Abstract
Sleep is hypothesized to interact with weight gain and loss; however, modeling this relationship remains elusive. Poor sleep perpetuates a cascade of cardiovascular and metabolic consequences that may not only increase risk of adiposity, but also confound weight loss efforts. We conducted a scoping review to assess the research on sleep and weight loss interventions. We searched six databases for studies of behavioral weight loss interventions that included assessments of sleep in the general, non-clinical adult human population. Our synthesis focused on dimensions of Population, Intervention, Control, and Outcomes (PICO) to identify research and knowledge gaps. We identified 35 studies that fell into one of four categories: a) sleep at baseline as a predictor of subsequent weight loss during an intervention, b) sleep assessments after a history of successful weight loss, c) concomitant changes in sleep associated with weight loss, and d) experimental manipulation of sleep and resulting weight loss. There was some evidence of improvements in sleep in response to weight-loss interventions; however, randomized controlled trials of weight loss interventions tended not to report improvements in sleep when compared to controls. We conclude that baseline sleep characteristics may predict weight loss in studies of dietary interventions and that sleep does not improve because of weight loss alone. Future studies should enroll large and diverse, normal, overweight, and obese short sleepers in trials to assess the efficacy of sleep as a behavioral weight loss treatment.
Keywords: Obesity, overweight, sleep, sleep duration, sleep quality, weight loss
INTRODUCTION
Obesity is a serious and costly chronic disease that continues to be a major public health concern. The World Health Organization (WHO) estimates that obesity affected 13% of the global population in 2016, representing nearly 650 million individuals.1 The rates of obesity are considerably higher in the United States. According to the Centers for Disease Control and Prevention (CDC), nearly one-third of adults, representing almost 100 million Americans, meet the body mass index cut point for obesity.2 Recent reports by the CDC show that the number of states where at least one-third of the population is obese has nearly doubled since 2018.3 The prevalence of obesity is expected to increase; projections indicate that nearly one-in-two Americans will meet the BMI classification for obesity by 2030, with even higher rates expected for women, African Americans, low-income adults, and for those in particular geographic regions.4
Given the large and increasing population affected, considerable attention has been placed on intervention efforts that focus on preventing and treating obesity. Substantial weight loss is possible across a range of treatment modalities, but long-term weight loss maintenance is much more challenging, and weight regain is typical. In a meta-analysis of 29 long-term weight loss studies, over half of the lost weight was regained within two years, and by five years more than 80% of lost weight was regained.5 Additionally, Fildes et al.6 found that nonsurgical obesity treatment strategies were failing to achieve sustained weight loss for a large majority of obese patients. Results from the study provide evidence that maintaining weight loss was rare and the probability of achieving normal weight was low for those with a BMI of 30 and greater.6
Short sleep has been associated with numerous chronic conditions including a constellation of cardiometabolic risk factors, inflammation, decreased psychomotor vigilance, and unintentional injuries.7 Data from the National Health Interview Survey (NHIS) found self-reported sleep duration decreased 10 to 15 minutes from 1985 to 2012, and the percentage of adults reporting less than 6 hours of sleep per night has increased from 22.3% to 29.2%.8 Epidemiological surveillance conducted by the Centers for Disease Control and Prevention (CDC), found short sleep duration was reported in over 35% of all adults in the United States.9 The prevalence of short sleep duration has paralleled the obesity epidemic. Both conditions affect approximately 33% of the US population lending credence to the suggestion that short sleep duration and obesity are associated phenomena10; nevertheless, this proposed mechanism linking short sleep and obesity remains elusive.
We conducted a scoping review to examine the relationship between sleep and weight loss, both summarizing sleep as a predictor of weight loss, as well as concurrent changes in sleep associated with weight loss. This scoping review employed a methodology to map, synthesize, and summarize the available data and make recommendations for future research based on the literature we reviewed. The main objectives of this scoping review were to: a) review of the published research on sleep and weight loss interventions; b) identify the characteristics and range of methodologies used in the peer-reviewed sleep and weight loss research; c) examine reported challenges and limitations of the stream of intervention; and d) propose recommendations for further research on sleep interventions and weight loss. The two main research questions for this review were:
How does sleep quality and quantity change in relation to weight loss among adults?
