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. 2024 Jul 5;63(7):168. doi: 10.1007/s00526-024-02750-4

An elementary proof of existence and uniqueness for the Euler flow in localized Yudovich spaces

Gianluca Crippa 1,, Giorgio Stefani 2
PMCID: PMC11226527  PMID: 38975570

Abstract

We revisit Yudovich’s well-posedness result for the 2-dimensional Euler equations for an inviscid incompressible fluid on either a sufficiently regular (not necessarily bounded) open set ΩR2 or on the torus Ω=T2. We construct global-in-time weak solutions with vorticity in L1Lulp and in L1YulΘ, where Lulp and YulΘ are suitable uniformly-localized versions of the Lebesgue space Lp and of the Yudovich space YΘ respectively, with no condition at infinity for the growth function Θ. We also provide an explicit modulus of continuity for the velocity depending on the growth function Θ. We prove uniqueness of weak solutions in L1YulΘ under the assumption that Θ grows moderately at infinity. In contrast to Yudovich’s energy method, we employ a Lagrangian strategy to show uniqueness. Our entire argument relies on elementary real-variable techniques, with no use of either Sobolev spaces, Calderón–Zygmund theory or Littlewood–Paley decomposition, and actually applies not only to the Biot–Savart law, but also to more general operators whose kernels obey some natural structural assumptions.

Mathematics Subject Classification: Primary 76B03, Secondary 35Q35

Introduction

Euler equations

The two-dimensional Euler equations for an incompressible inviscid fluid are given by

tv+(v·)v+p=0in(0,+)×Ω,divv=0in[0,+)×Ω,v·νΩ=0on[0,+)×Ω,v|t=0=v0onΩ, 1.1

on either a sufficiently smooth (possibly unbounded) simply connected open set ΩR2 or on the 2-dimensional torus Ω=T2, where v:[0,+)×ΩR2 is the velocity of the fluid, p:[0,+)×ΩR is the (scalar) pressure and νΩ:ΩR2 is the inner unit normal to Ω. In the cases Ω=R2 and Ω=T2, no boundary condition is imposed.

The vorticity ω:[0,+)×ΩR of the fluid is given by the relation ω=curlv and satisfies the Euler equations in vorticity form

tω+div(vω)=0in(0,+)×Ω,v=Kωin[0,+)×Ω,ω|t=0=ω0onΩ. 1.2

The relation appearing in the second line of (1.2) is the so-called Biot–Savart law and allows to recover the velocity v from the vorticity ω. In fact, since divv=0, there exists a stream function ψ:[0,+)×ΩR (uniquely determined up to an additive time-dependent constant, if Ω is connected) such that

v=-x2ψx1ψ=ψon[0,+)×Ω. 1.3

By applying the curl operator to both sides of (1.3), we get the Poisson equation

Δψ=ωonΩ, 1.4

so that

v(t,x)=Ωk(x,y)ω(t,y)dy=Kω(t,x)

for xΩ and t[0,+), where k:Ω×ΩR2 is an integral kernel obtained by composing the operator with the Newtonian potential on Ω. Note that the relation v=Kω encodes both the incompressibility property of the fluid divv=0 and the no-flow boundary condition v·νΩ=0, since one imposes a Dirichlet condition at the boundary of Ω in order to solve the Poisson equation (1.4). Also note that, in the case of the 2-dimensional torus, (1.4) is only solvable under the compatibility condition that ω has zero average on T2. At least formally, such condition follows from the definition of ω as the curl of the velocity field. In case the set Ω is not simply connected, the Biot–Savart law needs to be modified taking into account the circulations of the velocity field around the “holes” of Ω, which requires the use of suitable harmonic vector fields, see [21] for instance.

If Ω=R2, then actually k(x,y)=k2(x-y) with

k2(x)=12π1|x|2-x2x1=12πx|x|2for allxR2,x0.

On a sufficiently regular open set ΩR2 and on the torus Ω=T2, the kernel k does not have such an easy and explicit expression but, nevertheless, is known to satisfy some suitable a priori estimates (see [29, 30] and also inequalities (2.1) and (2.2) below).

For a detailed exposition of the theory of the Euler equations, we refer the reader to the monographs [4, 11, 28, 30] and to the survey [14].

Existence and uniqueness of weak solutions of (1.2) with bounded vorticity is due to Yudovich [41]. Existence of weak solutions was later achieved even for unbounded vorticities under weaker integrability assumptions, see [1517, 27, 37] for the most relevant results.

Uniqueness of unbounded weak solutions of (1.2) is an extremely delicate problem. On the one side, in [42] Yudovich himself extended his previous uniqueness result [41] to the case of unbounded vorticities belonging to the now-called Yudovich space, see below for the precise definition. A different approach relying on Littlewood–Paley decomposition techniques was pursued by Vishik [38]. Further improvements were subsequently obtained by several authors [5, 6, 12, 20], additionally establishing some propagation of regularity of solutions under more restrictive assumptions on the initial data. Important results have been also achieved on open sets with rough boundary, see [19, 2224]. On the other side, the uniqueness of weak solutions of (1.2) in Lp(R2) for p<+ is currently an open problem, see [79, 39, 40] for some recent advances.

Yudovich’s energy method

In this paper, we revisit Yudovich’s well-posedness result in [42]. Our approach is simpler and explicit, and is based on elementary real-variable techniques only. In fact, we make no use of either Fourier theory or Littlewood–Paley decomposition and even, somewhat surprisingly, we do not need to rely on either Sobolev spaces or Calderón–Zygmund operator theory.

Yudovich’s original approach [41, 42] to the uniqueness is essentially based on a clever energy argument (we refer the reader also to [11, Chapter 5], [28, Chapter 8] and [30, Chapter 2] for a more detailed exposition). The idea behind this method is to show that the squared L2 distance between the velocities of two solutions (also called the relative energy)

E(t)=Ω|v(t,x)-v~(t,x)|2dx

starting from the same initial datum obeys a Grönwall-type integral inequality.

If the vorticity is bounded, then one can exploit the Biot–Savart law v=Kω in (1.2) together with some standard Calderón–Zygmund estimates to get

vLp(Ω)Cp 1.5

for any p(1,+) sufficiently large, where the constant C>0 depends on ωL(Ω) only. An energy estimate on (1.1) combined with (1.5) gives

graphic file with name 526_2024_2750_Equ6_HTML.gif 1.6

By comparison with the maximal solution of (1.6), one must have that

E(t)(Ct)p(CT)pfort[0,T],

so that E(t)=0 for all t[0,T] letting p+, provided that CT<1.

If the vorticity is not bounded but the function pωLp(Ω) has moderate growth for p+, then the argument above can be modified to get an estimate of the form

E(t)0tβ(E(s))ds, 1.7

for some function β:[0,+)[0,+) depending on the growth of the Lp norm of the vorticity for p+, namely, to which Yudovich space the vorticity belongs to.

Let us recall the definition of Yudovich space. Here and in the rest of the paper, we let Θ:[1,+)(0,+) be a non-decreasing function.

Definition 1.1

(Yudovich space) We let

YΘ(Ω)=fp[1,+)Lp(Ω):fYΘ(Ω)=supp[1,+)fLp(Ω)Θ(p)<+

be the Yudovich space on Ω associated to Θ.

Note that, if Θ is bounded, then YΘ(Ω)L(Ω). If Θ is unbounded, then it is not difficult to see that YΘ(Ω)L(Ω).

