Abstract
Background:
Triple-negative breast cancer (TNBC) is associated with a dismal prognosis. Immune checkpoint inhibitors have shown promising antitumor activity in neoadjuvant settings. This single-arm, phase II trial aimed to evaluate the efficacy and safety of camrelizumab plus chemotherapy as the neoadjuvant therapy (NAT) in early TNBC.
Methods:
Patients received eight cycles of camrelizumab plus nonplatinum-based chemotherapy. The primary endpoint was total pathological complete response (pCR). Secondary endpoints included the breast pathological complete response (bpCR), adverse events (AEs). Multiomics biomarkers were assessed as exploratory objective.
Results:
Twenty of 23 TNBC patients receiving NAT underwent surgery, with the total pCR rate of 65% (13/20) and bpCR rate of 70% (14/20). Grade ≥3 treatment-related AEs were observed in 14 (60.9%) patients, with the most common AE being neutropenia (65.2%). Tumor immune microenvironment was analyzed between pCR and non-pCR samples before and after the NAT. Gene expression profiling showed a higher immune infiltration in pCR patients than non-pCR patients in pre-NAT samples. Through establishment of a predictive model for the NAT efficacy, TAP1 and IRF4 were identified as the potential predictive biomarkers for response to the NAT. Gene set enrichment analysis revealed the glycolysis and hypoxia pathways were significantly activated in non-pCR patients before the NAT, and this hypoxia was aggravated after the NAT.
Conclusion:
Camrelizumab plus nonplatinum-based chemotherapy shows a promising pCR rate in early-stage TNBC, with an acceptable safety profile. TAP1 and IRF4 may serve as potential predictive biomarkers for response to the NAT. Aggravated hypoxia and activated glycolysis after the NAT may be associated with the treatment resistance.
Keywords: camrelizumab, immunotherapy, neoadjuvant therapy, triple-negative breast cancer, tumor immune microenvironment
Introduction
Highlights
Neoadjuvant camrelizumab plus nonplatinum-based chemotherapy shows a high pathological complete response rate in triple-negative breast cancer.
TAP1 and IRF4 may be potential predictive biomarkers for response to the neoadjuvant therapy.
Aggravated hypoxia and activated glycolysis after the neoadjuvant therapy may be associated with treatment resistance.
Triple-negative breast cancer (TNBC) is associated with aggressive tumor biology and a dismal prognosis, approximately accounting for 15% of invasive breast cancers1. Currently, neoadjuvant therapy (NAT) is the preferred option for high-risk early TNBC2, contributing to increased operability and eligibility for breast-conserving surgery (BCS). Furthermore, surgical outcomes may identify the patients who can avoid subsequent therapies, and patients who achieve pathological complete response (pCR) after NAT have favorable prognosis. Therefore, efforts have been made to develop novel therapeutic strategies to improve pCR rates of TNBC.
Recently, numerous trials have shown that addition of immune checkpoint inhibitors to the NAT can increase pCR rates3–5. However, novel neoadjuvant modalities for TNBC are limited. Anthracycline-based and taxane-based chemotherapy is considered as the first-level NAT regimen for localized TNBC6. Adding platinum agents to this NAT regimen can improve the pCR rates of TNBC, but it can also increase toxicity7. A phase III trial (KEYNOTE-522) showed that adding pembrolizumab to platinum-containing chemotherapy could improve the pCR rates for TNBC patients3. Camrelizumab, an IgG4-k PD-1 monoclonal antibody, has shown effectiveness and economy in China8,9. However, there are few studies reporting its use in the neoadjuvant setting of TNBC.
Immunologic parameters have been shown to affect the response to immune checkpoint inhibitors10. Here, we conducted a phase II study to evaluate the efficacy and safety of camrelizumab combined with platinum-free chemotherapy as the NAT in patients with early TNBC, and evaluated the predictive value of immune-related gene expressions in the chemoimmunotherapy response11.
Methods
Study design and patients
This was an open-label, single-arm, phase II trial. Women were eligible for enrollment if they were at the age of greater than or equal to 18 years and had an Eastern Cooperative Oncology Group (ECOG) performance status score of 0 or 1; adequate organ function; histologically confirmed noninflammatory invasive TNBC defined as estrogen receptor/progesterone receptor (ER/PR)-negative (ER/PR staining of <1%) and human epidermal growth factor receptor 2 (HER2)/Neu-negative [immunohistochemistry (IHC) 0-1+ or IHC 2+ and chromogenic/fluorescent in situ hybridization negative] based on the guidelines of the American Society of Clinical Oncology-College of American Pathologists; stages II–III (T1cN1-2 or T2-4N0-2) disease with surgically resectable lesions. Patients were excluded if they had metastatic diseases, autoimmune diseases, history of concurrent malignancies, or history of severe allergic reactions to monoclonal antibodies, received anticancer treatment, or immunosuppressive therapy. The work has been reported in line with the strengthening the reporting of cohort, cross-sectional and case–control studies in surgery (STROCSS) criteria11 (Supplemental Digital Content 1, http://links.lww.com/JS9/B610).
