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. Author manuscript; available in PMC: 2024 Apr 30.
Published in final edited form as: J Am Coll Cardiol. 2023 Nov 21;82(21):1989–2005. doi: 10.1016/j.jacc.2023.09.806

Sleep-Related Hypoxia, Right Ventricular Dysfunction, and Survival in Patients With Group 1 Pulmonary Arterial Hypertension

Megan M Lowery a, Nicholas S Hill b, Lu Wang c, Erika B Rosenzweig d, Aparna Bhat e, Serpil Erzurum e,f, J Emanuel Finet g, Christine L Jellis h, Sunjeet Kaur e,f, Deborah H Kwon g, Rawan Nawabit e, Milena Radeva c, Gerald J Beck h, Robert P Frantz i, Paul M Hassoun j, Anna R Hemnes k, Evelyn M Horn l, Jane A Leopold m, Franz P Rischard n, Reena Mehra c,e,f,g, Pulmonary Vascular Disease Phenomics (PVDOMICS) Study Group
PMCID: PMC11060475  NIHMSID: NIHMS1972560  PMID: 37968017

Abstract

BACKGROUND

Group 1 pulmonary arterial hypertension (PAH) is a progressive fatal condition characterized by right ventricular (RV) failure with worse outcomes in connective tissue disease (CTD). Obstructive sleep apnea and sleep-related hypoxia may contribute to RV dysfunction, though the relationship remains unclear.

OBJECTIVES

The aim of this study was to prospectively evaluate the association of the apnea-hypopnea index (AHI) and sleep-related hypoxia with RV function and survival.

METHODS

Pulmonary Vascular Disease Phenomics (National Heart, Lung, and Blood Institute) cohort participants (patients with group 1 PAH, comparators, and healthy control participants) with sleep studies were included. Multimodal RV functional measures were examined in association with AHI and percentage of recording time with oxygen saturation <90% (T90) per 10-unit increment. Linear models, adjusted for demographics, oxygen, diffusing capacity of the lungs for carbon monoxide, pulmonary hypertension medications, assessed AHI and T90, and RV measures. Log-rank test/Cox proportional hazards models adjusted for demographics, oxygen, and positive airway pressure were constructed for transplantation-free survival analyses.

RESULTS

Analysis included 186 participants with group 1 PAH with a mean age of 52.6 ± 14.1 years; 71.5% were women, 80.8% were Caucasian, and there were 43 events (transplantation or death). AHI and T90 were associated with decreased RV ejection fraction (on magnetic resonance imaging), by 2.18% (−2.18; 95% CI: −4.00 to −0.36; P = 0.019) and 0.93% (−0.93; 95% CI: −1.47 to −0.40; P < 0.001), respectively. T90 was associated with increased RV systolic pressure (on echocardiography), by 2.52 mm Hg (2.52; 95% CI: 1.61 to 3.43; P < 0.001); increased mean pulmonary artery pressure (on right heart catheterization), by 0.27 mm Hg (0.27; 95% CI: 0.05 to 0.49; P = 0.019); and RV hypertrophy (on electrocardiography), 1.24 mm (1.24; 95% CI: 1.10 to 1.40; P < 0.001). T90, but not AHI, was associated with a 17% increased 5-year risk for transplantation or death (HR: 1.17; 95% CI: 1.07 to 1.28). In non-CTD-associated PAH, T90 was associated with a 21% increased risk for transplantation or death (HR: 1.21; 95% CI: 1.08 to 1.34). In CTD-associated PAH, T90 was associated with RV dysfunction, but not death or transplantation.

CONCLUSIONS

Sleep-related hypoxia was more strongly associated than AHI with measures of RV dysfunction, death, or transplantation overall and in group 1 non-CTD-associated PAH but only with RV dysfunction in CTD-associated PAH. (Pulmonary Vascular Disease Phenomics Program [PVDOMICS]; NCT02980887)

Keywords: connective tissue disease–associated pulmonary arterial hypertension, obstructive sleep apnea, pulmonary arterial hypertension, pulmonary hypertension, right ventricular dysfunction, sleep-related hypoxia


World Symposium on Pulmonary Hypertension group 1 pulmonary arterial hypertension (PAH) is a progressive, ultimately fatal condition characterized by elevated pulmonary vascular resistance leading to right ventricular (RV) failure.16 Given high PAH-related morbidity and mortality, the identification of risk factors contributing to its pathophysiology and progression remains a high priority. Obstructive sleep apnea (OSA) and sleep-related hypoxia, via pathways of upregulation of systemic inflammation, vascular remodeling, and vasoconstriction,7,8 may represent key targets to mitigate PAH-associated morbidity and mortality.9,10

OSA results in cyclic increases in intrathoracic pressure due to repetitive forced inspiration against a closed airway, thereby leading to repeated increases in pulmonary arterial and right atrial pressure.11,12 OSA and sleep-related hypoxia are prevalent in pulmonary hypertension.1321 Hypoxia promotes pulmonary arterial fibroblast production and proliferation and release of chemokines and cytokines that contribute to pulmonary vascular remodeling.8,2227 Although a general association of OSA and sleep-related hypoxia relative to pulmonary hypertension has been reported,1721,28,29 the contribution of OSA and intermittent hypoxia to PAH evolution and impact on mortality remains unclear. Moreover, although connective tissue disease (CTD)–associated PAH is the second most common etiology of group 1 PAH after idiopathic PAH and has a higher mortality rate,30 it is unknown if OSA-induced up-regulation of inflammation and sleep-related hypoxia contribute further to adverse outcomes in patients with CTD-associated PAH.

The association between OSA defined by the apnea-hypopnea index (AHI) and the severity of pulmonary hypertension is unclear. Reports favor an association between sleep-related hypoxia and severity of pulmonary hypertension more consistently than with AHI, but study limitations preclude definitive conclusions. For example, a small study involving different etiologies of precapillary pulmonary hypertension identified an association of AHI and percentage of time spent at oxygen saturation (SpO2) <90% (T90) relative to mean pulmonary artery pressure (mPAP) and right atrial pressure.28 However, other studies of overall precapillary pulmonary hypertension and group 1 PAH showed an association of nocturnal hypoxia (mean SpO2 <90% or T90), but not AHI, with pulmonary hypertension severity.17,19,29 These studies were mainly retrospective with small sample sizes, incompletely accounting for confounding variables. These reports were also not specific to group 1 PAH and did not assess group 1 PAH subgroup differences, particularly CTD-associated PAH.

We prospectively investigated the relationship of OSA and sleep-related hypoxia with RV dysfunction and transplantation-free survival in patients with group 1 PAH. We leveraged data from the PVDOMICS (Pulmonary Vascular Disease Phenomics Program), involving rigorous phenotyping of multimodal RV measures, prospective design, and data collection in comparator and control groups, thereby overcoming the limitations of existing studies and offering unique insights. We hypothesized that: 1) RV structural, hemodynamic, and electrophysiological measures are associated with OSA defined by AHI and sleep-related hypoxia defined by T90 as primary predictors independent of confounding influences; 2) AHI and T90 predict group 1 PAH transplantation-free survival; 3) the associations of AHI and T90 with survival are modulated by RV functional and structural alterations; and 4) the associations of AHI and T90 with transplantation-free survival are stronger for CTD-associated PAH than non-CTD-associated PAH.30

METHODS

COHORT DESCRIPTION.

