Skip to main content
JAC-Antimicrobial Resistance logoLink to JAC-Antimicrobial Resistance
. 2024 Mar 22;6(2):dlae051. doi: 10.1093/jacamr/dlae051

Carbapenem-resistant Enterobacterales among hospitalized patients in Cape Town, South Africa: clinical and microbiological epidemiology

Hafsah Deepa Tootla 1, Elizabeth Prentice 2,3, Clinton Moodley 4,5, Gert Marais 6,7, Nyasha Nyakutira 8, Kessendri Reddy 9,10, Colleen Bamford 11,12, Abraham Niehaus 13, Andrew Whitelaw 14,15, Adrian Brink 16,17,18,; Members (collaborators) of the Cape Town Antimicrobial Stewardship Study Alliance (CT-ASSA) b
PMCID: PMC10959510  PMID: 38523732

Abstract

Background

Carbapenem-resistant Enterobacterales (CRE) are a substantial problem in Cape Town. CRE epidemiology is largely unknown and mortality remains high.

Objectives

To describe and characterize the clinical and microbiological epidemiology of CRE within Cape Town hospitals to better inform therapy with regard to current and novel antibiotics, as well as improve antimicrobial stewardship (AMS), and infection prevention and control (IPC).

Methods

This prospective, multicentre study performed between 1 November 2020 and 30 November 2022, across three public and three private hospitals included hospitalized participants with CRE from clinical cultures. Participant demographics, clinical information and microbiology results were collected and analysed.

Results

Ninety percent of participants were from public hospitals. The age distribution ranged from 7 days to 88 years. Notable risk factors for CRE infection included recent exposure to antibiotics, medical devices and surgery. The most prevalent species was Klebsiella pneumoniae. However, a higher proportion of Serratia marcescens compared with previous reports was identified. The detected carbapenemases were blaOXA-48-like (80%) and blaNDM (11%). With the exception of amikacin (63%), tigecycline (65%), colistin (95%) and ceftazidime/avibactam (87%), susceptibility to antibiotics was low.

Conclusions

This study identified common risk factors for CRE infection and generated a description of carbapenemase enzymes, species distribution and antibiograms, enabling a better understanding of CRE epidemiology. This provides insights into transmission patterns and resistance determinants of CREs, beneficial to informing data-driven regional patient management, AMS and IPC strategies.

Introduction

In 2017, the WHO published a list of priority pathogens for which the development of effective antibiotics is urgently needed.1 Carbapenem-resistant Enterobacterales (CRE) are listed as critical pathogens and until the new β-lactam/β-lactamase inhibitor combinations (BLICs) became available, colistin was the last line of defence against these pathogens.1,2

In South Africa, carbapenemase-producing Enterobacterales emerged in 2011 with the detection of NDM and Klebsiella pneumoniae carbapenemase (KPC). The detection of oxacillinase-48 (OXA-48) and one of its variants, OXA-181, followed in 2012.3,4 National surveillance initially described a predominance of NDM (59%) followed by OXA-48 and its variants (29%), from 1503 CRE isolates between 2012 and 2015, mainly cultured from blood (25%) and urine (22%).5 Outbreaks of both large across-province and smaller institutional clonal outbreaks of OXA-181-producing K. pneumoniae, respectively, were also described between 2012 and 2016.6,7 Subsequent national surveillance of CRE bacteraemia between 2015 and 2018, from 895 isolates, demonstrated a shift in the predominant carbapenemase to OXA-48 and variants (52%), followed by NDM (34%).8 Recent national surveillance of CRE bacteraemia between 2019 and 2020 confirmed these findings in 1082 isolates, where the most common carbapenemase detected was still OXA-48 and variants (76.8%), although increasing in proportion. This was followed by NDM (21.1%).9 Whilst KPC3 was one of the first carbapenemases to be described in South Africa, similar to IMI-2,10 VIM,6,11,12 GES6,12,13 and IMP,11,12 they have infrequently been identified locally.

K. pneumoniae has consistently been the most frequent species isolated from national surveillance. However, the proportion of K. pneumoniae isolated has increased from 60% to 80% between 2012 and 2020. Enterobacter cloacae complex (6%–14%) and Serratia marcescens (5%–6%) have also commonly been isolated.5,8,9

The number of CRE causing infection is rapidly increasing, the epidemiology continues to evolve, and the high mortality associated with these pathogens has escalated the situation to not only a public health priority, but also a clinical emergency.2,8,9 Apart from a few institutional reports,7,14 the clinical, microbiological and molecular epidemiology of CRE in Cape Town is mostly unknown. Recently, marked increases in CRE have been noted at both public and private hospitals in the city, in line with the rest of South Africa. However, these increases in CRE have not been fully analysed, either with regard to transmission or genetic repertoire.

An in-depth understanding of the CRE epidemiology will allow for better-informed therapeutic interventions with regard to old and new antibiotics, as well as improved antimicrobial stewardship (AMS), by facilitating evidence-based empirical and directed therapy in our setting. Furthermore, effective infection prevention and control (IPC) interventions necessitate data-driven strategies.

