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. 2023 Mar 4;238(4):1362–1378. doi: 10.1111/nph.18780

How to build a lichen: from metabolite release to symbiotic interplay

Gregor Pichler 1, Lucia Muggia 2, Fabio Candotto Carniel 2, Martin Grube 3, Ilse Kranner 1,
PMCID: PMC10952756  PMID: 36710517

Summary

Exposing their vegetative bodies to the light, lichens are outstanding amongst other fungal symbioses. Not requiring a pre‐established host, ‘lichenized fungi’ build an entirely new structure together with microbial photosynthetic partners that neither can form alone. The signals involved in the transition of a fungus and a compatible photosynthetic partner from a free‐living to a symbiotic state culminating in thallus formation, termed ‘lichenization’, and in the maintenance of the symbiosis, are poorly understood. Here, we synthesise the puzzle pieces of the scarce knowledge available into an updated concept of signalling involved in lichenization, comprising five main stages: (1) the ‘pre‐contact stage’, (2) the ‘contact stage’, (3) ‘envelopment’ of algal cells by the fungus, (4) their ‘incorporation’ into a pre‐thallus and (5) ‘differentiation’ into a complex thallus. Considering the involvement of extracellularly released metabolites in each phase, we propose that compounds such as fungal lectins and algal cyclic peptides elicit early contact between the symbionts‐to‐be, whereas phytohormone signalling, antioxidant protection and carbon exchange through sugars and sugar alcohols are of continued importance throughout all stages. In the fully formed lichen thallus, secondary lichen metabolites and mineral nutrition are suggested to stabilize the functionalities of the thallus, including the associated microbiota.

Keywords: extracellular, fungus, metabolite, mycobiont, photobiot, polyol, signalling, symbiosis


‘The whole is more than the sum of its parts’

Attributed to Aristotle

I. Introduction: from a ‘dual nature of lichens’ to a comprehensive one

Mutualistic or self‐sustaining symbioses usually emerge in evolution through selection of novel pathways or phenotypes (Douglas, 2014). Indeed, the symbiotic stage often looks completely different from what the symbiotic partners produce in axenic solitude. This is particularly so with lichens, where the knitwork of fungal hyphae produces a unique miniature glasshouse to grow algae – a structure that surpasses most other vegetative fungal mycelia by the complexity of its organisation. Unsurprisingly, lichens were the first discovered case of symbioses, after they were considered as an own lower plant‐like group with unclear affiliation, although they were probably not the first to reach dry grounds in evolutionary history (Nelsen et al., 2020). Five‐hundred to 450 million years ago (Ma), the colonization of terrestrial habitats – when the descendants of streptophyte algae evolved into the first land plants – was a major transition on Earth (Becker, 2013), and the ability of plants to form symbiotic associations with beneficial, mycorrhizal fungi was one of the critical innovations required (Delaux et al., 2015). With the first undisputed appearance of lichens in the Lower Devonian, c. 415 Ma (Selosse & Le Tacon, 1998; Honegger et al., 2013), the lichen symbiosis could be viewed as a second, alternative way of conquering the land, when the Chlorophyta, together with the Ascomycota, evolved the first lichen thalli. Since then, lichens have massively diversified (Selosse & Le Tacon, 1998; Selosse et al., 2015), and their symbiotic lifestyle seems to be a requirement for sexual reproduction of the involved fungus, also implying that the signalling framework required to synthesize the symbiotic state is likewise conserved.

The ‘dual nature’ of lichens, first described by Schwendener, was initially interpreted as controlled parasitism, where an alga is ‘enslaved by a fungus and compelled into its service’ (Schwendener, 1869), and first attempts to culture them in vitro started soon after (Bornet, 1872). Nowadays, lichens are regarded as self‐sustaining ecosystems formed by the interaction of an exhabitant fungus, called ‘mycobiont’, forming a symbiosis with extracellular microbial photosynthetic partners, termed ‘photobiont’, and an indeterminate number of other microscopic organisms (Hawksworth & Grube, 2020). About 19 400 mycobiont species in 115 families have been identified, mostly Ascomycota, and a growing number of Basidiomycota species as their main fungal symbionts (Lücking et al., 2016). Considerably fewer species (c. 120) of unicellular green algae in the Chlorophyta are the known photobionts of an estimated 85% of lichens. Cyanobacteria are photobionts of another 10% of lichens. Around 3% are tripartite symbioses, in which both green algae (‘chlorobionts’) and cyanobacteria (‘cyanobionts’) co‐exist, whereby the cyanobacteria are usually compartmented in the so‐called ‘cephalodia’ within the thallus, and some lichen photobionts are yet to be described (Honegger, 2012). Furthermore, ‘lichen parasites’ or ‘lichenicolous fungi’ are known as specific fungal colonizers of lichen thalli, some of which – the ‘lichenicolous lichens’ – even form their own thallus structures (Lawrey & Diederich, 2003). Recent research illuminated the diversity of other micro‐organisms, that is the lichen microbiota (Grube & Berg, 2009; Muggia et al., 2016; Spribille et al., 2016; Spribille, 2018). Nevertheless, the mycobiont constitutes the main proportion of lichen biomass and, with very few exceptions, builds up the structures of the lichen thallus, shaping the various growth forms (Fig. 1) of lichens.

Fig. 1.

Fig. 1

Lichen thallus growth forms. (a) Collema crispum (gelatinose, foliose/shrubby), (b) Thamnolia vermicularis (fruticose, with wormlike branches), (c) Ramalina fraxinea (fruticose/shrubby, hanging); (d) Seirophora villosa (fruticose/shrubby), (e) Xanthoria parietina (foliose); (f) Lecanora rupicola (crustose, epilithic) infected by the lichenicolous lichen Rimularia insularis (brown patches encircled by yellow dashed lines; yellow arrows), (g) Cystocoleus ebeneus (filamentous; arrows indicating the melanised fungus enwrapping Trentepohlia sp. filaments), (h) Cladonia verticillata (fruticose, arrows indicating the squamulose primary thallus (PT) and the erect podetia of the secondary thallus (ST)). Bars: (a, d, e, h) 1 cm; (b, c) 2 cm; (f) 10 cm; (g) 0.5 mm.

The primary lichen myco‐ and photobionts can reproduce vegetatively by tiny structures containing the lichen‐forming fungi and their photobionts present in the parental thallus, but free‐living stages of the prospective symbionts are also found in nature (Tschermak‐Woess, 1978; Bubrick et al., 1984). Fungal dispersal units may be developed meiotically or mitotically. As no active structures for algal dispersal are known to occur in lichen thalli, photobionts are thought to be released from an established thallus, for example due to mechanical disruption, fungal decay or passage through feeding animals (Peksa et al., 2022). The synthesis of a lichen thallus from a free‐living state of compatible fungi and algae (cyanobacteria) has been referred to as ‘lichenization’ or ‘re‐lichenization’ (Sanders & Lücking, 2002), an event infrequently gained and also lost in the Ascomycota (Lutzoni et al., 2001). Alternatively, and instead of synonymous use, the term lichenization could be reserved for the very first transition of a naïve free‐living fungus and its future microbial photobionts, through evolution, into a self‐sustaining thallus, and re‐lichenization to cases in which mycobionts and photobionts were released or separated from existing lichen thalli, either in nature or in the laboratory, and then re‐synthesised into a thallus. Furthermore, perhaps more frequently than expected, free‐living lichen‐forming fungi may capture compatible green algae from various stages of already existing lichen thalli, and lichenicolous lichens appear to specialize on such photobiont stealing. We suggest the term ‘trans‐lichenization’ to describe the capture of already lichenized algae by another mycobiont, and the newly formed thallus as ‘kleptosymbiosis’ (Fig. 2). These cases merit differentiating, as previously lichenized algae already experienced transcriptomic (re)‐programming, as deduced from the changing ultrastructural details (De Los et al., 2002).

