Abstract
Genetic biocontrol aims to suppress or modify populations of species to protect public health, agriculture, and biodiversity. Advancements in genome engineering technologies have fueled a surge in research in this field, with one gene editing technology, CRISPR, leading the charge. This review focuses on the current state of CRISPR technologies for genetic biocontrol of pests and highlights the progress and ongoing challenges of using these approaches.
Keywords: CRISPR, genetic biocontrol, gene drive, homing, population suppression, population modification
1. INTRODUCTION
For millennia, humans have been plagued by arthropods and vertebrate pests, with notable examples spreading diseases that have altered the course of human history (231). However, even before they were linked to disease, the nuisance behaviors of many pests and their proclivity to damage crops made them targets for control efforts. Thus, humans have worked throughout history to reduce the detrimental effects of pests. Here, we focus on modern genetic biocontrol technologies, highlighting important themes, advances, and challenges.
1.1. The History of Genetic Biocontrol Technologies: The Pretransgenic Era
Genetic pest management strategies were conceptualized in the early twentieth century, and began to be implemented in the mid-twentieth century, with sterile insect technique (SIT) leading the charge (130, 131, 202). In SIT, sterile males are released to mate with wild females, and with frequent large-scale releases over time, this can suppress, or even eradicate, populations. Early work in this area relied on irradiation to generate sterilizing mutations (17, 131, 207). Large-scale implementations of this technique demonstrated resounding success, fully eradicating the New World screwworm from most of North America (131) and bringing about the suppression of a few other species (83, 179). However, genetic and other technical challenges prevented success in attempts to suppress certain species. In parallel to this work, a number of other control methods, based on pretransgenic era manipulations of pest genetics (e.g., translocations and inversions), were explored but generally did not meet with great success (100).
Thinking about genetic techniques for population management, particularly those meant to be self-sustaining, began >50 years ago (64, 201) and was inspired by the behavior of an ever-growing number of naturally occurring selfish genetic elements [henceforth termed gene drives (120)] found in all domains of life. Many of these gene drives were discovered early in the field of genetics, often fortuitously as a result of unexpected mutation rates, biased sex ratios, or mortality of specific genotypes. These drives advantage their transmission at the expense of other genes in the genome. This behavior can result in the spread of these drives, with respect to the corresponding chromosome counterparts, even when their presence results in a fitness cost to carriers (i.e., decreases the fitness of the population as a whole) (78, 95, 104, 178, 226). Naturally occurring gene drives are highly varied in form and mechanism and include sex ratio–distorting elements, meiotic drivers and toxin-antidote systems (3, 66, 67, 104, 117, 148), transposable elements (157, 178, 188), heritable microbes (62, 80, 225), and homing endonucleases (37, 38). The underlying mechanisms for these natural gene drives have inspired the creation of synthetic gene drive systems (120).
1.2. The History of Genetic Biocontrol Technologies: The Transgenic Era
The possibility of co-opting natural systems, or mimicking their behavior using engineered components, has been discussed for many years (37, 63, 64, 104, 112, 113, 129, 201). Researchers hypothesized that insect populations could be reduced through natural gene drives that biased sex ratios (63, 104, 112, 113), but technical limitations kept this work largely theoretical. Around this time, autosomal translocations and inversions were also proposed as a strategy to reduce populations (population suppression) or replace undesirable characteristics of populations (population modification) with more benign characteristics by linking genetic elements to the translocation (15, 64, 65, 137, 138, 192, 201, 227). Translocations and inversions achieve biased inheritance in a frequency-dependent manner associated with heterozygous disadvantage, also known as underdominance. However, generating translocations in the pretransgenic age required irradiation, which resulted in the creation of random mutations with inherently high fitness costs and unknown breakpoints. Additionally, with limited exceptions (65, 158), few researchers were able to successfully link a desired trait to the translocation, further limiting their development and use. More recent work has generated translocation drives in Drosophila melanogaster with defined breakpoints and transgenic cargo, but this requires newer genome engineering techniques and has yet to be developed in a nonmodel organism (30).
From the mid-1990s to the early 2000s, advancements in genetic engineering directed the discussion to the evaluation of other natural gene drive mechanisms to alter the composition or fate of populations. Transposable elements were considered (22, 26, 191) but met with little success due to difficulties in bringing about high-frequency mobilization in target species. Later, a gene drive element termed maternal effect dominant embryonic arrest (Medea) was characterized in the flour beetle, Tribolium castaneum (21), and in mice (115, 182). These elements (the molecular components of which remain unknown) bias inheritance by encoding a tightly linked maternal toxin and zygote antidote that induces lethality in offspring that do not inherit the Medea element. Theorized as potential pest control drives for population modification (26), Medea elements were engineered in two species of Drosophila (5, 31, 56). However, the paucity of genetic tools for engineering appropriately expressed toxins and antidotes has limited further development of these systems in other pest species. During these early years, RNA interference–based underdominance systems were also explored but have not been developed further (189).
Much of the current gene drive research is centered on homing endonuclease gene drives (HEGs), first described in yeast (59). Transposons and retrotransposons thrive by bringing about a direct increase in copy number. HEGs achieve a similar goal but through a distinct mechanism. HEGs encode a site-specific DNA nuclease that targets specific loci in the genome, creating a double-strand break (DSB) at the position on the homologous chromosome directly opposite its insertion site. When this happens in a germline heterozygote, and the host uses homologous recombination DNA repair, the HEG-bearing chromosome (which is not cleaved since the HEG is inserted into the target site) is copied, or homed, into the break created on the homologous chromosome, thereby bringing about an increase in HEG copy number (90). In short, homing converts a target loci (chromosome) lacking the gene drive to one that has it, thereby bringing about an absolute increase in HEG copy number in the population.
