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JAMA Network logoLink to JAMA Network
. 2024 Apr 24;331(19):1629–1637. doi: 10.1001/jama.2024.4303

Neurodevelopmental Outcomes After Late Preterm Antenatal Corticosteroids

The ALPS Follow-Up Study

Cynthia Gyamfi-Bannerman 1,2,, Rebecca G Clifton 3, Alan T N Tita 4, Sean C Blackwell 5, Monica Longo 6, Jessica A de Voest 3, T Michael O’Shea 7, Sabine Z Bousleiman 1, Felecia Ortiz 5, Dwight J Rouse 8, Torri D Metz 9, George R Saade 10,11, Kara M Rood 12, Kent D Heyborne 13, John M Thorp Jr 7, Geeta K Swamy 14, William A Grobman 15, Kelly S Gibson 16, Yasser Y El-Sayed 17, George A Macones 18, for the Eunice Kennedy Shriver Maternal-Fetal Medicine Units Network
PMCID: PMC11044009  PMID: 38656759

Key Points

Question

Is administration of antenatal corticosteroids to individuals at risk of late preterm delivery, originally shown to improve short-term neonatal respiratory outcomes but with an increased rate of hypoglycemia, associated with adverse childhood neurodevelopmental outcomes at age 6 years or older?

Findings

There were no statistically significant differences in the primary outcome, a General Conceptual Abilities score of less than 85, between the betamethasone (17.1%) and placebo (18.5%) groups. No differences in any secondary outcomes were observed.

Meaning

In this follow-up study of a randomized clinical trial, antenatal corticosteroids in persons at risk of late preterm delivery were not associated with adverse effects on childhood neurodevelopmental outcomes at age 6 years or older.

Abstract

Importance

The Antenatal Late Preterm Steroids (ALPS) trial changed clinical practice in the United States by finding that antenatal betamethasone at 34 to 36 weeks decreased short-term neonatal respiratory morbidity. However, the trial also found increased risk of neonatal hypoglycemia after betamethasone. This follow-up study focused on long-term neurodevelopmental outcomes after late preterm steroids.

Objective

To evaluate whether administration of late preterm (34-36 completed weeks) corticosteroids affected childhood neurodevelopmental outcomes.

Design, Setting, and Participants

Prospective follow-up study of children aged 6 years or older whose birthing parent had enrolled in the multicenter randomized clinical trial, conducted at 13 centers that participated in the Maternal-Fetal Medicine Units (MFMU) Network cycle from 2011-2016. Follow-up was from 2017-2022.

Exposure

Twelve milligrams of intramuscular betamethasone administered twice 24 hours apart.

Main Outcome and Measures

The primary outcome of this follow-up study was a General Conceptual Ability score less than 85 (−1 SD) on the Differential Ability Scales, 2nd Edition (DAS-II). Secondary outcomes included the Gross Motor Function Classification System level and Social Responsiveness Scale and Child Behavior Checklist scores. Multivariable analyses adjusted for prespecified variables known to be associated with the primary outcome. Sensitivity analyses used inverse probability weighting and also modeled the outcome for those lost to follow-up.

Results

Of 2831 children, 1026 enrolled and 949 (479 betamethasone, 470 placebo) completed the DAS-II at a median age of 7 years (IQR, 6.6-7.6 years). Maternal, neonatal, and childhood characteristics were similar between groups except that neonatal hypoglycemia was more common in the betamethasone group. There were no differences in the primary outcome, a general conceptual ability score less than 85, which occurred in 82 (17.1%) of the betamethasone vs 87 (18.5%) of the placebo group (adjusted relative risk, 0.94; 95% CI, 0.73-1.22). No differences in secondary outcomes were observed. Sensitivity analyses using inverse probability weighting or assigning outcomes to children lost to follow-up also found no differences between groups.

Conclusion and Relevance

In this follow-up study of a randomized clinical trial, administration of antenatal corticosteroids to persons at risk of late preterm delivery, originally shown to improve short-term neonatal respiratory outcomes but with an increased rate of hypoglycemia, was not associated with adverse childhood neurodevelopmental outcomes at age 6 years or older.


This prospective follow-up study of a randomized clinical trial evaluates whether antenatal corticosteroids administered to birthing parents at risk of late preterm delivery were associated with adverse neurodevelopmental effects on their offspring.

