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. Author manuscript; available in PMC: 2025 Mar 1.
Published in final edited form as: Psychol Bull. 2023 Nov 16;150(3):319–353. doi: 10.1037/bul0000409

Project Harmony: A systematic review and network meta-analysis of psychotherapy and pharmacologic trials for comorbid posttraumatic stress, alcohol and other drug use disorders

Denise A Hien 1, Santiago Papini 2, Lissette M Saavedra 3, Alexandria G Bauer 1, Lesia M Ruglass 4, Chantel T Ebrahimi 1,5, Skye Fitzpatrick 6, Teresa López-Castro 4, Sonya B Norman 7, Therese K Killeen 8, Sudie E Back 8, Antonio A Morgan-López 3
PMCID: PMC10939977  NIHMSID: NIHMS1938937  PMID: 37971855

Abstract

We conducted a systematic review and network meta-analyses (NMA) of psychotherapy and pharmacologic treatments for individuals with co-occurring posttraumatic stress disorder (PTSD) and alcohol or other drug use disorder (AOD). A comprehensive search spanning 1995–2019 yielded a pool of 39 studies for systematic review, including 24 RCTs for the NMA. Study interventions were grouped by target of treatment (PTSD+AOD, PTSD-only, and AOD-only) and approach (psychotherapy or medication). Standardized mean differences (SMD) from the NMA yielded evidence that at the end of treatment, integrated, trauma-focused therapy for PTSD+AOD was more effective at reducing PTSD symptoms than integrated, non-trauma focused therapy (SMD = −0.30), AOD-focused psychotherapy (SMD = −0.29), and other control psychotherapies (SMD = −0.43). End-of-treatment alcohol use severity was less for AOD medication compared to placebo medication (SMD = −0.36) and trauma-focused therapy for PTSD + placebo medication (SMD = −0.67), and less for trauma-focused psychotherapy + AOD medication compared to PTSD medication (SMD = −0.53), placebo medication (SMD = −0.50), and trauma-focused psychotherapy + placebo medication (SMD = −0.81). Key limitations include the small number of studies in the NMA for pharmacologic treatments and lack of demographic diversity apparent in the existing literature. Findings suggest room for new studies which can address limitations in study sample composition, sample sizes, retention, and apply new techniques for conducting comparative effectiveness in PTSD+AOD treatment.

Keywords: alcohol and other drug use disorders, PTSD, systematic review, network meta-analysis, clinical interventions, PTSD comorbidity

Introduction

Scope of the Problem

Roughly half of individuals with posttraumatic stress disorder (PTSD) also meet criteria for an alcohol and other drug use disorder (AOD; Pietrzak et al., 2011) and national concerns regarding the growing societal costs of mental health and AOD care are rising. So too are questions regarding how to maximize the impact and reach of treatment research findings into clinical care for those most in need. Comorbidity with PTSD is common, difficult to treat, and represents a significant health care burden among those with AOD. Based on the most recent National Epidemiologic Survey on Alcohol and Related Conditions–III, individuals with DSM 5 SUD were 1.6 times more likely to have a PTSD diagnosis than those without a SUD (Grant et al., 2016). The odds ratio for comorbidity in veterans with AUD and PTSD was 2.1 and for other SUD and PTSD was 3.1 (Goldstein et al., 2016; Grant et al., 2016).

Over two decades of research document the wide scope of problems associated with comorbid PTSD and AOD (PTSD+AOD), including poorer treatment prognosis (Najt et al., 2011), longer hospital stays for initial treatment and greater likelihood for readmission (Ouimette et al., 1997), lower treatment compliance (Bradizza et al., 2006), higher suicide rates (McCauley et al., 2012; Norman et al., 2018), and less social support for achieving and maintaining recovery goals than patients with AODs without PTSD (McCarthy & Petrakis, 2010). Among both civilian and military populations, PTSD+AODs are among the costliest of public health problems in the United States (Bouchery et al., 2011; Kessler, 2001; National Drug Intelligence Center [NDIC], 2011). Health care costs related to excessive alcohol consumption and PTSD care are rising. In 2018, costs related to excessive consumption rose to $249 billion (Sacks et al., 2015) and healthcare costs related to PTSD care rose to $232.2 billion where the excess cost of AOD solely due to PTSD was $2.3 billion (Davis et al., 2022). Among veterans, the cost of PTSD care per year per person is $25,684 versus $18,640 per year for civilians (Davis et al., 2022). Despite the staggering health care burden, many questions regarding optimal treatment practices for PTSD+AOD across populations remain unanswered.

Treatment Frameworks

Knowledge in this area has been hampered by the exclusion of people with AOD from many PTSD treatment trials. For example, a recent review examined 156 studies of PTSD treatments and found that over three quarters excluded participants based on AOD (Lehman et al., 2017). However, PTSD and AOD are closely linked and the mechanisms underlying that connection are likely multifaceted. One of the most prominent theories regarding the nature of the PTSD+AOD connection is the self-medication theory (Hawn et al., 2020; Khantzian, 1997), which postulates that individuals with PTSD use substances to alleviate distressing PTSD symptoms (e.g., to not remember nightmares, relieve negative mood or cognitions, reduce hyperarousal sensations). The self-medication theory is supported by patient perspectives, ecological momentary assessment studies examining the daily relationship between PTSD and AOD symptoms and behaviors, and the temporal order of onset, which most often involves the experience of trauma and onset of PTSD prior to substance use and onset of AOD (Back et al., 2014; Hawn et al., 2020; Simpson et al., 2014).

Sequential Approach

Furthermore, there is a long-standing controversy and lack of consensus in the field of PTSD+AOD regarding whether it is best to treat one disorder first and then subsequently focus on treating the other disorder (sequential approach), treat only one disorder (single disorder approach), or treat both co-occurring conditions conjointly in treatment (integrated approach). Early studies on PTSD+AOD treatments often used a sequential approach, where several sessions of AOD skills work was completed prior to initiating trauma work (e.g., Triffleman, 2008), likely in part because of limited evidence for offering PTSD treatment to participants still using substances or in early AOD treatment. Proponents of the sequential approach note concerns that addressing PTSD “too soon” in AOD treatment could increase risk of relapse or excessive substance use (Nass et al., 2019), although this is unsupported by the data obtained over the past two decades (e.g., Hien et. al., 2015; Norman et al., 2019; Ruglass et al., 2017). Instead, sequential approach proponents may offer single disorder protocols for each disorder in sequence such as Relapse Prevention for AOD followed by Prolonged Exposure for PTSD. Relapse Prevention (RP; Marlatt et al., 2007) is a psychotherapy for AOD that focuses on preventing relapse in alcohol or substance use by identifying cues that increase risk of relapse and developing coping skills to manage cravings and reduce or avoid alcohol or substance use. Although Relapse Prevention does not target PTSD directly, it has been repeatedly studied in the treatment of PTSD and AOD (Back et al., 2019; Hien et al., 2004; Ruglass et al., 2017; Schafer et. al., 2019). On the other hand, Prolonged Exposure exemplifies a single disorder PTSD treatment that involves psychoeducation regarding PTSD (Foa et al., 2019), imaginal exposure to trauma-memories, and in-vivo exposure to trauma-related cues. Although Prolonged Exposure does not focus on AOD, it has also been studied within PTSD+AOD samples (Foa et al., 2013).

Integrated Approach

Proponents of integrated approaches, such as Concurrent Treatment of PTSD and Substance Use Disorders Using Prolonged Exposure (COPE; Back et al., 2019) or Seeking Safety (Najavits, 2002) posit that failing to address PTSD and trauma-related symptoms may maintain problematic substance use because AOD and PTSD negatively impact one another. Trauma and substance use are functionally related for many patients (Back et al., 2014) as trauma-related symptoms may serve as potent triggers for substance use (e.g., using alcohol or drugs to forget nightmares or distressing memories). Moreover, proponents of integrated treatment note it can be difficult for PTSD+AOD patients to effectively regulate their substance use in the face of untreated distressing and debilitating trauma-related symptoms (Back et al., 2009). In addition, by the time most patients engage in treatment, which is usually 5 to 10 years after symptom onset, both conditions need to be addressed to promote long-term recovery (Back et al., 2009).

Single Disorder Approach

Recent literature raises the question of whether single disorder treatments for AOD or PTSD may be sufficient (Simpson et al., 2017). Proponents of single disorder approaches note that in clinical trials investigating trauma-focused and non-trauma focused integrated treatments compared to manualized AOD treatment, all treatments examined are associated with significant improvement in PTSD and AOD symptoms and suggest that using existing interventions has public health benefits. However, manualized AOD psychotherapies employed by well-trained and supervised clinicians in clinical trials are not the same as AOD psychotherapies applied in real-world clinical settings. Moreover, many patients prefer to address both the PTSD and AOD together (Back et al., 2014).

Trauma-focused versus Non-trauma Focused Therapies

An additional point of historical debate has been whether trauma-focused (e.g., Prolonged Exposure, Cognitive Processing Therapy, or Eye Movement Desensitization and Reprocessing [EMDR]) or non-trauma focused (e.g., skills-based interventions such as Seeking Safety) therapies are optimal. Trauma-focused therapies encourage active engagement with and processing of trauma-related memories and meanings (Watkins et al., 2018). This contrasts with non-trauma focused treatments where the interventions focus on coping skill building with limited processing of the trauma memories and their meanings (Watkins et al., 2018). For example, Seeking Safety (Najavits, 2002) and COPE (Back et al., 2019; Mills et al., 2012) are two frequently studied integrated interventions for PTSD+AOD. However, Seeking Safety focuses exclusively on the present by discussing a range of coping skills for PTSD and AOD symptoms using cognitive behavioral, interpersonal, and case management techniques (Najavits, 2002). Conversely, COPE focuses on the present and past by integrating Relapse Prevention strategies for AOD with Prolonged Exposure strategies for PTSD symptoms including trauma memories (Mills, 2012). Anecdotal concerns claim that trauma-focused treatments which involve revisiting the trauma memory repeatedly in session (imaginal exposure) and approaching safe but anxiety provoking situations in real life (in vivo exposure) may be intolerable for patients and increase substance use. Relatedly, some evidence for treatment dropout due to trauma-processing has been found (Hoge & Chard, 2018; Najavits, 2015). Previously conducted meta-analyses (e.g., Roberts et al., 2015; Roberts et al., 2022; Simpson et al., 2021), however, do not support these concerns, and have demonstrated that integrated, trauma-focused treatments can be effective in reducing PTSD symptoms and appear to be more effective than non-trauma focused integrated treatments on PTSD (Norman et al., 2019, Simpson et al, 2021) and alcohol use (Hien et al., 2022) outcomes. In the PTSD-only literature, in contrast to the PTSD-SUD literature on trauma-focused approaches like prolonged exposure, some of the clients were excluded not only for their substance use, but also were less severe cases (i.e., less likely to be diagnosed with complex trauma) which may explain why effect sizes for trauma-focused interventions are generally smaller among PTSD+AOD populations than PTSD-only populations (Forman-Hoffman et al., 2018).

Attrition has also been a factor in recovery outcomes for individuals with PTSD as well as those with PTSD+AOD. This is true for both trauma- and non-trauma focused therapies with completion rates around 50–75% depending on completion criteria (Roberts et al., 2015; Roberts et al., 2022; Simpson et al., 2017). In a recent meta-analysis, Roberts et al. (2022) cited several factors that affect dropout including trauma type, AOD and/or PTSD symptoms severity, heavy use of alcohol or substances during treatment, employment, education, anxiety sensitivity and early symptom improvement. While recognizing the efficacy of trauma-focused therapies, addressing retention remains a challenge for clinicians. Hoge and Chard (2018) suggest some options for optimizing the delivery of these interventions such as compressing the time frame for the therapy (Foa et al., 2018), offering attendance incentives, using clinical judgement when using practice guidelines and considering patient preferences.

However, concerns about potential dropout or relapse have dissuaded some clinicians from adopting and using effective, exposure-based, trauma-focused interventions. From a historical perspective, recognition of the high comorbidity between PTSD and AOD in the late 1990’s—about two decades after PTSD was first added to the DSM—led to the first trials of how to treat this comorbidity. Most early studies were of integrated, non-trauma focused approaches such as coping skills therapies (e.g., Seeking Safety) or of sequential approaches where AOD was treated first (e.g., Triffleman et al., 1999) because at the time it was widely believed that people using substances could not handle trauma processing (Herman, 2015). For example, Seeking Safety (Najavits, 2002) was published in the early 2000s and was widely adapted and studied, primarily in non-randomized or very small studies initially (Litt, Cohen, & Hien, 2019). One of the earliest studies of exposure, trauma-focused therapy first had participants complete twelve weeks of non-trauma focused work before introducing exposure (Triffleman et al., 1999). Studies of integrated, trauma-focused therapies for PTSD+AOD (where trauma-processing and AOD treatment occur in the same time frame) began to emerge with greater frequency after 2010, as evidence countering the notion that focusing on trauma in AOD populations was unsafe (Roberts et al., 2015; Roberts et al., 2022; Simpson et al., 2017). This was also a time that trauma-focused treatments in general came to be considered best practice treatments for PTSD (Institute of Medicine, 2012). By 2015, Roberts and colleagues published the first meta-analysis evaluating the efficacy of trauma-focused treatments relative to controls and non-trauma focused treatments relative to controls that included eight randomized controlled trials (RCTs) of trauma-focused interventions and nine RCTs of non-trauma focused interventions (primarily Seeking Safety). When they updated their meta-analysis in 2022, they were able to include 27 studies that were a mix of trauma-focused, non-trauma focused, and studies that evaluated both types of treatments. This increase in number of trials shows the marked increase of work in this area.

