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PLOS One logoLink to PLOS One
. 2024 Mar 18;19(3):e0299210. doi: 10.1371/journal.pone.0299210

Factors associated with COVID-19 among hospitalized patients with severe acute respiratory infections in Serbia, 2022–2023: A test negative case-control study

Maja Stosic 1,*, Dragana Plavsa 1, Verica Jovanovic 1, Marko Veljkovic 1, Dragan Babic 1, Aleksandra Knezevic 2, Vladan Saponjic 1, Dragana Dimitrijevic 1, Miljan Rancic 3, Marija Milic 1,4, Tatjana Adzic-Vukicevic 5,6
Editor: Morteza Arab-Zozani7
PMCID: PMC10947665  PMID: 38498428

Abstract

Severe acute respiratory infections (SARI) are estimated to be the cause of death in about 19% of all children younger than 5 years globally. The outbreak of coronaviral disease (COVID-19) caused by SARS-CoV-2, increased considerably the burden of SARI worldwide. We used data from a vaccine effectiveness study to identify the factors associated with SARS CoV-2 infection among hospitalized SARI patients. We recruited SARI patients at 3 hospitals in Serbia from 7 April 2022–1 May 2023. We collected demographic and clinical data from patients using a structured questionnaire, and all SARI patients were tested for SARS-CoV-2 by RT-PCR. We conducted an unmatched test negative case-control study. SARS-CoV-2 infected SARI patients were considered cases, while SARS CoV-2 negative SARI patients were controls. We conducted bivariate and multivariable logistic regression analysis in order to identify variables associated with SARS-CoV-2 infection. We included 110 SARI patients: 74 were cases and 36 controls. We identified 5 factors associated with SARS-CoV-2 positivity, age (OR  =  1.04; 95% CI  =  1.01–1.07), having received primary COVID-19 vaccine series (OR  =  0.28; 95% CI  =  0.09–0.88), current smoking (OR  =  8.64; 95% CI  =  2.43–30.72), previous SARS CoV-2 infection (OR  =  3.48; 95% CI  =  1.50–8.11) and number of days before seeking medical help (OR  =  0.81; 95% CI  =  0.64–1.02). In Serbia during a period of Omicron circulation, we found that older age, unvaccinated, hospitalized SARI patients, previously infected with SARS CoV-2 virus and those who smoked, were more likely to be SARS-CoV-2-positive; these patient populations should be prioritized for COVID vaccination.

Introduction

Acute respiratory infections (ARI) cause substantial morbidity and mortality every year, accounting for 6% of global disease burden [1, 2]. Since 2020, the coronavirus disease (COVID-19) pandemic has caused nearly 800 million reported infections and 7 million reported deaths worldwide [3].

Following the influenza, A (H1N1) pdm09 pandemic in 2009, the World Health Organization (WHO) encouraged countries to implement sentinel surveillance for severe acute respiratory infections (SARI) as a way to monitor the epidemiology and impact of influenza, and characterize risk factors for severe disease severe illness [4]. Following the start of the COVID-19 pandemic, WHO recommended that countries with existing sentinel SARI surveillance for influenza to expand these systems to monitor for COVID-19, in part to be able to estimate COVID vaccine effectiveness [5]. In the Republic of Serbia, SARI surveillance was established in 2009. In 2022, two SARI surveillance sites were expanded to include case detection for SARS-CoV-2 as part of study to estimate COVID-19 vaccine effectiveness [57].

Understanding difference in demographics, comorbidity profiles, and clinical course between hospitalized COVID patients compared to non-COVID patients can help inform preventive measures and clinical care. Previous studies have shown that hospitalized COVID patients differ from those with non-COVID diagnoses by age, chest X ray abnormalities, laboratory findings and lung function parameters [810]. In addition, studies have shown that compared to non-COVID patients, hospitalized COVID patients were more likely to have immunosuppression and cardiovascular disease and asthma, while asthma was associated with better clinical outcomes [11, 12]. SARS CoV-2 positive SARI patients have also been found to have a three-fold higher risk of mortality [412].

We used data from three enhanced SARI sentinel sites in Serbia to evaluate factors associated with SARS-CoV-2 infection among hospitalized SARI patients and to compare the clinical course of hospitalized SARS-CoV-2-positive SARI patients with SARS-CoV-2-negative patients. Two hospitals where the study was performed are part of the national SARI sentinel surveillance system in Serbia. Overall, six hospitals, (four treating adult patients and two child and adolescent ones) represent the national sentinel SARI surveillance network in Serbia. During the COVID-19 pandemic, based on the clinical protocol, patients with the most severe clinical SARI presentations from all over the country were referred and treated in these two hospitals included in the study. In addition, third sentinel site was the "Batajnica" Hospital, dedicated for treatment of the most severe COVID-19 patients during study period.

Methods

Study design

We performed an unmatched test negative case-control study using data from patients hospitalized with SARI at three hospitals in Serbia from 7 April 2022 to 1 May 2023. The hospitals included two SARI sentinel sites—The Clinic for Pulmonology and Clinic for Infectious and Tropical Diseases. Both are part of the University Clinical Center of Serbia in the capital, Belgrade. The third site was the "Batajnica" Hospital, which served as a referral hospital for severe COVID-19 patients during this period.

Sample and procedure

We defined cases as persons at least 18 years old who were hospitalized, met WHO’s SARI case definition [13] and had laboratory-confirmed SARS-CoV-2 infection for the first time either at the time of their hospital admission or within 14 days prior to the current hospital admission. Controls were hospitalized persons who met the SARI case definition, tested negative for SARS-CoV-2 infection at the time of current hospital admission and had not tested positive for SARS-CoV-2 within 14 days prior to their current hospital admission. We defined hospital admission as a being in-hospital for a minimum of 24 hours.

