Abstract
Background:
Rett syndrome (RTT), caused by mutations in the X-linked gene encoding methyl-CpG binding protein 2 (MeCP2), severely impairs learning and memory. We previously showed that forniceal deep brain stimulation (DBS) stimulates hippocampal neurogenesis with concomitant improvements in hippocampal-dependent learning and memory in a mouse model of RTT.
Objectives:
To determine the duration of DBS benefits; characterize DBS effects on hippocampal neurogenesis; and determine whether DBS influences MECP2 genotype and survival of newborn dentate granular cells (DGCs) in RTT mice.
Methods:
Chronic DBS was delivered through an electrode implanted in the fimbria-fornix. We tested separate cohorts of mice in contextual and cued fear memory at different time points after DBS. We then examined neurogenesis, DGC apoptosis, and the expression of brain-derived neurotrophic factor (BDNF) and vascular endothelial growth factor (VEGF) after DBS by immunohistochemistry.
Results:
After two weeks of forniceal DBS, memory improvements lasted between 6 and 9 weeks. Repeating DBS every 6 weeks was sufficient to maintain the improvement. Forniceal DBS stimulated the birth of more MeCP2-positive than MeCP2-negative DGCs and had no effect on DGC survival. It also increased the expression of BDNF but not VEGF in the RTT mouse dentate gyrus.
Conclusion:
Improvements in learning and memory from forniceal DBS in RTT mice extends well beyond the treatment period and can be maintained by repeated DBS. Stimulation of BDNF expression correlates with improvements in hippocampal neurogenesis and memory benefits.
Keywords: deep brain stimulation, fornix, hippocampus, neurogenesis, fear memory, Rett syndrome
Introduction
Rett syndrome (RTT) is a devastating neurodevelopmental disorder that primarily affects females, as it is caused by mutations in the X-linked gene that encodes methyl CpG-binding protein 2 (MeCP2) [1, 2]. Girls with classic RTT appear to develop normally in their first year or two of postnatal life, but then undergo a period of behavioral regression during which they lose most of the motor, social, cognitive and language skills that they had developed, and develop autistic behaviors, breathing abnormalities, seizures, and a variety of other difficulties [3–5]. The delayed onset is due to the fact that the expression of MeCP2 protein greatly increases in mature neurons, where it binds methylated DNA to influence the expression of thousands of genes [2, 6]. With insufficient MeCP2, mature neurons appear to be unable to maintain synaptic plasticity [5]. Mouse models with MeCP2 loss of function, either through deletions or point mutations, recapitulate the major RTT symptoms including cognitive deficits. Deficits of hippocampus-dependent learning and memory and hippocampal synaptic plasticity are reproducibly observed across different RTT models [7–12]. Since the loss of cognitive skills is one of the most tragic aspects of RTT, there has been intense interest in finding therapeutic approaches that might mitigate this loss.
Deep brain stimulation (DBS) might provide such an approach. In recent years the use of DBS has expanded beyond its original applications in movement disorders to impairments in cognition and mood in adults [13–16] and, more recently, motor and neuropsychiatric disorders in children [17–19]. Inspired by a study showing that fornix/hypothalamus DBS can improve memory in Alzheimer’s disease (AD) [20], several years ago we tested forniceal DBS in a mouse model of RTT to see whether it could improve learning and memory in RTT mice (female Mecp2+/−). We found that two weeks of DBS (1 h per day) in the right fimbria-fornix rescues hippocampal learning and memory in the contextual fear and Morris water maze tests, restores hippocampal synaptic plasticity, and increases adult hippocampal neurogenesis in RTT mice [11]. (We chose the right medial temporal lobe because it is more responsible for visuospatial learning and memory [21–23] and to avoid the risk of over-stimulating neurogenesis with bilateral implants, as high rates of neurogenesis correlate with forgetting [24].) These findings demonstrated the potential of DBS to mitigate learning and memory deficits in RTT.
At the time, we did not investigate how long these benefits might last. In the case of movement disorders, most notably Parkinson’s disease, DBS effects decay after stimulation is discontinued. If the memory benefits of forniceal DBS are due to neurogenesis, however, they might well last beyond the cessation of treatment. We therefore sought to determine the duration of benefits from two-week unilateral forniceal DBS, whether this improvement could be prolonged by repeating DBS treatment, and if so, the optimal frequency for such treatments. We then evaluated DBS-induced hippocampal neurogenesis at different post-DBS time points corresponding to behavioral improvements at those stages. We also sought to understand how forniceal DBS exerts its benefits in RTT mice in the hope that better understanding of the functional effects of DBS will facilitate its translation into the clinic.