Introduction

The Antenatal Late Preterm Steroids randomized trial noted decreased short-term neonatal respiratory morbidity after antenatal exposure to betamethasone compared with placebo.1 The trial also found an increased risk of neonatal hypoglycemia after exposure to betamethasone. Prolonged and persistent hypoglycemia has been associated with adverse childhood neurodevelopment,2 but there is no consensus on a safe range of neonatal blood glucose concentrations.3

Preclinical models as early as the 1990s have suggested adverse effects of corticosteroids on fetal brain development,4,5 and follow-up studies on multiple courses of antenatal corticosteroids have suggested potential adverse childhood neurodevelopment, particularly with more than 4 courses.6,7 However, these findings have not been corroborated in humans exposed to a single course of antenatal corticosteroids8 or to late preterm steroid exposure,9 although this distinction has not always been clear in reviews on potential steroid risks.10 The findings of the ALPS trial reignited an interest in childhood neurodevelopment following antenatal steroid exposure, with subsequent observational studies suggesting adverse cognitive outcomes after some period of antenatal glucocorticoid exposure.11,12 Because of a benefit to steroid administration, which subsequently has been incorporated into clinical practice in many centers,13,14 this study was designed to evaluate whether administration of late preterm (34-36 weeks) corticosteroids affected childhood neurodevelopmental outcomes at age 6 years or older. Based on prior human data,8,9,15 it was hypothesized that children exposed to antenatal betamethasone would have a lower frequency of cognitive function 1 SD below the mean at age 6 years or older compared with children exposed to placebo.

Methods

The investigators have adhered to the US Department of Health and Human Services policies for protection of human subjects as prescribed in 45 CFR 46.

This was a prospective, follow-up study of the children of the participants in the trial,1 a multicenter, double-blind, placebo-controlled trial conducted at 17 Maternal-Fetal Medicine Units (MFMU) Network centers of the National Institute of Child Health and Human Development from 2010 to 2015, over 2 different MFMU funding cycles (see the study protocol in Supplement 1). Participants were eligible if they were at high risk of preterm delivery from 34 weeks, 0 days to 36 weeks, 6 days, based on specific previously reported criteria.1 Consenting participants were randomly assigned to receive 12 mg of intramuscular betamethasone for fetal lung maturity. A second, final dose was given if the participant had not delivered at 24 hours. During the parent trial, all participants were given the option to consent for future research.

Children of former participants were eligible if they were 6 years or older and if the original participant (1) enrolled at 1 of the 13 centers that participated in the MFMU Network in the 5-year cycle from 2011 to 2016 and (2) had agreed to future contact. Research staff received center-specific lists of eligible participants and used a multimodal approach (phone, email, social media, cards) to contact them. A website was created to provide information about the follow-up study to parent trial participants, and the web address was included in cards mailed to potential participants. Children were ineligible if they were unable to participate in a study visit or if their family declined future contact or participation. Medical records were reviewed for all excluded children whether the exclusion was due to death or custody issues or for the presence of any neurocognitive conditions. The parent or guardian provided signed consent. The child provided either verbal or signed assent, as required by the local centers’ institutional review board. Baseline demographics were derived both from the parent trial and the follow-up study. Birthing parent race and ethnicity were assigned by self-report, and the child’s race and ethnicity were based on parent or guardian report.

Enrolled children participated in cognitive testing performed by a licensed psychologist certified in the study procedures. The evaluation included the Differential Ability Scales, 2nd Edition (DAS-II),16 which reports an overall General Conceptual Ability (GCA) score and cluster scores including verbal, nonverbal reasoning, and spatial ability. The DAS-II measures cognitive function and the GCA correlates well (ρ = 0.89) with the full scale IQ measured by the Wechsler Preschool and Primary Scale of Intelligence.17 To be certified, psychologists recorded themselves administering the DAS-II to a child between the ages of 5 years, 11 months and 7 years, 11 months. The video as well as a self-assessment evaluating their administration was sent for central review and approval by the study criterion standard examiner prior to initiating study examinations on participants. Study visits were performed at the clinical center, the participant’s home, or other arranged location. Additionally, the Gross Motor Function Classification System was assessed by certified staff.18

The parent or guardian completed 3 questionnaires related to child health and behavior including the Social Responsiveness Scale, 2nd Edition,19 which assesses social abilities and characteristic traits of autism spectrum disorder, the Child Behavior Checklist for ages 6 through 18 years,20 which assesses behavioral and emotional problems in children, and additional questions about the child’s health. Guardians, research staff, and investigators remained blinded to treatment assignment.