The PVDOMICS clinical research network is a National Heart, Lung, and Blood Institute–funded, prospective, longitudinal cohort study (NCT02980887) that enrolled participants from November 30, 2016, to October 18, 2019. Protocol details have previously been published.10,3134 The protocol was approved at each institution by the local Institutional Review Board, and informed consent was obtained from all participants.

Enrolling centers recruited persons ≥18 years of age in groups 1 to 5, referred for right heart catheterization (RHC) for clinical purposes, who were able to complete diagnostic testing (see the Supplemental Appendix for full eligibility criteria). The present study involved 3 groups: patients with group 1 PAH according to the World Symposium on Pulmonary Hypertension guidelines with mPAP ≥25 mm Hg, pulmonary artery wedge pressure ≤15 mm Hg, and pulmonary vascular resistance >3.0 WU35,36; a comparator group with mPAP <25 mm Hg and group 1 risk factors or exercise-induced pulmonary hypertension; and healthy control subjects with normal cardiopulmonary findings and without end-organ disease (Supplemental Appendix).

Participants underwent a comprehensive clinical phenotyping protocol including review of their medical history, demographics, and, when not contraindicated, transthoracic echocardiography, cardiac magnetic resonance imaging (CMR), RHC and 12-lead electrocardiography (ECG) (Supplemental Appendix). Healthy control subjects underwent the same evaluation except that they did not undergo RHC.

Overnight sleep monitoring was performed upon enrollment with the NOX-T3 (CareFusion) portable home sleep study system (type 3 sleep study). If patients were already using nocturnal supplemental oxygen and/or positive airway pressure, or were prescribed oxygen, this was documented and used during the sleep study. Similar sleep studies performed within 1 year of enrollment were accepted if there were no significant changes in weight, nocturnal oxygen, or sleep-disordered breathing therapy. Sleep studies, apnea, and hypopnea were scored according to the American Academy of Sleep Medicine guidelines, with hypopnea defined by a ≥30% reduction in peak signal excursion lasting ≥10 seconds and associated with ≥3% oxygen desaturation.3739 Interscorer and intrascorer reliability was >90% for all sleep study measures (intraclass correlation coefficients, 0.92 [95% CI: 0.80–0.97] for AHI and 1.00 [95% CI: 0.99–1.00] for T90).

STATISTICAL ANALYSIS.

The primary predictors of right heart measures were sleep-related hypoxia and OSA defined by T90 and AHI, respectively. For comparisons across World Symposium on Pulmonary Hypertension group 1, comparator, and healthy control patients, analysis of variance or the Kruskal-Wallis test was performed for continuous variables and the Pearson chi-square test or Fisher exact test for categorical variables. Logistic and linear regression models adjusted for age, sex, race, body mass index, pulmonary hypertension medications, supplemental oxygen were used to assess the associations of OSA and sleep-related hypoxia cardiac indexes. Additional models were adjusted for diffusing capacity of the lungs for carbon monoxide (DlCO) and left ventricular diastolic dysfunction by lateral E/e′ ratio. DlCO was included to account for sleep-related hypoxia due to ventilation-perfusion mismatch and barriers to gas exchange specific to the pathobiology of PAH and chronic intermittent daytime hypoxemia not captured by a single SpO2 measurement.40 Adjustment for lateral E/e′ ratio was performed to account for left-sided diastolic dysfunction. Given existing literature and biologic plausibility, T90 and the AHI are presented per 10-unit increase.19,21,28,29 We considered alternate measures of sleep-related hypoxia (ie, mean and minimum SpO2). The primary cardiac measure outcomes in each structural and physiological domain were RV systolic pressure (on echocardiography), RV ejection fraction (on CMR), mPAP (on RHC), and RV hypertrophy (on ECG). We also examined secondary RV function measures yet to be reported in relation to OSA and sleep-related hypoxia but recognized to hold prognostic value in pulmonary hypertension (Supplemental Appendix).

Time-to-event analysis was performed using Cox proportional hazards models to evaluate associations of OSA and sleep-related hypoxia with transplantation-free survival. The proportional hazards assumption was met for all models. Cox models were adjusted for age, sex, body mass index, supplemental oxygen, DlCO, unrepaired shunt, and positive airway pressure. Kaplan-Meier survival curves and log-rank tests were used to assess the associations of sleep indexes with death or transplantation (lung and/or heart). In sensitivity analyses, we excluded those without intracardiac shunt repair. In secondary analyses, we evaluated the associations of T90 and AHI with right heart measures in CTD-associated and non-CTD-associated PAH and transplantation or death. In exploratory analyses, we examined the statistical interaction of OSA indexes and RV function in relation to transplantation-free survival. Analyses were performed using SAS version 9.4 (SAS Institute).

RESULTS

OVERALL PARTICIPANT CHARACTERISTICS.

Figure 1 shows the distribution of study participants (patients with group 1 PAH, comparators, and healthy control subjects). Demographics of the final analytical sample compared with those who did not have sleep studies were similar except for higher body mass index (30.3 ± 7.6 kg/m2 vs 27.4 ± 7.1 kg/m2; P < 0.001) (Supplemental Table 1). Age at the time of enrollment was greatest among the comparators (approximately 60 years) and similar in the PAH group and healthy control subjects (approximately 50 years), and participants were predominantly women. Ethnicity, race, and functional class (healthy control subjects excluded) did not differ significantly. The proportion of patients with CTD was higher in the comparator group than the PAH group (78% vs 25%), as group 1 PAH comparators were identified by the presence of group 1-associated conditions, including CTD (Table 1, Supplemental Table 2).

FIGURE 1. Participant Enrollment.

FIGURE 1

Diagram depicting patient enrollment in PVDOMICS (Pulmonary Vascular Disease Phenomics Program), including all recruited participants with group 1 pulmonary arterial hypertension (PAH), healthy control subjects, and comparators who underwent sleep study testing. *Mean pulmonary artery pressure ≥25 mm Hg with pulmonary vascular resistance >3.0 WU. §Mean pulmonary artery pressure <25 mm Hg and group 1 risk factors or exercise-induced pulmonary hypertension. CTD = connective tissue disease.

TABLE 1.

Summary Characteristics of Patients With Group 1 PAH, Healthy Control Subjects, and Comparators

P Value
PAH (n = 186) Healthy Control (n = 78) Comparator (n = 32) PAH vs Comparator All 3 Groups