We included all eligible consecutive patients fulfilling the SARI case definition, we accessed during the study period. Due to extreme workloads, it was only feasible to switch from exhaustive to systematic sampling (e.g. inclusion of patients only once a week, on certain days). Based on the national surveillance data, during the COVID-19 pandemic, frequency of severe acute respiratory infections was much higher among SARS CoV-2 positive patients then in SARS CoV-2 negative patients, more than five times and therefore the number of cases is higher than the number of controls.

Inclusion and exclusion criteria

We included patients who met the SARI case definition and had the mental capacity to sign an informed consent form, or had a legally authorized representative who could sign the consent form. We excluded patients who could not be swabbed due to severe septum deviation, obstruction or other conditions that contra-indicated swabbing. We also excluded patients who refused to participate or did not have the mental capability to provide informed consent or a legally authorized representative who could provide consent on their behalf.

Data collection

Health workers at each of the three hospitals identified SARI patients admitted to the hospital and administered a questionnaire to all SARI patients who provided consent. The survey included 70 closed-ended questions related to the following categories: socio-demographics; health behaviour; COVID-19, influenza and pneumococcal vaccination status; comorbidities; and symptoms of present illness. Health workers later collected data related to the clinical course of the current SARI-related hospitalization. Data were de-identified and stored in the REDCap data management application [14].

Laboratory methods

All SARI patients had nasal or nasopharyngeal swabs collected for SARS-CoV-2 testing by reverse transcription‐polymerase chain reaction (RT-PCR) within the first 48 hours of hospital admission, if they had not been tested by RT-PCR in 14 days before admission or if they had negative antigen rapid test. Testing was performed according to standard biosafety and biosecurity standards [15]. Samples with RT-PCR Cyclic threshold (Ct) values < 30 were sent to the Virology laboratory of the Institute of Microbiology and Immunology, Faculty of Medicine, University of Belgrade, where whole-genome sequencing (WGS) was performed to identify SARS-CoV-2 variants.

WGS of the selected samples was performed according to the ARTIC nCoV-2019 sequencing protocol v3 (LoCost) V.3 using Oxford Nanopore sequencing platform [16]. The prepared libraries were quantitatively checked, barcoded, and sequenced on a MinION sequencer, using an R9.4.1 flow cells (Oxford Nanopore Technologies, UK). The analysis of the MinION raw data was carried out according to the ARTIC nCoV bioinformatics SOP v.1.1.0 (https://artic.network/ncov-2019/ncov2019-bioinformatics-sop.html). The consensus sequences of SARS-CoV-2 were obtained using the assembly method Medaka v. v. 1.0.1; ARTIC nCoV-2019 v. V3 with ≈200x coverage. Derived genomes with related information were deposited in the Global Initiative on Sharing All Influenza Data (GISAID; https://www.gisaid.org/epiflu-ap-plications/next-hcov-19-app/).

Statistical analysis

We described baseline characteristics of cases and controls using mean and standard deviation (SD) for continuous variables and counts and proportions for categorical variables. We performed bivariate analysis to identify the crude association between dependent and independent variables. The dependent variable was the presence of SARS-CoV-2 infection and the independent variables included socio-demographic data, symptoms of present illness, vaccination, comorbidities and the clinical course of the current SARI-related hospitalization.

Statistical significance was determined using p < 0.05 as a cut-off point, and odds ratio was used as a measure of the strength of association. Variables which showed significant association (at p value ≤0.05) in bivariate analysis, which were conceptually related to the outcome and preceded it, and were not in multicollinearity with the other variables, were entered in a logistic regression procedure for multivariable logistic analyses, in order to assess the independent predictors of SARS-CoV-2 infection among the study participants. We analysed data using IBM SPSS Software V20.0.

Ethical approval

This study was approved by the Ethical Board of the Institute of Public Health of Serbia (No 6501/1) and the WHO Research Ethics Review Committee (CERC.0098D). All patients signed a written informed consent, and the research team signed the confidentiality statement [17].

Results

During the study period, we enrolled 110 SARI patients, of whom 74 patients tested positive for SARS-CoV-2 (cases), and 36 tested negative (controls). Most patients (61.8%) were from COVID Hospital "Batajnica". The mean age was 71.6 ±15.6 for cases and 63.1±16.9 for controls. Males constituted 55.4% of cases and 63.9% of controls.

In the bivariate analysis, there were no significant differences between cases and controls with regards to sex, body mass index (BMI), education degree, occupation, marital status, residence and monthly income of the family. However, compared to controls, cases were significantly more likely to be older (p  =  0.013), unemployed (Odds ratio (OR) = 2.02; 95% Confidence Interval (CI) = 1.26–3.24), current smokers (OR  =  4.02; 95% CI  =  1.50–10.82), former smokers (OR  =  4.20; 95% CI  =  1.73–10.19) and alcohol users (OR  =  3.38; 95% CI  =  1.47–7.77). The variable related to three or four comorbidities was very close to statistical significance (Table 1).

Table 1. Bivariate analysis of socio-demographic characteristics of cases and controls.