What is known from the existing literature about the relationship between sleep and weight loss in adults?
METHODS
We organized the review using the framework for conducting scoping reviews by Arksey and O’Malley11 and the scoping review aims developed by Munn et al.12 The steps included: a) defining the research question, b) identifying relevant studies, c) study selection, 4) charting the data, and 5) collating, summarizing, and reporting results. The protocol for our scoping review was registered with Open Science Framework (OSF) Registries.13 As no human subjects were enrolled in our review, we did not seek Institutional Review Board (IRB) approval for this study. We delimited our search to the following six databases: PubMed, MEDLINE, PsycInfo, Web of Science, Cochrane Central Register of Controlled Trials (CENTRAL), and Cumulative Index to Nursing & Allied Health Literature (CINHAL). We then developed our database search strategies using subject headings and title/abstract keywords related to sleep, weight loss, sleep quality, and sleep quantity. We conducted our searches in each database during May 2023. Once our search strategy was in place, we set up an RSS alert system to identify new articles pertinent to our search. We limited our search retrieval to peer-reviewed, completed research studies published in English between January 2006 and May 2023, in non-clinical, adult populations. As we sought to understand the role of sleep and weight loss in the general adult population, we excluded animal research; studies focused on clinical populations (e.g., diabetes, cancer, and/or fibromyalgia), including studies which enrolled subjects with clinically diagnosed sleep disorders (e.g., sleep apnea or other sleep disorders); and outpatient subjects that underwent surgical or pharmacological weight loss interventions (e.g., bariatric surgery). From a clinical significance perspective, weight loss interventions that result in 5–10% reduction14 from baseline weight and sleep interventions that shorten sleep onset latency and/or increase total sleep time by 30 minutes15 are considered efficacious. For the purposes of our review, we did not delimit our search to these weight loss or sleep outcomes due to the novelty of sleep as a potentially modifiable factor related to obesity.
We exported records from each database into a master Microsoft Excel© file. Two authors (AK & MO) independently screened each record across all four phases of data extraction. Disagreements were resolved by a third reviewer (JP). Titles of each record were reviewed during stage 1. Duplicates, review articles, study protocols, cross-sectional and formative research, as well as interventions which measured weight loss and sleep in clinical populations were removed during the stage 1 data extraction process. The remaining records were imported into EndNote© bibliographical software to review abstracts (stage 2) and full text (stage 3) of each article, resulting in the further removal of observational studies, interventions which did not target weight loss or measure sleep, and clinical populations. Finally, a descendent search (stage 4) was conducted using all articles extracted during stage 3 articles. Table 1 summarizes the databases and the disposition of the search strategy through all four stages of data extraction. In total, we included 35 studies published in the English language that focused on weight loss interventions conducted with adult human subjects where sleep was one variable investigated in the study.
Table 1.
