)+dxΩ×{t1}(uq-vq)+dx+Ω×(t1,t2)v<u(f1-f2)dxdt

for every 0t1<t2T.

Proof

The proof can be achieved by similar arguments as in Theorem 1.1, taking into account the more general vector field A. The right-hand side can be treated exactly as in Corollary 4.3. Therefore, we only explain the arguments needed to treat the vector field A and omit the terms containing the functions f1 and f2. In the case q1, a similar approach to the proof of Theorem 1.1 leads us to the following version of (3.7)

Ω×{t2}Gδuκq-vMqdx-Ω×{t1}Gδuκq-vMqdx-1δΩδ(A(x,t,uκ,uκ)-A(x,t,vM,vM))·(uκq-vMq)dxdt.

Here, Ωδ denotes the set

Ωδ:={(x,t)Ω×(t1,t2):0<uκq(x,t)-vMq(x,t)<δ}.

Due to identity (3.8), the right-hand side of the preceding inequality may be re-written as

-1δΩδ(A(x,t,uκ,uκ)-A(x,t,vM,vM))·(uκq-vMq)dxdt=-1δΩδuκq-1(A(x,t,uκ,uκ)-A(x,t,vM,vM))·uκ-vMdxdt-1δΩδq(uκq-1-vMq-1)(A(x,t,uκ,uκ)-A(x,t,vM,vM))·vMdxdt.

The second term on the right-hand side of the above identity vanishes in the limit δ0, which follows similarly as in the proof of Theorem 1.1. Therefore, we will concentrate on the first term. Using assumptions (4.5)2 and (4.5)4 together with the fact that uκκ in ΩT, we obtain

-1δΩδuκq-1(A(x,t,uκ,uκ)-A(x,t,vM,vM))·uκ-vMdxdt=-1δΩδuκq-1(A(x,t,uκ,uκ)-A(x,t,uκ,vM))·uκ-vM0dxdt-1δΩδuκq-1(A(x,t,uκ,vM)-A(x,t,vM,vM))·uκ-vMdxdt1δΩδuκq-1A(x,t,uκ,vM)-A(x,t,vM,vM)uκ-vMdxdtLδΩδuκq-1uκ-vM(1+vMp-1)uκ-vMdxdtLc(q,κ)Ωδuκq-1(1+vMp-1)uκ-vMdxdt.

The last integral vanishes in the limit δ0. Finally, letting κ0 and M finishes the proof in the case q1. Since the case 0<q<1 is similar, we omit the details.

The following corollary represents a generalization of Theorem 1.2 for the doubly nonlinear equation (4.4).

Corollary 4.8

Let q>0, p>1 and

fL(ΩT)

and u be a non-negative weak sub-solution and v a non-negative weak super-solution of (4.4) in ΩT satisfying (4.7). If

uvonpΩT,

then we have

uva.e.inΩT.

Remark 4.9

Similar local results as obtained in Sect. 3.2 also hold true for the doubly-nonlinear equation (4.4). Corollary 3.4 still holds true, provided the right-hand side f is integrable enough to ensure local boundedness of the sub-solution. Theorem 1.3 continues to hold for homogeneous equations of the more general structure (4.4), i.e., f0. Note that the main ingredient in the proof is a time insensitive Harnack inequality, which is available also under these more general assumptions; see [6, Theorem 1.10].

Uniqueness

The comparison principles derived so far imply uniqueness of weak solutions to the associated Cauchy–Dirichlet problem. Since only non-negative weak solutions are considered, the boundary and initial data are assumed to be non-negative as well. Note that due to Corollary 4.3 we are able to also consider a nontrivial right-hand side f in the Cauchy–Dirichlet problem.

Theorem 5.1

Consider the data

fL(ΩT),gLp(0,T;W1,p(Ω)),uoL2(Ω,R0).

Suppose furthermore that gϵ for some ϵ>0 and in the case q>1 additionally assume that g is bounded. Then, there exists a unique non-negative weak solution of the Cauchy–Dirichlet problem

tuq-Δpu=finΩ×(0,T),u=gonΩ×(0,T),u(·,0)=uoinΩ. 5.1

Proof

The existence of a weak solution can be inferred for instance from [1]. Let u1 and u2 be two non-negative weak solutions of (5.1). Then, we have

u1-u2=u1-g-u2-gLp(0,T;W01,p(Ω))

and similarly for the initial datum

u1(·,0)-u2(·,0)=0a.e.inΩ.

Applying Corollary 4.4 twice, we first derive u1u2 and similarly u1u2 a.e. in ΩT. In turn, this yields u1=u2 a.e. in ΩT.

A similar uniqueness result for non-negative weak solutions holds for the more general doubly nonlinear equation (4.4). In the proof, Corollary 4.4 has to be replaced by 4.8.

