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. 2023 Dec 21;4(2):160–166. doi: 10.1021/acsphyschemau.3c00049

Electron Transfer at Molecule–Metal Interfaces under Floquet Engineering: Rate Constant and Floquet Marcus Theory

Yu Wang †,, Wenjie Dou †,‡,*
PMCID: PMC10979498  PMID: 38560755

Abstract

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Electron transfer (ET) at molecule–metal or molecule–semiconductor interfaces is a fundamental reaction that underlies all electrochemical processes and substrate-mediated surface photochemistry. In this study, we show that ET rates near a metal surface can be significantly manipulated by periodic driving (e.g., Floquet engineering). We employ the Floquet surface hopping and Floquet electronic friction algorithms developed previously to calculate the ET rates near the metal surface as a function of driving amplitudes and driving frequencies. We find that ET rates have a turnover effect when the driving frequencies increase. A Floquet Marcus theory is further formulated to analyze such a turnover effect. We then benchmark the Floquet Marcus theory against Floquet surface hopping and Floquet electronic friction methods, indicating that the Floquet Marcus theory works in the strong nonadiabatic regimes but fails in the weak nonadiabatic regimes. We hope these theoretical tools will be useful to study ET rates in the plasmonic cavity and plasmon-assisted photocatalysis.

Keywords: electron transfer rate, Floquet engineering, molecule–metal interface, nonadiabatic dynamics, Marcus theory

Introduction

Electron transfer (ET) at molecule–metal or molecule–semiconductor interfaces is of interest to many research fields,1 including surface photochemistry,2 surface catalysis,3 chemisorption,4 and dye-sensitized solar cells (DSSCs).5 Depending on whether one changes the chemical structure of the interfaces, there exist chemical and physical means to manipulate the ET processes. Using acceptor units with strong electron-withdrawing capability within dye molecules for DSSCs6 or constructing heterostructures to form a heterojunction in photocatalysis7 falls into the first category. Floquet engineering, on the other hand, serves as a physical means to modulate ET rates without chemical structure modifications.8

Floquet engineering is a term that refers to using external periodic driving to control quantum systems.911 When subjected to external periodic driving, the physical properties of the system can change dramatically. Notably, the hybrid state from the system and the external driving form a type of quantum matter, such that Floquet engineering is a popular tool to achieve new phases of quantum matter, such as Floquet topological insulators,12 Floquet time crystals,13 and Floquet superconductors.14 In reality, periodic driving can be achieved by, for example, surface plasmon, which is the collective oscillations of free electrons in the metal.15 Light, as an electromagnetic field, can also serve as a tool to achieve Floquet engineering. Under such Floquet engineering, the transport of energy and charge in organic semiconductors can be enhanced. For example, the electrical conductivities of different n-type organic semiconductors were enhanced when deposited on top of a plasmonic resonator.16 When a p-type semiconductor was ultrastrongly coupled to plasmonic modes, both the conductivity and photoconductivity were enhanced.17 In a properly designed, strongly coupled system in the cavity, experiments showed efficient energy transfer beyond the Förster limit in spatially separated entangled molecules.18 To the best of our knowledge, there is little theoretical investigation on how ET rates are modified by light or periodic drivings. Therefore, in this study, we provide a theoretical formulation of ET rates under periodic driving conditions, particularly at molecule–metal interfaces.

To solve the time-periodic problem, we can employ Floquet theory. Floquet theory is used to map the time-periodic drivings into a time-independent hybrid quantum state, which accounts for a variety of new phenomena in many quantum systems, including laser-driven atoms,19 strongly correlated electron systems,20,21 electron–phonon systems,22,23 and quantum transport.2427 For simpler model systems, there exist methods based on the Floquet theory, including the Floquet Green function,2830 the Floquet dynamical mean-field theory (DMFT),31,32 and the Floquet scattering theory.3335 For more realistic systems, the Floquet surface hopping (FSH) approach serves as a tool to deal with nonadiabatic molecular dynamics in the gas phase or in solution under the influence of Floquet engineering.36,37

Recently, we developed an alternative Floquet surface hopping method to deal with nonadiabatic molecular dynamics at molecule–metal interfaces.38 The Floquet surface hopping method is based on the Floquet classical master equation (FCME). Furthermore, when the hybrid electron-light states move faster than the nuclear motion (weak nonadiabatic regimes), we can map the FCME into a Floquet–Fokker–Planck (FFP) equation. This mapping greatly simplifies the nonadiabatic dynamics with Floquet drivings, such that one can solve the typical Langevin dynamics with explicit friction and random force from the hybrid electron-light states.39