Variables Cases (N = 74) Controls (N = 36) OR (95% CI) p value*
No (%) No (%)
Hospital
    COVID Hospital "Batajnica 68 (91.9) 0 (0.0) na na
    Clinic for Pulmonology 2 (2.7) 23 (63.8)
    Clinic for Infectious Diseases 4 (5.4) 13(36.2)
Sex
    Male 41 (55.4) 23 (63.9) ref 0.398
    Female 33 (44.6) 13 (26.1) 1.42 (0.63–3.23)
Age (years) mean, SD 71.6±15.6 63.1±16.9 1.03 (1.01–1.06) 0.013
    ≤50 12 (16.2) 7 (19.4) ref
    >50 62 (83.8) 29 (80.6) 1.25 (0.45–3.50) 0.675
BMI (mean, SD) 24.8 ±4.2 25.8 ± 6.3 0.96 (0.86–1.06) 0.392
    Underweight 7 (6.9) 1 (5.6)
    Normal 37 (51.4) 8 (44.4)
    Overweight 22 (30.6) 6 (33.3)
    Obesity 8 (11.1) 3 (16.7) 0.79 (0.41–1.50) 0.466
Co-morbidities
    Hypertension (HTA) 50 (67.6) 20 (55.6) 1.67 (0.74–3.78) 0.221
    Chronic cardiac disease, except hypertension 22 (29.7) 5 (13.9) 2.57 (0.88–7.48) 0.082
    Diabetes 17 (23.0) 9 (25.0) 0.89 (0.35–2.26) 0.814
    Cancer 9 (12.2) 4 (11.1) 1.08 (0.32–3.87) 0.873
    Kidney 6 (8.1) 2 (5.6) 1.50 (0.29–7.83) 0.631
    COPD and asthma 14 (18.9) 5 (13.9) 1.45 (0.48–4.39) 0.514
One or more co-morbidities** 61 (82.4) 31 (86.1) 0.87 (0.50–1.52) 0.625
    Two co-morbidities 25 (33.8) 10 (27.8) 1.15 (0.74–1.78) 0.526
    Three and four co-morbidities 14 (18,9) 2 (5.6) 1.99 (0.92–4.30) 0.080
Functional physical impairment before current illness? 3 (4.1) 2 (5.6) 0.72 (0.12–4.50) 0.724
Current smoking 33 (44.6) 6 (16.6) 4.02 (1.50–10.82) 0.006
Former smoking 61 (82.4) 19 (52.7) 4.20 (1.73–10.19) 0.002
Alcohol consumption 54 (73.0) 16 (44.4) 3.38 (1.47–7.77) 0.004
Education
    High school or lower 44 (59.5) 20 (55.6) ref
    University or higher 30 (40.5) 16 (44.6) 0.85 (0.39–1.91) 0.697
Occupation
    Employed 10 (13.5) 14 (38.9) ref
    Unemployed/Retired 64 (86.5) 22 (61.1) 2.02 (1.26–3.24) 0.004
Residence
    Rural 4 (5.4) 1 (2.8) ref
    Urban 70 (94.6) 35 (97.2) 0.50 (0.05–4.64) 0.542
Monthly income of the Family (Euro)
    ≤560 59 (79.7) 25 (69.4) ref
    >561 15 (20.3) 11 (30.6) 0.58 (0.23–1.43) 0.236

*Values from the logistic regression analysis

**HTA; Chronic cardiac disease, except hypertension; diabetes; cancer; COPD and asthma and kidney diseases.

In bivariate analysis, fewer cases had received primary vaccine series of any type and any type of third dose compared to controls; however, the percentage of SARI patients who had received a booster dose was almost similar between cases and controls. The majority of study participants (37.8% among cases and 55.5% among controls) received Sinopharm BBIBP-CorV as the primary series (Table 2).

Table 2. Bivariate analysis of vaccination status of cases and controls.

Variable Cases Controls OR (95% CI) p value*
(N = 74) (N = 36)
No (%) No (%)
Primary COVID-19 vaccine series before hospitalization (any type) 39 (52.7) 28 (77.8) 0.32 (0.13–0.79) 0.014
Type primary COVID-19 vaccine series before hospitalization
    Pfizer-BioNTech 3 (7.9) 4 (14.3) 0.54 (0.11–2.66) 445
    Astra Zeneca 1 (2.6) 0 (0.0) - 1.000
    Sputnjik V 6 (15.8) 4 (14.3) 1.07 (0.27–4.30) 922
    Sinopharm BBIBP-CorV 28 (37.8) 20 (55.5) ref
Third dose of COVID-19 vaccine before hospitalization (any type) 24 (32.4) 21 (58.3) 0.34 (0.15–0.78) 0.011
Type of third dose of COVID-19 vaccine before hospitalization
    Pfizer-BioNTech 8 (33.3) 4 (19.0) 3.00 (0.71–12.70) 0.136
    Astra Zeneca 2 (8.3) 0 (0.0) - 1.000
    Sputnjik V 4 (16.7) 2 (9.5) 3.00 (0.46–19.60) 0.251
    Sinopharm BBIBP-CorV 10 (41.7) 15 (71.4) ref
First booster dose of COVID-19 vaccine before hospitalization (any type) 7 (9.5) 4 (11.1) 0.54 (0.14–2.08) 0.368
Type of first booster dose of COVID-19 vaccine before hospitalization
    Pfizer-BioNTech 4 (5.5) 1 (2.8) 4.00 (0.27–60.33) 0.317
    Sinopharm BBIBP-CorV 3 (4.1) 3 (8.3) ref
Influenza vaccine
    Season 2020/2021 16 (21.6) 4 (11.1) 2.21 (0.68–7.17) 0.188
    Season 2021/2022 14 (18.9) 5 (13.9) 1.45 (0.49–4.54) 0.477
    Season 2022/2023 3 (4.1) 2 (5.6) 1.57 (0.24–10.37) 0.639

*Values from the logistic regression analysis

Controls took a median of one-half day more to seek medical help compared to cases (p  =  0.044). Period from symptom onset till hospital admission was more likely shorter among cases (p <0.001). In addition, oxygen saturation on admission (p  =  0.013) was higher among cases than controls as well as lowest recorded oxygen saturation during hospitalization (p  =  0.006). More cases had previous laboratory-confirmed SARS-CoV-2 infection compared to controls (OR  =  14.60; 95% CI  =  5.37–39.70)—Table 3.