Treatment
Patients received four cycles of camrelizumab (200 mg, d1, d15, q4w) plus nab-paclitaxel (125 mg/m2, d1, d8, d15, q4w), and four cycles of camrelizumab (200 mg, d1, q2w) plus epirubicin (90 mg/m2, d1, q2w) + cyclophosphamide (600 mg/m2, d1, q2w). Surgery was performed 2~4 weeks after the last cycle of NAT (Figure 1A). The surgical types, such as mastectomy or BCS, sentinel lymph node biopsy or axillary lymph node dissection, were determined by the surgeon according to the radiological response. Adjuvant treatment was decided by a multidisciplinary team based on the pathologic response. All patients received camrelizumab once every 3 weeks for up to nine cycles after surgery. Of note, adjuvant camrelizumab plus capecitabine regimen was recommended for non-pCR patients.
Figure 1.
Study design. (A) The flowchart of neoadjuvant therapy. (B) The flowchart of enrolled patients.
Patients were restaged following baseline imaging, including breast MRI, computed tomography scanning for chest and abdomen and/or abdominal sonography, and radionuclide bone imaging. Follow-up and imaging were planned for every 2 weeks. Blood chemistry analyses were done for every cycle. The dose of chemotherapy agents was reduced due to certain adverse events (AEs).
Endpoints and assessments
The primary endpoint was the total pCR, defined as absence of invasive tumor cells in the breast and axilla (ypT0/is ypN0) in the resected specimen. The resected specimens were independently assessed by two experienced pathologists. Secondary endpoints included the breast pathological complete response (bpCR, ypT0/is) and AEs during the NAT period which were collected following the National Cancer Institute Common Terminology Criteria for Adverse Events (version 4.0). The exploratory endpoint included mutational analysis of capture-based targeted deep sequencing and tumor immune microenvironment (TIME) analysis of the gene expression profiling.
Mutational analysis
Mutational analysis of tumor samples was assessed by performing capture-based targeted deep sequencing using FoundationOne CDx assay12, which could sequence the complete exons of 324 cancer-related genes and detect substitutions, insertions and deletions (indels), copy number variations (CNVs) and gene rearrangements. DNA extraction, library construction, sequencing, and bioinformatics analysis were all assessed based on standard methods, as previously described13.
RNA expression detecting
Gene expression profiling of 770 immune-related genes (including 20 housekeeping genes) was performed using the Nanostring nCounter PanCancer IO360 Panel (NanoString Technologies)14. Ten unstained slides of 5 µm thickness were obtained from Formalin-fixed paraffin-embedded blocks. RNA expression detecting proceed according to the NanoString tech note (Panel Standard and Calibration Sample Usage). Normalized counts were finally log2 transformed for downstream analysis.
Differentially expressed genes (DEGs) and signal pathway enrichment analysis
The DESeq2 package of R was used to perform the DEGs analysis. The P-value threshold was determined by controlling the false discovery rate (FDR) with the Benjamini algorithm. Genes with FDR less than 0.05 were identified to be differentially expressed, and then gene set enrichment analysis (GSEA) analysis was performed. The Hallmark and gene ontology gene sets were obtained from the Molecular Signatures Database (MSigDB). The volcano and heatmap plots for DEGs were visualized by the ggplot2 package (3.3.3).
Analysis of TIME characteristics
Marker genes of TIME characteristics were retrieved as previously reported15. The arithmetic mean value of genes involved in all immune cell types was calculated as the score of cell type indicators, and Wilcoxon test was used to identify the difference between different groups.
Statistical analysis
Based on patient characteristics and drug accessibility, combined with previously published research results that the pCR rate after anthracycline-based and taxane-based NAT was 30%16. We expected that camrelizumab added to chemotherapy would increase the pCR rate to 65%. Eleven patients would provide at least 80% power to detect the difference with one-sided α of 0.05, considering a drop-out of 10%, a total of 13 patients was required.
R software (version 3.6.1) was employed for statistical analysis. Differences between groups were evaluated using Wilcoxon rank-sum tests for continuous data and Fisher’s exact tests for categorical variables. Pearson’s test was used for the correlation analysis. Calculation of the area under the receiver operating characteristic curve was used as a measure of discriminatory ability for the signature scores. The value of P<0.05 was considered statistically significant.
Results
Patient characteristics
From June 2020 to August 2021, 30 patients were assessed for eligibility, among whom five were unqualified for eligibility criteria and two withdrew informed consent. Finally, 23 patients were enrolled and received NAT (Figure 1B)). Their median age was 52 years old. Most patients had the tumor stage of T2 (87.0%), positive nodal involvement (69.6%), stage II disease (73.9%), and ECOG performance status score of 0 (87.0%). Detailed demographics are shown in Table 1.
Table 1.
