Abstract
The barrier function of the skin is primarily determined by its outermost layer, the Stratum Corneum (SC). The SC consists of corneocytes embedded in a lipid matrix composed mainly of ceramides, cholesterol, and free fatty acids in equimolar proportions and is organised in a complex lamellar structure with different periodicities and lateral packings. This matrix provides a diffusion pathway across the SC for bioactive compounds that are administered to the skin. In this regard, and as the skin administration route has grown in popularity, there has been an increase in the use of lipid mixtures that closely resemble the SC lipid matrix, either for a deeper biophysical understanding or for pharmaceutical and cosmetic purposes. This review focuses on a systematic analysis of the main outcomes of using lipid mixtures as SC lipid matrix models for pharmaceutical and cosmetic purposes. Thus, a methodical evaluation of the main outcomes based on the SC structure is performed, as well as the main recent developments in finding suitable new in vitro tools for permeation testing based on lipid models.
Keywords: Stratum Corneum, SC lipid model systems, SC surrogate, in vitro skin permeation
1. Introduction
The skin is the largest organ of the body, and its primary function is to protect the body against invasion by exogenous substances, including dust, pathogens, compounds, and ultraviolet radiation [1,2,3]. This protective function is pivotal in diverse fields of research, such as toxicology and risk assessment and pharmaceutical and cosmetic products development. The major barrier function of the skin is located in the Stratum Corneum (SC), the outermost layer of the human skin, which is composed of corneocytes embedded in a matrix of lipid multi-layered lamellar structures known as the intercellular lipid matrix (ILM). This ILM is rich in ceramides (Cers) (40–50%), cholesterol (Chol) (20–25%), free fatty acids (FFAs) (15–25%), and a lesser quantity of cholesterol sulfate (ChS) (5–10%) that are self-associated in multilayers [2,4,5]. Corneocytes are grouped in clusters separated by micron-sized channels [6]. The lipids in the intercorneocytes are assembled in parallel and as repeated bilayers, i.e., head-to-head and tail-to-tail [7]. The SC’s lipid structure and composition differ from that of other biological membranes that comprise crystalline phospholipids. SC has two lamellar phases with repeated distances of 5–6 and 12–14 nm [7]. The chemical composition and the structural organisation of SC may be defined as a “brick and mortar” model, where the “bricks” are the cells and the “mortar” is the ILM [8], both conferring resistance to skin permeation. Most topically applied compounds are unable to permeate the SC due to its corneocyte-rich nature, and consequently, the transport through the skin predominantly occurs via passive diffusion through the ILM. The passive diffusion of bioactive compounds across this lipid lamellar structure implies a tortuous movement between corneocytes through interlamellar regions of the ILM (i.e., tail–tail region of intercorneocyte lipids) [6,7,9]. Additionally, the SC presents high density and low hydration (15–20%) compared to the body’s average 70% hydration. Therefore, the SC acts as a barrier for the diffusion of the majority of compounds, specifically the ones that present high molecular weight (>500 Da) and inadequate solubility [2,10,11]. A non-linear pH gradient between the upper and lower regions of the SC, which may range between 4.5 on the surface and 7.0 at the lower regions, can also limit the diffusion through the skin. Additionally, other important physiological conditions, such as temperature, as well as the presence of enzymes, can influence the rate of skin permeation [12,13,14,15].
Despite the numerous benefits that the skin provides as a route of administration for several compounds, the permeation of molecules via skin layers remains a challenge because of the significant variability between people’s skin and between skin sites on an individual [4,7,16], as well as the skin barrier’s effectiveness in limiting the type and amount of compound that can permeate it (mainly its outermost layer of epidermis, the SC) [7,17]. Therefore, estimating skin permeation rates is crucial in pharmaceutical and cosmetic research to hasten the development of dermal or transdermal compounds and/or formulations. However, estimating the permeability of a specific compound through the skin is often difficult due to the very complex nature of the different structures and mechanisms that comprise the permeation pathway [17]. Skin permeation studies are carried out for two main reasons: to study the impermeability of the skin to toxic chemicals, allergens, and irritants or to evaluate the ability of a drug/compound, commonly carried in a delivery system, to permeate the skin barrier and be delivered to a particular skin layer or even directly into the bloodstream. In this context, different skin models have been developed, ranging from in vitro to in vivo [18], from the simplest to the most complex.
Conventional in vitro skin permeation studies typically employ the Franz diffusion cell, a device that sandwiches a skin surrogate between donor and receptor compartments. Ideally, human skin would be the gold standard for such investigations to ensure an accurate representation of the processes involved, but its complex nature and limited availability, as well as the inter- and intra-individual variability and ethical constraints, hinder its widespread use in the early stages of compounds and/or formulation research [19,20,21,22]. As a result, animal skin surrogates are often employed, albeit with significant anatomical disparities and non-standardised protocols leading to inconsistent permeability data [23,24,25,26]. Moreover, with the European Union (EU) Cosmetic Regulation (EC 1223/2009) [27] imposing constraints on products involving animal testing in the EU, as well as the EU REACH regulation (Registration, Evaluation, Authorization and Restriction of Chemicals) [28] recommending/requiring the use of alternatives to animal assays [29,30], there is a clear and urgent need for efficient, precise, and cost-effective models to be used in the early stages of drug/compound research. In this regard, artificial model membranes based on lipid mixtures are attracting increasing attention. Since the 1990s, these lipid mixtures that mimick the SC ILM have been employed for various purposes, including biophysical characterisation and, more recently, interaction and permeation profiling for cosmetic and pharmaceutical applications. While the literature includes reviews on the use of lipid models for biophysical SC ILM characterisation [31,32,33,34,35], none of them focus on the development of these models into a new generation of skin diffusion and permeation tools. This review aims to bridge this gap by providing an overview of the main outcomes of biophysical SC ILM characterisation through lipid models and delving into their transformation into innovative lipid-based SC surrogates (SCS). The described SCS hold the promise of revolutionising in vitro studies in pharmaceuticals and cosmetics, offering a powerful alternative to traditional skin models for diffusion and permeation investigations.
2. Composition and Molecular Assembly of the Stratum Corneum Lipid Matrix
The human ILM is mainly composed of mixtures of Cers, Chol, and FFAs. Cers are sphingolipids consisting of a fatty acyl chain (resultant from a fatty acid) amide-linked to a sphingoid base. According to the type of sphingoid base, different nomenclatures are attributed to Cers: sphingosine (S), dihydrosphingosine (dS), phytosphingosine (P), and 6-hydroxysphingosine (H). The fatty acyl chain has also different nomenclatures with two to four hydroxyl (OH) functional groups and a monosubstituted amide group (N–C=O), which behave as hydrogen bond donors and acceptors [36] and can be non-substituted (N), α-hydroxylated (A), ω-hydroxylated (O), or bearing the ω-linoleyloxy group [37]. The combination of these letters designates the type of fatty acyl and sphingoid base in the Cers nomenclature. The structural variation of the long acyl chain linked to the sphingoid base via an amide linkage leads to a broad diversity of Cers, with around 17 subclasses of Cers identified in human skin [38,39]. In the native SC lipid matrix, Cers have acyl chains that can range from long (C13 to C19), very long (C20 to C26), or ultralong (˃C28) [40], and FFA’s chain lengths can range from C16 to C30, with a predominance of C24 and C26 (33.7 and 25.2%, respectively) [41].
In Figure 1 are depicted the main structural differences between Cer headgroups.
Cer[AP] and Cer[NP] differ slightly at the headgroup level, with Cer[NP] featuring three OH groups and Cer[AP] having four OH groups [42].
Although the function of each Cer class has been the subject of intense debate and scrutiny, some consensus can be found in the literature. Considering the skin barrier function, while acylCers (Cer[EOS], Cer[EOP], and Cer[EOH]) are of pivotal importance due to their really long fatty acid chains [43,44], both classes of α-hydroxylated acyl chains (Cer[AS], Cer[AdS], Cer[AP], and Cer[AH]) and non-hydroxy fatty acid Cers (Cer[NdS], Cer[NH], Cer[NP], and Cer[NS]), with their involvement in intermolecular hydrogen bonding interactions, provide structural cohesion [45,46].
3. Stratum Corneum Lipid Model Membranes
Due to structural differences in Cers—acyl chain length and mobility—SC lipids are assembled in two lamellar phases: a short periodicity phase (SPP) with a repeated distance of ≈5–6 nm and a long periodicity phase (LLP) with a repeated distanced of ≈12–14 nm (Figure 2) [47]. Regarding lateral packing, at the human skin surface temperature (≈32 °C), the SC lipids are mainly assembled in an orthorhombic packing, while a low level of lipids follow hexagonal or liquid crystalline packing (Figure 2) [47].
Despite their simplicity, SC lipid models can reproduce the characteristics of native SC lipid matrix assembly [48]. Numerous techniques, particularly X-ray diffraction, neutron diffraction, infrared (IR) spectroscopy, and nuclear magnetic resonance (NMR), have been employed to extensively decipher the structure of SC ILM through lipid mixtures of synthetic or natural lipids. Understanding the SC ILM structure is paramount to develop models that can mimick the SC barrier function in skin permeation studies. The most recent literature reporting examples of SC lipid model mixtures from 2010 onwards is presented in Table 1, with older studies [30,43,44,45,46,48,49,50,51,52,53,54,55,56,57,58,59,60,61,62,63,64,65,66,67,68,69,70,71,72,73,74,75,76,77,78,79,80,81,82,83,84,85,86,87,88,89,90,91,92,93,94,95,96,97,98,99,100,101,102,103] reviewed in the Supplementary Materials (Table S1).
Table 1.