Study Outcomes

The DAS-II GCA and cluster age–standardized scores have a mean (SD) of 100 (15). Higher scores reflect greater abilities. The primary outcome of this follow-up study, the proportion of GCA scores of less than 85, represents 1 SD below the mean. Secondary outcomes included the cluster scores of the DAS-II (verbal ability, nonverbal reasoning ability, and spatial ability); the Gross Motor Function Classification System level greater than level 1, indicating a functional impairment equal to or greater than the inability to walk without limitations; the Social Responsiveness Scale t score of more than 65, representing moderate to severe impairment in reciprocal social behavior indicative of autistic traits; and Child Behavior Checklist scores. Child Behavior Checklist t scores for the summary measures and the number and percent within the score range (normal, borderline, clinical) were reported, where higher scores indicate greater problems. Values on syndrome scales (anxious or depressed, attention problems, and aggressive behavior) between the 93rd and 97th percentile are classified as borderline, and higher than the 97th percentile as clinical, indicating a potential need for referral. Values for internalizing behavior, externalizing behavior, and total problems between the 84th and 90th percentile are classified as borderline, and higher than the 90th as clinical.

Statistical Analysis

Baseline characteristics were compared between participants and their birthing parents who were and were not enrolled in the follow-up study and by original treatment assignment among those enrolled. Log-binomial regression was used to estimate relative risks and 95% CIs for categorical outcomes. Quantile regression was used to estimate median differences and 95% CIs for nonnormally distributed continuous outcomes and general linear models were used to estimate mean differences and 95% CIs for normally distributed outcomes. Analyses were adjusted for prespecified baseline characteristics known to be associated with the primary outcome (the birthing parent’s age and educational level, gestational age at delivery, and child sex and age at study visit) or to account for potential variation in clinical care and study population (study center). A post hoc subgroup analysis of the primary outcome among children born preterm (<37 weeks’ gestational age) and term was conducted. Children who consented for the study and either declined the DAS-II or had invalid scores due to examiner error were considered lost to follow-up.

Several sensitivity analyses were performed. The first included participants lost to follow-up with different assumptions regarding the primary outcome (either all had the primary outcome or all did not have the primary outcome). The other sensitivity analysis included patients who were excluded or refused to participate due to a neuromotor, neurological, cognitive, or behavioral condition and assumed that all patients with one of these conditions had the primary outcome.

An additional sensitivity analysis was conducted post hoc at the request of the editors. Logistic regression was used to calculate the probability of enrollment in the follow-up study for characteristics that significantly differed by inclusion in the study. Only characteristics that were not missing in the full cohort were used to calculate the weights. The probability of enrollment was then used to calculate inverse probability weights, and the analyses were rerun using the weighted cohort. Bootstrapping was used to construct 95% CIs for relative risks (RRs) and mean differences. All analyses were conducted using SAS statistical software version 9.4 (SAS Institute Inc).

Sample Size Considerations

The parent trial included 2831 birthing parents and their infants, of which 186 (6.6%) declined future contact, 209 (7.4%) were from centers no longer participating in the MFMU Network, 9 (0.32%) had infant or neonatal deaths, 4 (0.14%) were lost to follow-up in the parent trial, and 1 (0.04%) had a maternal death (Figure). This left 2422 potentially eligible participants. The sample size was estimated based on prior experience of enrolling 80% of eligible children when the follow-up was not preplanned.21 Using these data, we planned to enroll 2000 participants, providing 83% power to detect a 25% reduction (ie, from 20% in the placebo group to 15% in the betamethasone group) in the proportion of children with a GCA score of less than 85 in the betamethasone group.

Figure. Antenatal Late Preterm Steroids (ALPS) Follow-Up Flow Diagram.

Figure.

aThe Differential Ability Scales, 2nd Edition (DAS-II) General Conceptual Ability score has a mean (SD) of 100 (15); a score of at least 85 is average, and less than 85 is below average, with higher scores indicating greater abilities. Invalid DAS-II scores include 20 examinations that were performed by a noncertified examiner and 33 with errors in administration involving incorrect start and stop points.