Baseline characteristics of 23 patients with TNBC, n (%).
| Characteristics | Eligible patients |
|---|---|
| Median age (range), years | 52 (29–65) |
| T stage | |
| T1 | 2 (8.7) |
| T2 | 20 (87.0) |
| T3 | 1 (4.3) |
| Nodal status | |
| Positive | 16 (69.6) |
| Negative | 7 (30.4) |
| Clinical stage | |
| II | 17 (73.9) |
| III | 6 (26.1) |
| ECOG performance status | |
| 0 | 20 (87.0) |
| 1 | 2 (8.7) |
| Unknown | 1 (4.3) |
ECOG, Eastern cooperative oncology group; TNBC, triple-negative breast cancer.
During the NAT period, 2 (8.7%) patients discontinued treatment due to unacceptable AEs, and 1 (4.3%) was excluded due to noncompliance. None of them received surgery. Ultimately, 20 patients underwent surgery and pathological responses were evaluated (Figure 1B).
Treatment response
For 20 patients undergoing surgery, 13 (65.0%) achieved total pCR, and 14 (70.0%) achieved bpCR (Figure 2A). Notably, 8 (57.1%) did not obtain CR radiologically but showed a marked tumor regression pathologically at surgery. For 16 cases of positive axillary lymph nodes, 11 (68.7%) achieved bpCR. Figure 2B describes the changes of pathological responses after the NAT. Representative images of radiographical and pathological responses before and after the NAT are shown in (Figure 2C, D).
Figure 2.
Radiological and pathological responses to neoadjuvant camrelizumab combined with chemotherapy. (A) Waterfall plots of the best radiological response based on RECIST V1.1. (B) Changes in tumor burden from the baseline in the efficacy-evaluable population from one to five cycles (n=20). We found no prominent changes from five to eight cycles (date not shown). (C) Radiological responses of representative patients with pCR before and after the neoadjuvant therapy. The breast tumor showed significant shrinkage after the neoadjuvant therapy. D) H&E images of pCR and non-pCR patients before and after the neoadjuvant therapy. pCR, pathological complete response; RECIST, response evaluation criteria in solid tumors.
AEs
Twenty of 23 (87.0%) patients completed the planned NAT, and 22 (95.7%) experienced at least one treatment-associated AEs. The most common AEs of any grade included leucopenia (95.7%), neutropenia (91.3%), nausea (78.3%), asthenia (65.2%), alopecia (65.2%), and more. Grade ≥3 treatment-related AEs were observed in 14 (60.9%) patients, with the most common AE being neutropenia (65.2%). Reactive cutaneous capillary endothelial proliferation (60.9%) was the most frequent immune-related AEs, followed by hypothyroidism (26.1%), hyperthyroidism (8.7%), pneumonia (8.7%), and more. Two patients (8.7%) experienced grade 4 pneumonia. Detailed treatment-related AEs are shown in Table 2.
Table 2.
Treatment-related adverse events during neoadjuvant chemoimmunotherapy.
| Grades, n (%) | |||
|---|---|---|---|
| Treatment-related adverse events | Any grade | Grade 3 | Grade 4 |
| Leucopenia | 22 (95.7) | 10 (43.5) | 2 (8.7) |
| Neutropenia | 21 (91.3) | 9 (39.1) | 6 (26.1) |
| Nausea | 18 (78.3) | 0 | 0 |
| Asthenia | 15 (65.2) | 1 (4.3) | 0 |
| Alopecia | 15 (65.2) | 0 | 0 |
| Anemia | 14 (60.9) | 2 (8.7) | 0 |
| Reactive cutaneous capillary endothelial proliferation | 13 (56.5) | 0 | |
| Vomiting | 13 (56.5) | 0 | 0 |
| Increased alanine aminotransferase | 9 (39.1) | 3 (13.0) | 0 |
| Hypoaesthesia | 9 (39.1) | 0 | 0 |
| Increased aspartate aminotransferase | 8 (34.8) | 3 (13.0) | 0 |
| Diarrhea | 7 (30.4) | 0 | 0 |
| Decreased lymphocyte count | 7 (30.4) | 3 (13.0) | 1 (4.3) |
| Rash | 7 (30.4) | 0 | 0 |
| Limb pain | 7 (30.4) | 0 | 0 |
| Abdominal pain | 5 (21.7) | 0 | 0 |
| Poor appetite | 5 (21.7) | 1 (4.3) | 0 |
| Immune-mediated adverse events | |||
| Immune-related pneumonia | 2 (8.7) | 0 (0) | 2 (8.7) |
| RCCEP | 14 (60.9) | 0 (0) | 0 (0) |
| Hypothyroidism | 6 (26.1) | 0 (0) | 0 (0) |
| Hyperthyroidism | 2 (8.7) | 0 (0) | 0 (0) |
| Protein in urine | 1 (4.3) | 0 (0) | 0 (0) |
| Oral mucositis | 1 (4.3) | 0 (0) | 0 (0) |
RCCEP, reactive cutaneous capillary endothelial proliferation; SEA, serious adverse events.