Lipid Model Composition | Main Objective |
Characterisation Techniques | Temperature (T) and pH Conditions | Main Outcomes | Ref. |
---|---|---|---|---|---|
Cer[AP]:Chol:PA:ChS (55:25:15:5 wt%) |
Study the OA impact on bilayer architecture | Neutron diffraction | T: 32 °C pH: 9.5 |
|
[104] |
Determine the electron density profile of SPP at full hydration and at different pH | Neutron diffraction | T: 25–60 °C pH: 5.0–9.0 |
|
[105] | |
| |||||
Elucidate the IPM mechanism of action as a SC permeation enhancer | Neutron diffraction | T: 32 °C pH: ND |
|
[106] | |
Cer[AP]:Chol:SA:ChS (55:25:15:5 wt%) |
Synthesis and application of a deuterated Cer[AP]-SA in a SC lipid model | Neutron diffraction | T: 32 °C pH: ND |
|
[107] |
Cer[AP]:Chol:FFA:ChS (55:20:15:10 or 66:10:18:6 wt%) FFA = PA:SA:AA:BA:LA:CA (1.3:3.3:6.8:42.0:36.2:6.7 molar ratio) |
Investigate the effects of different Chol–ChS ratios on the hydration and structure of a SC lipid model with a realistic FFA mixture | Neutron diffraction | T: 20 and 32 °C pH: ND |
|
[108] |
Cer[AP]:Chol:SA (1:0.7:1 molar ratio) |
Explore the influence of hydrophilic permeation enhancer DMSO in SC model | Neutron diffraction, PCS, IR, and leakage studies | T: 32 °C pH: 7 and 10 |
|
[109] |
Cer[AP]:Chol:SA (1:0.7:1 molar ratio) |
Develop and optimise an oligolamellar SC model | X-ray reflectivity and FTIR | ND |
|
[110] |
Study the influence of hydrophilic (urea and taurine) permeation enhancers on SC model | Neutron reflectivity, IR, SWAXS, carboxyfluorescein leakage, PCS, Langmuir isotherms, BAM, and IRRAS | T: 21 °C pH: 5.5 and 7.4 |
|
[111] | |
Elucidate the IPM mechanism of action as SC permeation enhancer | Langmuir isotherms, IRRAS, BAM, and GIXD | T: 21 °C pH: 5.5 |
|
[112] | |
Cer[AP]:Chol:FFA:ChS (55:20:15:10 or 66:10:18:15 wt%) FFA 1 = PA:SA:AA:BA:LA:CA (1.3:3.3:6.7:41.7:36:6.7 molar ratio) FFA 2 = BA:LA:CA (8.8:7.7:1.4 molar ratio) |
Study the influence of hydration and composition in the temperature behaviour of SC model | Neutron diffraction | T: 20–72 °C pH: ND |
|
[113] |
Cer[AS]:Chol:PA (Variable ratio) |
Characterise the fluidity and microstructure of a SC lipid model | Fluorescence anisotropy and SAXS | T: 25 to 80 °C pH: 5 |
|
[114] |
Cer[AS]:Chol:PA (26.5:13.9:59.6 mol%) |
Investigate the effects of l- and d-menthols as permeation enhancers | Fluorescence anisotropy, DSC, and WAXS | T: 25 to 80 °C pH: 5 |
|
[115] |
Cer[NP]:Chol:LA (1:1:1 molar ratio) |
Investigate the SC model in a temperature range | Neutron diffraction and 2H solid-state NMR spectroscopy | T: 25–80 °C pH: ND |
|
[116] |
Explore the effect of ethanol on SC model | DSC, FTIR, and 2H-NMR | T: 25–75 °C pH: 5.4 |
|
[117] | |
Cer[NS]:Chol:BA (1:0:0 or 1:0.3:1 molar ratio) |
Study the interactions between NIPAM nanogels cross-linked with MBA and SC lipid models | Neutron reflectivity and TEM | T: 24–42 °C pH: ND |
|
[118] |
Cer[NS]:Chol:(BA:LA) (1:1:1 molar ratio) |
Explore the effect of various surfactants on the structure of SC model | Neutron scattering and MD | T: 32 °C pH: ND |
|
[119] |
Cer[NS]:Chol:FFA (1:1:1 molar ratio) FFA = LA, PA or PA:SA:AA:BA:LA (1.8:4:7.6:47.8:38.9 mol%) |
Examine the effect of chain length of FFAs on thermotropic phase behaviour and mixing properties of SC mixtures | FTIR and Raman imaging spectroscopy | T: 20–90 °C pH: 5 |
|
[120] |
Cer[NdS]:Chol:PA (1:1:1 molar ratio) D-erythro- or L-threo-[NdS] |
Investigate the contribution of stereochemistry of Cer[NdS] in SC model | DSC and SWAXS | T: 20–180 °C pH: ND |
|
[121] |
Cer[AP]/Cer[NS]:Chol:SA (1:1:1 molar ratio) |
Develop an IR spectroscopy approach for studying lateral phase separation and lamellar structure formation in SC models | FTIR | T: 31 °C pH: 5.5 |
|
[122] |
Cer:Chol:PA (1:1:1 molar ratio) Cer = [AS], [NP], [NP]-SA or [NS] |
Investigate the structure of hydrated SC lipid model | Mid-IR spectroscopy | T: 30–35 °C pH: 5.5 |
|
[123] |
Cer[AP]/Cer[NP]:Chol:SA (55:25:20 wt%) |
Investigate the lamellar structure of SC model | Neutron diffraction and NMR | T: 32 °C pH: 7.4 |
|
[42] |
Cer[EOS]:Chol:FFA (Variable ratio) FFA = PA:SA:AA:BA:TA:LA:CA (1.8:4:7.7:42.6:5.2:34.7: 4.1 molar ratio) |
Investigate the molecular assembly and lipid packing in SC model | SAXS | T: 20–100 °C pH: ND |
|
[124] |
Cer[AdS]:Chol:PA (Variable ratio) |
Examine the quantitative effect of Chol reduction in SC model | Raman, DSC, PXRD, and SAXS | T: 20–120 °C pH: ND |
|
[125] |
Cer[NS16]/Cer[NS24]:Chol:FFA:ChS (1:1:1 molar ratio + 5 wt%) FFA = LA or PA:SA:AA:BA:LA (1.8:4:7.6:47.8:38.8 wt%) |
Investigate the membrane behaviour of long and very long Cer[NS] in SC model | FTIR | T: 28–100 °C pH: 5.5 |
|
[126] |
Cer[NS16]/Cer[NS24]:Chol:FFA (1:1:1 molar ratio) FFA = PA, LA, AA or LA:AA:SA:PA (84.6:8.75:4.57:2.05 mol%) |
Study the influence of acyl chain length on lipid mixing properties in SC model | Raman and IR | T: 33 °C pH: 5 |
|
[127] |
BBCer[NP]:Chol:SA (1:1:1 or 0.5:1:1 molar ratio) |
Investigate the thermotropic and kinetics of lipid dynamics and domain formation in normal and Cer deficient SC model | FTIR | T: 19–85 °C pH: 5.5 |
|
[128] |
BBCer:Chol:SA (1:1:1 molar ratio) |
Study the water vapor uptake and surfactant sorption onto SC model | QCM | T: 22 °C pH: ND |
|
[129] |
DPPC:Chol (7:3 molar ratio) Cer[AP]:Chol:SA (14:10:14 molar ratio) |
Explore the effect of a natural and four synthetic surfactants on two SC monolayer models | Langmuir isotherms, surface dilatational rheology, and fluorescence microscopy | T: 21 °C pH: ND |
|
[130] |
Cer[EOS]:Cer[AP]: Chol:BA (23:10:33:33 wt%) |
Study the effect of IPM in the SC lipid model assembly | Neutron diffraction | T: 32, 50 and 70 °C pH: ND |
|
[131] |
Cer[EOS]:Cer[AP]: Chol:PA:ChS (30:30:20:15:5 wt%) |
Characterise the LPP SC lipid model in excess water | SAXS | T: ND pH: 7.2 or 9 |
|
[132] |
Cer:Chol:SA+ChS (1:1:1 molar ratio + 5 wt%) Cer = [NP]:[AP], [NP]:[NS], [AP]:[NS] or [NP]:[AP]:[NS] (1:1 or 1:1:1 molar ratio) |
Characterise each Cer role in the SC membrane: effects on assembly, miscibility, and thermotropic behaviour | SWAXS and IR spectroscopy | T: 20–80 °C pH: ND |
|
[133] |
Cer[NS]:Cer[EOS]:FFA:Chol:ChS (Variable ratio) FFA = PA:SA:AA:BA:LA (1.8:4:7.6:47.8:38.8 mol%) |
Investigate the lamellar structure in SC model | SAXS | ND |
|
[134] |
Cer[NP]:Cer[AP]:Chol:FFA (Variable ratio) |
Understand the SC lipid matrix assembly | Neutron Diffraction and MD | ND |
|
[135] |
Cer[EOS]:Cer[NS]: Chol:FFA (variable ratio) FFA = PA:SA:AA:BA:LA (4:8:48:40 mol%) |
Investigate the effects of replacing Cer[NS] by Cer[EOS] | SAXS and solid-state and diffusion NMR | T: 32 °C pH: ND |
|
[136] |
Cer[NP]:D-/L-Cer[AP]:Chol:LA (0.66:0.34:0.7:1 or 0:1:0.7:1 molar ratio) |
Study the influence of the Cer[AP] conformation on the lamellar structure of SC model | Neutron diffraction and SAXS | T: 32 °C pH: ND |
|
[137] |
Cer[EOS]:Cer[NS]: Chol:PA (Variable ratio) |
Investigate the effects of vaporised L-menthol on SC lipid matrix | DSC, SAXS, and ATR-FTIR | T: 20–120 °C pH 5 |
|
[138] |
Cer[EOS]:Cer[NS]: Chol:FFA (0.4:0.6:1:1 molar ratio) FFA = LA:BA:SA:PA (84.6:8.75:4.57:2.05 molar ratio) |
Characterise the chain order of Cer[EOS] in SC model forming LPP | SAXS, H-NMR, and IR | T: 25–70 °C pH: 5 |
|
[139] |
Cer[NS]:Cer[AP]:Chol:LA (variable ratio) |
Explore the impact of Cer[NS] on SC model structure | Neutron diffraction and MD | T: 32 °C pH: ND |
|
[140] |
Cer[NP]:Cer[AP]:Chol:ChS:LA:PA:SA (33:22:25:5:7.5:3.75:3.75 mol%) |
Investigate the effect of model CPEs on SC liposomes | Sodium fluorescein leakage and fluorescence anisotropy | T: 25 °C pH: 9 |
|
[141] |
Investigate the potential of SC liposomes for CPEs permeation study (ethanol as model) and comparison with animal skin permeation studies | Fluorescein leakage, fluorescence anisotropy, animal skin impedance, and hairless rat skin permeation | T: 25 °C pH: 9 |
|
[37] | |
Cer:Chol:LA (1:1:1 molar ratio) Cer = [NS]:[NH] or [NS]:[AP] (1:1 molar ratio) |
Understand the basic structure of SC membranes | NMR, DSC, and WAXS | T: 20–120 °C pH: 5.5 |
|
[142] |
Cer[AP]:brCer[EOS]: Chol:BA (10:23:33:33 wt%) |
Explore the localisation of brCer[EOS] species within LPP of SC model | Neutron diffraction | ND |
|
[143] |
brCer[EOS]:Cer[AP]: Chol:BA (23:10:33:33 wt%) |
Synthesis of new artificial Cer[EOS] species and implication to SC model structure | DSC, FTIR, Raman, Neutron diffraction, and MD | T: 20–120 °C pH: ND |
|
[144] |
Cer[NS]:Cer[AS]:Chol:PA:ChS (25:15:25:25:10 wt%) |
Understand the nature of PosintroTM permeation into SC lipid matrix | FRET, ITC, AFM, Cryo-TEM, and EIS | T: 5, 15, 25 or 37 °C pH: 7.4 |
|
[145] |
Cer[EOS]:Cer[NS]: Chol:FFA (0.4:0.6:1:1 molar ratio) FFA = PA:SA:AA:BA:LA (1.8:4:7.6:47.8:38.8 mol%) |
Study the interaction between Cer[NS] and FFA chains in LPP | FTIR and SAXS | T: 0–90 °C pH: ND |
|
[146] |
Cer[NP]:Cer[AP]:Chol:LA (0.66:0.34:0.7:1 or 0.34:0.66:0.7:1 molar ratio) |
Investigate the influence of Cer[NP] and Cer[AP] on SC nanostructure | Neutron diffraction | T: 32–37 °C pH: ND |
|
[147] |
Cer[NS]:Cer[EOS]: Chol:FFA (0.6:0.4:1:1 molar ratio) FFA = LA:AA:SA:PA (84.6:8.75:4.57:2.05 mol%) |
Study the lipid spatial distribution of SC model | Raman spectroscopy and AFM-IR | T: 33 °C pH: 5.0 |
|
[148] |
Cer[EOS]:Cer[NS]:SP: SA:Chol:LA (Variable ratio) |
Determine the effect of Cer reduced concentration on LPP structure | Neutron diffraction, SAXS, and FTIR | T: 23 or 37 °C pH: 5.0 |
|
[149] |
Cer[NP]:Cer[AP]:brCer[EOS]:Chol:LA (0.6:0.3:0.1:0.7:1 molar ratio) |
Examine the lamellar and nanostructure of SC model | Neutron diffraction | T: 32 °C pH: ND |
|
[150] |
Cer[EOS]:Cer[NS]: Cer[NP]:Chol:LA (0.4:0.3:0.3:1:1 molar ratio) |
Examine the location of Cer[NP] and Cer[NS] in LPP unit cell | Neutron diffraction | T: 37 °C pH: 5.0 |
|
[151] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [NS]:[NP24]:[AS]: [NP16]:[AP] (60:19:5:11:6 molar ratio) FFA = PA:SA:AA:BA:TA:LA:CA (1.8:4:7.7:42.6:5.2:34.7: 4.1 molar ratio) |
Study the molecular assembly of SPP | Neutron diffraction | T: 25 °C pH: 5.0 |
|
[152] |
Determine the FFA and Chol location into SPP of SC model | Neutron diffraction | T: 25 °C pH: ND |
|
[153] | |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NP]:[AS]: [NP16]:[AP] or [EOS]:[NS] (39:38:10:3:6:4 or 40:60 mol%) FFA = PA:SA:AA:BA:TA:LA:CA (1.8:4:7.6:47.8:38.8 mol%) |
Explore both assembly and conformation of Cer[NS] within LPP unit cell | Neutron diffraction and SAXS | T: 25 and 32 °C pH: ND |
|
[154] |
Cer:Chol:FFA (1:0–1:0/1 molar ratio) Cer = [EOS]:[NS]:[NP24]: [AS]:[NP16]:[AP] (0:60:18:5:10:7 or 40:36:11:3:6:4 mol%) FFA = PA:SA:AA:BA:TA:LA:CA (1.8:4:7.7:42.6:5.2:34.7: 4.1 mol%) |
Explore the effect of Chol on lipid assembly in each lamellar phase | FTIR and SAXS | T: 20–60 °C pH: 5.0 |
|
[155] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NP24]: [AS]:[NP16]:[AP] (40:60:0:0:0:0 or 40:36:11:3:6:4 mol%) FFA = PA:SA:AA:BA:TA:LA:CA:MA (1.8:4:7.7:42.6:5.2:34.7: 4.19 mol% with increased amount of PA) |
Investigate the effects of FFA chain lengths (C16–C28) on lamellar phase and lateral packing of SC model | SAXS, FTIR, and transepidermal water loss measurements | T: 0–90 °C pH: 5.0 |