The use of homing endonucleases to control populations was first discussed in the early 2000s (37). The initial HEGs explored for gene drive development had modest homing rates and utilized existing naturally occurring HEGs (along with their specific target sequence), and so artificial nuclease recognition sites needed to be co-engineered into the population to direct the insertion of the drive (54, 55, 229, 230). This seminal work set the stage for all that has followed by showing that significant rates of germline homing could be achieved in an animal. By chance, one of these homing endonucleases, I-PpoI, has the useful characteristic of cleaving the ribosomal repeats, which are fortuitously located exclusively on the X chromosome in the predominant malaria vector, Anopheles gambiae. This has allowed for the development of sex-linked meiotic drives in this species (89). However, for the most part, the toolbox of endogenous homing endonuclease did not allow for the targeting of endogenous sequences of interest (e.g., genes essential for viability or femaleness/female fertility).
To facilitate the direct targeting of endogenous genes, site-specific nucleases were developed, using transcription activator–like effector nucleases (TALENs) and zinc finger nucleases (ZFNs) (205). These experiments made the critical point that cleavage and homing could be brought about at targets of choice. However, the homing rates observed were generally modest (for many, though not for all, applications, high-frequency homing >90% is desired). Additionally, the large size and repetitive sequence composition of these endonucleases often resulted in the loss of repeats (and thus function) during homing, leading to rapid breakdown of the element. To summarize, the difficulty in reprogramming stable versions of engineered HEGs to target endogenous genes in natural populations stalled their development. However, during this interval, work in prokaryotes on an adaptive immune system known as CRISPR was proceeding in parallel and would transform the field of cleavage- and homing-based genetic biocontrol.
CRISPR systems allow prokaryotes to mount a memory-based adaptive immune response that targets previously encountered foreign nucleic acids for destruction (25, 27, 212, 228). Multiple Cas endonucleases were identified and characterized, and soon the intricacies of how Cas endonucleases and their RNA guides (gRNAs) facilitated precise, site-specific RNA-guided cleavage of nucleic acids led to the development of a Nobel prize–winning genome engineering technology (121). Since then, Cas9-based genome engineering has become the leading genome engineering technology with broad application to almost any organism. Building off the theoretical work of Austin Burt (37), researchers recognized that Cas9 could be the programmable, site-specific homing endonuclease sought for gene drives (84). Cas9 expression and cleavage just needed to be adequately timed to ensure that drive conversion (homing) and inheritance would occur in the germline and at high frequency. Demonstration of engineered homing CRISPR gene drives (HCGDs) intuitively followed thereafter in several species (76, 92, 94, 105). These proof-of-concept experiments revealed complexities that have kept the field busy as it works toward implementing real-world applications. This review focuses on the most recent innovations, including technical advances, and challenges, including regulatory and ethical considerations involved in the development and deployment of such technologies.
2. HOMING CRISPR GENE DRIVES
In its simplest form, an autonomous HCGD consists of a germline-specific Cas9 endonuclease, linked to one or more programmable gRNAs expressed from a ubiquitous polymerase III promoter (Figure 1). The HGCD sits within its target site, thereby disrupting it. The gRNAs target the homologous chromosome at this same position, facilitating subsequent DNA repair using the HGCD as the repair template for homologous recombination, thereby increasing drive element frequency. While these are the standard characteristics of most HCGDs (76, 92, 94, 105), a number of imaginative variants have been conceptualized, and in some cases implemented, in a variety of organisms (10, 11, 74, 125, 144, 164, 166, 218). Initial work utilized Cas9 from Streptococcus pyogenes (121), simply because it was the first nuclease characterized. However, hundreds of new RNA-guided nucleases have been identified, and which type will ultimately prove most robust in specific genomic and physical environments remains to be determined (122, 136). As noted above, a typical autonomous HGCD encodes both Cas9 and the gRNA linked at the same loci (Figure 1). Alternatively, drive components can be split (known as a split drive), with Cas9 and the gRNA at separate, unlinked loci (44, 84) (Figure 1). These design differences, which can involve multiple versions of each part, sometimes working in cascades of dependency, result in a diversity of drive behaviors as predicted in models. HCGDs are being developed for two general purposes: population modification and population suppression. In the following sections (2.1-2.3), we discuss recent achievements in the design and engineering of HCGDs and limitations and future improvements needed for implementation of these technologies in the wild.
2.1. CRISPR Homing Drives for Population Modification
Population modification strategies modify and maintain the target population. In this context, the spread of an HCGD can lead to an increase in the frequency of linked cargo genes, a form of population modification. Multiple population-modifying HCGDs have been evaluated in the laboratory in insects (2, 10, 41, 91, 94, 124, 125, 144, 184, 190, 220), fungi (203), yeast (16, 76, 98, 141, 193, 194, 234, 235), and even rodents (102, 135, 183, 224). In one application, to reduce the transmission of mosquito-borne diseases, multiple genetic elements, known as effectors, have been developed. These can, in principle, be linked to gene drives to generate disease-resistant populations.
A number of effector strategies have been developed in mosquitoes, including RNA interference (28, 85, 86, 145, 156, 195, 237), single-chain antibodies (29, 69, 238), peptides (116, 163, 239), toxic proteins (19), or upregulation of immune factors (77). Recently, CRISPR has expanded this toolbox to include antiviral effector development. For example, a CRISPR activator (CRISPRa) system engineered in the predominant dengue vector Aedes aegypti was used to bring about the over expression of a gene involved in the regulation of viral infection, Rel1, to reduce dengue viral titer by over fivefold (33) (Figure 1). With further development, the CRISPRa system could be used to harness other endogenous antipathogen effectors to reduce disease transmission. Moreover, an RNA-targeting CRISPR system was used to target chikungunya (CHIKV) viral RNA (vRNA) through a process termed vRNA expression activates poisonous effector ribonuclease (REAPER) (68) (Figure 1). The REAPER system leveraged the collateral cleavage activity of the RNA-targeting Cas13 ribonuclease, which increased mosquito mortality in the presence of the virus. Even small reductions in mosquito survival rates can have a large impact on disease transmission (149), so antipathogen effectors that reduce the survival of infected individuals could be significant. These technologies provide tools for developing antiviral effectors to support population modification, and new technologies in the pipeline should push this further.