Therefore, this study aims to address some of this need, by describing and characterizing the clinical, microbiological and molecular epidemiology of CRE within the Cape Town Metropole, across public and private hospitals.

Methods

Study design, setting and population

This was a prospective, multicentre study. Participants were recruited via convenience sampling between 1 November 2020 and 30 November 2022, from three participating public hospitals (Groote Schuur Hospital, Red Cross War Memorial Children’s Hospital and Tygerberg Hospital) and three participating private hospitals (Mediclinic Panorama, Netcare Christiaan Barnard Memorial Hospital, Netcare Blaauwberg Hospital) in Cape Town, Western Cape, South Africa. Further information about each hospital is available in Table S1 (available as Supplementary data at JAC-AMR Online).

Inclusion criteria

Hospitalized participants from whom phenotypic CRE (resistant to ertapenem, imipenem or meropenem) was isolated from clinical cultures obtained from any anatomical site during the study period (Figure 1).

Figure 1.

Figure 1.

Flow diagram representation of participant inclusion in the study.

Exclusion criteria

Duplicate or new CREs isolated from an already recruited participant (irrespective of whether the duplicate or new CRE was isolated from the participant during a subsequent admission to a different participating hospital), and participants with CRE isolated from surveillance cultures (rectal swabs, stool) were excluded. Enterobacterales with intrinsic reduced susceptibility to the carbapenems, such as Proteus spp., Providencia spp. and Morganella spp. with isolated imipenem resistance were not considered as CRE organisms, and participants from whom these organisms were cultured were also excluded.

Bacterial identification and susceptibility testing methods

Bacterial isolates were cultured, identified and had routine susceptibility testing performed at microbiology laboratories serving the respective hospitals. Carbapenemase detection was also routinely performed at these laboratories with the RESIST-4 O.K.N.V. (Coris BioConcept, Belgium) lateral flow assay or the Xpert Carba-R (Cepheid, USA) PCR. These laboratories are accredited by the South African National Accreditation System and include two public laboratories [National Health Laboratory Service (NHLS) laboratories at Groote Schuur Hospital and Tygerberg Hospital] and two private laboratories (Pathcare and Ampath). The study group did not perform confirmatory testing of isolate identification, routine susceptibility results or carbapenemase results.

Identification of bacterial isolates was performed using the VITEK 2 automated system (bioMérieux, France) or the MALDI-TOF VITEK MS (bioMérieux) platform. Susceptibility testing was performed using the VITEK 2 automated system (bioMérieux), Kirby–Bauer disc diffusion, ETEST (bioMérieux) gradient diffusion, or broth microdilution methods where relevant. Results of antibiotic susceptibility tests were interpreted using the CLSI (NHLS and Pathcare laboratories) or the EUCAST (Ampath laboratories) guidelines for the relevant year. Ceftazidime/avibactam ETEST (bioMérieux) MIC and colistin broth microdilution MIC were performed on selected isolates by participating laboratories. When these specific MIC results were not available from participating laboratories, the study group referred the isolates to Ampath laboratories for testing.

Informed consent

In-person or telephonic informed consent from participants or legal guardians, in the case of minors, was obtained. Similarly, informed consent was obtained from relatives when participants were too unwell to give consent, or had died.

Data collection and statistical analysis

Participant demographics, clinical information (including outcome status within 90 days after discharge) and microbiology results of bacterial isolates were prospectively collected from both the participant and review of paper-based and electronic medical and laboratory reports. Data were collected on a participant questionnaire and folder review document and entered into an electronic database (REDCap) for analysis. Data were analysed using STATA version 14 (College Station, TX, USA).

A descriptive analysis was performed on the demographics and clinical epidemiology of participants and the microbiological characteristics of bacterial isolates. Categorical variables were summarized using proportions and percentages, and continuous variables were summarized as medians with IQRs. Univariable and multivariable logistic regression analysis was performed to investigate factors that may be associated with in-hospital mortality. A sample size estimate for the logistic regression analysis was not performed. Variables were selected a priori based on the likelihood to contribute to death. Variables were included in the multivariable analysis if the P value was ≤0.2 in the univariable analysis. A P value of 0.05 was regarded as statistically significant.

Study definitions

The definition of MDR organisms (MDROs) included CRE, carbapenem-resistant Acinetobacter baumannii, carbapenem-resistant Pseudomonas aeruginosa, VRE and MRSA.

Ethics

This study adhered to the principles outlined in the Declaration of Helsinki. Ethical approval for the study (HREC 096/2020), as well as for an isolate and clinical data biorepository (HREC R009/2020), was obtained from the University of Cape Town Human Research Ethics Committee. Ethical approval was also obtained from Stellenbosch University Health Research Ethics Committee as part of a reciprocal review (N21/01/002_RECIP_UCT_096/2020).

Results

Clinical, epidemiological and microbiological data were collected from 117 patients during the study period (Table 1). Ninety percent (n = 105/117) of study participants were from three public hospitals, with the remainder from three private hospitals (10%, n = 12/117).

Table 1.

