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. 2024 Apr 8;17:17. doi: 10.1186/s13045-024-01536-7

Perioperative versus adjuvant S-1 plus oxaliplatin chemotherapy for stage II/III resectable gastric cancer (RESONANCE): a randomized, open-label, phase 3 trial

Xinxin Wang 1,#, Canrong Lu 1,#, Bo Wei 1,#, Shuo Li 1,#, Ziyu Li 2,#, Yingwei Xue 3, Yingjiang Ye 4, Zhongtao Zhang 5, Yihong Sun 6, Han Liang 7, Kai Li 8, Linghua Zhu 9, Zhichao Zheng 10, Yanbing Zhou 11, Yulong He 12, Fei Li 13, Xin Wang 14, Pin Liang 15, Hua Huang 16, Guoli Li 17, Xian Shen 18, Jiafu Ji 2, Yun Tang 1, Zekuan Xu 19, Lin Chen 1,20,; on behalf of RESONANCE study group
PMCID: PMC11003079  PMID: 38589926

Abstract

Evidence from Europe shows that perioperative chemotherapy may be beneficial for the treatment of locally advanced gastric cancer, but reliable and robust data is lacking. To rectify this, the phase 3 RESONANCE trial investigated the efficacy and safety of S-1 plus oxaliplatin (SOX) as a perioperative chemotherapy regimen for gastric cancer. This randomized, open-label trial enrolled patients from 19 medical centers with stage II/III resectable gastric cancer who were centrally randomly assigned to either perioperative chemotherapy (PC) arm or adjuvant chemotherapy (AC) arm. Patients in the PC arm received two to four cycles of SOX followed by surgery and four to six cycles of SOX. Patients in the AC arm received upfront surgery and eight cycles of SOX. 386 patients in each group were enrolled and 756 (382 in PC and 374 in AC) were included in the mITT population. The three-year DFS rate was 61.7% in the PC arm and 53.8% in the AC arm (log-rank p = 0.019). The R0 resection rate in the PC arm was significantly higher than that in the AC arm (94.9% vs. 83.7%, p < 0.0001). There was no difference between two arms in surgical outcomes or postoperative complications. Safety-related data were like the known safety profile. In conclusion, from a clinical perspective, this trial indicated a trend towards higher three-year disease-free survival rate with perioperative SOX in stage II/III resectable gastric cancer with well-tolerated toxicity compared to adjuvant SOX, which might provide a theoretical basis for applying perioperative SOX in advanced gastric cancer patients. (ClinicalTrials.gov NCT01583361)

Supplementary Information

The online version contains supplementary material available at 10.1186/s13045-024-01536-7.

Keywords: Gastric cancer, Perioperative, Adjuvant, Chemotherapy, S-1, Oxaliplatin


To the Editor.

Curative resection is the mainstay for resectable gastric cancer [1]. To further improve survival, multidisciplinary strategies such as perioperative chemotherapy and postoperative chemotherapy have been assessed. The MAGIC study, FNCLCC/FFCD 9703 study, and FLOT4 study have established the rationale for perioperative chemotherapy in western countries, showing better overall survival in perioperative settings than surgery only [24]. In contrast, the ACTS-GC trial and CLASSIC trial have solidified adjuvant chemotherapy as a standard treatment in East Asia [5, 6]. Despite these advances, current evidence does not suggest a preferred therapeutic strategy or an optimal chemotherapy regimen. Several studies have shown that the S-1 plus oxaliplatin chemotherapy (SOX) was efficient and well tolerated [710]. However, there remains a scarcity of direct comparisons between perioperative and adjuvant chemotherapy using SOX. Therefore, the randomized RESONANCE trial was conducted to compare perioperative with adjuvant SOX chemotherapy in patients with locally advanced gastric cancer. Study Methods were contained in Additional file 1.

