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. 2024 Apr 18;19(4):e0301577. doi: 10.1371/journal.pone.0301577

Temporal analysis of genetic diversity and gene flow in the threatened catfish Pseudoplatystoma magdaleniatum from a dammed neotropical river

Kevin León García-Castro 1,#, Edna Judith Márquez 1,*,#
Editor: Jesus E Maldonado2
PMCID: PMC11025948  PMID: 38635781

Abstract

The striped catfish Pseudoplatystoma magdaleniatum is a large-sized migratory species from the north Andes region, endemic to Magdalena basin and one of the major fishery resources. Despite the estimated reduction of over 80% of the fisheries production of this species throughout the basin in recent decades, its population in the lower Magdalena-Cauca basin showed healthy genetics after molecular analyses. However, the current conservation status of this species and several habitat disturbances demand the re-evaluation of its population genetics to infer evolutionary risks and assess potential changes. This work analyzed a total of 164 samples from the Cauca River collected downstream the Ituango Dam between 2019–2021 using species-specific microsatellite markers to compare the genetic diversity and structure in samples collected between 2010–2014 from the lower Magdalena-Cauca basin, previously analyzed. Our results showed a relatively stable panmictic population over time (4 to 10 years), with high genetic diversity and evidence of recent bottleneck. Promoting habitat connectivity to conserve gene flow, characterizing diversity and genetic structure over the entire basin, and integrating the results with future monitoring are important aspects for the management planning for P. magdaleniatum in the Magdalena-Cauca basin.

Introduction

The Cauca River is the main tributary of the Magdalena River Basin in the north Andes region, subject to strong anthropogenic pressures because of the settlement of a large part of the Colombian population and the impact of the local economy [1]. The greatest threats to the Magdalena-Cauca basin are mainly related to mining, water pollution and habitat modification by agriculture, livestock production, deforestation and construction of dams [1,2]. These and other factors, such as overfishing, introduction of exotic species and genetic contamination of populations [3], are of growing concern due to their potential impacts on biodiversity. In particular, the Magdalena River basin has 233 fish species (14.5% of the freshwater ichthyofauna of the country), 68.1% of which are endemic and more than 15% are included on the Red List of freshwater fishes of Colombia with some degree of threat [4,5].

One of these endemic species is the striped catfish Pseudoplatystoma magdaleniatum, a large migratory fish and the most important fishery resource of Colombia after bocachico Prochilodus magdalenae, with 11% of the total landings in the Magdalena basin in 2019 [6]. However, it is estimated that its fishery production has been reduced by around 90% since 1970, which is the main cause of P. magdaleniatum being classified as Endangered or Critically Endangered on national and international red lists [5,7]. The population of this species in the middle and lower sectors of the Magdalena-Cauca basin showed high genetic diversity and absence of population structure [8]. Other migratory species of high commercial interest, such as Pimelodus yuma (nicuro), Pimelodus grosskopfii (barbudo) and Prochilodous magdalenae (bocachico) not only showed gene flow in the middle and lower sectors of the Cauca River but also high degree of inbreeding [3].

The fragmentation of rivers by dam constructions modifies natural landscape and potentially impacts migratory rheophilic species [912]. The hydroelectric project Hidroituango in the Cauca River gives rise to multiple factors that potentially threaten the biodiversity of this basin [2,3,13,14]. This dam (here called the Ituango Dam) is in the Cauca River canyon, an area of rapids and slopes that naturally limit the upstream migration of species such as P. magdaleniatum, so populations of this fish are mainly found downstream of this hydroelectric site [4,15]. Although the migratory route of P. magdaleniatum is not considered interrupted, potential downstream effects may disturb the migration behavior of this species and might have impacts at population level, as migration is a key factor in the evolutionary processes of wild populations [1618]. For instance, sediment retention upstream can alter the balance in sedimentation levels and reduce the availability of nutrients downstream [19,20], especially in floodplains, which are crucial places for completing the life cycle of migratory fishes in the basin [14]. Similarly, modification of water flow due to regulation of discharges can alter the endocrine response associated with the reproductive migration of fish downstream, as has been reported in P. magdalenae from La Miel River [21]. Other factors such as organic mercury levels increase and pH and oxygen alteration downstream, because of trophic and biochemical effects that occur mainly upstream, are more particular impacts that depend on the characteristics of the dam and the river system [22,23].

Knowledge about real impacts of such factors on population genetics of non-fragmented species is quite limited. The few studies that report some degree of genetic change on a temporal scale in populations located downstream of the dam, constitute cases where migratory routes are effectively fragmented and those changes are generally associated with a reduced effective population size or bottleneck events that might be related to that isolation (e. g. [2427]). Further, considering the multiple threats to biodiversity in the Magdalena-Cauca basin, genetic monitoring emerges as an approach to estimate the threat status and potential changes of wild populations over time, mainly of those species with some degree of conservation concern and subjected to disturbances in its ecosystem [28,29]. Therefore, this study analyzed the population genetics of P. magdaleniatum on a temporal scale, using samples collected in the Magdalena-Cauca basin before and after the construction of the Ituango Dam, using species-specific microsatellite markers.

The expectations of this work were to find high genetic diversity and no population structuring in P. magdaleniatum of the Cauca River, based on the findings previously reported by García-Castro et al. [8]. Additionally, despite the genetic evidence of a reduced population size [8] and the persistence of different anthropogenic pressures on this species [2], substantial genetic changes in terms of diversity or structure in the population of P. magdaleniatum over the considered time scale were expected. These two hypotheses are mainly based on: (i) the absence of fragmentation of the population of P. magdaleniatum in the Cauca River, (ii) the short period of time separating samplings before and after the dam construction in relation to the generation length of this species (approximately four years; see [7]), and (iii) the delay that may exist between contemporary demographic/environmental processes and the expression of their impact on genetic diversity and structure [30,31].