Genomic landscape
Of 11 patients sequenced using FoundationOne CDx assay, the frequently altered genes in TNBC were TP53 (86.0%), followed by PIK3CA (36.0%), RAD21 (36.0%), and NOTCH1 (29.0%). NOTCH3 and RPTOR mutations occurred in 43% (3/7) of the baseline pCR samples, but in 0 of non-pCR samples (0/4), possibly indicating a trend of good response (Figure 3A). However, no significant differences were presented between pCR and non-pCR patients in TMB, MSI, and CNV burden (Figure 3B–D). Additionally, no significant differences were seen in CNV burden before and after the NAT (Figure 3E, F).
Figure 3.
Mutational analysis before and after neoadjuvant camrelizumab combined with chemotherapy. (A) Genomic landscape before and after the neoadjuvant therapy, clinical and pathological data are displayed below variants. Columns represent individuals. Rows represent specific genes. (B–D) Box plots of the tumor mutational burden, microsatellite instability (mutations per megabase), and CNV burden in pCR (n=7) and non-pCR patients (n=4). (E) The general view of CNV burden. F) Changes of CNV burden before and after the neoadjuvant therapy. CNV, copy number variants; pCR, pathological complete response.
TIME between pCR and non-pCR samples
By comparison to the preneoadjuvant baseline information of pCR patients (n=10) with non-pCR patients (n=6), it was found no significant differences in the age, T stage, nodal status, clinical stage, and TNM stage (P>0.05; Table S1). We identified 11 DEGs, including eight up-regulated genes and three down-regulated genes in pre-pCR group (Figure 4A). Meanwhile, IL-6/JAK/STAT3 signaling, IFN-alpha, IFN-gamma, allograft rejection, and UV response pathways were significantly activated in pre-pCR group (Figure 4B–D; Supplementary Figure 1A, B, Supplemental Digital Content 2, http://links.lww.com/JS9/B611).
Figure 4.
The tumor immune microenvironment of pCR and non-pCR patients before neoadjuvant therapy. (A) A waterfall plot of differentially expressed genes between pCR and non-pCR patients. (B–D) Gene set enrichment analysis of the Hallmark IL-6/JAK/STAT3 signaling, IFN-alpha, and IFN-gamma response pathways. (E–G) Comparison of the scores of T cell markers, APM and immunoproteasome between pCR and non-pCR patients. (H) A heatmap of immune responses between pCR and non-pCR patients. (I–J) Gene set enrichment analysis of the Hallmark glycolysis and hypoxia pathways between pCR and non-pCR patients before the neoadjuvant therapy. (K) The postneoadjuvant transcriptomic characteristics between pCR and non-pCR patients.
We further compared TIME-related indicators between pre-pCR and pre-non-pCR groups. The results showed that pre-pCR group had higher scores of T cell markers (P=0.023), antigen presentation machinery (P=0.001), immunoproteasome (P=0.023) (Figure 4E–G), and other characteristics of TIME (Figure 4H) than pre-non-pCR group. These findings highlighted a higher immune infiltration in pre-pCR group. GSEA analysis of pre-NAT revealed that glycolysis and hypoxia pathways were activated in pre-non-pCR group (Figure 4I–J).
The postneoadjuvant transcriptomic characteristics between pCR and non-pCR patients were compared, and 19 up-regulated genes and 62 down-regulated genes in pCR patients were identified (Figure 4K) and we found that the tumors proliferated significantly in post-non-pCR group than post-pCR group (P=0.0095; Supplementary Figure 1F, Supplemental Digital Content 2, http://links.lww.com/JS9/B611).
Construction of predictive model for the NAT efficacy
Then 11 DEGs between pre-pCR and pre-non-pCR groups and 148 genes involved in TIME characteristics with significant differences were analyzed, and seven genes were the intersection of the two. These seven genes were used to establish the single-gene predictive model for the NAT efficacy (Supplementary Figure 1C, Supplemental Digital Content 2, http://links.lww.com/JS9/B611). The final predictive model [neoadjuvant immunotherapy sensitivity score (NISS)] was built using the genes with the predictive capability more than 0.9, namely the mean expression of TAP1 plus IRF4, which showed a significant difference between pre-pCR and pre-non-pCR groups (P=0.001; Figure 5A). In our cohort, the NISS presented an area under the curve (AUC) of 0.967 (Figure 5B). According to the optimal cutoff value, the binary threshold was determined, the samples were bisected, and there was only one sample misclassified in our cohort (Supplementary Figure 1D, Supplemental Digital Content 2, http://links.lww.com/JS9/B611). Importantly, the publicly available I-SPY2 dataset containing 29 TNBC patients receiving chemotherapy and immunotherapy was used to validate the accuracy of the model. In this cohort, the difference between pCR and non-pCR patients was significant with an AUC of 0.858 (P=0.0011; Figure 5C, D) and an accuracy of 79.3% (Supplementary Figure 1E, Supplemental Digital Content 2, http://links.lww.com/JS9/B611). Presumably, TAP1 and IRF4 may be potential predictive biomarkers for response to the NAT in TNBC.