2.2. CRISPR Homing Drives for Population Suppression
Population suppression gene drives aim to impart a fitness load on the population to reduce its size and/or eliminate it, at least locally. This can occur when the HCGD inserts itself into a haplosufficient gene required for viability or female fertility. To summarize briefly, if the rate of spread of the HGCD outpaces the fitness cost induced on the population, the population can be driven to an overall unfit state, resulting in its stochastic elimination (75). Important examples, implemented in mosquitoes, involve driving the population to a state that consists of fertile homozygous males and sterile homozygous females. Laboratory experiments have even eliminated populations when genes required for femaleness are targeted (42, 105, 133, 236). HCGDs have also been coupled with mechanisms that distort the sex ratio, which also resulted in population suppression in laboratory mosquitoes (204).
2.3. Technical Considerations for CRISPR Homing Drives
DNA repair can occur through several different pathways. Only one of these, homology-directed repair (HDR), brings about an increase in HCGD frequency when the HCGD is copied into a cut site on the homologous chromosome (Figure 2). Other end-joining (EJ) pathways, which seal the break, compete with HDR, and to the extent they are chosen, lower homing rates. They are also error prone and can result in mutation of the target site (Figure 2). Along with a failed insertion of the drive, if these alterations to the target site make it unrecognizable to the drive-encoded gRNAs (but do not disrupt target gene function), then individuals that inherit these alleles will also by definition be resistant to the drive. As these resistant alleles accumulate over time, the population will become resistant to the drive, which (if the presence of the drive results in a fitness cost to carriers) will ultimately eliminate the drive from the population (79, 81, 107, 216). This is a universal problem across HCGDs, as the generation and accumulation of drive-resistant alleles in populations have been experimentally demonstrated in nearly all HCGD studies and organisms (2, 41, 51, 92, 94, 105, 125, 133, 144, 184, 204).
Some steps are being taken to reduce the inevitable formation of resistance alleles. One focuses on bringing about germline-specific Cas9 expression, as the HDR pathway is favored in the germline. However, in experiments using promoters that were presumed to be specific for the germline, such as vasa (94, 105) and nanos (51, 125), leaky expression occurred in somatic cells. Non-germline expression of Cas9 is especially problematic when it occurs early in embryogenesis or results from maternal deposition. The early embryo, which also includes nuclei that will give rise to the next generation’s germline, has a reduced capacity for HDR as compared with EJ. Thus, Cas9 activity in the early embryo can lead to, at high frequency, heritable germline resistance alleles (42, 51, 107, 125, 172). Much effort is therefore going into the identification of promoters with stricter germline expression and limited maternal carryover. For example, recent studies using the zero population growth promoter have shown improved population suppression in an A. gambiae drive (106). Other recent work showed that the identity of the Cas9 promoter and the timing of its expression were critical for improving rates of germline homing in rodents (135). Moreover, drives developed in A. aegypti with moderately high drive transmission rates (144, 190, 220) were later improved through the use of different germline promoters driving Cas9 expression (10). In addition to testing germline-specific promoters, using multiple gRNAs (i.e., gRNA multiplexing) targeting multiple sites in the same gene can delay the production of drive-resistant versions of the target gene since multiple target sites would need to be converted to a functional but resistant state (44, 84, 152, 167). This strategy has been demonstrated to reduce or eliminate drive-resistant alleles but may come with a cost in terms of lower homing efficiency (11, 50, 172).
As more experiments are performed, the importance of other genomic variables is becoming clear. For example, the choice of the target gene into which homing is occurring matters (10). Cas9 expression from a given promoter can also be subject to what are known as position effects: Different genomic contexts, and more generally diverse genetic backgrounds, result in somewhat variable patterns of expression. These effects partially explain why rates of resistance allele formation of the same gene drive element, at the same locus, can vary by genetic background (51). Finally, it is also important to note that there are resistance allele–independent ways in which features of Cas9 expression can negatively affect drive. First, expression of Cas9 itself can be toxic to cells in some contexts (9). Second, disruption of genes other than the intended target (i.e., off-target effects) may result in unexpected fitness costs (136).
Drive performance also depends on the selection of the target gene and site (181). However, given the enormous diversity in natural populations, and the fact that new variants are continuously being created through mutation, predicting the integrity of a target site in the field is difficult. One way to address this issue involves utilization of highly conserved sites in an essential gene, where mutation to a resistant allele sequence is likely to result in a large fitness cost to carriers (50, 133). As an example, a large number of genomes (>1,000) were evaluated to identify a highly conserved intron-exon boundary within the sex determination and fertility gene, doublesex (dsx). This has been used as a target for Cas9 to build a population suppression drive in laboratory A. gambiae (133). Resistant alleles have been identified (108, 204), but these have not been observed to spread in lab cage populations undergoing suppression, suggesting that they result in large fitness costs. It remains to be determined whether high fitness-resistant alleles appear in further tests with genetically diverse, larger populations.
HDR can also cause other unintended drive outcomes (Figure 2). For example, internal recombination and partial homing during HDR can result in the imprecise copying of the drive element (219). This would be particularly problematic if the HCGD was carrying a cargo transgene to prevent disease. Incomplete transfer of intact drive elements has been identified in numerous laboratory experiments (42, 50, 51, 105, 172, 184) and would have similar deleterious consequences for population modification (Figure 2). These outcomes impact the dynamics of drive persistence and spread of the effector in the population. There is also evidence that failed DNA repair can lead to the loss of the recipient chromosome (103, 214, 233) (Figure 2). Finally, we cannot rule out that upon the release of HCGDs at larger scales in wild populations, other unintended but rare errors in drive copying may become larger issues, including mitotic recombination or meiotic drive (233) (Figure 2). That said, just because a consequence is unanticipated does not mean it is not useful if it still allows the drive to occur.