Materials and methods

Sampling and genotyping

The Cauca River runs along 1,350 km from south to north in the Colombian Andes mountains, from the Alto Cauca valley between 3,200 and 1,000 meters above sea level to the Cauca canyon in the middle and lower sectors of the basin. The geography presents natural barriers for many migratory species such as P. magdaleniatum and where the current Ituango dam of the Hidroituango hydroelectric project is located. In the last 500 km, the Cauca River receives important tributaries such as the Ituango and Nechí rivers and feeds several floodplains during rainy periods until it joins the Magdalena River in the Mompós Depression. This last sector has an important part of the fish biodiversity of the Magdalena-Cauca basin and concentrates the most commercially important fishery resources [4,32].

This study analyzed a total of 164 muscle or fin tissues from individuals of P. magdaleniatum collected between the years 2019–2021 (Ex-post sample), in seven sectors of the middle and lower part of the Cauca River (S2, S3, S4, S5, S6, S7 and S8; see [33]), located downstream of the Ituango Dam. These samples were supplied by Grupo de Ictiología from Universidad de Antioquia (GIUA), Fundación Humedales and Grupo de Biotecnología Animal from Universidad Nacional de Colombia, Sede Medellín. Due to low and heterogeneous sample numbers among sectors, the samples were grouped into three larger sectors denoted as: S2-S3 (N = 49), S4-S5 (N = 59) and S6-S7-S8 (N = 56), for population genetic analyzes (Fig 1).

Fig 1. Sampling sites (circles) of Pseudoplatystoma magdaleniatum in three sectors of the Cauca River downstream the Ituango dam.

Fig 1

S2-S3: Ituango River mouth, Golondrina, Espíritu Santo River mouth, Puerto Valdivia; S4-S5: Puerto Jardín, Man River, El Doce, Cáceres, Caucasia, La Ilusión, Nechí, Palomar; S6-S7-S8: Guaranda, Tres Cruces and floodplains La Raya, La Panela, Piqué and El Floral.

DNA extraction was performed using the commercial GeneJet Genomic DNA Purification Kit (Thermo Scientific). The microsatellite regions were amplified using 13 primer pairs previously designed and evaluated in wild populations of P. magdaleniatum (Psm03, Psm04, Psm06, Psm11, Psm14, Psm16, Psm18, Psm19, Psm21, Psm22, Psm24, Psm25 and Psm26) using PCR conditions reported by García-Castro et al. [8]. The amplified fragments were separated by capillary electrophoresis on an ABI 3730 XL automatic sequencer (Applied Biosystems), using LIZ600 (Applied Biosystems) as an internal molecular size marker. Alleles were recorded in GeneMarker software v.3.0.0 and amplification and scoring errors were evaluated in Micro-Checker v.2.2.3 [34].

Genetic diversity and demographic events

To estimate the genetic diversity of the Ex-post sample, the average number of alleles per locus (Na), allelic range (Ra) and the expected (HE) and observed (HO) heterozygosities were calculated using the GenAlEx v6.51b2 program [35,36] and the allelic richness (Ar) was calculated in FSTAT v.2.9.4 [37]. Inbreeding coefficients (FIS) and deviations from Hardy-Weinberg (HWE) and linkage (LD) equilibria were evaluated in Arlequin v3.5.2.2 [38]. The multilocus significance values for the HWE by population or sector were calculated using the Fisher’s Exact test integrated in the web version of GENEPOP v4.7.5 [39,40].

Drastic reduction in population size (bottleneck) was evaluated using the excess heterozygosity test within BOTTLENECK v1.2.02 [41] using its default parameters, comparing three likely mutation models for microsatellites [42]: the infinite alleles model (IAM), stepwise mutation model (SMM) and two-phase mutation model (TPM). A second approach consisted of calculating the standardized M index of Garza and Williamson [43] in Arlequin v3.5.2.2 [38], which quantifies the reduction in the number of alleles with respect to the allelic size range of a population to detect recent bottleneck events. Additionally, effective population size (Ne) was estimated in NeEstimator v2.1 [44] using LD and evaluating allele frequencies greater than or equal to 0.02, since lower allelic frequencies tend to overestimate Ne [44,45].

Finally, the most likely first-generation migrants (individuals from another sampled sector) analysis was performed using GENECLASS2 software [46], implementing a Bayesian method [47] and the unbiased Monte Carlo resampling method [48], with 13 loci, 10,000 individuals and a significance level of 0.01. In addition, for multiple comparisons analyzes, the Bonferroni correction was applied.

Genetic structure

For the genetic structure analysis in the Ex-post sample, pairwise comparisons of the standardized indices F’ST [49,50] and Jost’s DEST [50,51] were used, and an analysis of molecular variance (AMOVA; [46]) was performed, using GenAlEx v6.51b2 [35,36]. Genetic differentiation between sectors was evaluated through a discriminant analysis of principal components (DAPC) using the R package Adegenet [52]. Finally, a Bayesian clustering analysis was performed using Structure v2.3.4 [53] using 800,000 Markov chain Monte Carlo (MCMC), 80,000 of these as burn in, and the models LOCPRIOR, genetic mixture and correlated alleles. The results were evaluated at K = 1 to K = m + 3, where m is the number of a priori populations [54], with 20 repeats each. Then, to determine the most likely number of populations (K), StructureSelector software [55] was used to calculate six statistics (MedMeaK, MaxMeaK, MedMedK and MaxMedK: [56]; Ln Pr (X | K): [53]; and ΔK: [53]) and to plot the histogram of co-ancestry probabilities of all individuals.