Now, if the vorticity belongs to YΘ(Ω), then one replaces (1.5) with

vLp(Ω)ωYΘ(Ω)pΘ(p)

and the computation leading to (1.6) now gives

graphic file with name 526_2024_2750_Equ188_HTML.gif

for ε>0, where the implicit constant depends on the YΘ norm of the vorticity. Setting

graphic file with name 526_2024_2750_Equ8_HTML.gif 1.8

(here the choice of the value Inline graphic is irrelevant and is made for convenience only), we finally obtain

ddtE(t)E(t)ψΘ1E(t),

where the implicit constant depends on the YΘ norm of the vorticity. We have therefore obtained (1.7) with Inline graphic. Based on this computation, Yudovich’s well-posedness result can be stated as follows (for the precise notion of weak solution of (1.2), see Definition 3.2 below).

Theorem 1.2

(Yudovich [41, 42]) Let ΩR2 be a bounded open set with C2 boundary and assume that the function ψΘ in (1.8) satisfies

graphic file with name 526_2024_2750_Equ9_HTML.gif 1.9

Then, for any initial datum ω0YΘ(Ω), there exists a unique weak solution (ω,v) of (1.2) such that

ωL([0,+);YΘ(Ω)),vL([0,+);Cb(Ω;R2)). 1.10

In [42, Theorem 2], Yudovich also proved that the velocity v in (1.10) satisfies

graphic file with name 526_2024_2750_Equ11_HTML.gif 1.11

for a.e. t>0, and observed that the modulus of continuity Inline graphic satisfies the Osgood condition

graphic file with name 526_2024_2750_Equ189_HTML.gif

as a consequence of (1.9)

As it is apparent from the definition in (1.8), the precise behavior of ψΘ and its dependence on the growth function Θ are quite implicit. As a matter of fact, in his paper [42] Yudovich exhibited explicit formulas for the function ψΘ only in some particular cases. Precisely, if

Θm(p)=logplog2plog3plogmp 1.12

for some mN and for all p(1,+) sufficiently large, where

logmp=logloglogm timesp,

then

ψΘm(r)logrlog2rlog3rlogm+1r

for r>0 sufficiently large. In this range of examples, condition (1.9) holds for all mN. Condition (1.9) however fails for a growth function of order Θ(p)p for p+. In other words, as observed in [42, Examples 3.2 and 3.3], Theorem 1.2 holds for vorticities with singularities of order |log|log|x|| (corresponding to a growth function of order Θ(p)logp), but not for vorticities with singularities of order |log|x|| (corresponding to a growth function of order Θ(p)p) which, in turn, are typical singularities of BMO functions, see the discussion in [38] and the estimate (1.18) below.

Uniformly-localized Lp and Yudovich spaces

As recently pointed out by the work of Taniuchi [35] and by the subsequent developments obtained in [12, 36], Yudovich’s approach can be suitably localized in order to treat vorticities with possibly infinite global L1 norm.

Let us recall the definition of the uniformly-localized version of the Yudovich space introduced above. Here and in the rest of the paper, we let d:Ω×Ω[0,+) be the natural distance on Ω, that is, the Euclidean distance if ΩR2 and the geodesic distance if Ω=T2. We let Br(x) be the open ball of radius r>0 centered at xR2.

Definition 1.3

(Uniformly-localized Lp and Yudovich spaces) Let p[1,+). We let

Lulp(Ω)=fLlocp(Ω):fLulp(Ω)=supxΩfLp(ΩB1(x))<+ 1.13

be the uniformly-localized Lp space on Ω. By convention, we set Lul(Ω)=L(Ω). We also let

YulΘ(Ω)=fp[1,+)Lulp(Ω):fYulΘ(Ω)=supp[1,+)fLulp(Ω)Θ(p)<+

be the uniformly-localized Yudovich space on Ω associated to Θ.

Clearly, we have YΘ(Ω)YulΘ(Ω), with strict inclusion if Ω is unbounded. Note that, by an elementary geometric argument, if we set

fLul,rp(Ω)=supxΩfLp(ΩBr(x))

for all r>0, then

fLul,Rp(Ω)Rr2/pfLul,rp(Ω) 1.14

for all p[1,+) and R>r>0. In particular, the choice r=1 made in the definition (1.13) of the space Lulp(Ω) is completely irrelevant.

With these definitions at hand, Taniuchi’s well-posedness result can be stated as follows (see [36] for a similar result dealing with almost-periodic initial data in R2 and [12, Theorem 1.10] for initial data additionally belonging to a suitable Spanne space).

Theorem 1.4

(Taniuchi [12, 35]) Let Θ:[1,+)(0,+) be a non-decreasing function such that

+dppΘ(logp)=+. 1.15

Then, for any initial datum ω0YulΘ(R2), there exists a weak solution (ω,v) of (1.2) such that

ωLloc([0,+),YulΘ(R2)),vLloc([0,+);Lloc(R2;R2)). 1.16

In addition, if Θ satisfies

+dppΘ(p)=+, 1.17

then the solution (ω,v) in (1.16) is unique.

Note that condition (1.15) is satisfied by a growth function Θ(p)p for p+. In particular, since

fLulp(R2)pfbmo(R2) 1.18

for all p(1,+) (see [35, Definitions 3 and 5]), Theorem 1.4 provides existence of weak solutions of (1.2) starting from a BMO initial vorticity and bounded initial velocity (although in general the solution does not belong to BMO at later times), improving the previous existence result by Vishik [38]. We refer the reader to [35, Corollary 1.2] for the precise (and more general) statement of this result.

Main results

In this paper, we first of all completely revisit Yudovich’s uniqueness result (Theorem 1.2), employing an elementary and direct approach which makes the relation among the growth of the Lp norm of the vorticity, the modulus of continuity of the associated velocity, and the condition required for the uniqueness fully explicit.

Before stating our uniqueness result, let us introduce some notation that will be used throughout the paper.

Definition 1.5

(The function φΘ) Let Θ:[1,+)(0,+) be a non-decreasing function. We let the function φΘ:[0,+)[0,+) be such that φΘ(0)=0 and

φΘ(r)=r(1-logr)Θ(1-logr)forr(0,e-2][2mm]e-23Θ(3)forr>e-2 1.19

(the choice of the constant e-2 is irrelevant and is made for convenience only, see below). With a slight abuse of terminology, we say that φΘ is the modulus of continuity associated to the growth function Θ, and we define

Cb0,φΘ(Ω;R2)=vL(Ω;R2):supxy|v(x)-v(y)|φΘ(d(x,y))<+.

With the above notation in force, our uniqueness result can be stated as follows (for the precise notions of weak solution and of Lagrangian weak solution of the system (1.2), we again refer the reader to Definition 3.2 below).

Theorem 1.6

(Uniqueness) Let ΩR2 be either a sufficiently regular open set or the 2-dimensional torus Ω=T2. If Θ satisfies (1.17) and the function φΘ defined in (1.19) is concave on [0,+), then there is at most one Lagrangian weak solution (ω,v) of (1.2) with

ωLloc([0,+);L1(Ω)YulΘ(Ω)),vLloc([0,+);Cb0,φΘ(Ω;R2)), 1.20

starting from the initial datum ω0L1(Ω)YulΘ(Ω).

In Theorem 1.6, we do not specify the required regularity of the open set ΩR2 in detail, since such regularity is only needed to ensure the well-posedness of the Biot–Savart law appearing in (1.2). As a matter of fact, we do not require the open set ΩR2 either to be bounded or to have finite measure, in contrast to the result in Theorem 1.2.

Actually, Theorem 1.6 does hold for any operator K satisfying some suitable conditions (which hold in particular in the case of the Biot–Savart law), see Assumption 2.1 and Assumption 3.1 below.