Clinical and epidemiological characteristics of study participants

Variable Participants
n %
Gender (N = 117)
 Male 60 51
 Female 57 49
Age (N = 117)
 <28 days (neonates) 6 5
 <10 years 23 20
 10–20 years 2 2
 20–40 years 27 23
 40–60 years 39 33
 60–80 years 18 15
 >80 years 2 2
Presence of comorbidities (N = 108)
 Yesa 55 51
 No 53 49
Hospitalization in the year preceding positive CRE sample collection (N = 103)
 Yesb 45 44
 No 58 56
Surgical history (N = 104)
 Yesc 88 85
 No 16 15
Antibiotic exposure in the 30 days prior to positive CRE sample collection or current hospital admission (N = 109)
 Yes 108 99
 No 1 1
Presence of medical device at any time from admission to positive CRE sample collection (N = 107)
 Yesd 95 89
 No 12 11
Area of admission at the time of positive CRE sample collection (N = 109)
 ICU and high care unit 52 48
 Wardse 57 53
Previous colonization or isolation of an MDR organism (N = 117)
 Yesf 39 33
 No 78 67
Housing status (N = 114)
 Housing with indoor toilet and indoor water supply 98 86
 Housing/informal shelter without indoor toilet and indoor water supply 16 14
Interprovince (interstate) or international travel in the 12 months prior to positive CRE sample collection (N = 110)
 Yes 4 4
 No 106 96
In-hospital outcome (N = 115)
 Discharged 82 71
 Died 33 29
Outcome of participant after discharge (N = 82)
 Readmission to hospital within 90 days after discharge 35 43
 Died within 90 days after discharge 4 5

aHIV (n = 17), TB (n = 16), chronic kidney disease (n = 14), diabetes mellitus (n = 10), haematological malignancy (n = 10), chronic gastrointestinal (including liver and pancreas) disease (n = 8), cardiovascular disease (n = 7), chronic pulmonary disease (n = 7), hypertension (n = 3), cerebrovascular disease (n = 2), organ malignancy (n = 1), cryptococcosis (n = 1), recurrent brain abscess (n = 1), hypercholesterolaemia (n = 1).

bOne previous admission to hospital (n = 19),  ≥ 2 previous admissions to hospital (n = 20), number of previous hospital admissions unknown (n = 6).

cGastrointestinal surgery (n = 45), skin and soft-tissue debridement or drainage (n = 10), cardiothoracic surgery (n = 9), obstetric and gynaecological surgery (n = 2), neurosurgery (n = 1), other surgery (n = 21).

dUrine catheter (n = 76), central venous catheter (n = 65), nasogastric tube (n = 45), endotracheal tube (n = 36).

eMedical or surgical ward (n = 45), burns ward (n = 5), non-haematological oncology and transplant ward (n = 5), haematological oncology ward (n = 2).

fCRE (n = 28), carbapenem-resistant Acinetobacter species (n = 5), carbapenem-resistant P. aeruginosa (n = 4), MRSA (n = 2).

Demographics and clinical characteristics

A description of the study population is presented in Table 1. Fifty-one percent (n = 60/117) were male participants. The age distribution ranged from 7 days to 88 years. The overall median age was 41 years (IQR 10–53). Children younger than 10 years accounted for 25% of the study population and the median age of this population was 122 days (IQR 43–676). The median time from admission to positive CRE sample collection was 15 days (IQR 8–35). In participants where data were available, 48% (n = 52/109) of participants were in the ICU at the time of positive CRE sample collection. Fifty-one percent (n = 55/108) had at least one underlying medical condition, of which the most common were HIV infection (31%, n = 17/55), TB (29%, n = 16/55) and chronic kidney disease (25%, n = 14/55). Forty-four percent of participants (n = 45/103) had previously been admitted to hospital, with 45% (n = 20/45) having at least two previous hospital admissions. Eighty-five percent (n = 88/105) of participants had at least one surgical procedure within 1 year prior to the positive CRE sample collection, with gastrointestinal tract surgery (51%, n = 45/88) being the most common. Almost all participants had received antibiotics within 30 days prior to their current admission or positive CRE sample collection (99%, n = 108/109). Most participants (89%, n = 95/107) had at least one medical device in situ at any time from admission to the time of positive CRE sample collection. Urine catheters (80%, n = 76/95) and central venous lines (68%, n = 65/95) were the most common. An MDRO had been previously isolated from thirty-three percent (n = 39/117) of participants, either from a clinical sample or from a surveillance sample, within the year prior to the current positive CRE sample. Gram-negative MDROs were the most common previously isolated (95%, n = 37/39) organisms, of which the most frequent was CRE (78%, n = 28/39). No VRE were previously isolated, but MRSA had been isolated from two patients (5%, n = 2/39) within the year prior to the current positive CRE sample. Most participants lived in formal housing with a plumbed water supply and indoor toilet (86%, n = 98/114) and had no interprovince (interstate) or international travel in the year prior to the positive CRE sample collection (96%, n = 106/110).