Limits to the Existing Database of Randomized Clinical Trials for PTSD+AOD

Among AOD populations with co-occurring PTSD, findings across psychotherapy and pharmacotherapy trials have yielded some guidance for treatment (Bradizza et al., 2006; McCarthy & Petrakis, 2010; McCauley et al., 2012; Najt et al., 2011; Norman et al., 2018; Ouimette et al., 1997), however, over 50% of patients continue to report clinically impairing PTSD and AOD symptoms at the end of treatment (Bradley et al., 2005; Simpson et al., 2021). Thus, questions remain about the types of treatments that are most effective, who among patients benefit from which interventions, and who continue to struggle after treatment. Furthermore, individuals struggling with PTSD and AOD symptoms often may have longer histories of abuse (including childhood abuse) and be characterized as having complex PTSD (Hien et al., 2020) which can include emotional dysregulation, co-occurring depression, and other complicating factors.

Randomized control trial (RCT) designs can pose challenges for research participation in populations with PTSD+AOD. Often in RCTs, short term (up to 3 months on average) treatments are tested among individuals who normally have complicated clinical profiles often requiring years, not months of mental health care. Because of such clinical complexity, treatment attendance and attrition patterns (e.g., higher than in single diagnosis studies with patients who do not have AODs) may result in potential biases and lower ratings on internal validity metrics such as “risk of bias” measures. To rigorously examine whether interventions can affect clinically significant change in PTSD, many trials have focused exclusively on those who meet full criteria for PTSD. This decision, however, has excluded the population who meet subthreshold criteria from meta-analytic examination, despite the recognition that those with subthreshold PTSD suffer comparable functional impairments as those with full PTSD (Morgan-López et al., 2020; Norman et al., 2007).

Larger effectiveness trials, with more heterogeneous samples, such as those conducted within the National Institute on Drug Abuse (NIDA) Treatment Clinical Trials Network (CTN) (www.drugabuse.gov/about-nida/organization/cctn/ctn), and more recently grants offered by the Patient-Centered Outcomes Research Institute (www.pcori.org/research-results/2019/comparing-two-ways-treat-people-ptsd-and-substance-use-disorder-compass-study) for large comparative effectiveness trials, may offer an important opportunity to address critical clinical questions regarding subgroup effects and possibly reveal limits to existing RCT designs. However, even in these examples, the number of large-scaled trials are few due to cost and other barriers. The adoption of integrated treatments for PTSD+AOD has been slow and tends to be limited to approaches that are perceived by clinicians and patients to be more easily implemented and tolerated (e.g., non-trauma focused treatment), but may have lower efficacy than interventions with larger effect sizes (e.g., trauma-focused treatments) that are perceived by providers to be more complex in terms of training requirements and implementation (e.g., Gielen et al., 2014; Institute of Medicine Committee on Community-Based Drug Treatment et al., 1998). For example, non-trauma focused integrated treatments do not involve discussion of the traumatic event or processing the trauma memory, which can be ‘easier’ for patients and providers, albeit potentially less effective than trauma-focused treatments (Cook et al., 2020; Nass et al., 2019; Similoa et al., 2019). In contrast, the implementation of trauma-focused interventions, in particular Prolonged Exposure (PE) therapy, have been harder to adopt by patients who have difficulty discussing the trauma in detail, believe that avoidance is helpful, or do not fully believe the rationale for exposure (Hundt et al., 2015). Some providers also are less comfortable using Prolonged Exposure and may not feel sufficiently trained to deliver Prolonged Exposure (PE; Simiola et al., 2019).

Limits to the Existing Database of Systematic Reviews and Traditional Meta Analyses for PTSD+AOD

One of the most widely cited Cochrane meta-analytic reviews conducted by Roberts, Roberts, Jones, and Bisson (2015) examined summary data (a traditional meta-analysis) from 14 published studies and concluded that trauma-focused therapies outperformed non-trauma focused therapies. This was the first meta-analysis of which we are aware that used systematic and stringent methods for examining PTSD+AOD treatments (e.g., conducted risk of bias ratings, including studies that required PTSD and AOD full or subthreshold diagnoses). Earlier reviews included studies that did not require PTSD diagnoses (e.g., Torchalla et al., 2012 which required only trauma history) or did not consider risk of bias (e.g., van Dam et al., 2012).

In their traditional meta-analysis, Roberts et al. (2015) noted the low quality of evidence of several PTSD+AOD treatment studies at the time and suggested that questions remained regarding optimal treatment pathways. In a recent update to the 2015 meta-analysis, Roberts, Lotzin, and Schafer (2022) examined data from 27 studies and similarly concluded that trauma-focused approaches outperformed non-trauma-focused approaches for PTSD and AOD but that even with trauma focused approaches, gains were modest and dropout was high. Although the Cochrane Risk of Bias 2 (ROB2) assessment tool (Higgins et al., 2019) has been widely utilized to assess risk of bias and evaluate the strength of the evidence for RCTs in general, its appropriateness for the assessment of psychotherapy RCTs has been called into question (Button & Munafò, 2015). For example, several of the domains assessed in the ROB2 are not feasible to accomplish in psychotherapy trials with this population. Examples include blinding of patients and clinicians to their assigned treatment interventions and achieving low attrition (i.e., complete outcome data) with highly distressed samples in lengthy interventions. This suggests the need to adapt ROB2 standards to more adequately evaluate risk of bias differently in these types of trials, which the present review undertook.

One of the larger systematic reviews of 24 studies focused only on psychotherapy RCTs for PTSD+AOD, classifying interventions as exposure-based, addiction-focused, or coping-based (Simpson et al., 2017). The authors concluded that there may be “no wrong doors” for PTSD+AOD treatment suggesting that manualized interventions that target AOD-only might be equally effective as those that target PTSD-only or the disorders in combination. Several limitations with this review were noted, however, including that the available studies varied with regard to their assessment batteries, follow-up lengths, inclusion criteria, quality of the control group utilized, type of model applied (e.g., Norman & Hamblen, 2017), use of blind assessors, and whether clinically significant changes were reported (Simpson et al., 2017).

A more recent meta-analysis of PTSD+AOD treatment conducted by the same team (Simpson et al., 2021) included 28 psychotherapy studies and examined trauma-focused and non-trauma focused PTSD interventions compared to all comparators and to cognitive-behavioral AOD treatments. There were small to large within group effect sizes for all active treatments. Only trauma-focused treatments outperformed all other comparators for PTSD outcomes at post-treatment. In that meta-analysis, manualized SUD treatments reduced substance use more than trauma-focused treatments. The authors concluded that trauma-focused, non-trauma-focused, and AOD only were all sound treatment options.

The most recent systematic review of nine RCTs examining pharmacotherapy for concurrent PTSD and alcohol use disorder (AUD) was published in 2017 (Petrakis & Simpson, 2017). Results across studies were contradictory and thus inconclusive. PTSD-only medications were most helpful for PTSD symptoms and alcohol-only medications were most helpful to reduce alcohol use. The authors concluded that AUD and PTSD medications can safely be prescribed in comorbid populations, but that there was no one agent that effectively treated both conditions.

Supplemental Material A summarizes the past seven years of systematic reviews and traditional meta-analyses. Taken as a whole, the most recent existing systematic reviews and traditional meta-analyses pooling different categories of interventions provide some indication that trauma-focused psychotherapies were superior to non-trauma-focused comparators, as well as AOD targeted psychotherapies. However, these most recent systematic reviews and meta-analyses did not include all available treatment types (psychotherapeutic and pharmacologic) in a single review, did not include a broader representation of study types, treatment classes, broader diagnostic inclusion criteria, or updated risk of bias analyses to characterize the existing data to inform the next generation of clinical trials for the field.

Rationale for the Present Systematic Review and Network Meta-Analysis

Thus, an important next step in moving the field forward to identify which treatments seem to be most effective for addressing which domain of symptoms (PTSD or AOD) in a population that has both, is a revised and updated systematic review and network meta-analysis (NMA) of extant studies with both psychotherapies and pharmacologic interventions that broadens the inclusion criteria to allow for a fuller range of intervention types and study designs. Our systematic review expands search and study inclusion criteria to allow for 1) agnostic selection of treatment types and symptom targets including psychotherapies and psychopharmacologic interventions and their primary outcomes; 2) inclusion of full and subthreshold PTSD allowing for a more ecologically valid participant sample; 3) rigor as established by emphasis on DSM-established diagnosis of participants (diagnostic criteria varied in studies based on whether DSM-IV or DSM-5 criteria were used), as well as adherence and fidelity monitoring to the treatment protocol; 4) use of the ROB2 that accommodates some of the challenges unique to psychotherapy trials with complex comorbid populations; and 5) trial designs in which a quasi-experimental design or single group pre-post analyses were conducted that increase heterogeneity of the pool of studies by capturing interventions that are in earlier phases of testing (e.g., Acceptance and Commitment Therapy for PTSD+AOD; Meyer et al., 2018) and populations that may not meet all RCT inclusion criteria (e.g., having elevations in suicidal ideation) but nonetheless reflect the population of interest (e.g., chart review of Cognitive Processing Therapy in a Veteran’s Hospital; Kaysen et al., 2014).

Our systematic review includes RCTs and open trials with established fidelity, using a narrative synthesis approach to describe important characteristics of the empirical literature base, along with adverse events to inform the field. The network meta-analysis conducted with the subgroup of RCTs provides direct and indirect comparative effectiveness estimates of outcomes by important treatment categories; these comparisons provide us with the gaps in the types of available comparators, signals for future RCTs, and other indications to advance our field.

Method

The protocol for this systematic review, narrative synthesis and network meta-analysis was published via PROSPERO (PROSPERO: International prospective register of systematic reviews, 2019. CRD42019146678. Available from: https://www.crd.york.ac.uk/prospero/display_record.php?ID=CRD42019146678).

Search Strategy

We conducted an electronic search on 5/23/2019 and 8/15/2019, in accordance with the Preferred Reporting Items for Systematic Reviews and Meta-analyses (PRISMA) guidelines for systematic reviews, using the following seven electronic databases from 1995 to the present: Cochrane Depression, Anxiety and Neurosis Group, Clinical Trials Registers Database, MEDLINE, EMBASE, PubMed, Web of Science, PsycINFO and PTSDpubs. We replicated and combined the search terms, criteria, and parameters of past meta-analyses and systematic reviews (Roberts et al., 2015; van Dam et al., 2012; and Simpson et al., 2017) The initial search produced 1397 results, which were reduced to 776 after duplicates were removed (Figure 1). Supplemental Material B lists all the search terms utilized.

Figure 1.

Figure 1

PRISMA Flow Diagram

Eligibility Criteria

Eligible studies met the following inclusion criteria:

  1. A primary study analysis of a psychotherapy or pharmacological intervention.

  2. The study sample had comorbid full or subthreshold PTSD and full AOD. Supplemental Material C provides the definitions of subthreshold PTSD applied by each study.

  3. The sample was between 18–75 years old.

  4. One of the interventions in the study targeted PTSD symptoms (PTSD-only), AOD symptoms (AOD-only), or both.

  5. The study collected measures of both PTSD and AOD symptoms, even if the treatment only explicitly targeted one of them.

  6. The intervention was monitored for fidelity or adherence.

Studies were selected for inclusion via a two-stage review process. In the first phase, two independent coders conducted title and abstract screening for each initial article to determine eligibility using the aforementioned inclusion criteria. Covidence, a web-based software platform, was used as the primary tool to manage and streamline the systematic review process. All levels of screening were conducted on Covidence. Articles were not included if they were not empirical treatment studies, studies that did not involve humans, case studies, studies that only provided baseline data drawn from a larger clinical trial, reviews, or secondary data analyses. Coders were instructed to err on the side of overinclusion at this stage and discrepancies were resolved by consensus. In the second phase, studies eligible for full-text review were assessed for eligibility independently by at least two review authors. Disagreements were solved by group discussion among all experienced raters.

Data Extraction (coding)

Data extraction and coding were done by two independent extensively trained coders. We were able to leverage our proximity to the UNC-Chapel Hill/RTI International Evidence Based Practice (EPC) center to ensure we carried about best practices around coding. This involved including an independent experienced EPC analyst (Robyn Fortman; who has overseen over 15 systematic reviews for the EPC) to oversee the reliability process for two coders from Rutgers University (different institution from the EPC). Coders participated in a 2-week training. Mrs. Fortman trained and oversaw all coding activities and served as an independent arbiter for the individual reliability and consensus coding. Initial reliability estimates were the desired 80%. Additional training took place by Mrs. Fortman until individual coders were above 80%. Consensus coding reliability was over 80%. Extracted data for included studies were inserted into a pre-formatted excel table and included study details (e.g., design/methodology, setting, inclusion/exclusion criteria, recruitment and study completion rates, sample size, PTSD and AOD measures used); study population and participant demographics and baseline characteristics (e.g., race/ethnicity, gender, socio-economic status, trauma type, substance type), intervention and control condition details (intervention name and type, adherence/fidelity, and differential session attendance); outcomes (e.g., PTSD and AOD constructs measured, measurement timepoints; improvement/worsening/no change in PTSD and AOD symptoms, statistically significant differences between the intervention and control/comparator groups, study-related adverse events); and information for assessment of the risk of bias. Discrepancies were identified and resolved through discussion (with a third rater where necessary).

Systematic Review and Narrative Synthesis

In alignment with this study’s goals to identify and characterize the existing literature on psychotherapy and medication-based PTSD+AOD interventions, a narrative synthesis was conducted. Study intervention characteristics (e.g., age range, predominant gender and racial/ethnic groups, treatment type) were tabulated across the set of included studies. Study interventions were further grouped according to the treatment target (i.e., PTSD+AOD, PTSD-only, AOD-only) and approach (i.e., psychotherapy, medication) in order to further qualitatively compare the populations, interventions, and comparators across studies.