Figure 5.
Dynamic changes of tumor immune microenvironment before and after the neoadjuvant therapy. (A–B) Comparison of the NISS between pCR and non-pCR patients, and the receiver operator characteristic curve of the NISS in our cohort. (C–D) Comparison of the NISS between pCR and non-pCR patients, and the receiver operator characteristic curve of the NISS in I-SPY2- TNBC cohort. (E–F) The preneoadjuvant and postneoadjuvant transcriptomic characteristics in pCR and non-pCR patients. (G) Gene set enrichment analysis of the hypoxia pathway in non-pCR patients after the neoadjuvant therapy.
Dynamic changes of TIME before and after the NAT
By analyzing six paired pCR and three paired non-pCR samples before and after the NAT, we discovered great changes in transcription of pCR samples, including 163 up-regulated genes and 136 down-regulated genes after the NAT (Figure 5E). While the little changes in non-pCR samples were observed, only involving 14 up-regulated genes and 1 down-regulated genes after the NAT (Figure 5F). GSEA further indicated an aggravated hypoxia in non-pCR samples after the NAT (Figure 5G). As shown in Supplementary Figure 2A (Supplemental Digital Content 2, http://links.lww.com/JS9/B611), multiple signaling pathways after the NAT were significantly activated in pCR and non-pCR samples. The proliferation of tumor cells decreased markedly in pCR samples after the NAT, but inflammatory chemokines and endothelial cells increased (Supplementary Figure 2B, Supplemental Digital Content 2, http://links.lww.com/JS9/B611).
Discussion
In this phase II trial, our results first demonstrated that addition of camrelizumab to nonplatinum-based chemotherapy as the NAT led to a total pCR rate of 65.0% and bpCR rate of 70.0% in patients with untreated, early TNBC, along with a measurable safety profile. In addition, this study also unveiled that TAP1 and IRF4 may be the promising predictive biomarkers for response to the NAT, and aggravated hypoxia and activated glycolysis after the NAT may be associated with the treatment resistance.
For locally advanced TNBC, standard anthracycline-taxane-based regimens remain the mainstay of the NAT17. Recently, the role of platinum has been gradually realized. In KEYNOTE-522 study, pembrolizumab combined with the chemotherapy of carboplatin followed by anthracycline/cyclophosphamide demonstrated a pCR rate of 64.8% in early TNBC, with known safety profiles of platinum-containing neoadjuvant chemotherapy3. Thus, the combination of pembrolizumab with chemotherapy was approved by the US Food and Drug Administration18. However, it remains unclear whether the chemotherapy regimen composed of four drugs is necessary or which backbone is the most optimal to enhance the immune response. In this trial, we added camrelizumab to platinum-free chemotherapy regimen for early TNBC and achieved the total pCR rate of 65.0%. Notably, the benefit of axillary downstaging was also derived, with a bpCR rate of 68.7% in patients with positive axillary lymph nodes, higher than previously reported 48.0% using the standard chemotherapy regimen19.
In this trial, the BCS rate was 20.0%, significantly lower than the pCR rate, which may be partially explained by the fact that only about 17.4% of patients chose BCS at our center after the NAT19, even though ~50% of the patients were suitable20. Consistent with previous reports5,21, we observed inconsistent responses in radiology and pathology. Notably, there were no prominent changes in tumor burden from the baseline in the efficacy-evaluable population after 5 to 8 cycles of the NAT.
Regarding the AEs, the treatment regimen is well tolerated in our patients. AEs observed in this study were generally consistent with the known safety profiles of neoadjuvant camrelizumab for patients with early TNBC. The most common treatment-related AEs of grade 3 or greater were neutropenia (65.2%), leucopenia (52.2%) and decreased lymphocyte count (17.4%), which is similar to previous reports22. In previous meta-analyses, platinum-free neoadjuvant chemotherapy was associated with a lower incidence of grade 3 or grade 4 hematological AEs such as neutropenia and anemia compared to platinum-based chemotherapy23.
In this study, the vast majority of immune-related AEs are grade 1 or 2. Two patients (8.7%) experienced grade 4 pneumonia. Reactive cutaneous capillary endothelial proliferation (60.9%) was the most frequent immune-related AEs, followed by hypothyroidism (26.1%), hyperthyroidism (8.7%), pneumonia (8.7%), and more, which is similar to previous reports22,24. The mechanism of action and pharmacological differences in chemotherapy drugs may increase the possibility of toxicities25. However, caution should be exercised in interpreting indirect cross trial comparisons. Closely monitoring AEs that occur during the treatment process and distinguishing AEs related to immunotherapy are of great significance for clinical patient management.