Between Sep 1, 2012, and Jul 1, 2019, 772 patients from 19 medical centers were enrolled and randomly assigned to perioperative chemotherapy (PC) arm or adjuvant chemotherapy (AC) arm (Additional file 2: Fig. S1, Table S1). 382 in PC arm receiving preoperative chemotherapy and 374 in AC arm receiving surgical resection formed the modified intention-to-treat (mITT) population (Additional file 2: Table S2). The three-year disease-free survival (DFS) rate was 61.7% (95%CI 56.8-66.6%) in PC group and 53.8% (95%CI 48.8-58.9%) in AC group. The hazard ratio (HR) was 0.76 (95%CI 0.61–0.96) and log-rank p = 0.019 (Fig. 1A). Subgroup analysis revealed a significant difference in DFS between the two groups among stage III patients, rather than among stage II patients (Fig. 1B and C, Additional file 2: Fig. S2). In the per-protocol population, which consisted of patients who received surgery and preoperative and postoperative chemotherapy in PC group or postoperative chemotherapy in AC group, the three-year DFS rate was 63.0% (95%CI 58.1-67.9%) in PC group and 55.5% (95%CI 50.3-60.7%) in AC group (HR 0.77, 95%CI 0.61–0.96, p = 0.026) (Additional file 2: Fig. S3).

Fig. 1.

Fig. 1

Kaplan-Meier estimates of disease-free survival for mITT patients (A), stage II patients (B), and stage III patients (C). HR, hazard ratio; PC, perioperative chemotherapy; AC, adjuvant chemotherapy

In the PC arm, 157 patients (41.1%) completed eight cycles of perioperative chemotherapy, while 68 (19.2%) in the AC group completed eight cycles of postoperative chemotherapy, which was significantly lower than that of the PC group (p < 0.001) (Additional file 2: Table S3). Preoperative chemotherapy resulted in pathological complete response (pCR) in 23.6% of patients in the PC arm. Additionally, post-hoc re-evaluation by the third party yielded a pCR rate of 22.3%.

No significant difference was found in terms of surgical time, blood loss, gastrectomy, number of dissected lymph nodes, and lymphadenectomy (Additional file 2: Table S4). The R0 resection rate of the PC group was 94.9%, which was higher than that of 83.7% in the AC group. The stratified analysis revealed higher R0 resection rates in the PC arm compared to the AC arm for stage IIIC patients or patients with tumors located in the esophagogastric junction (Additional file 2: Fig. S4).

Postoperative complications occurred in 68 patients (18.1%) in the PC arm and 73 (19.5%) in the AC arm. No significant difference in postoperative hospital stays or the rate of complication was found between the two arms (Additional file 2: Table S5, Table S6). Adverse events (AE) are listed in Table 1. The most common hematological and non-hematological AE were thrombocytopenia and fatigue, respectively. Neutropenia was the most frequent AE in all observed grade 3/4 AE. Two patients from PC group and one patient from AC group died from thrombotic event, cardiovascular event and abdominal infection, respectively.

Table 1.