Summary Table of the Data Extraction Process for the Sleep Quantity, Sleep Quality, and Weight Loss in Adults Scoping Review
| Review Information | Distillation Process | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Name of Study | The Relationship Between Sleep Quantity, Sleep Quality, and Weight Loss in Adults: A Scoping Review | Phase 1 | PubMed (n=69) | Medline (n=135) | PsychInfo (n=44) | Web of Science (n=398) | CENTRAL (n=98) | CINAHL (n=70) | Phase 1 Total (n=898) | |
| Boolean Search Logic/Key Terms | ((overweight OR obes* OR adipos*)) AND ((sleep quantity* OR quality of sleep)) AND ((random* OR clinic* OR trial OR intervention OR evaluation OR experiment OR program* OR pilot OR feasibility OR treatment)) AND ((weight loss OR weight maint* OR weight reduc* OR weight management OR weight control OR obesity treat* OR obesity prev* OR overweight treat* OR overweight prev*)) NOT (surgical OR pharmacological weight loss) NOT (sleep disorder* OR sleep disturbance* OR sleep problem* OR insomnia) NOT (cardiovascular disease OR cardiac disease OR coronary heart disease OR cardiomyopathy) NOT (diabetes type 2 OR diabetes mellitus OR hyperglycemia) NOT (surgical OR pharmacological weight loss) NOT ((rats OR mice)) NOT ((child*)) | Phase 2 Total (n=746) | Duplicate Articles (n=41) | Review Articles (n=21) | Study protocols/formative research (n=87) | Cross-sectional and observational studies (n=354) | Clinical populations (n=143) | Weight loss not targeted (n=63) | Sleep not measured (n=37) | Remaining Post-Phase 2 (n=152) |
| Registry | OSF Registries: The Relationship Between Sleep Quantity, Sleep Quality, and Weight Loss in Adults13 | Phase 3 Total (n=118) | Cross-sectional and observational studies (n=42) | Clinical populations (n=39) | Weight loss not targeted (n=26) | Sleep not measured (n=11) | Remaining Post-Phase 3 (n=34) | |||
| Phase 4 | Descendant search (n=1) | Total in review (n=35) | ||||||||
RESULTS
Table 2 presents a summary description of the sample demographics and sampling location, primary study purpose, study design, measures collected, intervention assignments, variables assessed, behavior change frameworks, as well as intervention effects, baseline sleep measures, and quality assessment scores for the 35 articles included in this scoping review.
Table 2.
Summary of the Studies Investigating the Relationship Between Sleep Quantity, Sleep Quality, and Weight Loss in Adults (n=35)
| # | Study Name* / Sample Demographics / Sampling Location / Study ID† | Primary Study Purpose / Study Design / Measurements / Intervention Assignments | Outcome Variable(s) / Sleep Variables / Behavior Change Theoretical Framework | Intervention Effects / Baseline Sleep Measures / Quality Assessment Scores |
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Notes.
Study names derived from reviewed publication and/or based on name of study provided on clinicaltrials.gov.
Study ID linked to trial registry and/or grant number.
Abbreviations. Tx, treatment group; Cnt, control group; ACnt, active treatment concurrent control; StCnt, standard care control; WLCnt, Wait-list Control; BMI, body mass index; ESS, Epworth Sleepiness Scale; IPAQ, International Physical Activity Questionnaire; PSQI, Pittsburg Sleep Quality Index; TFEQ, Three-Factor Eating Questionnaire.
Study Acronyms. LIFE, Randomized Trial of Tapas Acupressure for Weight Loss Maintenance; PREVIEW, Prevention of Diabetes Through Lifestyle Intervention and Population Studies in Europe and Around the World; SHINE, Supporting Health by Integrating Nutrition and Exercise; POWER-UP, Practice-based Opportunities for Weight Reduction trial at the University of Pennsylvania; mDiet, A Text Message Intervention for Weight Loss; HF2, Healthy Families Healthy Forces; SHIELD, Safety & Health Improvement: Enhancing Law Enforcement Departments; PATH, Physical Activity for Total Health; CALERIE 2, Comprehensive Assessment of Long-term Effects of Reducing Intake of Energy Phase 2; MEASUR-UP, Measuring Eating, Activity and Strength: Understanding the Response-Using Protein; GH-IGF-I & Sleep, Growth Hormone-Insulin-Like Growth Factor-I and Sleep; Hopkins POWER, Practice-based Opportunities for Weight Reduction; Look AHEAD, Action for Health in Diabetes; PREFER, Effects of Periodic Fasting Versus Daily Energy Restriction on Metabolic Health; FAB, Food, Activity and Behavior Trial; WORDS, Weight Outlooks by Restriction of Diet and Sleep.