Studies have shown that females harboring the drive element can maternally transfer the Cas9 protein and gRNAs (i.e., maternal deposition) to embryos that did not inherit the drive itself. Depending on the system, this can hinder (e.g., during homing) or promote [e.g., in toxin-antidote (TA) systems] drive. In the context of homing, maternal carryover can also result in a phenomenon known as shadow drive, in which homing occurs in individuals who inherited only the gRNA drive element due to maternally deposited Cas9 biasing the inheritance of the drive (46, 103, 125, 214). This effect is unpredictable and typically occurs at the expense of overall drive performance. The outcome and effects of maternal deposition are closely linked to the timing of Cas9 expression (70, 128, 219). Shadow drive typically does not serve as a primary means of inheritance bias, but instead alludes to the challenges in tracking the mechanism of biased inheritance. In some studies that have marked chromosomes, it was discovered that HCGDs can bias inheritance by homing, and also through meiotic drive due to chromosome damage (233). In most cases, though, the mechanism of drive inheritance bias has not been tracked, which may inflate reported homing efficiencies. Due to these uncertainties, further characterization of these HCGDs is required to shed light on the mechanism of inheritance bias, which can vary by design, target gene, target locus, species, and strain.
2.4. Toxin-Antidote CRISPR Homing Gene Drives
Given the challenges associated with HCGDs, there has also been a focus on developing HCGDs that promote the removal of individuals who inherit cleavage-resistant alleles or do not inherit the drive. Proof of concept for several of these drives demonstrated their applicability for population modification (52, 124, 214). For example, the home and rescue TA-based drive (HomeR) is a potent drive designed to target an essential gene (toxin), which is rescued by a drive-linked cleavage-resistant version (antidote) of the essential gene (124) (Figure 1). HomeR is positioned in the genome opposite its target to enable homing to bias its transmission. To streamline development, HomeR was designed to target a 3′ sequence in the essential gene. This minimizes the rescue recoding effort and uses the native promoter of the target gene to drive the native expression of the rescue. This approach (to the extent that cleavage and non-HDR repair result in loss of essential gene function) suppresses the accumulation of functional resistance alleles from the population. Predictions for this drive indicate that it would have longer-term stability in large, diverse wild populations as compared to other population modification drives. In summary, HCGDs such as HomeR that utilize a TA approach to select against drive-resistant alleles may provide the durability needed for long-term, stable HCGD-based population modification. However, these remain to be developed in important pest species.
2.5. Outlook and Overview of Homing CRISPR Gene Drives
While significant progress has been made toward understanding and improving HCGDs, success will ultimately be determined by the biology of specific species, which differ dramatically in terms of frequency of HDR, conversion frequency, tract length, and mechanisms of inheritance bias. A growing body of work indicates that we have only scratched the surface in terms of understanding what happens in vivo. These caveats notwithstanding, the field is on the cusp of carrying out experiments that may determine whether current technologies are sufficient to accomplish shortterm HCGD-mediated population modification or suppression in the wild.
3. NONHOMING CRISPR GENE DRIVES
Many issues with HCGDs arise from the variable homing rates used to bias inheritance. By contrast, essentially all of the HCGD studies discussed above note that Cas9 cleavage rates are reproducibly high (128). Building from the TA drive concept commonly found throughout nature (23, 171, 200), researchers are developing next-generation gene drives that do not rely on homing but instead focus on exploiting highly efficient CRISPR cleavage. These drives focus on two simple ideas. The first is that Cas9 and other site-specific DNA-modifying enzymes can be used to create loss-of-function (LOF) alleles in an essential gene by targeting it for sequence modification (usually cleavage) at multiple positions—the basic idea being that it is generally easy to break gene function through mutation. The second is that versions of the essential gene that are functional and resistant to modification can be created through recoding. When these two activities are combined (modification and rescue), strong frequency-dependent drive can be achieved. Here, we discuss the use of cleavage for homing-independent gene drives, and in Section 5, we discuss the use of cleavage for the next generation of non–gene drive genetic biocontrol technologies.
3.1. Homing-Independent Cleave (or Otherwise Modify) and Rescue Drives for Stable Population Modification
Cleave and Rescue (ClvR) selfish genetic elements (173-177), also referred to in some implementations as TA recessive embryo (TARE) (49, 159), consist of two tightly linked components that sit at a fixed chromosomal position. The first is a DNA sequence–modifying enzyme such as Cas9 and multiple guide RNAs (gRNAs) (known as the Cleaver). These are expressed in the germline and act to disrupt—through cycles of cleavage and end joining that continue until the target site is destroyed—the endogenous version of a haplosufficient essential gene, wherever it is located. Maternal carryover of Cas9 and gRNAs also results in disruption of the paternally provided wild-type essential gene allele. The hope is that inaccurate repair at multiple positions will lead to the creation of LOF alleles (i.e., the potential toxin). gRNA-guided base or prime editors (13) could perform a similar function. The core idea is that a highly conserved essential gene can be easily broken through targeted mutation. The second component is a recoded version of the essential gene resistant to cleavage and retaining function that is expressed under the control of regulatory sequences sufficient to rescue the recessive LOF phenotype. This (i.e., the antidote/Rescue) acts to guarantee the survival of those who carry it. In such a system, LOF alleles perform their toxin function when they are present in homozygotes, and the individual lacks another source of essential gene function, such as a copy of ClvR/TARE. By contrast, those who inherit ClvR/TARE and its associated rescue always survive, provided a haplosufficient gene has been targeted for LOF allele creation. In this way, as with many other TA-based selfish genetic elements (36, 39), ClvR/TARE spreads by causing the death of those that lack it (Figure 1). Thus, ClvR/TARE drives not only circumvent the homing-associated issues of HCGDs, but they are addictive in that once they are driven to fixation in a population and completely replace the endogenous version of the haplosufficient essential gene, the presence of the recoded rescue becomes necessary for the population to persist. Individuals that lose any part of the drive or generate resistance mutations are selected against, thus solidifying the presence of ClvR/TARE in the population (173, 175).
Depending on the chromosomal details of where the ClvR/TARE element and its target gene are located, spread goes to genotype (all individuals carry at least one ClvR/TARE allele at the locus) or allele (all alleles at the locus carry ClvR/TARE) fixation. The drive is frequency dependent (very slow when rare and fast when common) and lacks an introduction threshold in the absence of fitness cost but comes with a threshold when the presence of ClvR/TARE results in a fitness cost to carriers and/or a haploinsufficient or haplolethal locus is targeted (47, 49, 159, 173-177).
