Abstract
Targeted genome modifications using techniques that alter the genomic information of interest have contributed to multiple studies in both basic and applied biology. Traditionally, in gene targeting, the target-site integration of a targeting vector by homologous recombination is used. However, this strategy has several technical problems. The first problem is the extremely low frequency of gene targeting, which makes obtaining recombinant clones an extremely labor intensive task. The second issue is the limited number of biomaterials to which gene targeting can be applied. Traditional gene targeting hardly occurs in most of the human adherent cell lines. However, a new approach using designer nucleases that can introduce site-specific double-strand breaks in genomic DNAs has increased the efficiency of gene targeting. This new method has also expanded the number of biomaterials to which gene targeting could be applied. Here, we summarize various strategies for target gene modification, including a comparison of traditional gene targeting with designer nucleases.
Keywords: Homologous recombination, Designer nucleases, Double-stranded DNA breaks
Introduction
Genetic modification by gene targeting has contributed to the advancement of research in both basic and applied biology [1–4]. Gene targeting involves the replacement of an endogenous gene by homologous recombination (HR) [5, 6]. Standard gene targeting vectors contain two regions that are homologous to the target genome locus, called “targeting arms”, flanking a selective marker gene [2, 7]. For successful gene replacement, nucleotide sequences between targeting arms and the target genomic locus should be identical, because a single mismatch during recombination could lead to the elimination of the targeting vector from the chromosomal DNA by initiating the mismatch repair mechanism [8]. Standard gene targeting involves target-site integration using a selective marker gene [9] (Fig. 1a). To remove the selective marker gene, the Flp-FRT system is often used. Flp is a site-specific recombinase that can recombine the two FRT sites, resulting in the removal of the drug resistance gene cassette. To remove the specific exon located between two loxP sites, as well as the selective marker gene, the Cre-loxP system is often used [9] (Fig. 1a, right). Cre is a site-specific recombinase that can recombine the two LoxP sites, resulting in the removal of the drug resistance gene cassette. Gene targeting is also used for gene modifications at target loci, called “knockin” (Fig. 1b). The knockin approach is used to investigate the function of a target gene along with its endogenous gene expression status [2]. One or several nucleotides are substituted with other nucleotides, and the biological functions of these substituted residues are investigated. This strategy is often used for complementation tests against specific mutations. The typical knockin approach involves fusing the carboxy-terminal end of the cDNA in-frame at a specific exon on the targeting vector (Fig. 1b, left). This results in the expression of C-terminal fused proteins. In the case where the cDNA contains small nucleotide substitutions, the function of the modified residues can be investigated. Another application is to introduce visualization marker genes, such as lacZ, fluorescent protein genes (GFPs and others), and luciferase genes [2]. Visualization of the target gene is achieved through two strategies. One is to introduce the marker gene with an internal ribosomal entry site (IRES) sequence [2]. This knockin results in bicistronic expression and allows investigation of the promoter activity of the target gene. In the second approach, the knockin results in the expression of a fusion protein with a visualization marker [10]. This allows for the study of the dynamics of the target protein, as well as the promoter activity. Another gene knockin strategy is to introduce a single-nucleotide substitution. For this approach, two methods have been reported: (1) using a selective marker gene (Fig. 1b, center) and (2) without using a selective marker (Fig. 1b, right). This approach is often used to study the functions of mutated genes. Gene targeting can also be used to induce a large deletion in the gene of interest (Fig. 1c). In the case where adjacent repeats are present, gene targeting results in two products, with or without the large deletion (Fig. 1c, upper). However, this approach is not very efficient, except in Saccharomyces cerevisiae. Therefore, the preferred strategy to remove a target locus is the Cre-LoxP-based system. In this approach, two loxP sites should be introduced by two independent gene targeting events. After the two loxP sites have been introduced on the same chromosome, the deletion is carried out using the Cre-recombinase (Fig. 1c, lower).