Last but not least, the function φΘ defined in (1.19) provides a fully explicit modulus of continuity of the velocity in terms of the integrability of the vorticity. In other words, the regularity of the velocity stated in (1.20) can be seen as a more explicit version of (1.11) (even for a growth function Θ possibly not implying the uniqueness of the solution, see Theorem 1.8 below). In particular, Theorem 1.6 applies to the explicit growth function Θm in (1.12) for all mN, for which one can easily see that

graphic file with name 526_2024_2750_Equ190_HTML.gif

for all r>0 sufficiently small.

Remark 1.7

Actually, the word “Lagrangian” can be removed from the statement of Theorem 1.6, in the sense that uniqueness can be shown in the (a priori larger) class of all weak solutions. This is due to the fact that, for a continuity equation with an Osgood velocity field, all weak solutions in L1(Ω) are in fact Lagrangian. This fact is not at all elementary and has been proved (via very different approaches) in [2, 13], also see [10] in the context of Sobolev velocity fields. We nevertheless prefer to state Theorem 1.6 for Lagrangian solutions in order to emphasize the best result that it is possible to prove just relying on our elementary approach.

Concerning the existence of weak solutions of (1.2), somewhat inspired by Taniuchi’s Theorem 1.4, we prove the following result.

Theorem 1.8

(Existence) Let ΩR2 be either a sufficiently regular open set or the 2-dimensional torus Ω=T2 and let p(2,+). For any initial datum ω0L1(Ω)Lulp(Ω), there exists a weak solution (ω,v) of (1.2) such that

graphic file with name 526_2024_2750_Equ21_HTML.gif 1.21

Moreover, if ω0L1(Ω)YulΘ(Ω), then the weak solution (ω,v) of (1.2) given in (1.21) additionally satisfies (1.20) and, provided that Θ satisfies (1.17), is Lagrangian.

As for Theorem 1.6 above, the regularity of the open set ΩR2 is only needed to guarantee the well-posedness of the Biot–Savart law. In fact, as before, also Theorem 1.8 applies to any operator K satisfying the a priori estimates stated in Assumption 2.1 and Assumption 3.1 below.

Up to our knowledge, the global-in-time existence result stated in Theorem 1.8 is new, even for K being the standard Biot–Savart operator. Local-in-time existence of weak solutions of (1.2) with vorticity only in Lulp for some p>2 is known for Ω=R2, see [35, Theorem 1.3].

The global-in-time existence result for the L1YulΘ-spatial regularity of the vorticity in Theorem 1.8 does not require any assumption on the behavior at infinity of the growth function Θ. In this sense, the global L1 integrability of the vorticity allows us to remove the condition (1.15) needed in Theorem 1.4.

Finally, Theorem 1.8 provides the existence of a solution and a modulus of continuity for the velocity even for growth functions Θ allowing for vorticities not included in the BMO-like spaces considered by Vishik in [38], by Bernicot, Hmidi and Keraani in [5, 6] and by Chen, Miao and Zhen in [12]. Indeed, we can treat growth functions like Θ(p)pα for p+ for all α>0, corresponding to singularities of order |log|x||α. In addition, since the classes considered in Theorem 1.8 are of integral type, our existence result allows for the cut-off of the initial datum, a property which is known not to preserve any BMO-like regularity.

Strategy of the proof

Let us briefly explain the strategy behind the proof of our main results. We can divide our approach in three fundamental parts.

The first part is the study of the regularity of the velocity. As it is well-known, even for a bounded vorticity the associated velocity is in general not Lipschitz, but just log-Lipschitz. In the case the vorticity satisfies ωL1(Ω)Lulp(Ω) for some p(2,+) (actually, it is enough to assume ωLq(Ω)Lulp(Ω) for any 1q<2<p<+, see Theorem 2.2 below), we prove that the velocity satisfies

graphic file with name 526_2024_2750_Equ22_HTML.gif 1.22

for all x,yΩ.

The Hölder continuity in (1.22) should not come as a surprise. Indeed, inequality (1.22) is a well-known consequence of the Calderón–Zygmund theory and the Morrey inequality in the case of the Biot–Savart kernel, see [42, Section 4] and [31, Lemma 2.2 and Remark 2.3] for instance. Our approach, however, is different, since our proof of (1.22) solely exploits the metric properties of the kernel (see Assumption 2.1 below) and some elementary integral estimates (known in the literature for bounded vorticities, see the proofs of [28, Lemma 8.1] and of [30, Lemma 3.1] for example).

The next key idea is the following simple but crucial observation. If ωL1(Ω)YulΘ(Ω), then (1.22) holds for any p3 and can be rewritten as

graphic file with name 526_2024_2750_Equ23_HTML.gif 1.23

for all x,yΩ. Here and in the rest of the paper, for simplicity and clearly without loss of generality, we can assume that Θ(3)1. In particular, if d(x,y) is sufficiently small, then we can take

p=1-logd(x,y)

in (1.23) and discover that

|v(x)-v(y)|(ωL1(Ω)+ωYulΘ(Ω))φΘ(d(x,y))

for all x,yΩ, where φΘ is the function defined in (1.19). In particular, if ωL1(Ω)L(Ω), then Θ is bounded and the definition in (1.19) gives

|v(x)-v(y)|(ωL1(Ω)+ωYulΘ(Ω))(d(x,y))

for all x,yΩ, where :[0,+)[0,1] is defined as (0)=0 and

(r)=r(1-logr)forr(0,1],1forr>1, 1.24

recovering the classical log-Lipschitz continuity of the velocity.

The second part is the existence of weak solutions. The key tool we use in this part is a simplified version of the celebrated Aubin–Lions Lemma, see Theorem A.1 in Sect. 5, whose elementary proof is just a combination of the Dunford–Pettis Theorem and the Arzelà–Ascoli Compactness Theorem. With this compactness criterion at hand, we first prove existence of weak solutions of (1.2) with vorticity in L1L. Having in mind to deal with a general operator K which may not be necessarily the Biot–Savart one, we cannot rely on the existence theory for smooth solutions, but rather we build a weak solution of (1.2) from scratch via a time-stepping argument (a procedure which may be of some interest by itself even in the case of the Biot–Savart law). The construction of weak solutions with vorticity in L1Lulp then follows by applying the Aubin–Lions-like Lemma to the sequence of bounded weak solutions starting from the truncations of the initial vorticity.

The third and last part is the uniqueness of weak solutions. In contrast to Yudovich’s original approach [42], we do not employ an energy method by estimating the relative energy between two solutions, but we rather compare the flows associated to the two velocities by an elementary (non-linear) Picard–Lindelöf iteration-like argument (similar to the one used for bounded vorticities in [30, Section 2.3] and in [26]), which can also be seen as an estimate for the Wasserstein distance between the two vorticities. It is precisely at this point that the we exploit the Osgood property

0-2drφΘ(r)=3+dppΘ(p)=+ 1.25

and the concavity of the modulus of continuity φΘ given in (1.19). This approach is also somewhat reminiscent of the one by Serfati [33, 34], see also [1].

Organization of the paper

The paper is organized as follows. In Sect. 2, we study the mapping properties of the operator K under some minimal assumptions on the kernel. In Sect. 3, we prove the existence of weak solutions, namely Theorem 1.8, see Theorem 3.4 and Theorem 3.6. In Sect. 4, we establish the uniqueness of weak solutions, namely Theorem 1.6. Finally, in Sect. 5, we state and prove the simplified version of the Aubin–Lions Lemma we need in the existence part, see Theorem A.1.