Fig. 2.

Fig. 2

Proposed concept of lichenization, re‐lichenization and trans‐lichenization. (a) Lichenization – at an evolutionary time scale – defined as the transition of a free‐living fungus and its future microbial photobionts, green microalga and/or cyanobacteria, culminates in the formation of a lichen thallus, a self‐sustaining symbiosis that eventually comprises a plethora of other micro‐organisms in the lichen microbiota. (b) Re‐lichenization is referred to cases, in which the primary symbionts leave the symbiosis followed by building a new thallus. This occurs in nature, and can be achieved experimentally under laboratory conditions, from which most of our current knowledge on lichenization has been obtained. (c) Trans‐lichenization is shown for, although not restricted to, lichenicolous lichens, which capture photobionts from other lichens. This photobiont stealing by lichen‐forming fungi and establishment of yet another lichen thallus is proposed to be termed kleptosymbiosis.

The specific processes involved in re‐programming through trans‐lichenization may explain why lichenicolous lichens are generally very selective for their hosts. In addition, there are also some examples of ‘lichen evolution in progress’. For example, Schizoxylon sp. can either live alone, saprophytically, or form a loose symbiosis with poorly distinguishable thalli together with Coccomyxa sp. photobionts (Muggia et al., 2011), and some of the filamentous Trentepohlia species can occur in free‐living colonies, be lichen photobionts (Fig. 1g) or parasites (Hametner et al., 2014). Most knowledge gained about lichenization is derived from laboratory studies, that is re‐lichenization sensu stricto, but below we continue to use the terms lichenization and re‐lichenization synonymously, in line with the literature available.

II. Lichenization: transition from a free‐living to a symbiotic state

1. The stages of lichenization

A synthesis of topical papers (Trembley et al., 2002; Joneson & Lutzoni, 2009; Joneson et al., 2011; Meeßen et al., 2013; Meeßen & Ott, 2013; Athukorala et al., 2014; Insarova & Blagoveshchenskaya, 2016; Kono et al., 2020) on lichenization of fruticose or squamulose lichens, mostly in the orders Lecanorales or Teloschistales, reveals that lichenization is currently thought to comprise several steps. These steps are summarized in Fig. 3 and envisaged to blend smoothly from one into the other, that is without abrupt shifts. In the ‘pre‐contact stage’, the fungus and alga are in close proximity, but without physical contact. It is assumed that chemical signalling supports mutual recognition in this phase, followed by increased mucilage production and hyphal branching of the fungus and growth towards the algae. This first, visually detectable indication of a mycobiont recognizing a potential photobiont is followed by the ‘contact stage’, during which mycobiont hyphae establish physical contact with photobiont cells, typically through appressoria or different types of haustoria (Honegger, 1986, 2012). In the ‘envelopment stage’, the fungal hyphae enwrap the photobiont cells almost completely. In the ‘incorporation stage’, hyphae and photobiont cells form an undifferentiated aggregation of biomass, and the ‘differentiation stage’ entails organization into a (commonly stratified) thallus, which can only be achieved by compatible myco‐ and photobionts (Meeßen & Ott, 2013). In the fully formed thallus, the mycobiont controls the development of photobiont cell division and growth, as well as regulating photobiont cell size and ultrastructure (Hill, 1989, 1993). It is likely that this control by the fungus commences early during lichenization.

Fig. 3.

Fig. 3

The stages of lichenization. (a) The ‘pre‐contact stage’, before fungus and alga are in physical contact, is characterized by increased hyphal branching and mucilage production by the fungus, and release of molecules by the fungus and the alga into the environment, supporting mutual recognition. (b) In the ‘contact stage’, appressoria and haustoria are formed by the fungus, physically connecting mycobiont hyphae and photobiont cells, enabling direct exchange of metabolites. (c) In the ‘envelopment stage’, fungal biomass increases, more appressoria and haustoria are formed, and hyphae engulf the photobiont cells. (d) In the ‘incorporation’ stage, fungal hyphae and photobiont cells form undifferentiated aggregations and algal cell size increases. (e) The final ‘differentiation stage’ comprises the differentiation into a lichen thallus. See section ‘II. Lichenization: transition from a free‐living to a symbiotic state’ for details and citations.

It is not precisely known how long it takes to complete lichenization after the first sensing among the partners in nature, but on exposed plastic leaves in a rain‐forest lichen symbioses established within relatively short periods of time, in the range of months (Sanders, 2002). In the laboratory, at least a few months up to several years of co‐culture of previously isolated primary symbionts are required to achieve re‐lichenization into fully formed lichen thalli (e.g. Stocker‐Wörgötter & Türk, 1991; Yoshimura et al., 1993; Stocker‐Wörgötter, 2001a,b; Kono et al., 2020). Specific abiotic factors such as cycles of desiccation and rehydration promote in vitro lichenization (Stocker‐Wörgötter, 2001b). A need for desiccation also agrees with the suggestion that the ability to tolerate desiccation and extensive irradiation is a prerequisite for, and driving, lichen evolution (Kranner & Lutzoni, 1999).

2. Molecular crosstalk accompanies mutual recognition of the prospective symbionts

Ahmadjian & Jacobs (1981) put forward that a fungus recognizes a prospective photobiont by the shape of the algal cells, referred to as ‘thigmotropism hypothesis’. Joneson & Lutzoni (2009) experimentally achieved mycobiont differentiation only with compatible lichen‐forming algae rather than inanimate objects such as glass beads. These results, together with the finding that between 11 and 28% of mycobiont and photobiont genes are already upregulated during the ‘pre‐contact’ and the ‘contact stage’, supported the ‘signalling hypothesis’ based on chemical signalling between symbionts before physical contact (Joneson et al., 2011). We now know that lichenization is accompanied by regulation of gene expression in each partner involved, and this will induce downstream proteomic and metabolomic re‐arrangements (Trembley et al., 2002; Joneson et al., 2011; Armaleo et al., 2019; Kono et al., 2020; Sveshnikova & Piercey‐Normore, 2021). For example, genes encoding signal transduction components are already upregulated in the contact stage in both, mycobiont and photobiont, as elegantly demonstrated for the model lichen, Cladonia grayi, and its Asterochloris glomerata photobiont: specifically, genes encoding extracellular hydrolases and membrane transport proteins are upregulated in both prospective symbionts, and ammonium and ribitol transporters in the fungus only (Armaleo et al., 2019). Furthermore, the microbiota may influence lichen metabolism, for example phytohormone, vitamin, carbohydrate, lipid and nitrogen metabolism, thereby contributing to the fine‐tuning of the symbiotic relationship of lichens, especially when challenged by biotic and abiotic stress factors (Erlacher et al., 2015; Cernava et al., 2017). Considering these transcriptional responses, symbiotic interaction must be accompanied by molecular crosstalk, that is the intricate process by which signal transduction pathways are affected by components of others. Importantly, crosstalk requires chemical compounds to be released into the extracellular matrix and perceived by the symbiotic partner. Signals can then be processed within the cell to induce downstream effects on the transcriptome, proteome and metabolome, and thus physiology and morphology of the symbiotic partners. However, our knowledge of compounds that affect signal transduction pathways during lichenization is still in its infancy. Next, we review reports on compounds released by lichen mycobionts and photobionts into the extracellular space (see Fig. 4 for overview), addressing potential roles of primary and secondary metabolites from the early stages of lichenization up to the fully formed thallus, appreciating that all are important for the development of a functional thallus.