Recently, several methods for the site-specific cleavage of chromosomal DNA using artificial nucleases have been developed [4, 11]. The specific DNA sequence-recognition modules of these nucleases are designed; therefore, these nucleases are often called “designer nucleases” [4, 12]. The development of designer nucleases has greatly increased the frequency of successful gene targeting events, and expanded the number of biomaterials that can be genetically modified. Traditional gene targeting strategies were successful only in limited types of cell lines, such as mouse embryonic stem (ES) cells [2], chicken B lymphocyte cell line DT40 [7], and some human cancer cell lines [13, 14]. By contrast, gene modification using designer nucleases can be applied to a wide variety of cell types, such as primary cells isolated from plants and humans [4]. Although gene targeting has been used in numerous studies, its mechanism is poorly understood. In this review, we summarize the various strategies for gene targeting, with an emphasis on their mechanisms in higher eukaryotes, such as mammals, birds, and plants.
Mechanisms of traditional gene targeting by HR
HR is defined as a genome rearrangement that occurs between two homologous regions on the DNA. The biological roles of HR are the repair of double-stranded DNA breaks (DSBs), re-start of stalled DNA replication forks, and meiotic recombination [15]. Only the DSB repair function of HR contributes to gene targeting [5, 6, 16]; therefore, we only describe this mechanism in this article. The first step in this process is the DNA-end processing, also called “resection” [17]. Broken DNA-ends are processed by certain exonucleases and/or endonucleases, such as the MRE11-RAD50-NBS1 (MRN) complex, EXO1, and CtIP, and this action results in the 3′-single-stranded tails, often called “3′-overhangs” (Fig. 2). After 3′-overhangs have been generated on the two broken DNA-ends, the HR pathway encounters its first branch: it can proceed by either the single-strand annealing (SSA) pathway or the RAD51-dependent pathway (Fig. 2). In the case where the two 3′-overhangs generated from one DSB possess complimentary sequences to each other, such DNA ends would anneal and their homologous regions would re-ligated through the SSA pathway (Fig. 1a). In this pathway, small deletions would occur, but DSBs are efficiently repaired. In addition, SSA requires homologous regions on both ends. Therefore, SSA occurs only when a DSB occurs between direct repeats. Its locus-dependent nature means that SSA cannot be the major pathway for HR. To date, RAD52 and XPF-ERCC1 have been identified as required factors for SSA [18]. However, the complete mechanism of SSA in mammalian cells has not been revealed.
The major pathway for HR is the RAD51-dependent pathway [15, 19]. Multiple RAD51 proteins bind to the 3′-overhangs and form RAD51-filament structures on the single-stranded DNAs [20]. For RAD51-loading, BRCA2 and RAD51 paralogs, such as XRCC2, XRCC3, RAD51B, RAD51C, and RAD51D, play essential roles [21]. Without BRCA2 and RAD51 paralogs, RAD51 cannot be localized to the damaged sites [21]. Nonessential factors include RAD54 and RAD54B, which support RAD51’s function [16]. The RAD51-DNA complex promotes the homology search, using the 3′-overhang sequence. If homologous regions are found nearby, RAD51 catalyzes strand exchange with the homologous double-stranded DNA target and promotes the annealing of the 3′-overhang with its complimentary sequence (Fig. 2b) [15, 20]. The triple-stranded structures created by the strand exchange reaction are called D-loops, which are important intermediate structures in HR. After this step, two distinct pathways have been suggested for HR. One is the synthesis-dependent single-strand annealing (SDSA) model [22]. The invaded 3′-overhang can initiate DNA synthesis using the complimentary sequence in the D-loop, and the genetic information lost because of the DSB is restored. After DNA synthesis, the invaded strands are released from the D-loop by reverse branch migration. The released single-stranded DNA strands anneal to their homologous regions located in the newly synthesized DNA (Fig. 2b). In this model, the flanking genetic loci will not be crossed-over in the HR event (Fig. 2b). HR in somatic cells