Risk of Bias (ROB)

The Cochrane Risk of Bias (ROB) 2.0 was used to assess for bias in the included studies. All nine coders were also trained by Dr. Leila Kahwati, Consultant from RTI International-University of North Carolina at Chapel Hill’s Evidence Based Practice Center. Before the ROB coding, the team reached consensus on how each domain was to be judged. The team adapted criteria to better standardize the ratings with input from Dr. Kahwati. We considered how and whether the investigator accounted for missing data in their analyses to determine whether this category was coded as low or high ROB (Dziura et al., 2013). Finally, the ROB domain for blinding/concealment was rated as low if there was evidence of independent assessor evaluation of study outcomes regardless of whether the clinicians or participants were blind to intervention condition. Each study was assessed by two independent reviewers and any differences in ratings were resolved through discussion. Bias was assessed as judgement (low, some concerns, or high) for each fixed set of individual domains. The five domains assessed were: 1) Randomization and Allocation Concealment, 2) Masking and Deviations from Intended Intervention, 3) Missing Outcome Data, 4) Measurement of the Outcome, and 5) Reporting Bias. A series of content driven prompts (e.g., use of unvalidated and/or unreliable scales; selective outcome reporting of only statistically significant results and omitting non-significant results) guided coders to judge elements of the clinical trials that are relevant to risk of bias. Each domain has between 3 to 7 signaling questions to help you think through the risk of bias for that domain. The overall domain bias rating was determined based on answers to the level of concerns on these domains. For example, ratings of medium or high risk of bias within individual domains raise level of concern for overall risk of bias.

Network Meta-Analysis

Standard pairwise meta-analyses are limited in the context of PTSD+AOD, because a large variety of interventions exist, many of which have not been directly compared in randomized clinical trials. Network meta-analysis overcomes this limitation by synthesizing both direct and indirect evidence from a network of connected interventions (Caldwell et al., 2005; Lue & Ades, 2004). Direct evidence is estimated from trials in which common intervention pairs have been compared (e.g., A vs B), and indirect evidence is estimated from trials that have at least one intervention in common (e.g., A vs C and B vs C allows for indirect comparison of A vs B). An initial step in NMA is assessment of network connectivity; when a common comparator does not exist between some interventions, these may be examined in fully connected sub-networks. In addition to considering the risk of bias and cross-study heterogeneity in populations, interventions, and/or outcome measurement among studies included in the NMA, assessing the validity of results includes tests of effect size heterogeneity, effect size inconsistency, small study effects, indirectness and imprecision (each discussed in greater detail below; Nikolakopoulou et al., 2020). For readers who wish to learn more about NMA, we recommend a freely available primer (Mavridis et al., 2015) as well as several published reviews, tutorials, and discussions of the methodology, application, and interpretation of NMA (Caldwell, 2014; Cipriani et al., 2013; Nikolakopoulou et al., 2014; Salanti, 2012; Sullivan et al., 2014).

Studies from the systematic review were included in the network meta-analysis if they used a randomized design with at least two arms. Of the 39 studies included in the systematic review, 24 of the 28 randomized controlled trials were eligible for inclusion in the NMA (Figure 1). Continuous PTSD outcomes based on assessment of the frequency and/or severity of PTSD symptoms were selected. Most of the studies (83.3%) had clinician-assessed PTSD outcomes (20 total; 16 Clinician-Administered PTSD Scale (CAPS; Weathers et al., 1999), 3 PTSD Symptom Scale-Interview for DSM-5 (PSS-I; Foa et al., 1993), 1 Posttraumatic Diagnostic Scale (PDS; Foa et al., 2016) and the remainder (16.7%) had self-reported PTSD outcomes (4 total; 3 PTSD Checklist (PCL; Weathers et al., 2013), 1 PTSD Scale-Self-Report (PSS-SR; Foa et al., 1993). Alcohol use outcomes were selected because they were available for all studies, whereas drug or drug and alcohol combined outcomes were only available for a minority of studies. For each study, a single continuous outcome indicating alcohol use severity was selected; when more than one was available, the primary or first reported outcome was selected. Most of the studies (83.3%) had self-reported alcohol outcomes. The most common self-reported alcohol outcome selected across studies was days of use (10), followed by percent days of use (4), drinks per drinking day (2), alcohol problems (1; for example, feeling unhappy because of one’s drinking or not eating well because of one’s drinking; Pearson et al., 2019), days of heavy use (1), percent days of heavy use (1), and standard drinks per week (1). A clinician-assessed alcohol outcome (e.g., the addiction severity index (ASI) composite score for alcohol) was available for 4 studies. Effect sizes for PTSD and alcohol use outcomes were calculated as standardized mean differences (SMD) by extracting means, standard deviations, and sample sizes from the publications. Each outcome was extracted by two independent raters and disagreements were resolved by consensus. When the necessary statistics were not present in the study publication, we used data provided by study authors. Although trials varied in the number and timing of follow-up assessments, all trials included an assessment at the end of treatment; therefore, this time point was selected for the NMA to reduce heterogeneity.

Treatments were grouped into categories based on treatment target (PTSD, AOD, or PTSD and AOD), psychotherapy treatment type (integrated or non-integrated; trauma-focused or non-trauma focused), and approach (psychotherapy, medication, or combination) (Hien et al, 2021; Roberts et al., 2015). Petrakis et al. (2006) included three arms with different AOD medications; in order to include all data in the NMA, these three arms were pooled together within the study and compared to the placebo arm. We excluded two arms in Petrakis et al. (2012) that administered the antidepressant desipramine because it did not meet our criteria for PTSD or AOD medication; however, the other two arms (paroxetine+naltrexone and paroxetine+placebo) were included in the NMA.

Analyses were conducted in R, version 4.0.2 (R Core Team, 2020) using the netmeta package (version 2.0; Rücker et al., 2015). The pairwise function was used to transform extracted data to contrasts between treatment categories. Random-effects models were estimated that incorporated both direct evidence from pairwise comparisons between treatment categories and indirect evidence from the complete network of treatment categories. For each pairwise comparison between treatment categories, two estimates were derived: one that integrated direct and indirect evidence from all studies in the network, and another based only on the direct evidence from studies that included comparisons between treatment categories. We refer to these estimates as NMA and direct, respectively, but note that both types of estimates used the between-study variance from the NMA. To evaluate study heterogeneity, we calculated τ2 (the between-study variance, where 0.04, 0.09, and 0.16 can be interpreted as low, moderate, and high heterogeneity, respectively) and to evaluate inconsistency we calculated I2 (the amount of cross-study variation attributable to heterogeneity, where 25%, 50%, and 75% can be interpreted as low, moderate, and high, respectively; Higgins et al., 2003). We also tested differences within- and between-designs with Cochran’s Q statistic (nonsignificant results indicate lack of evidence of heterogeneity and inconsistency, respectively; Borenstein et al., 2021). Small study effects were assessed using comparison-adjusted funnel plots and Egger’s linear regression test of funnel plot asymmetry (Egger et al., 1997). In addition to reporting significant results, we reported comparisons in which imprecision was reflected in the estimates. Specifically, we considered imprecision to be a concern when an estimated effect had confidence intervals that included −0.50 and 0.50, because this range suggests that there may be a medium effect size difference favoring either treatment category in the comparison. We considered indirectness, or the relevance of studies included in the network, and conducted sensitivity analyses to examine the impact of results when studies and/or treatment arms that may have been indirectly relevant were removed from the NMA. In addition to the NMA, we conducted pairwise meta-analyses of all direct comparisons; in contrast to the direct estimates from the NMA, these were based on unadjusted standard errors and the variance of between-study heterogeneity was allowed to be different across comparisons.

Transparency and Openness

The systematic review was registered with PROSPERO 2019 CRD42019146678. We followed the PRISMA-P checklist when preparing the protocol, and we followed PRISMA reporting guidelines for the final report. The meta-analytic data and code to reproduce the NMA and supporting analyses are available on the Open Science Framework repository (https://osf.io/qh4ew/).

Results

Systematic Review

Thirty-nine studies were included in the systematic review, including 28 RCTs, 10 pilot studies, and 1 chart review (Figure 1). Tables 13 summarize the information extracted from the 39 studies included in the systematic review. Supplemental Material D provides a narrative description of study characteristics and outcomes. Supplemental Material E summarizes our review of the exclusion criteria across 33 of the 39 studies (exclusion data were missing for six studies). Most of the studies (k = 23) excluded participants because of psychosis or severe mental illness or psychiatric hospitalization or suicide/violence risk. Seventeen studies ruled out cognitive or brain impairment. Fourteen studies excluded participants who were either on an unstable medication regimen and/or were taking medications or participating in psychotherapies that were targeting the symptoms being treated by the approach being tested. Medical problems (k = 15 studies) and alcohol or other substance use or dependence (k = 4 PTSD-only studies) were also exclusion criteria. Another category we labeled Other captured exclusion criteria such as limited English proficiency (k = 5) and pregnancy/lactation/child-bearing age but not on contraceptive (k = 6). Most studies required meeting full diagnostic criteria for PTSD for inclusion (k = 26). However, 13 studies had inclusion criteria that involved meeting full or subthreshold diagnostic criteria for PTSD, and the definition of subthreshold varied across studies (Supplemental Material C). All included studies had study participants that met full diagnostic criteria for an AOD.

Table 1.

Description of the 39 Studies Included in Systematic Review

N %
Study design
 RCTs 28 71.79
 Pilot studies 10 25.64
 Other 1 2.56
Sample characteristics
 Gender
  Female only 8 20.51
  Male only 2 5.13
  Mixed gender 29 74.36
   Predominantly male 19 48.72
 Race/ethnicity
  Predominately White 24 61.54
  Predominately Black/African American 6 15.38
  Mixed sample 2 5.13
  Other 2 5.13
  Not reported 5 12.82
 Military status
  Veteran only 11 28.21
  Civilian/mixed 5 12.82
  Not reported 25 64.10
Primary intervention type
 Combination medication + therapy 4 10.26
 Therapy only 27 69.23
 Medication only 8 20.51
Medication type
 Aprepitant 1 2.56
 Desipramine 1 2.56
 Disulfiram 1 2.56
 Naltrexone 4 10.26
 N-Acetylcysteine (NAC) 1 2.56
 Paroxetine 1 2.56
 Prazosin 2 5.13
 Sertraline 3 7.69
 Topiramate 1 2.56
 Varenicline 1 2.56
Integrated treatments
 Acceptance and Commitment Therapy (ACT) 1 2.56
 Concurrent Treatment of PTSD and Substance Use Disorders Using Prolonged Exposure (COPE) 5 12.82
 Cognitive Behavioral Therapy (CBT) for PTSD/AOD (Integrated CBT) 3 7.69
 Creating Change (CC) 2 5.13
 Seeking Safety (SS) 12 30.77
 Substance Dependence Post-Traumatic Stress Disorder Therapy (SDPT) 1 2.56
PTSD-only treatments
 Cognitive Behavioral Therapy (CBT) for PTSD 1 2.56
 Cognitive Processing Therapy (CPT) 2 5.13
 Prolonged Exposure (PE) and modified PE (mPE) 3 7.69
 Structured Writing Therapy (SWT) 1 2.56
 Trauma Adaptive Recovery Group Education and Therapy (TARGET) 1 2.56
AOD-only treatments
 Cognitive Behavioral Therapy (CBT) for AOD 2 5.13
 Individual Addiction Counseling (IAC) 1 2.56
 Relapse Prevention (RP) 3 7.69
Treatment developer as study author
 No 21 53.85
 Yes 18 46.15
Training for study providers
 Master’s-level clinicians 2 5.13
 Doctoral-level clinicians 4 10.26
 Mixed levels of training 30 76.92
 Not reported 3 7.69
 Study described training needed for delivery of intervention
  No
  Yes 11 28.21
  Not reported 3 7.69
Treatment Dropout ≥ 50
 No 31 79.49
 Yes 5 12.82
 Not reported 3 7.69
Study-related adverse events
 Reported yes 7 17.95
  One event 1 2.56
  Three events 1 2.56
  Five events 2 5.13
  Seven events 1 2.56
  Eight or more events 2 5.13
 None/Not reported 32 82.05

Table 3.

