Abstract
BACKGROUND
The extra benefit of a programme of physiotherapy in addition to advice alone, following first-time traumatic shoulder dislocation, is uncertain. We compared the clinical and cost-effectiveness of a single session of advice with a single session of advice and a programme of physiotherapy.
OBJECTIVE
The primary objective was to quantify and draw inferences about observed differences in the Oxford Shoulder Instability Score between the trial treatment groups 6 months post randomisation, in adults with a first-time traumatic shoulder dislocation.
DESIGN
A pragmatic, multicentre, superiority, randomised controlled trial with embedded qualitative study.
SETTING
Forty-one hospitals in the UK NHS.
PARTICIPANTS
Adults with a radiologically confirmed first-time traumatic anterior shoulder dislocation, being managed non-operatively. People with neurovascular complications or bilateral dislocations, and those unable to adhere to trial procedures or unable to attend physiotherapy within 6 weeks of injury, or who had previously been randomised, were excluded.
INTERVENTIONS
All participants received the same initial shoulder examination followed by advice to aid self-management, lasting up to 1 hour and administered by a physiotherapist (control). Participants randomised to receive an additional programme of physiotherapy were offered sessions lasting for up to 30 minutes, over a maximum duration of 4 months from the date of randomisation (intervention).
MAIN OUTCOME MEASURES
The primary outcome measure was the Oxford Shoulder Instability Score. This is a self-completed outcome measure containing 12 questions (0-4 points each), with possible scores from 0 (worst function) to 48 (best function). Measurements were collected at 6 weeks, 3 months, 6 months and 12 months by postal questionnaire; 6 months was the primary outcome time point. The primary health outcome for economic evaluation was the quality-adjusted life-year, in accordance with National Institute of Health and Care Excellence guidelines.
RESULTS
Between 14 November 2018 and 14 March 2022, 482 participants were randomised to advice (n = 240) or advice and a programme of physiotherapy (n = 242). Participants were 34% female, with a mean age of 45 years, and treatment arms were balanced at baseline. There was not a statistically significant difference in the primary outcome between advice only and advice plus a programme of physiotherapy at 6 months for the primary intention-to-treat adjusted analysis (favours physiotherapy: 1.5, 95% confidence interval -0.3 to 3.5) or at earlier 3-month and 6-week time points on the Oxford Shoulder Instability Score (0-48; higher scores indicate better function). The probability of physiotherapy being cost-effective at a willingness-to-pay threshold of £30,000 was 0.95.
CONCLUSIONS
We found little difference in the primary outcome or other secondary outcomes. Advice with additional physiotherapy sessions was found likely to be cost-effective. However, small imprecise incremental costs and quality-adjusted life-years raise questions on whether it is the best use of scarce physiotherapy resources given current service demands.
LIMITATIONS
Loss to follow-up was 27%; however, the observed standard deviation was much smaller than anticipated. These changes in parameters reduced the number of participants required to observe the planned target difference of four points. Our post hoc sensitivity analysis, accounting for missing data, gives similar results.
FUTURE WORK
Further research should be directed towards optimising self-management strategies.
STUDY REGISTRATION
This study is registered as ISRCTN63184243.
FUNDING
This award was funded by the National Institute for Health and Care Research (NIHR) Health Technology Assessment programme (NIHR award ref: 16/167/56) and is published in full in Health Technology Assessment; Vol. 28, No. 22. See the NIHR Funding and Awards website for further award information.
Plain language summary
The shoulder dislocates (comes out of its socket joint) when the upper end of the arm bone is forced out during an injury. This common problem occurs mostly in men in their 20s and women aged over 80. After the bone is put back in its socket, most people are managed with physiotherapy. In the United Kingdom, once the bone is back in its socket, there is a range of physiotherapy provision: some hospitals offer advice, and some offer advice and a course of additional physiotherapy sessions. We compared advice alone to advice and physiotherapy for people who had a shoulder that had come out of its joint for the first time. Physiotherapy advice and additional sessions included education about the injury and exercises to move and strengthen the shoulder. When we started this project, this was the first time these two treatments had been compared. Our aim was to compare what activities the two groups could do 6 months after injury via a questionnaire. We also compared quality of life and the cost of rehabilitation at 6 weeks, 3 months, 6 months and 12 months after injury. Adults with a shoulder out of its joint and who were not having surgery were asked to take part. All adults who were eligible and consented to take part were assigned, by chance, to either a single session of advice or the same session followed by physiotherapy. Between 14 November 2018 and 14 March 2022 we collected data on 482 people, from 41 NHS sites across the UK. We found at 6 months there was little evidence that additional physiotherapy was better, when compared to advice alone. Cost-effectiveness analysis (comparing changes in costs and quality of life) suggests additional physiotherapy might provide value for money. However, the changes involved are small and uncertain.
Full text of this article can be found in Bookshelf.