Mapping properties of the kernel

In this section, we study the mapping properties of the operator K. Here and in the rest of the paper, we rely on the metric properties of the underlying kernel in Assumption 2.1 below, and not on its specific form. These properties are satisfied by the standard Biot–Savart kernel in any (bounded or unbounded) sufficiently smooth domain and on the 2-dimensional torus (for instance see the aforementioned [29, 30]).

Assumption 2.1

(Estimates on the kernel) We assume that the kernel k:Ω×ΩR2 satisfies

|k(x,y)|C1d(x,y)x,yΩ,xy, 2.1

and

|k(x,z)-k(y,z)|C2d(x,y)d(x,z)d(y,z)x,y,zΩ,zx,y, 2.2

for some constants C1,C2>0.

We begin by establishing the Hölder continuity of the velocity, extending to our setting the proof of [28, Lemma 8.1] and of [30, Lemma 3.1].

Theorem 2.2

(Hölder continuity) Let Assumption 2.1 be in force and let q[1,2) and p(2,+). If ωLq(Ω)Lulp(Ω), then the function

Kω(x)=Ωk(x,z)ω(z)dz,xΩ, 2.3

is well defined and satisfies Inline graphic with

KωL(Ω;R2)max1,1p-2(ωLq(Ω)+ωLulp(Ω)) 2.4

and

graphic file with name 526_2024_2750_Equ30_HTML.gif 2.5

for all x,yΩ. The implicit constants in (2.4) and (2.5) only depend on the constants C1 and C2 in Assumption 2.1 and on the exponent q (but not on the exponent p).

Remark 2.3

Observe that the Hölder continuity of order Inline graphic is the same that would follow by using Morrey’s inequality from the W1,p Sobolev regularity of the velocity field associated (via the standard Biot–Savart law) to an Lp vorticity. In the proof below, we make no use of such tools, which are not available in the case of a kernel satisfying Assumption 2.1 only.

Proof of Theorem 2.2

We divide the proof in three steps.

Step 1: proof of (2.4). Let xΩ be fixed. We start by noticing that the function in (2.3) can be estimated as

|Kω(x)|ΩB1(x)|k(x,z)||ω(z)|dz+Ω\B1(x)|k(x,z)||ω(z)|dz.

On the one side, by (2.1) we can estimate

graphic file with name 526_2024_2750_Equ191_HTML.gif

where Inline graphic. On the other side, again by (2.1), we can estimate

Ω\B1(x)|k(x,z)||ω(z)|dzC1Ω\B1(x)|ω(z)|d(x,z)dzωLq(Ω).

In conclusion, we find that

|Kω(x)|ωLq(Ω)+max1,1p-2ωLulp(Ω)

for each xΩ, proving (2.4).

Step 2: proof of (2.5), part 1. Let x,yΩ be fixed and assume that d=d(x,y)<1. We note that

|Kω(x)-Kω(y)|Ω|k(x,z)-k(y,z)||ω(z)|dz=Ω\B2(x)+Ω(B2(x)\B2d(x))+ΩB2d(x)|k(x,z)-k(y,z)||ω(z)|dz. 2.6

By (2.2), we can estimate the first integral in (2.6) as

Ω\B2(x)|k(x,z)-k(y,z)||ω(z)|dzC2d(x,y)Ω\B2(x)|ω(z)|d(x,z)d(y,z)dzd(x,y)ωLq(Ω).

Again by (2.2), we can estimate the second integral in (2.6) as

Ω(B2(x)\B2d(x))|k(x,z)-k(y,z)||ω(z)|dzC2d(x,y)Ω(B2(x)\B2d(x))|ω(z)|d(x,z)d(y,z)dz.

Since d(x,y)=d and d(x,z)2d, we have

d(x,z)d(x,y)+d(y,z)=d+d(y,z)12d(x,z)+d(y,z),

and therefore

d(y,z)12d(x,z)for allzΩ\B2d(x).

Hence, we can estimate

Ω(B2(x)\B2d(x))|ω(z)|d(x,z)d(y,z)dzΩ(B2(x)\B2d(x))|ω(z)|d(x,z)2dz.

Finally, using (2.1) and observing that B2d(x)B3d(y), we can estimate the third integral in (2.6) as

ΩB2d(x)|k(x,z)-k(y,z)||ω(z)|dzΩB2d(x)|ω(z)|d(x,z)dz+ΩB3d(y)|ω(z)|d(y,z)dz.

Step 3: proof of (2.5), part 2. To conclude, we just need to estimate the functions

α(d)=supxΩΩ(B2(x)\B2d(x))|ω(z)|d(x,z)2dzandβ(d)=supxΩΩB3d(x)|ω(z)|d(x,z)dz

defined for d(0,1]. Concerning the function α, by Hölder’s inequality we can estimate

graphic file with name 526_2024_2750_Equ32_HTML.gif 2.7

We can argue similarly for the function β, obtaining

graphic file with name 526_2024_2750_Equ33_HTML.gif 2.8

Recalling the bound (2.4), this is enough to conclude the proof of (2.5).

From Theorem 2.2 we easily derive the following result, generalizing the well-known log-Lipschitz continuity of the velocity valid for vorticities in L1L.

Corollary 2.4

(φΘ-continuity) Let Assumption 2.1 be in force and let q[1,2). If ωLq(Ω)YulΘ(Ω), then KωCb0,φΘ(Ω;R2) with

KωL(Ω;R2)ωLq(Ω)+ωYulΘ(Ω) 2.9

and

|Kω(x)-Kω(y)|(ωLq(Ω)+ωYulΘ(Ω))φΘ(d(x,y)) 2.10

for all x,yΩ, where φΘ is the function defined in (1.19). The implicit constants in (2.9) and (2.10) only depend on the constants C1 and C2 in Assumption 2.1 and on the exponent q (but not on the behavior of the growth function Θ at infinity).

Proof

We divide the proof in two steps.

Step 1: proof of (2.9). Taking p=3 in (2.4), since Θ(3)1 by assumption, we immediately see that

KωL(Ω;R2)ωLq(Ω)+ωLul3(Ω)ωLq(Ω)+Θ(3)ωYulΘ(Ω)ωLq(Ω)+ωYulΘ(Ω).

Step 2: proof of (2.10). Let x,yΩ be such that d=d(x,y)(0,e-2]. Taking p=1-logd[3,+) in (2.5), we get that Θ(1-logd)Θ(3)1 and thus

|Kω(x)-Kω(y)|(ωLq(Ω)+Θ(1-logd)ωYulΘ(Ω))(1-logd)d1-21-logd(ωLq(Ω)+ωYulΘ(Ω))Θ(1-logd)(1-logd)d1-21-logd(ωLq(Ω)+ωYulΘ(Ω))d(1-logd)Θ(1-logd).

Thanks to the bound (2.9), this proves (2.10).

Remark 2.5

(Stronger versions of (2.5) and (2.10)) For later use, we observe that, in Steps 2 and 3 of the proof of Theorem 2.2, we actually showed that

graphic file with name 526_2024_2750_Equ36_HTML.gif 2.11

for all x,yΩ, where the implicit constant only depends on C1 and C2 in Assumption 2.1 and on q (but not on p). Consequently, in Step 2 of the proof of Theorem 2.4, we actually showed that

Ω|k(x,z)-k(y,z)||ω(z)|dz(ωLq(Ω)+ωYulΘ(Ω))φΘ(d(x,y)) 2.12

for all x,yΩ, where the implicit constant only depends on the constants C1 and C2 in Assumption 2.1 and on the exponent q (but not on the behavior of the growth function Θ at infinity).