Material and Methods
Mice
We and others have demonstrated that female Mecp2+/− mice [25] show impairments in contextual fear memory starting from the age of 8 weeks, after the mice enter the period of regression [9, 11, 26, 27]. We chose female mice again for the current study because of their clinical relevance. In addition, because we need to reliably target the fimbria-fornix for DBS throughout the experimental period, without the confound of large head size changes during development, we chose again to implant electrodes in mice that were 6 to 8 weeks old [11]. Female RTT mice (Mecp2+/−) and wild-type (Mecp2+/+, WT) littermates on an FVB.129 background were maintained on a 12 h light:12 h dark cycle (light on at 7:00 am) with standard mouse chow and water ad libitum in our onsite AAALAC-accredited facility. Prior to surgery, the mice were group-housed up to 5 mice per cage in a room maintained at 22°C. After surgery, the mice were singly housed.
All the experimental procedures and tests were conducted during the light cycle. The number of mice used per study group in each experiment are indicated in the relevant figure legends. All experimental and animal care procedures were approved by the Baylor College of Medicine Institutional Animal Care and Use Committee.
DBS surgery
DBS electrodes were implanted as previously described [11, 28, 29]. Briefly, 6-to 8-week-old mice were secured on a stereotaxic frame (David Kopf), anesthetized under 1-2% isoflurane, and implanted with a bipolar stimulation electrode constructed with Teflon-coated tungsten wire (bare diameter 50 μm, A-M system). Based on previous studies showing the right medial temporal lobe is more likely responsible for visuospatial learning and memory [21–23], the electrodes were targeted unilaterally to the right fimbria-fornix (0.2 mm posterior, 0.24 mm lateral, 2.3 mm ventral to the bregma) [29, 30] under the guidance of evoked potentials recorded in the ipsilateral dentate gyrus (DG; 1.8-2.0 mm posterior, 1.4-1.6 mm lateral, 2.2-2.3 mm ventral to the bregma), as previously described [11, 28]. All electrodes and attached connector sockets were fixed on the skull by dental cement. Animals were then individually housed with nesting material and given at least 1 week to recover after surgery.
After recovery, both RTT mice and WT littermates were randomly assigned to DBS or sham groups. Animals in the DBS groups received 1 h DBS daily for 14 consecutive days unless otherwise stated. The chronic DBS consisted of biphasic rectangular pulses (130 Hz, 60 μs pulse duration, negative first), while the stimulus intensities (30-50 μA) were individually optimized to 80% of the threshold that elicited an after-discharge in the hippocampus. Sham groups underwent the same procedures but without stimulation delivery. Mice underwent behavioral tests or immunohistochemical examinations at specific intervals after DBS/sham treatment.
Additional cohort of mice at the age of 6 - 8 weeks were implanted with DBS electrodes targeting the right somatosensory cortex (0.4 mm anterior, 3.0 mm lateral, 2.3 mm ventral to the bregma) [30]. After recovery, these mice received DBS (biphasic rectangular pulses, negative first, 130 Hz, 60 μs pulse duration, 50 μA stimulus intensity) or sham treatment 1 h daily for 2 weeks, the same DBS/sham settings as in the fimbria-fornix [11, 28, 29] because this is a control experiment for the DBS target. Three weeks after the last day of the DBS/sham treatment, all the mice experienced the fear conditioning task.