While the ClvR/TARE drive has only been demonstrated in D. melanogaster, it has many features that make it amenable to transfer to other species. Other TA systems, such as Medea drives (5, 31, 56), involve more technically complicated components and rely on the strict timing of TA element activity to ensure killing only occurs under the desired conditions. By contrast, the ClvR/TARE toxin utilizes a flexible CRISPR technology that has been adapted to many organisms; the recoded rescue system is just a functional copy of the target gene, which again, is a simplified design compared to other TA systems. ClvR/TARE has also been shown to work for multiple highly conserved genes. Therefore, unlike other TA systems, ClvR/TARE is likely more versatile, and its implementation into target species more attainable. The ClvR/TARE design also enables multiple gRNAs to be utilized as toxins, thereby significantly decreasing the likelihood of manifesting resistant alleles that restore the function of the target gene.
A number of different self-sustaining ClvR or TARE elements have been implemented in Drosophila (47, 49, 159, 173-177) and shown to spread to transgene fixation. Others have fared less well due to difficulties ensuring efficient rescue of the LOF phenotype (57). ClvRs have also been created in a split drive configuration, in which the key components required for cleavage—Cas9 and gRNA—are in different places in the genome (also distinct from the target gene). This split configuration results in a strong but self-limited drive. Drive strength and duration can be further tuned by adjusting the degree of linkage of Cas9 and gRNAs, with tighter linkage resulting in a drive whose strength can approach a self-sustaining ClvR, while still ensuring that drive is always self-limiting (177). Finally, work on ClvR has provided a way to address the inevitable problem that genes needed for population modification, the cargo, and the drive mechanism, can separate, mutate to inactivity, and lose efficacy over time. In the face of these forces (relevant to any modification drive mechanism), strategies are needed for carrying out cycles of population modification, with first-generation elements being displaced in favor of new ones. A ClvR-based strategy involves placing two different ClvR elements targeting different essential genes at the same genomic position but on different homologs. The second-generation element includes a rescue for the first-generation element already established in the population. When the second-generation element is released into a population carrying a first-generation element, the former spreads to fixation, while the latter is removed (174).
Finally, we note that the core ideas of creating LOF alleles in essential genes and rescuing the lethal consequences of their presence can also be applied (so far only in models) to generate a wide diversity of related gene drive elements that differ in mechanism (e.g., killing the other or underdominance), intrinsic introduction threshold, the ability to spread in the face of migration, and tissues in which the killing that mediates the drive occurs—the zygote, gametes, or daughter cells (45, 47, 53, 161, 173). Much remains to be explored with these systems, which may also prove useful in population suppression (see Section 3.2).
3.2. Homing-Independent Cleave and Rescue Drives for Population Suppression
Population suppression drives operate by imposing a fitness load on the population. In the case of HCGD, this requires high homing rates (97). However, many (though not all) HCGDs have homing rates that are far too low to be useful for suppression (42, 72, 97, 107). ClvR-based approaches provide alternatives. For example, the ClvR drive was engineered to target a haplosufficient essential gene as described for population modification, though here the recoded rescue coding region was engineered to contain a temperature-sensitive intein (Figure 1d). At permissive (low) temperatures, the intein is spliced out, creating a functional version of the essential protein. However, at elevated temperatures, the intein is not removed, and the protein encoded by the essential gene is nonfunctional. The drive to fixation with such an element at low temperatures results in the population becoming addicted to temperature-sensitive rescue, since it provides the only source of essential gene function. Thus, when the temperature is raised beyond a threshold, a population crash occurs (176). Similar to the other ClvR designs, this approach is relatively resistance proof, since mutations that block functionality of the intein would likely still result in the loss of rescue function and therefore be eliminated from the population.
Temperature inducibility is an innovative method for bringing about conditional suppression (5), but it remains unclear if there are real-world contexts in which the temperature fluctuations in the environment match those of the engineered intein. That said, a similar logic, in which rescue activity is conditionally blocked, could bring about species-specific suppression in response to other stimuli, such as a small molecule or a virus that disrupts essential gene function at the RNA or protein level. Conditional rescue activity could also be used, in the context of simple population modification, to eliminate only cells or individuals infected with a virus (68), if the presence of viral components (such as a protease) led to inactivation of an engineered version of the essential gene (176). Other approaches to bringing about cleave and rescue population suppression have also been envisioned but not yet implemented (47).
3.3. Homing-Independent Murine Meiotic Drives
Efforts are also underway to leverage naturally occurring gene drives for population suppression. The mouse t haplotype provides an example. The t haplotype spans a large autosomal chromosomal region, with little recombination. When present in heterozygous males, sperm that lack the t haplotype are disabled, resulting in the transmission of t to progeny males and females at rates that can exceed 95%. Homozygotes for t are male sterile and female fertile. Recent modeling and experiments characterized a situation in which a male germline–expressed Cas9 and gRNAs targeting the prolactin gene (required for female fertility) are inserted into the t haplotype. In this hybrid element, tCRISPR, Cas9, and the gRNA cleave and create LOF prolactin alleles. The goal is for t-based segregation distortion in males to push the Cas9/gRNA cassette to high frequency. The latter will continuously produce LOF alleles at the Prl locus. The hope is that the combination of t-based drive and accumulation of Prl LOF alleles will drive the population to an unfit state that contains a high frequency of infertile homozygous Prl mutant females and some frequency of infertile homozygous t males (96). Proof-of-principle experiments support this approach. A Prl-targeting gRNA was incorporated into the t haplotype, with Cas9 present on another chromosome. Segregation of the gRNA was strongly biased in males and when paired with Cas9 brought about high-frequency cleavage of Prl in the male germline. These results represent a notable advancement, as mammalian gene drives based on homing have been more difficult to develop, often with very low drive conversion rates (102, 135, 183, 224).