In this study, we apply our FSH method to study the ET rates at the molecule–metal interface under the influence of Floquet drivings. The model we applied here can be viewed as an extension of the Floquet-driven spin-boson model with one donor coupled to a continuum of acceptors. In the limit of a strong nonadiabatic regime (small molecule–metal couplings Γ), we formulate the Floquet version of the Marcus theory, which agrees with FSH results very well. In the limit of the weak nonadiabatic regime, FEF agrees well with FSH results. In both limits, we find that ET rates increase monotonically as a function of driving amplitudes, whereas there is a turnover effect of ET rates as a function of driving frequencies; namely, the ET rates first increase and then decrease with the driving frequency. Such a turnover effect is further confirmed by our analysis of the gradient of the ET rate with the respective driving frequency. To apply our Floquet Marcus theory for realistic systems, one of the experimental situations is the plasmon-enhanced catalysis, where one uses light to create plasmonic excitation that assists ET rate at molecule–metal interfaces.40 A similar realistic situation is the plasmonic cavity, where the light and matter can be strongly coupled within a cavity.41 The Floquet Marcus theory can be used to study the ET rate inside a plasmonic cavity. We conclude that although the Floquet drivings increase the overall ET rate, there is an optimal driving frequency that maximizes the ET rate. ET rates are widely concerned in the field of electrochemistry or plasmonic cavity; therefore, we believe our theoretical prediction of ET rate modulations by external periodic drivings at the molecule–metal interface could provide a guidance to experiments.

Methods

We consider ET at the molecule–metal interface, where one molecular energy level couples to nuclear DOFs and a continuum of electronic states from the metal surface. The total Hamiltonian of the whole system is given by

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graphic file with name pg3c00049_m003.jpg 3
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Here, we divide the total Hamiltonian into three parts: the molecule Inline graphic, the metal Inline graphic, and the interactions between them Inline graphic. d(d+) and ck(c+k) are the annihilation (creation) operators for an electron at the molecular energy level (subsystem) and at the metal surface (electronic bath). εk is the energy level of electrons in the metal. Vk is the coupling strength between the electronic level in the metal and that in the molecule. E(x) is the on-site energy of the molecular level, which can be an arbitrary function of the nuclear position. V0(x) is the diabatic potential energy surface (PES) of the unoccupied state. We can further define the diabatic PES for the time-independent occupied state as V1(x) = V0(x) + E(x). Without loss of generality, we assume that the diabatic potential V0 is the parabolic

graphic file with name pg3c00049_m008.jpg 5

Here, ω is the frequency of the nuclear motion and m is the mass of the oscillator. Furthermore, we define Inline graphic, where g represents electron–phonon (el–ph) coupling strength and Ed is the energy of the occupied molecular level without Floquet drivings, such that the occupied PES V1(x) = V0(x) + E(x) is the shifted harmonic oscillator.

The periodic driving acting on the molecular energy level has a driving amplitude A and a driving frequency Ω in this model. This external driving can be viewed as light coupling to the dipole of the molecule near the metal surface. The key parameters for this model are the nuclear frequency (ω), the temperature of the metal surface (T), the el–ph coupling strength (g), and the molecule–metal interaction [Γ(ε) = 2πk|Vk|2δ(εk – ε)]. Γ is assumed to be a constant under the wide band approximation.

We also restrict ourselves in the high-temperature regime (kT ≫ ℏω, Γ), such that we can employ the Floquet surface hopping dynamics to treat the nuclear motion classically. The Floquet surface hopping algorithm is proposed in ref (38) to calculate the nonadiabatic dynamics of the electron population under the influence of different Floquet drivings. We then extract the ET rate by exponential fitting for the electron population.42 To be more explicit, in FSH dynamics, we use the phase space densities P0(x, p, t) and P1(x, p, t) to represent the probability density for the electronic molecular level to be unoccupied (occupied) at time t with the nucleus at position (x, p). The equations of motion for the probability densities are given by the FCMEs

graphic file with name pg3c00049_m010.jpg 6
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Note that the FCME is derived under the condition that the bandwidth is much larger than the frequency of the periodic field. The Floquet CME and Floquet Marcus rates can both apply to the case when the electronic state energy gap is larger than the oscillator frequency of the periodic field. Here, Inline graphic is a Bessel function modified by the Fermi function

graphic file with name pg3c00049_m013.jpg 8

and f(E(x) – qΩ) = 1/(1 + eβ(E(x)–qΩ)) is the Fermi function (β ≡ 1/kT). Jp is the Bessel function. p is an integer ranging from – ∞ to + ∞. In calculation, we need to truncate the value of p according to Inline graphic, see details in ref (38). Note that the above equation of motion is derived from the real-time response to periodic external potentials.38 For the model we used here, the Floquet theorem yields the same equation of motion as the real-time response to periodic external potential after we trace the Floquet replica. Please see ref (43) for a proof of the equivalence of the two approaches. Note that only the real part of Inline graphic appears in FCME. When taking the cycle average, eq 8 becomes

graphic file with name pg3c00049_m016.jpg 9

In ref (38), we have proposed two different trajectory-based surface hopping algorithms to solve the FCME. The first one is denoted as FaSH, where we propagate the trajectories on one of the two diabatic potentials V0 and V1 with stochastic hopping between them. The hopping rates are the cycle-averaged ones

graphic file with name pg3c00049_m017.jpg 10
graphic file with name pg3c00049_m018.jpg 11