|
[156] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = L-/O-/S-[EOS]: [NP]:[NS24]:[AS]: [NS16]:[AP] (30:42:13:3.4:7.5:4.1 mol%) FFA = PA:SA:AA:BA:TA:LA:CA (1.3:3.2:6.9:42:5.3:37:4.7 mol%) |
Study the influence of Cer[EOS] moiety on SC lipid assembly | FTIR and SAXS | T: −9.5–90 °C pH: 5.0 |
|
[157] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NP24]: [AS]:[NP16]: [AP] (13.3:12:3.7:1:1:1.3 mol%) FFA = PA:SA:AA:BA:TA:LA:CA (0.6:1.3:2.6:14.2:1.7:11.5:1.4 mol%) |
Study the molecular assembly of LPP in the SC | Neutron diffraction | T: 25 °C pH: 5.0 |
|
[158] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NP24]: [AS]:[NP16]:[AP] (13.3:12:3.7:1:2:1.3 mol%) FFA = PA:SA:AA:BA:TA:LA:CA (0.6:1.3:2.6:14.2:1.7:11.5:1.4 mol%) |
Determine the lipid components’ location in the LPP unit cell | Neutron diffraction | T: 25 °C pH: ND |
|
[159] |
Cer[NS18]/Cer[NP18]: SA:Chol (1:1:1 molar ratio) |
Explore the chain-matched and headgroup influence on SC assembly | 2H-NMR | T: 32, 50 and 75 °C pH: ND |
|
[160] |
Cer[EOS]:Cer[NS]: Chol:FFA (0.3:0.7:0.45:1 molar ratio) FFA = PA:SA:AA:BA:LA (1.8:3.9:7.5:47.8:39 wt%) |
Study the Cer[EOS] molecular behaviour in a SC lipid model |
SAXS, WAXS, 2H-NMR, and Neutron diffraction | T: 32 °C pH: 5.4 |
|
[161] |
AA—arachidonic acid; AFM—atomic force microscopy; ATR-FTIR—attenuated total reflection Fourier-transform infrared spectroscopy; BA—behenic acid; BAM—Brewster angle microscopy; BBCer—bovine brain ceramide; brCer—branched ceramide; CA—cerotic acid; Cer—ceramide; Cer[AdS]—α-hydroxy fatty acid/dihydrosphingosine base ceramide; Cer[AP]—α-hydroxy fatty acid/phytosphingosine base ceramide; Cer[EOS]—ester-linked ω-hydroxy fatty acid/sphingosine base ceramide; Cer[NdS]—non-hydroxy fatty acid/dihydrosphingosine base ceramide; Cer[NH]—non-hydroxy fatty acid/6-hydroxy-sphingosine base ceramide; Cer[NP]—non-hydroxy fatty acid/phytosphingosine base ceramide; Cer[NS]—non-hydroxy fatty acid/sphingosine base ceramide; Chol—cholesterol; ChS—cholesteryl sulfate; CPE—chemical permeation enhancer; DMSO—dimethyl sulfoxide; DPPC—dipalmitoylphosphatidylcholine; DSC—differential scanning calorimetry; EIS—electrochemical impedance spectroscopy; FFA—free fatty acid; FRET—Förster resonance energy transfer; FTIR—Fourier-transform infrared spectroscopy; GIXD—Grazing incidence X-ray diffraction; IPM—isopropyl myristate; IR—infrared; IRRAS—infrared reflection absorption spectroscopy; ITC—isothermal titration calorimetry; LA—lignoceric acid; LPP—long periodicity phase; MA—montanic acid; MBA—N’-methylenebisacrylamide; MD—molecular dynamics; ND—not discriminated; NIPAM—n-isopropylacrylamide; NMR—nuclear magnetic resonance; OA—oleic acid; PA—palmitic acid; PCS—photon correlation spectroscopy; QCM—quartz–crystal microbalance; SA—stearic acid; SAXS—small-angle X-ray scattering, SWAXS—small and wide angle X-ray scattering; SC—Stratum Corneum; SP—Sphingosine; SPP—short periodicity phase; TA—tricosylic acid; TEM—transmission electron microscopy; UV—ultraviolet; WAXS—wide-angle X-ray scattering; wt—weight.
As detailed in Table 1, both natural and/or synthetic Cers can be employed in SC mimetic mixtures. Natural Cers can be isolated from different human/animal sources, which is indicated by the subscript prior to Cer nomenclature: pig (pigCer), human isolated (hCer), or bovine brain (BBCer). While acyl chain lengths vary greatly in natural Cers, synthetic Cers have well-defined chain lengths. Synthetic forms are more prone to be affected by the FFA composition, and its use in general leads to reduced repeated distances [49]. Multiple attempts have been dedicated to unravel the minutiae of the SC ILM structure, as evidenced by the extensive literature on this subject. Although SC lipid models for studying compounds interactions with the SC lipid matrix are also presented in Table 1, this review will mainly focus on the structural characteristics of such models.
The lamellar coexistence of two different periodicities, i.e., SPP and LPP, is consensual; however, their spatial assembly remains unclear, and several models have been proposed (see [34] for a detailed review of the structural organisation of SPP and LPP). Notwithstanding, the most widely accepted models in the literature can be assigned to the sandwich model for LPP and the armature reinforcement model as an extension of the sandwich model for the SPP. Therefore, both periodicity phases and their most widely accepted assembly model will be detailed in the next sections.
3.1. The Long Periodicity Phase (LPP)
The sandwich model was originally proposed for LPP based on X-ray diffraction data obtained from isolated human skin. This model suggests a ternary lamellar structure with two solid crystalline layers surrounding a more fluid liquid crystalline core (Figure 3A) [43,50,162,163]. The unique backbone of Cer[EOS], which displays both rigid and mobile regions, has a pivotal role in the formation of this ternary lamellar structure due to its flexible segments at terminal regions, rigid middle segments near the carboxyl groups, and linoleate segments demonstrating rapid isotropic reorientation but slow self-diffusion (Figure 3B) [50,134,136,153,157,161]. These isotropic fluid chains are a fundamental and essential feature of the LPP structure in the context of the sandwich model [136].
Considering that the Cer[EOS] headgroup is anchored in the lamellar interface of the LPP structure and that linoleate chains are covalently bonded to the remaining rigid regions of the molecule preventing translational diffusion, a less dense packing at the end of the molecule or in the middle of the lipid layer would allow for isotropic reorientation [136]. The inner liquid crystalline phase layer has been observed even in the absence of water, and it is attributed to the steric confinement of the linoleate chains of Cer[EOS], which results in local hydrocarbon nanodroplets (Figure 3C) [51,139,161]. Indeed, the unsaturation level has an active role on the LPP formation, as observed by the lack of LPP as a consequence of replacing Cer[EOS]-linoleate by the -stearate form [157]. Similarly, the proportion of lipids forming LPP was reduced to a greater extent in hCer:Chol mixtures in which hCer[EOS] was replaced by a synthetic form of Cer[EOS]-linoleate as opposed to hCer[EOS]-oleate mixtures [50]. De Sousa Neto et al. studied the role of different unsaturation degrees and found that, in the presence of Cer[EOS], even at high temperatures, the stearate moiety stabilised the interchain coupling, and the LPP formation was only possible in the presence of a specific level of unsaturation, such as Cer[EOS]-linoleate and -oleate moieties [157]. Moreover, the high degree of mobility at C18, along with conformational disordering and/or folding of the linoleate moiety in the inner headgroup regions, compensates the long chains of Cers and FFAs from opposite directions [159]. Therefore, as longer chain lengths lead to enhanced van der Waals interactions and reduced interchain distances [49], Cer[EOS] with its elongated acyl chains acts as a molecular rivet, sticking together the opposing lipid sheets and reinforcing the LPP structure [134,162]. Notwithstanding, the lack of a multilamellar structure in a Cer[EOS]:Chol:PA mixture [52] leads to investigations on other pivotal factors affecting the LPP formation. Several evidence suggesst that the presence of other Cers alongside Cer[EOS] contributes to LPP formation. In a mixture containing 15 mol% Cer[EOS] and 85 mol% Cer[NS], along with Chol and FFA, the coexistence of LPP and SPP predominantly displaying an orthorhombic packing was observed. However, increasing the Cer[EOS] concentration to 40 mol% resulted in exclusive LPP formation [146]. Consequently, the optimal molar ratio of Cer[EOS]:Cer[NP]:BBCer[EOH] as the Cer component for the formation of LPP in a lipid mixture was investigated, and the authors found that, aside from a low sensitivity towards changes in the component ratio, the optimal fraction on the Cer component was indeed dependent on the presence or absence of FFAs [53]. Although Cer[EOS] seems to contribute to stabilise the lateral orthorhombic packing in the centre of the lamellae by increasing the lipids forming this packing lattice on the LPP [157], there is also a pivotal role of FFA in governing the lateral packing of the lipid mixtures, since both orthorhombic and hexagonal lateral packing are required for LPP formation [157,164]. The addition of long-chain FFA into a mixture of hCer:Chol induced a transition from a hexagonal to an orthorhombic packing [50], whereas the FFA presence, even at low concentrations, lead to the formation of orthorhombic lateral packing, and in its absence, only hexagonal packing was observed [54]. However, although LPP formation occurred, low FFA levels led to a considerable amount of Chol-phase separating, while a higher FFA content led to decreased phase separation without affecting the LPP formation [159]. This was also observed in a mixture of hCer:Chol:FFA, in which varying the FFA proportions revealed a distribution of Cer and FFA into two lamellar phases, with a minor portion of Chol separated into solid crystalline domains [54]. Furthermore, other mixtures employing hCer with Chol, FFA, and ChS in varying ratios were also investigated [51]. In the absence of FFA and ChS, the mixture predominantly displayed a LPP phase with hexagonal lateral packing, while a small fraction of the lipids formed a fluid phase. However, in the absence of hCer[EOS], only a minor portion of the lipids formed LPP, with SPP predominating [51]. When FFA was added to the mixture containing the whole hCer, it revealed a SPP supremacy, which was predominantly orthorhombically packed [51]. This is in line with another study that reported that, although an initial increase in the relative amount of FFA or Cer[EOH] promoted LPP formation, when an optimal amount of Cer:FFA components was exceeded, it led to reduced LPP and a shift toward SPP dominance [49].
Investigations using pigCer have revealed both similarities and differences between hCer- and pigCer-containing systems. Common aspects include LPP dominance and hexagonal packing in hCer:Chol mixtures, consistent phase behaviour despite Cer:Chol ratio adjustments, a transition from hexagonal to orthorhombic packing upon FFA addition, increased Chol miscibility due to a ChS presence, and a significant reduction in the LPP phase when Cer[EOS] was absent. On the other hand, the primary differences were observed in the liquid lateral packing of hCer:Chol:FFA only upon ChS addition; the addition of FFA not only induced an orthorhombic transition but also decreased the proportion of lipids forming LPP in hCer mixtures, and larger fractions of Chol could be intercalated into lamellar phases of hCer compared to pigCer mixtures [51]. These differences were assigned to the documented association between the proportion of lipids forming fluid phases [50], with the fraction of Cer containing linoleic acid linked to a ω-hydroxy fatty acid being higher in the hCer than in pigCer [55].