3.4. Homing-Independent CRISPR-Based SPECIES Drive
High-threshold gene drives are interesting because they will be actively eliminated from the population unless present above some threshold frequency, providing some degree of control. There are many non-CRISPR examples of high-threshold drives (6, 44, 139). In these drives, heterozygotes (or their progeny in the case of translocations) have low fitness, while homozygotes have high fitness. CRISPR has facilitated the development of extreme underdominance systems, such as engineered genetic incompatibility (EGI) (154, 155), wherein crosses between homozygous EGI individuals and wild type result in inviable progeny. This reproductive barrier was built by coupling a dominant lethal effector and a recessive resistance allele. A related CRISPR-based extreme underdominance system, synthetic postzygotic barriers exploiting CRISPR-based incompatibilities for engineering species (SPECIES), uses a unique genetic breeding scheme to engineer the system and demonstrates threshold-dependent drive capabilities (32) (Figure 1). The SPECIES approach, however, may be easier to transition to other species and may be more evolutionarily stable than EGI since it uses a genetic process for identifying nondeleterious rescue indels and is multiplexed to target multiple genes, ensuring that if resistant mutations arise in one target gene, lethality is maintained due to overexpression of the others. Future work remains to develop EGI/SPECIES approaches in pest species.
4. TECHNICAL AND ETHICAL CONSIDERATIONS FOR IMPLEMENTING GENE DRIVES IN THE FIELD
This review has focused on the intended effect of gene drives on populations (modification or suppression) as well as their design and efficacy. As the genetic modification of entire populations of organisms comes with technical and ethical considerations, this section focuses on the broader implications of using drives to address pest species and the challenges associated with implementation.
4.1. Broader Population, Ecological, and Evolutionary Considerations for Gene Drives
There are several broader technical challenges related to the intended outcomes of gene drives. For example, since suppression gene drives impart a fitness load on the population, the homing frequency must exceed the fitness effects incurred by the drive for the drive to reach fixation, meaning that suppression drives require higher homing rates than population modification strategies (97). Unfortunately, these high population fitness costs also increase the selection for mutations that prevent suppression drives from doing their job (37, 110).
These challenges are further impacted by ecology, population genetics, and population structure (75). Inbreeding, for example, can impact the performance of suppression drives (34, 35, 37, 48, 84). The evolution of drive resistance can also be impacted by other compensatory alterations in nontargeted parts of the genome, or other mechanisms of resistance not directly linked to the activity of the drive. Susceptibility to resistance will vary greatly depending on the fitness costs incurred by the drive element and population structure (61). These challenges impact all suppression drives to some degree, and the effect of these will vary by locus, population, species, and strain, which further complicates predictions of drive fate.
Conversely, population modification gene drives may be less susceptible to the evolution of resistance than population suppression ones, but drive-associated fitness costs can still slow or halt their spread (216). Also, pathogens can evolve resistance to the antipathogen effector cargo linked to the gene drive (153, 221), though it may still be possible for these effectors to persist long enough to disrupt disease transmission and temporarily improve public health (20). Only limited laboratory studies of drive dynamics and performance have included antipathogen effector cargo (40), so knowledge about the efficacy and stability of these drive-linked effectors and their impact on drive fitness and stability is still deficient. The complexities involved are highlighted by a recent study in A. aegypti that evaluated drive integration sites previously optimized for effector efficacy and found they were not optimal for drive persistence (190). The technical approaches discussed above may mitigate the development of drive resistance in the population. However, much remains to be learned about how the local genomic environment controls the long-term efficacy of the drive and effector.
4.2. Frequency-Dependent Dynamics and the Invasiveness of Gene Drives
One critical ethical and regulatory dilemma for gene drive technologies is centered on drive confinability. One main consideration is the frequency-dependent dynamics of the drive, which reflect the threshold required for the drive to reach fixation. A gene drive with a low threshold could start at low frequencies and still be expected to reach fixation, making them relatively invasive (44, 99, 139, 186). Examples of low-threshold drives include linked HCGDs, which are frequency independent and predicted to rapidly go to population fixation and spread widely to neighboring populations. By contrast, while some TA-based drives such as ClvR and Medea can be low threshold in the absence of fitness costs, they are always frequency dependent (very weak at low frequency and only strong at higher frequencies that are system dependent) and will usually have a significant threshold if fitness costs are present. Which drive type is appropriate depends on the ecology, as well as social and regulatory concerns regarding spread outside the intended target area. In any case, low-threshold drives of either type are predicted to be challenging to remove in favor of a nontransgenic wild type, once they are established in the environment.
As high-threshold drives are (depending on migration rate) less likely to spread beyond the local target population, they are more spatially confineable and therefore controllable (44, 150, 151, 196). These drives do have higher labor and resource costs, as large numbers of drive-bearing individuals will need to be released, likely iteratively, to surpass the introduction threshold. This threshold provides an important safety feature, though, as drives could be called back by releasing large numbers of wild-type individuals to push the population frequency of the drive back below the threshold, leading to its removal from the population through natural selection. Developing gene drives with higher-frequency thresholds could be a desirable approach when, as in most cases, it is not reasonable to have global modification or elimination of all populations of a target species. That said, assuming core commitments such as ethical, efficacy, and safety standards are met and regulatory and social acceptance is established (146), an exception is—perhaps—the case of Anopheles vectors, the malaria they perpetuate, and HCGDs designed to replace or suppress their populations. These drives are low threshold and self sustaining and are thus expected to persist continually and spread beyond the initial release area, perhaps to the entire habitable range of the target species (165). These predictions are based on the fitness costs associated with the drive and imposed on the carriers observed in the lab. Thus, it is possible that the drive threshold in the wild may be higher than predicted for many gene drives typically classified as low threshold, such as Medea; linked HCGDs; and homing-independent CRISPR-based TA drives, such as ClvR (8, 73, 75, 173, 210, 222). It is also important to note that the fitness of the drive-carrying individuals can be regulated by environmental factors, so the magnitude of the threshold frequency can vary by environment and be difficult to predict (14, 75).