Fig. 4.

Fig. 4

Chemical compounds released by isolated lichen myco‐ and photobionts into their environment. Photobionts have been shown to release the sugars glucose (GLU), rhamnose (RHA) and sucrose (SUC), the sugar alcohols sorbitol (SOR), ribitol (RIB), and erythritol (ERY), the phytohormones indole‐3‐acetic acid (IAA) and its precursor indole‐carbaldehyde (ICA), indole‐3‐butyric acid (IBA), abscisic acid (ABA), gibberellin A3 (GA3), jasmonic acid (JA), and ethylene (ET), and the cyclic peptides cyclo‐(l‐leucyl‐l‐tyrosyl) (CLT), and cyclo‐(l‐tryptophyl‐l‐tryptophyl) (CTT). Mycobionts release the sugar alcohol arabitol (ARA), phosphate (PO4 3−), the phytohormones IAA, salicylic acid (SA), JA, and ET, lectins with arginase (ARG) activity, and the phenolic polyketides usnic acid (UA), vulpinic acid (VA), and various depsides (DS), and depsidones (DSD). See text and Tables 1 and 2 for details and references.

III. From arabitol to zeatin: a gradual shift in the contribution of metabolites from beginning to completion of lichenization?

1. Elicitors in the pre‐contact and contact stage

Making contact depends on prior recognition between the symbionts, and evidence is emerging that elicitors interacting with the cell wall are involved (Wang et al., 2014; Díaz et al., 2016). Lectins, although they are not receptors per se, are proteins that bind to specific carbohydrate residues and mediate attachment of micro‐organisms such as fungi, bacteria, microalgae or viruses to target cells (Singh & Walia, 2014; Romero et al., 2021). When lectins recognize their target carbohydrates embedded in the outer surface of cell walls, cells are bound and lectins can activate enzyme cascades involved in signalling processes, inducing metabolic and physiological rearrangements (Molina & Vicente, 1995; Alen'kina et al., 2014). Using the model lichen, Xanthoria parietina, Bubrick & Galun (1980) showed that mycobiont proteins can bind to acidic polysaccharide residues on the outer cell wall of five photobiont species isolated from Teloschistaceae lichens, but not to photobionts from other lichen families, suggesting that only compatible photobionts are targeted. A fungal lectin with arginase activity binding to polygalactosylated urease was found in the photobiont cell wall, and glycosylated urease production was limited to periods of algal cell division (Sacristán et al., 2006). Arginase secretion emerges as a key factor in the recognition of compatible algae, and fungal lectins appear to be involved in the differentiated recognition of green algae and cyanobacteria, leading to the formation of chlorolichens and cyanolichens, respectively (Legaz et al., 2004; Vivas et al., 2010), even though the precise recognition mechanisms remain to be elucidated. Recruitment of Nostoc sp. cells by Peltigera canina seems to be induced by glycosylated arginase, the adhesion of which to the hyphal surface lectins is achieved by contraction‐relaxation episodes of the cytoskeleton (Díaz et al., 2011).

Moreover, a cyclic peptide, cyclo‐(l‐tryptophyl‐l‐tryptophyl) was found in the exudates of four different Trebouxia sp. photobionts isolated from the lichens Gyalolechia bracteata (syn. Fulgensia bracteata), Gyalolechia fulgens, Toninia sedifolia and Rusavskia elegans (syn. Xanthoria elegans). Asterochloris sp. isolated from Romjularia lurida (syn. Lecidea lurida), released cyclo‐(l‐leucyl‐l‐tyrosyl) in addition to cyclo‐(l‐tryptophyl‐l‐tryptophyl). When applied exogenously to the Gyalolechia bracteata mycobiont, cyclo‐(l‐tryptophyl‐l‐tryptophyl) triggered ascospore germination (Meeßen et al., 2013). Therefore, the sparse evidence suggests that in the precontact and the contact stage, fungal lectins – as readers of the sugar code – elicit contact and are involved in recognizing compatible photobionts, and algal metabolites such as cyclic peptides released into the extracellular environment attract potential mycobionts, and affect fungal sexual reproduction.

2. Sugars and sugar alcohols from the precontact stage through to the fully established lichen thallus

Within the intact thallus, and also when isolated and grown axenically, myco‐ and photobionts release sugars and sugar alcohols into the extracellular space (Table 1). Sugar alcohols containing multiple hydroxyl groups are often referred to as ‘polyols’, but this term is somewhat ambiguous as it is also used in polymer chemistry, so that we prefer the term sugar alcohols. These molecules appear to be early attractants for the carbohydrate‐loving mycobionts in spe. Release of sugar alcohols was reported mainly for photobionts, disregarding release by the mycobiont, with one exception (Wang et al., 2014), perhaps reflecting an anticipated role of the photobiont as the main nurturer. When isolated from the thallus and then co‐cultivated with its mycobiont, the photobiont Diplosphaera chodatii released sorbitol, glucose and sucrose, and the mycobiont incorporated these compounds using specific transporters. Sorbitol and sucrose can be then converted into fructose and glucose, and enter fungal glycolysis. However, in the absence of the mycobiont, sorbitol, glucose and sucrose were not found in exudates of axenically cultured Diplosphaera chodatii photobionts, so it appears that a stimulus from the mycobiont is required to trigger the release of these compounds (Wang et al., 2014). If this assumption is correct, it follows that chemical communication between the myco‐ and photobionts through sugars and sugar alcohols contains push‐pull elements, that is transport from sink to source. Fungal stimuli could involve the actions of yet to be determined members of fungal carbohydrate‐active enzymes (CAZymes), which may enhance the permeability of algal cell walls. Furthermore, the isolated photobionts of Gyalolechia bracteata, but not free‐living green algae, also release rhamnose, which may be specific for lichen‐forming algae (Meeßen et al., 2013). Interestingly, unlike cyclo‐(l‐tryptophyl‐l‐tryptophyl), rhamnose suppresses ascospore germination (Meeßen et al., 2013). Moreover, exogenous treatment with sugars and sugar alcohols affects the growth of cultured lichen mycobionts. For example, ribitol stimulated growth of the Ramalina farinacea and Ramalina fastigiata mycobionts (Wang et al., 2009), and mannitol and glucose that of the Xanthoria parietina mycobiont, although in the latter growth rates decreased with increasing ribitol concentrations (Pichler et al., 2021). Thus, the preference for specific sugars and sugar alcohols as carbon sources may depend on mycobiont species, and sugars and sugar alcohols can affect mycobiont growth in a concentration‐dependent manner (Fig. 5). Furthermore, ribitol also suppressed and mannitol enhanced mycobiont secondary metabolite production in axenic mycobiont cultures of Rusavskia elegans (Brunauer et al., 2007). Radioactively labelled [3H] mannitol can be incorporated into the cell walls of isolated mycobionts, but not into the cell walls of other, free‐living fungi (Galun et al., 1976). This points to the existence of specific mannitol and other sugar alcohol transporters in lichen mycobionts (Yoshino et al., 2019), but it remains to be tested whether mannitol incorporation into cell walls is a key feature required for lichenization. Based on the finding that many genes encoding CAZymes were found in 46 representative mycobiont genomes, it was suggested, albeit not experimentally proven, that mycobionts could metabolize algal carbohydrates and cell wall components, or carbon from other sources (Resl et al., 2022).