Comparative analysis of temporal samples

To explore genetic changes on a temporal scale for population of this species, genotypes previously obtained for individuals collected during the years 2010–2014 (Ex-ante sample) in sectors of the middle and lower sites of the Magdalena-Cauca basin, using the same set of microsatellite loci and the same methodology for genotyping them (see [8]), were included in the analysis, totaling of 311 individuals of P. magdaleniatum. The genetic diversity (Na, Ar, Ra, HE, HO, FIS, HWE), demographic events (evaluation of bottlenecks and Ne estimation) and genetic structure between the Ex-ante and Ex-post samples of P. magdaleniatum were evaluated using the above methodology and descriptive comparisons. Additionally, a genic differentiation test (G test) was carried out using the web version of GENEPOP v4.7.5 [39,40], which evaluate the pairwise differences of the allelic distribution at each locus between the temporal samples, using the modified Fisher Exact Test to evaluate statistical significance.

Finally, the Ne was estimated using the temporal method (two or more temporally separated samples) in NeEstimator v2.1 [44], which was applied in addition to LD (single sample). For this procedure, a minimum separation of two generations between samples was assumed based on a generation length of about four years for P. magdaleniatum [7]. Only the Fs value was considered as an estimator of the change in allelic frequencies, which is less biased than its analogues Fc and Fk, although less precise [57]. Plan II was considered as the sampling method, which does not require knowing the population size (N) as a parameter for the estimation of Ne and assumes that individuals are collected before reproducing and without returning to the original population [44].

Results

Genetic diversity

Genotyping errors due to segregation of null alleles were not detected, and stuttering effects were corrected when present based on Micro-Checker suggestions. Genetic diversity in the three sectors was high, with similar values of average numbers of alleles per locus (Na), allelic richness (Ar), allelic range (Ra) and expected (HE) and observed (HO) heterozygosities (Table 1). Inbreeding coefficients (FIS) were positive (0.003–0.021), but not significant (P> 0.05).

Table 1. Average values per locus of genetic diversity metrics for Pseudoplatystoma magdaleniatum in the Ex-post (collected between years 2019–2021 in three sectors of the Cauca River downstream of the Ituango dam) and Ex-ante (years 2010–2014; [8]) samples.

Sample N Na Ar Ra H O H E P F IS
S2-S3 49 9.154 8.820 36.308 0.753 0.771 0.249 0.004
S4-S5 59 10.154 9.461 41.231 0.776 0.785 0.042 0.003
S6-S7-S8 56 8.846 8.497 34.769 0.756 0.771 0.023 0.021
Overall (Ex-post) 164 11.000 10.762 43.077 0.762 0.777 0.007 0.023
Ex-ante 147 11.308 11.162 44.615 0.765 0.783 0.094 -0.019

N: Sample size, Na: Number of alleles, Ar: Allelic richness, Ra: Allelic range, HE: Expected heterozygosity and HO: Observed heterozygosity, FIS: Inbreeding coefficient, P: p-value of the Hardy Weinberg equilibrium test. Values in bold denote statistical significance.

Furthermore, it is worth noting that apart from Psm06 in a single sector, no locus exhibited departure from Hardy-Weinberg equilibrium across population (S1 Table), therefore, the significant values across loci observed in sectors S4-S5 and S6-S7-S8, and in the overall Ex-post sample (P-values of 0.042, 0.023, and 0.007, respectively), may be potentially biased by Fisher’s Exact test.

At temporal scale, the Ex-post sample showed slightly reduced genetic diversity (Na, Ar, Ra, HO and HE) respect to the Ex-ante sample, as well as an increased inbreeding coefficient, although this latter was non-significant in both temporal samples (Table 1). Indeed, only one locus (Psm24) showed differences in allelic distributions between the two samples (P = 0.012), so that in general, the allelic distributions did not evidence variations over time (P multilocus = 0.077).

Demographic events

The result of the excess heterozygosity test to detect recent bottleneck events was significant (P <0.017) in the three sectors and overall (Ex-post) using the IAM, whereas in the other models were non-significant. Additionally, the M indices were lower than the reference value of 0.68 [43]. These results together indicate a recent reduction in the population size of P. magdaleniatum in the Cauca River, same as the Ex-ante sample (Table 2).

Table 2. Assessment of recent bottleneck events and estimation of effective population size in Ex-post (2019–2021, sectors S1—S8 of the Cauca River) and Ex-ante (years 2010–2014; [8]) samples of Pseudoplatystoma magdaleniatum.

Sample M IAM TPM SMM Ne CI
S2-S3 0.21 0.001 0.207 0.863 814.9 223.7 - ∞
S4-S5 0.23 0.000 0.108 0.936 1,008.2 - ∞
S6-S7-S8 0.21 0.001 0.122 0.554 695.7 - ∞
Overall (Ex-post) 0.23 0.000 0.095 0.996 2,126.3 626.9 - ∞
Ex-ante 0.23 0.000 0.137 0.998 1,379.4 414.4 - ∞

M: Standardized index of Garza-Williamson [43]. IAM, TPM, SMM: p-values (in bold for statistical significance after Bonferroni correction) of the heterozygosity excess test implemented in BOTTLENECK v1.2.02 [41] according to the assumed mutational model. Ne: Effective population size (Ne) estimated using the Linkage disequilibrium (LD) method. CI: Confidence interval of the Ne.