Demographics
 Age at enrollment, y 186 52.6 ± 14.1a 78 48.2 ± 14.7a 32 60.1 ± 12.2b,c 0.005d <0.001d
 Male 186 53 (28.5) 78 24 (30.8) 32 6 (18.8) 0.25e 0.43e
 Hispanic ethnicity 183 21 (11.5) 78 9 (11.5) 30 3 (10.0) 0.99g 0.97e
 Race (Black, White, other) 182 78 31 0.19g 0.30g
  Black or African American 22 (12.1) 9(11.5) 6 (19.4)
  White 147 (80.8) 67 (85.9) 25 (80.6)
  Other 13 (7.1) 2 (2.6) 0 (0.00)
 Body mass index, kg/m2 186 30.3 ± 7.6 78 28.3 ± 5.9 32 28.9 ± 6.3 0.32d 0.090d
 PH medicationsf 186 154 (82.8)a,b 78 0 (0.00)c 32 4 (12.5)c <0.001e <0.001e
 Age at diagnosis of PH, y 186 47.1 ± 15.8
 Years of PH at time of enrollment 186 3.8 (0.83–9.0)
 NYHA functional class 185 0 31 0.19h 0.19h
  I 23 (12.4) 2 (6.5)
  II 76 (41.1) 20 (64.5)
  III 77 (41.6) 9 (29.0)
  IV 9 (4.9) 0 (0.00)
 6MWD, m 171 382.2 ± 128.8b 78 524.7 ± 94.6a,c 32 375.9 ± 113.0b 0.80d <0.001d
 Etiology of PHi
 Idiopathic pulmonary arterial hypertension 186 89 (47.8) 32 0 (0.00) <0.001e
 Connective tissue disease 186 44 (23.7) 32 25 (78.1) <0.001e
  Systemic sclerosis 44 21 (11.3) 32 12 (37.5) <0.001g
  Systemic lupus erythematosus 44 9 (4.8) 32 4 (12.5) 0.10g
  Sjogren's syndrome 44 6 (3.2) 32 3 (9.4) 0.13g
  Rheumatoid arthritis 44 4 (2.2) 32 5 (15.6) 0.004g
  Mixed connective tissue disease 44 4 (2.2) 32 5 (15.6) 0.004g
  Antisynthetase syndrome 44 0 (0.00) 32 1 (3.1) 0.15g
 Congenital heart disease 186 17(9.1) 32 5 (15.6) 0.34g
 Familial pulmonary arterial hypertension 186 16 (8.6) 32 0 (0.00) 0.14g
 Portal hypertension 186 10 (5.4) 32 0 (0.00) 0.36g
 Shunt repaired 186 7 (3.8) 32 2 (6.3) 0.62g
 Shunt unrepaired 186 14 (7.5) 32 3 (9.4) 0.72g
 Drug-induced pulmonary arterial hypertension 186 6 (3.2) 32 1 (3.1) 0.99g
 Human immunodeficiency virus 186 4 (2.2) 32 0 (0.00) 0.99g
 Pulmonary veno-occlusive disease 186 4 (2.2) 32 0 (0.00) 0.99g
 Pulmonary capillary hemangiomatosis 186 3(1.6) 32 0 (0.00) 0.99g
 Schistosomiasis 186 0 (0.00) 32 0 (0.00)
 Other 186 0 (0.00)

Values are n, mean ± SD, n (column %), or median (Q1-Q3). Post hoc pairwise comparisons were performed using Bonferroni adjustment.

a

Significantly different from comparator group.

b

Significantly different from healthy control group.

c

Significantly different from PAH group.

d

Analysis of variance.

e

Pearson chi-square test.

f

Included PH medications of endothelin receptor antagonists, phosphodiesterase 5 inhibitors, soluble guanylate cyclase stimulators, and calcium-channel blockers for PH (see the Supplemental Appendix for medication specifics).

g

Fisher exact test.

h

Kruskal-Wallis test.

i

Participants may have had more than one noted etiology for PAH.

PAH = pulmonary arterial hypertension; PH = pulmonary hypertension; 6MWD = 6-minute walk distance.

SLEEP STUDY CHARACTERISTICS.

Ninety-two participants with PAH (49.7%), 31 control subjects (39.7%), and 17 comparators (54.8%) had OSA (AHI ≥5), whereas 41 participants with PAH (22.2%) had AHI ≥15, similar to comparators and more than healthy control subjects (Table 2). Central respiratory events were infrequent. Median resting awake SpO2 was lower in patients with PAH vs healthy control subjects vs comparators: 96% (Q1-Q3: 93.0% to 98.0%) vs 98% (Q1-Q3: 97.0% to 99.0%) vs 98% (Q1-Q3: 98.0% to 99.5%), respectively (P < 0.001). Percentage predicted DlCO was lower in patients with PAH vs healthy control subjects and comparators: 57.6% ± 21.1% vs 90.3% ± 16.5% and 75% ± 20.4%, respectively. Median T90 was 37.0% (Q1-Q3: 2.2% to 87.3%) of recording time in participants with PAH vs 0.12% (Q1-Q3: 0.00% to 2.8%) in healthy control subjects and 2.8% (Q1-Q3: 0.19% to 13.1%) in comparators (P < 0.001), despite the use of nocturnal oxygen or positive airway pressure in nearly 39.8% of participants with PAH vs 5.1% in healthy control subjects and 6.3% in comparators during the sleep study. In PAH, daytime awake SpO2 and sleep-related oxygenation (T90) were inversely correlated (Spearmen correlation coefficient = −0.34; 95% CI: −0.48 to −0.19; P < 0.001).

TABLE 2.

Summary Sleep Study and Oxygenation Characteristics of Patients With Group 1 PAH, Healthy Control Subjects, and Comparators

P Value
PAH (n = 186) Healthy Control (n = 78) Comparator (n = 32) PAH vs Comparator All 3 Groups

Sleep study characteristics
 AHI 185 4.4 (1.07–13.5) 78 3.3 (1.3–8.8) 31 8.1 (2.5–16.6) 0.23a 0.091a
  ≥5 185 92 (49.7) 78 31 (39.7) 31 17 (54.8) 0.60b 0.23b
  ≥15 185 41 (22.2)c 78 7 (9.0)d 31 8 (25.8) 0.65b 0.027b
 Central apnea index 183 0.00 (0.00–0.30) 78 0.00 (0.00–0.28) 31 0.16 (0.00–0.65) 0.031a 0.071a
 Obstructive AHI 182 4.6 (1.2–13.6) 78 3.6 (1.4–9.6) 31 8.1 (2.4–16.7) 0.31a 0.18a
 Percentage of recording time at <90% SpO2 180 37.0 (2.2–87.3)c,e 78 0.12 (0.00–2.8)d,e 30 2.8 (0.19–13.1)c,d <0.001a <0.001a
 Oxygen desaturation index 3%, events/h 176 10.6 (5.1–19.3)c 78 6.6 (4.3–12.8)d 28 11.6 (6.0–21.4) 0.91a 0.016a
 Mean SpO2, % 185 90.0 (87.0–93.0)c,e 78 94.0 (92.0–95.0)d 31 94.0 (92.0–95.0)d <0.001a <0.001a
 Lowest SpO2, % 182 83.0 (78.0–87.0)c,e 77 88.0 (84.0–90.0)d 30 85.0 (82.0–88.0)d 0.014a <0.001a
 Oxygen use 186 78 32 <0.001g <0.001b
  No oxygen or PAP use during the night of the sleep study 92 (49.5)c,e 74 (94.9)d 29 (90.6)d
  Acute O2 or PAP the night of sleep study but no O2 prescription 22 (11.8) 4 (5.1) 2 (6.3)
  Prescribed O2 long term 20 (10.8) 0 (0.00) 1 (3.1)
  Prescribed O2 long term and using at sleep study 52 (28.0) 0 (0.00) 0 (0.00)
Oxygenation characteristics
 SpO2 at rest on room air, % 171 96.0 (93.0–98.0)c,e 78 98.0 (97.0–99.0)d 32 98.0 (98.0–99.5)d <0.001a <0.001a
Diffusing capacity of the lungs for carbon monoxide, % predicted 183 57.6 ± 21.1c,e 77 90.3 ± 16.5d,e 30 75. ± 20.4c,d <0.001f <0.001f

Values are n, median (Q1-Q3), n (column %), or mean ± SD. Post hoc pairwise comparisons were performed using Bonferroni adjustment.

a

Kruskal-Wallis test.

b

Pearson chi-square test.

c

Significantly different from healthy control group.

d

Significantly different from PAH group.

e

Significantly different from comparator group.

f

Analysis of variance.

g

Fisher exact test. AHI = apnea-hypopnea index; PAH = pulmonary arterial hypertension; PAP = positive airway pressure; SpO2 = oxygen saturation.