Study Characteristics
The most common study location was the United States,16,20,23,29,39,40,53,55,58,63,68,72,74,78,81,86,90,93,95,101 but studies were reported from Australia,87,91,98,100 Canada,21,47,54 Denmark,19 Germany,76 99 Indonesia,82 Japan,48,70 Korea,97 the Netherlands,43 and from multiple countries.91 Settings included hospital clinics,19 universities,20,39,58,99 primary care,29,40,53 and a law enforcement work setting.55 Majority of the reviewed studies used the Pittsburgh Sleep Quality Index (PSQI)18,20,21,29,39,40,47,48,53–55,58,63,68,70,74,76,78,82,87,90,91,93,97–100 to measure sleep whereas other studies used measures such as the Sleep Timing Questionnaire (STQ),31,87 PROMIS (perceived sleep quality, depth, and restoration),56,72 Insomnia Severity Index (ISI),24,87 Epworth Sleepiness Scale (ESS),43,46 Functional Outcomes of Sleepiness (FOSQ),95,96 Women’s Health Initiative Insomnia Rating Scale Questionnaire,16–18 and actigraphy.48,70,72,81,87,90,91,95,98 Most of the studies did not report employing a weight loss and/or sleep behavior change theoretical framework. Among those that used behavior change theoretical frameworks, social cognitive theory,23,27,93 transtheoretical model,23,28,93 behavioral counseling/support,21,39,63,86,101 cognitive behavioral therapy,52,70 eating behaviors43,47,54,74,91,93 and self-efficacy29,93 were applied to facilitate weight loss, while sleep hygiene29,63 and cognitive behavioral therapy29 were used to modify sleep behaviors.
Nine studies16,39,48,54,63,70,72,82,100 included only women and those that focused on both men and women tended to enroll a larger proportion of women relative to men in their samples. Most studies related to sleep were secondary analyses of intervention data coming from trials in which weight loss was the primary outcome variable under observation.16,21,23,39,47,48,54,70,72,78,86,91,100,101 In some of these instances,21,47,54,86 although the primary interventions applied parallel-group, random assignment, the findings related to sleep were based on analysis of control group data.21,86 Two studies used cross-over designs,82,97 a more common feature of dietary interventions. No power calculations were reported for sleep outcomes, which points to the potential for under-powered designs. Studies tended to include smaller sample sizes, with most enrolling less than 200 participants.16,19–21,29,43,47,48,54,63,70,74,76,78,81,82,87,90,97–100 Furthermore, many of the reviewed studies which used the PSQI as their primary sleep-related outcome variable, reported mean global sleep quality scores within, or near the cut point, for the “good sleep quality” (global scores less than 5) category at baseline.20,21,47,54,58,68,74,98–100
The role of sleep as a variable tended to fall into four major categories: a) sleep at baseline as a predictor of subsequent weight loss during an intervention, b) sleep assessments after a history of successful weight loss, c) concomitant changes in sleep associated with weight loss, and d) experimental manipulation of sleep and resulting weight loss.
Sleep at Baseline as a Predictor of Weight Loss
Studies assessing sleep quality and/or duration as a predictor of weight loss in response to interventions yielded varying patterns of results depending on the type of sleep assessment and weight loss intervention. Four studies demonstrated that baseline sleep was significantly predictive of improved weight loss outcomes following dietary and/or physical activity interventions. More specifically, prospective associations existed between: self-reported sleep quality and weight loss;39 self-reported sleep duration and weight loss;23 self-reported sleep duration and sleep quality and loss of body fat;21 and actigraphy-based sleep parameters and attenuated weight loss.101 However, a fifth study failed to detect significant associations between self-reported sleep duration or quality and changes in BMI, although it did observe a significant, negative association between objective measures assessed via actigraphy (e.g., number of wake episodes) and BMI.48
In contrast, two studies examining weight loss following participation in physical activity interventions demonstrated the opposite pattern of results.16,76 Specifically, Goerke et al.76 reported that reductions in BMI were observed only among participants with short sleep duration (<7.5 hours per night). Similarly, Littman et al.16 reported that the greatest differences in weight loss across intervention and control conditions were observed among participants whose sleep duration decreased from baseline to follow-up. However, it should be noted that this physical activity intervention yielded relatively small changes in body weight (M=1.3 kg). Overall, these studies point to only modest evidence to suggest that better sleep quality and duration predict positive outcomes for dietary interventions, whereas individuals with shorter sleep duration may benefit more from physical activity interventions.