As alternatives to gene drive, some other non-self-sustaining technologies may be feasible for some applications. These include more traditional sterile insect releases or self-limiting drives, such as split (144, 175) or daisy (166, 218) drives, which can spread to fixation but are ultimately self-removing from the population (albeit complete loss due to natural selection may take a very long time). As an example, a recent study that directly compared linked versus split HCGDs at the same locus noted that the population dynamics were similar (213). Interestingly, though, for a wider spread and longer-term function of the drive, this study also demonstrated a strategy for converting a split HCGD to a fully linked drive (213). Perhaps a confineable split drive could be released first and later transitioned to a linked drive for a larger-scale application (185). Finally, there is evidence that many HCGDs bias inheritance through homing and meiotic drive mechanisms (220, 233). In a scenario where HCGDs were inherited solely by homing, only gRNA inheritance would be biased, but meiotic drive would bias both the Cas9 and gRNA components (220). The relative frequency of these different events needs to be further explored in target species.
4.3. Reversing and Replacing Gene Drives in the Field
Multiple call back measures have been suggested to remove gene drives from the environment (84, 217). Some of these are anti-CRISPR proteins that inhibit Cas9 function and thereby drive (18, 211). Other approaches involve the use of small molecules to modulate the activity of gene drives (70, 84). Neutralizing genetic elements have been proposed to remove a drive from the wild; however, these create unintended recombination events and leave a transgenic residue behind, creating second-order scientific and regulatory concerns (93, 233). As noted above, high-threshold drives for population modification can often be eliminated following dilution below the introduction threshold by wild types. This provides a way to return to a nontransgenic population but comes with the increased costs of implementation. Suppression systems are generally low threshold and thus not amenable to removal through simple dilution.
4.4. Modeling the Transition of Genetic Biocontrol Projects from Lab to Field
Mathematical modeling can facilitate understanding of CRISPR-based biocontrol tools by quantifying their molecular mechanisms and extrapolating them to the population scale. Malaria vectors provide a case study in which some of the most sophisticated modeling of genetic biocontrol systems has been conducted (Figure 3). Malaria incidence has plateaued at unacceptably high levels since the wide-scale distribution of interventions that began in 2000 (24, 232), and gene drive–modified mosquitoes are seen as one of the most promising tools for achieving continued reductions in transmission. As potential field trials edge closer, models with increasing levels of detail have been developed for specific gene drive systems intended for release in specific environments (140, 169, 170), and a range of logistical matters arise that stand to benefit from modeling. Regulatory approval for environmental releases will depend on demonstrations of safety and efficacy, both of which require modeling to extrapolate knowledge of molecular mechanisms to the population level. To address efficacy, modeling can inform target product profiles (TPPs) that determine parameter value ranges for which a product is likely to have its desired impact (119, 162), and, to address safety, some questions in an environmental risk assessment will be suited to modeling analyses, for example, the risk of releasing an only transiently successful genetic biocontrol system that would reduce malaria immunity in the human population and result in increased susceptibility and incidence upon technology failure (60, 114). Models can also inform the design of field trials and interventions (140, 169), requirements of monitoring efforts to assess gene drive establishment and persistence, and requirements of surveillance programs to detect either unintended spread of gene drive alleles beyond a trial site or drive-resistant alleles within a trial site (187).
With these applications in mind, what is included in each model will depend on the question to be addressed (Figure 3). The early exploratory models of genetic biocontrol systems focused on population genetics, that is, how allele frequencies change over time as a function of inheritance processes. These models can describe the qualitative dynamics of inheritance-biasing systems in a range of species (37); however, as technologies edge closer to field applications, species-specific ecological models become paramount (87). For mosquito vectors of malaria, two key features to consider are density dependence in the mosquito life cycle and mosquito movement behavior. Density dependence is particularly relevant for population suppression systems, as it determines how a population responds to a reduction in size. Mosquito movement is relevant to both population suppression and replacement strategies, as in both cases, accurately predicting how transgenes spread spatially is essential. Finally, models of malaria transmission are becoming increasingly relevant as readiness for field trials will likely be determined by a TPP that includes a predicted epidemiological impact (119, 162), and initial field trials are expected to have a measured entomological outcome alongside a modeled epidemiological one (118). Several validated malaria transmission models are available (58, 101), and which is the most suited will depend on the data available to parameterize the model and the required specificity of the output.
4.5. Ethical and Regulatory Considerations for Low-Threshold Gene Drives
Due to the nature of gene drive technologies, the risks and benefits occur at the level of communities rather than individuals. Thus, achieving community agreement and shared values are of the utmost importance (132). Since their early development, researchers have been dedicated to the safe and responsible study of gene drive technologies. To this end, keystone leaders in the field have coauthored guidelines for the safe development of gene drives (1, 4), focusing on ensuring safe practices for their study in laboratory settings with minimal risk of release into the environment. As this field advances and discussions of future field trials of these technologies take place, developers and other stakeholders are continuing to set forth self-governance and recommendations for the safe and ethical development of these technologies (71, 82, 111, 118, 132, 146, 160, 223). These efforts have expanded to include standardizing the definition of gene drive (7) and core commitments with developers, social scientists, and other stakeholder signatories to outline the minimum requirements for fair partnership and transparency, product efficacy and safety, regulatory evaluation, risk–benefit assessment, and monitoring and mitigation (146). Even a code of ethics that includes the articulation of values for responsible science, ecological stewardship, and public engagement for gene drive research has been established (12). The most recent discussion topics include new and responsive engagement frameworks for gene drive technologies (168, 197, 199) and the value and purpose of a gene drive registry for transparency, coordination, and other benefits (209). These activities highlight the ever-growing effort to responsibly develop genetic biocontrol technologies while also weighing potential risks and benefits and reducing our reliance on harmful alternatives, such as insecticides or rodenticides. Detractors suggest that genetic and gene drive control strategies for vector and vector-borne disease control should never be considered and want a moratorium on research. However, they offer no alternatives to ease the suffering and/or economic losses of those affected. Many of the loudest voices against even studying these technologies are from areas of the world least affected by these issues. Hopefully, though, there is some public support for advancing genetic engineering technologies and gene drives even in communities not directly impacted by these issues (198).