Attendance, Adverse Events, and Impacts on PTSD+AOD Clinical Outcomes Among Studies in the Systematic Review (K =39)

Citation Intervention Comparison Significant Improvement in Outcomesa Treatment Dropout (50% or Greater)b Study-Related Adverse Events
PTSD AOD
Randomized Clinical Trials
Back et al., 2019 * COPE RP Improvement in PTSD symptom severity (Int., d = 2.68; Comp., d = 1.60) Improvement in alcohol and substance use (Int., d = .046; Comp., d = .20) No None
Batki et al., 2014 * Topiramate Placebo Improvement in PTSD symptom severity (d = .90) Improvement in PDD, PHDD, DDD, alcohol craving, and drinks per week (d = 1.57) No 4 medical events and 1 psychiatric event (all Comp. group)
Brady et al., 2005 * Sertraline + CBT for alcohol use Placebo + CBT for alcohol use No Improvement in alcohol use (Int., d = 1.44; Comp., d = 1.63) No NR
Capone et al., 2018 * ICBT TAU No No Yes NR
Coffey et al., 2016 mPE alone or mPE + MET Healthy Lifestyle Sessions Improvement in PTSD symptoms (Int. groups compared to control) No No NR
Foa et al., 2013 * PE + Naltrexone, PE + placebo, naltrexone + supportive counseling Placebo + Supportive Counseling (BRENDA) No Improvement in PDD (d = .82) No None
Foa et al., 2017 VARCC + PE VARCC only Improvement in PTSD symptom severity No No 5 psychiatric events (groups not specified)
Frisman et al., 2008 TARGET + trauma sensitive usual care Trauma sensitive usual care No No Yes NR
Hien et al., 2004 * SS or RP Community care Improvement in PTSD symptom severity (SS group, d = .71; RP group, d = .89) Improvement in substance use severity (SS group, d = .28; RP group, d = .67) No NR
Hien et al., 2009 * SS WHE Improvement in PTSD symptom severity (Int., d = 1.39; Comp., d = 1.46) No No NR
Hien et al., 2015 * SS + Sertraline SS + placebo Improvement in PTSD symptom frequency and intensity (d = 1.20) No No None
Kwako et al., 2015 Aprepitant Placebo No No No None
McGovern et al., 2015 * ICBT or IAC Standard Care No Improvement in drug use and toxicology reports (ICBT group, d = .30) No None
Mills et al., 2012 * COPE + TAU TAU Improvement in PTSD symptom severity (Int., d = 1.14; Comp., d = .87) Improvement in number of drug classes used and severity of dependence (Int., d = .23; Comp., d = .26) No None
Myers et al., 2015 * SS TSF NR NR Yes NR
Najavits et al., 2018 * CC SS Improvement in PTSD severity and remission (Int., d = .30; Comp., d = .27) Improvement in ASI alcohol and drug composite scores (Int., d = .23; Comp. = 1.10) NR None
Norman et al., 2019 * Cope (I-PE) SS (I-CS) Improvement in PTSD symptom severity (d = 1.39) Improvement in PHDD (Int., d = .70; Comp., d = .70) No None
Pearson et al., 2019 * Adapted CPT Waitlist Improvement in PTSD symptom severity (d = 1.28) Improvement in alcohol use (d = 1.42) Yes NR
Petrakis et al., 2006 * Naltrexone and disulfiram (alone or combined) Placebo Improvement in PTSD symptom severity (for participants with PTSD and/or no alcohol use, and for disulfiram group compared to naltrexone group) Improvement in alcohol use (entire sample), improvement in drinking days per week and consecutive days abstinent (Int. groups) NR 3 medical events (2 Int. and 1 Comp.) and 1 psychiatric event (Comp. group)
Petrakis et al., 2012 * Paroxetine + naltrexone or desipramine + naltrexone Paroxetine + placebo or desipramine + placebo PTSD symptom severity and clusters (Int. [paroxetine + naltrexone], d = .27; Comp. [paroxetine + placebo], d = 1.84) Improvement in PHDD, DDD, drinks per week (desipramine groups); craving (naltrexone groups) No 5 medical events (2 Int. and 3 Comp.) and 3 psychiatric events (1 Int. and 2 Comp.)
Petrakis et al., 2016 * Prazosin Placebo No No No None
Ruglass et al., 2017 * COPE or RP Active Monitoring Improvement in PTSD severity (COPE group, d = .87, RP group, d = 1.10) Improvement in days of primary substance used (Int. RP group, d = 1.38) No None
Sannibale et al., 2013 * Integrated Therapy Alcohol Support Improvement in PTSD symptom severity (d = 1.00) No No NR
Schafer et al., 2019 * SS + TAU or RP + TAU TAU Improvement in PTSD symptom severity (Int., SS group, d = .22, RP group, .29; Comp., d = .28) No No 4 psychiatric events (group not specified)
Simpson et al., 2015 * Prazosin Matched placebo No Improvement in PDD and PHDD (d = 1.34) No 3
Triffleman et al., 2000 SDPT TSF No No Yes NR
van Dam et al., 2013 * SWT + TAU TAU Improvement in PTSD severity (d = 1.15) and remission Improvement in abstinence (Int., d = 1.38; Comp., d = .54) No NR
Zlotnick et al., 2009 * SS + TAU TAU Improvement in PTSD symptom severity (Int., d = .72; Comp., d = .56) Improvement in ASI drug composite score (Int., d = .47; Comp., d = .52) No NR
Pilot Studies
Back et al., 2016 * N-acetylcysteine (NAC) + CBT for AOD Placebo + CBT for AOD Improvement in PTSD symptoms (d = 1.20) No No 1 medical event (group not specified)
Brady et al., 1995 Sertraline Placebo No No NR NR
McGovern et al., 2009 CBT for PTSD None Improvement in PTSD symptom severity, symptom clusters, and PTSD diagnosis No No NR
Meyer et al., 2018 Acceptance and Commitment Therapy NR No No No None
Najavits et al., 1998 SS None Improvement in PTSD trauma-related symptoms and beliefs Improvement in abstinence No None
Najavits et al., 2005 SS + Exposure Therapy-Revised None Improvement in trauma-related symptoms and beliefs Improvement in drug use No NR
Najavits et al., 2014 CC None Improvement in trauma-related symptoms and beliefs Improvement in substance use beliefs No None
Norman et al., 2010 SS None Improvement in PTSD symptom severity (for 4 of 9 participants) No No None
Persson et al., 2017 COPE None Improvement in PTSD symptom severity Improvement in alcohol use, PHDD, alcohol craving, and severity of alcohol dependence No None
Zlotnick et al., 2003 SS + TAU TAU Improvement in PTSD symptom severity Improvement in drug and alcohol use (6-weeks post-release is first reported follow-up timepoint) No NR
Other Design (Chart Review)
Kaysen et al., 2014 CPT None Improvement in PTSD symptom severity No No NR

Note. Int: Intervention arm, Comp: Comparison arm; N/A: not applicable, NR: not reported. ASI: Addiction Severity index, DDD: Drinks per drinking day, PTSD: Posttraumatic Stress Disorder, ICBT: Integrated Cognitive Behavioral Therapy, PDD: Percent drinking days, PHDD: Percent heavy drinking days, RP: Relapse prevention.

*

indicates studies included in the network meta-analysis.

a

Significant outcomes represent pre-post comparisons for the intervention group(s), unless otherwise noted.

b

Less than 50% of sessions attended across all treatment arms. Table 3 lists total number of sessions available.

Interventions and Comparators

Most studies (k = 30, 77%) had elements to actively target both PTSD and AOD, and the majority of reviewed studies consisted of psychotherapy-only interventions (k = 27, 69%; Table 1). Psychotherapy interventions included trauma-focused and non-trauma focused, and integrated (targeting both PTSD+AOD) or non-integrated (targeting PTSD-only or AOD-only) treatment models. Trauma-focused models commonly included Concurrent Treatment of PTSD and Substance Use Disorder Using Prolonged Exposure (integrated; k = 5) and Prolonged Exposure (non-integrated; k = 4). Non-trauma focused models commonly included Seeking Safety (integrated, k = 11). Some interventions were cognitive-behavioral and utilized both exposure and coping skills-based elements (e.g., Substance Dependence Post-Traumatic Stress Disorder Therapy). Studies assessed three combined medication-only interventions: desipramine and naltrexone, paroxetine and naltrexone, and aprepitant (Kwako et al., 2015; Petrakis et al., 2012). Four studies assessed a combination of medication and therapy, varenicline with Prolonged Exposure, Seeking Safety with sertraline, and Prolonged Exposure with naltrexone (Foa et al., 2013; Foa et al., 2017; Hien et al., 2015).

Nine studies were of interventions that targeted PTSD, and PTSD-only interventions were either behavioral therapy only (k = 5) or medication only (k = 4). Studies included RCTs on structured writing therapy (SWT) for PTSD, and culturally adapted Cognitive Processing Therapy (CPT) among Native American/Indigenous women (Coffey et al., 2016; Pearson et al., 2019, van Dam et al., 2013). Other designs were a pilot study on CBT for PTSD and a VA-based chart review of CPT (Kaysen et al., 2014; McGovern et al., 2009). Trauma-focused medication trials were on prazosin and sertraline (Brady et al., 1995; Brady et al., 2005; Petrakis et al., 2016; Simpson et al., 2015).

One study had an active intervention that targeted AOD with naltrexone and disulfiram (Petrakis et al., 2006). Medications targeted for AOD included N-acetylcysteine (NAC), varenicline, naltrexone, disulfiram, and topiramate. Nearly all studies (k = 32, 82%) included a comparator arm, including behavioral control conditions (e.g., Healthy Lifestyle Sessions, Women’s Health Education). AOD-focused treatment arms included Relapse Prevention (k = 4), supportive counseling or addiction counseling (k = 2), CBT for AUD (k = 1), and placebo medication (k = 10). Finally, nine studies included non-specific treatment as usual (control) conditions, which ranged broadly within and across studies. Active comparison conditions were typically an active treatment, which could be psychosocial or pharmacological or both. Placebo refers to all pill placebos. In the studies with pill placebos (e.g., Back et al., 2018; Batki et al., 2014; Petrakis et al., 2012; Petrakis et al., 2016; Simpson et al., 2015) each was paired against medications that were frontline medications for AOD (e.g., Prazosin, Naltrexone, N-Acetylcysteine). For instance, a community-based study reported that participants in the control condition attended self-help-meetings, engaged in psychotherapy outpatient treatment for psychological, drug, or alcohol problems or received medication (Hien et al., 2004). Other studies also described control participants engaging in intensive outpatient services (McGovern et al., 2015) and individual or group therapy for PTSD or AUD (Capone et al., 2018; Schäfer et al., 2019). Five studies combined TAU with the active intervention being tested, including a broad range of psychotherapy and medication-based treatments paired with COPE (Mills et al., 2012), Seeking Safety (Zlotnick et al., 2003; Zlotnick et al., 2009), SWT (van Dam et al., 2013), and TARGET (Frisman et al., 2008).

Risk of Bias

Figure 5 shows a summary of the risk of bias ratings for all included trials. Overall, RCTs were rated as the lowest risk of bias, especially in the “Missing Outcome Data” domain, as data were collected for each randomized participant and/or the study had a prespecified analysis plan. Sixty percent (17/28) of the RCT studies were rated as low ROB overall, all others 39% (11/28) were coded with some concerns overall. None were coded as high ROB. The RCTs that were coded as some concerns overall were all coded as “some concerns” on “Randomization and Allocation Concealment.” As displayed in Figure 5, 100% of RCTs had low ROB in the domain of: Missing Outcome Data,” and most (71.4%, 20/28) had low ROB on “Randomization and Allocation Concealment.” In contrast, other study designs such as pilot studies and chart reviews were rated with the highest ROB across most domains. Sixty percent (6/10) of the pilot studies were rated as high ROB overall, 30% were rated as “some concerns” overall, and only one study (10%) was rated as low ROB overall. The chart review study was rated as high ROB overall. Almost all (90%) pilot studies were rated as high ROB on “Randomization and Allocated Concealment:” the one chart review was rated as “some concerns”. Among the 11 total pilot and chart review studies, four were rated as high ROB on “Reporting Bias.”

Figure 5.

Figure 5

Risk of Bias (ROB) ratings

Network Meta-Analysis (NMA) Results

Among the 24 trials included in the network meta-analysis (NMA), treatments were grouped into 12 categories based on their approach and putative targets (Table 4), resulting in 37 pairwise comparisons spanning two subnetworks for each outcome (Supplemental Material F). Throughout the tables and figures, treatment categories that are integrated and/or trauma-focused are labeled as such. If a category does not have the label “integrated”, then it is non-integrated; similarly, if a category does not have the label “trauma focused”, then it is non-trauma-focused. For example, the category “Psychotherapy” only includes non-integrated, non-trauma-focused treatments.

Table 4.

Treatment Categories for Studies Included in the Network Meta-Analyses (K = 24)