References
- Brownson P, Donaldson O, Fox M, Rees JL, Rangan A, Jaggi A, et al. BESS/BOA Patient Care Pathways: traumatic anterior shoulder instability. Shoulder Elbow 2015;7:214–26. doi: 10.1177/1758573215585656. [DOI] [PMC free article] [PubMed]
- Hanchard NC, Goodchild LM, Kottam L. Conservative management following closed reduction of traumatic anterior dislocation of the shoulder. Cochrane Database Syst Rev 2014:CD004962. doi: 10.1002/14651858.CD004962.pub3. [DOI] [PubMed]
- Berendes TD, Pilot P, Nagels J, Vochteloo AJ, Nelissen RG. Survey on the management of acute first-time anterior shoulder dislocation amongst Dutch public hospitals. Arch Orthop Trauma Surg 2015;135:447–54. doi: 10.1007/s00402-015-2156-3. [DOI] [PMC free article] [PubMed]
- Zacchilli MA, Owens BD. Epidemiology of shoulder dislocations presenting to emergency departments in the United States. J Bone Joint Surg Am 2010;92:542–9. doi: 10.2106/JBJS.I.00450. [DOI] [PubMed]
- Calandra JJ, Baker CL, Uribe J. The incidence of Hill–Sachs lesions in initial anterior shoulder dislocations. Arthroscopy 1989;5:254–7. doi: 10.1016/0749-8063(89)90138-2. [DOI] [PubMed]
- Taylor DC, Arciero RA. Pathologic changes associated with shoulder dislocations. Arthroscopic and physical examination findings in first-time, traumatic anterior dislocations. Am J Sports Med 1997;25:306–11. doi: 10.1177/036354659702500306. [DOI] [PubMed]
- Handoll HH, Almaiyah MA, Rangan A. Surgical versus non-surgical treatment for acute anterior shoulder dislocation. Cochrane Database Syst Rev 2004;2004:CD004325. doi: 10.1002/14651858.CD004325.pub2. [DOI] [PMC free article] [PubMed]
- Eshoj HR, Rasmussen S, Frich LH, Hvass I, Christensen R, Boyle E, et al. Neuromuscular exercises improve shoulder function more than standard care exercises in patients with a traumatic anterior shoulder dislocation: a randomized controlled trial. Orthop J Sports Med 2020;8:2325967119896102. doi: 10.1177/2325967119896102. [DOI] [PMC free article] [PubMed]
- Braun C, McRobert CJ. Conservative management following closed reduction of traumatic anterior dislocation of the shoulder. Cochrane Database Syst Rev 2019; 5:CD004962. doi: 10.1002/14651858.CD004962.pub4. [DOI] [PMC free article] [PubMed]
- Craig P, Dieppe P, Macintyre S, Michie S, Nazareth I, Petticrew M; Medical Research Council Guidance. Developing and evaluating complex interventions: the new Medical Research Council guidance. BMJ 2008;337:a1655. doi: 10.1136/bmj.a1655. [DOI] [PMC free article] [PubMed]
- Kearney RS, Dhanjal G, Parsons N, Ellard D, Parsons H, Haque A, et al. Acute Rehabilitation following Traumatic anterior shoulder dISlocAtioN (ARTISAN): protocol for a multicentre randomised controlled trial. BMJ Open 2020;10:e040623. doi: 10.1136/bmjopen-2020-040623. [DOI] [PMC free article] [PubMed]
- Liew Z, Mazuquin B, Ellard DR, Karasouli E, Drew S, Modi C, et al. Development of a single-session physiotherapy and self-management intervention for the treatment of primary traumatic anterior shoulder dislocation for the ‘Acute Rehabilitation following Traumatic anterior shoulder dISlocAtioN (ARTISAN)’ multi centre RCT. Physiotherapy 2021;113:80–7. doi: 10.1016/j.physio.2021.06.002. [DOI] [PMC free article] [PubMed]
- Mars T, Ellard D, Carnes D, Homer K, Underwood M, Taylor SJ. Fidelity in complex behaviour change interventions: a standardised approach to evaluate intervention integrity. BMJ Open 2013;3:e003555. doi: 10.1136/bmjopen-2013-003555. [DOI] [PMC free article] [PubMed]
- Dawson J, Fitzpatrick R, Carr A. The assessment of shoulder instability the development and validation of a questionnaire. J Bone Joint Surg Br 1999;81:420–6. doi: 10.1302/0301-620x.81b3.9044. [DOI] [PubMed]
- Dawson J, Rogers K, Fitzpatrick R, Carr A. The Oxford shoulder score revisited. Arch Orthop Trauma Surg 2009;129:119–23. doi: 10.1007/s00402-007-0549-7. [DOI] [PubMed]
- Gummesson C, Ward MM, Atroshi I. The shortened disabilities of the arm, shoulder and hand questionnaire (QuickDASH): validity and reliability based on responses within the full-length DASH. BMC Musculoskelet Disord 2006;7:44. doi: 10.1186/1471-2474-7-44. [DOI] [PMC free article] [PubMed]
- Herdman M, Gudex C, Lloyd A, Janssen M, Kind P, Parkin D, et al. Development and preliminary testing of the new five-level version of EQ-5D (EQ-5D-5L). Qual Life Res 2011;20:1727–36. doi: 10.1007/s11136-011-9903-x. [DOI] [PMC free article] [PubMed]
- Moher D, Schulz KF, Altman DG. The CONSORT statement: revised recommendations for improving the quality of reports of parallel-group randomised trials. Lancet 2001;357:1191–4. [PubMed]
- Dimairo M, Coates E, Pallmann P, Todd S, Julious SA, Jaki T, et al. Development process of a consensus-driven CONSORT extension for randomised trials using an adaptive design. BMC Med 2018;16:210. doi: 10.1186/s12916-018-1196-2. [DOI] [PMC free article] [PubMed]
- van der Linde JA, van Kampen DA, van Beers LW, van Deurzen DF, Terwee CB, Willems WJ. The Oxford Shoulder Instability Score; validation in Dutch and first-time assessment of its smallest detectable change. J Orthop Surg Res 2015;10:146. doi: 10.1186/s13018-015-0286-5. [DOI] [PMC free article] [PubMed]
- Moser JS, Barker KL, Doll HA, Carr AJ. Comparison of two patient-based outcome measures for shoulder instability after nonoperative treatment. J Shoulder Elbow Surg 2008;17:886–92. doi: 10.1016/j.jse.2008.05.040. [DOI] [PubMed]
- FDA. Adaptive Design Clinical Trials for Drugs and Biologics Guidance for Industry; 2020. URL: www.fda.gov/downloads/Drugs/GuidanceComplianceRegulatoryInformation/Guidances/UCM201790.pdf (accessed 3 July 2023).