These studies lead to other critical factors affecting the LPP formation, in which all the mixture components have specific roles that must be balanced. The presence of Chol has been also demonstrated to be required for both LPP formation and to increase the packing density within the LPP unit cell [43,56,155]. A Chol:Cer[EOS] ratio of 1:2 has been identified as the minimum Chol content required for LPP formation, allowing for a certain degree of LPP flexibility [56,155]. The precise location of Chol in the LPP is unknown; nevertheless, it is unlikely to be predominantly situated in the middle lipid layer of the LPP unit cell [158]. Therefore, Chol potentially bridges the gap between the inner headgroup and the chains of the sphingoid base from Cers and FFAs extending from the unit cell border by locating them in the outer layer of the LPP and contributing to the increased density in the structure [155,159]. Although variations in the FFA content appear to exert a less critical influence on LPP formation compared to the Chol content, a specific range of FFA chain lengths remains essential to promote Chol solubilisation [124]. This aspect was previously mentioned, in which FFA decreased the Chol-phase separation. Moreover, for a proper lipid packing, it is crucial to maintain an optimal chain length variation within the lipid mixture, whether in the FFAs or the Cer fractions [49]. Assuming the Cer[EOS] headgroup is at the unit cell boundary, its C30 acyl chain extends towards the unit cell centre, terminating at the ester bond linking the linoleate [159]. Furthermore, McIntosh et al. demonstrated that Chol may be preferentially located at the outer sides of the LPP cell, which is composed of two bilayers with Chol asymmetrically distributed in each bilayer [57]. The hydrophobic part of Chol aligns closely with the saturated acyl chain of Cers, resulting in strong van der Waals interactions [57,159]. Assuming a perpendicular orientation to the basal plane of Cer[EOS], its ester group must be located very close to the Chol headgroup [159]. While the presence of the unsaturated linoleate moiety in the hydrophilic headgroup region is uncommon, it can be supported by Chol stabilisation. This support may arise from favouring hydrogen bonding with the carbonyl group, entropic stabilisation due to the high conformational disordering of the linoleate, and the limited headgroup hydrophilicity compared to phospholipid bilayers because the SC lipid matrix typically contains only one to two bound water molecules per lipid molecule [152,159], supported by the limited sensitivity of LPP to hydration levels [56,58]. Notably, variations in the headgroup assembly of Cers did not appear to be a prerequisite for LPP formation [155].
In a composition comprising Cer[EOS]:Cer[AP]:Chol (33:22:45 wt%), a lamellar phase with repeated distances resembling SPP was formed, accompanied by a Chol phase separated. This suggests that Cer[EOS] can also be accommodated within the SPP phase, possibly by spanning a layer and extending its acyl chains into neighbouring layers [59]. Interestingly, the addition of PA did not lead to LPP formation, probably due to differences in the chain lengths between short-chained PA and long-chained Cer[EOS], which hindered proper lipid mixing [59]. Similar findings were obtained when PA was replaced with longer-chained BA, TA, or CA [60]. Hence, it is important to acknowledge that the presence of Cer[EOS] is not the only prerequisite for LPP formation, and other additional parameters must be balanced for LPP formation with proper lipid miscibility.
3.2. The Short Periodicity Phase (SPP)
The suggestion that Cer[EOS] can be accommodated within the SPP phase [59,60] (Figure 4A), along with other evidence of Cers adopting different conformations when present in either LPP or SPP, has led to the armature reinforcement model.
This model is an extension of the sandwich model but specifically applies to the SPP [34]. Cers, as double-chain amphiphiles, can adopt either a hairpin conformation with both chains pointing in the same direction or a fully extended conformation with chains pointing in opposite directions [126]. The adhesion effect promoted by an extremely small intermembrane space is critical for the sandwich model, as the conformational features of Cers are associated with small-sized intermembrane spaces [162]. While several models for the orientation of the hydrocarbon chains have been proposed, the key distinction between the sandwich and armature reinforcement models lies in the postulation of a limited number of Cers in a fully extended conformation while the remaining Cers adopt a hairpin conformation [62,165]. Therefore, the fully extended conformation of Cers serves to strengthen the structural framework [162], which is symbolised by the headgroups linking the opposing headgroup regions of two adjacent leaflets.
Cer[AP] typically arranges symmetrically between the two leaflets of the bilayer, with its polar group serving as a bridge between the leaflets. The polar groups of opposite bilayers form the interface between two membrane leaflets, which is described as the polar headgroup adhesion effect [61]. The almost nonexistent intermembrane space is a consequence of this effect and imposes that the absence of a water layer between subunits creates optimal conditions for the permeation of Cer[EOS] between two layers [61]. Due to the strong lateral hydrogen bonding provided by Cer[AP], Cer[EOS] is obligated to arrange itself in the highly stable SPP [45,59]. This Cer[AP] imposition is also true for various long-chain FFAs arranged within SPP through chain interdigitation in the centre of the membrane or the formation of FFA-rich phases [59]. A model system containing Cer[NP]:Cer[AP] has been found to form lamellar structures with a thickness resembling the native SPP, wherein the long tails overlap within the lamellar centre, as observed in native SC. Interestingly, differences were reported depending on the dominant Cer present in the mixture. A higher content of Cer[AP] resulted in acyl chains with a more tilted packing, reducing their overlap within the midplane but having no effect on the lamellar phase. In contrast, a predominance of native-like Cer[NP] led to straight chains with a broad overlapping region in the lamellar midplane [147]. When used as the sole Cer in the SC model system, a Cer[AP] with 18 carbon atoms induced the formation of SPP [107]. Phase separation imposed by different Cer[AP] conformations was observed in a mixture of Cer[AP]:Chol:SA at a 1:0.7:1 molar ratio, which persisted even after the heating/cooling cycle [110,111]. Although a fully extended conformation of Cer[AP] is highly stable and energetically preferred [105,110,111], the introduction of large amounts of water and/or energy (e.g., heat) can result in a chain-flip of Cer[AP] molecules [61]. This supports the reinforcement model (Figure 4B) [63,162]: after hydration in excess water, the short chains of Cer[AP] undergo a chain-flip transition from a fully extended to hairpin conformation, resulting in increased intermembrane space, allowing water to enter and the disappearance of the narrow contact between adjacent layers [63]. The lipid mixtures of Cer[AP]:Chol:PA:ChS (55:25:15:5 wt%) have been characterised [61,64,65,105] and employed to test the permeation enhancement ability of various chemical compounds [66,104,106]. While vesicular preparation demonstrated phase separation [66,105], which was generally attributed to hairpin and fully extended conformations [166], when the mixture is prepared in multiple lipid bilayer stacks, no phase separation occurs, and a high degree of lamellar order is described [61,104,106]. The only phase in this system is assigned to a fully extended conformation of Cer[AP], which is known to promote an extremely strong intermembrane attraction, resulting in closer neighbouring bilayers, dense contact, and reduced water diffusion in the lateral direction [61] (Figure 4C).
The acyl chains of Cers and FFA cause interdigitation in the SPP, with Chol compensating for the long FFA chains that extend beyond the bilayer’s core [126,158]. Cer[NS] and FFA C24 acyl chains exhibited distinct assemblies within the cores of the LPP and SPP [57,152]. In a mixture with Cer, Chol, and FFA, the long Cer[NS16] or very long-chained Cer[NS24] exhibited a fully extended conformation, which persisted with or without ChS and under hydration [126]. Models containing Cer[NS16] showed lower ordering and miscibility of this Cer with tested FFAs when compared to its C24 homologue. Although the results suggest either a hairpin or extended conformation of the used Cer with a random distribution of its symmetric chains, the hairpin conformation would result in a cross-sectional area very close to that of Chol. This proximity may facilitate miscibility and explain the higher sensitivity of Cer[NS16]-containing mixtures compared to Cer[NS24]-containing mixtures. Moreover, although LA mixed well with the Cer[NS24] in a SPP lamellar phase, some phase separation of Chol occurred, either with or without ChS [126]. These results contradict an asymmetric assembly of SPP in which Cer and FFA chains were partially interdigitated with Chol symmetrically located in both leaflets of the bilayer, slightly inward from the SPP unit boundary [152,153]. Therefore, Školová et al. purposed an explanation for these observations based on two hypotheses: (1) the use of a heterogeneous mixture of Cer that would affect lipid mixing; (2) it can be consistent at a macroscopic scale if the asymmetric assembly with extended Cer is considered, wherein Chol is associated with its sphingosine chain and FFA with its acyl chain, alternating in orientation rather than aligning in the same direction [126].
3.3. Cholesterol Influence on Stratum Corneum Lipid Assembly
The influence of Chol on lipid assembly was explored in a SC membrane model comprising Cer[EOS]:Cer[NS]:Cer[NP24]:Cer[AS]:Cer[NP16]:Cer[AP] as the Cer mixture [155]. The study revealed that, in addition to increasing lipid density, Chol played a crucial role in the formation of both LPP and orthorhombic lateral packing in SPP [155]. The proportion of lipids engaging in orthorhombical packing increased gradually with the increasing Chol content. This phenomenon could be attributed to the positioning of Chol within the gaps between the very long-chained FFAs, resulting in tighter orthorhombic packing (Figure 5) [125]. Actually, an inverse relationship could be observed between the Chol content and the occurrence of hexagonal lipid packing [125]. A maximum Chol level of 50% relative to the level of FFA was identified, as further increments led to the absence of a liquid-ordered phase [155]. Although Chol exhibited similar effects on the lateral packing of both LPP and SPP, some differences were observed: a larger fraction of lipid adopted orthorhombic packing in LPP compared to SPP, suggesting a distinct distribution of Chol in the LPP and SPP [155]. Additionally, a linear trend of decreasing repeated distances with the increasing Chol content in the membrane after heating/cooling cycles was noticed. The authors proposed two possible interpretations, neither of which precludes their coexistence: Chol increased the tilt angle with respect to the base plane of the membrane and/or Chol reduced the order of the hydrocarbon chains of other membrane components [67,111].
Where various studies have highlighted Chol as a significant factor influencing the miscibility of Cers and FFA, with substantial impacts in the thermotropic behaviour of SC lipid mixtures [68,155], phase interdigitation of Chol-rich crystalline domains has been frequently reported not only in SC lipid model systems [67,111] but also in native SC [167]. Pursuing a deeper comprehension of the Chol influence on the SC lipid membrane structure, Zbytovskáa et al. conducted a study combining different ratios of Cer[AP]:PA:Chol:ChS [67]. Their findings revealed that, for all the tested ratios, the fluidising effect of Chol was evident when the system was below the main phase transition temperature (Tm). Conversely, when the lipid system was above the Tm, Chol increased the chain order [67].
3.4. Phase Separation and Promoters of Miscibility on Stratum Corneum Lipid Models
Pure Cer[NP] is characterised by its high melting temperature, forming crystalline orthorhombic structures [69,116,133]. Both Cer[NS] and Cer[NP] occupy the same location within the LPP unit, adopting predominantly an extended conformation with the (phyto)sphingosine and acyl chains on either side of the headgroup [151,168]. This linear conformation benefits the skin’s barrier function by reducing the cross-sectional area per lipid molecule compared to the hairpin conformation, which enables a tighter packing of hydrocarbon chains [168]. Additionally, it enhances the connection between adjacent lipid layers, reducing permeability in the SC model system and discouraging lipid lamellae swelling during hydration [139]. Indeed, at room temperature, SC lipid mixtures typically exhibit a significant portion of their lipids in a solid crystalline phase [55]. The presence of phase-separated domains of Cers and FFAs arranged in an orthorhombic chain packing contributes to the low permeability of skin [69,70,71,72]. Subsequently, further homogenisation and the formation of a liquid crystalline phase occur at high temperatures [68,70,73]. Ordered-disordered phase transition has also been observed at temperatures similar to those found in native SC lipids [55,70,72,74].
In a model using BBCer[NP] in combination with Chol and PA at variable ratios, a common trend is observed: increased miscibility with the rising temperature. However, a high Chol content results in a delayed attainment of complete miscibility (from the 40–50 °C range to 75 °C) [73]. In Cer[NS] mixed with Chol or SA, Chol exhibited good miscibility with Cer at physiological temperatures and across a wide range of temperatures. In contrast, systems containing SA tend to phase separate into a SA-rich phase, achieving only moderate miscibility at high temperatures [68]. The kinetics of orthorhombic domain formation in SC lipid models were monitored via infrared spectroscopy by Mendelsohn et al. [122]. Conformational ordering and orthorhombic packing formation within the Cer[NS] chains occurred on a similar timescale as Cer headgroup region changes. In contrast, the formation of hydrogen-bonded dimers of SA started with a time lag of 3 to 4 h. The formation of FFA domains, along with conformational ordering of the lipid chains, likely required physical separation between hydrophobic regions, enabling their chains to segregate into orthorhombic domains [122]. The phenomenon of increased homogeneity with the temperature is contingent on several factors. Swelling in the LPP can be induced by elevated pH values or a high content of ChS, which promotes fluid phase formation due to its negatively charged sulphate group [57]. The sulphate group increases the molecular area per lipid, reduces the lipid packing density, enhances lipid miscibility, and strengthens its ability to form more hydrogen bonds with water compared to the OH group of Chol [51,108].