Characteristics of CRE isolates

Klebsiella species were the predominant CRE isolates (74%, n = 87/117), with K. pneumoniae (n = 85) the most common, accompanied by one Klebsiella oxytoca isolate and one Klebsiella variicola isolate (identification confirmed by WGS), as outlined in Table 2. The other CRE species isolated included S. marcescens (11%, n = 13/117), E. cloacae (7%, n = 8/117), Citrobacter freundii (4%, n = 5/117), Escherichia coli (2%, n = 2/117) and Providencia rettgeri (2%, n = 2/117).

Table 2.

Microbiology and antibiotic susceptibility of CRE isolates

Variable n %
CRE species isolated (N = 117)
   Klebsiella speciesa 87 74
   S. marcescens 13 11
   E. cloacae 8 7
   C. freundii 5 4
   E. coli 2 2
   P. rettgeri 2 2
Carbapenemase (N = 79)
   blaOXA-48-like 63 80
   blaNDM 9 11
   Not detected 10 13
Sample type from which CRE was isolated (N = 117)
 Sterile 75 64
   Blood culture 43 57
   Tissue 12 16
   Fluid 20 27
 Non-sterile 42 36
   Urine 21 50
   Respiratory sample 9 21
   Intraoperative pus/pus swab 10 24
   Central venous catheter tip 2 5
Carbapenem MIC (mg/L)
  Ertapenem (N = 114)
   ≤0.5 17 15
   >0.5 and ≤8 32 28
   >8 65 57
Imipenem (N = 117)
   ≤1 42 36
   >1 and ≤8 40 34
   >8 35 30
Meropenem (N = 117)
   ≤1 37 32
   >1 and ≤8 31 26
   >8 49 42
Colistin (N = 95)b
   ≤2 90 95
   ≥4 5 5
Ceftazidime/avibactam (N = 99)c
   ≤8/4 86 87
   ≥16/4 13 13

a K. pneumoniae (n = 85), K. oxytoca (n = 1), K. variicola (n = 1).

bExcludes CRE with intrinsic resistance to colistin, determined by broth microdilution.

cExcludes NDM-producing CRE.

Carbapenemase testing was performed on 79 isolates (68%), and only blaOXA-48-like (80%, n = 63/79) and blaNDM (11%, n = 9/79) were detected. Three (4%, n = 3/79), of these isolates had both blaOXA-48-like and blaNDM detected. In 10 isolates (13%), no carbapenemase was detected.

Overall susceptibility to the non-β-lactam antibiotics was: tigecycline (excluding isolates with intrinsic resistance) 65% (n = 53/81); amikacin 63% (n = 71/113); gentamicin 14% (n = 16/115); tobramycin 21% (n = 6/29); ciprofloxacin 6% (n = 7/114); trimethoprim/sulfamethoxazole 12% (n = 14/115); nitrofurantoin 4% (n = 1/28) and colistin (excluding isolates with intrinsic resistance) 95% (n = 90/95). The median colistin MIC (n = 95) (excluding isolates with intrinsic resistance) was 1 mg/L (IQR 0.5–1). Susceptibility to ertapenem, imipenem and meropenem was 15% (n = 17/114), 36% (n = 42/117) and 32% (n = 37/117), respectively (Figure 2). The median ertapenem, imipenem and meropenem MIC was 32 mg/L (IQR 1–32), 2 mg/L (IQR 1–32) and 4 mg/L (IQR 0.5–32), respectively. Susceptibility to ceftazidime/avibactam (excluding NDM-producing isolates) was 87% (n = 86/99) and the median ceftazidime/avibactam MIC (n = 99) (excluding isolates with NDM carbapenemase production) was 1 mg/L (IQR 0.5–1). Of the non-NDM-producing ceftazidime/avibactam-resistant isolates (13%, n = 13/99), no carbapenemases were detected (n = 4), or the isolates were not tested for the presence of a carbapenemase (n = 9).

Figure 2.

Figure 2.

Antibiotic susceptibility of CRE expressed as proportion (%) susceptible.

Mortality and outcome

The all-cause in-hospital mortality rate was 29% (n = 33/115). The median time from positive CRE sample collection to death was 27 days (IQR 14–38).

For patients who were discharged (71%, n = 82/115), the median time from positive CRE sample collection to discharge was 19 days (IQR 11–39). Of the participants who were discharged, 43% (n = 35/82) were readmitted to hospital (all-cause) within 90 days from discharge, and 5% (n = 4/82) died (all-cause) within 90 days after discharge.

In the univariable logistic regression analysis, being in the ICU at the time of CRE sample collection, previous isolation of an MDRO and isolation of CRE from a sterile sample significantly increased the odds of in-hospital mortality. However, this significance was not confirmed by multivariable logistic regression analysis (Table 3).

Table 3.