Moreover, Ne using LD varied between 814.9 and ∞ in the three sectors. Estimates equal to ∞ can be fully explained by a sampling error that is greater than the genetic drift signal, so they do not provide evidence that the population is very large [45]. This method showed that the overall estimation (Ex-post) was higher than that of the Ex-ante sample. These two values were close to that obtained using the temporal method: 1,745.3 (CI: 446.2 –∞). Therefore, both methods suggest that the Ne of P. magdaleniatum is greater than 1,300 in both temporal samples, noting that confidence intervals overlap, being the lowest limit value of 414 (Table 2).

Finally, the exploration of migratory events among sectors of the Ex-post sample using the GENECLASS2 software [46], detected three individuals collected in S4-S5 as likely immigrants (P: 0.006, 0.005 and 0.009) from the lowest sector (S6-S7-S8), whereas another individual collected in the highest sector (S2-S3) was assigned to the lowest sector S6-S7-S8 (P = 0.006); supporting the gene flow throughout the studied area.

Genetic structure

Although the overall structure index calculated using the AMOVA was significant (ST [2, 327] = 0.014; P = 0.013), geographical genetic structure for the Ex-post sample was fully explained by the variances among individuals (6%) and within individuals (94%). The absence of geographical genetic structure was supported by both F´ST and Jost´s DEST indices (Table 3) and by the DAPC (Fig 2A), which showed an overlapping of the three sectors. Additionally, although the estimators of the best K from the Bayesian analysis differed, suggesting K = 1 (Ln Pr (X | K)), K = 2 (MedMedK, MedMeanK, MaxMedK, MaxMeanK) and K = 5 (ΔK), the homogeneous distribution of the co-ancestry probabilities along the sampling area when 2 ≤ K ≤ 3 (Fig 2B and 2C) supports both the geographical genetic structure absence and a single genetic stock presence.

Table 3. Pairwise comparison of the standardized genetic structure indices F’ST (below the diagonal) and Jost’s DEST (above the diagonal) in the Ex-post sample (collected between 2019–2021, sectors S1—S8 in the Cauca River).

Sitio S2-S3 S4-S5 S6-S7-S8
S2-S3 - 0.001 0.008
S4-S5 0.012 - 0.007
S6-S7-S8 0.017 0.012 -

No statistical significance was found after correction for multiple comparisons.

Fig 2.

Fig 2

(A) Discriminant analysis of principal components (DAPC; 30 principal components retained and 71.3% of the variance) and co-ancestry probabilities when (B) K = 2 and (C) K = 3 of 164 individuals of Pseudoplatystoma magdaleniatum of the Ex-post sample (2019–2021, sectors S2 –S8 of the Cauca River).

Finally, no differences were detected in the genetic structure when comparing the Ex-ante and Ex-post samples based on Jost´s DEST (DEST = 0.001, P = 0.351), the AMOVA (0% of the variance between samples), the DAPC (Fig 3A) and the Bayesian analysis (Fig 3B; K = 1 according to the estimators Ln Pr (X | K), MedMedK, MedMeanK, MaxMedK and MaxMeanK), only differing in the ST index (ST = 0.009, P = 0.007).

Fig 3.

Fig 3

(A) Discriminant analysis of principal components (DAPC; 50 principal components retained and 85% of the variance) and (B) co-ancestry probabilities of 311 individuals of Pseudoplatystoma magdaleniatum (147 Ex-ante: Years 2010–2014, middle sectors and lower of the Magdalena-Cauca basin; 164 Ex-post: Years 2019–2021, sectors S1—S8 of the Cauca River).

Discussion

Factors supporting the need for ongoing genetic evaluation of wild populations are related to environmental and anthropogenic pressures that threaten the demographic and genetic viability of the species, particularly those recognized as having some degree of vulnerability [28,29]. In this work, 13 species-specific polymorphic loci previously developed and used to assess the population genetics of P. magdaleniatum were again used for genetic evaluation of 164 individuals (Ex-post sample, years 2019–2021) distributed in three sectors of the Cauca River downstream of the Ituango Dam.

The genetic diversity of the Ex-post sample was high, with HE values higher than both the average of Neotropical catfishes (HE: 0.609 ± 0.210; [58]) and values reported in some populations of other species of the genus Pseudoplatystoma [5964]. Additionally, this genetic diversity was similar to that of the Ex-ante sample (years 2010–2014) from the middle and lower sectors of the Magdalena-Cauca basin [8], supporting the initial hypothesis of this study about the stability of its genetic diversity over time. Since the comparisons of genetic diversity are mainly descriptive and no differences were detected in the allelic frequency distribution between the temporal samples (G test, P > 0.05), the observed differences may result from stochastic effects inherent to sampling [30,31].

An important indicator that measures the evolutionary potential of populations is the Ne, which can be estimated using a single sample over time (e.g., LD) or several samples separated by n generations (temporal method). Both approaches were performed in this work, finding an increase in Ne in the Ex-post sample using LD. Although some factors such as the presence of individuals of different generations (age structure) or high levels of immigration in the population can bias the estimation and could explain the observed differences between Ex-ante and Ex-post samples [65,66], such increasing in Ne remains uncertain mainly due to large confidence intervals and the imprecise estimation. However, these estimations were similar to those obtained using the temporal method, which generates a single value applicable to all the generations assumed between the samples. This is consistent with previous results using simulated data that demonstrate a similar performance of these two methods when it is assumed intervening few generations [45]. The most recent criteria established to consider that a wild population of a species can retain its evolutionary potential, is having values of Ne ≥ 1,000 [67]. Although the estimates obtained in this study are higher than 1,300, the confidence intervals show the minimum values of 414, suggesting long-term evolutionary risks for the species [67], so this last value must be considered for support management measures to prevent genetic erosion of P. magdaleniatum, considering its current conservation status.