hardly involves crossovers; therefore, it is thought to be carried out by SDSA [22]. The other pathway is the Holliday junction-mediated pathway, also known as the DSB repair model [22]. To initiate this pathway, D-loops should be converted into Holliday junctions, defined as four-way junctions comprising four nucleotide strands. During DSB repair by HR, double-Holliday junctions are frequently formed, and the direction in which they are resolved determines the crossover and non-crossover products. A schematic model of double-Holliday junctions is shown in Fig. 2b. If the resolution of the double-Holliday junction occurs in either the A1–A2 or B1–B2 directions, a non-crossover product would be formed; if the resolution occurs in either the A1–B2 or B1–A2 directions, a crossover product would be formed (Fig. 2b). As mentioned above, most somatic cells show HR with no crossovers; however, cells isolated from individuals with certain genetic disorders, such as Bloom’s syndrome, show higher frequencies of crossover events, indicating that the DSB repair pathway of HR is activated [23]. Thus, gene targeting in Blm-deficient ES cells, which show this phenotype, were used to study the frequency of gene targeting. The results showed not only a higher frequency of gene targeting but also inter-allelic gene conversion between homologous chromosomes [23]. Therefore, Blm-deficient ES cells were used for genetic engineering, such as generating an insertion mutant library [23, 24]. Holliday junctions are resolved by the structure-specific endonuclease, Holliday junction resolvase [25]. MUS81-EME1 was identified as the first eukaryotic Holliday junction resolvase [26]. In addition, purified MUS81-EME1 showed asymmetric cleavage of Holliday junctions [26]. Recently, another structure-specific endonuclease, SLX1–SLX4, was identified [27, 28]. SLX1 contains a nuclease motif, and SLX4 is a scaffold protein that interacts with various structure-specific endonucleases, such as SLX1, MUS81–EME1, and XPF–ERCC1 [27, 28]. Unlike MUS81–EME1, SLX1–SLX4 catalyzes the symmetrical cleavage of Holliday junctions, and co-incubation with MUS81–EME1 enhanced the cleavage of Holliday junctions in vitro, indicating that SLX4 must be a director of structure-specific nucleases acting on recombination intermediates [27, 28]. Another important discovery was GEN1, a Holliday junction resolvase in mammalian cells [29]. GEN1 forms a homodimer and cleaves Holliday junctions symmetrically in vitro [29]. Cellular studies suggested that GEN1 acts independently from MUS81–EME1 and SLX1–SLX4 [25]. These Holliday junction resolvases complete the HR process, which is particularly important for meiotic recombination.
Gene targeting largely overlaps with HR; however, the resolution steps seem to be different for the two events [30–32]. Previous studies suggested that at least NBS1, RAD51 paralogs, RAD52, RAD54, and RAD54B are involved in gene targeting, although not all HR factors have been studied [5, 33, 34]. The ends of the transfected targeting vector are processed by NBS1, probably through the MRN complex [34], and D-loop formation occurs, similar to that in the conventional HR pathways [5]. However, neither Mus81- nor Eme1-deficient ES cells showed a decreased frequency of gene targeting, while Ercc1-deficient ES cells were completely defective [31, 32]. This result suggests that the resolution of recombination intermediates in gene targeting is probably carried out by XPF–ERCC1 [30]. Based on these observations, Niedernhofer and colleagues proposed a mechanism of gene targeting (Fig. 2c) [30]. In their model, both processed 3′-ends of the targeting vector are utilized for the homology search, with the aid of the general HR machinery, such as RAD51, RAD51 paralogs, RAD52, and RAD54, and this action results in two D-loops (Fig. 2c). The D-loops are then resolved by the structure-specific endonuclease XPF–ERCC1. The substrate of XPF–ERCC1 is the single-stranded branched arms, and its preferential cleavage sites are located in double-stranded DNA just 5′- to a 3′-single-stranded domain. In gene targeting, the cleavage of the targeting vector by XPF–ERCC1 results in the favored outcome of target gene integration (Fig. 2c). A similar model was proposed from studies in yeasts [6, 35].