Table 1.

Sugars and sugar alcohols released by lichen myco‐ and photobionts.

Mycobiont Sugars Sugar alcohols References
Photobiont
Coccocarpia sp. nd nd Richardson et al. (1968)
Scytonema sp. Glucose* nd Hill & Smith (1972)
Collema auriculatum nd nd
Nostoc sp. Glucose* nd Richardson et al. (1968)
Dermatocarpon hepaticum nd nd Richardson et al. (1968)
Myrmecia sp. nd Ribitol* Hill & Smith (1972)
Dermatocarpon miniatum, D. fluviatile nd nd Hill & Smith (1972)
Hyalococcus sp. nd Sorbitol* Richardson et al. (1968)
Endocarpon pusillum nd nd
Diplosphaera chodatii Glucose, Sucrose Sorbitol Wang et al. (2014)
Fulgensia bracteata nd nd
Trebouxia sp. Rhamnose nd Meeßen et al. (2013)
Gyalecta cupularis nd nd
Trentepohlia sp. nd Erythritol* Richardson et al. (1968)
Lecanactis stenhammarii nd nd
Trentepohlia sp. nd Erythritol* Richardson et al. (1968)
Lecanora conizaeoides nd nd
Trebouxia sp. nd Ribitol* Richardson et al. (1968)
Lepraria incana, L. chlorine nd nd
Trebouxia sp. nd Ribitol* Hill & Smith (1972)
Lichina pygmaea nd nd
Calothrix sp. Glucose* nd Richardson et al. (1968)
Lobaria amplissima nd nd
Coccomyxa sp., (Nostoc sp.) (Glucose)* Ribitol* Richardson et al. (1968)
Lobaria laetevirens nd nd
Myrmecia sp. nd Ribitol* Richardson et al. (1968)
Lobaria scrobiculata nd nd
Nostoc sp. Glucose* nd Richardson et al. (1968)
Peltigera polydactyla, P. canina nd nd Drew & Smith (1967)
P. horizontalis, P. polydactyla nd nd Richardson et al. (1968)
Nostoc sp. Glucose* nd Hill & Smith (1972)
Peltigera aphthosa nd nd Hill & Smith (1972)
Coccomyxa sp., (Nostoc sp.) (Glucose)* Ribitol* Richardson et al. (1968)
Pseudevernia furfuracea, P. saxatilis nd nd
Trebouxia sp. nd Ribitol* Richardson et al. (1968)
Porina lectissima nd nd
Trentepohlia sp. nd Erythritol* Hill & Smith (1972)
Ramalina crassa, R. subbreviuscula nd nd
Trebouxia sp. nd Ribitol* Komiya & Shibata (1971)
Ramalina yasudae nd Arabitol Kosugi et al. (2013)
Trebouxia sp. nd Ribitol
Roccella montagnei, R. fuciformis , R. phycopsis nd nd Hill & Smith (1972)
Trentepohlia sp. nd Erythritol* Richardson et al. (1968)
Solorina saccata nd nd
Coccomyca sp., (Nostoc sp.) (Glucose)* Ribitol* Richardson et al. (1968)
Sphaerophorus globosus nd nd
Trebouxia sp. nd Ribitol* Hill & Smith (1972)
Sticta fuliginosa nd nd
Nostoc sp. Glucose* nd Richardson et al. (1968)
Umbilicaria pustulata nd nd
Trebouxia sp. nd Ribitol* Richardson et al. (1968)
Xanthoria aureola, X. calcicola nd nd Richardson et al. (1968)
Trebouxia sp. nd Ribitol* Hill & Smith (1972)
Lines et al. (1989)

Sugars and sugar alcohols exchanged between lichen symbionts within the thallus assessed using radioactive labelled CO2 are marked with an asterisk, the rest were detected in exudates of isolated lichen myco‐ and photobionts. The third photosynthetic partners of tripartite lichens are listed in brackets; nd, not determined. Bold and regular text in the left column indicates mycobiont and photobiont species, respectively.

Fig. 5.

Fig. 5

Sugar and sugar alcohol‐dependent cumulative growth of the mycobiont isolated from Xanthoria parietina. The response of fungal growth on solid Lilly‐Barnett Medium (LBM) supplemented with either 1, 2 or 3% of (a) d‐glucose (R 2 = 0.55), (b) d‐mannitol (R 2 = 0.31), (c) d‐arabitol (R 2 = 0.80) or (d) ribitol (R 2 = 0.41), as carbon source was assessed after 8 wk (n = 6 biological replicates); each dot represents a single value, dotted lines show trend curves. Data were re‐analysed from fig. 5 in Pichler et al. (2021).

It follows that sugars and sugar alcohols released extracellularly by algae could be incorporated by fungi in the precontact stage, serving as attractants for future mycobionts. So far, no reports are available on the release, uptake or the effects of sugars and sugar alcohols on the fungal and algal transcriptomes during algal envelopment and incorporation by the fungus (stages III and IV in Fig. 3). Nevertheless, sugars and sugar alcohols are key carbon sources exchanged between the symbionts in intact lichen thalli, and therefore are likely pivotal for the symbiotic interplay between lichen photo‐ and mycobionts throughout lichenization.

In fully formed lichen thalli, sugars and sugar alcohols produced by photobionts are the main carbon sources for their mycobionts, as demonstrated by pioneering studies from the 1960s and 1970s. For example, ribitol, erythritol, sorbitol and glucose released by lichen photobionts are taken up by their corresponding mycobionts in many lichens (Richardson et al., 1968; Lines et al., 1989). The type of sugars and sugar alcohols provided by lichen photobionts to their mycobionts seems to reflect the phylogenetic status of the photobiont species. Early key studies revealed that glucose is the main photosynthate provided by Nostoc sp., ribitol by Trebouxia, and erythritol by Trentepohlia (Richardson et al., 1968; Hill & Smith, 1972). The current view is that glucose is the main photosynthate transported to fungal mycobionts by cyanobacterial photobionts, whereas the green lineage uses sugar alcohols. Specifically, tetritols, such as erythritol, appear to be the main sugar alcohols shunted to the fungal mycobionts by green microalgae in the Chlorophyceae and Trentepohliales, whereas other clades, including Prasiolales and Trebouxiales, use pentitols, such as ribitol (see Spribille et al., 2022; for summary).