Table 3. Bivariate analysis of disease specific factors and physical impairments among cases and controls.

Variable Cases Controls OR (95% CI) p value*
(N = 74) (N = 36)
No (%) No (%)
Current illness symptoms
    Headache 34 (45.9) 14 (38.9) 1.33 (0.59–3.01) 0.484
    Sore throat 36 (48.6) 18 (50.0) 0.95 (0.43–2.10) 0.894
    Runny nose 27 (36.5) 16 (44.4) 0.72 (0.32–1.61) 0.423
    Shortness of breath 43 (58.1) 13 (36.1) 2.45 (1.08–5.58) 0.032
    General weakness and/or fatigue 56 (75.7) 26 (72.2) 1.20 (0.49–2.96) 0.697
    Muscle pains/myalgia 35 (47.3) 14 (38.9) 1.41 (0.63–3.17) 0.406
    Loss of smell (anosmia) 8 (10.8) 0 (0.0) - 0.999
    Loss of taste (ageusia) 6 (8.1) 0 (0.0) 0.999
    Vomiting or nausea or loss of appetite (anorexia) 19 (25.7) 10 (27.8) 0.90 (0.37–2.20) 0.814
    Abdominal pain 7 (9.5) 5 (13.9) 0.65 (0.19–2.20) 0.487
    Diarrhea 9 (12.2) 3 (8.3) 1,52 (0.38–6.01) 0.548
    Heart palpitations 8 (10.8) 5 (13.9) 0.75 (0.23–2.49) 0.640
    Chest pain 7 (9.5) 2 (5.6) 1,78 (0.35–9,02) 0.488
    Dizziness 6 (8.1) 3 (8.3) 0.97 (0.23–4.13) 0.968
Number of days before seeking medical help, median (range) 2 (1–10) 2.5 (1–18) 0.85 (0.72–0.99) 0.044
Period from symptom onset till hospital admission, median (range) 3.5 (1–20) 8 (1–20) 0.81 (0.72–0.91) <0.001
Total number of in-hospital days for the present hospital stay, median (range) 10 (1–65) 9.5 (3–40) 1.02 (0.98–1.07) 0.350
Oxygen saturation (SpO2) on admission (mean ±SD) 93.3± 5.7 89.7± 7.4 1.09 (1.02–1.16) 0.013
Diagnosis of pneumonia among the patients 51 (68.9) 29 (80.6) 0.46 (0.17–1.26) 0.130
Clinical diagnosis of pneumonia
    Chest x-ray 48 (64.9) 26 (72.2) 0.71 (0.30–1.70) 0.441
    Chest CT 5 (6.8) 5 (13.9) 0.45 (0.12–1.67) 0.231
Pneumonia severity index, median (range) 10 (4–14) 10.5 (8–15) 0.89 (0.61–1.29) 0.525
Coagulation disorders 52 (71.2) 32 (91.4) 0.23 (0.06–0.84) 0.026
Lowest recorded oxygen saturation during the hospitalization (mean, SD) 91.0 ±5.4 88.4 ±7.8 1.07 (0.99–1.14) 0.006
Receive oxygen during hospital stay? 35 (47.3) 21 (58.3) 0.64 (0.29–1.43) 0.278
Oxygen application method
    Binasal cannula 22 (29.7) 14 (38.9) 0.67 (0.29–1.53) 0.338
    Oxygen mask 13 (17.6) 3 (8.3) 2.34 (0.62–8.82) 0.208
    Non-invasive ventilation 0 (0.0) 0 (0.0) - -
    High flow 1 (1.4) 0 (0.0) - 1.000
    Mechanical/invasive ventilation 3 (4.1) 4 (11.1) 0.34 (0.07–1.60) 0.171
Previous laboratory- confirmed SARS CoV-2 infection 66 (89.2) 13 (36.1) 14.60 (5.37–39.70) <0.001
Test used for diagnose of previous SARS CoV-2 infection
    Rapid test 9 (13.6) 0 (0.0) ref 0.0.999
    PCR 57 (86.4) 13 (100.0) -
Treatment outcome
    Discharged alive 71 (95.9) 35 (97.1) 1.39 (0.14–13.92) 0.777
    Died in hospital 3 (4.1) 1 (2.9) ref

* Values from the logistic regression analysis

There was no difference in oxygen application method, frequency of individual co-morbidities and treatment outcome.

In multivariable logistic regression analysis, five variables were found to be significantly independent factors associated with COVID-19: age (OR  =  1.04; 95% CI  =  1.01–1.07), having received primary COVID-19 vaccine series (OR  =  0.28; 95% CI  =  0.09–0.88), current smoking (OR  =  8.64; 95% CI  =  2.43–30.72), previous SARS CoV-2 infection (OR  =  3.48; 95% CI  =  1.50–8.11) number of days before seeking medical help (OR  =  0.81; 95% CI  =  0.64–1.02), (Fig 1)). Model of multivariate logistic regression analysis was statistically significant and describes 45% of the variation of the dependent variable.

Fig 1. Results of multivariable logistic regression analysis (dependent variable is SARS CoV-2 positive status).