Problems with traditional gene targeting strategies
Saccharomyces cerevisiae and chicken DT40 cells show an extremely high frequency of gene targeting. Therefore, these cell types are used widely in reverse genetics studies [6, 7, 35]. The gene targeting efficiency in mouse ES cells is generally very low, although a few gene targeting vectors have shown improved efficiency. Thus, gene targeting in mouse ES cells is labor intensive. However, the greatest advantage of using mouse ES cells is that they permit the generation of genetically modified mice [2]. One disadvantage of using chicken DT40 cells and mouse ES cells is that not many primary antibodies are commercially available. Most commercially available antibodies are usually produced using human antigens, and do not always cross-react with mouse or chicken antigens. Therefore, researchers need to determine whether these commercially available antibodies cross-react with the mouse and/or chicken antigens of interest. With regard to gene targeting in human cells, although some human cell types can be used for genome modifications by gene targeting, a number of problems still remain. One is that the efficiency of the gene targeting in human cells is extremely low, particularly in adherent cells. Another problem is that many human cell lines used in reverse genetics were established from cancerous tumors [13]. Cancer cells possess many mutations; therefore, these cell lines are not always suitable for basic science studies. To overcome these problems, new methods have been developed. Site-directed DSBs induced by designer nucleases allows targeted gene mutations as well as increasing the frequency of targeting vector integration [36]. Using this system, the efficiency of genome modifications in mammalian cells improved considerably, resulting in increased applications of targeted gene modifications to a variety of mammalian cell lines. The designer nuclease-induced genome modifications will be summarized in the next section. Moreover, the main advantage of genome editing methodologies based on designer nucleases is that the approach could be used to alter the genome of any whole organism, not only humans. Genome modification by designer nucleases may allow the genetic engineering of model animals such as Drosophila [37], zebrafish [38], Xenopus [39, 40], rat [41], rabbit [42], and cow [43], which is not possible through the classical ES cell approach.
Targeted induction of genomic DSBs by designer nucleases has improved the frequency of gene targeting
Various strategies to create a site-specific DSB have been investigated to improve the efficiency of gene targeting. To date, several artificial nuclease-based systems have been developed [4, 36]. The first designer nuclease is the zinc finger nuclease (ZFN). ZFNs contain zinc finger (ZF) domains for the recognition of the target sequence and a nuclease domain, which is typically the catalytic domain of the restriction enzyme FokI, for DNA cleavage [44]. Notably, this innovation enables the engineering of enzymes that cleave desired sequences on genomic DNA. The DNA recognition site is composed of C2H2 type ZF domain of a transcription factor, which recognizes a specific triplet sequence on the DNA [44, 45]. The structure-based mechanism of nucleotide recognition by ZFs is beyond the topic of this review; therefore, we recommend a comprehensive review on the biochemical aspects of target sequence recognition [46]. A large number of ZFs that recognize various nucleotide triplet sequences have been identified, and it has become possible to engineer ZFNs that recognize specific sequences [44, 47]. For example, to recognize the particular 12-bp target sequence, a sequential combination of four ZFs corresponding to each triplet nucleotide sequences of the target would be required (Fig. 3a). Currently, ZFNs are typically designed to contain three to six zinc finger domains, and are therefore capable of recognizing specific sequences of between nine and 18 base pairs (bps) (Fig. 3a). One ZFN cleaves only one strand of the target DNA; therefore, the introduction of DSBs requires the design of another ZFN that cleaves the complementary sequence nearby (Fig. 3a). This technique is currently used in genetic studies, as well as in anti-retroviral therapy against human immunodeficiency viruses, to knockout the gene encoding the CCR5 chemokine receptor, the main means of viral access to the host cells. However, ZFNs have several problems. One is the difficulty of designing ZFNs, which requires knowledge of various ZF domains, making it relatively complex to design customized ZFNs. The second problem is that the genome engineering by ZFNs is barely applicable to regions lacking GNN trinucleotides, the preferential target of C2H2 ZFs. The third problem is non-specific cleavage of the genome, termed off-target cleavage. Some ZFNs cleave not only the target sequence of interest but also other sites with similar sequences [48].
The second designer nuclease is the transcription activator-like effector nuclease (TALEN) [12]. TALEN also comprises a DNA recognition domain and a DNA cleavage domain. Similar to ZFNs, the nuclease domain often used is a FokI catalytic domain (Fig. 3b), whereas the DNA recognition domain is composed of multiple transcription activator-like (TAL) domains, which were originally isolated from the Xanthomonas genus of plant bacterial pathogens [49]. The central TAL targeting domain comprises typically 1.5–35 repeats of a 34 amino-acid core unit. Typically, the 12th and 13th residues of the core units are variable, and are also known as the repeat-variable di-residue (RVD) [12]. The RVD determines the single nucleotide that a TAL domain will recognize. If the amino-acid sequence of the RVD is asparagine and isoleucine (NI), it targets adenine, represented by red-boxes in Fig. 3b; if the sequence is histidine and glutamate (HD), it targets cytosine (green-boxes in Fig. 3b); if the sequence is asparagine and glycine (NG), it targets thymine (blue-boxes in Fig. 3b); and if the sequence is asparagine and asparagine (NN), it targets guanine, (yellow boxes in Fig. 3b). However, because NN can also bind adenine with lower specificity, this may increase the risk of off-target cleavages. However, recent studies showed that owing to the reduced specificity of NN-di-residues for guanines, NN di-residues, NK or NH di-residues are preferred because they show a stronger affinity for their targets [50, 51]. Similar to ZFN, one unit of TALEN cleaves only one strand of the target DNA; thus, the introduction of DSBs requires the design of another enzyme that cleaves the complementary sequence nearby (Fig. 3b).