Results

Of 2422 potentially eligible participants from the parent trial, 1396 were excluded, mostly because of an inability to contact or because they declined participation (Figure). The birthing parents of children who participated in the follow-up study were older; less likely to smoke during pregnancy; and more likely to be employed, have private insurance, and a college degree. Otherwise, they were similar in most characteristics (eTable 1 in Supplement 2). There were 25 participants excluded for severe autism or developmental delay, 12 (0.84%) in the betamethasone group and 13 (0.93%) in the placebo group. Deaths were also similar between groups (eTable 2 in Supplement 2). Of the 1026 enrolled between December 2017 and August 2022, there were 522 in the betamethasone group and 504 in the placebo group (Figure).

Of those included in this follow-up study, maternal and neonatal characteristics for those in the betamethasone group were similar to those in the placebo group, aside from maternal race, neonatal hypoglycemia, and major congenital anomaly (Table 1). Notably, neonatal hypoglycemia was more common in the betamethasone group, similar to the parent trial. Children enrolled in the follow-up study were similar by treatment assignment aside from race, with the placebo group having a higher proportion of Black children (Table 1). The median child age at the study visit was 7 years in each group: 7 (IQR, 6.5-7.7) years in the betamethasone group and 7 (IQR, 6.5-7.6) years in the placebo group (Table 1).

Table 1. Maternal and Child Characteristics by Treatment Assignment for Included Follow-Up Participants.

Characteristic No. (%)
Betamethasone (n = 522) Placebo (n = 504)
Maternal
Race and ethnicitya
American Indian or Alaska Native 2 (0.4) 0
Asian 21 (4.0) 11 (2.2)
Hispanic 147 (28.2) 162 (32.1)
Native Hawaiian or Pacific Islander 3 (0.6) 0
Non-Hispanic Black 124 (23.8) 134 (26.6)
Non-Hispanic White 222 (42.5) 195 (38.7)
≥ 1 Self-reported race 0 2 (0.4)
Unknown or not reported 3 (0.6) 0
Age, mean (SD), y 29 (6.3) 29 (6.1)
≥College degree (maternal), No./total (%) 192/517 (37.1) 187/503 (37.2)
Employed at randomization, No./total (%) 217/521 (41.7) 228/503 (45.3)
No. of prior pregnancies ≥20 wk
0 209 (40.0) 208 (41.3)
1 131 (25.1) 146 (29.0)
≥2 182 (34.9) 150 (29.8)
Smoked during pregnancy 55 (10.5) 53 (10.5)
Preeclampsia or gestational hypertension 168 (32.2) 157 (31.2)
Gestational diabetes 54 (10.3) 59 (11.7)
Indication for trial entry
Preterm labor with intact membranes 143 (27.4) 146 (29.0)
Ruptured membranes 119 (22.8) 108 (21.4)
Expected delivery
Gestational hypertension or preeclampsia 150 (28.7) 126 (25.0)
Fetal growth restriction 13 (2.5) 17 (3.4)
Oligohydramnios 15 (2.9) 10 (2.0)
Other indication 82 (15.7) 97 (19.2)
Gestational age at delivery, median (IQR), wk 36 (35.4-36.7) 36 (35.3-36.7)
Delivery ≥ 37 wk 86 (16.5) 83 (16.5)
Neonatal
Small for gestational age (<10th percentile) 90 (17.2) 79 (15.7)
Hypoglycemia, No./total (%) 144/519 (27.7) 90/501 (18.0)
Major congenital anomalyb 1 (0.2) 7 (1.4)
Enrolled child (n = 521) (n = 504)
Race and ethnicitya
American Indian or Alaska Native 0 0
Asian 14 (2.7) 8 (1.6)
Hispanic 174 (33.3) 174 (34.5)
Native Hawaiian or Pacific Islander 2 (0.4) 0
Non-Hispanic Black 112 (21.5) 127 (25.2)
Non-Hispanic White 197 (37.7) 185 (36.7)
≥ 1 Self-reported race 22 (4.2) 10 (2.0)
Unknown or not reported 0 0
Age, median (IQR), y 7 (6.5-7.7) 7 (6.5-7.6)
Sex
Female 233 (44.6) 237 (47.0)
Male 289 (55.4) 267 (53.0)
Private insurance, No./total (%)c 229/521 (44.0) 220/504 (43.7)
a

Maternal race and ethnicity were based on self-report; the child’s race and ethnicity on parent or guardian report.

b

Although the presence of a major congenital anomaly was an exclusion criterion in the parent trial, these disorders were not discovered until birth.

c

Those without private insurance have government-assisted insurance or are self-pay or uninsured.