Univariable and multivariable analysis of variables associated with in-hospital mortality in hospitalized patients with CRE

Variable Alive (n) Died (n) Unadjusted OR (95% CI) P value Adjusted OR (95% CI) P value
Gender
 Male 42 16 Ref NA NA
 Female 40 17 1.12 (0.50–2.5) 0.79
Age (years)
 <20 24 7 Ref NA NA
 20–40 18 9 1.71 (0.54–5.48) 0.36
 40–60 28 11 1.35 (0.45–4.02) 0.59
 60–80 11 5 1.56 (0.40–6.02) 0.52
 >80 1 1 3.43 (0.19–62.10) 0.40
Presence of comorbidities
 No 38 15 Ref NA NA
 Yes 38 16 1.07 (0.46–2.46) 0.88
Hospitalization in the year preceding positive CRE sample collection
 No 41 16 Ref NA NA
 Yes 35 9 0.66 (0.26–1.67) 0.38
Surgical history
 No 12 3 Ref NA NA
 Yes—gastrointestinal surgery 33 11 1.33 (0.32–5.61) 0.70
 Yes—non gastrointestinal 29 14 1.93 (0.47–7.96) 0.36
Presence of medical device at any time from admission to positive CRE sample collection
 No 10 2 Ref NA NA
 Yes 63 30 2.38 (0.49–11.55) 0.28
Area of admission at the time of positive CRE sample collection (N = 109)
 Wards 45 12 Ref
 ICU and high care unit 32 18 2.11 (0.89–4.98) 0.09 0.88 (0.79–4.72) 0.15
Previous colonization or isolation of MDR organism
 No 60 16 Ref
 Yes 22 17 2.90 (1.25–6.71) 0.01 2.08 (0.84–5.15) 0.11
Sample type
 Non-sterilea 35 7 Ref
 Sterileb 47 26 2.77 (1.08–7.10) 0.03 2.40 (0.90–6.41) 0.08
Organism
 Non-Klebsiella species 22 7 Ref NA NA
Klebsiella species 60 26 1.36 (0.52–3.58) 0.53

NA, not applicable.

aUrine, tracheal aspirate, sputum, pus/pus swab, central venous catheter tip.

bBlood culture, tissue, fluid.

Discussion

Recent publications on the epidemiology of CRE bacteraemia from three public teaching hospitals in the Western Cape demonstrated an increase in the number and proportion of cases between 2015 and 2018 (7% n = 112/1601) and between 2019 and 2020 (14% n = 298/2144).8,9 This alarming situation in the Western Cape follows trends of rising global CRE rates.15–17

Similar to previous studies in South Africa,5,8,9 and globally,15–17 the most prevalent CRE organism in this study was K. pneumoniae. However, of concern is the higher proportion of S. marcescens identified in our study (11%), compared with what has previously been described in South Africa (5%–6%),4,16 as this organism is intrinsically resistant to colistin, further limiting therapeutic options. The only detected carbapenemases were blaOXA-48-like and blaNDM, of which blaOXA-48-like was the most prevalent. This is consistent with previous epidemiology suggesting that detection of blaVIM, blaIMP and blaKPC is uncommon in our setting.5,8,9 Differentiation of these enzymes is important to guide the use of ceftazidime/avibactam, which has recently been registered in South Africa. To preserve its longevity, updated country-specific recommendations are to steward its use within a framework that recognizes the current predominant resistance mechanisms in carbapenem-resistant Gram-negative bacteria.2

With the exception of amikacin, tigecycline and colistin, overall susceptibility to all other non-β-lactam antibiotics that were tested was low, in keeping with what has recently been described.9 In contrast, the proportion of isolates in this study with imipenem and meropenem MICs of >8 mg/L was higher than recently described (30% and 42% of isolates, respectively, compared with 23% and 36% of isolates, respectively) in national surveillance of CRE isolates causing bacteraemia from 2019 to 2020.9 This increase in the proportion of isolates with MICs of >8 mg/L is of serious clinical concern as this excludes imipenem and meropenem as potential treatment for CRE infections, where country-specific stewardship recommendations include them in select patients when the MICs are  ≤ 8 mg/L.2

Although colistin MICs were ≤2 mg/L in almost all isolates, similar to amikacin and tigecycline, colistin usage for CRE infection is limited due its side-effect profile, dosing and administration challenges, and questionable therapeutic efficacy.2,18 Notably, 13% of isolates (excluding NDM-producing isolates, n = 13/99) were resistant to ceftazidime/avibactam. In these isolates no carbapenemases were detected (n = 4) or tested for (n = 9). All tested isolates with only OXA-48-like carbapenemase detected (n = 55) were susceptible to ceftazidime/avibactam. Given that ceftazidime/avibactam has recently been registered in South Africa, and is only effective against specific resistance mechanisms, it is crucial that any gaps in knowledge around resistance-conferring mechanisms to novel antibiotics are identified with ongoing surveillance of susceptibility. Similarly, once the new siderophore cephalosporin cefiderocol becomes registered and available for use in South Africa, resistance and resistance-conferring mechanisms to this antibiotic will have to be monitored.

The most notable risk factors for CRE infection in this study included recent exposure to antibiotics, medical devices or surgery. Although AMS programmes have proved valuable in decreasing antibiotic consumption, antibiotic use in low- and middle-income countries is still comparatively higher than in high-income countries and improved context-based strategies to implement and optimize AMS are needed.19 Additionally, optimal management of medical devices (including reducing inappropriate use) should be effectively incorporated into AMS programmes.