The third designer nuclease is the CRISPR (clustered regularly interspaced short palindromic repeats) and cas (CRISPR-associated) 9 gene system [52]. This system is essential for immunity in selected bacteria, acting as a defense mechanism against invading genetic elements, such as bacteriophages and plasmids [52]. Invading genetic elements from bacteriophages or plasmids are cleaved to small fragments, typically about 20 bps, and integrated into the CRISPR locus [52]. These sequences are then used by bacteria as a memory of previous infections. When additional genetic invasions occur, the CRISPR locus is transcribed and the RNA molecules are then processed to small RNAs, called CRISPR RNAs. CRISPR RNAs, often called guide RNAs, are used to guide effectors for Cas endonucleases that cleave complementarity sequences of CRISPR RNAs, resulting in the degradation of invading genetic materials. Thus, bacteria protect their genome from invasion by genetic elements. Recently, this system was used in a genome modification technique for targeted site-specific DSB formation in genomic DNA. The cleavage of target DNA sites is typically carried out by Cas 9, an endonuclease encoded by cas genes. The target gene of interest can be selected by choosing guide RNAs that are complementary to the DNA sequence of the genomic target. An important point is that unique target sequences need to be selected with the protospacer adjacent motif (PAM) next to the 3′-end (Fig. 3c). The first PAM sequence, the NGG sequence, was derived from Streptomyces pyogenes and the CRISPR/cas9 systems can utilize different PAM sequences derived from other bacteria, thus increasing the targeting repertoire.
Co-transfection of CRISPR/cas9 expression vectors with guide RNAs or guide RNA-expression vectors induces site-specific DSBs in mammalian cells. The advantage of the CRISPR/cas9 system is that the construction and processing of target sites is very easy. However, a disadvantage is that off-target cleavage is higher than with TALENs. To increase the site-specificity, the CRISPR/nickase system is often used [52]. In this case, two guide RNAs are required for efficient DSB formation, resulting in site-specific induction of DSBs. The CRISPR/cas9 or CRISPR/nickase systems are very simple to design and are now used widely.
Alternatively, it was reported that meganucleases could enhance gene targeting at the cleaved locus by up to 1000-fold. Megaendonucleases, often referred to as homing endonucleases, are enzymes that recognize and cleave specific target sequences in the genome. In nature, they are encoded by mobile introns or inteins, and function as endonucleases to promote lateral transfer of these intervening sequences. I-CreI has become the most extensively engineered homing endonuclease. Site-directed mutagenesis downstream of the recognition sequence of the meganuclease allows induction of locus-specific DSBs in the genome [53–55]. Using I-CreI-derived proteins, genome modification by meganuclease-mediated gene targeting was conducted in the human genome, for example at the RAG1 and XPC loci [11, 56, 57]. Meganuclease-mediated gene targeting is highly efficient if the target site of the meganuclease is present. However, a disadvantage of using meganucleases is that designing the target sequence is not as flexible as that of the other designer nucleases described above. Therefore, this approach is not widely used currently.