Of the 1026 enrolled, 949 had valid scores on the DAS-II. Of the 77 who did not, 24 declined to complete the assessment after enrollment, 20 examinations were performed by a noncertified examiner, and 33 had invalid scores due to errors in administration involving incorrect start and stop points. The use of different start and/or stop points results in inconsistencies in scoring, so these examinations were considered invalid. The proportion with the primary outcome, a GCA score less than 85, was similar between groups: 82 of 479 (17.1%) in the betamethasone group and 87 of 470 (18.5%) in the placebo group (adjusted RR, 0.94 [95% CI, 0.73-1.22]). The mean (SD) GCA score was also similar between groups: 96.6 (13.8) for the betamethasone group and 96.6 (13.7) for the placebo group (adjusted mean difference, 0.00 [95% CI, −1.47 to 1.47]). There were no differences in any of the secondary outcomes (Table 2).

Table 2. Primary and Secondary Outcomes.

Outcome No. (%) Relative risk (95% CI)a
Betamethasone (n = 479) Placebo (n = 470) Unadjusted Adjustedb
Primary outcome
DAS-II General Conceptual Ability <85c 82 (17.1) 87 (18.5) 0.92 (0.70 to 1.22) 0.94 (0.73 to 1.22)
Secondary outcomes Mean difference (95% CI)
DAS-II General Conceptual Ability 96.6 (13.8) 96.6 (13.7) 0.00 (−1.76 to 1.76) 0.00 (−1.47 to 1.47)
Verbal ability 97.7 (20.0) 97.0 (19.7) 0.69 (−1.85 to 3.22) 0.59 (−1.61 to 2.79)
Nonverbal reasoning 95.3 (4.9) 96.3 (15.4) −1.00 (−2.94 to 0.93) −1.08 (−2.85 to 0.69)
Spatial ability 98.2 (14.3) 97.7 (14.4) 0.46 (−1.37 to 2.29) 0.64 (−1.00 to 2.28)
(n =522) (n = 504) Relative risk (95% CI)
Social Responsiveness Scale t score >65, No./total (%)d 70/518 (13.5) 72/504 (14.3) 0.95 (0.70 to 1.28) 0.92 (0.68 to 1.24)
>Level I Gross Motor Function Classification Systeme 1 (0.2) 1 (0.2)
Child Behavior Checklist t score f Mean difference (95% CI)
Total problems 48.5 (11.0) 49.1 (11.2) −0.58 (−1.94 to 0.78) −0.81 (−2.15 to 0.52)
Normal 433 (83.4) 413 (81.9)
Borderline 36 (6.9) 44 (8.7)
Clinical 50 (9.6) 47 (9.3)
Median difference (95% CI)
Internalizing behavior, median (IQR) 48 (41 to 57) 48 (43 to 57) 0.00 (−1.45 to 1.45) −0.61 (−1.97 to 0.75)
Normal 422 (81.3) 411 (81.5)
Borderline 36 (6.9) 39 (7.7)
Clinical 61 (11.8) 54 (10.7)
Externalizing behavior, median (IQR) 48 (41 to 54) 49 (41 to 57) −1.00 (−2.88 to 0.88) −0.60 (−2.00 to 0.80)
Normal 438 (84.4) 409 (81.2)
Borderline 35 (6.7) 39 (7.7)
Clinical 46 (8.9) 56 (11.1)
Dysregulation profile, median (IQR) 156 (151 to 167) 158 (151 to 171) −1.00 (−3.34 to 1.34) −0.68 (−2.05 to 0.68)
Anxious/depressed, median (IQR) 51 (50 to 57) 51 (50 to 57) 0.00 (−0.22 to 0.22) −0.27 (−0.52 to −0.03)
Normal 473 (91.1) 469 (93.1)
Borderline 33 (6.4) 21 (4.2)
Clinical 13 (2.5) 14 (2.8)
Attention problems, median (IQR) 52 (50 to 57) 52 (50 to 57) 0.00 (−0.22 to 0.22) 0.02 (−0.46 to 0.49)
Normal 458 (88.2) 450 (89.3)
Borderline 42 (8.1) 34 (6.7)
Clinical 19 (3.7) 20 (4.0)
Aggressive behavior, median (IQR) 51 (50 to 56) 51 (50 to 57) 0.00 (0.00 to 0.00) 0.00 (−0.27 to 0.27)
Normal 479 (92.3) 450 (89.3)
Borderline 20 (3.9) 29 (5.8)
Clinical 20 (3.9) 25 (5.0)
a