Adverse events

PC arm AC arm (N = 354) P value
(PC-post vs. AC)
Preoperative (N = 382) Postoperative (N = 364)
All Grade 3/4 All Grade 3/4 All Grade 3/4 All Grade 3/4
Serious adverse events 8(2.1%) 3(0.8%) 12(3.3%) 6(1.6%) 18(5.1%) 11(3.1%) 1.000 1.000
Hematological
Anemia 251(65.7%) 30(7.9%) 191(52.5%) 25(6.9%) 201(56.8%) 23(6.5%) 0.246 0.842
Leukopenia 242(63.4%) 16(4.2%) 184(50.5%) 19(5.2%) 190(53.7%) 14(4.0%) 0.402 0.418
Neutropenia 209(54.7%) 75(19.6%) 173(47.5%) 54(14.8%) 162(45.8%) 67(18.9%) 0.636 0.143
Thrombocytopenia 292(76.4%) 40(10.5%) 250(68.7%) 32(8.8%) 243(68.6%) 28(7.9%) 0.991 0.670
Non-hematological
Anorexia 267(69.9%) 18(4.7%) 219(60.2%) 16(4.4%) 231(65.3%) 9(2.5%) 0.159 0.176
Diarrhea 180(47.1%) 12(3.1%) 156(42.9%) 9(2.5%) 130(36.7%) 11(3.1%) 0.093 0.605
Fatigue 288(75.4%) 20(5.2%) 247(67.9%) 12(3.3%) 245(69.2%) 14(4.0%) 0.697 0.637
Mucositis 108(28.3%) 2(0.5%) 89(24.5%) 1(0.3%) 105(29.7%) 3(0.8%) 0.116 0.303
Nausea 261(68.3%) 8(2.1%) 201(55.2%) 5(1.4%) 191(54.0%) 11(3.1%) 0.734 0.116
Neuropathy 187(49.0%) 14(3.7%) 157(43.1%) 15(4.1%) 144(40.7%) 9(2.5%) 0.505 0.239
Vomitting 121(31.7%) 6(1.6%) 94(25.8%) 8(2.2%) 104(29.4%) 8(2.3%) 0.287 0.955

Chemotherapy population (patients who received at least one cycle of chemotherapy). Data are n (%). PC, perioperative chemotherapy; AC, adjuvant chemotherapy; PC-post, adverse events observed in postoperative chemotherapy in the PC group

The results of our study have suggested a tendency towards higher three-year disease-free survival rate with perioperative SOX for patients with resectable stage II/III gastric cancer compared to the adjuvant SOX. The results of the subgroup analysis provide compelling evidence supporting the recommendation in the Chinese guidelines for administering neoadjuvant chemotherapy in stage III patients [11]. The limitations of this study include potential deviations in stage or response evaluation, the absence of using Lauren’s classification and microsatellite instability status, and the uneven number of enrolled cases across different centers. Despite these, we believed that this study might provide a theoretical basis for applying perioperative SOX as a standard cure in Chinese advanced gastric cancer patients.

Electronic supplementary material

Below is the link to the electronic supplementary material.

Supplementary Material 2 (596.2KB, docx)
Supplementary Material 3 (22.3KB, docx)

Acknowledgements

We thank all the patients, their families, and the institutions involved in this study. We also acknowledge Infinity Scope Inc. for their support.

Abbreviations

SOX

S-1 plus oxaliplatin

PC

Perioperative chemotherapy

AC

Adjuvant chemotherapy

DFS

Disease-free survival

mITT

Modified intention-to-treat

HR

Hazard ratio

pCR

Pathological complete response

Author contributions

LC supervised the study. LC, BW, YT, and Xinxin W proposed the concept and designed the trial. ZL, YX, YY, Zhongtao Z, YS, HL, KL, LZ, Zhichao Z, YZ, YH, FL, Xin W, PL, HH, GL, XS, JJ, YT, and ZX provided administrative support, acquired, and input the data. Xinxin W, CL, SL, BW, ZL did the data validation and statistical analysis. SL, Xinxin W, CL, ZL and LC wrote and revised the manuscript. All authors finally approved the manuscript and had final responsibility for the decision to submit for publication. All authors read and approved the final manuscript. Xinxin W, CL, BW, SL and ZL contributed equally to this work.

Funding

None.

Data availability

The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.

Declarations

Ethics approval and consent to participate

All patients gave their written informed consent. The study was approved by the Ethics Committee of the Chinese PLA General Hospital in Beijing on February 28th, 2012.

Consent for publication

Not applicable.

Competing interests

The authors declare no competing interests.

Footnotes

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Xinxin Wang, Canrong Lu, Bo Wei, Shuo Li, and Ziyu Li have contributed equally to this work.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplementary Material 2 (596.2KB, docx)
Supplementary Material 3 (22.3KB, docx)

Data Availability Statement

The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request.


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