In FaSH, the electron populations are cycle-averaged ones. To reproduce the oscillations within the cycle, we also introduced the FaSH-density algorithm. In addition to the FaSH algorithm, for each trajectory, we also propagate the electron densities

graphic file with name pg3c00049_m019.jpg 12
graphic file with name pg3c00049_m020.jpg 13

We use the electron densities to calculate the electron population. Note that we use the noncycle-averaged Inline graphic in the above equations, such that the oscillations within the cycle are recovered in the FaSH-density algorithm. See ref (38) for more details.

In the limit of small Γ, the ET rate can be determined analytically by Marcus theory.44

graphic file with name pg3c00049_m022.jpg 14
graphic file with name pg3c00049_m023.jpg 15

where Er = g2/ℏω is the reorganization energy. Note that in the Marcus picture, the horizontal shift of two parabolas (Q) is defined as the electron–phonon coupling strength (g). Note also that the horizontal shift and the frequency of the parabolas determine the reorganization energy (Er = ℏωQ2). Inline graphic is the renormalized electron energy. Note that, in the limit of small Γ without Floquet driving, we have proven that the surface hopping ET rate agrees with the Marcus theory.44 With Floquet driving, the Fermi function f(ε) in the Marcus theory is replaced by the cycle-averaged one, Inline graphic, such that the Floquet Marcus theory should agree with the results from FaSH. This is indeed the case (see Results section for discussion). Note that the Marcus rate has been applied in realistic systems for ET at molecule–metal and molecule–semiconductor interfaces.45,46 Knowing the strength of the light–matter interactions, the Floquet Marcus theory can be applied to realistic systems to study ET rates at molecule–metal and molecule–semiconductor levels as well. The strength of the light–matter interactions may be calculated ab initially.47

In the limit of slow nuclear motion (Γ > ℏω), the FCME can be mapped onto a Fokker–Planck equation. The Fokker–Planck equation is then solved by Floquet electronic friction (FEF) Langevin dynamics.39 The FEF method will also be used to study the ET rate. See Appendix A in Supporting Information for a detailed discussion.

Results

We first plot ET rates as a function of nuclear friction γn under Floquet driving in Figure 1. The nuclear friction can be seen as the frictional effects from the solvent or surface nuclear motion. We used atomic units in our calculations. Notice that there is optimal nuclear friction that predicts maximal ET rates. This is exactly the Kramer turnover effect. Such a trend is very similar to the case in the ET process near metal surfaces without any Floquet driving, see ref (48). Below, we will mainly study the regime where the ET rates do not strongly depend on γn, namely, γn = ℏω.

Figure 1.

Figure 1

ET rates near the metal surface as a function of nuclear friction γn under a Floquet driving (A = 0.03, Ω = 0.1) at a large Γ limit. kT = 0.01, ω = 0.003, g = 0.025, and Inline graphic.

In Figure 2, we plot the ET rate from the metal to the molecule k0→1 from Floquet Marcus theory, FaSH-density, and FaSH and FEF methods. Note that the results from the FaSH-density and FaSH methods are almost identical. In the limit of small Γ, the Marcus rate agrees with FaSH-density (and FaSH) very well. This is the strong nonadiabatic limit. As seen from eq 14, the Floquet Marcus theory predicts that the ET depends linearly on Γ. In the weak nonadiabatic limit when Γ is large enough, FaSH-density (and FaSH) predicts a plateau for the rates as a function of Γ. This is also captured by the FEF method. However, the Marcus rate fails in this weak nonadiabatic regime. When we further increase Γ, we expect that the rates will grow exponentially with Γ due to the broadening effects. Notice that the broadening effects are not included here. Our methods fail in the very large Γ limit. Such a trend is very similar to the case without Floquet driving.49 Note also that without Floquet driving, we have shown that the electronic friction method can predict the correct rates when Γ is very small.49 This is not true anymore when we have Floquet driving.

Figure 2.

Figure 2

ET rates near the metal surface as a function of Γ for four algorithms. kT = 0.01, ω = 0.003, g = 0.025, Inline graphic, A = 0.03, Ω = 0.1, and nuclear friction γn = 0.003. Note that the Marcus theory is valid in the small Γ regime, and the FEF method is valid in the large Γ regime.