Data are relative risk (95% CI) for categorical outcomes and mean difference (95% CI) or median difference (95% CI) for continuous outcomes.

b

Adjusted for maternal age, gestational age at delivery, child age, sex, maternal education, and center.

c

Differential Ability Scales 2nd Edition (DAS-II) General Conceptual Ability score has a mean (SD) of 100 (15); scores of 85 or higher are average and less than 85, below average, with higher scores indicating greater abilities.

d

Score range: less than 60, normal; 60 to 65, mild; 66 to 75, moderate; and 76 or higher, severe, with higher scores indicating greater problems.

e

There are 5 levels with greater functional impairment at increasing levels: walks without limitations, walks with limitations, walks with handheld mobility device, self-mobility with limitations; may use powered mobility, and transported in a manual wheelchair.

f

Score range: less than 60, normal; 60 to 63, borderline (84th-90th percentile); and 64 or higher, clinical (>90th percentile), with higher scores indicating greater problems. Values on syndrome scales (anxious or depressed, attention problems, and aggressive behavior) between the 93rd and 97th percentile are classified as borderline. Scores higher than the 97th percentile are clinical, indicating a potential need for referral. Values for internalizing behavior and externalizing behavior between the 84th and 90th percentile are classified as borderline. Scores higher than the 90th percentile are clinical. Child Behavior Checklist score is missing for 3 children.

To adjust for differences in the parent trial participants and the current study’s participants in maternal age, private insurance, and smoking status during pregnancy, the post hoc sensitivity analysis using inverse probability weighting did not alter the estimates, and none of the primary or secondary outcomes changed significance. The primary outcome of this follow-up study, the proportion of GCA scores less than 85, remained similar between groups: 238 of 1315 (18.1%) in the betamethasone group and 266 of 1305 (20.3%) in the placebo group (adjusted RR, 0.92 [95% CI, 0.71-1.25]). Secondary outcomes also remained similar between groups (Table 3). A comparison of characteristics in the original, unweighted analysis, and weighted analysis cohorts is located in eTable 3 in Supplement 2. Results demonstrate that the weighted cohort approximates the makeup of the original cohort via maternal age, insurance status, and smoking status during pregnancy.

Table 3. Post Hoc Sensitivity Analysis of Primary and Secondary Outcomes Weighted to Reflect Original Antenatal Late Preterm Steroids Trial Populationa.

Outcome No. (%) Inverse probability weighting, relative risk (95% CI)b
Betamethasone Placebo Unadjusted Adjustedc
Primary outcome (n = 1315) (n = 1305)
DAS-II General Conceptual Ability <85d 238 (18.1) 266 (20.3) 0.89 (0.67 to 1.16) 0.92 (0.71 to 1.25)
Secondary outcomes (n = 1430) (n = 1402) Relative risk (95% CI)
Social Responsiveness Scale t-score >65, No./total (%)e 203/1416 (14.3) 218/1402 (15.5) 0.92 (0.66 to 1.28) 0.92 (0.67 to 1.32)
>Level I Gross Motor Function Classification Systemf 3 (0.2) 3 (0.2)
Child Behavior Checklistg Mean difference
Total problems t score 48.8 (18.2) 49.5 (18.8) −0.70 (−2.16 to 0.73) −0.91 (−2.23 to 0.51)
a

Comparison of original cohorts and cohorts remaining at 6 years or older, including corrections with weighting, are shown in eTable 3 in Supplement 1.

b

Inverse probability weighting accounts for maternal age, insurance status, and smoking status during pregnancy. Data are relative risk (95% CI) for categorical outcomes and mean difference (95% CI) for continuous outcomes.

c

Adjusted for gestational age at delivery, child age, sex, and center.

d

The Differential Ability Scales 2nd Edition (DAS-II) General Conceptual Ability score has a mean (SD) of 100 (15); scores 85 or higher are average and less than 85, below average, with higher scores indicating greater abilities.

e

Score range: less than 60, normal; 60 to 65, mild; 66 to 75, moderate; and 76 or higher, severe, with higher scores indicating greater problems.

f

There are 5 levels with greater functional impairment at increasing levels: walks without limitations, walks with limitations, walks with handheld mobility device, self-mobility with limitations; may use powered mobility, and transported in a manual wheelchair.

g

Score range: less than 60, normal; 60 to 63, borderline (84th-90th percentile); and 64 or higher clinical (>90th percentile), with higher scores indicating greater problems.