Remark 2.6

(Yudovich’s approach) Inequality (2.10) in Theorem 2.4 can also be obtained by re-doing the estimates (2.7) and (2.8) following Yudovich’s approach in [42, Lemma 3.1]. Indeed, for Inline graphic we have

graphic file with name 526_2024_2750_Equ192_HTML.gif

by applying Hölder’s inequality with exponents Inline graphic and Inline graphic. A similar computation shows that

graphic file with name 526_2024_2750_Equ193_HTML.gif

so that

|Kω(x)-Kω(y)|(ωLq(Ω)+ωYulΘ(Ω))ψ~Θ(d(x,y))

for all x,yΩ, where

ψ~Θ(d)=infΘ(1ε)(1-logd)1-εd1-2ε:0<ε<13 2.13

for all d(0,e-2], in analogy with the definition in (1.8). Due to its implicit definition in (2.13), the function ψ~Θ is not easily exploitable for further computations (at least, unless Θ has a more explicit expression, such as (1.12)). However, as in the proof of Theorem 2.4, one realizes that the choice Inline graphic in (2.13) gives

ψ~Θ(d)d(1-logd)Θ(1-logd)φΘ(d)

for all d(0,e-2], so that we recover (2.10) also via this alternative approach.

Existence of weak solutions (Theorem 1.8)

In this section, we show existence of weak solutions for the Euler equations (1.2). Here and in the rest of the paper, in addition to Assumption 2.1, we assume two further properties concerning the divergence and the behavior at the boundary of the velocity generated by the operator K.

Assumption 3.1

(Bounded divergence and no-flow boundary condition) Let p(2,+] be given. We assume that the operator

graphic file with name 526_2024_2750_Equ194_HTML.gif

defined in (2.3) of Theorem 2.2 is such that the distributional divergence div(Kω) satisfies

div(Kω)L(Ω)C3ωL1(Ω) 3.1

for all ωL1(Ω)Lulp(Ω), for some constant C3>0. If ΩR2 is an open set with sufficiently regular boundary, we assume the no-flow boundary condition

νΩ·Kω=0onΩ 3.2

for all ωL1(Ω)Lulp(Ω). Condition (3.2) is empty if either Ω=R2 or Ω=T2.

Note that Assumption 3.1 is trivially satisfied in the case of the standard Biot–Savart law, since the specific form of the kernel entails div(Kω)=0.

We will employ the following standard definition of weak solution and of Lagrangian weak solution of the Euler equations (1.2).

Definition 3.2

(Weak solution) Let p(2,+]. Given an initial condition for the vorticity ω0L1(Ω)Lulp(Ω), we say that the couple (ω,v) is a weak solution of (1.2) with vorticity in L1Lulp provided that:

  • (i)

    ωLloc([0,+);L1(Ω)Lulp(Ω));

  • (ii)

    v=Kω in Lloc([0,+);Cb(Ω;R2));

  • (iii)
    given T(0,+), for all φCc1([0,T]×Ω) it holds
    Ωφ(T,x)ω(T,x)dx-Ωφ(0,x)ω0(x)dx=0TΩω(tφ+v·φ)dxdt.

A weak solution (ω,v) of (1.2) with vorticity in L1Lulp is called Lagrangian if ω(t,·)=X(t,·)#ω0 for a.e. t[0,+), where X is a flow associated to the velocity field v.

In Definition 3.2, we say that X is a flow associated to the velocity field v if

ddtX(t,x)=v(t,X(t,x))for(t,x)(0,+)×Ω,[3mm]X(0,x)=xforxΩ. 3.3

The ODE in (3.3) is understood in the classical sense (for an overiview, as well as for the connection with the continuity equation, see [3]). Since the velocity belongs to the space Lloc([0,+);Cb(Ω;R2)) and satisfies the no-flow boundary condition (3.2), the existence of a solution X of the problem (3.3) follows from the Peano Theorem. The relation ω(t,·)=X(t,·)#ω0 stands for the usual push-forward, i.e.

Ωω(t,·)φdx=Ωω0φ(X(t,·))dx

for all bounded measurable functions φ:ΩR.

We are now ready to deal with the existence of weak solutions. We begin with the case of weak solutions with vorticity in L1L. The result in Theorem 3.3 below is well known in the case of the standard Biot–Savart kernel. In our more general setting, we cannot rely on any general results of existence of smooth solutions for smooth data, due to the lack of an evolution equation for the velocity. Instead, we construct the solution by combining a time-stepping argument with the Aubin–Lions-like Lemma given in Sect. 5.

Here and in the following, :[0,+)[0,1] denotes the log-Lipschitz modulus of continuity defined in (1.24).

Theorem 3.3

(Existence in L1L) Let Assumptions 2.1 and 3.1 be in force. Then there exists a Lagrangian weak solution (ω,v) of (1.2) with vorticity in L1L starting from the initial datum ω0L1(Ω)L(Ω) such that

ωL([0,T];L1(Ω))ω0L1(Ω), 3.4
ωL([0,T];L(Ω))exp(C3Tω0L1(Ω))ω0L(Ω), 3.5
vL([0,T];L(Ω;R2))ω0L1(Ω)+ω0L(Ω), 3.6

and

|v(t,x)-v(t,y)|(ω0L1(Ω)+ω0L(Ω))(d(x,y)),for allx,yΩand a.e.t[0,T], 3.7

for all T(0,+), where the implicit constants may depend on the chosen T.

Proof

Let T(0,+) and ω0L1(Ω)L(Ω) be fixed and define v0=Kω0.

Step 1: construction of (ωn,vn)nN by time-stepping. Let nN and consider the time step Inline graphic. We construct a sequence of functions (ωn,vn)nN as follows. We set ω0n=ω0 for all nN by definition. If Inline graphic for some j1,,n, then we define ωn(t,·)=w(t,·), where w is advected on the interval Inline graphic by the time-independent velocity Inline graphic, that is, w solves

graphic file with name 526_2024_2750_Equ46_HTML.gif 3.8

in the distributional sense.

We show that the couple (ωn,vn) is well defined for each nN by an inductive argument. By Theorem 2.4 for Inline graphic and j=1,,n we have

graphic file with name 526_2024_2750_Equ47_HTML.gif 3.9

and

graphic file with name 526_2024_2750_Equ48_HTML.gif 3.10

We argue inductively on j=1,,n. For j=1, we have ωn(t,·)=Xn(t,·)#ω0 for all Inline graphic, where Inline graphic is the flow associated to the time-independent velocity field v0n=v0. Consequently, for all Inline graphic we can estimate

ωn(t,·)L1(Ω)ω0nL1(Ω)=ω0L1(Ω)

and, thanks to (3.1) in Assumption 3.1,

ωn(t,·)L(Ω)exp0tdivvn(s,·)L(Ω)dsω0nL(Ω)expTndiv(Kω0)L(Ω)ω0L(Ω)expC3Tnω0L1(Ω)ω0L(Ω).