RIGHT-SIDED CARDIAC STRUCTURAL, HEMODYNAMIC, AND ELECTROPHYSIOLOGICAL MEASURES.

RV imaging measures had expected differences between participants with PAH and comparators, including by echocardiography (higher RV systolic pressure, greater RV wall thickness, lower tricuspid annular plane systolic excursion, greater global RV free wall peak longitudinal strain [3 and 6 segments]) and by CMR (lower RV ejection fraction, increased RV end-systolic volume index, and increased RV mass) (Table 3) in those with PAH. RHC revealed expected differences between participants with PAH and comparators (mPAP 44.2 mm Hg vs 16.6 mm Hg, pulmonary vascular resistance 7.1 WU vs 1.7 WU) and lower cardiac output and cardiac index (Table 3). Comparators and healthy control subjects showed similar imaging results, but the latter did not undergo RHC. RV hypertrophy, right bundle branch block, and right-axis deviation on ECG were more evident among patients with PAH than other groups.

TABLE 3.

Summary Cardiac Characteristics of Patients With Group 1 PAH, Healthy Control Subjects, and Comparators

P Value
PAH (n = 186) Healthy Control (n = 78) Comparator (n = 32) PAH vs Comparato All 3 Groups

Echocardiography
 Primary variable
  RV systolic pressure, mm Hg 162 65.3 ± 22.8a,b 60 24.3 ± 4.9b,c 26 32.9 ± 9.6a,c <0.001d <0.001d
 Secondary variables
  RV end-diastolic area, cm/m2 168 27.6 (22.5–36.1)a,b 74 18.1 (15.0–20.1)c 26 16.7 (14.3–20.8)c <0.001e <0.001e
  RV end-diastolic basal dimension, cm 177 4.6 ± 0.87a,b 76 3.6 ± 0.49c 28 3.8 ± 0.66c <0.001d <0.001d
  RV diastolic wall thickness, cm 169 0.61 (0.51–0.74)a,b 71 0.46 (0.40–0.52)c 28 0.47 (0.41–0.53)c <0.001e <0.001e
  Global RV free wall peak longitudinal strain (3 segments), % 152 −18.4 ± 5.6a,b 59 −25.8 ± 6.2c 21 −25.1 ± 5.4c <0.001d <0.001d
  Global RV free wall peak longitudinal strain (6 segments), % 149 −17.1 ± 4.7a,b 59 −23.9 ± 5.2c 21 −23.0 ± 4.4c <0.001d <0.001d
  RV fractional shortening, % 168 29.7 ± 10.0a,b 73 43.4 ± 5.6c 26 42.2 ± 6.8c <0.001d <0.001d
  RV outflow tract velocity-time integral, cm 174 14.3 (11.8–17.2)a 74 15.7 (14.4–17.3)c 29 16.1 (15.1–17.7) 0.020e 0.002e
  Tricuspid annular plane systolic excursion, cm 166 1.9 ± 0.48a,b 74 2.3 ± 0.41c 25 2.2 ± 0.38c 0.001d <0.001d
  Tricuspid valve regurgitation degree 181 76 29 0.55f <0.001g
   None or trace 44 (24.3)a 53 (69.7)b,c 9 (31.0)a
   Mild 85 (47.0) 23 (30.3) 14 (48.3)
   Moderate 42 (23.2) 0 (0.00) 6 (20.7)
   Severe 10 (5.5) 0 (0.00) 0 (0.00)
  Lateral E/e′ ratio 173 7.1 (5.6–9.8)a,b 78 6.3 (5.4–7.6)b,c 29 9.6 (7.5–12.2)a,c 0.007e <0.001e
  Left atrial volume index, mL/m2 159 23.1 (19.9–28.9)a 77 20.8 (18.0–23.4)c 29 23.1 (19.3–27.4) 0.83e 0.003e
Cardiac magnetic resonance imaging
  Primary variable
   RV ejection fraction, % 139 37.6 ± 12.1a,b 68 56.3 ± 6.1c 23 54.3 ± 7.8c <0.001d <0.001d
 Secondary variables
  RV end-diastolic volume index, mL/m2 139 100.5 (78.5–129.1)a,b 68 72.6 (60.5–79.0)c 23 69.3 (59.7–87.7)c <0.001e <0.001e
  RV end-systolic volume index, mL/m2 139 59.4 (42.4–86.8)a,b 68 31.0 (26.5–37.2)c 23 33.3 (24.7–44.0)c <0.001e <0.001e
  RV stroke volume index, mL/m2 139 37.6 ± 10.5 68 39.6 ± 7.9 23 40.0 ± 10.9 0.32d 0.28d
  RV mass, g 139 43.4 ± 22.1a,b 68 26.5 ± 10.0c 23 24.4 ± 7.7c <0.001d <0.001d
  RV peak global longitudinal systolic strain, % 114 −15.8 ± 5.1a,b 60 −20.4 ± 5.4c 20 −21.3 ± 4.9c <0.001d <0.001d
  RA ejection fraction, % 138 36.4 (27.9–45.9)a 68 45.2 (37.0–52.1)c 22 40.0 (30.8–47.8) 0.40e <0.001e
  RA end-systolic volume index, mL/m2 138 39.7 (28.4–56.7)a 68 26.8 (18.7–38.0)b,c 22 35.1 (30.2–46.4)a 0.22e <0.001e
 Left ventricular mass index, g/m2 140 41.9 (36.8–51.6) 68 41.9 (37.7–49.2) 23 39.4 (34.9–46.4) 0.22e 0.46e
 Left ventricular end-diastolic volume index, mL/m2 140 62.4 (52.2–75.6)a 68 72.3 (59.5–82.4)c 23 64.7 (48.1–82.0) 0.73e 0.007e
 Left ventricular end-systolic volume index, mL/m2 140 25.4 (20.7–32.1)a 68 30.3 (23.5–35.2)c 23 26.4 (18.9–31.4) 0.98e 0.013e
Right heart catheterization
 Primary variable
  Mean PA pressure (spontaneous breathing), mm Hg 184 44.2 ± 15.3b 0 31 16.6 ± 3.7c <0.001d
 Secondary variables
  Mean RA pressure (spontaneous breathing), mm Hg 183 7.9 ± 5.2b 0 31 4.2 ± 2.4c <0.001d <0.001d
  PCWP, mean (spontaneous breathing), mm Hg 183 11.3 ± 5.5b 0 31 7.8 ± 3.1c <0.001d <0.001d
  Pulmonary vascular resistance (spontaneous breathing), WU 180 7.1 ± 3.9b 0 31 1.6 ± 0.75c <0.001d <0.001d
  Cardiac output 182 5.2 ± 1.6b 0 31 6.1 ± 1.9c 0.007d 0.007d
  Cardiac index, L/min/m2 182 2.7 ± 0.76b 0 31 3.1 ± 0.91c 0.004d 0.004d
Electrocardiography
 Primary variable
  RV hypertrophy presence 185 33 (17.8)a 74 0 (0.00)c 31 1 (3.2) 0.035g <0.001f
 Secondary variables
  Right bundle branch block 185 21 (11.4)a 74 1 (1.4)c 31 3 (9.7) 0.99g 0.034f
  Right-axis deviation 185 83 (44.9)a,b 75 1 (1.3)c 31 0 (0.00)c <0.001f <0.001f
  RA enlargement 185 21 (11.4)a 74 0 (0.00)c 31 0 (0.00) 0.050f 0.002f

Values are n, mean ± SD, median (Q1-Q3), or n (column %). Post hoc pairwise comparisons were performed using Bonferroni adjustment.

a

Significantly different from healthy control group.

b

Significantly different from comparator group.

c

Significantly different from PAH group.

d

Analysis of variance.

e

Kruskal-Wallis test.

f

Pearson chi-square test.

g

Fisher exact test.