In the case of Cer[NP]:Chol:SA (55:25:20 w/w), phase separation occurs, with one phase exclusively composed of hairpin Cer[NP] molecules and the other phase consisting of a mixture of all components from the system, including fully extended Cer[NP] molecules that bridge adjacent bilayers [42]. In the hairpin conformation, the polar headgroup of Cer[NP18] is positioned between the two acyl chains, which are oriented in opposite directions [42]. Interestingly, this latter phase did not respond to applied contrast variation, as the headgroup of Cer[NP24] effectively shields against intrusion by water or deuterated water through the outstretched acyl chains and inter- and intramolecular hydrogen networks [42,157]. In equimolar Cer[NP]:Chol:LA, two phases coexist, with one phase being rich in fully extended Cer[NP24] and the other of reduced thickness, suggesting a distinct membrane structure and/or composition, possibly involving intercalated and/or tilted chains [116]. In systems involving Cer[NP] alone or combined with Cer[NS] or Cer[AP]:[NS] mixed with Chol:SA+ChS at a molar ratio of 1:1:1 + 5 wt%, three different phases were identified, corresponding to a phase rich in Cer[NP] with a minor incorporation of Chol and SA, a phase with high miscibility degree among all the components, and another phase resembling a pure SA phase with a minor presence of other components [133].
Although increasing the hydration or temperature induced phase separation in Cer[NS] mixtures, the demixing extent was highly dependent on the FFA chain length [120]. The presence of shorter FFAs reduced the temperature of the orthorhombic to hexagonal packing transition [120]. In equimolar mixtures of Cers, Chol, and FFA containing Cer[NS], Cer[NP], Cer[NP-18:1], or Cer[AS], the lipid assembly was dependent on the employed Cer [123]. Differences in the hydrocarbon chains were also investigated by comparing Cer[NP]- and Cer[NP-18:1]-based mixtures. Phase segregation was observed in the Cer[NP]-based system, whereas the use of Cer[NP18] promoted the formation of a more homogeneous phase [123]. The formation of solid crystalline phases results in ordering all the methylene segments into an all-trans configuration to maximise the van der Waals interaction, and maybe the double bond present at the middle of hydrocarbon chain leads to a strong reduction in the ability of Cer[NP-18:1] to form solid crystalline phases [123]. Depending on the used Cer, variations in the mixing properties with PA were noticed, including the coexistence of orthorhombic and hexagonal packing, along with the phase segregation of PA enriched with Chol from the phases of Cer[NP] with PA [123]. However, when SA is used instead of PA, both lipids adopt hexagonal chain packing, making mixing more likely [75]. The phase separation observed between FFAs and Cer has been attributed to a hydrophobic mismatch between their chain lengths [67,133,146]. The effect of FFA on LPP was notably dependent on their chain length (ranging from C16 to C28) [146]. Longer FFAs increased the repeat distances of the lamellar phase, whereas shorter FFAs had the opposite effect. Notwithstanding, whereas the FFA chain length affected the lateral packing, the orthorhombic to hexagonal packing occuring in phase transition was not affected. When shorter FFAs were neighbouring longer Cer C24 acyl chains, it caused hydrophobic mismatching and elastic stress on the lipid lamellae. When the amount of stress exceeds the level that the lamellae can accommodate, a lipid reassembly is required to relieve it, resulting in phase separation or the formation of more energetically favourable structures [156]. Although the presence of FFAs with varying acyl chain lengths is regarded as a promoter of lipid miscibility [52], it is only evidenced when matching FFA chain lengths and Cer acyl chains occur [120]. For example, a mixture containing six FFAs with different chain lengths in a SC model system inhibited the separation of individual FFAs from the multilamellar structure, likely due to a partial interdigitation that resulted in free spaces within the system, which were filled by FFA through tilted chains towards free volume minimisation inside the system [108]. Contrastingly, Engstrom et al. observed a tendency for polar lipids to segregate in the crystalline state, even when the lipids belonged to the same family [76]. This phase separation is attributed to packing constraints imposed by differences in chain length, particularly when the disparity in hydrocarbon chain length exceeds four carbon atoms [76]. Furthermore, there is a general propensity for the presence of very long-chained FFA to favour the mixing of lipid components, as reported in other studies involving SC lipid systems containing Cer[NS24] [120,127]. Paz Ramos et al. found that Cer[NS] combined with C24 FFAs led to mixtures with significantly greater homogeneity than those incorporating chains containing C16 or C20. Remarkably, after a week of incubation, the C24 system preserved its homogeneity, whereas systems containing FFA with C20 and C16 showed notable variations in local composition over time [127]. In the context of phase separation, it appears that the intermolecular interactions are the primary driving force, which suggests that very long acyl chains contribute to a relative increase in van der Waals interactions, thereby promoting lipid mixing in the SC lipid matrix [127]. Notwithstanding, other studies have proposed that chain heterogeneity might play a more crucial role in enhancing lipid miscibility compared to hydrophobic chain matching [77]. This was exemplified by cases where even with optimal hydrophobic matching between components, such as in the Cer[NS16]:Chol:FFA C16 mixture, extensive phase separation occurred [77]. It is worth noting that FFAs do not form hydrogen bonds with themselves due to the unavailability of undissociated hydrogen atoms in their headgroups; instead, their oxygen atoms are available for hydrogen bonding with other lipids [135]. Considering that FFA preferentially forms hydrogen bonds with dominant Cer molecules [135], it becomes apparent that the polarity of the headgroup also influences the miscibility characteristics of SC lipid mixtures. Indeed, the influence of the headgroup can outweigh the influence of the chain length in terms of the membrane assembly [45,59,78]. In experiments involving monolayers composed of variable combinations of pigCer, BBCer, Cer[NP16], or Cer[NP24], along with Chol and PA (C16) or LA (C24), phase separation into distinct lipid domains was observed. For instance, short-chain Cer[NP16] mixed with Chol and PA, while long-chain Cer[NP24] formed domains independently without mixing with LA [78]. Furthermore, the internal nanostructure of the Cer[AP] systems was not linearly affected by an increase in the FFA chain length in the system (from C18 to C26) [45]. Initially, the increase in FFA chain length led to a decrease in the membrane repeated distance through a partial interdigitation of the FFAs chains. This interdigitation resulted from the tendency of FFAs to ‘fit’ into the membrane size created by Cer[AP]. The authors explained that the formation of FFA-rich phases in the presence of longer-chained FFAs with C24 and C26 chains was due to the lower solubility of long-chained FFA in the Cer[AP]-based SC system [45]. This propensity of longer-chain FFA to form separated FFA-rich phases in Cer[AP]-based SC systems, even in presence of Cer[EOS], was also reported by Kessner et al. [59]. Therefore, interactions mediated by Cer[AP] molecules appear to be the main forces determining the stability and dictating the main phase of the system [45,59].
Consequently, the presence of FFA exerts a notable influence on the packing of Cer molecules. When Cer[NS]:Cer[AP] at 2:1 and 1:2 molar ratios are mixed with Chol and LA, a single lamellar phase is formed with the formation of FFA- and Cer-enriched nano-sized domains, yet without complete phase separation. Moreover, Chol was uniformly distributed throughout the system [140]. This reinforces the limited miscibility of Cer[NS] with other lipids [68,77,120,126]. Interestingly, a smaller amount of Cer[AP] exhibited good miscibility with a higher quantity of Cer[NS], but the reverse scenario was not observed. In these systems, the lipid chains exhibited a slight tilt, and an assembly of Cer molecules with long overhanging tail ends of Cer C24 acyl chains and the long LA C24 chains overlapping in the lamellar middle was proposed. This was counteracted by the shorter C18 chain of the sphingoid base and Chol, allowing the opposing longer chains to fill these gaps [140]. On other hand, Chol is described as ‘line active’, since it tends to promote the miscibility of lipids [76,78], which is possible through the maximisation of hydrophobic interactions with alkyl chains from Cers and FFA [64].
3.5. Ceramide Headgroup Influence on Stratum Corneum Assembly
The effects of the Cer headgroup on the assembly of SC membrane lipids have been extensively explored [42,70,122,123,133,149,160]. Cer headgroups play a crucial role in governing the behaviour of LPP and SPP, impacting parameters like packing density, lipid miscibility, and hydrogen bonding strength [75,169]. Engelbrecht et al. conducted a study focusing on the replacement of Cer[AP] with Cer[NP] within SC lipid membranes containing SA and Chol. This substitution, which involved the removal of a single OH group from the Cer molecule, led to drastic structural alterations [42]. Although both were important in conferring high lamellar order to SC models, the Cer[AP]-containing system exhibited a more homogeneous mixture with a lower lamellar order than the one containing Cer[NP], which showed the coexistence of two lamellar phases [42,75]. Both Cers induced the formation of a solid crystalline phase with tightly packed and aligned hydrocarbon chains. Cer[AS]m, which has an extra OH group and can adopt different chain conformations, can also arrange its chains in a hexagonal lattice [123]. Moreover, the absence of an OH group in the headgroup region appeared to prevent hydration or swelling of the SC model membrane, possibly due to strong intra- and intermolecular headgroup interactions [42]. Badhe et al. demonstrated that differences between Cer[AP] and Cer[NP] could be attributed to variations in the hydrogen bonding dynamics. In a study with both Cer[AP] and Cer[NP] at 2:1 or 1:2 ratios, they found that the dynamics of hydrogen bonding with FFA and Chol changed significantly depending on the concentration of Cers [135]. Surprisingly, even though the additional OH group in Cer[AP] should facilitate greater hydrogen bonding, a dominant presence of Cer[AP] resulted in less ordered packing. This suggests that hydrogen bonding and the localisation of OH groups both play important roles in determining the packing order [133,135]. The additional OH group in Cer[AP] caused a tilt in the hydrocarbon chains, affecting their mobility and leading to a disrupted packing [135]. Packing defects due to the extra OH group were also reported, with a Cer[NP] system exhibiting disturbed packing compared to a Cer[NS] [160]. The extra OH group generated a steric conflict, reducing the lateral packing and, consequently, shifted the phase transition of the liquid crystalline phase to lower temperatures [160]. The impact of a single OH group on phase separation kinetics and subsequent barrier function was also observed when Cer[NS] was replaced by Cer[AS]. The extra OH group in Cer[AS] altered the propensity and quantity of the hydrogen bonds formed by both the Cers and FFA headgroups [122]. The removal of an OH group and the introduction of a trans-double bond in position 4 of an C18 Cer[NP] increased the solid crystalline phase compared to the C24 variant [160,170]. Longer C24 chains compensated for the packing defect induced by the additional OH group of Cer[NP], likely due to more methylene segments contributing to van der Waals interactions, compensating for the entropic losses caused by steric conflicts at the headgroup region [160]. Contrastingly, decreasing the chain length to C16 led to less ordered phases [160]. Another study demonstrated that, while adding Cer[NH] with three OH groups or Cer[AP] with four OH groups to a ternary mixture containing Cer[NS] did not interfere with the formation of the solid crystalline phase, the incorporation of tri- or tretrahydroxylated Cers resulted in stronger forces holding the lipid system together [142]. The most significant difference between Cer[AP] and Cer[NH] is the ability of the latter to promote the formation of a lamellar phase close to LPP, which appears to be related to the presence of OH at position 6 of the sphingoid backbone [142]. In another approach, the two stereometric forms of Cer[AP]: D- and L-isomers [166] were incorporated into ternary or quaternary mixtures [137]. While ternary mixtures containing only D-isomer as Cer exhibited crystalline-like behaviour, quaternary mixtures incorporating Cer[NP] exhibited a more SC lipid matrix-like behaviour [137]. This mixture was arranged with mostly straight chains and overlapping long chains in the lamellar midplane [137]. In the case of the L-isomer, no lamellar phase was found when it was the only Cer in the mixture, and when combined with Cer[NP], a highly crystalline-like behaviour was reported, classifying it as not safe [137]. These distinctions can be attributed to the reported hairpin conformation associated with the L-enantiomer of Cer[AP], whereas the D-enantiomer is associated with the non-tilted form, which is eventually associated with longer repeat distances [110]. Sphingomyelin (SPM) is a precursor of skin Cers, and its presence in a mixture with Chol and PA instead of Cer demonstrated how different headgroup structures have a significant influence on the SC structure [70]. While the SPM-based mixture formed a homogeneous liquid ordered mixture, replacing it with a Cer introduced a rich polymorphism into the structure. Additionally, while the Cer-based system showed a highly ordered structure with Cer and FFA residing in an orthorhombic subcell at low temperatures, a homogenisation with the formation of a fluid phase was reported at high temperatures [70]. Cer[EOP] and Cer[EOS], which differ in terms of the presence of an additional OH group and 4,5-desaturation, showed distinct abilities to promote the formation of LPP, with Cer[EOS] being more efficient in this regard [49].