Moreover, our results show geographical genetic structure absence in the Ex-post sample and the presence of the same single genetic stock from the middle and lower sectors of the Magdalena-Cauca basin. This finding supports the prior hypothesis about the prevalence of a panmictic population (random reproduction) with high gene flow along the Cauca River in P. magdaleniatum. The absence of spatial barriers downstream of the Ituango Dam in the Cauca River and extensive floodplains that remain in the lower part of the Magdalena-Cauca basin would allow dispersal of this species and genetic connectivity of its population [1,68]. Although samples from the Magdalena River were not used in the Ex-post sample, it is likely that this species retains gene flow between these rivers (see [8]). This hypothesis should be tested in future studies that include samples from the Magdalena River, particularly of its upper sites and its tributaries such as the San Jorge River, which would allow testing whether this same genetic population is distributed throughout the rest of the basin.

In the wild populations, the number of generations required to detect genetic response to perturbations (time lag) could depend on several factors such as the mutation rate, dispersal rate, population dynamics, the generation length of the species and Ne (see [30]). Therefore, a likely large dispersal rate, a large enough Ne and a short time frame evaluated in this work, translated into a small number of generations between the temporal samples, could explain the stability or the undetected changes in both genetic diversity and structure found in P. magdaleniatum that support the proposed initial hypotheses.

In conclusion, the results of this study indicate that P. magdaleniatum has high genetic diversity and is not genetically structured along the Cauca River, although preserving evidence of recent reductions in its population size. Given that reduced populations are more prone to the effects of genetic drift and therefore to changes in genetic diversity [43,45,69], monitoring of populations with evidence of bottleneck is relevant. On the other hand, the retention of dispersal and migratory behavior of this fish is crucial to maintain the gene flow found in its population, so ensuring the connectivity of the striped catfish habitat should be a priority in management plans over the long-term.

Supporting information

S1 Table. Hardy-Weinberg equilibrium test per locus and population.

P-values in bold (< 0.05) are significant.

(XLSX)

pone.0301577.s001.xlsx (9.7KB, xlsx)

Acknowledgments

We thank all of those who contributed somehow during lab work and improving the manuscript.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

This study was supported by a grant framed under the Project “Variabilidad genética de un banco de peces de los sectores medio y bajo del río Cauca” (CT-2019-000661, Empresas Públicas de Medellín and Universidad Nacional de Colombia, Sede Medellín). Funders do not play any role in the study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Jesus E Maldonado

10 Jan 2024

PONE-D-23-37221Temporal analysis of genetic diversity and gene flow in the threatened catfish Pseudoplatystoma magdaleniatum from a dammed Neotropical RiverPLOS ONE

Dear Dr. Marquez,

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I have now received comments from two reviewers on this manuscript. They both agree that the manuscript is technically sound but they both recommended minor revisions to the text before it can be recommended for publication. Reviewer 1 also made edits directly on two pdf files that are attached. I think that the authors should incorporate all of the reviewers' comments as this will greatly improve the quality of the manuscript.

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Additional Editor Comments:

I have now received comments from two reviewers on this manuscript. They both agree that the manuscript is technically sound but they both recommended minor revisions to the text before it can be recommended for publication. Reviewer 1 made edits directly on two pdf files that are attached. I think that the authors should incorporate all of the reviewers' comments as this will greatly improve the quality of the manuscript.

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

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Reviewer #1: Yes

Reviewer #2: Yes

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

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Reviewer #1: No

Reviewer #2: Yes

**********

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Reviewer #1: No

Reviewer #2: Yes

**********

5. Review Comments to the Author

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Reviewer #1: Striped catfish Psuedoplatystoma magdalineatum is an important, fished species in the Magdalena drainage of Columbia. It has declined to the point that it is listed as endangered. Hence, assessment of population genetic variation is pertinent to gain an understanding of its genetic viability, to gain insights into its recent demographic history, and to delineate populations as units for fishery management, Garcia-Castro and Marquez screened 13 species-specific microsatellite DNA markers and applied a battery of standard population genetic tests to old and new samples collected from the lower Magdalena-Cauca basin. They found considerable genetic diversity, one panmictic population, and evidence of a recent genetic bottleneck, findings which will inform management. The authors appropriately called for population genetic assessment at a larger spatial scale. The study design is straightforward, and the statistical tests and interpretations are appropriate. The findings can be presented more crisply as suggested below. I’ve marked the manuscript to guide revision of the English prose; I hope the authors find my marks constructive.

Methods. – At line 135, I believe the authors do not mention site S1 in error.

Results. – The paragraph starting on line 231 should mention whether any particular loci or populations presented frequent departures from Hardy-Weinberg equilibrium.

At lines 245-246, the authors oversell the likelihood of the infinite alleles model (IAM) applying to their data. Most frequently, it is the two-phase mode that best applies to microsatellite data, often with about 80% stepwise mutation and 20% non-stepwise mutation. Why say anything about the likelihood of the IAM applying best? Why not simply report the results obtained, that IAM yielded a significant test result and the other models did not? The authors have a low M Garza and Williamson (2001) metric, and the cognizant reader will make their own judgement of there having been a recent bottleneck.

At line 261, the authors should strike the word “not”. Infinite estimates of Ne do not provide evidence that the population IS very large.