Intriguingly, mycobionts can convert sugars and sugar alcohols produced by photobionts into other sugar alcohols (Eisenreich et al., 2011) and can even return them to their photobionts. For example, the Xanthoria calcicola mycobiont converts ribitol into mannitol, elegantly shown via 13C NMR analysis (Lines et al., 1989), and ribitol produced by the photobiont can be converted into arabitol and mannitol by Ramalina spp. mycobionts (Komiya & Shibata, 1971). Later, ribitol transport from the photobiont to the mycobiont, which can convert it into arabitol and return it back to the photobiont, was confirmed for Ramalina yasudae (Kosugi et al., 2013). Mannitol and arabitol are present in mycobiont hyphae of many species, but glycerol, volemitol and erythritol only in a few (Honegger et al., 1993). Generally, mycobionts apparently convert glucose into mannitol, and ribitol into arabitol and mannitol after import by the fungus, whereas erythritol may remain unchanged and moves only slowly between the symbionts (Richardson et al., 1968; Komiya & Shibata, 1971; Spribille et al., 2022).

Evidence suggests that d‐arabitol improves the photobiont's ability to dissipate excess light energy during desiccation (Kosugi et al., 2013), ribitol increase F v/F m, that is the photobiont's maximum quantum yield of photosystem II (Hájek et al., 2009a), and both, mannitol and ribitol, enhance the solubilisation of fungal enzymes during freezing events, providing cryoprotection (Fontaniella et al., 2000; Hájek et al., 2009b). Therefore, the complex symbiotic interplay within a lichen thallus involves provision of carbon from the photobiont to the mycobiont, but also mutual stimulation of fitness parameters such as photosynthetic performance of the photobiont and enhanced freezing tolerance of the mycobiont.

Moreover, the release of sugars and sugar alcohols also benefits the lichen microbiota. Glucose, ribitol and mannitol can be taken up by Alphaproteobacteria associated with lichen photobionts (Kono et al., 2017). Bacteria associated with the lichen Leptogium puberulum can catabolize degradation products of the lichen thallus, such as d‐cellobiose and N‐acetyl‐d‐glucosamine, mycobiont‐specific d‐mannitol and glucose‐containing carbohydrates of the photobiont (Grzesiak et al., 2021). Furthermore, lichenicolous fungi can metabolise mannitol and ribitol (Yoshino et al., 2020). In return, components of the microbiota, for example basidiomycete yeasts, may contribute polysaccharides to the lichen matrix (Tagirdzhanova et al., 2021). Therefore, sugars and sugar alcohols released by the primary lichen symbionts are likely attractants for other micro‐organisms to join the symbiosis. Lichen sugars and sugar alcohols may also influence the composition of lichen‐inhabiting bacteria, although chemical communication between the primary myco‐ and photobionts and lichen‐inhabiting micro‐organisms is not well‐understood (Grimm et al., 2021). In summary, sugars and sugar alcohols appear to be key molecules involved in the chemical crosstalk between lichen myco‐ and photobionts, from the precontact stage through to the fully established lichen thallus, with important roles for development, growth and fitness.

3. Phytohormones from the precontact stage through to the intact thallus

Phytohormones such as abscisic acid (ABA), auxins, brassinosteroids, cytokinins, ethylene, gibberellins, jasmonates, salicylic acid and strigolactones are pivotal signalling compounds in vascular plants, implicated in the regulation of plant growth, development and stress response (Santner et al., 2009). We use the widely accepted term ‘phytohormone’, but acknowledge that many phytohormones are derivates of simple metabolic compounds and are not exclusive to vascular plants, but are also produced by bacteria, algae, fungi and bryophytes (Costacurta & Vanderleyden, 1995; Decker et al., 2006; Tarakhovskaya et al., 2007; Chanclud & Morel, 2016). Therefore, phytohormones must have evolved before the vascular plants. Unsurprisingly, they also exist in lichens. Phytohormones are involved in the molecular crosstalk between organisms across plants, fungi, micro‐organisms and others, and hence, are inter‐ and multikingdom signalling compounds (Foo et al., 2019), whose roles are much better understood in mycorrhiza – the symbiotic associations between plants and beneficial, mycorrhizal fungi (Zygomycota, Glomeromycota, Ascomycota, Basidiomycota) – than in lichens. In arbuscular mycorrhiza, involving penetration of the host's cell walls by the fungus, strigolactones exuded by plants roots attract fungi and influence fungal morphology and metabolism (Parniske, 2008). Arbuscular mycorrhiza can be promoted by ABA, auxins and strigolactones, supressed by brassinosteroids, cytokinins and gibberellins (Pozo et al., 2015; Liao et al., 2018), and jasmonic acid and salicylic acid signalling can influence the expression of plant defence genes for plant pathogen resistance (Pozo & Azcón‐Aguilar, 2007). Ectomycorrhiza between mycorrhizal fungi and perennial, usually woody plants, is also regulated by phytohormones (Basso et al., 2020; Abdulsalam et al., 2021). For example, the formation of the Hartig net between root cortex and rhizodermis cells can be stimulated by a key auxin, indole‐3‐acetic acid (IAA), which apparently represents one of the most abundant phytohormones involved in ectomycorrhizae (Ek et al., 1983; Gay et al., 1994). However, many questions remain open about the role of phytohormones in lichens.

As for other compounds involved in lichenization, a prerequisite for phytohormones to affect lichenization is that they are released into the extracellular space of the prospective symbionts. The sparse evidence available suggests that this is the case (see Table 2a for summary). For example, isolated myco‐ and photobionts of the lichens Cetraria islandica and Cladonia rangiferina can release ethylene and its precursor 1‐aminocyclopropane‐1‐carboxylic acid (Schieleit & Ott, 1996). Indole‐3‐carbaldehyde, a precursor and degradation product of IAA (Bandurski et al., 1995; Gazarian et al., 1998), was present in the growth media of lichen‐forming Trebouxia spp. and suppressed fungal spore germination and hyphal growth of the Gyalolechia bracteata mycobiont (Meeßen et al., 2013). Indole‐3‐acetic acid was produced and extracellularly released by mycobionts and photobionts isolated from Cladonia grayi, Tephromela atra and Xanthoria parietina in a species‐ and (for photobionts) light‐dependent manner (Table 2b), while production and release of ABA, gibberellin A3, indole‐3‐butyric acid and jasmonic acid depended on photobiont species, and of salicylic acid and jasmonic acid on mycobiont species (Pichler et al., 2020a,b). Exogenously supplied IAA and indole‐3‐butyric acid stimulated growth of isolated mycobionts (Wang et al., 2009, 2010) and exogenous IAA treatment increased the water contents of isolated lichen photobiont cultures, although more research is needed to evaluate whether the vacuole, the cytoplasm, the cell wall or the intercellular water between the photobiont cells is responsible for the increased water contents (Pichler et al., 2020b). Therefore, these few reports provide evidence that phytohormones released by prospective symbionts are present in the extracellular space, where they could be mutually perceived, supporting lichenization from the precontact stage onwards.