We discovered that pCR patients had higher scores of T cell markers, antigen presentation machinery and immunoproteasome than non-pCR patients before the NAT, and the differences were pronounced in TIME characteristics, indicating a higher immune infiltration level in pCR patients before the NAT. By establishing a NAT predictive model, we demonstrated that the NISS could predict the NAT efficacy well, with the AUC of 0.967, and this predictive performance had been validated in I-SPY2-TNBC cohort, suggesting TAP1 and IRF4 might be the novel predictive biomarkers for responses to the NAT in early TNBC. TAP1, a major histocompatibility complex (MHC)-II-encoded gene, is essential to produce cellular immune responses, and its polymorphism can preferentially affect the specificity of peptides transported by MHC class I molecules and the outcome of immune responses26. The expression of TAP1 is elevated in multiple tumors, and high expression is positively correlated with immune cell infiltration and poor prognosis27. A previous study has confirmed the involvement of TAP1 in anti-PD-1 antibody immunotherapy medicated by IL-27 in small cell lung cancer28. IRF4, one member with very limited expression pattern from the family of transcriptional regulators, plays an important role in the function of immune cells and is necessary for CD8+ T cell activation, proliferation, and differentiation to effector cells29,30. Thus, the potential prognostic roles of TAP1 and IRF4 in patients receiving the NAT still need to be further explored.
GSEA indicated glycolysis and hypoxia were significantly activated in non-pCR samples before the NAT, and the hypoxia was exacerbated after treatment. Meanwhile, the NISS was identified to be negatively related to hypoxia and glycolysis. A previous study showed that high levels of glycolysis might facilitate tumor immune evasion31. In the tumor environment, hypoxia can up-regulate the genes encoding glucose transporters and glycolytic enzymes including lactate dehydrogenase, leading to production and secretion of lactic acid from tumor cells32. A large amount of lactic acid and H+ accumulating in the tumor environment can affect the proliferation and survival of infiltrating T cells and generation of cytokines, and damage the immune balance in the tumor environment, which is favorable for tumor immune evasion and progression. Moreover, continuous antigenic stimulation under hypoxia can rapidly and severely promote T cell dysfunction and exhaustion33. Accordingly, we speculated that aggravated hypoxia and activated glycolysis after the NAT might have connection with the treatment resistance.
The limitations of the study included single-arm design with small sample sizes, short-term outcomes, and no control group. The proportion of patients with positive lymph nodes was relatively high in the study population. In the future, large-scale randomised studies with long follow-up are needed to determine whether the removal of platinum would not affect the prognosis.
Conclusion
In conclusion, neoadjuvant camrelizumab combed with nonplatinum-based chemotherapy shows a favorable pCR rate in early TNBC, with an acceptable safety profile. TAP1 and IRF4 may be promising predictive biomarkers for response to the NAT, and aggravated hypoxia and activated glycolysis after the NAT may be associated with the treatment resistance. Future randomized controlled trials are warranted to confirm these findings.
Ethical approval
The protocol was approved by the Institutional Review Board of Shandong Cancer Hospital and Institute (SDZLEC2020-022-01). The trial was conducted in accordance with the principles of Declaration of Helsinki and Good Clinical Practice guidelines. Written informed consent was provided by each patient before enrollment.
Consent
Written informed consent was obtained from the patient for publication of this case report and accompanying images. A copy of the written consent is available for review by the Editor-in-Chief of this journal on request.
Sources of funding
This work was supported by the China Postdoctoral Science Foundation (Grant No. 2022M721988); Wujieping Science Foundation of China (Grant No. 320.6750.2023-18-3); and Natural Science Foundation of Shandong Province (Grant No. ZR2022QH041).
Author contribution
C.H.Z. and Y.S.W.: participated in the study conception, design, and planning; Y.B.L., Z.B., P.F.Q., Z.Q.S., Z.P.Z., P.C., X.S., and C.J.W.: were responsible for data acquisition; X.E.W., G.D.Q., X.B.,S.G.Z., and X.J.M.: participated in statistical analysis and interpretation of the results; Y.J.S., Y.X.Q., L.L., and N.N.L.: provided technical and material support; C.H.Z.: drafted the manuscript: Y.S.W.: critically revised the manuscript. All authors reviewed the manuscript and agreed to submit it for publication.
Conflicts of interests disclosure
The authors declare that they have no competing interests.
Research registration unique identifying number (UIN)
Guarantor
Yongsheng Wang.
Data availability statement
The datasets generated during and/or analyzed during the current study are available from the corresponding author (Yong-Sheng Wang) on reasonable request. The corresponding author had full access to all the data in the study and had final responsibility for the decision to submit for publication.
Provenance and peer review
Not commissioned, externally peer-reviewed.
Supplementary Material
Acknowledgements
The authors thank all participants for being a part of the trial. Hengrui Pharmaceuticals supplied Camrelizumab.
Footnotes
Chunhui Zheng and Yanbing Liu contributed equally to this work.
Sponsorships or competing interests that may be relevant to content are disclosed at the end of this article.