Fear conditioning task
We used classic fear conditioning paradigm to evaluate hippocampus- and amygdala-dependent contextual fear memory as well as amygdala-dependent cued fear memory [31–33]. The fear conditioning task was performed as previously described [11, 28]. Briefly, a fear conditioning chamber is located within a sound-attenuating box, with a grid floor that could deliver electric shock. An overhead digital camera, a loudspeaker, and a house light were set up in the box. On the day of training, animals were placed in the conditioning chamber (cleaned with 70% ethanol) and left undisturbed for 2 min, after which a tone (30 s, 5 kHz, 80 dB) co-terminated with a scrambled foot shock (2 s, 0.7 mA). The tone/foot-shock stimuli were repeated after 1 min. The animals were returned to their home cage after staying in the chamber for an additional 1 min. Fear memory retention was evaluated 24 h after the training: mice were first recorded for 5 min in the same conditioning chamber (cleaned with 70% ethanol) without tone or foot shock for contextual fear memory and then tested in a novel cage (scented with 1% acetic acid) for a cued fear memory test in which the animals acclimated to the cage for 5 min and then heard a 5-min tone. The ANY-maze tracking system (Stoelting) was used to record the mice’s behavior. Freezing, defined as an absence of any movement except for respiration [34], was scored only if the animal was immobile for at least 1 s [35]. The percentage of freezing time during the tests served as an index of fear memory. Cued fear memory was the difference between freezing time percentages in the tone phase versus the no-tone phase.
Open field
The open field apparatus consisted of a clear, open Plexiglas box (40×40×30 cm, Stoelting) fitted with an overhead camera and photo beams to record movements [11, 28]. Total distance traveled and average moving velocity were quantified over a 30-min period by ANY-maze (Stoelting).
Light/dark box
The light/dark box consisted of a clear Plexiglas chamber (40×20×30 cm) with an open top and a covered black chamber (40×20×30 cm), separated by a black partition with a small opening (Stoelting) [11, 28]. Mice were placed into the illuminated side and allowed to explore freely for 10 min; an entry was counted only when 50% of body length was in either the light or dark compartment. The ANY-maze system with photo beam and overhead camera (Stoelting) was used to score the mice for the number of entries into the light compartment.
Elevated plus maze
The elevated plus maze was constructed from Plexiglas and consisted of two open arms (35 × 5 cm) and two closed arms (35 × 5 × 15 cm) extended from a central platform (5 × 5 cm) elevated 50 cm above the floor (Stoelting) [11, 28]. Mice were individually placed in the center square and allowed to freely explore the apparatus for 10 min. Activity was recorded with an overhead camera. Time spent in the open arm (counted only when 50% of body length was in an arm) was scored by ANY-maze.
Pain threshold
At the end of the test battery, mice were placed into the fear conditioning chamber [11]. Every 30 s, a 2-s scrambled electric foot shock with 0.05 mA increments (starting from 0 mA) was applied. The shock current thresholds of flinch, vocalization, and jumping were each recorded.
Histology
At the end of experiments, mice were euthanized with an overdose of isoflurane. An anodal current (25 μA, 10 s) was passed through the electrode wire to verify the electrode placements. Frozen 30 μm coronal sections were cut and stained with cresyl violet for histologic examination.
Immunohistochemistry
To evaluate neurogenesis in the DG over the two weeks of DBS/sham treatment or a comparable time frame, separate cohorts of mice were injected daily with 5-Bromo-2′-deoxyuridine (BrdU, Sigma-Aldrich, 75 mg/kg, i.p., once per day) for 12 days (days 3-14 of the 2-week DBS/sham session) to capture the ongoing birth of new neurons. Animals were perfused right after BrdU treatment or at designated timepoints [11, 36, 37]. To identify brain regions that were activated by forniceal DBS, we assessed the expression of the c-Fos gene in the brain 60 min after 2 h of DBS or sham treatment.
For perfusion, animals were deeply anesthetized with isoflurane and transcardially perfused with 50 ml 0.1 M phosphate-buffered saline (PBS, PH 7.4) followed by 60 ml 4% paraformaldehyde (PFA) in 0.1 M PBS at 4°C. We harvested brains, post-fixed them in 4% PFA for 12 h, and then preserved them in 30% sucrose at 4°C for 2 days. We prepared floating coronal sections (50 μm thickness) by cryostat (Leica) and performed immunohistochemistry for c-Fos, Doublecortin (DCX), BrdU, MeCP2, Caspase-3, NeuN, brain-derived neurotrophic factor (BDNF), or vascular endothelial growth factor (VEGF), respectively, after incubation in blocking solution (0.3% Triton X-100, 5% normal goat serum in 0.1 M PBS) for 1 h at room temperature (RT) followed by 48 h incubation with primary antibody at 4°C.