5. NON–GENE DRIVE CRISPR TECHNOLOGIES FOR GENETIC BIOCONTROL
While gene drives are advancing in laboratory settings, to date no transgene-based gene drive technology has ever been tested in the wild. That said, multiple safe, self-limiting, non–gene drive technologies have been developed for population suppression in the wild. For example, SIT and the release of insects carrying a dominant lethal (RIDL) technology (215) have demonstrated large reductions in wild vector populations (43, 109). Female-specific flightless versions of this technology, fsRIDL, generate flightless or inviable females using a sex-specific intron with the tetracycline repressor system (88, 134, 208). CRISPR has also expedited the development of additional self-limiting genetic technologies that rely exclusively on the highly efficient cleavage of the system (and not the homing) and can be used to suppress populations.
5.1. Precision-Guided Sterile Insect Technique
Similar to gene drives that rely on the highly efficient reproducible cleavage described above, the precision-guided sterile insect technique (pgSIT) exploits the high precision and accuracy of CRISPR to disrupt genes in offspring that are crucial for female survival and male fertility (Figure 1f). This process involves a straightforward breeding method using two homozygous strains: one expressing Cas9 and another expressing gRNAs. When these two strains are mated, RNA-guided dominant biallelic knockouts are created (coined as lethal mosaicism) from two genes during development, resulting in the reproducible and efficient production of sterile males and dead or flightless females (126-128, 142, 143). pgSIT achieves this result in a single generation and can enable the deployment of eggs into the environment. Thus far, pgSIT has been developed in multiple species and shown to be incredibly robust and efficient for population suppression (126-128, 142, 143).
5.2. Temperature-Inducible Precision-Guided Sterile Insect Technique
Sex-sorting accuracy and throughput have been limiting factors in the use of many genetic biocontrol technologies (180), so new genetic sexing technologies (147) or approaches that do not require sex sorting at any stage would be beneficial and more scalable. A proof-of-concept temperature-inducible pgSIT (TI-pgSIT) system has been designed that incorporates the pgSIT system into a single strain (123) (Figure 1f). With this system, the gRNAs are continuously expressed, but the expression of Cas9 is under the inducible control of a heat shock promoter, so its expression can be regulated by temperature. At low temperatures, Cas9 expression and activity are low, and the lines can be fertile and healthy. However, at high temperatures, the induced Cas9 expression in the presence of the gRNAs results in the disruption of genes essential for female survival and male fertility, thereby generating only sterile males. If this system can be transferred to target species, it would further simplify the generation of sterile males for SIT release programs, possibly making previously unscalable SIT control strategies accessible for additional pest species.
5.3. Inherited Female Elimination by Genetically Encoded Nucleases Interrupting Alleles
In contrast to sterile male releases, nondriving female-killing strategies can also suppress populations. A recent CRISPR-based technology for female killing called inherited female elimination by genetically encoded nucleases interrupting alleles (Ifegenia) was engineered in the malaria vector, A. gambiae (206). Ifegenia is a binary system with separate Cas9 and gRNA lines that, when crossed, result in the disruption of the female essential femaleless (fle) gene, consequently killing female offspring. The males remain viable and fertile, but harbor the mutated female essential gene and editing machinery, which when inherited by subsequent generations, results in the death of future female offspring. Modeling revealed that female-killing Ifegenia alleles could reach sufficiently high frequencies in the population to achieve long-term population suppression, but similar to SIT, pgSIT, and other non–gene drive control methods, this would require iterative releases. Ifegenia also addresses long-standing difficulties with sex sorting of anopheline mosquitoes, which have less pronounced sexual dimorphisms until they are adults. Like pgSIT, Ifegenia does not require labor-intensive and costly sex-sorting strategies for the final product and therefore may be able to support the development and implementation of other genetic and gene drive control strategies for malaria vectors.
SUMMARY POINTS.
CRISPR is a powerful tool that has led to the development of diverse technologies for the control of pests and pest-associated diseases.
Homing CRISPR gene drives (HCGDs) have made enormous progress in design and capability. However, imprecise homing mechanisms make them unpredictable, so their performance in large, genetically diverse wild populations is uncertain.
Homing-independent gene drives and non–gene drive genetic biocontrol technologies provide effective and predictable alternatives to HCGDs.
FUTURE ISSUES.
Gene drives have yet to be evaluated in the field. Indeed, as with many technologies, technical, regulatory, and ethical issues need to be addressed before gene drives are used in real-world settings. Some of these issues are fairly unique to the field of genetic biocontrol due to their potential for large-scale spread and the general lack of consensus on how to weigh benefits and risks at the community level.
Due to these unknowns, confinable and predictable gene drives, such as split toxin-antidote systems, or nondrive approaches, such as precision-guided sterile insect technique (pgSIT), temperature-inducible pgSIT, and/or inherited female elimination by genetically encoded nucleases interrupting alleles (Ifegenia) should be prioritized for development, societal consideration, and use. This work will provide a template for how to evaluate other more invasive and less predictable genetic biocontrol technologies.
ACKNOWLEDGMENTS
This work was supported by funding from an NIH awards (R01AI151004, R01GM132825, DP2AI152071, RO1AI148300, RO1AI175152, RO1TR003514), EPA STAR award (RD84020401), and an Open Philanthropy award (309937-0001) awarded to O.S.A, and by funds from the Bill & Melinda Gates Foundation (INV-017683) awarded to J.M.M, and by a grant to B.A.H from the California Institute of Technology (Caltech) Resnick Sustainability Institute and the Caltech Center for Evolutionary Science. The views, opinions, and/or findings expressed are those of the authors and should not be interpreted as representing the official views or policies of the US government. This publication was developed under Assistance Agreement No. RD84020401 awarded by the US Environmental Protection Agency to O.S.A. It has not been formally reviewed by EPA. The views expressed in this document are solely those of the authors and do not necessarily reflect those of the Agency. EPA does not endorse any products or commercial services mentioned in this publication.
Footnotes
DISCLOSURE STATEMENT
O.S.A. is a founder of Agragene Inc. and Synvect Inc. with equity interest. The terms of this arrangement have been reviewed and approved by the University of California, San Diego, in accordance with its conflict of interest policies. The other authors are not aware of any affiliations, memberships, funding, or financial holdings that might be perceived as affecting the objectivity of this review.
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