Theorem 5.2

Let f,g,uo be as in Theorem 5.1 and suppose that the vector field A satisfies the set of assumptions (4.5). Then, there exists a unique non-negative weak solution of the Cauchy–Dirichlet problem

tuq-divA(x,t,u,u)=finΩ×(0,T),u=gonΩ×(0,T),u(·,0)=uoinΩ.

Remark 5.3

A uniqueness result is also available in the case that the lateral boundary datum g vanishes entirely, see [26, 27]. Moreover, in the case 0<p-1q<n(p-1)(n-p)+, Theorem 1.3 ensures local uniqueness of weak solutions without imposing any additional upper or lower bounds.

Viscosity solutions

In this final section, we will give an application of the comparison principle and show that every weak solution of (1.1) is also a viscosity solution. The result is interesting in itself as existence of a weak solution thus guarantees existence of a viscosity solution. In a similar fashion, we are also able to give a respective result for the homogeneous version of the generalized pde (4.4). Throughout we refer to [3, 11] for the definition and properties of viscosity solutions.

Definition 6.1

Let q>0, p2 and u:ΩTR0 be an upper semi-continuous function. In the case 0<q<1, we additionally require u>0. u is a viscosity sub-solution of (1.1) if for any function ϕC1((0,T);C2(Ω)) such that ϕ(x0,t0)=u(x0,t0) and ϕ>u in a deleted neighborhood of (x0,t0), we have

tϕq(x0,t0)-Δpϕ(x0,t0)0.

Similarly, a lower semi-continuous function u:ΩTR0 is a viscosity super-solution of (1.1) if for any function ϕC1((0,T);C2(Ω)) such that ϕ(x0,t0)=u(x0,t0) and ϕ<u in a deleted neighborhood of (x0,t0), we have

tϕq(x0,t0)-Δpϕ(x0,t0)0.

Finally, a function u is a viscosity solution of (1.1) if it is both, a viscosity sub-solution and a viscosity super-solution.

Remark 6.2

In the case 1<p<2, the definition of viscosity solution is delicate, since Δpϕ is not well defined for test functions ϕ whose gradient vanishes at the touching point; see [21, 28] for more discussion on this topic. For this reason, we restrict ourselves to the case p2.

Remark 6.3

In the literature, often strict inequalities are used, cf. [9, 21, 28]. Note that viscosity sub/super-solutions may equivalently be defined without strict inequalities of the test functions touching u from either below or above. However, it is always possible to obtain strict inequalities by modifying the test-function, which leads to equivalent Definitions.

We will need the following Lemma to prove the result for viscosity solutions afterward. In the theory of viscosity solutions, the stated property usually is referred to as degenerate ellipticity, see [11].

Lemma 6.4

Let p2 and ϕC2(Ω) such that D2ϕRn×n is positive semi-definite. Then, there holds Δpϕ0.

Proof

Let x0Ω. In order to simplify notation, we abbreviate v=ϕ(x0) and X=D2ϕ(x0). We compute

Δpϕ(x0)=(p-2)|v|p-4Xv·v+|v|p-2Tr(X)|v|p-2-|v|-2Xv,v+Tr(X)|v|p-2(-maxi{1,,n}{λi}+i=1nλi)0,

where λi for i{1,...,n} denote the eigenvalues of X and the estimate

Xv,v|v|2=Xv,vv,vmax{λ1,...,λn}

was used.

We now state the result about viscosity solutions as an application of the comparison principle in Theorem 1.2. We only show that any weak solution is a viscosity solution in the sense of Definition 6.1. We did not attempt to prove the reverse implication, which is more involved. In the elliptic case, this property has for example been shown in [21], whereas the parabolic p-Laplace equation with a more general right hand side has been considered in [28]. In both cases, the weak and viscosity solutions coincide.

Theorem 6.5

Let q>0, p2 and u be a bounded non-negative weak solution of

tuq-Δpu=0inΩT.

Then, u is a viscosity solution of

tuq-Δpu=0inΩT{u>0}.

If 1p-1<q<n(p-1)(n-p)+, then u is a viscosity solution of

tuq-Δpu=0inΩT.

Proof

Instead of u, we consider its upper semi-continuous regularization u, which is, for locally bounded solutions, uniquely determined and verifies u=u a.e. in ΩT, see [25, Theorem 2.3].

We first show that any upper semi-continuous non-negative weak sub-solution is a viscosity sub-solution in the set ΩT{u>0}. Let z0=(x0,t0)ΩT with u(z0)>0 and consider a test-function ϕC1((0,T);C2(Ω)) with ϕ(z0)=u(z0) and ϕ>u in a deleted neighborhood of z0. Arguing by contradiction, we assume

tϕq(z0)-Δpϕ(z0)>0.