PA = pulmonary artery; PAH = pulmonary arterial hypertension; PCWP = pulmonary capillary wedge pressure; RA = right atrial; RV = right ventricular.

SLEEP-DISORDERED BREATHING INDEXES AND RIGHT-SIDED CARDIAC FUNCTION MEASURES.

Of the primary RV structural and physiological measures assessed in patients with PAH, only RV ejection fraction (on CMR) was associated with increasing AHI (Table 4, Supplemental Table 3). Secondary RV measures associated with an increase in AHI included increased RV peak global longitudinal systolic strain (on echocardiography), decreased cardiac output (on RHC), and increased mean right atrial pressure and pulmonary vascular resistance (both on RHC).

TABLE 4.

Sleep-Disordered Breathing and Right-Sided Cardiac Measures in Patients With Group 1 Pulmonary Arterial Hypertension

Apnea-Hypopnea Index, 10 Events per Hour Increment
Percentage of Recording Time at <90% O2 Saturation, 10% Increment
n Coefficient (95% CI) or OR (95% CI) P Value n Coefficient (95% CI) or OR (95% CI) P Value

Structural/imaging measures
 Primary variables
  RV systolic pressure, mm Hga 157 0.84 (−01.92 to 3.59) 0.55 153 2.49 (1.58 to 3.40) <0.001
  RV ejection fraction, %b 135 −2.09 (−3.93 to −0.24) 0.027 133 −0.94 (−1.47 to −0.40) <0.001
 Secondary variables
  Tricuspid annular plane systolic excursion, cma 159 −0.02 (−0.08 to 0.04) 0.52 155 −0.03 (−0.05 to −0.01) 0.003
  Global RV free wall peak longitudinal strain (3 segments), %a 146 0.47 (−0.25 to 1.20) 0.20 141 0.39 (0.12 to 0.65) 0.004
  Global RV free wall peak longitudinal strain (6 segments), %a 144 0.40 (−0.18 to 0.97) 0.18 139 0.26 (0.04 to 0.47) 0.022
  RV end-diastolic area, cm/m2a 161 1.07 (−0.06 to 2.20) 0.063 156 0.67 (0.29 to 1.05) <0.001
  RV fractional shortening, %a 161 −1.10 (−2.36 to 0.16) 0.086 156 −0.71 (−1.14 to −0.29) 0.001
  RV end-diastolic basal dimension, cma 170 0.08 (−0.01 to 0.18) 0.076 165 0.05 (0.02 to 0.08) 0.001
  RVD wall thickness, cma 162 0.01 (−0.01 to 0.04) 0.38 157 0.01 (0.00 to 0.02) 0.018
  RVOT velocity-time integral, cma 167 −0.41 (−1.03 to 0.21) 0.19 164 −0.20 (−0.41 to 0.02) 0.076
  RV end-diastolic volume index, mL/m2b 135 2.94 (−4.14 to 10.03) 0.41 133 3.86 (1.87 to 5.86) <0.001
  RV end-systolic volume index, mL/m2b 135 3.99 (−2.71 to 10.68) 0.24 133 3.77 (1.88 to 5.65) <0.001
  RV stroke volume index, mL/m2b 135 −1.04 (−2.68 to 0.60) 0.21 133 0.10 (−0.40 to 0.59) 0.70
  RV mass, gb 135 1.34 (−1.98 to 4.66) 0.43 133 2.10 (1.19 to 3.02) <0.001
  RV peak global longitudinal systolic strain, %b 110 0.94 (−0.01 to 1.89) 0.052 108 0.24 (−0.03 to 0.52) 0.076
Hemodynamic measures
 Primary variable
  Mean PA pressure (spontaneous breathing), mm Hgc 176 1.12 (−0.72 to 2.95) 0.23 171 1.86 (1.29 to 2.42) <0.001
Secondary variables
  Mean RA pressure (spontaneous breathing), mm Hgc 175 0.61 (0.02 to 1.20) 0.042 170 0.19 (−0.02 to 0.39) 0.076
  Mean PCWP (a wave) (spontaneous breathing), mm Hgc 175 0.23 (−0.43 to 0.90) 0.49 170 0.28 (0.05 to 0.51) 0.017
  Cardiac output, L/minc 176 −0.19 (−0.37 to −0.02) 0.029 171 0.00 (−0.06 to 0.06) 0.97
  Rest: cardiac index, L/min/m2c 176 −0.09 (−0.18 to −0.00) 0.05 171 0.00 (−0.03 to 0.04) 0.79
  PVR (spontaneous breathing), WUc 174 0.47 (0.01 to 0.94) 0.047 169 0.36 (0.20 to 0.51) <0.001
Electrophysiological measures
 Primary variable
  RV hypertrophyd 177 1.08 (0.79 to 1.48) 0.64 172 1.26 (1.11 to 1.44) <0.001
 Secondary variables
  Right bundle branch blockd 177 1.05 (0.68 to 1.61) 0.84 172 1.09 (0.96 to 1.24) 0.20
  Right-axis deviationd 177 1.14 (0.88 to 1.48) 0.32 172 1.10 (1.01 to 1.21) 0.035

Models were adjusted for age, sex, race, body mass index, pulmonary hypertension medications, supplemental oxygen use, and diffusing capacity of the lungs for carbon monoxide.

a

Obtained from echocardiogram.

b

Obtained from cardiac magnetic resonance imaging.

c

Obtained from right heart catheterization.

d

Obtained from electrocardiography.

PA = pulmonary artery; PCWP = pulmonary capillary wedge pressure; PVR = pulmonary vascular resistance; RA = right atrial; RV = right ventricular; RVD = right ventricular diastolic; RVOT = right ventricular outflow tract.

In contrast to AHI, T90 in the PAH group was significantly associated with all primary structural, hemodynamic, and electrophysiological right heart measures. Specifically, for every 10% increment in T90, RV systolic pressure assessed by echocardiography increased by 2.49 mm Hg (95% CI: 1.58 to 3.40; P < 0.001), RV ejection fraction assessed by CMR decreased by 0.94% (95% CI: −1.47 to −0.40; P < 0.001), mPAP on RHC increased by 1.86 mm Hg (95% CI: 1.29 to 2.42; P < 0.001), and the odds of RV hypertrophy assessed using ECG were 26% higher (OR: 1.26; 95% CI: 1.11 to 1.44; P < 0.001). Secondary RV measures were associated with T90, including tricuspid annular plane systolic excursion (on echocardiography), global RV free wall peak longitudinal strain (3 and 6 segments, on echocardiography), RV fractional shortening (on echocardiography), and pulmonary vascular resistance (on RHC) (Table 4, Figure 2). Similar findings were observed when: 1) adjusted for supplemental oxygen or positive airway pressure use during the sleep study; 2) left heart diastolic dysfunction was characterized by lateral E/e′ ratio; and 3) participants with unrepaired intracardiac shunts (n = 14) were excluded (Supplemental Tables 4 to 6).