Now, for j2,,n-1, let us assume that

graphic file with name 526_2024_2750_Equ195_HTML.gif

and

graphic file with name 526_2024_2750_Equ196_HTML.gif

Then Inline graphic for all Inline graphic, where Inline graphic is the flow associated to the time-independent velocity field Inline graphic. Consequently, we can estimate

graphic file with name 526_2024_2750_Equ197_HTML.gif

and, thanks to (3.1) in Assumption 3.1,

graphic file with name 526_2024_2750_Equ198_HTML.gif

for all Inline graphic. Therefore, we conclude that

ωn(t,·)L1(Ω)ω0L1(Ω) 3.11

and

ωn(t,·)L(Ω)expC3Tω0L1(Ω)ω0L(Ω) 3.12

for all t[0,T] and nN. In particular, the uniform bounds (3.11) and (3.12) in combination with the inequalities (3.9) and (3.10) imply that (vn)nN is uniformly equi-bounded and uniformly equi-continuous (uniformly in time) with modulus of continuity . Observe that we actually proved that ωn(t,·)=Xn(t,·)#ω0 for all t[0,T] and nN, where Xn is the flow associated to the (piecewise constant-in-time) velocity field vn. Finally, it is immediate to check that (ωn,vn) solves

tωn+div(vnωn)=0in(0,T)×Ω,[2mm]ωn|t=0=ω0onΩ, 3.13

in the distributional sense for each nN.

Step 2: properties of (ωn)nN. We now claim that the sequence (ωn)nN satisfies the hypotheses of Theorem A.1. Indeed, (A.1) follows immediately from (3.11). By (3.12), we have

supnNωnL([0,T];L1(A))|A|supnNωnL([0,T];L(Ω))expC3Tω0L1(Ω)ω0L(Ω)|A|

for all AΩ, from which (A.2) immediately follows. Assumption (A.3) is empty if |Ω|<+. In order to show (A.3) when |Ω|=+, we exploit the representation ωn(t,·)=Xn(t,·)#ω0. Given ε>0, we choose r>0 such that

Ω\Br|ω0|dx<ε.

Note that, for any xΩ, we have

supnNsupt[0,T]d(Xn(t,x),x)TsupnNvnL([0,T];L(Ω;R2))T(ω0L1(Ω)+ω0L(Ω))

and thus Xn(t,Br)BR for all nN and t[0,T], where R=r+CT and C>0 is a constant depending only on ω0L1(Ω) and ω0L(Ω). Therefore Xn(t,·)-1(Ω\BR)Ω\Br for all nN and t[0,T], and, consequently, we conclude that

supnNsupt[0,T]Ω\BR|ωn(t,·)|dxsupnNsupt[0,T]Xn(t,·)-1(Ω\BR)|ω0|dxΩ\Br|ω0|dx<ε,

proving (A.3). Finally, using (3.11), (3.12) and (3.13), for each nN and φCc1(Ω) the function

tΩωn(t,·)φdxAC([0,T];R)

satisfies

|ddtΩωn(t,·)φdx|=|Ωωn(t,·)vn(t,·)·φdx|CφL(Ω;R2) 3.14

for a.e. t[0,T], where C>0 is a constant depending on ω0L1(Ω) and ω0L(Ω) only, proving the validity of (A.5).

Step 3: passage to the limit. Thanks to Step 2, we can apply Theorem A.1 to the sequence (ωn)nN and find a subsequence (ωnk)kN such that

limk+supt[0,T]|Ωωnk(t,·)φdx-Ωω(t,·)φdx|=0 3.15

for each φL(Ω), for some

ωL([0,T];L1(Ω))C([0,T];L1(Ω)-w).

From (3.15), we see that

ωL([0,T];L1(Ω))supnNωnL([0,T];L1(Ω))

and

ωL([0,T];L(Ω))supnNωnL([0,T];L(Ω)),

proving (3.4) and (3.5) in virtue of (3.11) and (3.12) respectively. Now we set v~n=Kωn for all nN and

v=KωL([0,T];Cb(Ω;R2)). 3.16

We observe that, for φL1(Ω)L(Ω), we can write

Ωφv~n(t,·)dx=ΩφKωn(t,·)dx=Ωφ(x)Ωk(x,y)ωn(t,y)dydx=Ωωn(t,y)Ωk(x,y)φ(x)dxdy=Ωωn(t,·)K~φdy 3.17

for a.e. t[0,T] and nN by the Fubini Theorem and by (2.4) in Theorem 2.2, where we have set

K~φ(y)=Ωk(x,y)φ(x)dx,xΩ, 3.18

(we do not assume k to be symmetric in the two variables, but note that the right-hand sides of the estimates (2.1) and (2.2) in Assumption 2.1 are indeed symmetric). In a similar way, we also have

Ωφv(t,·)dx=Ωω(t,·)K~φdx

for a.e. t[0,T]. Because of (3.15), we can thus write

limk+Ωv~nk(t,·)φdx=Ωv(t,·)φdx 3.19

for a.e. t[0,T], whenever φL1(Ω)L(Ω) is given. In addition, arguing exactly as in Step 1 of the proof of Theorem A.1, given φL(Ω) and ε>0, we can find δ>0 such that

s,t[0,T],|s-t|<δsupnN|Ωωn(s,·)φdx-Ωωn(t,·)φdx|<ε. 3.20

Therefore, given φL1(Ω)L(Ω) and ε>0, for each t[0,T] we can find τn(t)[0,T] (defined according to the construction performed in Step 1) such that Inline graphic and vn(t,·)=vn(τn(t),·)=Kωn(τn(t),·), so that

|Ωφvn(t,·)dx-Ωφv~n(t,·)dx|=|Ωφvn(τn(t),·)dx-Ωφv~n(t,·)dx|=|Ωωn(τn(t),·)K~φdx-Ωωn(t,·)K~φdx|<ε

for all Inline graphic, where δ>0 is given by (3.20) applied to K~φL(Ω). Consequently, because of (3.19), we get that

limk+Ωvnk(t,·)φdx=Ωv(t,·)φdx 3.21

for a.e. t[0,T], whenever φL1(Ω)L(Ω) is given. Now, by Step 1, the sequence (vn)nN is uniformly equi-bounded and uniformly equi-continuous (uniformly in time) with modulus of continuity . Thus, by the Arzelà–Ascoli Theorem, for a.e. t[0,T] fixed, we can find a further subsequence vnkj(t)jN (possibly depending on the chosen time t) and v~(t,·)Cb(Ω;R2) such that

limk+vnkj(t)(t,·)-v~(t,·)Lloc(Ω;R2)=0. 3.22

By combining (3.21) and (3.22), we get that v~(t,·)=v(t,·) and thus

limk+vnk(t,·)-v(t,·)Lloc(Ω;R2)=0 3.23

for a.e. t[0,T], that is, the subsequence (vnk)kN is strongly convergent in space independently on the chosen time t[0,T]. Hence, we obtain that

v(t,·)L(Ω;R2)ω0L1(Ω)+ω0L(Ω) 3.24

and

|v(t,x)-v(t,y)|(ω0L1(Ω)+ω0L(Ω))(d(x,y)),x,yΩ, 3.25

for a.e. t[0,T], proving (3.6) and (3.7) respectively. Combining (3.15) with (3.23), we get that

limk+Ωωnk(t,·)vnk(t,·)φdx=Ωω(t,·)v(t,·)φdx

for a.e. t[0,T] and all φCc(Ω). Consequently, passing to the limit as k+ along the subsequence (ωnk,vnk)kN in the distributional formulation of (3.13), we conclude that (ω,v) solves

tω+div(vω)=0in(0,T)×Ω,[2mm]ω|t=0=ω0onΩ,

in the distributional sense, with v=Kω according to the definition made in (3.16).

Step 4: (ω,v) is Lagrangian. We finally prove that the solution (ω,v) is Lagrangian, i.e. ω(t,·)=X(t,·)#ω0, where X is the flow associated to v. Note that X is well defined and unique by the classical theory of ODEs, thanks to (3.24) and (3.25).