Supplemental Digital Content is available for this article. Direct URL citations are provided in the HTML and PDF versions of this article on the journal’s website, www.lww.com/international-journal-of-surgery.
Published online 19 December 2023
Contributor Information
Chunhui Zheng, Email: zhengchh@oulook.com.
Yanbing Liu, Email: lyb21193789@163.com.
Xue’er Wang, Email: 350218656@qq.com.
Zhao Bi, Email: bizhao2665@163.com.
Pengfei Qiu, Email: qiu.pf@outlook.com.
Guangdong Qiao, Email: qiaogddxy@163.com.
Xiang Bi, Email: bixiang5816@126.com.
Zhiqiang Shi, Email: shizhiqiang1024@163.com.
Zhaopeng Zhang, Email: happy110@126.com.
Peng Chen, Email: drchp@126.com.
Xiao Sun, Email: drsunxiao@outlook.com.
Chunjian Wang, Email: Chj_w2003@126.com.
Shiguang Zhu, Email: 13505357578@163.com.
Xiangjing Meng, Email: mengxiangjing@email.sdfmu.edu.cn.
Yunjie Song, Email: yunjie.song@simceredx.com.
Yingxue Qi, Email: yingxue.qi@simceredx.com.
Lu Li, Email: 597442601@qq.com.
Ningning Luo, Email: ningning.luo@simceredx.com.
Yongsheng Wang, Email: wangysh2008@aliyun.com.
References
- 1. Bardia A, Mayer IA, Vahdat LT, et al. Sacituzumab govitecan-hziy in refractory metastatic triple-negative breast cancer. N Engl J Med 2019;380:741–751. [DOI] [PubMed] [Google Scholar]
- 2. Cardoso F, Paluch-Shimon S, Senkus E, et al. 5th ESO-ESMO international consensus guidelines for advanced breast cancer (ABC 5). Ann Oncol 2020;31:1623–1649. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 3. Schmid P, Cortes J, Pusztai L, et al. Pembrolizumab for early triple-negative breast cancer. N Engl J Med 2020;382:810–821. [DOI] [PubMed] [Google Scholar]
- 4. Mittendorf EA, Zhang H, Barrios CH, et al. Neoadjuvant atezolizumab in combination with sequential nab-paclitaxel and anthracycline-based chemotherapy versus placebo and chemotherapy in patients with early-stage triple-negative breast cancer (IMpassion031): a randomised, double-blind, phase 3 trial. Lancet 2020;396:1090–1100. [DOI] [PubMed] [Google Scholar]
- 5. Pusztai L, Yau C, Wolf DM, et al. Durvalumab with olaparib and paclitaxel for high-risk HER2-negative stage II/III breast cancer: results from the adaptively randomized I-SPY2 trial. Cancer Cell 2021;39:989–98.e5. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 6. Spring LM, Bar Y, Isakoff SJ. The evolving role of neoadjuvant therapy for operable breast cancer. J Natl Compr Canc Netw 2022;20:723–734. [DOI] [PubMed] [Google Scholar]
- 7. Saleh RR, Nadler MB, Desnoyers A, et al. Platinum-based chemotherapy in early-stage triple negative breast cancer: a meta-analysis. Cancer Treat Rev 2021;100:102283. [DOI] [PubMed] [Google Scholar]
- 8. Xia Y, Tang W, Qian X, et al. Efficacy and safety of camrelizumab plus apatinib during the perioperative period in resectable hepatocellular carcinoma: a single-arm, open label, phase II clinical trial. J Immunother Cancer 2022;10:e004656. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 9. Zhang Z, Wu B, Peng G, et al. Neoadjuvant chemoimmunotherapy for the treatment of locally advanced head and neck squamous cell carcinoma: a single-arm phase 2 clinical trial. Clin Cancer Res 2022;28:3268–76. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 10. Bruni D, Angell HK, Galon J. The immune contexture and Immunoscore in cancer prognosis and therapeutic efficacy. Nat Rev Cancer 2020;20:662–80. [DOI] [PubMed] [Google Scholar]
- 11. Mathew G, Agha R, Albrecht J, et al. STROCSS 2021: strengthening the reporting of cohort, cross-sectional and case-control studies in surgery. Int J Surg 2021;96:106165. [DOI] [PubMed] [Google Scholar]
- 12. Chan TA, Yarchoan M, Jaffee E, et al. Development of tumor mutation burden as an immunotherapy biomarker: utility for the oncology clinic. Ann Oncol 2019;30:44–56. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 13. Zheng CH, Liu ZY, Yuan CX, et al. Mutant allele frequency-based intra-tumoral genetic heterogeneity related to the tumor shrinkage mode after neoadjuvant chemotherapy in breast cancer patients. Front Med (Lausanne) 2021;8:651904. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 14. Cesano A. nCounter(®) pancancer immune profiling panel (NanoString Technologies, Inc., Seattle, WA). J Immunother Cancer 2015;3:42. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 15. Newman AM, Liu CL, Green MR, et al. Robust enumeration of cell subsets from tissue expression profiles. Nat Methods 2015;12:453–7. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 16. Loibl S, O’Shaughnessy J, Untch M, et al. Addition of the PARP inhibitor veliparib plus carboplatin or carboplatin alone to standard neoadjuvant chemotherapy in triple-negative breast cancer (BrighTNess): a randomised, phase 3 trial. Lancet Oncol 2018;19:497–509. [DOI] [PubMed] [Google Scholar]