The authors should not make a big deal over the recent samples having a larger estimated Ne than the old samples. The confidence intervals overlap, which should be mentioned at line 265.

I marked the sentence at line 266 to read of genetically effective migration. Now that I have had an hour to reflect on that, I realize that GeneClass2 does not show genetically effective migration, so the authors should not make that change.

At line 275, I think that the authors intend to write within POPULATIONS. A word seems to be missing.

Discussion. – At line 308, the point of the sentence can be sharpened as: environmental and anthropogenic pressures threaten the demographic and genetic viability of the species, particularly those recognized as having some degree of vulnerability.

At line 326, the change in estimated Ne should be characterized as a non-significant increase. The confidence intervals are large, the estimates are imprecise and rather comparable, so the change should not be oversold.

At line 336, the minimum Ne estimates of 414 SUGGEST LONG-TERM evolutionary risks for this POPULATION OF the species.

References. – The literature citations are reasonably clean, but I did mark a few minor issues.

Reviewer #2: The manuscript reports the genetic diversity and population structure of the endangered fish Pseudoplatystoma magdaleniatum, using microsatellite loci. It is well written and presents data worthy of publication in PlosOne. However, there are some points that must be clarified and others that should be modified to improve the article. See my comments and suggestions below.

Line 39-40. Reword as suggested: basin showed healthy genetics after molecular analyses.

Line 44. If it was previously molecularly analysed, please complete the sentence with this information.

Line 65. Reword as suggested: large migratory fish and the most important fishing resource of Colombia

Line 69-71. All these sentences must be reworded. See my suggestion below.

P. magdaleniatum in the middle and lower sectors.... showed high genetic diversity and absence of populational structuring when analysed by microsatellites (quoted reference).

Line 71-74. Reword the entire paragraph since, similarly, these mentioned species did not show genetic structuring. In addition, data on inbreeding or genetic diversity (e.g. Ra, He, Ho) are not reported for all mentioned species.

Line 97. Change "above" to "mentioned"

Line 104-106. Reword as suggested: … genetic monitoring emerges as an alternative to estimate the threat status and potential changes in genetic diversity of wild populations over time, mainly of those species with some degree of conservation concern and subjected to disturbances in its ecosystem (Laikre et al., 2010; Schwartz et al., 2007).

Line 107-108. Delete “Ex-ante and Ex-post, since this information must be provided in the Material and Methods.

Line 110-11: I suggest rephrase this sentence as suggested below:

The expectations of this work were to find high genetic diversity and no population structuring in P. magdaleniatum of the Cauca River, based on the findings previously reported by...

Line 117. Change "Ex-ante and Ex-post samples" to "sampling"

Line 197 - . Rephrase as suggested below:

To explore genetic changes on a temporal scale of the population of this species, genotypes previously obtained for individuals collected during the years 2010 - 2014 (Ex-ante sample) in sectors of the middle and lower sites of the Magdalena-Cauca basin, using the same set of microsatellite loci and the same methodology for genotyping them (see García-Castro et al., 2021), were included in the analysis, totaling of 311 individuals of P. magdaleniatum.

Line 219-220. Make clear how stuttering effects were corrected.

Line 232-233. Reword as suggested: no locus evidenced deviation from equilibrium in S4-S5 and just one locus (Psm18)…

Line 234. Explain what false positive means in that context.

Line 238. Correct to: to only one locus (Psm24).

Line 315. Please quote some more recent biblio. references on this subject.

Line 358-36. Reword as suggested: In conclusion, our results indicate that P. magdaleniatum has high genetic diversity and is not genetically structured along the Cauca River, although preserving evidence of recent reductions in its population size.

**********

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Attachment

Submitted filename: Garcia-Castro and Marquez 1.pdf

pone.0301577.s002.pdf (6.7MB, pdf)
Attachment

Submitted filename: Garcia-Castro and Marquez 2.pdf

PLoS One. 2024 Apr 18;19(4):e0301577. doi: 10.1371/journal.pone.0301577.r002

Author response to Decision Letter 0


23 Feb 2024

We really appreciate the detailed revision of the reviewers and have edited the manuscript following your valuable recommendations, which have led to improve our paper.

Reviewer #1:

Striped catfish Psuedoplatystoma magdalineatum is an important, fished species in the Magdalena drainage of Columbia. It has declined to the point that it is listed as endangered. Hence, assessment of population genetic variation is pertinent to gain an understanding of its genetic viability, to gain insights into its recent demographic history, and to delineate populations as units for fishery management, Garcia-Castro and Marquez screened 13 species-specific microsatellite DNA markers and applied a battery of standard population genetic tests to old and new samples collected from the lower Magdalena-Cauca basin. They found considerable genetic diversity, one panmictic population, and evidence of a recent genetic bottleneck, findings which will inform management. The authors appropriately called for population genetic assessment at a larger spatial scale. The study design is straightforward, and the statistical tests and interpretations are appropriate. The findings can be presented more crisply as suggested below. I’ve marked the manuscript to guide revision of the English prose; I hope the authors find my marks constructive.

Methods. – At line 135, I believe the authors do not mention site S1 in error.

Our sampling sectors comprise seven sectors S2-S8 according to nomenclature adopted and described in (1) . Now, we replaced “eight” by “seven”.

Results. – The paragraph starting on line 231 should mention whether any particular loci or populations presented frequent departures from Hardy-Weinberg equilibrium.