Notably, 25% of the participants with CRE infections were children less than 10 years old. Whilst CRE infections are difficult to treat in adults, this is further exacerbated by limited safety, efficacy and dosing data in children for the ‘last-line antibiotics’ such as tigecycline and colistin and newer BLICs such as ceftazidime/avibactam.18 Additionally, the use of IPC measures such as contact precautions and isolation limits physical movement and social interactions with staff, carers, siblings and other children, and adversely impacts children.20 This highlights that current ‘adult-centric’ treatment options and IPC strategies are even more challenging with paediatric populations, especially in resource-constrained environments such as ours.

Limitations

Whilst this study provided valuable insights into the epidemiology of CRE in Cape Town, there were several limitations and challenges. The impact of the SARS-CoV-2 pandemic on voluntary hospital participation and required approval processes, as well as participant recruitment, was substantial. This resulted in very few private hospitals volunteering to participate in the study. Additionally, participant recruitment was severely impacted due to additional IPC measures implemented in response to the pandemic, which included restriction of study-related research and movement of study-related-staff within participating institutions. Hence, whilst recruitment of participants started in 2020, only a limited number of participants were recruited in 2020 (3%, n = 4/117), with more participants recruited in 2021 (22%, n = 26/117) and most participants recruited in 2022 (74%, n = 87/117). Most of the participants were recruited from the large academic teaching public hospitals. The public hospitals included in the study comprised all three main academic teaching hospitals in Cape Town and the data are most representative of this sector. Therefore, the true burden of CRE in the private sector and within smaller non-academic public hospitals is under-represented in this study. Similarly, the impact of the additional IPC measures may have also influenced CRE transmission dynamics within hospitals, as well as patient travel within and outside of South Africa.

A sample size estimate for variables associated with all-cause mortality in the logistic regression analysis was not performed and may have led to under- or over-representation of this data.

Laboratory-related limitations include not confirming all isolate identification, susceptibility and carbapenemase results with a standardized methodology. Likewise, the usage of both CLSI and EUCAST for susceptibility interpretation, depending on which microbiology laboratory was used, reflects real-life practice in Cape Town. However, it is unlikely that this would have affected the reported antibiogram as most isolates were from laboratories where CLSI criteria are used routinely. Furthermore, routine carbapenemase testing resulted in only 68% of isolates being tested, again reflecting the impact of non-standardized and variable real-life laboratory processing and practices. The CRE incidence or prevalence rate was not calculated, which might have served as a better indicator to evaluate the impact of AMS and IPC interventions. Lastly, despite being a prospective study, due to our medical records and prescription charts predominantly being paper-based, missing data were inevitable and could have affected the demographic and clinical epidemiology, highlighting the need for fully integrated electronic medical record keeping systems.

Conclusions

Despite the limitations, the study generated a description of carbapenemase enzymes and species distribution, enabling a better understanding of the epidemiology and risk factors for CRE. The information should inform data-driven regional patient management, AMS and IPC strategies, which could be beneficial to both public and private healthcare systems. Curtailing the spread and acquisition of CRE necessitates a comprehensive, coordinated and integrated approach including further studies of the determinants and rates of gastrointestinal colonization with CRE.

Supplementary Material

dlae051_Supplementary_Data

Acknowledgements

We acknowledge the invaluable contribution of all members of the Cape Town Antimicrobial Stewardship Study Alliance (CT-ASSA), as well as the Hospital Executives for allowing participation of their intuitions.

Contributor Information

Hafsah Deepa Tootla, Division of Medical Microbiology, National Health Laboratory Service, Red Cross War Memorial Children’s Hospital, Cape Town, South Africa.

Elizabeth Prentice, Division of Medical Microbiology, National Health Laboratory Service, Groote Schuur Hospital, Cape Town, South Africa; Division of Medical Microbiology, Faculty of Health Sciences, University of Cape Town, Cape Town, South Africa.

Clinton Moodley, Division of Medical Microbiology, National Health Laboratory Service, Groote Schuur Hospital, Cape Town, South Africa; Division of Medical Microbiology, Faculty of Health Sciences, University of Cape Town, Cape Town, South Africa.

Gert Marais, Division of Medical Microbiology, National Health Laboratory Service, Groote Schuur Hospital, Cape Town, South Africa; Division of Medical Microbiology, Faculty of Health Sciences, University of Cape Town, Cape Town, South Africa.

Nyasha Nyakutira, Division of Medical Microbiology, Faculty of Health Sciences, University of Cape Town, Cape Town, South Africa.

Kessendri Reddy, Division of Medical Microbiology, National Health Laboratory Service, Tygerberg Hospital, Cape Town, South Africa; Division of Medical Microbiology, Faculty of Medicine and Health Sciences, Stellenbosch University, Cape Town, South Africa.

Colleen Bamford, Division of Medical Microbiology, Faculty of Health Sciences, University of Cape Town, Cape Town, South Africa; Division of Medical Microbiology, Pathcare, Cape Town, South Africa.