- 17. Bianchini G, De Angelis C, Licata L, et al. Treatment landscape of triple-negative breast cancer - expanded options, evolving needs. Nat Rev Clin Oncol 2022;19:91–113. [DOI] [PubMed] [Google Scholar]
- 18. Shah M, Osgood CL, Amatya AK, et al. FDA approval summary: pembrolizumab for neoadjuvant and adjuvant treatment of patients with high-risk early-stage triple-negative breast cancer. Clin Cancer Res 2022;28:5249–53. [DOI] [PubMed] [Google Scholar]
- 19. Shi Z, Wang X, Qiu P, et al. Predictive factors of pathologically node-negative disease for HER2 positive and triple-negative breast cancer after neoadjuvant therapy. Gland Surg 2021;10:166–74. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 20. Zheng CH, Xu K, Shan WP, et al. Meta-analysis of shrinkage mode after neoadjuvant chemotherapy for breast cancers: association with hormonal receptor. Front Oncol 2022;11:617167. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 21. Cascone T, William WN, Jr, Weissferdt A, et al. Neoadjuvant nivolumab or nivolumab plus ipilimumab in operable non-small cell lung cancer: the phase 2 randomized NEOSTAR trial. Nat Med 2021;27:504–14. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 22. Wang C, Liu Z, Chen X, et al. Neoadjuvant camrelizumab plus nab-paclitaxel and epirubicin in early triple-negative breast cancer: a single-arm phase II trial. Nat Commun 2023;14:6654. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 23. Poggio F, Bruzzone M, Ceppi M, et al. Platinum-based neoadjuvant chemotherapy in triple-negative breast cancer: a systematic review and meta-analysis. Ann Oncol 2018;29:1497–1508. [DOI] [PubMed] [Google Scholar]
- 24. Schmid P, Cortes J, Pusztai L, et al. KEYNOTE-522 Investigators . Pembrolizumab for early triple-negative breast cancer. N Engl J Med 2020;382:810–821. [DOI] [PubMed] [Google Scholar]
- 25. Criscitiello C, Corti C, Pravettoni G, et al. Managing side effects of immune checkpoint inhibitors in breast cancer. Crit Rev Oncol Hematol 2021;162:103354. [DOI] [PubMed] [Google Scholar]
- 26. Abitew AM, Sobti RC, Sharma VL, et al. Analysis of transporter associated with antigen presentation (TAP) genes polymorphisms with HIV-1 infection. Mol Cell Biochem 2020;464:65–71. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 27. Carbotti G, Nikpoor AR, Vacca P, et al. IL-27 mediates HLA class I up-regulation, which can be inhibited by the IL-6 pathway, in HLA-deficient Small Cell Lung Cancer cells. J Exp Clin Cancer Res 2017;36:140. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 28. Li X, Zeng S, Ding Y, et al. Comprehensive analysis of the potential immune-related biomarker transporter associated with antigen processing 1 that inhibits metastasis and invasion of ovarian cancer cells. Front Mol Biosci 2021;8:763958. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 29. Alvisi G, Brummelman J, Puccio S, et al. IRF4 instructs effector Treg differentiation and immune suppression in human cancer. J Clin Invest 2020;130:3137–50. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 30. Harberts A, Schmidt C, Schmid J, et al. Interferon regulatory factor 4 controls effector functions of CD8+ memory T cells. Proc Natl Acad Sci USA 2021;118:e2014553118. [DOI] [PMC free article] [PubMed] [Google Scholar]
- 31. Guo D, Tong Y, Jiang X, et al. Aerobic glycolysis promotes tumor immune evasion by hexokinase2-mediated phosphorylation of IκBα. Cell Metab 2022;34:1312–24.e6. [DOI] [PubMed] [Google Scholar]
- 32. Fischer K, Hoffmann P, Voelkl S, et al. Inhibitory effect of tumor cell-derived lactic acid on human T cells. Blood 2007;109:3812–9. [DOI] [PubMed] [Google Scholar]
- 33. Scharping NE, Rivadeneira DB, Menk AV, et al. Mitochondrial stress induced by continuous stimulation under hypoxia rapidly drives T cell exhaustion. Nat Immunol 2021;22:205–15. [DOI] [PMC free article] [PubMed] [Google Scholar]
Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The datasets generated during and/or analyzed during the current study are available from the corresponding author (Yong-Sheng Wang) on reasonable request. The corresponding author had full access to all the data in the study and had final responsibility for the decision to submit for publication.