Treatment Category (Target) Included Treatments (First author, year) Intervention Description
Psychotherapy (AOD) 1. Addiction counseling (McGovern, 2015) 8 to 12 weekly manualized sessions that focus on initiating AOD treatment, attaining and maintaining abstinence, and recovering from AOD. Derived from Individual Drug Counselling from NIDA Cocaine Collaborative Study and Twelve Step Facilitation from NIAAA Project Match (Mercer & Woody, 1999; Nowinski et al., 1994).
2. CBT for Alcohol Use Disorder (Sannibale, 2013) 12 weekly manualized sessions focusing on AOD based on Project MATCH CBT manual and motivational interventions for AOD (Kadden et al., 1994; Miller et al., 2004). Early sessions target motivation using motivational interviewing strategies as well as goal setting and treatment rationale. Interventions also focus on identifying situations, thoughts, and feelings that increase risk for alcohol or substance use, identifying coping plans to prevent and respond to lapses in abstinence, and targeting negative moods. Relapse prevention is emphasized throughout.
3. Relapse Prevention (Back, 2019; Hien, 2004; Ruglass, 2017; Schafer, 2019) Manualized AOD intervention (number of sessions varies depending on study) focused on preventing relapses in substance or alcohol use. Interventions focus on identifying situations, thoughts, and feelings that increase risk for alcohol or substance use, identifying skills that help manage cravings and reduce substance use in risky situations, and identifying coping plans to prevent and respond to lapses in abstinence (Marlatt et al., 2007).
Psychotherapy (control) 1. Active monitoring (Ruglass, 2017) Weekly meetings with research assistants over intervention period that involves completing self-report measures, urine toxicology, alcohol breathalyzers, and broad assessments of health and safety.
2. Facilitated Twelve-Step (Myers, 2015) Twice weekly sessions for 12 weeks of therapist-guided support group that is derived from Twelve Step Facilitation from NIAAA Project Match (Mercer & Woody, 1999; Nowinski et al., 1994) and focuses on promoting abstinence. Groups cover four core topics from Twelve Step Facilitation (introductions, acceptance, surrender, and getting active), as well as six elective topics (e.g., enabling). Sessions involve reviewing readings, didactic material, and discussing behaviors that promote recovery.
3. Standard Care or Treatment as Usual (McGovern, 2015; Hien, 2004; Capone, 2018; Schafer, 2019; van Dam, 2013; Zlotnick, 2009; Mills, 2012) Allowing participants to access any interventions they would typically access (e.g., community AOD treatment) or continuing in the usual care they receive in the treatment setting that the study occurs in (e.g., in the Veterans Administration Hospital or an AOD inpatient unit). Number of sessions varies depending on study.
4. Waitlist (Pearson, 2019) Waiting for intervention and completing study measurements.
5. Women’s Health Education (Hien, 2009) Twice per week manualized group psychoeducational health curriculum occurring for six weeks. Focuses on topics such as the female body and sexual health and pregnancy.
Groups involved review of homework exercises, introducing new topics, exercises to facilitate discussion regarding group topics, and setting homework goals.
Integrated Non-Trauma Focused (PTSD & AOD) 1. Integrated CBT (McGovern, 2015; Capone, 2018) 8 to 12 weekly manualized sessions focusing on both PTSD and AOD reduction with three core components: Psychoeducation; mindfulness-based relaxation for negative mood and cravings; and cognitive restructuring.
2. Seeking Safety (Hien, 2004; Hien 2009; Myers, 2015; Najavits, 2018; Norman, 2019; Hien, 2015; Schafer, 2019; Zlotnick, 2009) Typically, 25 weekly manualized sessions focusing on PTSD and AOD through a range of topics that focus on teaching a range of coping skills using cognitive behavioral, interpersonal, and case management techniques. Sessions involve an assessment of use of coping skills and unhealthy behavior, presentation of an inspirational quote, relating didactic material to participant’s experience, and check out/homework assignment (Najavits, 2002).
Integrated + PTSD Medication (PTSD & AOD) 1. Seeking Safety + Sertraline (Hien, 2015) A selective serotonin reuptake inhibitor + Seeking Safety. Participants started on 50 mg daily and increased dosage up to 200 mg daily over two weeks.
Integrated Trauma Focused (PTSD & AOD) 1. CBT for PTSD and Alcohol Use Disorder (Sannibale, 2013) 12 weekly manualized sessions that combine CBT for Alcohol Use Disorder with an exposure-based CBT for PTSD and cognitive restructuring for PTSD-related cognitions. Sessions involve CBT for Alcohol Use Disorder elements (e.g., increasing motivation, identifying high-risk situations for alcohol use) as well as psychoeducation on PTSD and its interaction with AUD; imaginal and in-vivo trauma-related exposure; and identifying and challenging trauma-related cognitions.
2. COPE (Back, 2019; Ruglass, 2017; Norman, 2019; Mills, 2012) 12–13 weekly manualized sessions that involve increasing motivation for AOD reduction; CBT strategies for AOD (including relapse prevention strategies); psychoeducation regarding PTSD and its interaction with AOD; in-vivo and imaginal trauma-related exposure; and identifying and challenging trauma-related cognitions.
3. Creating Change (Najavits, 2018) 17 weekly manualized sessions that introduce new topics which simultaneously address PTSD and AOD. Format is similar to Seeking Safety, but trauma and AOD memories may be actively addressed and participants are given the choice regarding whether to focus on their past (Creating Change) or present (Seeking Safety). Sessions involve an assessment of use of coping skills and unhealthy behavior, presentation of an inspirational quote, relating didactic material to participant’s experience, and check out/homework assignment (Najavits, 2014).
4. Structured Writing Therapy for PTSD (van Dam, 2013) 10 weekly manualized sessions added onto treatment as usual that involve psychoeducation regarding the intersection between PTSD and AOD, written trauma exposure, and cognitive restructuring of trauma-related beliefs. Two “flexible sessions” wherein the therapist and participant could decide what therapy content to revisit also occur (van Dam, 2013).
Medication (AOD) 1. N-acetylcysteine (Back, 2016) Antioxidant medication thought to stabilize synaptic transmission of glutamate (Kalivas et al., 2011). Starting dose was 1200 mg twice per day.
2. Naltrexone (Foa, 2013) Opiate antagonist with starting dose of 50mg per day and a target dose of 100 mg per day.
3. Topiramate (Batki, 2014) GABA agonist and inhibitor of a subtype of glutamate. Starting dose was 25 mg nightly, with 100 mg in the morning and 200 mg in the evening as the target dose.
4. Naltrexone, Disulfiram, or both (Petrakis, 2006) See above for naltrexone description. Disulfram target dose was 250 mg/day.
Medication (PTSD) 1. Paroxetine + Placebo (Petrakis, 2012) Paroxetine is a selective serotonin reuptake inhibitor. Target dose was 40 mg per day. Placebo is a sham medication with no active therapeutic ingredients.
2. Prazosin (Petrakis, 2016; Simpson, 2015) α-1 adrenergic receptor antagonist. Starting dose was 1 mg every evening. Target dose was 4mg every morning, 4mg every evening, and 8 mg every night.
3. Sertraline (Brady, 2005) Selective serotonin reuptake inhibitor. Participants started on 50 mg daily and increased dosage up to 150 mg daily.
Medication (PTSD & AOD) 1. Paroxetine + Naltrexone (Petrakis, 2012) See above for description.
Placebo (control) 2. Placebo (Baki, 2014; Petrakis, 2016; Simpson, 2015; Brady, 2005; Back, 2016; Foa, 2013; Petrakis, 2006) See above for description.
Trauma Focused (PTSD) 1. Cognitive Processing Therapy (Pearson, 2019) Cognitive processing therapy is a manualized PTSD intervention that utilizes cognitive restructuring to systematically target unhelpful beliefs that maintain PTSD over time. Some versions of cognitive processing therapy involve writing and rereading a written account of the traumatic event (Resick et al., 2016). In Pearson (2019), it was adapted for use in the American Indian and Alaska Native community and was 13 sessions over 6 weeks, with added content on relationships, safe sex practices, and substance use.
Trauma Focused + AOD Medication (PTSD & AOD) 1. Prolonged Exposure + Naltrexone (Foa, 2013) 12 weekly manualized sessions followed by 6 biweekly sessions that focus on psychoeducation regarding PTSD, imaginal exposure to trauma memories, discussing reactions to exposure practices, and in vivo exposure to safe trauma-related cues. See above for Naltrexone.
Trauma Focused + Placebo (PTSD) 1. Prolonged Exposure + Placebo (Foa, 2013) See above for descriptions.
Studies excluded from Network Meta-Analyses 1. Single arm studies (Brady, 1995; Kaysen, 2014; McGovern, 2009; Meyer, 2018; Najavits, 1998; Najavits, 2005; Najavits, 2014; Norman, 2010; Persson, 2017; Zlotnick, 2003)
2. Did not have an end of treatment assessment (Frisman, 2008)
3. Data needed for analyses not available (Coffey, 2016; Kwako, 2015; Triffleman, 2000; Foa, 2017)

Figure 2A shows the subnetwork of 16 studies that included 1240 participants with PTSD outcomes (1207 with alcohol outcomes) and 24 pairwise comparisons between six treatment categories, and Figure 2B shows the subnetwork of eight studies that included 426 participants with PTSD outcomes (489 with alcohol outcomes) and 13 pairwise comparisons between the remaining six treatment categories. Subnetworks exist when there are groups of treatment categories that share no direct or indirect comparisons. In the first subnetwork, treatment categories were linked through direct or indirect comparisons with a psychotherapy control, whereas in the second subnetwork, treatment categories were linked through direct or indirect comparisons with a placebo control; henceforth, we refer to these subnetworks as the Psychotherapy Control NMA and Placebo Control NMA. Results from each subnetwork (NMA and direct estimates) are summarized by outcome below.

Figure 2.

Figure 2

Figure 2

Networks of Comparisons at End of Treatment

Note. The size of each node is proportional to the number of participants within each treatment category. The thickness of each edge is proportional to the number of comparisons between two categories, which is indicated by the numeral on each edge.

PTSD Outcomes

Figure 3A shows results from the Psychotherapy Control NMA of PTSD outcomes at the end of treatment. Among the NMA estimates, PTSD severity was significantly less for integrated and trauma-focused (PTSD+AOD) interventions compared to a) psychotherapy (AOD), SMD = −0.29, 95% CI [−0.56, −0.03], z = −2.16, p = .031; b) psychotherapy (control), SMD = −0.43, 95% CI [−0.68, −0.18], z = −3.34, p < .001; and c) integrated (PTSD+AOD), SMD = −0.30, 95% CI [−0.56, −0.04], z = −2.29, p = .022. Although the direct estimates for these three comparisons were not statistically significant, the effect sizes of the direct estimates were comparable to (and fell within the 95% CI of) the NMA estimates (Figure 3A). No other NMA or direct estimates reached statistical significance. There was no significant evidence of heterogeneity within designs, Q = 12.72, df = 10, p = .240 or inconsistency between designs, Q = 6.19, df = 5, p = .288. Between-study heterogeneity was low, τ2 = 0.015, and inconsistency was low, I2 = 20.7%, 95% CI [0.0%, 56.2%]. There was no significant evidence of small study effects (Figure S1A, Supplemental Material). Imprecision met the criterion of concern (i.e., 95% CI that overlapped with −0.50 and 0.50) in the estimates for integrated (PTSD+AOD) vs trauma-focused (PTSD); integrated + PTSD medication (PTSD+AOD) vs integrated and trauma-focused (PTSD+AOD); integrated + PTSD medication (PTSD+AOD) vs trauma-focused (PTSD); integrated and trauma-focused (PTSD+AOD) vs trauma-focused (PTSD); and psychotherapy (AOD) vs trauma-focused (PTSD); see Figure 3A. Figure 4A summarizes results from the pairwise meta-analyses of studies included in the Psychotherapy Control NMA of PTSD outcomes.

Figure 3.

Figure 3

Figure 3

Figure 3

Figure 3

Figure 3

Figure 3

End-of-Treatment Outcomes for Each Treatment Category

Note. Standardized mean differences (SMD) [95% CI] from the network meta-analyses. Estimates in the lower triangle (green) integrate direct and indirect evidence from all studies in the network, and estimates in the upper triangle (blue) are based on direct evidence from studies that included comparisons between treatment categories. Statistically significant differences are indicated in bold. Negative SMDs with 95% CIs that do not overlap with 0 indicate superiority of the category in the column vs row for the network meta-analysis and row vs column for the pairwise meta-analysis (positive SMDs indicate the reverse). AOD = alcohol and other drug use; Integrated = Non-Trauma Focused psychotherapy targeting both PTSD and AOD; PTSD = posttraumatic stress disorder; N = the number of studies used to estimate the effect; NA = not applicable because the two treatment categories were not directly compared in any studies.

Figure 4.

Figure 4

Figure 4

Figure 4

Figure 4

A. Forest plot for the pairwise meta-analyses of PTSD outcome across treatment categories included in the Psychotherapy Control NMA

B. Forest plot for the pairwise meta-analyses of PTSD outcome across treatment categories included in the Placebo Control NMA

C. Forest plot for the pairwise meta-analyses of alcohol outcome across treatment categories included in the Psychotherapy Control NMA

D. Forest plot for the pairwise meta-analyses of alcohol outcome across treatment categories included in the Placebo Control NMA

Figure 3B shows results from the Placebo Control NMA of PTSD outcomes at the end of treatment. No NMA or direct estimates that reached statistical significance. There was no significant evidence of heterogeneity within designs, Q = 3.13, df = 4, p = .536 or inconsistency between designs, Q = 0.00, df = 1, p = .959. Between-study heterogeneity was low, τ2 = 0, and inconsistency was low I2 = 0%, 95% CI [0.0%, 74.6%]. There was no significant evidence of small study effects (Figure S1B, Supplemental Material). Imprecision did not meet the criterion of concern in any of the comparisons (Figure 3B). Figure 4B summarizes results from the pairwise meta-analyses of studies included in the Placebo Control NMA of PTSD outcomes.

Alcohol Outcomes

Figure 3C shows results from the Psychotherapy Control NMA of alcohol outcomes at the end of treatment. No NMA or direct estimates that reached statistical significance. There was significant evidence of heterogeneity within designs, Q = 18.93, df = 10, p = .041, but no evidence of inconsistency between designs, Q = 2.96, df = 5, p = .707. Between-study heterogeneity was low to moderate, τ2 = 0.028, and inconsistency was low to moderate I2 = 31.5%, 95% CI [0.0%, 62.4%]. There was no significant evidence of small study effects (Figure S1C, Supplemental Material). Imprecision met the criterion concern in all comparisons with trauma-focused (PTSD) and in integrated + PTSD Medication (PTSD+AOD) vs integrated and trauma-focused (PTSD+AOD). See Figure 3C. Figure 4C summarizes results from the pairwise meta-analyses of studies included in the Psychotherapy Control NMA of alcohol outcomes.

Figure 3D shows results from the Placebo Control NMA of alcohol outcomes at the end of treatment. Among the NMA estimates, alcohol severity was significantly less for medication (AOD) compared to a) placebo (control), SMD = −0.36, 95% CI [−0.68, −0.05], z = −2.27, p = .023 and b) trauma-focused + placebo (PTSD), SMD = −0.67, 95% CI [−1.11, −0.22], z = −2.92, p = .003. Trauma-focused + AOD medication (PTSD & AOD) was superior to a) medication (PTSD), SMD = −0.53, 95% CI [−1.05, −0.01], z = −1.99, p = .047; b) placebo (control), SMD = −0.50, 95% CI [−0.94, −0.06], z = −2.25, p = .025; and c) trauma-focused + placebo (PTSD), SMD = −0.81, 95% CI [−1.29, −0.32], z = −3.26, p = .001. Results from direct evidence for these comparisons (where available) were also significant (Figure 3D). Specifically, alcohol severity was significantly reduced for medication (AOD) compared to a) placebo (control), SMD = −0.36, 95% CI [−0.68, −0.05], z = −2.27, p = .023; and b) trauma-focused + placebo (PTSD), SMD = −0.75, 95% CI [−1.24, −0.27], z = −3.06, p = .002. Trauma-focused + AOD medication (PTSD & AOD) was superior to a) placebo (control), SMD = −0.59, 95% CI [−1.06, −0.11], z = −2.43, p = .015; and b) trauma-focused + placebo (PTSD), SMD = −0.81, 95% CI [−1.30, −0.33], z = −3.28, p = .001. There was no significant evidence of heterogeneity within designs, Q = 2.95, df = 4, p = .567, or of inconsistency between designs, Q = 0.86, df = 1, p = .354. Between-study heterogeneity was low, τ2 = 0, and inconsistency was low I2 = 0%, 95% CI [0.0%, 74.6%]. There was no significant evidence of small study effects (Figure S1D, Supplemental Material). Imprecision met the criterion of concern in the comparison of medication (AOD) vs medication (PTSD+AOD); medication (PTSD+AOD) vs placebo (control); and medication (PTSD+AOD) vs trauma-focused + AOD medication (PTSD+AOD); see (Figure 3D). Figure 4D summarizes results from the pairwise meta-analyses of studies included in the Placebo Control NMA of alcohol outcomes.