Sleep After History of Weight Loss
Two studies examined associations between a history of successful weight loss and sleep using unique study designs. Ross et al.68 compared sleep quality of individuals with a history of successful weight loss and maintenance relative to individuals presenting to begin a weight loss program. Results showed that participants with a history of successful weight loss reported better sleep duration, quality, and shorter sleep latency relative to those initiating the weight loss intervention. It should be noted, however, that individuals with a history of weight loss were recruited from a national registry and time between successful weight loss and the assessment of sleep was not reported and thus potentially varied widely across the study group. In contrast to Ross et al.’s findings, Rasmussen et al.19 compared objective sleep measures obtained from participants soon after successful completion of a weight loss intervention relative to healthy, nonobese community controls. Results indicated that controls had significantly longer sleep duration than those with recent successful weight loss. Given that these studies did not include repeated assessments within intervention and control conditions, it is difficult to draw any firm conclusions from their findings.
Additionally, three studies also examined associations between a history of successful weight loss and sleep by looking at weight loss maintenance over a long period of time. Sawamoto et al.70 reported that sleep efficiency, but not duration, significantly increased from baseline to the end of the weight-loss phase. However, change in adiponectin was significantly associated with change in sleep duration and change in body fat. Adam et al.91 found that sleepiness and poor sleep quality were consistently and positively associated with BMI over the 3-year time period of weight loss maintenance. Sleep duration and low sleep quality scores were associated with homeostatic model assessment of Homeostatic Model Assessment for Insulin Resistance (HOMA-IR) for men only. In contrast, Kenll et al.95 found that a greater proportion of unsuccessful long-term weight loss maintainers slept the ideal number of hours (7 or more per night) than those successfully maintaining long-term weight loss; however, these differences were not statistically significant (p=0.35). After an adjustment of relevant factors, there were no significant associations between any of the independent body weight loss behaviors (e.g., sleep) and successful long-term weight loss.
Taken together, there is no clear evidence to suggest that long-term weight maintenance is associated with sleep quality and/or duration, however, the direction of these correlational connections is unclear given limitations in study designs.
Changes in Sleep Associated with Weight Loss
Twenty-two studies investigated longitudinal changes in sleep quality and/or duration during weight loss interventions. Several single-arm intervention studies provided some evidence that sleep duration and/or quality improved over the course of a behavioral weight loss intervention,47,54,78 cognitive behavioral interventions,39,70 and a very low-energy diet.43 Shade et al.72 observed improvements in sleep disturbance and number of awakenings, but not sleep duration, were associated with weight loss over the course of a web-based behavioral intervention. A recent study by Das et al.93 found weight loss was accompanied by marked improvements in sleep as well as other health areas. Improvements in sleep were seen across both weight loss groups. Each of these studies lacked a control group, making it difficult to draw conclusions regarding the efficacy of these interventions to improve sleep.