Table 2.

Evidence for extracellular phytohormone and cyclic peptide release by isolated lichen photo‐and mycobionts.

Mycobiont Phytohormones Cyclic peptides References
Photobiont
(a)
Cetraria islandica ET nd Schieleit & Ott (1996)
Coccomyxa sp. ET nd
Cladonia grayi IAA, JA nd Pichler et al. (2020b)
Asterochloris glomerata IAA, ABA, JA nd Pichler et al. (2020a)
Cladonia rangiferina ET nd Schieleit & Ott (1996)
Trebouxia irregularis ET nd
Fulgensia bracteata nd nd Meeßen et al. (2013)
Trebouxia sp. ICA CTT
Fulgensia fulgens nd nd Meeßen et al. (2013)
Trebouxia sp. ICA CTT
Lecidea lurida nd nd Meeßen et al. (2013)
Asterochloris sp. nd CLT, CTT
Tephromela atra IAA, SA nd Pichler et al. (2020b)
Trebouxia sp. IAA, ABA, JA, GA3, IBA nd Pichler et al. (2020a)
Toninia sedifolia nd nd Meeßen et al. (2013)
Trebouxia sp. ICA CTT
Xanthoria elegans nd nd Meeßen et al. (2013)
Trebouxia sp. ICA CTT
Xanthoria parietina IAA, SA nd Pichler et al. (2020b)
Trebouxia decolorans IAA, ABA nd Pichler et al. (2020a)
(b) 
Mycobiont treatment Cladonia grayi Xanthoria parietina Tephromela atra
Dim light 0.012 ± 0.012 1.158 ± 0.602 13.526 ± 2.580
Photobiont treatment Asterochloris glomerata Trebouxia decolorans Trebouxia sp.
Dim light 0.973 ± 0.155 0.553 ± 0.051 1.290 ± 0.221
High light 1.317 ± 0.311 1.257 ± 0.205 1.280 ± 0.188
DH + dim light 2.927 ± 0.658 1.053 ± 0.407 6.531 ± 1.205
DH + high light 1.371 ± 0.111 0.942 ± 0.389 1.101 ± 0.269

(a) Phytohormones, phytohormone precursors and cyclic peptides released by isolated lichen symbionts. (b) Indole‐3‐acetic acid release rates by isolated lichen photo‐and mycobionts. ABA, abscisic acid; CLT, cyclo‐(l‐leucyl‐l‐tyrosyl); CTT, cyclo‐(l‐tryptophyl‐l‐tryptophyl); ET, ethylene; GA3, gibberellin A3; IAA, indole‐3‐acetic acid; ICA, indole‐carbaldehyde; IBA, indole‐3‐butyric acid; JA, jasmonic acid; nd, not determined. Bold and regular text in the left column indicates mycobiont and photobiont species, respectively. (b) Data show extracellular indole‐3‐acetic acid (IAA) release rates in nmol per day (d) by isolated lichen myco‐ and photobionts, normalised to dry mass (nmol IAA g‐1 d‐1). Values consider the degradation of IAA in the medium according to exponential degradation described by y = 100 e−0.134x . Data were re‐analysed from values in table 1 and fig. 4 of Pichler et al. (2020a), and figs 3 and 4 of Pichler et al. (2020b). Data are mean ± SD; DH, de‐rehydration cycle.

Studies on phytohormones in fully established lichen thalli, or released by them, provide evidence for the production of ABA, ethylene, gibberellin A3, IAA and zeatin in lichens (Epstein et al., 1986; Ott & Schieleit, 1994; Ergün et al., 2002), and future studies will most likely show that this short list is rather incomplete. The physiological and metabolic response of lichens to exogenously offered phytohormones shows their relevance to the lichen symbiosis. Ethylene is thought to be involved in lichen response to abiotic stress factors, such as heavy metals (Garty et al., 1997; Kauppi et al., 1998), and is released by lichen thalli at elevated rates upon hydration (Ott & Schieleit, 1994). Thallus ABA production was enhanced upon rehydration of desiccated thalli (Dietz & Hartung, 1998; Unal et al., 2008) and exogenous ABA application improved thallus survival during permanent water saturation (Dietz & Hartung, 1999). In turn, exogenous ABA treatment can enhance the photobiont's desiccation tolerance, as shown for Peltigera polydactylon (Beckett et al., 2005). In addition, proteins and genes involved in auxin biosynthesis of lichen‐associated bacteria were identified, and bacterial auxins could also influence the growth of the main lichen symbionts (Grube et al., 2009; Cernava et al., 2017).

In summary, lichen myco‐ and photobionts, and components of the lichen microbiota, can produce various phytohormones, which can be released in significant amounts into the extracellular space, where they are available for perception by other micro‐organisms, potentially affecting their gene expression, metabolism and physiology. The few papers available provide only limited insights, and care must be taken in the interpretation of the data. Future studies should comprise careful identification of the chemical structures of known, or perhaps new, phytohormones, by state‐of‐the‐art hyphenated techniques such as LC–MS/MS, and NMR, in combination with molecular approaches for testing hypotheses, such as using genetically modified myco‐ and photobionts, once sequenced, culturable and amenable to modification. Of the phytohormones studied so far, roles for ethylene in regulating stress response and for ABA in affecting fungal spore germination and hyphal growth seem to emerge. Moreover, ABA and IAA appear to influence lichen water relations, and thus, potentially desiccation tolerance.

IV. The thallus: a fine‐tuned symbiotic interplay supporting nutrition, tolerance of irradiation and desiccation, and reproduction

1. Shunting of macro‐ and micronutrients in the lichen thallus

Whereas at least some knowledge is available regarding the shunting of phosphorous and nitrogen between lichen symbionts, the role of mineral nutrition in the various stages of lichenization still remains a black box that deserves illuminating through future studies. In resynthesized Usnea hakonensis thalli (Kono et al., 2020), photobiont genes involved in photosynthate transport and mycobiont genes involved in nitrogen and phosphorus transport were upregulated compared with isolated myco‐ and photobionts. Specifically, gene clusters specific for acid phosphatase and phosphate transport were upregulated in the mycobiont, but absent in the photobiont, which upregulated genes for ATPase, arguing for transport of inorganic phosphates from the mycobiont to the photobiont. The upregulation of photosynthate transport reinforces that the photobiont is the main breadwinner providing reduced carbon to the symbiosis, and the mycobiont reciprocates by supplying the photobiont with other elements, such as phosphorous and nitrogen, calcium, magnesium, manganese, copper and iron extracted from the substrate through weathering (Adamo & Violante, 2000), and importantly, water (Honegger, 1991).