Sensitivity Analyses

To assess robustness of the findings we conducted several sensitivity analyses. We re-estimated the Psychotherapy Control NMA after the removal of one study that included medication (Hien et al., 2015) and two studies that did not use an active treatment as behavioral control (Pearson et al., 2019 and Ruglass et al., 2017). Results for the PTSD outcomes suggesting superiority of integrated, trauma-focused (PTSD+AOD) compared to a) psychotherapy (AOD), b) psychotherapy (control), and c) integrated (PTSD+AOD) remained statistically significant; alcohol outcomes remained nonsignificant, but heterogeneity and inconsistency were reduced (Supplemental Material H).

We also re-estimated the Placebo Control NMA after the removal of one study (Back et al., 2016) that targeted alcohol or substance use (all other studies in this NMA specifically targeted alcohol). Results for the PTSD outcomes remained nonsignificant (Supplemental Material I). Results for the alcohol outcomes suggesting superiority of medication (AOD) compared to a) placebo (control) and to b) trauma-focused + placebo (PTSD) and suggesting superiority of trauma-focused + AOD medication (PTSD & AOD) compared to a) medication (PTSD), b) placebo (control), and c) trauma-focused + placebo (PTSD) remained statistically significant; moreover, medication (AOD) reached statistical superiority over medication (PTSD) in this analysis (Supplemental Material I).

A review of the studies included in the systematic literature review that were excluded from the NMA (k = 12) identified two reasons for study exclusion from the NMA: either because it was a single-armed pilot study or because the data needed to conduct the NMA were not available (Table 4). Single-arm studies could not be included in the NMA because they lacked a comparator arm. Six of the excluded single-armed pilot studies employed integrated, nontrauma-focused psychotherapies (PTSD + AOD; either Seeking Safety or cognitive behavioral therapy for PTSD, see Najavits et al., 1998, 2005; Najavits, 2014; McGovern et al., 2009; Norman et al., 2010; Zlotnick et al., 2003). All reported significant pre- to posttreatment improvements in PTSD symptom severity. Five of these integrated, non-trauma-focused (PTSD + AOD) psychotherapies also reported some significant impacts on substance use beliefs, abstinence, alcohol, or drug use with the exception of Norman et al. (2010). One excluded integrated trauma-focused study (Persson et al., 2017) reported significant impacts on both PTSD and alcohol outcomes. The one single-armed pilot study (Meyer et al., 2018) using nonintegrated, trauma-focused treatment showed no significant findings in either outcome domain.

Of the three RCTs that were excluded from the NMA due to unavailability of data, one (Triffleman, 2000) was an integrated, non-trauma focused treatment compared to twelve step facilitation reported no differences between treatments for either PTSD or alcohol outcomes, consistent with the NMA comparison between integrated psychotherapy and psychotherapy controls. Another excluded RCT (Coffey et al., 2016) tested a non-integrated trauma-focused therapy compared with healthy lifestyle sessions (a psychotherapy control) and found that the trauma-focused therapy was superior on the PTSD outcome (inconsistent with the NMA), but not on the alcohol outcome (consistent with the NMA). Finally, a medication trial (Kwako et al., 2015) of aprepitant (an alcohol targeting medication) versus placebo medication showed no impact on PTSD (consistent with the NMA) or on alcohol outcomes (inconsistent with the NMA where the alcohol targeting medications were superior to placebo medications on alcohol outcomes).

Discussion

This systematic review and network meta-analysis characterized and compared the extant literature on treatments for PTSD+AOD, with a specific focus on identifying the range of populations, intervention types, comparators, along with safety indicators and outcomes. The present review aimed to cast a broad net to include an assessment of the quality of the existing empirical evidence base of all kinds of study designs, treatments (psychotherapeutic and pharmacologic), and targets (PTSD, AOD, or both), in order to provide the field with guidelines for treatment development and future research that critically examines impacts for a heterogenous pool of patients.

Applying a network meta-analysis to the subset of twenty-four RCTs yielded some statistically significant differences across treatment categories on PTSD and alcohol use outcomes. In the intervention subnetwork with the psychotherapeutic comparator, superiority of integrated, trauma-focused treatment was observed for PTSD outcomes over three comparators: 1) integrated, non-trauma focused treatment, 2) AOD-only targeted psychotherapy controls and 3) psychotherapy control including TAU. There were, however, no differences across any of the interventions in the psychotherapy intervention subnetwork for the alcohol outcomes. These findings are largely in line with mounting evidence from the most recent traditional meta-analyses of psychotherapy interventions (e.g., Roberts et al., 2022; Simpson et al., 2021) which continue to provide support for the integrated, trauma-focused interventions over treatment-as-usual for the treatment of PTSD.

Although each of the two cited traditional meta-analyses (representing the most updated findings for the field) used different meta-analytic methods and treatment groupings, we found similarities regarding the findings favoring trauma-focused treatments. For end-of-treatment PTSD outcomes, Roberts et al. (2022) found that trauma-focused treatments that included treatment-as-usual for AOD outperformed treatment-as-usual for AUD only interventions; this effect size estimate overlaps with our NMA results comparing interventions that were both integrated and trauma-focused to psychotherapy controls that included treatment-as-usual for AUD. Similarly, Simpson et al. (2021) reported their effect size estimates using Hedge’s g and found that trauma-focused treatments outperformed non-specific comparators (e.g., treatment-as-usual, manualized AOD treatment, no-treatment control) on PTSD outcomes. Taking the previous findings one step further, the present NMA showed superiority of the integrated, trauma-focused treatments to integrated, non-trauma focused psychotherapy, manualized AOD treatment, and treatment-as-usual on PTSD outcomes.

However, Simpson et al. (2021) did find that substance outcomes were favorably impacted by manualized AOD treatment over either trauma-focused or non-trauma focused approaches, did not find significant differences among the psychotherapy treatment categories. Overall, our findings generally support the observation that comorbidity treatments for PTSD and SUD demonstrate more efficacy on the mental health side of symptoms (i.e., PTSD, trauma), whereas substance use may require strategies that extend beyond trauma-focused interventions. Findings are consistent with emotional processing (Rauch & Foa, 2006) and social cognitive (Chard et al., 2020) theories in that treatments that allow for activation and processing of trauma-related memories and encourage exposure to safe yet avoided trauma-related reminders are key to fear reduction/habituation as well as shifting negative/maladaptive beliefs around the trauma experience and associated consequences. All of which in turn, contribute to greater reductions in PTSD symptoms than non-trauma focused coping therapies.

Our analysis differs from a traditional meta-analysis such as Simpson et al.’s (2021) in that network meta-analyses produce estimates of the relative effects between any pair of interventions in the network, and usually yields more precise estimates than a single direct or indirect estimate such as in the Simpson et al. (2021) meta-analysis. It also allows estimation of the ranking and hierarchy of interventions. Other differences between our NMA and traditional meta-analyses included the studies selected for inclusion, analytic approaches, and other unknown variations. Differences in outcome measurement may also have led to the discrepancy between our findings and Simpson et al.’s (2021), leaving room for future research to ascertain which treatments or techniques can directly impact AOD outcomes best.

It is worth pointing out that clinician concerns about implementing trauma-focused models with those who use substances have not been borne out by research with more severe populations like those with complex trauma. De Jongh et al. (2016) noted that for those with complex trauma, guidelines which recommend delaying trauma-focused treatment could demoralize clients, by suggesting that they are incapable of dealing with their traumatic memories and diminishing client confidence in and motivation for trauma work. Jerud et al. (2016) have demonstrated that emotion dysregulation, a sequela of early traumatization and common feature also among those with substance use disorders, is improved following trauma-focused treatment. And cross-lagged findings from a trial of COPE (an integrated, trauma-focused treatment) compared to relapse prevention found that the heaviest users benefited significantly more from the TF approach in reducing their substance use through diminishing PTSD symptoms (Hien et al., 2018). These latter findings support the self-medication hypothesis (Khantzian, 1997) and argue for an integrative treatment framework, which target the core neurofunctional domains that connect PTSD+SUD (Hien et al., 2021).

In contrast to the findings for the psychotherapy network reported above, for the medication comparator subnetwork, there was no clear evidence for any pharmacologic targets significantly impacting PTSD severity compared with medication placebo, but some evidence that AOD medication (on its own or in combination with trauma-focused therapy) had superior outcomes for alcohol when compared to a medication placebo. Because of the small number of studies and limited power however, we must consider these findings on medication effects exploratory rather than confirmatory. Nonetheless, unlike the most recent systematic review of medications for PTSD and AUD outcomes (Petrakis et al, 2017) which revealed no superiority of any treatment, our network analysis did support benefits of the alcohol targeted medications such as naltrexone, or topiramate for alcohol symptoms compared with placebo medications alone. Given the costs and complexities of conducting combination psychotherapy and pharmacotherapy trials, our findings provide a strong indication for researchers to continue to investigate the benefits of combined therapies. Synergy between psychotherapeutic techniques involving trauma processing with a targeted medication also support anecdotal clinical evidence (e.g., Hien et al., 2020).

Studies included in the NMA with those in the broader systematic review of the literature differed by design (i.e., single-armed pilot trials without comparators could not be included) and data availability (4 RCTs). As a whole, the excluded trials generally were consistent with the NMA findings with the exception of the excluded integrated, non-trauma focused single-armed pilot studies which tended to report at least one significant pre-post treatment outcome on PTSD severity, as well as on a substance use measure—findings not supported in the NMA. This may not be altogether surprising, given that these pilot trials all lacked a control group, thus deeming them all higher risk of bias than an RCT or a quasi-experimental design trial. They were also all found in the published literature which is known to be biased towards publishing only those trials with significant findings (Dickersin et al., 1987).

Overall, the sample sizes were small. The majority were RCTs with samples of less than 100 participants. However, more than three-fourths of the included studies had study retention of 50% or greater across all treatment arms. The largest trial (N = 353) was a multi-site study that tested SS among diverse women in community settings. Another large trial by Frisman et al. (2008) enrolled 239 participants but had more than 50% treatment dropout. Only one study that tested medications (i.e., naltrexone and disulfiram) found significant improvements in both PTSD and AOD outcomes among a large sample (more than 100 participants) while maintaining 50% or greater retention by end of treatment (Petrakis et al., 2006). In terms of inclusion and exclusion criteria (Table S3, Supplemental Material), it should be noted historically that, for the majority of trauma-focused trials for PTSD-only severe and major AODs were excluded because such patients were viewed as too fragile to receive PTSD treatment that involved direct trauma processing (Lehman et al., 2017), although this has improved recently based upon newer trials published in the past five years. Also, the most frequently studied substance across trials has been alcohol, as opposed to drug use.

Trauma-focused trials for PTSD-only also appeared to exclude suicidal ideation (77%) more often than other trials (63%). However, PTSD+AOD trials that have included current suicidal ideation suggest that trauma-focused treatments do not increase risk more than non-trauma-focused interventions. For example, Tripp and colleagues (Tripp et al., 2021) evaluated whether participants randomized to COPE were more likely to show exacerbations in suicidal ideation than participants randomized to Seeking Safety in a trial that compared the two treatments (Norman et al., 2019) and found that they were not more likely to show exacerbations. Further evidence of this is that trials have not shown greater number of adverse events for trauma-focused than other treatment conditions (Lancaster et al., 2020; Mills et al., 2012; Roberts, et al., 2022). Given clinician concerns about safety of trauma-focused interventions in the PTSD+AOD population, it is important that future trials continue to include participants with suicidal ideation as more work examining suicidal ideation is warranted.

The findings from our NMA have clinical implications. For example, trauma-focused interventions produce better results than other types of psychotherapies for treating PTSD among those with alcohol or substance use disorders, which suggests that when feasible, trauma-focused treatments should be made available to patients with PTSD+AOD. However, these treatments require resources that may not be available in all settings (e.g., to train staff, to have adequate staff to schedule individual psychotherapy sessions that are sometimes as long as 90-minutes). Moreover, not all patients are good candidates for trauma-focused treatment, such as those with no or insufficient memory of the trauma due to serious injury or loss of consciousness during the event or the early age of the trauma. Other treatment options such as AOD-only or non-trauma-focused psychotherapies, which produce less change in PTSD symptoms than trauma-focused treatments but still lead to clinical improvement, can be viable options for clients who do not want trauma-focused treatments or are not able to access them. This is especially true because trauma-focused treatments and other types of AOD treatments appear to be comparable (and in some cases superior (Simpson et al., 2021) on substance use outcomes. These recommendations will evolve as we learn more about how to improve attendance (which will likely improve outcomes) and about precision medicine strategies to inform what works best for whom. Also, trauma-focused techniques may require more training and expense and may not readily be conducted in AOD treatment settings where individual therapy is rarer, and group models are the norm (day programs, residential). In contrast, AOD-only and non-trauma focused achieve smaller effects for PTSD than trauma-focused treatments, but may be less complex, less costly, and can be delivered in a group format, which are likely more appealing and feasible for the general workforce.

To further inform clinical practice and treatment recommendations, additional studies are needed with larger samples that can provide a foundational understanding of treatment effectiveness across diverse populations. Furthermore, larger trials should make targeted efforts to promote treatment retention among these clients, given the likelihood that individuals with PTSD+AOD may leave treatment early or attend sessions sporadically due to numerous barriers to treatment access (e.g., lower socio-economic resources, multiple life stressors) (Belleau et al., 2017; Jarnecke et al., 2019).