FIGURE 2. Association of Primary RV Measures and Sleep Indices.

FIGURE 2

Scatterplot depiction of linear regression analysis of the association of primary right ventricular (RV) measures and apnea-hypopnea index (AHI) and the percentage of recording time at oxygen saturation <90% (T90): (A) echocardiographic RV systolic pressure (RVSP) and AHI, (B) RVSP and T90, (C) echocardiographic RV ejection fraction (RVEF) and AHI, (D) echocardiographic RVEF and T90, (E) right heart catheterization (RHC) mean pulmonary artery pressure (mPAP) and AHI, (F) RHC mPAP and T90, (G) electrocardiographic (ECG) RV hypertrophy and AHI, and (H) ECG RV hypertrophy and T90. The gray area indicates the 95% CI. PA = pulmonary artery.

SLEEP-DISORDERED BREATHING AND TRANSPLANTATION-FREE SURVIVAL.

There were 34 deaths and 9 transplantations, with a median follow-up duration of 48.3 months (Q1-Q3: 36.9–60.0 months). Sleep-related hypoxia (T90) was associated with transplantation-free survival. For each 10% increment in T90, the risk for transplantation or death increased by 12% (HR: 1.12; 95% CI: 1.04–1.22; P = 0.005) in unadjusted models and 17% (HR: 1.17; 95% CI: 1.07–1.28; P < 0.001) when adjusted for age, sex, body mass index, DlCO, and supplemental oxygen use, with similar findings when adjusted for overnight oxygen, unrepaired shunt, positive airway pressure, and lateral E/e′ ratio (Table 5, Supplemental Tables 7 to 9). Neither AHI nor oxygen saturation nadir was associated with transplantation-free survival, but mean SpO2 of >90% vs ≤90% was associated with a lower occurrence of transplantation or death (unadjusted HR: 0.43 [95% CI: 0.22–0.82; P = 0.010]; adjusted HR: 0.41 [95% CI: 0.20–0.83; P = 0.13]) (Table 5). A median T90 threshold >37% (P = 0.010) and mean SpO2 < 90% (P = 0.008) were associated with decreased transplantation-free survival (Figure 3). The linear trend of risk for transplantation or death by T90 quartile was significant with adjusted (P = 0.04) and unadjusted (P = 0.012) models, with T90 > 87.3% (Figure 4) associated with increased risk for transplantation or death (Table 5, Supplemental Tables 7 to 9). There was no statistically significant interaction of transplantation-free survival and sleep-related hypoxia or AHI and RV measures.

TABLE 5.

Cox Proportional Hazards Model of Transplantation or Death in Patients With Group 1 Pulmonary Arterial Hypertension

Unadjusted Adjusted for Age, Sex, BMI, and O2 Use Adjusted for Age, Sex, BMI, Prescribed O2, and DlCO



n HR (95% CI) P Value n HR (95% CI) P Value n HR (95% CI) P Value

AHI, 10 events/h increment 185 0.94 (0.74–1.20) 0.62 185 0.93 (0.70–1.23) 0.60 182 1.01 (0.78–1.30) 0.97
Percentage of recording time at <90% SpO2, 10% increment 180 1.12 (1.04–1.22) 0.005 180 1.16 (1.06–1.27) <0.001 177 1.17 (1.07–1.28) <0.001
Oxygen desaturation index (3%) by 10 events/h 176 0.95 (0.79–1.16) 0.63 176 1.04 (0.84–1.30) 0.71 173 1.08 (0.88–1.33) 0.47
T90 >37% (median) vs ≤37% 180 2.31 (1.19–4.46) 0.013 180 2.31 (1.14–4.68) 0.020 177 2.55 (1.25–5.21) 0.010
T90 by quartiles 180 180 177
 >2.24%−37% vs 0%−2.24% 1.14 (0.38–3.38) 0.82 1.19 (0.40–3.59) 0.75 1.52 (0.48–4.85) 0.47
 >37%−87.3% vs 0%−2.24% 2.06 (0.77–5.49) 0.15 1.81 (0.65–5.06) 0.26 2.32 (0.78–6.88) 0.13
 >87.3%−100% vs 0%−2.24% 2.90 (1.13–7.41) 0.026 3.59 (1.33–9.70) 0.012 4.38 (1.54–12.47) 0.006
Mean SpO2 > 90% (median) vs ≤90% 185 0.43 (0.22–0.82) 0.010 185 0.42 (0.21–0.84) 0.014 182 0.41 (0.20–0.83) 0.013

AHI = apnea-hypopnea index; BMI = body mass index; DlCO = diffusing capacity of the lungs for carbon monoxide; SpO2 = oxygen saturation; T90 = percentage of recording time with oxygen saturation < 90%.

FIGURE 3. Sleep Indexes and Transplant-Free Survival in Group 1 PAH.

FIGURE 3

Kaplan-Meier survival curves for transplantation or death in group 1 PAH depicted with months to heart or lung transplantation or death as associated with (A) T90, dichotomized at oxygen saturation (SaO2) of 37%, and (B) mean SaO2, dichotomized at 90%. Abbreviations as in Figures 1 and 2.

FIGURE 4. T90 and Transplantation-Free Survival in Group 1 PAH.

FIGURE 4

Kaplan-Meier survival curves for transplantation or death in group 1 PAH depicted with months to heart or lung transplantation or death as associated with T90 in quartiles with a significant linear adjusted trend (P = 0.0004). Abbreviations as in Figures 1 to 3.

SLEEP-DISORDERED BREATHING AND CONNECTIVE TISSUE DISEASE SUBGROUP OF WORLD SYMPOSIUM ON PULMONARY HYPERTENSION GROUP 1.

Forty-four participants with group 1 PAH had CTD (Table 1), with 14 of 34 deaths overall and 1 transplantation. Of the primary RV measures, only electrocardiographic RV hypertrophy was different between patients with CTD-associated PAH and those with non-CTD-associated PAH (4.5% vs 22%, respectively; P = 0.008) (Supplemental Table 10). None of the adjusted associations of AHI or sleep-related hypoxia with primary RV measures showed differences between the CTD and non-CTD groups. However, positive associations of AHI and T90 with cardiac output in CTD-associated PAH and an inverse association with cardiac output in non-CTD-associated PAH (AHI: 0.21 [95% CI: −0.19 to 0.61] vs −0.23 [95% CI: −0.41 to −0.05] [P = 0.041]; T90: 0.12 [95% CI: −0.01 to 0.24] vs −0.04 [95% CI: −0.11 to 0.03] [P = 0.030]) was observed. A positive association with T90 and mean right atrial pressure in non-CTD-associated PAH but an inverse relationship in CTD-associated PAH was observed (0.29 [95% CI: 0.07 to 0.51] vs −0.20 [95% CI: −0.60 to 0.21]; P = 0.036) (Supplemental Table 11). In CTD-associated PAH, a trend toward an association of T90 in 10% increments (P = 0.058), dichotomized at 37% (P = 0.051), with transplantation-free survival was observed (Supplemental Table 12). The number of events (transplantation or death) was too few to perform adjusted models.