Abraham Niehaus, Division of Medical Microbiology, Ampath, Cape Town, South Africa.

Andrew Whitelaw, Division of Medical Microbiology, National Health Laboratory Service, Tygerberg Hospital, Cape Town, South Africa; Division of Medical Microbiology, Faculty of Medicine and Health Sciences, Stellenbosch University, Cape Town, South Africa.

Adrian Brink, Division of Medical Microbiology, National Health Laboratory Service, Groote Schuur Hospital, Cape Town, South Africa; Division of Medical Microbiology, Faculty of Health Sciences, University of Cape Town, Cape Town, South Africa; Faculty of Health Sciences, Institute of Infectious Disease and Molecular Medicine, University of Cape Town, Cape Town, South Africa.

Members (collaborators) of the Cape Town Antimicrobial Stewardship Study Alliance (CT-ASSA):

Claudine Page, Elizabeth Schoeman, Elizma de Klerk, Karin Lategan, Karlien Pienaar, Liezl Henning, Mandy Du Plessis, Nomfundo Maseko, Salome Nel, Melenie Narainsamy, Michelle Vermeulen, Narissa du Toit, Teresa van Heerden, Liza Sitharam, Asa Barendse, Dane Nagel, Jacqueline Prince, Letitia Vass, Rileen Strauss, Rushana Fakier, Catherine Samuel, Marelieze van Zyl, Leigh-Ann Isaacs, Shareefa Hendricks, Amy Dodd, Reecka Daniels, Widaad Zemanay, Judi Van Heerden, Nchimunya Hapeela, Parveen Brown, Zubayr Daniels, Shantelle Claassen, Fadheela Patel, Sharon Vasuthevan, Enid Scott, Esmeralda Ricks, Patricia Curle, and Justyna Wojno

 

Members (collaborators) of the Cape Town Antimicrobial Stewardship Study Alliance (CT-ASSA)

Mediclinic Hospital group: Claudine Page, Elizabeth Schoeman, Elizma de Klerk, Karin Lategan, Karlien Pienaar, Liezl Henning, Mandy Du Plessis, Nomfundo Maseko, Salome Nel, Melenie Narainsamy, Michelle Vermeulen, Narissa du Toit, Teresa van Heerden. Netcare Hospital Group: Liza Sitharam, Asa Barendse, Dane Nagel, Jacqueline Prince, Letitia Vass, Rileen Strauss, Rushana Fakier. Pathcare Laboratory group: Catherine Samuel, Marelieze van Zyl, Leigh-Ann Isaacs, Shareefa Hendricks, Amy Dodd, Reecka Daniels. University of Cape Town Medical Microbiology Group: Widaad Zemanay, Judi Van Heerden, Nchimunya Hapeela, Parveen Brown, Zubayr Daniels, Shantelle Claassen, Fadheela Patel. Life Healthcare Hospital Group: Sharon Vasuthevan, Enid Scott, Esmeralda Ricks, Patricia Curle. Lancet Laboratory Group: Justyna Wojno.

Funding

This study was funded by Pfizer, as an independent medical grant. The National Research Foundation South Africa Thuthuka Grant (TTK200330510813) provided additional funding. The funders had no role in the study design, implementation, data collection, results analysis and reporting.

Transparency declarations

The authors declare no conflicts of interest.

Supplementary data

Table S1 is available as Supplementary data at JAC-AMR Online.