Intervention Safety

Forty-four percent of the studies in this review (k = 17) did not report any information on study-related adverse events (SAE). Of those that did report SAEs (k = 22; ~56%), few studies (k = 6; ~18%) had study-related adverse events. The studies that reported adverse events were primarily medication-only (Batki et al., 2014; Petrakis et al., 2012; Petrakis et al., 2006; Simpson et al., 2015) or combination studies with medications and psychotherapy interventions (Back et al., 2016; Foa et al., 2017). Only one behavioral study (Schäfer et al., 2019) reported adverse events—with a low rate of occurrence across the length of the study and no significant differences between treatment groups. Interventions in the therapy only trial (Schäfer et al., 2019) were relapse prevention and Seeking Safety, which in other trials were associated with no adverse events. See Figure 5 for more information. Researchers and clinicians have previously expressed concern about risk of inducing or exacerbating symptoms of either PTSD or AOD during concurrent treatment (McCauley et al., 2012). However, our findings support the notion that PTSD and AOD can be treated concurrently, and that even relatively intensive treatments can be delivered safely and without increased risk of adverse events compared to other treatments for interventions for other mental health disorders, including PTSD and AOD separately.

Strengths and Limitations

Risk of bias assessments for study populations like PTSD+AOD

Our findings revealed that concealment and study attrition are two dimensions of risk of bias ratings which require careful consideration to most accurately review the quality of PTSD+AOD studies. One limit of the traditional systematic review methodology for PTSD+AOD studies involves the mismatch between the current “gold standard” for rating the quality of a study and trials that are behavioral and which target a population where diagnostic complexities may result in barriers to the clinical trial design (e.g., such as allocation blinding and high study attrition rates). While double blinding is feasible in medication trials (i.e., neither the participant nor the investigator knows if they are in the active medication or placebo condition), it is often not possible or even appropriate for psychotherapy trials. Other internal validity factors such as whether or not there were independent assessors conducting study outcomes, assessments of how much data was missing and accounted for, whether clients dropped out of treatment or just didn’t receive their assessments, were all considered in our evaluation of risk of bias for all included studies.

Our analysis of study internal validity revealed overall that the body of existing studies have low risk of bias, particularly those with RCT designs where none received a high ROB based on the ROB2 criteria. By definition, some of the pilot studies, where randomization, independent assessors for outcome assessment and study pre-registration did not occur were considerably more likely to have some concerns or high ROB ratings overall.

Other limitations

Data extraction and ROB2 coding was completed in a consensus model where differences in rating were resolved through discussion. Single, independent ratings could have been conducted, but a consensus model ensures greater interrater reliability among the team. Although consensus coding is susceptible to group think and hierarchical influence, we attended to this possibility by ensuring oversight of this process by an independent experienced analyst from an Evidence Based Practice Center (https://www.rti.org/impact/rti-unc-evidence-based-practice-center-epc). Single, independent ratings could have been conducted, but a consensus model overseen by independent investigators trained in evidence synthesis methodology provided greater assurance that information from individual studies was not inadvertently omitted.

Potential for investigator bias is a known endemic factor in clinical trials, especially in PTSD+AOD trials as this is a relatively young field. In this network meta-analysis, 7/24 of the trials had treatment developers as investigators, 5 of which are trauma-focused interventions. Given the relative nascency of this field, treatment developers naturally are the ones who conduct these trials, often producing the most rigorous trials. Although it is possible there is bias, given that 20% of the included studies involved treatment developers, network meta-analysis may reduce the potential for an “allegiance effect” by incorporating more studies that do not include treatment developers in its indirect estimates of effect size differences across treatment categories. Future analyses like meta-analysis with individual patient data can help combat this limitation.

We note several limitations of the NMA approach. Standardized mean differences were calculated from the group means and SDs at the outcome timepoint. This means that baseline severity was not directly incorporated, nor were individuals whose data were excluded from the reported means and SDs; however, the SMDs are based on treatment arms within the same studies that had the same inclusion/exclusion criteria. Due to the relatively lower number of studies that reported drug use outcomes our NMA focused on alcohol use outcomes that were reported by all studies; future meta-analyses can examine whether drug use outcomes are differentially impacted by interventions that target AOD and/or PTSD. Although our analyses did not find evidence of effect size heterogeneity and inconsistency, this does not preclude the possibility of treatment effect moderators. Future research that is adequately powered to test focalized hypotheses about specific moderators is needed. Finally, direct comparisons between all treatment types were not always possible to estimate (especially in the medication subnetwork); indirect estimates of these comparisons should be cautiously interpreted.

Future Directions

It has been demonstrated that social determinants are associated with higher rates of traumatic stress exposures and PTSD+AOD among populations from racial/ethnic and other minoritized backgrounds (e.g., gender and sexual groups) (Alegría et al., 2013; Galvan & Caetano, 2003). Nevertheless, the majority of study participants across the pool of 39 studies lacked gender, race and sexual identity diversity (Table 1). Most studies have examined treatments ranging from twelve to twenty-five sessions. Whether there is an ideal length or dose of treatment that would lead to larger effects is also a question for future research.

Any given RCT or single-armed trial will be overly narrow with regard to its particular inclusion and exclusion criteria and population, thereby limiting the generalizability of any particular study to PTSD+AOD treatment-seekers as a whole. Systematic reviews, conventional and network meta-analyses are both tried-and-true methods of synthesizing findings and data, but there are also very specific limitations to each of these synthesis approaches. These limitations, suggest the potential to consider conducting meta-analysis with individual patient data, (MIPD) which could have significant advantages over conventional meta-analysis and network meta-analysis, especially when a smaller number of studies are available. The practical implications for PTSD+AOD treatment can be seen with the potential findings of an MIPD, as contrasted against a conventional meta-analysis or network meta-analysis, with MIPD being a more nuanced examination of variation in treatment efficacy across patient types (e.g., Saavedra et al., 2021). And, a future program of research syntheses could also capitalize upon a number of other new methods and generated findings, including second-order meta-analyses of previous meta-analytic studies (“metas of metas”), meta-syntheses of qualitative studies, and meta-analyses of quantitative single-case studies in order to cast a broad net on this public mental health problem.

Other future directions include matching individual characteristic (i.e. severity of AOD/PTSD symptoms, trauma type, substance type, PTSD symptom development prior to AOD, other comorbidities) with treatment approaches and more comparative effectiveness studies of integrated treatments in real world AOD treatment programs (delivery methods, group/individual, adapting interventions for delivery feasibility and patient tolerability, training and supervision ability, resources available to treatment program, long term outcomes).

Conclusion

Our systematic review revealed a wide set of therapeutic approaches (12 discrete category types) for PTSD+AOD. Narrative synthesis (k = 39) suggests that PTSD and AOD can be treated concurrently without increased risk of adverse events. Consistent with prior meta-analytic findings, the NMA (k=24) found that integrated, trauma-focused interventions were more effective at reducing PTSD symptom than three types of comparator interventions (integrated, non-trauma focused; AOD-focused; other controls). AOD medications with and without trauma-focused interventions were also found to be superior to placebo for alcohol severity. Collectively, these findings support the theoretical framing of optimal PTSD+AOD care as attentive to the multi-faceted and mutually reinforcing nature of the comorbidity. The current results are limited by the pool of studies’ relative lack of demographic diversity and the small number of pharmacological interventions available for inclusion in the NMA. In addition to more sophisticated comparative effectiveness analyses, research should focus on increasing demographic representation in trials, improving treatment retention, and exploring the novel blending of psychotherapy and pharmacotherapy approaches.

Supplementary Material

Supplemental Material

Table 2.

PICOTS Summary and Description of Studies Included in the Systematic Review (K = 39)