Done. To clarify, we proofread the idea. Now: “Furthermore, it is worth noting that apart from Psm06 in a single sector, no locus exhibited departure from Hardy-Weinberg equilibrium across population (S1 Table), therefore, the significant values across loci observed in sectors S4-S5 and S6-S7-S8, and in the overall Ex-post sample (P-values of 0.042, 0.023, and 0.007, respectively), may be potentially biased by Fisher's Exact test.”.

We added the respective supporting file as:

“S1 Table. Hardy-Weinberg equilibrium test per locus and population. P-values in bold (< 0.05) are significant.”

At lines 245-246, the authors oversell the likelihood of the infinite alleles model (IAM) applying to their data. Most frequently, it is the two-phase mode that best applies to microsatellite data, often with about 80% stepwise mutation and 20% non-stepwise mutation. Why say anything about the likelihood of the IAM applying best? Why not simply report the results obtained, that IAM yielded a significant test result and the other models did not? The authors have a low M Garza and Williamson (2001) metric, and the cognizant reader will make their own judgement of there having been a recent bottleneck.

Done. Now: “The result of the excess heterozygosity test to detect recent bottleneck events was significant (P <0.017) in the three sectors and overall (Ex-post) using the IAM, whereas in the other models were non-significant”

At line 261, the authors should strike the word “not”. Infinite estimates of Ne do not provide evidence that the population IS very large.

Done. Now: “Estimates equal to ∞ can be fully explained by a sampling error that is greater than the genetic drift signal, so they do not provide evidence that the population is very large [45] ”.

The authors should not make a big deal over the recent samples having a larger estimated Ne than the old samples. The confidence intervals overlap, which should be mentioned at line 265.

Done. Now: “Therefore, both methods suggest that the Ne of P. magdaleniatum is greater than 1,300 in both temporal samples, noting that confidence intervals overlap, being the lowest limit value of 414 (Table 2).”

I marked the sentence at line 266 to read of genetically effective migration. Now that I have had an hour to reflect on that, I realize that GeneClass2 does not show genetically effective migration, so the authors should not make that change.

Ok.

At line 275, I think that the authors intend to write within POPULATIONS. A word seems to be missing.

Done. Now for clarity: “Although the overall structure index calculated using the AMOVA was significant (F´ST [2, 327] = 0.014; P = 0.013), geographical genetic structure for the Ex-post sample was fully explained by the variances among individuals (6%) and within individuals (94%).”

Discussion. – At line 308, the point of the sentence can be sharpened as: environmental and anthropogenic pressures threaten the demographic and genetic viability of the species, particularly those recognized as having some degree of vulnerability.

Done. Now: “Factors supporting the need for ongoing genetic evaluation of wild populations are related to environmental and anthropogenic pressures that threaten the demographic and genetic viability of the species, particularly those recognized as having some degree of vulnerability [28,29].”

At line 326, the change in estimated Ne should be characterized as a non-significant increase. The confidence intervals are large, the estimates are imprecise and rather comparable, so the change should not be oversold.

Done. Now: “Although some factors such as the presence of individuals of different generations (age structure) or high levels of immigration in the population can bias the estimation and could explain the observed differences between Ex-ante and Ex-post samples [65, 66], such increasing in Ne remains uncertain mainly due to large confidence intervals and the imprecise estimation.”

At line 336, the minimum Ne estimates of 414 SUGGEST LONG-TERM evolutionary risks for this POPULATION OF the species.

Done. Now: “Although the estimates obtained in this study are higher than 1,300, the confidence intervals show the minimum values of 414, suggesting long-term evolutionary risks for the species [67], so this last value must be considered for support management measures to prevent genetic erosion of P. magdaleniatum, considering its current conservation status.”

References. – The literature citations are reasonably clean, but I did mark a few minor issues.

Done.

Reviewer #2:

The manuscript reports the genetic diversity and population structure of the endangered fish Pseudoplatystoma magdaleniatum, using microsatellite loci. It is well written and presents data worthy of publication in PlosOne. However, there are some points that must be clarified and others that should be modified to improve the article. See my comments and suggestions below.

Line 39-40. Reword as suggested: basin showed healthy genetics after molecular analyses.

Done. Now: “…its population in the lower Magdalena-Cauca basin showed healthy genetics after molecular analyses.”

Line 44. If it was previously molecularly analysed, please complete the sentence with this information.

Done. Now: “This work analyzed a total of 164 samples from the Cauca River collected downstream the Ituango Dam between 2019 – 2021 using species-specific microsatellite markers to compare the genetic diversity and structure in samples collected between 2010 – 2014 from the lower Magdalena-Cauca basin, previously analyzed”

Line 65. Reword as suggested: large migratory fish and the most important fishing resource of Colombia

Done. Now: “One of these endemic species is the striped catfish Pseudoplatystoma magdaleniatum, a large migratory fish and the most important fishery resource of Colombia … ”

Line 69-71. All these sentences must be reworded. See my suggestion below.

P. magdaleniatum in the middle and lower sectors.... showed high genetic diversity and absence of populational structuring when analysed by microsatellites (quoted reference).

Done. Now: “The population of this species in the middle and lower sectors of the Magdalena-Cauca basin showed high genetic diversity and absence of population structure [8]. ”

Line 71-74. Reword the entire paragraph since, similarly, these mentioned species did not show genetic structuring. In addition, data on inbreeding or genetic diversity (e.g. Ra, He, Ho) are not reported for all mentioned species.

Done. Now: “Other migratory species of high commercial interest, such as Pimelodus yuma (nicuro), Pimelodus grosskopfii (barbudo) and Prochilodous magdalenae (bocachico) not only showed gene flow in the middle and lower sectors of the Cauca River but also high degree of inbreeding [3].”