- Roberts C, Roberts SA. Design and analysis of clinical trials with clustering effects due to treatment. Clin Trials 2005;2:152–62. doi: 10.1191/1740774505cn076oa. [DOI] [PubMed]
- Schlattmann P. Medical Applications of Finite Mixture Models. Springer; 2009.
- NICE. Guide to the Methods of Technology Appraisal. London, UK: National Institute for Health and Clinical Excellence (NICE); 2008. [PubMed]
- Jones K, Burns A. Inflation indices. In Unit Costs of Health and Social Care. Kent: Personal Social Services Research Unit; 2021. p. 177.
- NHS Digital. National Cost Collection for the NHS. In National Schedule of NHS Costs. London: NHS; 2021.
- NHSBSA. Prescription Cost Analysis – England. London: NHS Business Services Authority; 2021.
- BNF. British National Formulary. London: Pharmaceutical Press; 2021. URL: https://bnf.nice.org.uk/ (accessed 3 July 2023).
- NHS Supply Chain. NHS Supply Chain Catalogue; 2019. URL: https://my.supplychain.nhs.uk/catalogue (accessed January 2020).
- Employee Earnings in the UK: 2021. Office for National Statistics; 2021. URL: www.ons.gov.uk/employmentandlabourmarket/peopleinwork/earningsandworkinghours/bulletins/annualsurveyofhoursandearnings/2021 (accessed 3 July 2023).
- Van Hout B, Janssen M, Feng Y-S, Kohlmann T, Busschbach J, Golicki D, et al. Interim scoring for the EQ-5D-5L: mapping the EQ-5D-5L to EQ-5D-3L value sets. Value Health 2012;15:708–15. doi: 10.1016/j.jval.2012.02.008. [DOI] [PubMed]
- NICE. Position Statement on Use of the EQ-5D-5L Value Set for England (Updated October 2019); 2019. URL: www.nice.org.uk/about/what-we-do/our-programmes/nice-guidance/technology-appraisal-guidance/eq-5d-5l (accessed 3 July 2023).
- StataCorp. College Station, TX: StataCorp LP; 2021. Stata Statistical Software: Release 17. 2021;17.
- Faria R, Gomes M, Epstein D, White IR. A guide to handling missing data in cost-effectiveness analysis conducted within randomised controlled trials. PharmacoEcon 2014;32:1157–70. doi: 10.1007/s40273-014-0193-3. [DOI] [PMC free article] [PubMed]
- Madley-Dowd P, Hughes R, Tilling K, Heron J. The proportion of missing data should not be used to guide decisions on multiple imputation. J Clin Epidemiol 2019;110:63–73. doi: 10.1016/j.jclinepi.2019.02.016. [DOI] [PMC free article] [PubMed]
- Ellard D, Simkiss D, Quenby S, Davies D, Kandala N, Kamwendo F, et al. The impact of training non-physician clinicians in Malawi on maternal and perinatal mortality: a cluster randomised controlled evaluation of the enhancing training and appropriate technologies for mothers and babies in Africa (ETATMBA) project. BMC Pregnancy Childbirth 2016;12:116. doi: 10.1186/1471-2393-12-116. [DOI] [PMC free article] [PubMed]
- Hernández Alava M, Pudney S, Wailoo A. Estimating the relationship between EQ-5D-5L and EQ-5D-3L: Results from a UK population study. Pharmacoeconomics 2023;41:199–207. https://doi.org/10.1007/s40273-022-01218-7 doi: 10.1007/s40273-022-01218-7. [DOI] [PMC free article] [PubMed]