Results were similar when including patients who were lost to follow-up (Table 4). There were no differences in a sensitivity analysis that assumed that all lost to follow-up had the primary outcome: 125 of 522 (23.9%) in the betamethasone group and 121 of 504 (24.0%]) in the placebo group (adjusted RR, 0.99 [95% CI, 0.80-1.21]) or assuming all lost to follow-up did not have the primary outcome: 82 of 522 (15.7%) for the betamethasone group and 87 of 504 (17.0%) for the placebo group (adjusted RR, 0.94 [95% CI, 0.73-1.22]). There were also similar results when including those who did not participate due to a neuromotor, neurological, cognitive, or behavioral condition, as having the primary outcome: 96 of 493 (19.5%) for the betamethasone group and 103 of 486 (21.0%) for the placebo group (adjusted RR, 0.94 [95% CI, 0.73-1.22]). Evaluating the outcomes of those who delivered at term vs preterm also revealed no difference in primary or secondary outcomes (eTable 4 in Supplement 2).

Table 4. Results of Prespecified Sensitivity Analyses.

Outcome No. (%) Relative risk (95% CI)
Betamethasone (n = 522) Placebo (n = 504) Unadjusted Adjusteda
Lost to follow-up sensitivity analysis
DAS-II General Conceptual Ability <85 all lost to follow-up assumed to have the primary outcome
Yes 125 (23.9) 121 (24.0) 1.00 (0.80-1.24) 0.99 (0.80-1.21)
No 82 (15.7) 87 (17.0) 0.91 (0.69-1.20) 0.94 (0.73-1.22)
Neurocognitive sensitivity analysis b (n = 493) (n = 486)
DAS-II General Conceptual Ability <85 96 (19.5) 103 (21.0) 0.92 (0.72-1.18) 0.94 (0.73-1.22)

Abbreviation: DAS-II, Differential Ability Scales, 2nd Edition.

a

Adjusted by prespecified baseline characteristics including maternal age, gestational age at delivery, child age, sex, maternal education, and center.

b

All who did not participate due to a neuromotor, neurological, cognitive, or behavioral condition were assumed to have the primary outcome.

Discussion

In this prospective follow-up of the ALPS randomized clinical trial, no significant differences were found in neurodevelopment as assessed by the DAS-II generalized conceptual ability score among children who were exposed antenatally to betamethasone or placebo in the late preterm period. There were also no differences in the other secondary outcomes assessing autistic traits, gross motor function, and problem behaviors. These findings were noted despite a higher rate of hypoglycemia in the betamethasone group in the included cohort and are in line with other clinical data on children formerly exposed to a single course of antenatal betamethasone for fetal lung maturity.8,9

These findings are consistent with those of MacArthur and colleagues15 who completed a 6-year follow-up study on children whose birthing parents had been enrolled in the original randomized trial of antenatal betamethasone by Liggins and Howie.22 In their parent trial, individuals at risk of preterm delivery from 24 weeks, 0 days of gestation to 36 weeks, 6 days of gestation were randomized to betamethasone vs placebo. The majority of follow-up participants were born in the late preterm period, and there were no differences in the 4 measures of cognitive testing performed at age 6 years.15 The same cohort was followed up to age 30 years. No differences in cognitive testing were noted.9

The current study’s findings contrast Räikkönen et al11 who performed a retrospective register-linkage study using a Finnish data set to associate childhood mental and behavioral disorders with antenatal corticosteroid exposure. Importantly, they did not have information on the gestational age of antenatal corticosteroid exposure but reported that the practice at the time was to administer antenatal steroids only up to 34 weeks, 6 days’ gestation.23 There were also no data on the indication for administration, which is important because the indication may be an independent risk factor for an adverse outcome. Finally, as others have also mentioned, death was a competing outcome but was not accounted for, limiting the robustness of the associations observed.24 Given the limitations of studies by Räikkön and colleagues11 and others,25,26 there has been a call for “high-evidence level randomized data” from the ALPS trial follow-up study to help answer this question.10

The current study has important strengths. Investigators, research staff, certified psychologists, and participants remained blinded to original treatment assignment. This study was able to evaluate a myriad of neurocognitive domains. Most importantly, this is a follow-up of a randomized clinical trial, so there is no bias by indication for steroids or by gestational age of administration, which is invariably true for observational studies.