Studies comparing changes in sleep across active treatment conditions and control groups yielded more equivocal findings. Within an aging population, a diet-based intervention appeared to prevent decreasing sleep duration for those in the intervention, but not in the control condition.58 Short-term improvements in sleep quality and duration were also observed within a wellness intervention targeted at law enforcement officers relative to a control condition, however long-term improvements were not maintained.102 Alfaris et al.53 found significant differences favoring counseling conditions over the usual care group with regards to sleep duration at a long-term follow up, but enhanced counseling did not outperform brief counseling. Similarly, Nantsupawat et al.63 did not observe significant differences in sleep duration across standard and enhanced dietary counseling conditions. Relative to control conditions, several other interventions also resulted in an absence of changes in sleep quality from pre- to post-intervention across a mindfulness-based intervention,74 behavioral weight loss intervention,40 cognitive behavioral interventions,29 and dietary intake focused on altered protein content.90 Chevance et al.86 also failed to find associations between sleep duration and other health behaviors (e.g., physical activity, fruit and vegetable consumption), either within or across weight loss intervention conditions. However, it should be noted that several of these interventions were secondary analysis of trials that initially powered to observe other variables (e.g., weight loss) beside sleep. For example, the mean value of sleep quality in the Adler et al.74 mindfulness-based study, for example, was 5.95(SD=3.00), where scores ≥5 indicate poor sleep quality. In this study, the cut-point, though clinically relevant, had a standard deviation of 3.00, indicating a sizeable portion of the sample did not have poor sleep quality. Thus, a sample size of 194 may not have been able to detect statistically significant treatment effects. Inclusion criteria requiring all participants to fall into the poor sleep quality range may have increased power for detecting changes in sleep outcomes.
More recent studies have focused on dietary interventions such as time restricted/intermittent fasting or energy restricted diets while investigating changes in sleep. Two studies observed different energy restricted diets while measuring other variables such as sleepiness, sleep patterns, and sleep quality. Park et al.97 found significant individual changes in body weight and percent of body fat after an 8-hour time-restricted eating intervention. No significant difference was seen in participants’ sleep patterns between weight loss group and weight gain group after 4 weeks. Additionally, both Peos et al.98 and Roth et al.99 examined energy restricted diet effects on weight loss and measured sleep as one of the study’s variables. Peos et al.98 reported an increase in sleepiness for both energy restricted groups. Roth et al.99 found that while the energy-restricted group had greater reductions in body composition, there was no significant difference found for sleep in hours per night and time to fall asleep (p>0.05). Teong et al.100 examined both calorie restriction vs intermittent fasting and reported that neither calorie restriction or intermittent fasting had altered perceived sleep quality. It was also observed that the 24-hour fast did not impact perceived sleep quality. Trials that focused on physical activity interventions produced similarly mixed findings. One intervention resulted in improved sleep quality and duration within the treatment condition, but not among controls.82 Other physical activity-based interventions did not observe such differences.76
Manipulation of Sleep and Weight Loss
Three studies attempted to study changes in weight associated with manipulations in participant sleep. The first study attempted to improve participant sleep via an enhanced weight loss intervention including sleep hygiene.87 There were no significant group differences in weight loss between the traditional weight loss intervention and the enhanced intervention, but the enhanced intervention group did show significantly lower waist circumference measurements relative to the traditional intervention group. Similarly, interventions focused on sleep restriction yielded results implicating sleep in body composition, but not weight loss. Specifically, Wang et al.81 did not observe significant differences in weight loss between calorie restriction vs. calorie restriction + sleep restriction interventions, they did observe significant reductions in the proportion of mass lost from fat among the calorie restriction group (p=.004), but not the calorie restriction + sleep restriction group. Finally, in a lab-based sleep restriction experiment, Nedeltcheva et al.20 demonstrated similar weight loss across sleep restricted vs. ad libitum conditions, but observed significantly more weight lost from fat within the ad libitum condition relative to the sleep restriction condition. Further, participants reported increased hunger during the sleep restriction condition relative to the ad libitum condition. Given this study’s extreme level of control over caloric intake and sleep, in addition to some support from home-based sleep manipulation studies, there is some evidence to suggest that changes in body composition are more favorable with increased sleep duration, despite the absence of differences in body weight related to changes in sleep duration.