Tripartite lichens and cyanolichens benefit from nitrogen fixed by cyanobacteria (Honegger, 1993; Almendras et al., 2018), involving significant symbiotic interaction. In a tripartite lichen, Peltigera aphthosa, nitrogen fixed by Nostoc sp. cyanobacteria was transferred to both, the mycobiont, which incorporated it into amino acids (e.g. alanine, aspartate, glutamine and glutamate), and the Coccomyxa photobiont. Over 95% was fixed as NH4 +, supported by cyanobacterial CH3NH3 +‐ and NH4 +‐specific transporters and requiring the activity of glutamate dehydrogenase in cyanobacteria (Kershaw & Millbank, 1970; Rai et al., 1980, 1983), although further evidence is needed for a better appreciation of the biochemical pathways involved in nitrogen fixation and transport, and their mutual regulation in the tripartite symbiosis. In addition, lichens also host potentially nitrogen‐fixing eubacteria, whose diversity is greater in chlorolichens than in cyanolichens (Almendras et al., 2018). Therefore, we suggest that in the differentiation stage, the microbiota could commence supporting the symbiosis, either by directly supplying nutrients to the primary symbionts or indirectly by nutrient release from a decaying microbiota fraction, that is from dead bacteria or fungi.

2. Secondary lichen products benefit the established symbiosis

Lichens can produce over 1000 known secondary metabolites, including polyketides such as anthraquinones, chromones, depsides, depsidones, lactones, usnic acid and xanthones. As their occurrence and abundance often correlates well with phylogenetic lineages, they are used as a mainstay in lichen chemosystematics (Calcott et al., 2018). Most polyketides are deposited as extracellular crystals on the hyphal cell walls in the upper cortex of the thallus, for example atranorin, parietin and usnic acid, or as granules within hyphae, for example melanins, whereas others accumulate in the medulla, for example physodic acid, physodalic acid, lecanoric acid and protocetraric acid (Solhaug & Gauslaa, 1996; Solhaug et al., 2009; Suno et al., 2021; Daminova et al., 2022). However, it should be noted that not all fungi produce crystallized compounds in the lichenized thallus, notably cyanolichens. Polyketide biosynthetic pathways have not been fully characterized, but genes encoding polyketide synthases constitute one of the largest gene families in fungi, and recent genomic studies reflect the increasing interest in pathway genes generating these compounds (Singh et al., 2021a,b; Gerasimova et al., 2022). The antimicrobial, allelopathic and antiherbivore properties of many secondary lichen metabolites point to pivotal roles in protecting lichen thalli from biotic stress factors, including in fungus–fungus competition with common moulds, while those with other properties, such as antioxidant and photoprotective properties lend further support to the established symbiosis (Calcott et al., 2018; for review). Protection from, and competition with other organisms contributes to shaping community structure and the distribution of individual lichen species (Armstrong & Welch, 2007). For example, lichen substances released into the environment can have allelopathic effects towards other fungi, bacteria, algae, mosses and vascular plants, and also other lichens via influencing photosynthesis, respiration, transpiration, protein and nucleic acid synthesis, membrane ion transport and permeability (Macias et al., 2007). Lichen acids such as vulpinic acid, evernic acid and stictic acid exert allelopathic effects within lichen communities, although lichenized fungi have a higher tolerance as compared to non‐lichenized fungi (Whiton & Lawrey, 1984). Usnic acid is toxic to non‐lichen‐forming microalgae such as Chlamydomonas reinhardii (Schimmer & Lehner, 1973) and Scenedesmus quadricauda (Bačkor et al., 2010), and the moss Physcomitrella patens (Goga et al., 2020). Usnic acid, norstictic acid and parietin are also allelopathic to rock‐inhabiting fungi, other green algae and cyanobacteria (Gazzano et al., 2013). Lichen photobionts such as Trebouxia erici appear to tolerate usnic acid better, although exogenous application of usnic acid and vulpinic acid can inhibit photobiont growth (Bačkor et al., 1998, 2010). Therefore, polyketides produced by lichen mycobionts help sustaining the symbiosis by protection from biotic stress factors, and may also play a role in regulating the number of photobiont cells within a thallus. On the contrary, certain polyketides such as atranorin, usnic acid, and anthraquinones produced by the mycobiont can act as ‘sun‐screen’ pigments in the upper cortex, regulating the amount of incident light received by the photobiont (Solhaug et al., 2003; Beckett et al., 2021).

Polyketide production by axenically cultured mycobionts differs from that of resynthesizing myco‐ and photobiont co‐cultures (Sveshnikova & Piercey‐Normore, 2021) and does not necessarily correspond to the set of polyketides found in lichen thalli collected in nature. In addition, specific conditions of temperature, light and water availability, and growth media with added sugars or sugar alcohols appear to be required for the production of specific secondary metabolites (Stocker‐Wörgötter, 2002; Elshobary et al., 2016). Associated ascomycete or basidiomycete fungi can influence the production of secondary lichen metabolites (Spribille et al., 2016; Asplund et al., 2018), and in turn, secondary metabolites deposited extracellularly on a lichen can influence bacterial growth, and thus the composition of the lichen microbiota, as summarized by Grimm et al. (2021). The mere existence of the lichen microbiota implies that lichen‐associated bacteria have adapted tolerance of lichen compounds. Interestingly, certain gene clusters encoding secondary metabolite synthases are downregulated in Cladonia rangiferina co‐cultured with its compatible photobiont, suggesting that potential allelopathic effects towards the photobiont can be avoided in the early stages of lichenization (Sveshnikova & Piercey‐Normore, 2021). Which compounds precisely are affected is not yet clear and considering the large number of gene clusters for biosynthetic pathways present in lichens genomes, linking all biosynthetic genes with products will be a tall order. The differential regulation of these genes is in accordance with the early finding of differential methylation patterns in secondary metabolite genes during lichenization (Armaleo & Miao, 1999). Taken together, the findings discussed in this section suggest that the production of the set of secondary metabolites typically found in a fully formed thallus requires stimuli from the environment, the photobiont and other co‐habitants within the thallus. However, whereas secondary lichen metabolites are key to sustain the fully formed thallus, their downregulation in the early stages of lichenization implies that they are unwanted while establishing first contact. Whether the switch from down‐ to upregulating polyketide synthesis occurs already in the incorporation stage, the differentiation stage or even after establishing a co‐habiting microbiota, is yet to be seen.

3. Molecules conferring desiccation tolerance

A key trait of fully established lichen thalli is their remarkable ability to survive desiccation. Desiccation tolerance is often defined as the capability of surviving drying to the air‐dry state at relative humidities below 65%, corresponding to a drop in absolute water content to or below 0.1 g H2O g−1 dry mass and a water potential of ≤ −100 MPa, and is believed to occur in almost all, if not all, lichens (Kranner et al., 2008). Such extremely low water contents can induce ‘vitrification’, that is transition to a ‘glassy state’, of cytoplasmic components dominated by proteins and sugars, causing metabolism to come to a standstill (Kranner et al., 2008; Candotto Carniel et al., 2021). This state of ‘suspended life’ supports survival under extreme environmental conditions, such as circumpolar habitats that are often dominated by lichens – which is why lichens are often called ‘extremophiles’, as they can thrive under environmental conditions too harsh for vascular plants that rapidly outcompete the slow‐growing lichens under more favourable conditions.