Fig 1

WGS was performed for 36 samples from April to December 2022 that met the defined criteria. Complete SARS-CoV-2 genome sequences were obtained for 22 samples and deposited in GISAID under Accession IDs: EPI_ISL_17075642–17075662 and EPI_ISL_17222305. The presence of 9 Omicron sublineages was detected where the sublineage BA.5.2 (22B) was the most frequent (40.9%), followed by BA.5.1 (22B) sublineage (22.7%) (Fig 2).

Fig 2. The frequencies of identified Omicron variants.

Fig 2

Discussion

We identified age as independent predictor of COVID-19. This is not surprising because many of co-morbidities and risk factors for developing severe diseases, such as chronic cardiac disease, diabetes, cancer, COPD, asthma and kidney disease, occur more frequently in older than in younger patients [18, 19]. In our study, variable related to three of four comorbidities was very close to statistical significance (p = 0.008). Moreover, immunocompromised patients, usually common among elderly, are more likely to develop severe disseminated forms of disease and adverse drug reactions. Delay in diagnosis and treatment among older age groups is also common, which could increase the risk of death [20, 21]. Simultaneous presence of the diseases as a predictor for COVID-19 among SARI is based on the fact that non-communicable diseases (NCD) multimorbidity accumulates the risks of the exposed host and increases its susceptibility for the infectious diseases’ agents [22]. Namely, evidence has accumulated that inflammation contributes to the pathogenesis of the most common NCDs. Immune cells have been observed in vessels and kidneys of people affected in HTA. In addition, biomarkers of inflammation, including high sensitivity C-reactive protein, various cytokines, and products of the complement pathway are elevated in humans with HTA, diabetes, cancer, COPD and asthma [23, 24]. Dysregulation of host defence functions resulting in synergistic damage of the lungs, with interaction on immunologic and cellular levels leading to reduced function of the immune system are present in COPD and asthma. In addition, impaired muco-ciliary clearance, overall decreased mucosal defence function and long-term inhaled corticosteroids therapy increase potential possibility of SARSCoV-2 infection and development of COVID-19 [25].

We found that the primary series of COVID-19 vaccine administered before hospitalization was associated with non-COVID-19, in line with the results of many other studies [26, 27]. Although further stratification analysis could not be performed due to the low number of SARI patients, our study showed that vaccinated SARI patients are less likely to be affected by COVID-19 than non-vaccinated SARI patients. In general, our study results showed lower overall coverage of vaccination among study participants (60% for COVID-19 and 40% for influenza) than expected, given the fact that both vaccines are highly recommended for risk groups and patients aged 65+ and the majority of patients belong to that age group [28]. Future continuous nationwide efforts should be implemented in the promotion of COVID-19 vaccination in population and encouragement of rejection of misconceptions related to COVID-19 vaccines, particularly among high-risk groups.

Also, our study showed that previous laboratory confirmed SARS CoV-2 infection was predictor of re-infection with the same virus in line with the results of other studies. Systematic review and meta-analysis recently published in Lancet [29] showed that protection from pre-omicron variants was very high and remained so even after 40 weeks. However, it was substantially lower for the omicron BA.1 variant and declined more rapidly over time than protection against previous variants. This emphasizes the high immune escape features of this variant. Moreover, the dynamic of the protection is equivalent to the one achieved by primary series of mRNA vaccines and it has important influence on for guidance regarding the vaccine schedule, including booster doses.

In addition, number of days before seeking medical help is likely lower among COVID positive SARI patients than non-COVID. Late seeking of medical help is recognized as a common behavioural problem during the public health threats. At the beginning of the coronaviral disease pandemic, people avoid to visit health facilities in order not to be infected. As the pandemic spread and the overall knowledge and awareness raised, health seeking behaviour changed, particularly in cases of severe disease when people were looking for medical help much faster, as showed in the study of Kitazawa K. et al. [30].

Finally, current smoking was found to be significantly associated with COVID-19 among SARI patients. Robust evidence suggests that several different mechanisms might be responsible for the increased risk of respiratory tract infections in smokers. Smoking impairs the immune system and almost doubles the risk of latent tuberculosis infection and active disease. Precisely, smoking affects the macrophage and cytokine defence function and thus the ability to contain infection [31, 32]. Similarly, the risk for pneumococcal, legionella, and mycoplasma pneumonia infection is about 3–5 times higher in smokers. Users of tobacco and e-cigarettes have increased adherence of pneumococci and colonization, as a result of the upregulation of the pneumococcal receptor molecule (platelet activating receptor factor); smokers are also 5-times more likely to contract influenza than non-smokers [31, 33]. The largest study to date, from the UK, indicated associations with recent smoking behaviours and associations with lifelong predisposition to smoking and smoking heaviness support a causal effect of smoking on COVID-19 severity [34]. There is currently only limited information on COVID-19 in relation to other tobacco products (heated tobacco products, waterpipe, and cigars) and electronic nicotine delivery systems (e-cigarettes), although these products are thought to play an unfavourable role in COVID-19 severity [35].

This study contributed to increasing overall knowledge. Further follow up studies are needed to understand the further associations. However, this study did not indicate that sex, education level, BMI alcoholism and other clinical symptoms were significantly associated with COVID-19, as several other studies [20, 21, 36].