Since ϕC1((0,T);C2(Ω)), this inequality continues to hold in a neighborhood of z0. Hence, we may find γ0(0,1) and ϵ,δ,λ(0,1) such that

tϕq-Δpϕλ>0andϕϵinQδ(z0) 6.1

and

uγ0ϕonpQδ(z0), 6.2

where Qδ(z0):=Bδ(x0)×(t0-δ,t0+δ). The latter is a consequence of the upper semi-continuity of u. We abbreviate

M:=1+tϕqL(Qδ(z0))<.

Note that this expression is bounded for any q>0, since ϕϵ in Qδ(z0). Choosing γ[γ0,1) large enough to have

|γq-p+1-1|λM,

we obtain

t(γϕ)q-Δp(γϕ)=γp-1[tϕq-Δpϕ+(γq-p+1-1)tϕq]γp-1[λ-|γq-p+1-1|M]0

in Qδ(z0). Thus, γϕγϵ>0 is a classical super-solution and therefore, also a weak super-solution in Qδ(z0). Now, Theorem 1.2 applied with u as weak sub-solution and γϕ as weak super-solution yields uγϕ in Qδ(z0). Since 0<γ<1, this contradicts u(x0,t0)=ϕ(x0,t0)>0. This ensures that u is a viscosity sub-solution.

Next, we prove that any lower semi-continuous non-negative weak super-solution is a viscosity super-solution in the set ΩT{u>0}. To this aim, we consider z0ΩT with u(z0)>0 and a function ϕC1((0,T);C2(Ω)) with ϕ(z0)<u(z0) and ϕ<u in a deleted neighborhood of z0. Again we argue by contradiction and assume

tϕq(z0)-Δpϕ(z0)<0.

Similarly to before, we find γ0>1 and ϵ,δ,λ(0,1) such that

tϕq-Δpϕ-λ<0andϕϵinQδ(z0)

and

uγ0ϕonpQδ(z0).

With M defined as above, we choose γ(1,γ0] small enough to have

|γq-p+1-1|λM.

In this way, we obtain

t(γϕ)q-Δp(γϕ)=γp-1[tϕq-Δpϕ+(γq-p+1-1)tϕq]γp-1[-λ+|γq-p+1-1|M]0

in Qδ(z0). Now, applying Theorem 1.2 with γϕγϵ>0 as weak sub-solution and u as weak super-solution we derive a contraction as in the viscosity sub-solution case. This finishes the first part of the Theorem.

To show the second part of the Theorem, we consider z0=(x0,t0)ΩT. If u(z0)>0, the first part of the theorem applies. Therefore, it remains to consider the case u(z0)=0.

In view of the Harnack inequality from [6, Theorem 1.11], we have u(·,t0)=0 a.e. in Ω.

We first consider some test function ϕC1((0,T);C2(Ω)) such that ϕ(z0)=u(z0) and ϕ>u in a deleted neighborhood of z0. Since u and ϕ both vanish in z0, it follows that ϕ and hence, also ϕq attains a minimum there which implies tϕq(z0)=0 and ϕ(z0)=0 and D2ϕ(z0) is positive semi-definite. Now, in view of Lemma 6.4 we obtain the desired inequality

tϕq(z0)-Δpϕ(z0)=-Δpϕ(z0)0.

Next, we consider a test function ϕC1((0,T);C2(Ω)) such that ϕ(z0)=u(z0) and ϕ<u in a deleted neighborhood of z0. Since u(·,t0)=0 a.e. in Ω, we have that ϕ(z0)=0 and D2ϕ(z0) is negative semi-definite. Moreover, since q>1, we have tϕq(z0)=(q-1)ϕq-1(z0)tϕ(z0)=0, so that

tϕq(z0)-Δpϕ(z0)=-Δpϕ(z0)0.

Overall, this shows that u is a viscosity solution of (1.1) in ΩT.

Note that the Theorem also holds in the range of parameters p and q, where weak solutions might fail to be locally continuous. This is achieved through the semi-continuous regularization u which is defined in the proof. The second part of Theorem 6.5 holds in the whole of ΩT due to infinite speed of propagation of weak solutions as shown in [6].

Remark 6.6

Note that in the second part of Theorem 6.5 we are able to show that any non-negative weak sub-solution is a viscosity sub-solution in ΩT for any q1 and p2. The restriction 1p-1<q<n(p-1)(n-p)+ is only necessary for the argument ensuring that u is a viscosity super-solution.

Acknowledgements

V. Bögelein and M. Strunk have been supported by the FWF-Project P31956-N32 “Doubly nonlinear evolution equations”.

Funding

Open access funding provided by Austrian Science Fund (FWF).

Footnotes

Publisher's Note

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