Citation Population Intervention Comparison Planned Outcomes Timing Setting Focus
N Demographics (overall sample) PTSD AOD Duration Sessions and/or Dose
Randomized Clinical Trials
Back et al., 2019 * 81 Gender: 90% M
Race: 60% W, 37% B, 3% H
Age: 40.4 (10.7)
Veterans: 100%
Trauma: Mixed
COPE RP CAPS severity and subscale scores, PCL-M, PTSD diagnostic remission TLFB, ASI, breathalyzer, UDS 12 weeks 12 Outpatient Int.
Batki et al., 2014 * 30 Gender: 93% M
Race: 53% W, 23% B, 10% O
Age: NR
Veterans: 100%
Trauma: Combat
Topiramate Placebo PCL TLFB (PDD, PHDD, DDD, drinks per week) 12 weeks 300 mg/day Outpatient Int.
Brady et al., 2005 * 94 Gender: 54% M
Race: NR
Age: 18–65
Veterans: NR
Trauma: Mixed, non-combat
Sertraline + CBT for alcohol use Placebo + CBT for alcohol use NR TLFB (PDD, drinks per day, DDD, HDD), ASI, OCDS 12 weeks 150 mg/day, 12 sessions NR Int.
Capone et al., 2018 44 Gender: 95% M
Race: 85% W, 14% H, 7% B
Age: NR
Veterans: 100%
Trauma: Combat, sexual assault
ICBT TAU CAPS severity and subscale scores TLFB (PDD, PDU, PDA), ASI, toxicology 12 weeks 12 Outpatient Int.
Coffey et al., 2016 126 Gender: 54% M
Race: 79% W, 19% B
Age: 34 (NR)
Veterans: NR
Trauma: Civilian, mixed
mPE alone or mPE + MET Healthy Lifestyle Sessions IES TLFB (PDA), The Alcohol Craving Questionnaire-Now (ACQ-Now) 8 weeks 10–16 Residential treatment facility PTSD
Foa et al., 2013 * 165 Gender: 66% M
Race: 64% B, 30% W, 4% H
Age: NR
Veterans: NR
Trauma: Mixed
PE + Naltrexone, PE + placebo, naltrexone + supportive counseling Placebo + Supportive Counseling (BRENDA) PSS-I TLFB (PDD), PACS 18 weeks 100 mg/day; 12 weeks weekly sessions, 6 weeks biweekly sessions Outpatient Int., AOD, PTSD
Foa et al., 2017 142 Gender: 61% M
Race: 74% B, 23% W, 7% H
Age: 42.7 (9.9)
Veterans: NR
Trauma: Mixed
VARCC + PE VARCC only PSS-I TLFB smoking status, toxicology, 7-day PPA 12 weeks 1 mg/day, 12 sessions Outpatient Int.
Frisman et al., 2008 234 Gender: 61% F
Race: 56% W, 24% B, 10% H
Age: 38 (NR)
Veterans: NR
Trauma: NR
TARGET + trauma sensitive usual care Trauma sensitive usual care PCTI GAIN (substance use frequency, % drinking to intoxication, % using any drug, % abusing drugs/alcohol) 12 months 34–49 Outpatient PTSD
Hien et al., 2004 * 115 Gender: 100% F
Race: 42% B, 37% W, 20% H
Age: NR
Veterans: NR
Trauma: NR
SS or RP Community care CAPS, IES, clinical global impression (CGI) SUI composite score, CGI 12 weeks 24 NR Int., AOD
Hien et al., 2009 * 353 Gender: 100% F
Race: 46% W, 34% B, 13% O
Age: 39.2 (9.3)
Veterans: NR
Trauma: Mixed
SS WHE PSS-SR, CAPS 7-day abstinence from drug or alcohol use; days using drugs/alcohol 6 weeks 12 Outpatient, multi-site, community Int.
Hien et al., 2015 69 Gender: 81% F
Race: 59% B, 23% W, 10% H
Age: 18–65
Veterans: NR
Trauma: Mixed
SS + Sertraline SS + placebo CAPS TLFB (DDD, HDD), abstinence, breathalyzer 12 weeks 200 mg/day, 12 sessions Outpatient, community Int.
Kwako et al., 2015 60 Gender: 45% F
Race: 43% W
Age: 40.8 (NR)
Veterans: NR
Trauma: Mixed, combat/civilian
Aprepitant Placebo CAPS, PSS-I Alcohol Urge Questionnaire 3 weeks 125 mg/day Inpatient Int.
McGovern et al., 2015 * 221 Gender: 60% F
Race: 96% W
Age: 35.30 (10.42)
Veterans: NR
Trauma: Assault
ICBT or IAC Standard Care CAPS ASI, TLFB, toxicology 8–12 weeks 8–12 Outpatient Int., AOD
Mills et al., 2012 * 103 Gender: 64% F
Race: 87% O (Australian)
Age: 33.7 (7.9)
Veterans: NR
Trauma: Mixed
COPE + TAU TAU CAPS CIDI 13 weeks 13 Outpatient Int.
Myers et al., 2015 * 40 Gender: 100% F
Race: 60% W, 25% H, 12% B
Age: 42.2 (10.5)
Veterans: None
Trauma: NR
SS TSF CAPS TLFB (PDD) 12 weeks 25 Outpatient Int.
Najavits et al., 2018 88 Gender: 73% M
Race: 60% W, 30% B, 4% H
Age: 48.8 (10.7)
Veterans: 100%
Trauma: Mixed
CC SS PTSD diagnosis, PCL, WAS, Trauma Related Guilt Inventory ASI, BSAS 17 weeks 17 Outpatient Int.
Norman et al., 2019 * 186 Gender: 90% M
Race: 78% W, 16% B, 6% O
Age: 41.6 (12.6)
Veterans: 100%
Trauma: Mixed
Cope (I-PE) SS (I-CS) CAPS TLFB (PHDD) 12–16 weeks 12–16 Outpatient Int.
Pearson et al., 2019 73 Gender: 100% F
Race: 100% Native American
Age: 18–60
Veterans: NR
Trauma: NR
Adapted CPT Waitlist PSS-SR SIP, alcohol use frequency, AOD diagnosis 6 weeks NR Outpatient PTSD
Petrakis et al., 2006 254 Gender: 97% M
Race: 90% W, 17% B, 5% H
Age: NR
Veterans: 100%
Trauma: NR
Naltrexone and disulfiram (alone or combined) Placebo CAPS TLFB, GGT, OCDS 12 weeks 250 mg/day disulfiram, 50 mg/day naltrexone Outpatient AOD
Petrakis et al., 2012 * 88 Gender: 90% M
Race: 75% W, 21% B, 3% O
Age: 47.1 (8.9)
Veterans: 92%
Trauma: Combat
Paroxetine + naltrexone or desipramine + naltrexone Paroxetine + placebo or desipramine + placebo CAPS TLFB (DDD, PHDD, drinks per week), abstinence 12 weeks 40 mg/day paroxetine, 200 mg/day desipramine, 50 mg/day naltrexone Outpatient Int.
Petrakis et al., 2016 * 96 Gender: 93% M
Race: 81% W, 15% B, 3% O
Age: 21–65
Veterans: 100%
Trauma: NR
Prazosin Placebo CAPS TLFB (HDD, DDD), GGT, abstinence, OCDS 13 weeks 16 mg/day Outpatient PTSD
Ruglass et al., 2017 110 Gender: 63% M
Race: 59% B, 19% H, 19% W
Age: 44.8 (NR)
Veterans: NR
Trauma: Mixed
COPE or RP Active Monitoring CAPS, MPSS-SR ASI, SUI 12 weeks 12 Community Int., AOD
Sannibale et al., 2013 62 Gender: 53% F
Race: NR
Age: 41.2 (11.9)
Veterans: NR
Trauma: Mixed
Integrated Therapy Alcohol Support CAPS severity and change (reduction ≥ 30 points), PDS, PTSD diagnosis TLFB (DDD, PDA), SDS, SIP, AUD diagnosis 12 weeks 12 Outpatient Int.
Schafer et al., 2019 343 Gender: 100% F
Race: NR
Age: 40.9 (11.4)
Veterans: NA
Trauma: Mixed
SS + TAU or RP + TAU TAU PSS-I, PDS ASI 16 weeks 14 Outpatient Int., AOD
Simpson et al., 2015 * 54 Gender: 37% F
Race: 40% W, 40% B, 20% O
Age: 43.3 (NR)
Veterans: 30%
Trauma: Mixed
Prazosin Matched placebo PSS-I Change in PDD, PHDD (Form-42) 6 weeks 4 mg each morning and afternoon and 8 mg before bed Outpatient PTSD
Triffleman, 2000 19 Gender: 53% F
Race: 63% W, 32% B, 5% H
Age: 34.6 (5.6)
Veterans: NR
Trauma: NR
SDPT TSF CAPS severity and number of symptoms, PTSD diagnosis ASI drug composite scores, number of days using substances 20 weeks 40 Outpatient Int.
van Dam et al., 2013 * 36 Gender: 68% M
Race: 68% W, 11% B, 12% O
Age: 42.3 (9.0)
Veterans: NR
Trauma: NR
SWT + TAU TAU PDS, PTSD diagnosis TLFB, AOD diagnosis 12 weeks SWT+ TAU: 10 weekly sessions Outpatient PTSD
Zlotnick et al., 2009 49 Gender: 100% F
Race: 47% W, 33% B, 14% H
Age: 34.6 (7.4)
Veterans: NR
Trauma: Mixed
SS + TAU TAU CAPS, Trauma Symptom Checklist, PTSD diagnosis ASI, abstinence SS: 6–8 weeks 25 SS group sessions; 12 individual booster sessions Prison Int.
Pilot Studies
Back et al., 2016 * 35 Gender: 96% M
Race: 70% B, 30% W
Age: 49.0 (8.2)
Veterans: 100%
Trauma: Mixed, combat/civilian
N-acetylcysteine (NAC) + CBT for AOD Placebo + CBT for AOD CAPS, PCL-M TLFB, craving (visual analog scale) 8 weeks 2,400 mg/day, group sessions 5 days/week Outpatient Int.
Brady et al., 1995 9 Gender: 54% F Race: NR
Age: 36.7 (NR)
Veterans: NR
Trauma: Abuse, accident
Sertraline Placebo IES, MPSS-SR TLFB 12 weeks 200 mg/day Outpatient Int.
McGovern et al., 2009 23 Gender: 91% F
Race: 100% W
Age: 34 (8.8)
Veterans: NR
Trauma: Mixed
CBT for PTSD None CAPS TLFB, ASI, urine toxicology, breathalyzer NR 10.5 Outpatient PTSD
Meyer et al., 2018 43 Gender: 88% M
Race: 57% B, 31% W, 21% H
Age: 45.26 (8.6)
Veterans: 100%
Trauma: Mixed, civilian/combat
Acceptance and Commitment Therapy NR CAPS, PCL-5 SCID-5 (AUD symptom count), TLFB, DAST 12 weeks 12 Outpatient Int.
Najavits et al., 1998 27 Gender: 100% F
Race: 88% W, 12% B
Age: 35.9 (8.5)
Veterans: NR
Trauma: Mixed
SS None MPSS-SR, TSC-40 Weekly SUI, ASI, urinalysis, breath alcohol 12 weeks 24 Outpatient Int,
Najavits et al., 2005 5 Gender: 100% M
Race: 100% W
Age: 37.6 (5.6)
Veterans: NR
Trauma: Mixed
SS + Exposure Therapy-Revised None TSC-40, WAS ASI 20 weeks 30 Outpatient Int.
Najavits et al., 2014 9 Gender: 57% M
Race: 29% B, 29% W, 29% O, 14% H
Age: 45.1 (10.5)
Veterans: NR
Trauma: Mixed
CC None PCL-C, TSC-40, WAS ASI, BSAS 17–24 weeks 17 Outpatient Int.
Norman et al., 2010 14 Gender: 100% M
Race: NR
Age: NR
Veterans: 100%
Trauma: Combat
SS None PCL-M AUDIT, DAST 10 weeks 10 Outpatient Int.
Persson et al., 2017 22 Gender: 100% F
Race: 67% W, 22% B, 11% O
Age: 45.5 (10.4)
Veterans: N/A
Trauma: Mixed
COPE None CAPS, PCL-C TLFB (PHDD), AUDIT, PACS 12 weeks 12 Outpatient Int.
Zlotnick et al., 2003 18 Gender: 100% F
Race: 67% W, 17% O, 11% B
Age: 32 (NR)
Veterans: NR
Trauma: Physical and sexual abuse
SS + TAU TAU CAPS ASI, SCID, urinalysis 12 weeks 24 Prison Int.
Other Design (Chart Review)
Kaysen et al., 2014 536 Gender: 90% M
Race: 82% W 15% B, 3% O
Age: 44.6 (14.5)
Veterans: 100%
Trauma: Mixed, civilian/combat
CPT None CAPS, PCL-S None 12 weeks 12 Outpatient PTSD

Note. Age is reported as Mean (Standard Deviation) or range. For demographics, W: White or European American, B: Black or African American, H: Hispanic/Latino, O: Other; F: female, M: male; LGBT: lesbian, gay, bisexual, or transgender; NR: not reported. For treatments, CBT: Cognitive Behavioral Therapy, CPT: Cognitive Processing Therapy, COPE: Concurrent Treatment of PTSD and AODs using Prolonged Exposure, CC: Creating Change, IAC: Individual Addiction Counseling, ICBT: Integrated Cognitive Behavioral Therapy, I-PE: Integrated Prolonged Exposure (i.e., COPE), I-CS: Integrated Coping Skills (i.e., Seeking Safety), MET: Motivational Enhancement Therapy, mPE: Modified Prolonged Exposure, RP: Relapse Prevention, SDPT: Substance Dependency Post-Traumatic Stress Disorder Therapy, SS: Seeking Safety, SWT: Structural Writing Therapy, TARGET: Trauma Adaptive Recovery Group Education and Therapy, TAU: Treatment as Usual, TSF: Twelve-Step Facilitation, VARCC: Concurrent Varenicline, WHE: Women’s Health Education. For outcomes, ASI: Addiction Severity Index, AUD: Alcohol Use Disorder, BSAS: Beliefs about Substance Abuse Scale, CAPS: Clinician Administered PTSD Scale, CIDI: Composite International Diagnostic Interview, DDD: Drinks per drinking day, GAIN: Global Appraisal of Individual Needs, GGT: Gamma-glutamyl transferase, HDD: Heavy drinking days, IES: Impact of Events Scale, MPSS-R: Modified PTSD Symptom Scale, MINI: Mini International Neuropsychiatric Interview, OCDS: Obsessive Compulsive Drinking Scale, PACS: Penn Alcohol Craving Scale, PCL-C: PTSD Checklist-Civilian, PCL-M: PTSD Checklist-Military, PCL-S: PTSD Checklist-Specific, PCTI - Post Traumatic Cognitions Inventory, PDA: Percent days abstinent, PDD: Percent days drinking, PDS: Post-traumatic Stress Diagnostic Scale, PDU: Percent days using drugs, PHDD: Percentage heavy drinking days, PPA: Point prevalence abstinence (PPA), PSS-I: The PTSD Symptom Scale-Interview, PSS-SR: PTSD Symptom Scale - Self-Report, PTSD: Posttraumatic stress disorder, SDS: Severity of Dependence Questionnaire, SIP: Short Inventory of Problems (alcohol), SIP-D: Short Index of Problems (drug), SUI: Substance Use Inventory, TLFB: Timeline Follow Back, UDS: Urine drug screen, WAS: World Assumptions Scale, TSC-40: Trauma Symptom Checklist-40. For focus, Int: Integrated (PTSD+AOD), PTSD: PTSD-only, AOD: AOD-only.

*

Data necessary for conducting the meta-analyses that was not included in the original publication was provided by study authors.

Public Significance Statement:

Roughly half of individuals with posttraumatic stress disorder (PTSD) also meet criteria for an alcohol and other drug use disorder with numerous and costly public health consequences. A systematic review and network meta-analysis characterized the evidence base of psychotherapy and pharmacological interventions for posttraumatic stress (PTSD) and alcohol and other drug use (AOD). Integrated, trauma-focused interventions targeting both PTSD and AOD were more effective at reducing PTSD symptoms than integrated non-trauma focused, AOD-focused psychotherapy and other control psychotherapies. AOD medications with and without trauma-focused therapies were more effective in reducing alcohol use severity than placebo controls. Few treatment studies reported adverse events for any intervention outcomes.

Acknowledgments

First and foremost, we would like to acknowledge our Consortium on Addictions, Stress, and Trauma (CAST)* for their collaboration with Project Harmony. We would also like to acknowledge the expertise on systematic review methods and training, and independent oversight received from Dr. Leila Kahwati and Mrs. Robyn Fortman, Consultants from RTI International/UNC Evidence Based Practice Center, library search research by Drs. Skye Fitzpatrick and Judit Ward, and the coding support received from Joseph Detrano, Dina Fleyshmakher, Sara Kass, Rashi Jain, and Tanya Lalwani and thank them all for contributing their valuable time and skills to this project.

*Consortium on Addictions, Stress and Trauma (CAST)

Sudie Back, PhD, Medical University of South Carolina

Steven Batki, MD, University of California, San Francisco

Malcolm Battersby, PhD, Flinders University

Matthew Boden, PhD, VA Palo Alto Health Care System

Kathleen Brady, MD, PhD, Medical University of South Carolina

Deborah Brief, PhD, Boston University/Boston VA

Christy Capone, PhD, Brown University/Providence VA

Kathleen Chard, PhD, Cincinnati VA Medical Center

Joan Cook, PhD, Yale University

Thomas Ehring, PhD (contact for Emmelkamp and Van Dam studies), Ludwig-Maximilians-Universitat Munchen

Edna Foa, PhD, University of Pennsylvania

Linda Frisman, PhD, University of Connecticut

Jessica Hamblen, PhD, Dartmouth University

Moira Haller, PhD, University of California, San Diego School of Medicine

Denise Hien, PhD, ABPP, Rutgers University

Debra Kaysen, PhD, Stanford University

Shannon Kehle-Forbes, PhD, University of Minnesota Medical School

Annett Lotzin, PhD, University Medical Center Hamburg-Eppendorf

Asa Magnusson, PhD, Karolinska Institute

Meghan McDevitt-Murphy, PhD, University of Memphis

Mark McGovern, PhD, Stanford University

Katherine Mills, PhD, MSPH, The University of New South Wales

Lisa M. Najavits, PhD, University of Massachusetts Medical School

Sonya Norman, PhD, University of California, San Diego

David Oslin, MD, University of Pennsylvania

Jessica Peirce, PhD, Johns Hopkins School of Medicine

Beatrice Perez-Dandieu, MSW, Comité d’Etude et d’Information sur la Drogue

Ismene Petrakis, MD, Yale University

M. Zachary Rosenthal, PhD, Duke University

Michael Saladin, PhD, Medical University of South Carolina

Claudia Sannibale, PhD, Royal Prince Alfred Hospital

Ingo Schäfer, MD, MPH, University Medical Center Hamburg- Eppendorf

Rebecca Schacht, PhD, University of Maryland

Tracy Simpson, PhD, VA Puget Sound Healthcare System

Cynthia Stappenbeck, PhD, Georgia State University

Susan Sonne, PharmD, Medical University of South Carolina

Geraldine Tapia, PhD, University Bordeaux, Bordeaux

Anka Vujanovic, PhD, University of Houston

Debora Van Dam, PhD, University of Amsterdam

Caron Zlotnick, PhD, Brown University/Butler Hospital

The work presented in this manuscript was supported by grants from the National Institute on Drug Abuse (NIDA Clinical Trials Network Protocol 0015; Denise A. Hien, PI and R36DA049122; Santiago Papini, PI) and the National Institute on Alcohol Abuse and Alcoholism (R01AA025853; Denise A. Hien and Antonio A. Morgan-López, MPIs). This study is registered with PROSPERO 2019 CRD42019146678. Data can be found at https://osf.io/qh4ew/.

Footnotes

Drs. Sudie Back and Therese Killeen disclose conflicts of interest as they are authors on the COPE therapy manuals published by Oxford University Press. All other authors report no conflicts of interest.

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