Desiccation is associated with oxidative damage, molecular crowding and Maillard reactions causing damage to macromolecules and subcellular organization, and surviving with almost no water is based on constitutive and inducible protection (Kranner et al., 2008; Candotto Carniel et al., 2016; Oliver et al., 2020). Briefly, known protection mechanisms include an efficient antioxidant system, ‘late embryogenesis abundant’ (LEA)‐like proteins or ‘dehydrins’ and ‘desiccation related proteins’ (DRPs), nonreducing sugars and sugar alcohols (Kranner et al., 2005, 2008, 2010; Banchi et al., 2018). Together with other ‘natural deep eutectic solvents’ (NADES), these compounds may form ‘functional liquid media’ capable of dissolving molecules of low water solubility (du Toit et al., 2021), supporting survival during and after drying. LEA‐like proteins likely act as molecular shields and together with non‐reducing sugars, substitute for water, maintaining the spacing between and within macromolecules (Tunnacliffe & Wise, 2007), avoiding molecular crowding, Maillard reactions and cellular collapse upon desiccation. While a ‘dual role’ for lichen sugar alcohols, being main carbon sources and contributing to desiccation tolerance, has recently been reviewed (Kranner et al., 2022; Spribille et al., 2022), the involvement of protective proteins in lichen desiccation tolerance has not been investigated, although postulated earlier (Kranner & Lutzoni, 1999), and supported by the finding that constitutively expressed LEA‐like proteins are present in Trebouxia photobionts (Candotto Carniel et al., 2016). Furthermore, hydrophobins, small cysteine‐rich, hydrophobic proteins on the cell surface of the mycobiont, could play important roles in keeping air‐filled spaces within stratfied foliose and fruticose lichen thalli during water saturation, potentially contributing to oxidative stress avoidance (Honegger, 1993).

Extracellularly deposited lichen polyketides (polyphenols especially) have significant in vitro antioxidant activities (Fernández‐Moriano et al., 2016). However, survival of desiccation requires scavenging of reactive oxygen species formed upon desiccation by intracellular antioxidants, especially in the light. It is not known whether antioxidants are released extracellularly by free‐living lichen mycobionts and photobionts, but evidence exists that lichenization is accompanied by mutual upregulation of protective systems, shown for the lichen Cladonia vulcani (Kranner et al., 2005). Without fungal contact, the alga Trebouxia excentrica tolerates only very dim light and its carotenoid‐based photoprotection is only partially effective, and without the alga, the glutathione‐based antioxidant system of the fungus is slow and ineffective. However, in the fully formed thallus, antioxidant and photoprotective mechanisms are more effective by orders of magnitude compared with its isolated partners (Kranner et al., 2005), vaguely reminiscent of a very different symbiosis, in which photosynthetic sea slugs induce protective changes (such as elevating the plastoquinone pool) to the chloroplasts they steal from algae (Havurinne & Tyystjarvi, 2020). This mutually enhanced resistance to oxidative stress together with enhanced desiccation tolerance supports life above ground in the form of the Cladonia vulcani miniature skyscraper, increasing the chance of dispersal of reproductive propagules and ensuring the symbionts' joint evolutionary success (Kranner et al., 2005). The ability of prospective lichen symbionts to survive desiccation already before lichenization is a very likely pre‐requisite for them to form a lichen. However, the symbiosis appears to prime the symbionts for becoming even hardier towards the environmental changes, such as elevated irradiance and air dryness, associated with leaving their hidden life below ground, or in shaded habitats such as soil, bark or rock. Moreover, desiccation tolerance requires great cell wall flexibility to support recurrent cellular shrinkage and swelling upon desiccation and rehydration, as shown for isolated lichen photobionts (Gonzalez‐Hourcade et al., 2020). Whereas information on the responses of lichens and, less so, on their isolated primary symbionts, to desiccation and rehydration is available, the effects on the lichen microbiota are still to be investigated.

V. Outlook

Many symbioses are formed by including a symbiotic partner in an already established host, or a specific organ of that host, for example roots, symbiosomes and other parts of a macrosymbiont. Lichens differ from these cases, as their thalli arise as a symbiotic structure from the very beginning of a microbial encounter, which requires recognition of the partners and maintenance of the partnership from the earliest stages onwards. Here, we summarized the current knowledge about key metabolites apparently involved in this process. The emerging picture suggests that various metabolite groups work in a concerted manner throughout the various stages of lichenization, with elicitors including lectins and certain cyclic peptides – and surely many other molecules will be found to contribute – supporting contact in the early stages of lichenization. Sugars and sugar alcohols, being the main carbon sources first involved in attracting a prospective mycobiont and later shunted between the symbionts, are very likely pivotal players throughout all stages of lichenization, together with other compound groups, such as secondary lichen products and antioxidants, that contribute to maintaining the fine‐tuned symbiotic interplay within the fully established thallus, and in participation with the lichen microbiota (Fig. 6). This suggests a shifting spectrum of regulatory metabolites from the first encounter of the partners through to stabilizing the fully established lichen thallus. It will be interesting to study, whether and in which way the above‐mentioned metabolite groups contribute to epigenetic regulation of gene expression through DNA methylation, as such a regulation has already been demonstrated in other symbioses (e.g. Satge et al., 2016; Li et al., 2018). As lichens often grow under austere conditions, it would seem plausible to assume a sustained epigenetic adjustment of symbiotic transcriptomes, a sort of mutual parameter setting, and this may comprise a mutual down‐regulation of defence systems to enable contact. Furthermore, thalli evolved in distantly related fungi, and there are different trajectories to what has convergently evolved in more complex stratified forms. Certainly, much more work lies ahead of us to better understand the process of lichenization from the precontact stage to basal or complex thalli, and the role of metabolites in lichenization. We are convinced that a plethora of further metabolites are yet to be identified, given the tremendous diversity of lichens and the fact that they involve rather different lineages of fungi.

Fig. 6.

Fig. 6

Summary of metabolite groups and signalling molecules proposed to be involved in lichenization. Compounds involved in the five stages of lichenization, none of which are envisaged to be exclusive to a specific phase, are represented in shades from grey to black; darker shades denote a proposed greater contribution to lichenization, also in the bar representing the microbiota. Compounds that elicit contact, such as lectins and cyclic peptides, appear to dominate the early stages, whereas carbon exchange between the symbionts, phytohormone signalling and protection from oxidative damage are suggested to be involved in the lichenization process throughout all stages, whereas polyketides and nutrition with non‐carbon‐based elements such as nitrogen and phosphorous support establishment and maintenance of the thallus, together with the microbiota acquired during and after completion of lichenization.

Competing interests

None declared.

Acknowledgements

We would like to thank Thomas Roach, Erwann Arc and two anonymous referees for their valuable comments, and the Austrian Science Fund (FWF), project P32092‐B32 granted to IK, and the Italien‐Zentrum of the University of Innsbruck to GP for financial support.

Data availability

Data sharing is not applicable to this article as no new data were created or analysed in this study.

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