DISCUSSION
Efforts to prevent and treat obesity have increased focus on interventions to improve diet and physical activity and to examine, including sleep as a factor. This review assessed 35 peer-reviewed articles in the literature on the relationship between sleep and weight loss with the primary objective to examine prospective associations between sleep and weight loss as well as longitudinal changes in sleep during weight loss interventions. The reports varied considerably in terms of specific research questions addressed and study design and methods used, including the timing of sleep assessment and weight loss interventions. We also sought to identify new research targets in the area of sleep as related to weight loss. Previous research has shown that insufficient sleep can contribute to increased energy intake103,104 and is increasingly prioritized in addition to physical activity and diet in weight loss interventions. Our results provide some evidence that baseline sleep characteristics are predictive of weight loss during dietary interventions,21,39,48 but not for interventions that focused solely on increasing physical activity.16,76 The solution to weight loss, thus, may not be simply focusing on diet or physical activity, but also calling attention to sleeping habits prior to engaging in dietary interventions, particularly when designing weight-reduction programs.
Despite several single-arm intervention trials showing that various aspects of sleep improved in response to weight-loss interventions,43,47,54,70,72,78 the results were equivocal among studies that included a comparative control (or comparison) group. Further, the results of randomized controlled trials with interventions with the general population generally failed to detect differences in changes in sleep across groups, with the exception of studies focused on specific populations (e.g., aging adults and law enforcement officials).29,40,53,58,63,74,86,90,102 These mixed results, along with the variable quality and generally low power of studies, limit the conclusions that can be drawn about the effectiveness of weight loss interventions and resulting weight loss to improve sleep. The literature reviewed does not support the assumption that sleep will improve concomitantly with weight loss resulting from behavioral interventions focused on diet and exercise. Studies, and specifically randomized controlled trials that recruit larger samples and enroll participants with adequately powered sleep parameters at baseline, that employ a longitudinal design with validated and reproducible long-term outcome assessments of changes in weight and sleep are required to draw firmer conclusions than the literature presently affords.
Studies focused on altering sleep patterns and resulting weight loss consistently showed that, despite similar weight loss outcomes, participants with reduced sleep lost less body mass in the form of fat.20,81 Whereas, an intervention focused on improving sleep quality and duration observed larger changes in waist circumference, but not weight loss among those who received a weight loss intervention. This included a focus on sleep relative to those who received the weight loss intervention only.47 Results from these rigorous experimental study designs strongly suggest that better sleep is associated with improved body composition outcomes and may provide evidence that points to the importance of targeting sleep in order to promote positive outcomes in weight loss interventions. Most studies we reviewed included a large proportion of female participants. Out of the 35 studies reviewed and analyzed, 9 reported only focusing on women16,39,48,54,63,70,72,82,100 and several others included samples that predominantly comprised women. With a larger focus on women’s sleep in weight loss interventions, generalizability of these results may be limited. Moreover, the studies we analyzed had specific inclusion and exclusion criteria that limited the number of participants, creating more limitations regarding generalizability of results.
Limitations and Strengths
Several limitations deserve mention. First, this review included the selection of only English-language, peer-reviewed publications, which may have excluded relevant studies published in other languages or in the grey literature. Furthermore, we did not include or fully review articles that reported studies of specific populations such as individuals with diabetes, cancer, fibromyalgia. Second, most of the studies reviewed employed subjective, questionnaire-based measures of sleep quality and/or quantity (e.g., the PSQI), which are susceptible to recall biases and issues of validity). Third, many of the studies enrolled participants with adequate sleep parameters at baseline (e.g., global PSQI scores in the good quality sleep range; sleep durations within epidemiologically healthy ranges), which could lead to issues of investigations being underpowered to detect statistically significant changes in sleep outcomes. Most studies reported no use of behavior change theoretical frameworks, which may reduce potential treatment effects. Finally, a large portion of studies reviewed and assessed focused on populations that were obese or overweight and the use of unblinded data may have increased the risk of bias in the review. While the articles focused on weight loss in study participants with sleep apnea were excluded, we could not discern how undiagnosed mild to moderate sleep apnea may have been a confounder in the studies that were reviewed. Despite these limitations, our study provides an in-depth review of the literature dating back 17 years in which we screened a high number of published research articles. Our review also provides details of the study process, including study selection, data extraction and data analysis. Additionally, the validity of our review is strengthened by having applied a priori inclusion and exclusion criteria in the selection of candidate articles and corroborating findings through independent review by three researchers. Finally, our findings suggest that practitioners should consider the duration and quality of sleep when implementing weight loss programs.