Nonetheless, there are also examples of lamellar phases that are adaptable to differences in lipid headgroup assembly. While Cer[NP] and Cer[NS] occupy similar positions in the LPP unit, water permeation can influence their crystalline phases due to an increased opening angle of the hairpin conformation with higher hydration levels [123,137,151]. A 2–3 °C shift in the orthorhombic to hexagonal transition temperature was associated with increased hydration conditions, which was attributed to weakened hydrogen bonds between opposing headgroups of lipid layers induced by the incorporation of small amounts of water into neighbouring layers of headgroups [120]. The optimal hydrogen bonding of the hydrated phytosphingosine headgroup was found to be incompatible with orthorhombic chain packing [165]. This change in orthorhombic packing induced by Cer[NP18] was not related to the missing trans double bond in the phytosphingosine backbone [160]. The extent of orthorhombic chain packing of Cers depends on factors such as their chemical structure, temperature, and hydration degree [123]. Higher-phase transition temperatures are associated with stronger interactions in the headgroup region, primarily between OH groups and the amide group. Phytosphingosine-based Cers exhibit extremely low amide I wavenumbers, indicating a strong involvement of these amide groups in a tight hydrogen bond network. Conversely, sphingosine-based mixtures show higher amide I frequencies, suggesting weaker hydrogen bonding interactions between headgroups [123]. Monolayer measurements have revealed that the headgroup area of phytosphingosines is larger when compared to sphingosine Cers, and a more open polar interface allows for a stronger hydrogen bond network [123].
3.6. Main Considerations for Stratum Corneum Barrier Function
Lipids in the LPP are arranged in two layers sandwiching a narrow central lipid layer containing a subpopulation of fluid lipids. In SC lipid systems, the formation of the LPP is dependent on achieving an optimal fraction of lipids that form a liquid-like phase. When this fraction deviates from the optimal range, either by being too low or too high, it leads to an increase in SPP formation at the expense of LPP formation [50]. Specifically, the linoleic acid moiety of Cer[EOS] is found in this central layer [50].
Fluid phases exhibit significantly higher permeability compared to crystalline phases. Given that the fluid phase is situated in the central layer of the LPP, permeation parallel to the basal plane of lamellae is faster than permeation perpendicular to the lamellae (across headgroup regions) [50]. An increased fraction of unsaturated acyl chains, particularly those linked to the long base, enhances the fluidity and, consequently, permeability. Membrane permeability is directly affected by the relative complexity of the SC lipid system used [133]. Maintaining a balanced relationship between the three key properties—orthorhombic packing, hydrogen bonding, and miscibility—is critical for establishing an effective barrier.
To summarise, the most critical characteristics of SC lipid systems include (1) a wide distribution of acyl chain lengths in Cers; (2) the coexistence of Cers based either on phytosphingosine, sphingosine, or 6-hydroxysphingosine bases in a single mixture; (3) the presence of acylCers; and (4) a range of FFA chain lengths varying between C16 and C26. These characteristics play a pivotal role in influencing lipid phase behaviour, with acylCers being crucial for LPP formation and the need for a broad distribution of FFA chain lengths to form both LPP and SPP without additional coexisting phases rich in FFA or Cers, replicating the lipid assembly found in human SC.
4. Stratum Corneum Lipid Models as Surrogates for Permeation Studies
In recent years, significant effort has been directed toward the development of skin surrogates that better mimick the complexity of the SC ILM. This endeavour arises from both the simplicity and intricacy of existing SC lipid model systems, along with the limitation associated with the current skin surrogates. Therefore, Table 2 provides a summary of recent developments in innovative SC surrogates (SCS) based on SC lipid models.
Table 2.
SC Lipid Model Composition | Porous Substrate |
Characterisation Techniques | Model Compounds | Main Outcomes | Ref. |
---|---|---|---|---|---|
Airbrush approaches | |||||
Cer:Chol:FFA (1:1:1 mol ratio) Cer = [EOS]:[NS]:[NP24]: [AS]:[NP16]:[AP] (15:51:16:4:9:5 molar ratio) FFA = PA:SA:AA:BA:TA:LA:CA (1.3:3.3:6.7:41.7:5.4:36.8:4.7 molar ratio) |
Polycarbonate 50 nm filter | SWAXS and CryoEM | n.a. |
|
[58] |
Diffusion studies | PABA, ethyl-PABA, and butyl-PABA |
|
[30] | ||
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NP24]: [AS]:[NP16]:[AP] (15:51:16:4:9:5 molar ratio) FFA = PA:SA:AA:BA:TA:LA:CA (1.8:4:7.7:42.6:5.2:34.7:4.1 molar ratio) |
Polycarbonate 50 nm filter | Different airbrush methods, SAXS, and diffusion studies | Benzoic acid |
|
[79] |
Cer:Chol:FFA:ChSO4 (Variable ratio) Cer = [EOS]:[NS]:[NP24]: [AS]:[NP16]:[AP] (15:51:16:4:9:5 molar ratio) FFA = PA:SA:AA:BA:TA:LA:CA (1.8:4:7.7:42.6:5.2:34.7:4.1 mol%) |
Polycarbonate 50 nm filter | FTIR, SAXS, and permeability studies | Benzoic acid |
|
[171] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NP]:[AP] (15:51:16:4:9:5 molar ratio) FFA = PA:SA:AA:BA:TA:LA:CA or MyA:PA:SA:AA:BA (Variable ratio) |
Polycarbonate 50 nm filter | SAXS, EM, and permeation studies | Benzoic acid |
|
[172] |
Cer[AP]:Chol:PA:ChS (55:25:15:5 wt%) |
Polycarbonate 50 nm filter | SAXS, polarisation, confocal and ESEM microscopies, Raman imaging, FTIR, and diffusion studies | Urea |
|
[173] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NP24]:[NP16] (16:56:18:10 mol%) |
Polycarbonate 50 nm filter | FTIR and interaction studies | γ-undecalactone, DDA, and diethyl 1,4-cyclohexanedicarboxylate |
|
[174] |
Cer[NS]:Chol:PA (1:1:1 molar ratio) |
Polycarbonate 50 nm filter | Laurdan fluorescence, SEM, Raman scattering, and permeability studies | Benzoic acid and CAF |
|
[175] |
Cer:Chol:FFA (1:1:1 molar ratio) pigCer or synCer = [EOS]:[EOP]:[NS]:[NP24]: [AS]:[NP16]:[AP] (Variable ratio) FFA = PA:SA:AA:BA:TA:LA:CA (1.8:4:7.7:42.6:5.2:34.7:4.1 mol%) |
Polycarbonate 50 nm filter | SAXS, FTIR, and permeation studies | HC |
|
[164] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NP24]: [AS]:[NP16]:[AP] (15:51:16:4:9:5 molar ratio) FFA = PA:SA:AA:BA:TA:LA:CA (1.8:4:7.7:42.6:5.2:34.7:4.1 mol%) |
Polycarbonate 50 nm filter | SAXS, FTIR, TEWL, and permeation studies | HC |
|
[176] |
aCer:Chol:LA:ChS (1:1:1 molar ratio + 5 wt%) |
Polycarbonate 15 nm filter | IR, SWAXS, and permeation studies | TH and IND |
|
[177] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [NS] or [NS]:[NP24]:[AS]:[NP16]: [AP] (60:19:5:11:6 mol%) FFA = PA:SA:AA:BA:LA(1.8:4:7.6:47.8:38.9 mol%) |
Polycarbonate 50 nm filter | FTIR, XRD, and permeability studies | ethyl-PABA |
|
[178] |
Cer:Chol:SA:ChS (1:1:1 molar ratio + 5 wt%) Cer = [NP]:[AP] (Variable ratio) |
Polycarbonate 15 nm filter | IR, EI, EM, and permeation studies | TH and IND |
|
[179] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS], [EOS]:[AS], [EOS]:[NP] or [EOS]:[AP] (40:60 mol%) FFA = PA:SA:AA:BA:LA (1.8:4:7.6:47.8:38.8 mol%) |
Polycarbonate 50 nm filter | FTIR, X-ray, and permeability studies | ethyl-PABA |
|
[169] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS]:[NS24]: [NS16]:[NP]:[AS24]: [AS16]:[AP24] (Variable ratio) FFA = PA:SA:AA:BA:LA (Variable ratio) |
Polycarbonate 50 nm filter | FTIR, SWAXS, permeability studies, and TEWL | ethyl-PABA |
|
[180] |
hCer:Chol:FFA:ChS (1:1:1 molar ratio + 5 wt%) FFA = PA:SA:AA:BA:LA (1.8:4:7.6:47.8:38.8 mol%) Cer[NS]:Cer[EOS]:Chol: LA:ChS (Variable ratio) |
Polycarbonate 15 nm filter | WAXS, FTIR, TEWL, electrical impedance, and permeation studies | TH and IND |
|
[181] |
aCer[NS]:Chol:LA:ChS (1:1:1 molar ratio + 5 wt%) |
Polycarbonate 15 nm filter | XRD, IR spectroscopy, permeability studies, water loss, and electrical impedance | TH and IND |
|
[36] |
Cer:Chol:LA (1:1:1 molar ratio) Cer = [EOS]:[NS24] or [EOS:NS16] (Variable ratio) |
Polycarbonate 50 nm filter | FTIR, SAXS, and permeation studies | ethyl-PABA |
|
[182] |
Cer:Chol:FFA+ChS (1:1:1 molar ratio + 5 wt%) Cer = [NS], R-/S-[AS], [NdS], R-/S-[AdS], [NP] or R-/S-[AP] |
Polycarbonate 15 nm filters | XRD, FTIR, and permeability studies | TH and IND |
|
[37] |
Cer:Chol:FFA (1:1:1 molar ratio) Cer = [EOS]:[NS] (10–90:90–10 mol%) FFA = PA:SA:AA:BA:LA (1.8:4:7.6:47.8:38.8 mol%) |
Polycarbonate 50 nm filters | SAXS, FTIR, permeation studies, and TEWL | ethyl-PABA |
|
[183] |
Cer:Chol:FFA:ChS (1:1:1 molar ratio + 5 wt%) Cer = [EOP]:[EOdS]:[EOS]: [AP]:[AS]:[NP]:[NS]: [NdS]:[AdS] (Variable ratio) FFA = BA:LA:AA:SA:PA (47.1:41.4:6.9:3.3:1.3 mol%) |
Polycarbonate 15 nm filter | XRD, FTIR, electrical impedance, and permeability studies | TH and IND |
|
[184] |
|
[185] | ||||
Cer[NS]:Chol:FFA:ChS (Variable ratio) FFA = PA:SA:AA:BA:LA (1.8:3.9:7.5:47.8:39 mol%) |
Polycarbonate 15 nm filters | H-NMR, SAXS, WAXS, zeta potential, and permeability studies | TH and IND |
|
[186] |
Cer[NS]:Chol:PA (1:1:1 molar ratio) |
Polycarbonate 50 nm filters | SEM, DLS, and permeation studies | CAF |
|
[187] |
Skin-PAMPATM approaches | |||||
Certramides:Chol:SA (0 to 1:1:1 molar ratio) |
Multiscreen-IP 450 nm pores | Permeability studies | CIP, NFD, and VER |
|
[80] |
Certramides:Chol:SA: Si oil |
StirwellTM PAMPA | Permeability studies | APAP, DCF, FUR, NAP, PEF, TH, and VER |
|
[188] |
PVPA-based approaches | |||||
E80:BSCCer:Chol:PA:ChS (77:23:0:0:0 or 50:27.5:12.5:7.5:2.5 wt%) |
Mixed cellulose ester 650 nm filters | Permeation studies | Flu, IBP, IND, SAL, FITC-dextran, and CAL |
|
[189] |
E80:BSCCer:Chol:PA:ChS (50:27.5:12.5:2.5:7.5 wt%) |
Mixed cellulose ester 650 nm filters | Permeation and stability studies | Liposomal formulations of DCF |
|
[190] |
E80:BSCCer:Chol:PA:ChS (77:23:0:0:0 or 50:27.5:12.5:7.5:2.5 wt%) |
Mixed cellulose ester 650 nm filters | Stability and permeation studies | CAF, ACV, CPL, and CAL (liposomal formulation and/or aqueous solution) |
|
[191] |
Diffusion studies | CAF, DCF, CAP and CAL |
|
[192] | ||
EPC/SPC:BSCCer:Chol:PA:ChS (25–80:41–11:18–5: 3.75–1:11.25–3 wt%) |
Nylon 450 nm filters | Menthol enhancer permeation studies, comparison with porcine ear skin and ATR-FTIR | FCA, PF, ALB, THC, and THP |
|
[193] |
EPC:Chol (77:23 wt%) |
Nylon 450 nm filters | SEM, electrical resistance, ATR-FTIR, and permeation studies | FCA, PF, ALB, THC, and THP |
|
[194] |
Cer:EPC:Chol:SA:ChS (50:25:12.5:10:2.5 wt%) |
Polycarbonate 400 nm filters | SEM, electrical resistance permeation, and stability studies | CAL, CAF, CSP, DCF, MTX, and NAP |
|
[195] |
Stability studies and permeability studies | CAL |
|
[196] |