DISCUSSION

We leveraged a richly phenotyped cohort, PVDOMICS, which enabled for the first time a prospective examination of the associations between OSA and sleep-related hypoxia in group 1 PAH and in-depth structural, hemodynamic, and electrophysiological assessments of RV dysfunction as well as survival. We observed that: 1) increasing severity of sleep-related hypoxia was consistently associated with a range of RV dysfunction measures; 2) the frequency of respiratory events (AHI) was associated only with reduced RV ejection fraction and some secondary RV dysfunction measures; 3) increasing sleep-related hypoxia severity (10% increment in T90) was associated with a 17% increase in adjusted risk for transplantation or death over a median 4-year follow-up period; 4) OSA and sleep-related hypoxia were differentially associated with cardiac output and mean right atrial pressure in CTD and non-CTD groups; and 5) in the non-CTD group, sleep-related hypoxia portended worse transplantation-free sur vival (Central Illustration).

CENTRAL ILLUSTRATION. Sleep-Related Hypoxia, Right Ventricular Dysfunction, and Survival in Group 1 Pulmonary Arterial Hypertension.

CENTRAL ILLUSTRATION

Among participants with group 1 pulmonary arterial hypertension (PAH), sleep-related hypoxia defined by the percentage of recording time at oxygen saturation <90% (T90) was associated with worsening markers of right heart dysfunction and increased risk for death or transplantation. This association was not seen in sleep-disordered breathing defined by the apnea-hypopnea index (AHI). CTD = connective tissue disease; Echo = echocardiography; mPAP = mean pulmonary arterial pressure; MRI = magnetic resonance imaging; RHC = right heart catheterization; RV = right ventricular; TAPSE = tricuspid annular plane systolic excursion.

Our key finding that sleep-related hypoxia is associated with a range of measures of RV dysfunction as well as mortality in group 1 PAH is consistent with the concept that hypoxia contributes to pulmonary hypertension severity, increasing RV afterload and impairing RV function, hence predisposing to worse outcomes.19,28 Sleep-related hypoxia, a repetitive overnight stressor, can cause sustained pulmonary hypertension via pulmonary vasoconstriction and remodeling.8,4147 Hypoxia promptly increases pulmonary arterial pressure, which is fully reversible with reoxygenation,28,29,47,48 as oxygen-sensing mechanisms and mediation of hypoxic pulmonary vasoconstriction reside in the pulmonary arterial smooth muscle cells.4146 Moreover, hypoxic pulmonary vasoconstriction limits exercise capacity via increases in RV afterload.8,43,45,46 Profound hypoxia also results in dysregulation of metabolic pathways in the RV, leading to greater RV hypertrophy or fibrosis and pulmonary vascular remodeling.49,50

Persistence of the association of sleep-related hypoxia and measures of RV dysfunction even after accounting for DlCO suggests a hypoxic etiology independent of ventilation-perfusion mismatch, anemia, and circulatory or diffusion barriers.40 Furthermore, in our cohort, mean baseline awake SpO2 was normal in group 1 PAH (96%), in contrast to the high degree of sleep-related hypoxia. Only 11% of participants with group 1 PAH had been prescribed long-term supplemental oxygen for daytime oxygen needs. By controlling for nocturnal oxygen and positive airway pressure use during the sleep study as well as DlCO, a reflection of reduced gas exchange, we demonstrated a persistent association with nocturnal hypoxia and compromised RV function and worse survival. Results also persisted after accounting for left heart diastolic dysfunction, thereby substantiating a unique association with sleep-related hypoxia and RV dysfunction. Our results support the hypothesis that nocturnal hypoxia during sleep exerts clinically important pathophysiologic effects on the pulmonary arteries and RV without evidence of day-time awake hypoxia.

Although the associations of sleep-related hypoxia and an array of measures of RV dysfunction (echocardiography, CMR, ECG, and RHC) were more consistent than with AHI, AHI was significantly associated with greater reductions in RV ejection fraction and RV peak global longitudinal strain by CMR. These associations may reflect the negative influence of repetitive apneas and hypopneas on hemodynamic measures (cardiac output and pulmonary vascular resistance) (eg, from wide swings in intrathoracic pressure or autonomic nervous system fluctuations during respiratory events). These specific pathophysiologic consequences may operate independent of or synergistic to hypoxia leading to specific subtypes of RV cardiac structural alterations.

Our prospective findings provide needed confirmation and enhancement of prior retrospective work19 showing a stronger association of sleep-related hypoxia than OSA with survival, but in a larger cohort, better taking into consideration confounding factors not previously addressed and, for the first time, providing analysis of right-sided cardiac measures reported to influence survival, such as tricuspid annular plane systolic excursion and echocardiographic RV free wall peak longitudinal strain in relation to OSA and sleep-related hypoxia. Tricuspid annular plane systolic excursion serves as a readily attainable marker of RV systolic function by echocardiography51,52 and is associated with worse survival in patients with group 1 PAH when <1.8 cm.53 Additionally, echocardiographic RV free wall peak longitudinal strain (3 segments) ≤−19% was associated with a >3-fold risk for all-cause mortality across an array of pulmonary hypertension etiologies.54 Our finding of an association with sleep-related hypoxia and both tricuspid annular plane systolic excursion and RV strain is novel and underscores the potential pathophysiological significance and clinical prognostic value of sleep-related hypoxia in group 1 PAH.

Current guidelines recommend nocturnal oximetry or a sleep study in patients with pulmonary hypertension if there is a suspicion of OSA.55 Although many patients undergo polysomnography as part of pulmonary hypertension evaluation, management guidelines do not provide recommendations regarding systematic screening of sleep-related hypoxia, as there are no long-term data suggesting that long-term supplemental nocturnal oxygen therapy has sustained benefits on mitigating disease progression. Our findings, particularly that greater duration of hypoxia portended worse transplantation-free survival, suggest potential utility of routine screening of sleep-related hypoxia to inform risk stratification.

Finally, contrary to our a priori hypothesis, OSA and sleep-related hypoxia were associated with worse cardiac output and survival in non-CTD-associated PAH but not CTD-associated PAH. The smaller sample size and number of transplantations and deaths in the CTD group may have limited the ability to detect an association with sleep-related hypoxia and transplantation-free survival. However, our findings are consistent with reports of improved survival in systemic sclerosis group 1 PAH diagnosed after 2010 compared with prior years, presumably because of earlier recognition and improved treatments.56

STUDY STRENGTHS AND LIMITATIONS.

This study has several strengths that overcame prior studies’ limitations. The proximate timing of the collection of sleep-disordered breathing indexes along with a range of rigorously collected, multimodal RV indexes (overcoming challenges with measurement variability of imaging and physiological measures in prior clinical cohorts) provides a unique opportunity to elucidate influences of sleep-related hypoxic stresses on RV function, structure, and physiology. These findings are clinically significant, as RV failure is the primary contributor to pulmonary hypertension mortality. This work uniquely allowed the prospective investigation of the influence of OSA and sleep-related hypoxia on survival in group 1 PAH over an approximately 4-year period. We also had the advantage of examining OSA and hypoxic associations with RV indexes across comparator and healthy control groups with data collection concurrent with participants with group 1 PAH. We accounted for confounding factors including demographics, pulmonary hypertension medications, positive airway pressure, and supplemental oxygen. Finally, we examined PAH subgroups to elucidate sleep-disordered breathing relationships across PAH subtypes.