Primary antibodies and their final concentrations were as follows: rabbit polyclonal anti-c-Fos (1: 250, MA5-15055, Invitrogen, USA), rabbit anti-DCX (1:400, #4604, Cell Signaling Technology, USA), rat monoclonal anti-Bromodeoxyuridine (BrdU) (1:140, OBT0030, Accurate Chemical & Scientific Corporation, USA), rabbit anti-MeCP2 (1:800, #3456, Cell Signaling Technology, USA), rabbit anti-Caspase-3 (1:250, #9664, Cell Signaling Technology, USA), mouse anti-NeuN (1:200, MAB377, Millipore, USA), rabbit polyclonal anti-BDNF (1:800, AB1534, Millipore, USA), mouse anti-VEGF (1:20, Sc-7269, Santa Cruz Biotechnology, USA). Sections were incubated with corresponding secondary antibodies for 2 h before counterstaining with 4’, 6-diamidino-2-phenylindole (DAPI) (900 nM, D1036, Invitrogen, USA) for 15 min at RT in darkness. Secondary antibodies and their final concentrations were as follows: Alexa fluor 568 goat anti-rabbit IgG (1:500, A11036, Invitrogen, USA), Alexa fluor 488 goat anti-rat IgG (1:500, A11006, Invitrogen, USA), Alexa fluor 633 goat anti-mouse IgG (1:500, A21050, Invitrogen, USA). The sections were washed three times with 0.1 M PBS and mounted on glass using Fluoromount-G (Southern Biotech, USA). For c-Fos staining, sections were pretreated with 0.3% H2O2 in PBS for 30 min at RT. For BrdU detection, sections were pretreated with 2 M HCl for 30 min at 37°C and washed in 0.1M borate buffer (pH 8.4) for 10 min.
Imaging and quantification
Z stacks of 2 μm thick single-plane images were obtained with a laser scanning microscope (LSM 710, Carl Zeiss) at 20x magnification. Settings for obtaining the images (e.g., pinhole size, gain, and offset) were kept constant throughout all the experiments. Each slice had 12-13 z-axis optical slices. Digital images were routed to a Windows PC for quantitative analyses using ImageJ software (NIH). DCX-, BrdU-, MeCP2-, Caspase-3-, NeuN-, c-Fos, BDNF-, and VEGF-positive cells were assessed through the entire z-axis of each slice. For quantification, six sections per mouse brain were counted. Resulting cell numbers were multiplied by 6 to obtain the estimated total number of positive cells per DG [11, 38, 39].
Statistical analysis
GraphPad Prism (version 8.3.0, GraphPad Software, San Diego, CA) was used for all statistical analyses and to create all plots. We used the Shapiro-Wilk test to ascertain normal distribution and the two-tailed unpaired t-test or Mann-Whitney test (if data were not normally distributed) for two-sample comparisons. We used two-way analysis of variance (ANOVA) followed by Tukey post hoc analysis for multiple-group comparisons unless otherwise stated.
Results
Forniceal DBS-induced memory improvement wanes after 6 weeks
The classic fear conditioning task is widely used to evaluate contextual and cued fear memory. During fear conditioning, animals form an association between a neutral conditioned stimulus (e.g., a tone) and an aversive unconditioned stimulus (e.g., an electric foot shock). As a result, subsequent exposure to the conditioned stimulus will evoke a variety of behavioral, endocrine, and autonomic responses that are typically elicited in dangerous situations [31, 32]. To determine the duration of DBS-induced memory enhancement, we tested contextual and cued fear memory at 6 and 9 weeks after the 2-week DBS or sham treatment (Fig. 1A–D). At six weeks, DBS-treated RTT mice showed more contextual freezing than the sham-treated RTT group (p = 0.046). Indeed, there was no significant difference between the RTT-DBS and the WT-sham groups (p = 0.548). DBS did not alter contextual fear memory in WT littermates (p = 0.856) or cued fear memory in either RTT mice (p = 0.199) or WT controls (p = 0.720) (Fig. 1E–G; Supplementary Table 1 contains statistics for every experiment). We then tested fear memory at 9 weeks post-treatment in a separate cohort of RTT mice. By this point, there were no significant differences between DBS- and sham-treated groups in contextual fear memory (p = 0.504) or in cued memory (p = 0.751) (Fig. 1H–J).