Future Research Directions
Future studies must be adequately powered to detect statistically significant interactions between weight loss and sleep outcomes. In this context, we advise researchers power their studies using clinically significant benchmarks: 1) weight loss of 5–10% from baseline14 and 2) shortened sleep onset latency and/or increased total sleep time of 30 minutes15 Our review did not operationalize sleep and weight loss according to these standardized outcomes of clinical efficacy. Instead, we classified sleep and weight loss based on the design types applied in the reviewed studies: (1) sleep at baseline as a predictor of weight loss; (2) sleep after history of weight loss; (3) changes in sleep associated with weight loss; and (4) manipulation of sleep and weight loss. While these categories facilitated some level of inquiry, there is a need for prospective, randomized controlled trials that include no treatment control groups to model causal relationships between sleep and weight loss. In addition to robust, adequately powered designs, we recommend researchers include objective assessment of sleep through actigraphy, in conjunction with standardized sleep diaries, to elucidate relationships between sleep and weight loss. Interventions focused on modifying lifestyle factors should be rooted in behavioral theory, with the theoretical constructs operationalized and measured. Adopting this approach will allow researchers to model the relationships between theoretical constructs and empirical outcomes. Finally, we have included a Supplementary Appendix containing quality assessment data on each of the studies we reviewed that may help the reader to better understand the state of the rigor of the designs we encountered in our review The recommendations we propose will provide the foundation future investigations will require to estimate the effect sizes in weight loss and sleep studies—the next logical step for researchers seeking to conduct systematic reviews and meta-analyses.
CONCLUSION
Adequate sleep confers preventive benefits for mental health, physical health, and quality of life, and plays an important role in an individual’s day-to-day functional wellbeing. This scoping review provides synthesized evidence that baseline sleep characteristics may predict weight loss in studies of dietary interventions, thus pointing to the role that sleep can play in weight loss. However, few studies, most of which are based on small sample sizes and are underpowered, have focused on altering sleep to understand its role in weight loss. Additionally, there is evidence that sleep does not improve because of weight loss alone, and participants who complete or maintain successful weight loss do not compare to controls. Finally, experimental manipulations of sleep might alter body composition, with some evidence implicated in weight loss. Larger randomized control trials that focus specifically on sleep outcomes in weight loss interventions with diverse populations and longer-term follow-up to assess the impact of longer-term sleep hygiene on weight loss are needed to get a better and more comprehensive picture of the role sleep plays within weight loss.
Supplementary Material
Acknowledgements
This study was supported by the following funding sources:
National Heart, Lung, & Blood Institute, National Institutes of Health, Bethesda, MD, Grant/Award Number: 1K01HL145128.
National Institutes of Health Loan Repayment Program, Division of Loan Repayment, National Institutes of Health, Bethesda, MD, Grant/Award Number: L30HL159690.
Footnotes
Conflicts of Interest
The authors report there are no competing interests to declare.
Contributor Information
Adam P. Knowlden, The University of Alabama.
Megan Ottati, Department of Health Studies and Applied Educational Psychology.
Meaghan McCallum, Behavioral Science, Noom Inc, New York, NY, US.
John P. Allegrante, Department of Health Studies and Applied Educational Psychology, Teachers College, Columbia University; Department of Sociomedical Sciences, Mailman School of Public Health, Columbia University.
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