Introduction of site-specific DSBs increases the efficiency of gene targeting. This probably reflects DSB repair by HR using the targeting vector as the homologous template (Fig. 4a). The locus-specific DSB is introduced in the genomic DNA by the action of designer nucleases. Broken DNA ends are processed by certain exonucleases and/or endonucleases, producing 3′-overhangs. At the same time, the ends of the targeting vector are also processed to produce 3′-overhangs. The 3′-overhangs produced on the genomic DNA and the targeting vector are complimentary to each other; therefore, they will anneal and be ligated. However, the detailed mechanism of this process has not been determined. Nevertheless, even without gene targeting vectors, targeted gene mutations have been introduced [4]. In mammalian cells, the dominant pathway for DSB repair is the non-homologous end-joining (NHEJ) pathway, which involves direct re-ligation of two DNA ends [19]. Imprecise DSB repairs by NHEJ result in small genome rearrangements at the site of the break, leading to deletions and insertions (Fig. 4b). Such genome rearrangements result in an in-frame deletion, which may result in the expression of proteins with small truncations, or a frameshift mutation, which may result in abnormal proteins (Fig. 4b). Even such small mutations can often abolish the gene function completely, thereby enabling investigation of gene function. Because NHEJ is active throughout the cell cycle, imprecise DSB repairs by NHEJ may occur at a higher frequency than targeting vector integration by HR [58]. HR is active only in S-phase and mostly acts on DNA replication sites [58]. Cell lines with higher frequencies of traditional gene targeting show greater percentages of cells in S-phase, (approximately 50 %). However, most cell lines do not show such a high percentage of cells in the S-phase, lowering the chances of successful gene targeting through the traditional approach. Thus, the development of gene modification techniques using designer nucleases will contribute to the expanded application of reverse genetics in basic and applied biology.
Perspective
Designer nucleases have contributed to the increased use of reverse genetics for gene modifications. However, several problems still remain. As mentioned above, these nucleases introduce off-target mutations. The risk of off-target mutations varies depending on the sequence of the targets. Detailed knowledge of the target sequences is essential to reduce the risk of off-target cleavages. First, the most important improvement required is to increase the DNA-binding specificity of the DNA-recognition modules. One possibility is to optimize the target sequence to increase the sequence-specific DNA binding. Similar to RNA interference, such as with siRNAs and shRNAs, the construction of a designer nuclease requires consideration of the prevalence of a target sequences in the whole genome, using in silico identification. The activity of the designer nuclease is another important point. If too much designer nuclease is expressed, the risk of off-target cleavage could be increased, while too little nuclease reduces the frequency of target gene modification. At present, lipofection is often used to deliver transgenes. This introduces a large number of DNA molecules, thereby increasing the expression of the nucleases. By contrast, electroporation introduces fewer transgenes into the cells, and the efficiency of transfection is lower than that of other methods, such as lipofection and lentiviral infection. Further studies are required to overcome these problems. In addition, even if a designer nuclease is used, the frequency of target gene modification is not always high. In contrast, even in traditional gene targeting strategy, some targeting vectors show high efficiency of targeting vector integration, typically more than 30 %. The reason for this increased frequency using certain vectors is not well understood; however, the high frequency is not simply correlated with the length of the homologous regions on the targeting arms. It is likely that some genomic loci are hotspots for gene targeting. How do these hotspots of the gene targeting appear? One explanation could be the chromatin states. Gene targeting of loci within euchromatin, a loosely packed state of chromatin, should be easier than that of loci within heterochromatin, a tightly packed state of chromatin. Another possibility is that the hotspots for gene targeting might also be hotspots for spontaneous DSBs. For example, mammalian chromosomes have fragile sites [59]. The origins and termination sites for DNA replication are also potential loci that show higher incidence of DSBs [59]. The interaction between transcription and DNA replication machineries may also induced a higher incidence of DSBs [60]. When transcription and replication machineries traveling towards each other on the same DNA substrate collide, the DNA replication forks are usually stalled, thereby inducing HR [60]. In these cases, the broken ends of the chromosomal DNAs initiate the homology search reaction and are ligated through either SSA or SDSA using the targeting vector as a homologous template (Fig. 5). Furthermore, experimental detection of DSB and HR intermediates at the target locus are difficult in mammals and chicken DT40 cells; however, if these possibilities were experimentally proven, it would contribute substantially to our understanding of genomic modification techniques. Overall, recent innovations in genomic modification techniques have contributed greatly to increasing the efficiency of gene targeting. However, further improvements are still needed. To expand the applications of this innovative technology, a deeper understanding of the molecular mechanisms of gene targeting and genetic recombination is required.
Acknowledgments
KH is funded by a Grant-in-Aid for Young Scientists (A) (25710010), Japan Society for the Promotion of Science (JSPS), The Ministry of Education, Culture, Sports, Science and Technology (MEXT). The authors declare that no conflict of interest exists.
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