To ensure that there were no differences between RTT and WT mice in locomotor activity that would confound the detection of freezing behavior. We tested the mice in the open field assay and found no difference in motor activity between RTT mice and their WT littermates (Supplementary Fig. 1A–C). All groups of mice traveled similar distance in the first 5 min, matching the time window for the fear memory test [28]. The hippocampal memory benefit induced by two-week forniceal DBS in RTT mice thus lasts for at least 6 weeks but not as long as 9 weeks.
Repeated forniceal DBS maintains memory improvements
Because the benefits of 2 weeks of daily DBS waned after 6 weeks, we delivered three runs of the same 2-week forniceal DBS or sham treatment at 6-week intervals and evaluated fear memory three weeks after the last run of DBS/sham treatment, when the mice were 30 weeks old (Fig. 2A). The three courses of DBS treatment did not change the body weight or pain threshold in either genotype (Supplementary Fig. 1D and E). RTT-sham mice had impaired contextual fear memory compared to WT-sham controls (p = 0.003). Repeated DBS treatment increased contextual freezing in RTT mice (p = 0.004) and rescued their memory to the level of WT littermates (p = 0.936). Cued fear memory was not altered in either RTT mice (p = 0.806) or WT controls (p = 0.774) after DBS treatment (Fig. 2B–D).
To test whether the observed memory benefit is specific to the brain region target of DBS, we needed to identify brain regions not activated by forniceal DBS to serve as a negative control [11]. We therefore assessed the expression of immediate early gene c-Fos after 2-h forniceal DBS/sham treatment. There was no change of c-Fos expression in the somatosensory cortex after forniceal DBS in either RTT mice (p = 0.742) or WT littermates (p = 0.214) (Supplementary Fig. 2A, B), so we implanted DBS electrodes there in RTT mice and WT littermates and treated them with 2-week DBS or sham treatment, as we did in the fimbria-fornix. Three weeks later, all the animals underwent the fear conditioning task (Supplementary Fig. 2C). DBS of the somatosensory cortex did not alter contextual fear memory in either RTT mice (p = 0.373) or WT littermates (p = 0.896) (Supplementary Fig. 2D). It also did not alter the levels of anxiety or locomotion in RTT mice or WT littermates (Supplementary Fig. 2E–H). DBS-induced learning and memory benefits in RTT mice are therefore target-specific.
Forniceal DBS-induced neurogenesis corresponds with contextual learning improvement
Adult hippocampal neurogenesis contributes to hippocampal long-term synaptic plasticity and hippocampus-dependent learning and memory [40–42]. We previously showed that forniceal DBS increases hippocampal neurogenesis in the DG when tested right after DBS, which corresponds with improved contextual fear memory 3 weeks later [11]. We now sought to determine whether this correspondence holds at later time points following DBS.
Since it takes 2-5 weeks for newborn DGCs to mature and functionally integrate into the neural network [43–46], DGCs born in 12-to 14-week-old mice engage in hippocampal function at ~17 weeks of age, matching the age at which we tested memory 6 weeks after treatment (Fig. 1A). To label newborn cells we injected BrdU each day for 12 days before perfusion (Fig. 3A) [11]. We then measured the number of cells that were positive for BrdU, DCX (Doublecortin, to label the immature neurons), or both (Fig. 3B). Baseline levels of dentate neurogenesis in RTT-sham mice were significantly lower than in WT-sham littermates (BrdU+, p = 0.006; DCX+, p = 0.019; BrdU+/DCX+, p = 0.028) (Fig. 3C–E), but forniceal DBS rescued these numbers in RTT mice (BrdU+, p < 0.001; DCX+, p < 0.001; BrdU+/DCX+, p < 0.001) to levels roughly equivalent to those of the WT-sham group (BrdU+, p = 0.090; DCX+, p = 0.394). In fact, the number of BrdU+/DCX+ cells in RTT-DBS mice was even higher than that in WT-sham mice (p = 0.018). DBS also increased the BrdU+/DCX+ cells in WT mice (p = 0.05).
We measured neurogenesis that occurred between 15 and 17 weeks of age in RTT mice, matching the memory testing 9 weeks after DBS/sham treatment (Fig. 1A, Fig. 3A, F). Forniceal DBS did not change the number of BrdU+ (p = 0.258) or BrdU+/DCX+ cells (p = 0.113) but tended to increase the total number of DCX+ cells (p = 0.0526) (Fig. 3G–I).