Several studies have shown that being born late preterm leads to adverse neurodevelopment compared with birth at term.27,28,29 Although effective strategies to decrease the prevalence of preterm birth worldwide will have the largest impact on neonatal and childhood outcomes, this study provides evidence that steroids do not contribute to adverse neurodevelopment in this group.

Limitations

These findings have a few notable limitations. First, the group enrolled included just more than half of the intended sample size of 2000 participants, likely due to both the effects of the COVID-19 pandemic and difficulty finding original trial participants. After enrolling participants, some ultimately declined DAS-II testing. Nevertheless, sensitivity analyses, in which multiple assumptions were tested with regard to the primary outcome for this study, resulted in conclusions similar to the primary analysis. In addition, the final sample size still provided more than 80% power to show a 36% relative decrease (range, 18.5%-11.8%) in the primary outcome and more than 80% power to show a 42% relative increase (range, 18.5%-26.3%) in the primary outcome. Furthermore, the achieved sample size makes this the largest neurocognitive follow-up study of the use of late preterm steroids and the largest follow-up study of a single course of antenatal corticosteroids.30 Second, this study had relatively small numbers of neonates born at term, limiting the ability to detect small differences between the betamethasone and placebo groups for infants born at term. Third, instruments for evaluating neurodevelopment, such as the standardized testing used in this study, may not capture subjective differences in school performance or other more subtle outcomes.

Conclusions

In this follow-up study of a randomized clinical trial, administration of antenatal corticosteroids to persons at risk of late preterm delivery, originally shown to improve short-term neonatal respiratory outcomes but with an increased rate of hypoglycemia, was not associated with adverse effects on childhood neurodevelopmental outcomes at age 6 years or older using a variety of metrics. These data provide reassurance with regard to the administration of antenatal corticosteroids in the late preterm period.

Educational Objective: To identify the key insights or developments described in this article.

  1. The Antenatal Late Preterm Steroids trial demonstrated that betamethasone given at 34 to 36 weeks gestation decreased neonatal short-term morbidity. Why was this follow-up trial, evaluating the same participants 6 or more years later, necessary?

    1. Betamethasone-spurred lung development may have been time limited and ultimately associated with pulmonary dysfunction over the first several years of life.

    2. Early exposure to steroids raised concern for the development of childhood diabetes.

    3. Other studies suggested that corticosteroids could have adverse cognitive outcomes on fetal brain development.

  2. What were the results for the primary outcome of proportion with a General Conceptual Ability (GCA) score of less than 85?

    1. The betamethasone group had a greater incidence of GCA scores less than 85.

    2. The placebo group had a greater incidence of GCA scores less than 85.

    3. There was no statistical difference between the betamethasone and placebo groups.

  3. The study ultimately enrolled only slightly more than half of the intended samples size. Why do the authors suggest that the results are nonetheless convincing?

    1. Many enrolled neonates were born at term improving ability to detect small differences between groups.

    2. Multiple sensitivity analyses testing varied assumptions resulted in similar conclusions.

    3. The standardized testing used in the analysis was more sensitive than initially hypothesized permitting a smaller sample size with equally robust outcomes.

Supplement 1.

Trial Protocol

jama-e244303-s001.pdf (765.3KB, pdf)
Supplement 2.

Trial Sites and Study Personnel

eTable 1. Maternal/Neonatal Characteristics for Enrolled vs. Non-Enrolled Follow-Up Participants

eTable 2. Participants Excluded for Death or Developmental Delay

eTable 3. Comparison of Original Cohorts and Cohorts Remaining at ≥ 6 years

eTable 4. Subgroup Analysis among Preterm and Term Deliveries

jama-e244303-s002.pdf (372.6KB, pdf)
Supplement 3.

Data Sharing Statement

jama-e244303-s003.pdf (14.6KB, pdf)

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplement 1.

Trial Protocol

jama-e244303-s001.pdf (765.3KB, pdf)
Supplement 2.

Trial Sites and Study Personnel

eTable 1. Maternal/Neonatal Characteristics for Enrolled vs. Non-Enrolled Follow-Up Participants

eTable 2. Participants Excluded for Death or Developmental Delay

eTable 3. Comparison of Original Cohorts and Cohorts Remaining at ≥ 6 years

eTable 4. Subgroup Analysis among Preterm and Term Deliveries

jama-e244303-s002.pdf (372.6KB, pdf)
Supplement 3.

Data Sharing Statement

jama-e244303-s003.pdf (14.6KB, pdf)

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