aCer—analog ceramides; AA—arachidic acid; ALB—albiflorin; APAP—acetaminophen; ATR-FTIR—attenuated total teflection Fourier-transform infrared; BA—behenic acid; BSC—bovine spinal cord; CA—cerotic acid; CAF—caffeine; CAL—calcein; CAP—chloramphenicol; Cer—ceramide; Cer[AdS]—α-hydroxy fatty acid/dihydrosphingosine base ceramide; Cer[AP]—α-hydroxy fatty acid/phytosphingosine base ceramide; Cer[EOdS]—ω-hydroxy fatty acid/dihydro-sphingosine base ceramide; Cer[EOS]—ester-linked ω-hydroxy fatty acid/sphingosine base ceramide; Cer[NdS]—non-hydroxy fatty acid/dihydrosphingosine base ceramide; Cer[NP]—non-hydroxy fatty acid/phytosphingosine base ceramide; Cer[NS]—non-hydroxy fatty acid/sphingosine base ceramide; Chol—cholesterol; ChS—cholesteryl sulfate; CIP—ciprofloxacin; CSP—cyclosporine; DCF—diclofenac; DDA—dodecyl acetate; DLS—dynamic light scattering; E-80—egg phospholipid lipoid E-80; EM—electron microscopy; EPC—egg phosphatidylcholine; ESEM—environmental scanning electron microscopy; FCA—ferulic acid; FFA—free fatty acid; Flu—flufenamic acid; FTIR—Fourier-transform infrared; FUR—furosemide; HC—hydrocortisone; hCer—human isolated ceramide; IBP—ibuprofen; IND—indomethacin; IR—infrared; LA—lignoceric acid; MTX—methotrexate; NAP—naproxen; NFD—nifedipine; PA—palmitic acid; PABA—p-aminobenzoic acid; PAMPA—parallel artificial membrane permeability assay; PEF—pefloxacin; PF—paeoniflorin; PVPA—phospholipid vesicle-based permeation assay; pigCer—pig isolated ceramide; SA—stearic acid; SAL—salicylic acid; SAXS—small-angle X-ray scattering; synCer—synthetic ceramide; SEM—scanning electron microscopy; SPC—soybean phosphatidylcholine; SWAXS—small- and wide-angle X-ray scattering; TA—tricosylic acid; TEWL—transepidermal water loss; TH—theophylline; THC—tetrahydrocolumbamine; THP—tetrahydropalmatine; WAXS—wide-angle X-ray scattering; VER—verapamil; XRPD—X-ray powder diffraction.
From a general point of view, a SCS can be described as a synthetic model of SC ILM that consists of depositing an appropriate mixture of lipids mimicking a SC ILM composition on a porous substrate. This porous substrate covered by the lipid mixture intends to be mounted in a typical diffusion cell between donor and acceptor compartments (Figure 6A). What differentiates the type of SCS is the approach followed to cover the filter membranes with lipids. Therefore, the approaches can be divided into spraying by airbrush (Figure 6A), the Skin-PAMPATM (Figure 6B), and the Phospholipid Vesicle-based Permeation Assay (PVPA) (Figure 6C).
4.1. Spraying by Airbrush
The deposition of the SC lipid mixture onto a porous substrate via the spraying method entails a series of steps that have been optimised through time. Initially, lipids are dissolved in a hexane:96% ethanol (2:1 v/v) solution to a final desired concentration of 4.5 mg∙mL−1. Subsequently, this solution is sprayed onto the substrate under a nitrogen flow, typically employing a Linomat system with an extended y-arm (Figure 6A). Following that, an incubation period is employed, which can vary in temperature (from 70 to 90 °C, depending on the Tm of the used mixture) and duration (from 10 to 30 min), culminating in a cooling step to room temperature that can last 30 min, 3 h, or overnight.
In studies comparing three different methods for lipid airbrushing—manual, using a rotor, or the Linomat—the Linomat apparatus was found to be the most suitable for preparing SCS due to its efficiency and the uniformity of the membrane thickness compared to the other two methods. Although using benzoic acid as model compound, the steady-state flux was similar for the three SCS, and the values were very similar to human SC, so the authors selected the Linomat as the most appropriate apparatus for preparing the SCS [185]. Furthermore, the most critical factors in the spraying protocol to ensure the suitability of the SCS for permeability tests, in which it is imperative to obtain a densely packed and uniform layer, were investigated [58]. The research findings suggest that these critical factors include (i) the total lipid concentration; (ii) the composition of the organic solvent mixture; and (iii) the spraying equipment parameters, like the distance between the airbrush and the filter, the nitrogen pressure during both spraying and drying stages, and the amount of lipid reaching the porous substrate [58]. Deviation in the process conditions can lead in suboptimal outcomes, such as organic solvent evaporation occurring from the inside to the periphery and potential overspray of lipid solution onto the periphery of the filters, which typically occurs when nitrogen pressure is too high or the evaporation rates for the lipid solution are inadequate. During solvent evaporation, the lipid concentration increases, leading to lipid crystallisation based on their solubility. In diffusion experiments, non-hydrated lipid membranes must maintain their integrity when exposed to donor and acceptor solutions for an extended duration. Preliminary studies indicated that the SCS remained intact for at least 20 h during a typical diffusion experiment [58]. The lipid membranes cooled to room temperature before hydration exhibited minimal pore formation, with no water pools within the membranes at room temperature [58].
The use of this approach is prevalent in the scientific literature, and it is used not exclusively for permeation experiments but also for the biophysical and dynamical characterisation of SC permeability. An equimolar mixture of Cer[NS]:Chol:PA airbrushed in polycarbonate membranes formed a gel-phase structure capable of maintaining robustness even at high temperatures [175]. The permeability of caffeine (CAF) and benzoic acid in this SCS was comparable to that of real SC. However, there were variations in the membrane thickness (ranging from 16 to 26 μm) due to some sprayed droplets not coalescing into the continuous layer [175]. SCS composed solely of phytosphingosine Cers (Cer[NP] and Cer[AP]) demonstrated permeability characteristics similar to human skin when theophylline (TH) and indomethacin (IND) were used as model compounds [179]. However, the steady-state time for both permeants in SC membranes was shorter than in human skin. Variable ratios of the Cers content were tested, and while Cer[AP] showed the highest TH permeability, there was no significant difference from the TH and IND flux in porcine skin [179]. The influence of sphingosine- and phytosphingosine-based Cers on SCS permeability was compared. The steady-state flux of ethyl-PABA was significantly lower in phytosphingosine-based SCS compared to their sphingosine counterparts. There was no significant difference in the steady-state flux of ethyl-PABA between SCS with non-hydroxy fatty acid-based Cers and their α-hydroxy fatty acid counterparts [169]. Kovacik et al. investigated the effects of Cer α-hydroxylation and stereochemistry on the barrier properties. Both saturated sphingosine double bonds of Cer[NdS] and Cer[NP] and α-hydroxylation increased the water loss compared to the control Cer[NS], except for Cer(R)-[AdS], where water loss did not change. TH, a small molecule with balanced lipophilicity, showed decreased permeability upon Cer α-hydroxylation, with a significant difference between Cer(R)-[AdS] and Cer(S)-[AdS] diastereomers. IND, being larger and more lipophilic, exhibited similar permeability across α-hydroxylated Cers, except for Cer(R)-[AdS] and Cer(S)-[AdS] diastereomers, which showed twice the permeability of Cer[NdS] [37]. Furthermore, Kovácik et al. synthesised several unnatural Cer[NS]: 1-deoxy-, 3-deoxy-, and N-Me- and combined them with LA, Chol, and ChS for permeability testing [36]. Modifications at the polar headgroup had a significant effect on the SC model properties. The presence of an OH group at the C1 position was crucial for a proper lipid mixture, as the 1-deoxy-Cer[NS]-based system exhibited significantly higher permeability compared to physiological Cer[NS]. The N-methylation of Cer[NS] increased the water loss threefold and TH and IND permeability tenfold compared to the control [36]. Moreover, the influence of increasing the Cer[EOS] content in SCS barrier function was investigated [183]. Increasing the Cer[EOS] content from 10 to 30% of the total Cer fraction did not significantly affect the ethyl-PABA permeability. However, a further increase to 50, 70, and 90% of the Cer[EOS] content resulted in enhanced permeability, accompanied by increased water loss at higher Cer[EOS] contents (70 and 90%), attributed to the formation of a liquid-like phase.
The SCS were also examined for their utility in testing permeation enhancers, particularly those affecting the SC lipid matrix, such as Azone® and L-Pro2 [183]. Groen et al. examined the suitability of a SCS to mimick human SC by studying the interactions between the SC lipid system and three models from a class of chemicals frequently used as fragrance raw materials: γ-undecalactone, dodecyl acetate, and diethyl 1,4-cyclohexanedicarboxylate [174]. Between the several advantages, including the possibility to investigate the hydrogen bonding between headgroups, one limitation was assigned to SCS models over SC by tape-stripping: the impossibility so far to determine the in-depth profile of compounds [174].
4.2. Skin-Parallel Artificial Membrane Permeability Assay (Skin-PAMPATM)
Originally, the PAMPA method was developed for the rapid assessment of the passive membrane transport of molecules. Due to its potential cost-effectiveness and high-throughput capabilities, PAMPA has been widely adopted in the pharmaceutical industry [80]. The PAMPA method involves a 96-well plate with a filter that separates two compartments: the donor compartment containing a buffer solution of the compound under investigation and the acceptor compartment containing fresh buffer solution (Figure 6B). Over time, adaptations of PAMPA have been made to evaluate the epithelial intestinal barrier and blood–brain barrier (BBB) permeation. Recently, Sinko et al. introduced Skin-PAMPATM. In Skin-PAMPATM, the SC ILM lipid model consists of a lipid mixture containing certramides (instead of Cers), Chol, SA, and silicon oil [80,188]. Certramides, which are analogous of Cers, differ from natural Cers in that they lack unsaturated bonds in the side chain but share structural similarities, such as similar molecular size, hydrogen bond/acceptor capabilities, and high lipophilicity [80,188]. Skin-PAMPA showed a limited correlation with the epidermis, but a stronger correlation was observed with full-thickness skin [188]. When comparing Skin-PAMPATM with other artificial models and using porcine skin as the reference, permeability data for a selection of drugs solubilised in different vehicles were examined. The results indicated that, among several artificial models, including Strat-M®, Skin-PAMPATM provided the highest correlation by accurately ranking four out of six vehicles [197].