Forniceal DBS preferentially induces the birth of more MeCP2-positive neurons
MeCP2 expression in heterozygous females is mosaic due to random X chromosome inactivation, so newborn neurons in RTT mice can be either MeCP2+ or MeCP2−. To understand how DBS affects neurogenesis, we counted the MeCP2-expressing cells labeled by BrdU during DBS treatment. BrdU was injected immediately after daily DBS/sham treatment for 12 days and the mice were perfused three weeks later to allow MeCP2 expression in mature BrdU-labeled DGCs (Fig. 4A). The brain sections containing the DG were immunostained with antibodies against MeCP2, NeuN (labeling mature neurons), and BrdU (Fig. 4B). At baseline, RTT-sham mice had lower levels of newborn DGCs (BrdU+, p = 0.032; BrdU+/NeuN+ double staining, p = 0.022, and BrdU+/NeuN+/MeCP2+ triple staining, p = 0.006) (Fig. 4C–E). Forniceal DBS increased the numbers of these cell types in both RTT mice (BrdU+, p < 0.001; BrdU+/NeuN+, p < 0.001; BrdU+/NeuN+/MeCP2+, p < 0.001) and WT littermates (BrdU+, p = 0.002; BrdU+/NeuN+, p = 0.002; BrdU+/NeuN+/MeCP2+, p = 0.002) compared to their respective sham-treated controls. Consistent with our previous report [11], forniceal DBS stimulated neurogenesis so well that DBS-treated RTT mice had even higher numbers of BrdU+ (p = 0.010), BrdU+/NeuN+ (p < 0.001), and BrdU+/NeuN+/MeCP2+ DGCs (p = 0.020) cells than sham-treated WT animals. As a result, the ratio of BrdU+/NeuN+/MeCP2+ cells over total BrdU+/NeuN+ cells in RTT-DBS mice was significantly higher than that in the RTT-sham group (p < 0.001, Fig. 4F).
Since neuronal birth and death are coordinated to establish and maintain properly functioning neural circuits [47, 48], we wondered whether forniceal DBS influences cell survival. Given that MeCP2 participates in suppressing the apoptosis of DGCs by repressing caspase-3 signaling [49–51], we detected apoptosis by staining caspase-3 following the same experimental setting (Fig. 4A). There was no difference among the four groups (p = 0.337; Fig. 4G, H). Thus, neither MeCP2 loss nor forniceal DBS alters apoptosis in the DG of RTT mice or WT littermates, at least at 3 weeks after the DBS/sham treatment. Forniceal DBS therefore acts by inducing the birth of more MeCP2+ than MeCP2−DGCs, or, put slightly differently, MeCP2+ neurons are better able to respond to DBS.
Forniceal DBS stimulates the expression of BDNF but not VEGF
Neurotrophic factors such as BDNF and VEGF play essential roles in hippocampal neurogenesis, long-term synaptic plasticity, and memory [52–57]. It has been shown that DBS influences the expression of these neurotrophic factors in the hippocampus [58] and other brain regions [59, 60]. Moreover, loss of MeCP2 function has been shown to alter the expression of BDNF and VEGF [61, 62]. To determine whether forniceal DBS modulates BDNF and/or VEGF expression in the DG in RTT mice [11, 28], we examined the expression of both neurotrophins in the DG using immunohistochemistry after 2-week DBS treatment (Fig. 5A–C).
The sham-treated RTT mice showed lower BDNF expression than sham-treated WT littermates (p = 0.015). Forniceal DBS increased BDNF expression in RTT mice (p = 0.017) to the level of sham-treated WT littermates (p = 0.964) (Fig. 5B) but did not increase BDNF expression in WT littermates (p = 0.720).
MeCP2 loss did not alter VEGF expression in RTT-sham mice compared to WT-sham controls (p = 0.622). In fact, forniceal DBS actually suppressed VEGF expression in both RTT mice (p < 0.001) and WT controls (p < 0.001) (Fig. 5C). These results suggest that chronic forniceal DBS differentially regulates the expression of neurotrophic factors in the dentate gyrus.