Until now, various Omicron sub lineages were circulating nationwide. WGS analysis of case samples from April to December 2022 revealed the presence of 9 Omicron sub lineages where B5.2 and B.5.1 were the most frequent. This is consistent with the data about frequencies of Omicron sub lineages from Serbia in GISIAD and Nextstrain database [37]. Epidemiological, molecular, and in vitro studies have demonstrated higher transmission rate of BA4 and BA5 sub lineages as compared to BA1 and BA2, where BA5 have had a higher fitness capacity (38, 39). These data were supported with the high frequency rate of BA5 sub lineage globally. Several studies assessed risk factors for hospitalization and severity, comparing BA.1, BA2, BA.4 and BA.5 sub lineages. The results of these studies have shown that severe hospitalization (admission to intensive care or mechanical ventilation or oral/intravenous steroid prescription or mortality of BA.4/BA.5 was similar to the BA.1/BA2 sub lineages [38, 39].

The major strength of this study was inclusion of all SARI patients living in all parts of Serbia and selecting the cases and controls based on the result of molecular technique.

Several limitations of this study should be considered. Analysis of the effectiveness of different doses of different COVID-19 vaccines as a function of time before hospitalization, could not be investigated since low number of cases and controls. Information about influenza vaccination was collected by self-reporting and therefore, recall biases were unavoidable and potentially affected the results. Some information, such as income and use of alcohol, might be inaccurate as well due to self-reporting.

Despite these limitations, the risk factors associated with SARS CoV-2 among SARI patients provided important baseline information for planning of future interventions related to SARI prevention and control. To the best of our knowledge, the present case-control study is the first investigation of risk factors for COVID-19 among SARI patients in Serbia.

Conclusions

In Serbia during a period of Omicron circulation, we found that older age, unvaccinated hospitalized SARI patients, previously infected with SARS CoV-2 virus and those who smoked were more likely to be SARS-CoV-2-positive; these patient populations should be prioritized for COVID vaccination.

Supporting information

S1 Data

(XLSX)

pone.0299210.s001.xlsx (46KB, xlsx)

Acknowledgments

The authors gratefully acknowledge the help of World Health Organization (WHO) colleagues Mark Katz, Iris Finci, Oksana Artemchuk, Amelia Casper, Katja Silling, Tobias Homan, clinicians Goran Stevanovic, Mihailo Stjepanovic, Milija Bjelicic, Igor Vujovic, Jelena Jankovic, Slobodan Belic, Boris Jegorovic and Teodora Cucanic, microbiologists Snezana Jovanovic, Ivana Pesic Pavlovic, Marko Jankovic, bioinformatician Ognjen Milicevic and SARI patients for their willingness to participate in the study.

Data Availability

The data underlying the results presented in the study are available and uploaded as a Supporting Information file.

Funding Statement

The author(s) received no specific funding for this work.

References

Decision Letter 0

Morteza Arab-Zozani

18 Dec 2023

PONE-D-23-39223Factors associated with COVID-19 among hospitalized patients with severe acute respiratory infections in Serbia, 2022-2023: a case-control studyPLOS ONE

Dear Dr. Stosic,

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Academic Editor

PLOS ONE

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Reviewer #1: Yes

Reviewer #2: No

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Reviewer #1: Yes

Reviewer #2: No

**********

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Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #2: Yes

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Reviewer #1: The authors have discussed a topic that will contribute to the scientific literature. Although Covid-19 has lost its former fame, it still has unsolved parts and this is why the study is important. In addition, the authors have made extremely statistically efficient analyzes and combined them with efficient tables. I believe that the study will contribute to the scientific literature.

Reviewer #2: 1. In introduction paragraph 2, reference 6 mentioned about SARI surveillance and not about COVID vaccine effectiveness.

2. In paragraph 4, its mentioned as data was collected from to SARI sentinel sites in Serbia, but the data as collected from two hospitals.

3. In inclusion and exclusion criteria paragraph, its detailed as those who had a history of hospitalization within the 14 days of current admission were excluded—why?

4. Sample size calculation is not mentioned. Number of cases were 74 which is less for a common disease like COVID-19 or SARI.

5. For a case control study, cases to controls ratio should be a minimum of 1:1 to have adequate power. Here controls are less than the cases.

6. Study looks like a test negative case control study, but it is not mentioned in the article.

7. Test negative case control study can be used for assessing vaccine effectiveness, but not usually used for finding the risk factors of a disease.

8. Different types of statistical tests are used in the same table, but it is not mentioned in the foot note with labelling.

9. In results paragraph 2, it is mentioned that cases were significantly more in those using tobacco products, but, in table 1, it is mentioned as history of current smoking and not as usage of tobacco products. Is it used synonymously?

10. In results paragraph 3, the percentage of SARI patients who received a third dose of COVID vaccine was similar between cases and controls. However, in table 2 it is given as 32.4% vs. 58.3%.

11. In results paragraph 4, aren’t the controls took a median of one day more to seek medical help and not cases?

12. In table 4, the variable of primary COVID-19 vaccine series before hospitalization is not significant as the confidence interval includes unity.

13. In discussion paragraph 2, SARI patients were 64% less likely to be affected by COVID-19; this data was not mentioned in the results.

14. In discussion paragraph 3, seeking medical help is 42% lower among COVID-19 SARI patients than non COVID-19—not mentioned in results.

15. In discussion, inclusion of patients living in all parts of Serbia is described as the strength of the study, which is not well founded.