References

  • 1. WHO . Global Priority List of Antibiotic-Resistant Bacteria to Guide Research, Discovery, and Development of new Antibiotics. 2017. https://www.who.int/news/item/27-02-2017-who-publishes-list-of-bacteria-for-which-new-antibiotics-are-urgently-needed.
  • 2. Brink  AJ, Coetzee  J, Richards  GA  et al.  Best practices: appropriate use of the new β-lactam β-lactamase inhibitor combinations, ceftazidime-avibactam and ceftolozane-tazobactam in South Africa. South Afr J Infect Dis  2022; 37: a453. 10.4102/sajid.v37i1.453 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 3. Brink  AJ, Coetzee  J, Clay  CG  et al.  Emergence of New Delhi metallo-beta-lactamase (NDM-1) and Klebsiella pneumoniae carbapenemase (KPC-2) in South Africa. J Clin Microbiol  2012; 50: 525–7. 10.1128/JCM.05956-11 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 4. Brink  AJ, Coetzee  J, Corcoran  C  et al.  Emergence of OXA-48 and OXA-181 carbapenemases among Enterobacteriaceae in South Africa and evidence of in vivo selection of colistin resistance as a consequence of selective decontamination of the gastrointestinal tract. J Clin Microbiol  2013; 51: 369–72. 10.1128/JCM.02234-12 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 5. Perovic  O, Britz  E, Chetty  V  et al.  Molecular detection of carbapenemase-producing genes in referral Enterobacteriaceae in South Africa: a short report. S Afr Med J  2016; 106: 975–7. 10.7196/SAMJ.2016.v106i10.11300 [DOI] [PubMed] [Google Scholar]
  • 6. Lowe  M, Kock  MM, Coetzee  J  et al.  Klebsiella pneumoniae ST307 with blaOXA-181, South Africa, 2014–2016. Emerg Infect Dis  2019; 25: 739–47. 10.3201/eid2504.181482 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 7. Jacobson  RK, Manesen  MR, Moodley  C  et al.  Molecular characterisation and epidemiological investigation of an outbreak of blaOXA-181 carbapenemase producing isolates of Klebsiella pneumoniae in South Africa. S Afr Med J  2015; 105: 1030–5. 10.7196/SAMJ.2015.v105i12.9926 [DOI] [PubMed] [Google Scholar]
  • 8. Perovic  O, Ismail  H, Quan  V  et al.  Carbapenem-resistant Enterobacteriaceae in patients with bacteraemia at tertiary hospitals in South Africa, 2015 to 2018. Eur J Clin Microbiol Infect Dis  2020; 39: 1287–94. 10.1007/s10096-020-03845-4 [DOI] [PubMed] [Google Scholar]
  • 9. Lowe  M, Shuping  L, Perovic  O. Carbapenem-resistant Enterobacterales in patients with bacteraemia at tertiary academic hospitals in South Africa, 2019–2020: an update. S Afr Med J  2022; 112: 545–52. 10.7196/SAMJ.2022.v112i8.16351 [DOI] [PubMed] [Google Scholar]
  • 10. Gqunta  K, van Wyk  J, Ekermans  P  et al.  First report of an IMI-2 carbapenemase-producing Enterobacter asburiae clinical isolate in South Africa. S Afr J Infect Dis  2015; 30: 34–5. [Google Scholar]
  • 11. Lowman  W, Marais  M, Ahmed  K  et al.  Routine active surveillance for carbapenemase-producing Enterobacteriaceae from rectal swabs: diagnostic implications of multiplex polymerase chain reaction. J Hosp Infect  2014; 88: 66–71. 10.1016/j.jhin.2014.06.009 [DOI] [PubMed] [Google Scholar]
  • 12. Singh-Moodley  A, Perovic  O. Phenotypic and genotypic correlation of carbapenemase-producing Enterobacteriaceae and problems experienced in routine screening. S Afr Med J  2018; 108: 495–501. 10.7196/SAMJ.2018.v108i6.12878 [DOI] [PubMed] [Google Scholar]
  • 13. Malande  OO, du Plessis  A, Rip  D  et al.  Invasive carbapenem-resistant Enterobacteriaceae infection at a paediatric hospital: a case series. S Afr Med J  2016; 106: 877–82. 10.7196/SAMJ.2016.v106i9.11028 [DOI] [PubMed] [Google Scholar]
  • 14. Greybe  L, Nuttall  JJC, Brink  AJ  et al.  Descriptive analysis of infections due to New Delhi metallo-β-lactamase-producing Enterobacterales in children at Red Cross War Memorial Children’s Hospital. S Afr J Infect Dis  2022; 37: 440. 10.4102/sajid.v37i1.440 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 15. Brink  AJ. Epidemiology of carbapenem-resistant Gram-negative infections globally. Curr Opin Infect Dis  2019; 32: 609–16. 10.1097/QCO.0000000000000608 [DOI] [PubMed] [Google Scholar]
  • 16. Kotb  S, Lyman  M, Ismail  G  et al.  Epidemiology of carbapenem-resistant Enterobacteriaceae in Egyptian intensive care units using national healthcare-associated infections surveillance data, 2011–2017. Antimicrob Resist Infect Control  2020; 9: 2. 10.1186/s13756-019-0639-7 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 17. Wang  Q, Wang  X, Wang  J  et al.  Phenotypic and genotypic characterization of carbapenem-resistant Enterobacteriaceae: data from a longitudinal large-scale CRE study in China (2012–2016). Clin Infect Dis  2018; 67: S196–205. 10.1093/cid/ciy660 [DOI] [PubMed] [Google Scholar]
  • 18. Bassetti  M, Peghin  M, Mesini  A  et al.  Optimal management of complicated infections in the pediatric patient: the role and utility of ceftazidime/avibactam. Infect Drug Resist  2020; 13: 1763–73. 10.2147/IDR.S209264 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 19. Ya  KZ, Win  PTN, Bielicki  J  et al.  Association between antimicrobial stewardship programs and antibiotic use globally: a systematic review and meta-analysis. JAMA Netw Open  2023; 6: e2253806. 10.1001/jamanetworkopen.2022.53806 [DOI] [PMC free article] [PubMed] [Google Scholar]
  • 20. Alvarez  EN, Pike  MC, Godwin  H. Children’s and parents’ views on hospital contact isolation: a qualitative study to highlight children’s perspectives. Clin Child Psychol Psychiatry  2020; 25: 401–18. 10.1177/1359104519838016 [DOI] [PubMed] [Google Scholar]

Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

dlae051_Supplementary_Data

Articles from JAC-Antimicrobial Resistance are provided here courtesy of British Society for Antimicrobial Chemotherapy and Oxford University Press

RESOURCES