Although a relatively large number of participants with group 1 PAH were recruited, approximately 50% were missing sleep study data, with results more generalizable to obese individuals. Although a subset of participants used supplemental oxygen and/or positive airway pressure therapy, results were robust to statistical adjustment of this use. Residual confounding by this therapy remains possible, but this would be expected to bias findings toward the null. To account for confounding by obesity, intracardiac shunt, left cardiac diastolic dysfunction, and oxygen gas exchange barriers, models were adjusted for body mass index, lateral E/e′ ratio, positive airway pressure, shunt repair status, and DlCO, respectively, without substantive changes in findings. Although median daytime SpO2 was normal in our PAH cohort, we cannot exclude the possibility that continuous daytime oximetry could have detected hypoxic episodes that may contribute to the overall hypoxic burden.

Using type 3 home testing rather than attended polysomnography may have resulted in an underestimation of the true severity of OSA. This, combined with the small number of death and transplantation events, may have limited our ability to detect a statistically significant interaction of OSA with RV measures and survival. Additionally, event numbers in the analysis of transplantation-free survival in CTD-associated PAH may have been too few to fully characterize an association between sleep-related hypoxia and transplantation-free survival, which was observed in non-CTD-associated PAH. Finally, use of pulmonary hypertension medications may have increased the overall survival within the entire cohort, and although use of medications was controlled for in our analyses, the true association with sleep-related hypoxia may be underestimated.

CONCLUSIONS

In this multicenter, prospective cohort study, we show that increased sleep-related hypoxia was associated with worse right-sided cardiac structural, hemodynamic, and electrophysiological measures in group 1 PAH, even after adjustments for confounding factors, suggesting that hypoxia specific to sleep contributes to the pathogenesis of group 1 PAH. AHI was also associated with some specific measures of RV dysfunction, such as RV ejection fraction, recognized to hold prognostic significance in pulmonary hypertension, but overall findings were less consistent than with hypoxia. Sleep-related hypoxia was also independently associated with death or transplantation in non-CTD-associated group 1 PAH but not in CTD-associated PAH, possibly related to the smaller sample size and number of outcome events in the latter. These results are hypothesis generating and prompt further investigation to better elucidate underlying mechanisms of the association between sleep-related hypoxia and RV dysfunction, expound physiological contributors to sleep-related hypoxia (eg, ventilation-perfusion mismatch, sleep apnea–specific hypoxic burden), and clarify whether routine screening for sleep-related hypoxia and whether nocturnal supplemental oxygen can improve PAH outcomes. As continuous monitoring of daytime awake oxygenation was not performed, future studies should also examine the differential contributions of nocturnal and daytime hypoxia.

Supplementary Material

Suppl Material

PERSPECTIVES.

COMPETENCY IN MEDICAL KNOWLEDGE:

Sleep-related hypoxia may contribute to RV dysfunction, increasing mortality in patients with Group 1 PAH.

TRANSLATIONAL OUTLOOK:

Future studies should focus on the pathophysiological links between sleep-related hypoxia and RV dysfunction and whether supplemental nocturnal oxygen improves outcomes in patients with Group 1 PAH.

ACKNOWLEDGMENTS

The authors thank the participants of the PVDOMICS cohort for contributing their valuable time to provide the data used for this work, which will allow us to advance insights in PH biology. The authors also acknowledge the work of research coordinator Joan Aylor and research polysomnologist Samantha Wells.

FUNDING SUPPORT AND AUTHOR DISCLOSURES

This study was supported by grants U01 HL125218 (principal investigator, Dr Rosenzweig), U01 HL125205 (principal investigator, Dr Frantz), U01 HL125212 (principal investigator, Dr Hemnes), U01 HL125208 (principal investigator, Dr Rischard), U01 HL125175 (principal investigator, Dr Hassoun), U01 HL125215 (principal investigator, Dr Leopold), and U01 HL125177 (principal investigator, Dr Beck) and the Pulmonary Hypertension Association. Dr Hill is a scientific advisory board member for Aerovate and Insmed; is a consultant for Bellerophon; and is a data and safety monitoring board member for Merck. Dr Finet has served as a clinical practice advisor for Wolters Kluwer Health-Lexicomp (forfeited compensation); and is an Item-Writing Task Force member for the American Board of Internal Medicine. Dr Kwon has received funding from the National Heart, Lung, and Blood Institute (grant 1R01HL170090–01); and has a research agreement with Circle Cardiovascular Imaging. Dr Beck has received support from the Pulmonary Hypertension Association. Dr Frantz has consulting, steering committee, and advisory board relationships with Altavant Sciences, Bayer, Gossamer Bio, Janssen, Shouti, the France Foundation, IQVIA, Tenax, UpToDate, and United Therapeutics. Dr Hassoun serves on a scientific steering committee for Merck Sharpe & Dohme; and is a scientific adviser for ARIA-CV (unrelated to the present work). Dr Hemnes serves as a consultant for Bayer, United Therapeutics, Janssen, GossamerBio, and Tenax Therapeutics; holds stock in Tenax Therapeutics; and has received grants from the National Institutes of Health, the Cardiovascular Medical Research and Education Fund, and Imara. Dr Horn has conducted research studies with Acceleron/Merck, Cereno, and Insmed. Dr Leopold is a consultant for Abbott Vascular; is a speaker for United Therapeutics; has received research funding from Astellas to her institution; and has received support from the American Heart Association (grant AIM 19AIML34980000; National Heart, Lung, and Blood Institute grant U01 HL125215). Dr Rischard has consulting relationships with Acceleron and United Therapeutics; is a steering committee member for Acceleron; and receives research support from Ismed, United Therapeutics, Bayer, Acceleron, Janssen, and Aadi Bioscience. Dr Mehra has received an honorarium from the American Academy of Sleep Medicine; has received funds for service on the American Board of Internal Medicine and as associate editor of the American Journal of Respiratory and Critical Care Medicine; has received National Institutes of Health funding; has received investigator-initiated research funds to her institution from Resmed, Inspire, and Sommetrics; and has received royalties from UpToDate. All other authors have reported that they have no relationships relevant to the contents of this paper to disclose.

ABBREVIATIONS AND ACRONYMS

AHI

apnea-hypopnea index

CMR

cardiac magnetic resonance imaging

CTD

connective tissue disease

DlCO

diffusing capacity of the lungs for carbon monoxide

ECG

electrocardiography

mPAP

mean pulmonary artery pressure

OSA

obstructive sleep apnea

PAH

pulmonary arterial hypertension

RHC

right heart catheterization

RV

right ventricle/ventricular

SpO2

oxygen saturation

T90

percentage of time spent at oxygen saturation <90%

Footnotes

The authors attest they are in compliance with human studies committees and animal welfare regulations of the authors’ institutions and Food and Drug Administration guidelines, including patient consent where appropriate. For more information, visit the Author Center.

APPENDIX For a list of PVDOMICS Study Group members, supplemental methods, a list of pulmonary hypertension medications, additional baseline sleep study and cardiac results, supplemental tables, and supplemental references, please see the online version of this paper.

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