Despite claims of structural similarity between certramides and Cers and good correlations with animal models, the absence of unsaturated bonds and the presence of silicone oil in the mixture may limit the ability of the Skin-PAMPATM tool to accurately replicate the complex structure of SC ILM. As discussed in the previous section, the composition of the lipid mixture employed has a direct impact on membrane permeability, and the presence of unsaturated acyl chains is critical for the formation of either LPP and liquid-like domains crucial for the proper elasticity of SC lipid models [50,157,159]. Furthermore, analysing the statements taken before as the most critical characteristics of SC lipid systems, Skin-PAMPATM fails in the coexistence of different bases of Cers in a single mixture and in the presence of acylCers and also fails to guarantee a range of FFA chain lengths varying between C16 and C26.
4.3. Phospholipid Vesicle-Based Permeation Assay (PVPA)
The other proposal to obtain SCS is based on a lipid covering barrier created by a tight layer of liposomes on a filter support—PVPA [189,191]. The PVPA model was initially developed to mimick the intestinal barrier based on a membrane filter support with deposited liposomes of a defined composition [198,199]. A schematic representation of the full method to fabricate PVPA membranes is depicted in Figure 6C. The original PVPA model waas prepared by placing the liposomes through centrifugation onto a mixed cellulose filter, followed by solvent evaporation and freeze–thaw cycling to promote liposome fusion, resulting in a tight barrier. This vesicle-based barrier was characterised by unrequired agitation during the experiments, which was explained by the presence of aqueous compartments immobilised within the vesicle’s matrix. Later, a modified version of the PVPA model with phospholipids composed by a SC lipid matrix lipid mixture was designed [189], in which the permeability of different compounds was evaluated and validated by comparison with data obtained from animal skin models and from in silico [189]. The model was then compared to a commercially available reconstructed human skin model—EpiSkin®—and the authors reported that the PVPA model was more effective, less expensive, and had longer storage stability than EpiSkin® [191]. Other permeation experiments were conducted based on this approach, including testing the PVPA relevance in preformulation studies and evaluating permeation enhancers [190,192,193,195,196]. Shakel et al. then presented a modified PVPA. The authors sonicated the multilamellar vesicles (MLVs) colloidal dispersion to decrease and homogenise the liposome size towards the adaptation to polycarbonate filter support with 400 nm. Then, the modified PVPA briefly consisted of retaining/passing of a portion of large unilamellar vesicles (LUVs) through a membrane filter with successive centrifugation, followed by freeze–thawing until the pores were filled by the LUVs and a layer on top began to form by the addition of MLVs [195]. While the PVPA from Engesland et al. was stable up to 2 weeks of storage at −70 °C, Moniz et al. showed that their modified PVPA [195] could maintain its integrity and lipid content over 12 weeks when stored at −20 °C, without changes in the calcein (CAL) permeability [196]. In the same investigation, while the modified PVPA model was not affected by the presence of a set of cosolvents that were usually employed as skin permeation enhancers (Tween® 20, Tween® 80, and PEG 400), ethanol at 10% (v/v) altered the integrity of the barrier [196].
The main disadvantage of the PVPA approach lies in the presence of phosphatidylcholine in the SC mimetic mixture, which does not translate the subclasses characteristically found in SC.
5. Commercially Available and Patented Skin Models
The use of skin, whether human or animal, has long been regarded as the gold standard for assessing (trans)dermal permeability. The commercial products like Transderm-Scop®, Androderm®, and Alora® were excised human skin used as a surrogate for in vivo studies [11,200]. Yet, ethical, technical, and economic challenges have stalled their widespread use. Obtaining human skin poses hurdles due to ethical concerns, high variability, low throughput, and technical challenges, limiting its use. Similarly, obtaining animal skin is time-consuming, technically challenging, and costly, and excised skins do not accurately represent human skin physiology and structure. In addition, both in vivo animal and human studies and ex vivo studies using excised skin models contribute significantly to the carbon footprint of pharmaceutical industries, raising sustainability concerns. The pharmaceutical and industry/research sectors are increasingly inclined to adopt other in vitro testing methods to lessen the reliance on in vivo studies or ex vivo surrogates. This trend is further emphasised by the EU prohibition on animal testing in cosmetic and toxicology evaluations by the directive 76/768/EEC [201], demanding alternative skin permeation testing methods.
In response to this, models equivalent to living skin have been developed by culturing human skin components such as keratinocytes and fibroblasts, and several human skin cell cultures are commercially available as skin models: EpiSkinTM model (Episkin, L’Oréal, Lyon, France), EpiDermTMmodel (MatTek Corporation, Ashland, MA, USA), SkinEthicTM (Episkin, L’Oréal, Lyon, France), LabskinTM (Labskin, Lyon, France), EpiCS® model (CellSystems, Troisdorf, Germany), Straticell model (Straticell, Les Isnes, Belgium), and Labcyte model (Gamagori, Japan); Full-thickness models such as the StrataTest® model (Stratatech, Madison, WI, USA), Phenion Full-Thickness Skin Model (Phenion, Düsseldorf, Germany), GraftSkin® (Apligraf, Organogenesis, MI, USA), EpiDermFT® (MatTek Corporation, Ashland, MA, USA), and Vitrolife-SkinTM model (Kyoto, Japan) [11,202]. These models have been employed in Franz diffusion cells for permeation assessments or incorporated into microfluidic chips (known as ‘skin-on-chip’). However, they still fail to address several issues related to excised tissue, proving expensive, requiring specialised technical skills, and inadequately replicating human skin permeation. Primarily utilised for skin irritation and toxicity assessments, these cellular models present challenges that surpass the conveniences offered by microfluidic analysis. Despite the potential benefits of microfluidic technology in enhancing screening processes, the integration of skin cell-based models presents obstacles to achieving high-throughput screening. These hindrances include limitations in storage capacity of the cell-based models, lack of reproducibility, technical handling requirements, and elevated screening costs [11].
Finally, non-cellular skin models have been developed to access skin permeation. membranes. Most models are synthetic membranes for transdermal delivery composed of silicone-based membranes such as SilatosTM (LMA, Better by design, London, UK), Silastic® (Dow Corning Corporation, Midland, MI, USA), and multiple layers of polyester sulfone Strat-M® (Merck Millipore, Burlington, MA, USA). While synthetic membranes offer certain advantages over human or animal skins, establishing a definitive correlation with human SC barrier function, especially in finite dose applications, remains a challenge. Additionally, these models, predominantly composed of hydrophobic polymers, exhibit varying permeation efficiencies. While they provide reasonable estimations for hydrophilic compounds, they tend to overestimate the permeation of lipophilic compounds [11].
Recently, there have been advancements in synthetic barriers with compositions that more closely mimick natural skin. For instance, Permeapad® (PHABIOC GmbH, Karlsruhe, Germany, patent WO 2016/078667 A1) [203] features two cellulose membranes with a phospholipid layer in between, while Skin-PAMPATM (Pion Inc., Billerica, MA, USA), already detailed in the previous section, utilises a model containing a synthetic amide-based compound containing certramide, free fatty acid, and cholesterol. Permeapad® offers a membrane model for use in Franz diffusion cells or as part of the PermeaPad® Plate consisting of two 96-well plates. The upper plate serves as the donor, with an insert plate integrating the membrane model, and the bottom plate acts as the acceptor. The bottom PermeaPad® Plate can be conveniently placed in standard fixtures of 96-well plates from HPLC equipment to quantify permeated compounds. On the other hand, Skin-PAMPATM is available as the SuperQuick® Skin-PAMPA Kit (Creative bioarray, New York, NY, USA) comprising two 96-well plates, with the upper plate serving as the donor and the bottom plate as the acceptor. The skin model is provided as an organic solution to be added to the donor plate and allowed to dry. Like Permeapad®, the bottom plates of Skin-PAMPATM can be placed in standard fixtures of 96-well plates from HPLC equipment for the quantification of permeated compounds.
Besides Permeapad® and the SuperQuick® Skin-PAMPA Kit, there are no competing high-throughput screening commercially available solutions incorporating cell-free mimetic models of skin. However, some patented devices can be applied for cells-on-chip (US10870823B2 [204], WO2021168511A1 [205], and US2022265176A1 [206]). Few other cell-free skin models have been patented:
CN114577678A—This Chinese national patent presents liposomes hydrated with 10% keratin arranged between two sealed polycarbonate membranes forming a mimetic model of skin. Filed by Nanjing Traditional Chinese Medicine University in 2022, the model offers the advantage of containing keratin, representing a protein component of the skin. However, polycarbonate membranes lack physiological relevance and do not mimick any skin component. There is no associated high-throughput device for a permeation assessment [207].
WO2008011812A1—This international patent describes synthetic phospholipid polymers containing amphipathic regions. Filed by the Shanghai Cancer Institute in 2008, these polymers mimick the dual affinity of the lipid matrix (hydrophilic and hydrophobic portions). However, they do not possess physiological relevance, failing to mimick the lamellar and lateral organisation crucial for the skin’s permeation barrier functions [208].
6. Conclusions and Prospects
Over the last 30 years, numerous research groups have contributed to a better understanding of the structure of skin and the mechanisms of its permeation, and due to increasingly sophisticated biophysical techniques, our knowledge on skin permeation has grown markedly. The promising outcomes obtained from the analysis of model drugs and other permeability markers underscore the clear potential of SCS to be employed in a more standardised, less expensive, and more ethical way when investigating drugs or cosmeceuticals, especially those intended for compromised skin conditions, compared to other current models. SCS can potentially reduce the costs and the use of animal testing in the early stages of drug candidates, drugs, and cosmeceuticals development. While each discussed approach has its own set of advantages and disadvantages, a significant shared advantage of all SCS models is their versatility in allowing the use of different lipid compositions. These lipid compositions can be tailored to mimick specific skin disorders that are challenging to reproduce in clinical studies. SCS models are appealing, because the lipid composition can be precisely defined and modified as needed to simulate the desired conditions. This flexibility enables researchers to investigate how various chemicals impact both healthy and diseased skin through subtle changes in lipid systems.
SCS systems are well suited for testing a wide range of chemical classes that may come into contact with SC lipids and potentially affect skin barrier properties negatively. Therefore, SCS can find extensive applications in the fields of skin biophysics, dermatology, transdermal drug delivery, and risk assessment.
In conclusion, future directions of the use of skin models should encopass the following main features:
-
(i)
an increasingly mimetic composition and structure of SC ILM essential to reproduce its permeation barrier function. To this end, not only the lipid composition should be considered but also the protein fraction (e.g., keratin).
-
(ii)
adapting skin models to high-throughput screening. The integration of skin cell-free models into microfluidic chips that mimick the skin laminar flow can boost throughput and reduce cost, cut human intervention and errors, and set a new standard for skin permeation studies.
-
(iii)
adding a new dimension to skin permeation evaluations by providing molecular/biophysical insights into permeation, vital to predicting potential skin toxicity.
-
(iv)
investing in models that not only mimick healthy skin but also injured skin conditions that enable researchers to delve into the intricate dynamics of how various skin conditions influence compound permeation, offering invaluable insights into treatment efficacy and safety. Mimicking permeation behaviour in diseased skin aligns with the principles of personalised medicine, emphasising tailored treatments based on individual patient profiles and needs. This would empower researchers to deepen their understanding of how specific skin conditions impact barrier function and permeability, thereby facilitating the development of precise therapeutic interventions.
Supplementary Materials
The following supporting information can be downloaded at https://www.mdpi.com/article/10.3390/pharmaceutics16060807/s1: Table S1. Examples of Stratum Corneum (SC) lipid model mixtures reported in the literature for either deciphering SC structure or as in vitro platforms to study compound-SC lipid matrix interaction (previous to 2010).
Author Contributions
Conceptualisation and writing—E.F., C.M.L. and M.L.; Visualisation, E.F.; funding acquisition, M.L. and C.M.L. All authors have read and agreed to the published version of the manuscript.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
Not applicable.
Conflicts of Interest
The authors declare no conflicts of interest.
Funding Statement
This work was supported by the Portuguese Foundation for Science and Technology (FCT) in the framework of the Strategic Funding UIDB/04650/2020 and UIDB/04050/2020 (CF-UM-UP and CBMA), UIDP/04378/2020 and UIDB/04378/2020 (Research Unit on Applied Molecular Biosciences, UCIBIO), and the project LA/P/0140/2020 (Associate Laboratory Institute for Health and Bioeconomy, i4HB). E. F. is funded by FCT, POPH, and FEDER/COMPETE through grant SFRH/BD/147938/2019.
Footnotes
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