16. This study was not able to identify any new risk factors of COVID-19.

17. Abbreviations like ULRA, MLRA and MVRA are not universally used and better be avoided.

**********

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Reviewer #1: Yes: Muhammed Emin DÜZ

Reviewer #2: Yes: Dr. Chitra Tomy

**********

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Attachment

Submitted filename: New Microsoft Word Document (2).docx

pone.0299210.s002.docx (14.7KB, docx)
PLoS One. 2024 Mar 18;19(3):e0299210. doi: 10.1371/journal.pone.0299210.r002

Author response to Decision Letter 0


5 Feb 2024

Corresponding Author:

Maja Stosic, MD, PhD, Assistant Professor

Institute of Public Health of Serbia “Dr Milan Jovanovic Batut”, Belgrade, Serbia

Tel/Fax: +381641278571

E-mail: maja_stosic@batut.org.rs

Belgrade, February 5, 2024

Dear Morteza Arab-Zozani, Ph. D. Academic Editor, PLOS ONE

We are pleased to submit our revised manuscript “Factors associated with COVID-19 among hospitalized patients with severe acute respiratory infections in Serbia, 2022-2023: a case-control study” by Stosic M. et al. for publication in the respectful journal such as PLOS ONE.

We are grateful for the comments of the reviewer and attentive review to improve our manuscript. We have replied point-by-point to all issues raised by the Reviewer.

Thank you for opportunity to revise our manuscript and we hope it will be suitable for publication in the PLOS ONE.

Sincerely,

Maja Stosic

Responses to Reviewers:

1. In introduction paragraph 2, reference 6 mentions about SARI surveillance and not about COVID vaccine effectiveness.

ANSWER 1: Thank you for the comment. As recommended, we reordered the references within the Introduction section as well within the Reference section to ensure traceability.

2. In paragraph 4, it’s mentioned as data was collected from to SARI sentinel sites in Serbia, but the data was collected from two hospitals.

ANSWER 2: Thank you for the comment. Two hospitals where the study was performed are part of the national SARI sentinel surveillance system in Serbia. Overall, six hospitals, (four hospitals treating adult patients and two treating child and adolescent patients) represent the national sentinel SARI surveillance network in Serbia.

During the COVID-19 pandemic, based on the clinical protocol, patients with the most severe clinical SARI presentations from all over the country were referred and treated in these two hospitals included in the study. In addition, third sentinel site was the "Batajnica" Hospital, dedicated for treatment of the most severe COVID-19 patients during this period.

We provided clarification within the Introduction section as follows: Two hospitals where the study was performed are part of the national SARI sentinel surveillance system in Serbia. Overall, six hospitals, (four treating adult patients and two child and adolescent ones) represent the national sentinel SARI surveillance network in Serbia. During the COVID-19 pandemic, based on the clinical protocol, patients with the most severe clinical SARI presentations from all over the country were referred and treated in these two hospitals included in the study. In addition, third sentinel site was the "Batajnica" Hospital, dedicated for treatment of the most severe COVID-19 patients during study period.

3. In inclusion and exclusion criteria paragraph, its detailed as those who had a history of hospitalization within the 14 days of current admission were excluded—why?

ANSWER 3: We appreciate the comment. We excluded this sentence from the exclusion criteria since it was a mistake (typo).

4. Sample size calculation was not mentioned. Number of cases were 74 which is less for a common disease like COVID-19 or SARI.

ANSWER 4: Thank you for the comment. We included all eligible consecutive patients fulfilling the SARI case definition, we accessed during the study period. Due to extreme workloads, it was only feasible to switch from exhaustive to systematic sampling (e.g. inclusion of patients only once a week, on certain days). Based on the national surveillance data, during the COVID-19 pandemic, frequency of severe acute respiratory infections was much higher among SARS CoV-2 positive patients then in SARS CoV-2 negative patients, more than five times and therefore the number of cases is higher than the number of controls.

We provided this clarification within the Methods section-subsection Sample and Procedure.

5. For a case control study, cases to controls ratio should be a minimum of 1:1 to have adequate power. Here controls are less than the cases.

ANSWER 5: Thank you for the comment. Based on the national surveillance data, during the COVID-19 pandemic, frequency of severe acute respiratory infections was much higher among SARS CoV-2 positive patients then in SARS CoV-2 negative patients, more than five times. Due to extreme workloads, it was not feasible to reach more patients. We found certain statistically significant differences among cases and controls even in a smaller sample, indicating that it is realistic that they would certainly be proven in a larger sample.

We provided clarification within the Methods section-subsection Sample and Procedure and within the ANSWER 4.

6. Study looks like a test negative case control study, but it is not mentioned in the article.

ANSWER 6: We appreciate the comment. We added this clarification throughout the text.

7. Test negative case control study can be used for assessing vaccine effectiveness, but not usually used for finding the risk factors of a disease.

ANSWER 7: We appreciate the comment. Although not frequently used in epidemiology these studies can give valid causal estimates of odds ratios and are used for risk factors analysis as per literature.

Review article of Vandenbroucke JP. and Pearce N. (Vandenbroucke JP, Pearce N. Test-Negative Designs: Differences and Commonalities with Other Case-Control Studies with "Other Patient" Controls. Epidemiology. 2019 Nov;30(6):838-844), described the test-negative design as belonging to a family of similar designs where cases and controls are selected from patients from the same or similar healthcare facilities. It represents a subtype of this approach, where controls are patients with similar clinical signs and symptoms who have tested negative for the “case disease” in a further lab-based or imaging procedure. These studies can give valid causal estimates of odds ratios. Furthermore, valid population odds ratios can be estimated with controls that are not sampled from the source population, for example, with other patient controls, such as hospital controls. The views echoed by Westreich et al. and with several reviews that have upheld the validity of the test-negative design in risk factor analysis, among others by simulation studies and probability modeling.