Line 97. Change "above" to "mentioned"

Done. Following the recommendations of both reviewers: “Knowledge about real impacts of such factors on population genetics of non-fragmented species is quite limited.”

Line 104-106. Reword as suggested: … genetic monitoring emerges as an alternative to estimate the threat status and potential changes in genetic diversity of wild populations over time, mainly of those species with some degree of conservation concern and subjected to disturbances in its ecosystem (Laikre et al., 2010; Schwartz et al., 2007).

Done. Now: “…genetic monitoring emerges as an approach to estimate the threat status and potential changes of wild populations over time, mainly of those species with some degree of conservation concern and subjected to disturbances in its ecosystem [28, 29].”

Line 107-108. Delete “Ex-ante and Ex-post, since this information must be provided in the Material and Methods.

Done. Now: “Therefore, this study analyzed the population genetics of P. magdaleniatum on a temporal scale, using samples collected in the Magdalena-Cauca basin before and after the construction of the Ituango Dam, using species-specific microsatellite markers.”

Line 110-11: I suggest rephrase this sentence as suggested below:

The expectations of this work were to find high genetic diversity and no population structuring in P. magdaleniatum of the Cauca River, based on the findings previously reported by...

Done. Now: “The expectations of this work were to find high genetic diversity and no population structuring in P. magdaleniatum of the Cauca River, based on the findings previously reported by García-Castro et al. [8].”

Line 117. Change "Ex-ante and Ex-post samples" to "sampling"

Done. Now: “the short period of time separating samplings before and after the dam construction in relation to the generation length of this species (approximately four years; see [7])”

Line 197 - . Rephrase as suggested below:

To explore genetic changes on a temporal scale of the population of this species, genotypes previously obtained for individuals collected during the years 2010 - 2014 (Ex-ante sample) in sectors of the middle and lower sites of the Magdalena-Cauca basin, using the same set of microsatellite loci and the same methodology for genotyping them (see García-Castro et al., 2021), were included in the analysis, totaling of 311 individuals of P. magdaleniatum.

Done. Now: “To explore genetic changes on a temporal scale for population of this species, genotypes previously obtained for individuals collected during the years 2010 - 2014 (Ex-ante sample) in sectors of the middle and lower sites of the Magdalena-Cauca basin, using the same set of microsatellite loci and the same methodology for genotyping them (see [8]), were included in the analysis, totaling of 311 individuals of P. magdaleniatum.”

Line 219-220. Make clear how stuttering effects were corrected.

Now: “…and stuttering effects were corrected when present based on Micro-Checker suggestions”

Line 232-233. Reword as suggested: no locus evidenced deviation from equilibrium in S4-S5 and just one locus (Psm18)…

For clarifying this idea, we reworded this paragraph as: “Furthermore, it is worth noting that apart from Psm06 in a single sector, no locus exhibited departure from Hardy-Weinberg equilibrium across population (S1 Table), therefore, the significant values across loci observed in sectors S4-S5 and S6-S7-S8, and in the overall Ex-post sample (P-values of 0.042, 0.023, and 0.007, respectively), may be potentially biased by Fisher's Exact test.”

Line 234. Explain what false positive means in that context.

We meant by false positive the likely bias of the Fisher´s method to detect departure of Hardy-Weinberg equilibrium (HWE) in each population, considering that such method is a global test across loci that combines P-values of different tests, assuming independence of loci, and considering that no locus showed consistent departure from HWE across samples.

Line 238. Correct to: to only one locus (Psm24).

Done. The reworded paragraph is described above.

Line 315. Please quote some more recent biblio. references on this subject.

Done. We added a couple of relevant and more recent citations. Now: “The genetic diversity of the Ex-post sample was high, with HE values higher than both the average of Neotropical catfishes (HE: 0.609 ± 0.210; [57]) and values reported in some populations of other species of the genus Pseudoplatystoma [59–64].”

Line 358-36. Reword as suggested: In conclusion, our results indicate that P. magdaleniatum has high genetic diversity and is not genetically structured along the Cauca River, although preserving evidence of recent reductions in its population size.

Done. Now: “In conclusion, the results of this study indicate that P. magdaleniatum has high genetic diversity and is not genetically structured along the Cauca River, although preserving evidence of recent reductions in its population size.”

References:

1. Landínez-García RM, Márquez EJ. Development and characterization of 24 polymorphic microsatellite loci for the freshwater fish Ichthyoelephas longirostris (Characiformes: Prochilodontidae). PeerJ. 2016 Sep 1;4(9):e2419.

Decision Letter 1

Jesus E Maldonado

20 Mar 2024

Temporal analysis of genetic diversity and gene flow in the threatened catfish Pseudoplatystoma magdaleniatum from a dammed Neotropical River

PONE-D-23-37221R1

Dear Dr. Marquez,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

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Kind regards,

Jesus E. Maldonado, Ph.D

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

The authors have adequately addressed all of the reviewers' comments. The manuscript is now much improved and meets the publication criteria in PlosOne.

Reviewers' comments:

Acceptance letter

Jesus E Maldonado

29 Mar 2024

PONE-D-23-37221R1

PLOS ONE

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Table. Hardy-Weinberg equilibrium test per locus and population.

    P-values in bold (< 0.05) are significant.

    (XLSX)

    pone.0301577.s001.xlsx (9.7KB, xlsx)
    Attachment

    Submitted filename: Garcia-Castro and Marquez 1.pdf

    pone.0301577.s002.pdf (6.7MB, pdf)
    Attachment

    Submitted filename: Garcia-Castro and Marquez 2.pdf

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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