We now investigate the effects of the Floquet driving on the ET rate. In Figure 3, we plot the ET rate as a function of the driving frequency and driving amplitude. Here, we are in the strong nonadiabatic limit (Γ = 0.0005), such that we expect that the Floquet Marcus nonadiabatic theory works. Indeed, the Marcus rates agree with the results from FaSH-density (and FaSH) very well, both predicting that the ET rates increase rapidly with the driving amplitude A at the beginning and then gradually level off. There is no turnover of rates as a function of the driving amplitudes. For a donor–acceptor model with Floquet driving, one can show that there is a turnover of the rates as a function of the driving amplitudes.50,51 Such a turnover is similar to the trend from the Marcus normal region to the Marcus inverted region. With a continuum of acceptors from the metal surfaces, the Marcus inverted region does not exist, such that we do not see a turnover in the plot for the rates as a function of driving amplitude. That being said, we do see a turnover of the rates as a function of the driving frequency in Figure 3b. Clearly, adding driving can increase the ET rates. However, when the driving is very fast, the electron does not see the driving, such that there are few effects on the ET rates.

Figure 3.

Figure 3

ET rates near the metal surface as a function of (a) driving amplitudes A (Ω = 0.1) and (b) driving frequencies Ω (A = 0.03) at a small Γ limit (Γ = 0.0005). kT = 0.01, ω = 0.003, g = 0.025, and Inline graphic. Note that numerical surface hopping algorithms are consistent with Marcus rates in the small Γ limit. There is no turnover effect of ET rates as a function of A, while there is a turnover effect as a function of Ω.

To further verify the turnover effects, we plot the derivative of the Floquet Marcus rate on the driving amplitude and driving frequency in Figure 4. Also, see Appendix B in the Supporting Information. As we can see, Inline graphic oscillates as a function of driving amplitude A and Inline graphic is greater than 0 for all values of A, predicting that the ET rates always increase with A. In contrast, Inline graphic is greater than 0 for small Ω and smaller than 0 for larger Ω. The position where Inline graphic gives rise to the turnover point.

Figure 4.

Figure 4

Analytical gradient of k0→1 with respect to (a) driving amplitude A and (b) driving frequency Ω. kT = 0.01, ω = 0.003, g = 0.025, and Inline graphic. Note that dk0→1/dA ≥ 0, which means k0→1 increases with A until it reaches a plateau, while dk0→1/dΩ crosses over the zero point, thus demonstrating the turnover effect.

In Figure 5, we further plot the ET rates as a function of driving amplitude and driving frequency in the weak nonadiabatic limit (Γ = 0.005). In such a regime, the Floquet Marcus theory fails, where the Floquet Marcus rates are much larger than the results obtained from FaSH-density and FaSH. Still, the dependence of the ET rates on driving amplitude and driving frequency is very similar to the case of small Γ. In particular, the optimal frequency Ω that predicts the maximal ET rates does not change with Γ.

Figure 5.

Figure 5

ET rates near the metal surface as a function of (a) driving amplitudes A (Ω = 0.1) and (b) driving frequencies Ω (A = 0.03) at a large Γ limit (Γ = 0.005). kT = 0.01, ω = 0.003, g = 0.025, and Inline graphic. We see the same trends of ET rates as a function of A and Ω with those in Figure 3.

The processes of ET rate calculation using Floquet surface hopping and Floquet electronic friction algorithms are given in Appendix C in Supporting Information.

Conclusions

In summary, we have formulated a Floquet Marcus theory to determine the ET rates at the molecule–metal interface under Floquet driving. Such a formula agrees with our Floquet surface hopping methods in the strong nonadiabatic limit. However, the Floquet Marcus theory fails in the weak nonadiabatic regime. In the weak nonadiabatic limit, the Floquet surface hopping approaches reproduce the Floquet electronic friction methods. In both cases, we found that ET rates increase monotonically with the driving amplitude. In contrast, the ET rates exhibit a turnover effect as a function of driving frequencies. Given the fact that ET rates at the molecule–metal interface can be significantly manipulated via Floquet engineering, we expect that our methods will be very useful to study the nonadiabatic dynamics in photocatalysis, dye-sensitized solar cells, and chemisorptions.

Acknowledgments

This material is based upon the work supported by the National Natural Science Foundation of China (NSFC no. 22273075).

Supporting Information Available

The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/acsphyschemau.3c00049.

  • Introduction of the Floquet electronic friction algorithm, derivatives of the Floquet Marcus rate, and calculation of ET rates with FSH and FEF methods step by step (PDF)

The authors declare no competing financial interest.

Supplementary Material

pg3c00049_si_001.pdf (1.1MB, pdf)

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