One of the examples: Ghanei M, Keyvani H, Haghdoost A, Abolghasemi H, Janbabaei G, Reza Jamshidi H, Hosein Ghazale A, Hassan Saadat S, Gholami Fesharaki M, Raei M. The risk factors and related hospitalizations for cases with positive and negative COVID-19 tests: A case-control study. Int Immunopharmacol. 2021 Sep; 98:107894.

8. Different types of statistical tests are used in the same table, but it is not mentioned in the foot note with labelling.

ANSWER 8: Thank you for the comment. The p values were taken from the logistic regression analysis. Clarification was added in the tables. In accordance with the reviewers' requests related to statistical analysis and values, we consulted an additional statistician and performed complete statistics as requested by the reviewers. Changes and clarifications have been made to the method section – subsection statistical analysis and results section and the whole database is attached with the revision of the manuscript.

9. In results paragraph 2, it is mentioned that cases were significantly more in those using tobacco products, but, in table 1, it is mentioned as history of current smoking and not as usage of tobacco products. Is it used synonymously?

ANSWER 9. Thank you for the comment. Yes. We performed corrections in the text of the Results section to correspond exactly to the formulations provided in the tables.

10. In results paragraph 3, the percentage of SARI patients who received a third dose of COVID vaccine was similar between cases and controls. However, in table 2 it is given as 32.4% vs. 58.3%.

ANSWER 10. Thank you for the comment. We performed certain corrections in the text of the Results section to correspond to the data provided in the tables since there were a few mistakes in the text. Kindly note, that the different terms are: primary series, third dose and booster dose. According to national COVID-19 vaccination guidelines, third dose was given as additional dose to the patients in which an adequate immune response was not achieved after the primary series (immunocompromised patients), while booster dose was given after at least three months from the primary series.

Corresponding text is corrected as follows: In bivariate analysis, fewer cases had received primary vaccine series of any type and any type of third dose compared to controls; however, the percentage of SARI patients who had received a booster dose was almost similar between cases and controls. The majority of study participants (37.8% among cases and 55.5% among controls) received Sinopharm BBIBP-CorV as the primary series. (Table 2).

11. In results paragraph 4, aren’t the controls took a median of one day more to seek medical help and not cases?

ANSWER 11. Thank you for the comment. We corrected the mistake and corrected results. Now it is stated as follows: Controls took a median of one-half day more to seek medical help compared to cases (p = 0.044).

12. In table 4, the variable of primary COVID-19 vaccine series before hospitalization is not significant as the confidence interval includes unity.

ANSWER 12. We appreciate the comment. After we performed statistical analysis again, it was corrected. Now the value does not include unity.

13. In discussion paragraph 2, SARI patients were 64% less likely to be affected by COVID-19; this data was not mentioned in the results.

ANSWER 13. Thank you for the comment. We corrected the mistake and excluded percentage in the statement. Now it is stated as follows: Although further stratification analysis could not be performed due to the low number of SARI patients, our study showed that vaccinated SARI patients are less likely to be affected by COVID-19 than non-vaccinated SARI patients.

14. In discussion paragraph 3, seeking medical help is 42% lower among COVID-19 SARI patients than non-COVID-19—not mentioned in results.

ANSWER 14: We appreciate the comment. We excluded the percentage in a formulation, since it was written by mistake as in the previous comment. The statement in a Discussion section is now as follows: In addition, number of days before seeking medical help is likely lower among COVID positive SARI patients than non-COVID.

15. In discussion, inclusion of patients living in all parts of Serbia is described as the strength of the study, which is not well founded.

ANSWER 15: Thank you for the comment. This statement is actually true. As explained under the comment number 2, during the COVID-19 pandemic, based on the clinical protocol, patients with the most severe clinical SARI presentations from all over the country were referred and treated in these two hospitals included in the study. In addition, third sentinel site, „Batajnica" Hospital, was dedicated for treatment of the most severe COVID-19 patients during this period, where patients from all over the country were referred for treatment.

16. This study was not able to identify any new risk factors of COVID-19.

ANSWER 16:

“Scientists have known for centuries that a single study will not resolve a major issue. Indeed, a small sample study will not even resolve a minor issue. Thus, the foundation of science is the cumulation of knowledge from the results of many studies.” (Hunter et al. 1982, p. 10).

From the beginning of COVID-19 pandemic, 409,314 different manuscripts have been published in Pub Med related to COVID-19 till the end of January 2024. The number of manuscripts related to risk factors for severe forms of COVID-19 in adults is big but lower, and there are no studies related to this topic from the context of Balkan countries so far. In addition, the aim of the study was not to recognize new risk factors for COVID-19 but to look at certain factors related to the context. Therefore, the importance of studies like ours is in contribution to increasing overall amount of knowledge about the risk factors for COVID-19 among severe acute respiratory infections, and the conclusions will be of importance in making trajectories of future public health efforts in COVID-19 prevention and control in our country and our region.

17. Abbreviations like ULRA, MLRA and MVRA are not universally used and better be avoided.

ANSWER 17: Thank you for the comment. As suggested, we excluded the abbreviations throughout the text.

Attachment

Submitted filename: Response to Reviewers.docx

pone.0299210.s003.docx (28.6KB, docx)

Decision Letter 1

Morteza Arab-Zozani

7 Feb 2024

Factors associated with COVID-19 among hospitalized patients with severe acute respiratory infections in Serbia, 2022-2023: a test negative case-control study

PONE-D-23-39223R1

Dear Dr. Stosic,

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Kind regards,

Morteza Arab-Zozani, Ph. D.

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Acceptance letter

Morteza Arab-Zozani

7 Mar 2024

PONE-D-23-39223R1

PLOS ONE

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