Since (vnk)kN is uniformly equi-bounded and uniformly equi-continuous (uniformly in time), and since the modulus of continuity satisfies the Osgood condition, the corresponding sequence of flows (Xnk)kN is locally uniformly equi-bounded and equi-continuous (uniformly in time) as well. Thus, again by the Arzelà–Ascoli Theorem (possibly passing to a further subsequence, which we do not relabel), we have that

limk+Xnk-XL([0,T];Lloc(Ω;Ω))=0

for some XL([0,T];Lloc(Ω;Ω)). Passing to the limit as k+ in the expression

Xnk(t,x)=x+0tvnk(s,Xnk(s,x))ds,

we get that

X(t,x)=x+0tv(s,X(s,x))ds

for xΩ and t[0,T], so that X must be the (unique) flow associated to v. Therefore

limk+Ωωnk(t,·)φdx=limk+Ωω0φ(Xnk(t,·))dx=Ωω0φ(X(t,·))dx

for a.e. t[0,T] and all φL(Ω) by the Dominated Convergence Theorem, and the claimed representation of ω follows from (3.15). The proof is complete.

We are now ready to prove the first part of Theorem 1.8, which we recall in the next statement.

Theorem 3.4

(Existence in L1Lulp for p>2) Let Assumptions 2.1 and 3.1 be in force and let p(2,+). Then there exists a weak solution (ω,v) of (1.2) with vorticity in L1Lulp starting from the initial datum ω0L1(Ω)Lulp(Ω) such that

ωL([0,T];L1(Ω))ω0L1(Ω), 3.26
ωL([0,T];Lulp(Ω))C, 3.27
vL([0,T];L(Ω;R2))C, 3.28

and

graphic file with name 526_2024_2750_Equ67_HTML.gif 3.29

for all T(0,+), where C>0 only depends on T, p, ω0L1(Ω) and ω0Lulp(Ω).

Proof

Let T(0,+) and ω0L1(Ω)Lulp(Ω) be fixed and define v0=Kω0.

Step 1: construction of (ωn,vn)nN. For each nN, we let ω0nL1(Ω)L(Ω) be the truncation ω0n=max-n,minn,ω0. We note that

ω0nL1(Ω)ω0L1(Ω),for allnN,

and that

limn+ω0n-ω0L1(Ω)=0.

Moreover, we also have that

ω0nLulp(Ω)ω0Lulp(Ω),for allnN. 3.30

For each nN, we let (ωn,vn)nN be the Lagrangian weak solution of (1.2) in L1L with initial datum ω0n given by Theorem 3.3. In particular, we have that

supnNωnL([0,T];L1(Ω))ω0L1(Ω). 3.31

Step 2: uniform estimates for (ωn,vn)nN. Now let nN be fixed. Since vn(t,·)=Kωn(t,·) for a.e. t[0,T], by (2.4) in Theorem 2.2 and by (3.31) in Step 1 we have that

vn(t,·)L(Ω;R2)max1,1p-2ωn(t,·)L1(Ω)+ωn(t,·)Lulp(Ω)max1,1p-2ω0L1(Ω)+ωn(t,·)Lulp(Ω)max1,1p-2max1,ω0L1(Ω)1+ωn(t,·)Lulp(Ω) 3.32

for a.e. t[0,T]. We now consider the function

Rn(t)=0tvn(s,·)L(Ω;R2)ds 3.33

defined for t[0,T]. Let Xn be the flow associated to the velocity vn. Since

d(Xtn(x),x)Rn(t)for allxΩ,

by exploiting (3.31) in Step 1 and (3.1) we can estimate

ωn(t,·)Lulp(Ω)expTpdivvnL([0,T];L(Ω))ω0Lul,1+Rn(t)p(Ω)expTpC3ωnL([0,T];L1(Ω))ω0Lul,1+Rn(t)p(Ω)expTpC3ω0L1(Ω)ω0Lul,1+Rn(t)p(Ω) 3.34

for all t[0,T], where Inline graphic. By (1.14) we have that

graphic file with name 526_2024_2750_Equ199_HTML.gif

and thus

graphic file with name 526_2024_2750_Equ73_HTML.gif 3.35

for all t[0,T]. Therefore, by combining (3.32), (3.33), (3.34) and (3.35), we get

graphic file with name 526_2024_2750_Equ74_HTML.gif 3.36

for a.e. t(0,T), where

C=Tmax1,1p-2max1,ω0L1(Ω)expTpC3ω0L1(Ω).

From inequality (3.36) we thus get that

Rn(t)C(p,T,ω0L1(Ω),ω0Lulp(Ω)) 3.37

for all t[0,T], where the constant appearing in the right-hand side does not depend on the choice of nN. Consequently, by (3.35) we get that

supnNωnL([0,T];Lulp(Ω))C(p,T,ω0L1(Ω),ω0Lulp(Ω)) 3.38

and then, using (3.32), we deduce

supnNvnL([0,T];L(Ω;R2))C(p,T,ω0L1(Ω),ω0Lulp(Ω)). 3.39

Step 3: properties of (ωn)nN. We now claim that the sequence (ωn)nN satisfies the hypotheses of Theorem A.1. Indeed, property (A.1) follows from (3.31) in Step 1. Property (A.3) can be proved as in Step 2 of the proof of Theorem 3.3, thanks to the uniform bound (3.39) proved in Step 2. In particular, for each ε>0 we can find R>0 such that

supnNsupt[0,T]Ω\BR|ωn(t,·)|dx<ε. 3.40

Also property (A.5) can be proved as in Step 2 of the proof of Theorem 3.3, again thanks to the uniform bound in (3.31) and (3.32) and since (ωn,vn) solves (1.2) for each nN. We are thus left to show property (A.2). To this aim, let ε>0 and AΩ. Letting R>0 be the radius given by (3.40), we can write

A|ωn(t,·)|dx=ABR|ωn(t,·)|dx+A\BR|ωn(t,·)|dxABR|ωn(t,·)|dx+ε 3.41

for all t[0,T] and nN. Moreover, thanks to the uniform bound (3.38) and the inequality (1.14), we can estimate

graphic file with name 526_2024_2750_Equ80_HTML.gif 3.42

where the implicit (geometric) constant in the intermediate inequality does not depend on ε, and as usual Inline graphic. Property (A.2) thus follows by combining (3.41) and (3.42).

Step 4: construction of (ω,v). Thanks to Step 3, we can apply Theorem A.1 to the sequence (ωn)nN and find a subsequence (ωnk)kN such that

limk+supt[0,T]|Ωωnk(t,·)φdx-Ωω(t,·)φdx|=0 3.43

for all φL(Ω), for some

ωL([0,T];L1(Ω))C([0,T];L1(Ω)-w).