Discussion
The benefits of forniceal DBS on learning and memory have been studied in patients and animal models of AD [16, 20, 63], mouse models of intellectual disability disorders [11, 28], and experimental models of dementia in rats [64, 65] under various conditions (e.g., different target sites, electric pulse parameters, acute or chronic treatment duration, with or without anesthesia, etc.). The mechanisms underlying forniceal DBS-induced memory benefits are likely multifold [66, 67]. First, forniceal DBS may act both locally and remotely through myelinated axons (orthodromic and antidromic) to restore specific neural network activity related to the diseases [68–71]: it increases neuronal activity in the hippocampus and other limbic system structures [11, 72, 73], and chronic forniceal DBS restores feedforward inhibition in the dentate gyrus in a mouse model of CDKL5 deficiency disorder (CDD) [28]. Second, forniceal DBS promotes the release of neurotransmitters that are important for memory function. For instance, acute forniceal DBS enhanced acetylcholine (but not glutamate) level in the hippocampus [72] and dopamine release in the nucleus accumbens [73]. Acute DBS of the fornix also increased the expression of neurotrophins (e.g., BDNF and VEGF) that are crucial for hippocampal neurogenesis, long-term potentiation (LTP) of synaptic transmission, and memory function [58]. Third, forniceal DBS may enhance hippocampal synaptic plasticity. Recent studies demonstrated that chronic forniceal DBS enhanced LTP in the perforant path to the dentate gyrus pathway in freely moving WT and/or transgenic mice modeling RTT and CDD [11, 28]. Forth, chronic forniceal DBS globally increased the brain glucose metabolism in AD patients [16, 74, 75]. Acute DBS of the fornix also increases glucose consumption in the hippocampus of aged mice [76]. Finally, and consistent with the current report, several studies have shown that DBS of the brain structures or pathways connecting the hippocampus induces hippocampal neurogenesis [11, 38, 65, 77–79]. This effect is paralleled by improved hippocampal LTP and hippocampal-dependent contextual or spatial learning and memory [11, 77], although another study did not see an association between memory enhancement and neurogenesis after acute DBS of the fornix under different experimental settings [65]. Experimental conditions thus seem to be quite important. This may be the case with studying neurogenesis in general. Despite some controversy [80, 81], a large body of evidence supports the existence of human adult hippocampal neurogenesis under both normal and diseases conditions [82, 83] in humans and experimental animal models [84, 85].
The necessity of continuous DBS to treat motor symptoms [86, 87] led to the proposal that DBS benefits result from “depolarization blockade,” i.e., the suppression of neuronal activity in the DBS sites [88–90]. The benefits of DBS on learning and memory, however, persist after DBS termination, so depolarization blockade does not seem to apply to cognitive benefits. Besides the evidence presented here, previous studies in mouse models of AD have shown that acute DBS in the fornix or entorhinal cortex improves hippocampal memory 4-6 weeks after DBS [63, 91]. Some Alzheimer’s patients receiving sustained forniceal DBS over 12 months showed better hippocampus-dependent spatial memory 6 or 12 months after DBS was begun [16, 20]. These pre-clinical data are particularly important given that continuous stimulation drains the device’s battery much more quickly as compared to intermittent DBS administration. Moreover, it is worth pointing out that the duration and intensity of the DBS pulses in the current study were half or less than half of those used in other rodent studies [64, 65, 92].
In the present study, the most likely mechanism underlying memory improvement is adult hippocampal neurogenesis [77]. Both memory and corresponding neurogenesis were enhanced when memory was tested 3 and 6 weeks after DBS, respectively [11], but disappeared 9 weeks after treatment. Moreover, a previous study demonstrated that pharmacological suppression of dentate neurogenesis blocks spatial memory enhancement caused by DBS of the entorhinal cortex, lending further support to the notion that adult neurogenesis underlies DBS-induced hippocampal memory benefits [77]. It is not yet possible to speculate intelligently on how one would translate the current study in RTT mice into human terms, except to note that the duration of treatment effects in mice roughly parallels the length of time it takes for the neurons born during DBS treatment to find their way and integrate into the circuit (and that human newborn neurons take longer to mature [93]).
Interestingly, DBS altered the genotypic composition of the hippocampal circuit in the female RTT mice: MeCP2-positive cells constitute roughly 50% of the neural circuit before DBS but up to ~80% of newborn cells afterward. It may be that only MeCP2-positive cells are healthy enough to be able to respond to DBS by releasing BDNF, which plays a crucial role in hippocampal neurogenesis, synaptic plasticity, and memory [94–96].
In fact, growing evidence supports the role of neurotrophic factors in mediating the effects of DBS. Although different experimental protocols and different models indicate that DBS can have divergent effects on different neurotrophins, the upregulation of BDNF is a consistent finding. In the current study, we observed increased BDNF expression in RTT mice but diminished VEGF expression in both RTT mice and their WT controls after chronic DBS (1 h daily for two weeks). A previous DBS study in rats found that acute stimulation of the fornix (1 h under anesthesia) increased the expression of BDNF and VEGF, but not glial cell-derived neurotrophic factor (GDNF) [58]. Another study showed that chronic DBS in the subthalamic nucleus (24 h/day for two weeks) in a rat model of Parkinson’s disease upregulated BDNF, VEGF, and GDNF protein levels in the ipsilateral striatum but in the motor cortex increased only BDNF [97]. BDNF upregulation thus seems crucial in mediating the benefits of DBS, in multiple brain regions and disease contexts. In the case of Rett syndrome, it has been appreciated for some time that MeCP2 loss-of-function mutant mice have low BDNF levels and impaired axonal transport [98]. Overexpression of BDNF in the RTT mouse brain has not been very successful, but restoring BDNF transport in the cortico-striatal circuit in Mecp2 mutant mice rescues motor incoordination, body weight, and breathing dysrhythmias [99]. The fact that DBS enhanced BDNF levels in our RTT mice but did not affect body weight or hyperactivity, two features associated with low BDNF in RTT mice [100], indicates that the effects of forniceal DBS remained very local. Thus, although the electrical field generated by DBS can activate neural tissue adjacent to the stimulus site, this seems not to have occurred in the present study. We believe there are two reasons for this. First, we delivered bipolar pulses, which require lower intensities than monopolar [101], and we then optimized the pulse intensities to below the threshold that evokes an afterdischarge in the hippocampus [11, 21, 28, 102]. Second, both the duration and intensity of the DBS pulses in this study were much less than those commonly used in other rodent studies [64, 65, 92].
One limitation of the current study is that we examined BDNF and VEGF expression only at one timepoint (immediately after the DBS/sham session) and under a specific DBS setting (e.g., 2-week chronic DBS). Further experiments with different settings would allow more exploration of forniceal DBS-induced modulation of neurotrophin expression. Another limitation is that we did not evaluate the effectiveness of bilateral forniceal DBS, though as noted in the introduction, too much neurogenesis is associated with forgetting [24], and unilateral DBS already stimulated more neurogenesis in the RTT mice than in sham-treated WT mice. Lastly, there might be difference between the effect induced by DBS in white matter (e.g., the fimbria-fornix) and gray matter (e.g., the somatosensory cortex) [22, 103]. In other words, another white matter target could serve as a control site for forniceal DBS in future studies. Nevertheless, our sham groups in both genotypes should serve as proper controls.
In conclusion, two weeks of forniceal DBS rescues hippocampal learning and memory for at least six weeks after termination of treatment, and the benefit can be maintained by repeating treatment every six weeks. The potential of DBS to stimulate neurogenesis has implications for many more common disorders that involve suppression or loss of neurogenesis, such as depression [104, 105].
Supplementary Material
HIGHLIGHTS.
Memory enhancement persists weeks after forniceal DBS treatment
Repeated DBS treatment maintains memory benefit
DBS skews neurogenesis toward MeCP2-positive cells
DBS stimulates BDNF expression in the hippocampus
Acknowledgements
This research was supported by the National Institute of Neurological Disorders and Stroke (R01NS100738 and 2R01NS100738 to J.T.), the Eunice Kennedy Shriver National Institute of Child Health and Human Development (U54HD083092, P50HD103555 to Baylor College of Medicine Intellectual and Developmental Disabilities Research Center, Neuroconnectivity Core, Neurovisualization Core), the In Vivo Neurophysiology Core of the Jan and Dan Duncan Neurological Research Institute at Texas Children’s Hospital, the Chao Family Foundation, and the Cockrell Family Foundation. We thank V. Brandt and B.E. Siegel for critical reading of this manuscript.
Footnotes
Credit author statement
J.T. conceived and designed the study. Q.W., B.T., S.H., Z.W. and T.Y. performed the experiments and analyzed the data. Q.W., B.T., S.H. and J.T. wrote the manuscript with input from all co-authors.
Declaration of competing interest
None.
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