From (3.43) it follows that

ωL([0,T];L1(Ω))supnNωnL([0,T];L1(Ω)) 3.44

and

ωL([0,T];Lulp(Ω))supnNωnL([0,T];Lulp(Ω)), 3.45

proving (3.26) and (3.27) in virtue of (3.31) and (3.38) respectively. Now, since

vn(t,·)=Kωn(t,·)for a.e.t[0,T]and allnN, 3.46

by (3.43) and the Fubini Theorem we get that

limk+Ωvnk(t,·)φdx=limk+Ωωnk(t,·)K~φdx=Ωω(t,·)K~φdx 3.47

for a.e. t[0,T] and all φCc(Ω), where K~ is as in (3.18). From Step 2, we already know that the sequence (vn)nN is uniformly equi-bounded (uniformly in time). By recalling (3.46) and by combining (3.31) and (3.38) with (2.5) of Theorem 2.2, we get that the sequence (vn)nN is also uniformly equi-Hölder-continuous (uniformly in time). Therefore, by the Arzelà–Ascoli Theorem, for a.e. t[0,T] we can find a subsequence (nkj(t))jN (which a priori may depend on the chosen t) and a function v(t,·)L(Ω;R2) such that

limj+vnkj(t)(t,·)-v(t,·)Lloc(Ω;R2)=0. 3.48

Consequently, for a.e. t[0,T] we must have that

limj+Ωvnkj(t)(t,·)φdx=Ωv(t,·)φdx

for all φCc(Ω). Thanks to (3.47), we thus have v(t,·)=Kω(t,·) for a.e. t[0,T] and hence, in virtue of Theorem 2.2 again and the bounds (3.44) and (3.45), we immediately get that

vL([0,T];L(Ω;R2))C 3.49

and

graphic file with name 526_2024_2750_Equ88_HTML.gif 3.50

where C=C(p,T,ω0L1(Ω),ω0Lulp(Ω)) is the constant appearing in (3.39), proving (3.28) and (3.29) respectively. In addition, by combining (3.47) with (3.48), we easily see that, in fact,

limk+vnk(t,·)-v(t,·)Lloc(Ω;R2)=0 3.51

for a.e. t[0,T], that is, the subsequence can be chosen independently of time. Consequently, given any φCc(Ω), from (3.31), (3.43), and (3.51), we immediately get

limk+Ωωnk(t,·)vnk(t,·)φdx=Ωω(t,·)v(t,·)φdx

for a.e. t[0,T]. Therefore, passing to the limit as k+ along the subsequence (ωnk,vnk)kN in the weak formulation of (1.2), we conclude that (ω,v) solves (1.2) in the distributional sense and the proof is complete.

Remark 3.5

Inequality (3.35) and the overall strategy developed in Step 2 of the above proof can be seen as a Lagrangian reformulation of the Eulerian a priori estimates established in [35, Lemma 1.4] and in [12, Proposition 3.1].

We can now conclude this section by proving the second part of Theorem 1.8, which we recall in the next statement.

Theorem 3.6

(Existence in L1YulΘ for any Θ) Let Assumptions 2.1 and 3.1 be in force. Then there exists a weak solution (ω,v) of (1.2) in L1YulΘ with initial datum ω0L1(Ω)YulΘ(Ω) such that

ωL([0,T];L1(Ω))ω0L1(Ω), 3.52
ωL([0,T];YulΘ(Ω))C, 3.53
vL([0,T];L(Ω;R2))C, 3.54

and

|v(t,x)-v(t,y)|CφΘ(d(x,y)),for allx,yΩand a.e.t[0,T], 3.55

for all T(0,+), where C>0 only depends on T, ω0L1(Ω) and ω0YulΘ(Ω). Moreover, if the growth function Θ satisfies (1.17), then (ω,v) is Lagrangian.

Proof

Since ω0L1(Ω)Lulp(Ω) for all 2<p<, we can apply Theorem 3.4, the only thing we have to check being the behavior of the constant C appearing in (3.27), (3.28) and (3.29) for large values of p. A quick inspection of the proof of Theorem 3.4 immediately shows that it is enough to control the function

pC(p,T,ω0L1(Ω),ω0Lulp(Ω))

appearing in the right-side of (3.37) in Step 2 of the proof of Theorem 3.4. However, with the same notation of the proof of Theorem 3.4, we can replace (3.30) with

ω0nYulΘ(Ω)ω0YulΘ(Ω)for allnN.

As a consequence, we can repeat the argument of Step 2 of the proof of Theorem 3.4 line by line and replace (3.36) with

Rn(t)C1+ω0YulΘ(Ω)(1+Rn(t))

for all t(0,T), where now

C=max1,ω0L1(Ω)expTC3ω0L1(Ω),

and the first part of the statement readily follows.

If Θ satisfies (1.17), then in Step 4 of the proof of Theorem 3.4 the sequence (vn)nN is also uniformly equi-φΘ-continuous (uniformly in time), i.e.

|vn(t,x)-vn(t,y)|CφΘ(d(x,y)),for allx,yΩand a.e.t[0,T],

for all nN, where C>0 is as above. Since φΘ satisfies the Osgood condition (1.25), the sequence (Xn)nN of the (unique) associated flows is locally uniformly equi-bounded and equi-continuous (uniformly in time) and we can argue as in Step 4 of the proof of Theorem 3.3. The proof is complete.

Uniqueness of weak solutions (Theorem 1.6)

In this section, we prove the uniqueness of Lagrangian weak solutions of the Euler equations (1.2) in L1YulΘ under the Osgood condition (1.25) and the concavity property of the modulus of continuity φΘ defined in (1.19), establishing Theorem 1.6. We recall the result in the next statement.

Theorem 4.1

(Lagrangian uniqueness in L1YulΘ) Let Assumptions 2.1 and 3.1 be in force. If the growth function Θ satisfies (1.17) and the function φΘ defined in (1.19) is concave on [0,+), then there exists at most one Lagrangian weak solution (ω,v) of (1.2) with vorticity in L1YulΘ starting from a given initial datum ω0L1(Ω)YulΘ(Ω).

Proof

Let (ω,v) and (ω~,v~) be two Lagrangian weak solutions of (1.2) with vorticity in L1YulΘ starting from the same initial datum ω0L1(Ω)YulΘ(Ω) and let T(0,+) be fixed. We write ω(t,·)=X(t,·)#ω0 and ω~(t,·)=X~(t,·)#ω0 for t[0,T], where X and X~ are the (unique) flows associated to v and v~ respectively. Let ηL1(Ω)L(Ω) such that η(x)>0 for all xΩ, let ω¯=|ω0|+η, note that ω¯L1(Ω)YulΘ(Ω), and define the finite measure μ=ω¯L2M(Ω). Now, for xΩ, we can estimate

d(X(t,x),X~(t,x))0t|v(s,X(s,x))-v~(s,X~(s,x))|ds0t|v(s,X(s,x))-v(s,X~(s,x))|ds+0t|v(s,X~(s,x))-v~(s,X~(s,x))|ds

for all t[0,T]. On the one side, by (2.10) in Theorem 2.4 and by the fact that (ω,v) is a Lagrangian weak solution of (1.2) with vorticity in L1YulΘ, we have

|v(s,X(s,x))-v(s,X~(s,x))|AφΘ(d(X(s,x),X~(s,x)))

for a.e. s[0,T], where A>0 only depends on T, ωL([0,T];L1(Ω)), and ωL([0,T];YulΘ(Ω)). On the other side, we have

|v(s,X~(s,x))-v~(s,X~(s,x))|=|(Kω)(s,X~(s,x))-(Kω~)(s,X~(s,x))|=Ωk(X~(s,x),y)ω(s,y)dy-Ωk(X~(s,x),y)ω~(s,y)dy=Ωk(X~(s,x),X(s,y))ω0(y)dy-Ωk(X~(s,x),X~(s,y))ω0(y)dyΩ|k(X~(s,x),X(s,y))-k(X~(s,x),X~(s,y))||ω0(y)|dy

for a.e. s[0,T]. Therefore, we get that

Ωd(X(t,x),X~(t,x))dμ(x)0tΩ|v(s,X(s,x))-v(s,X~(s,x))|dμ(x)ds+0tΩ|v(s,X~(s,x))-v~(s,X~(s,x))|dμ(x)dsA0tΩφΘ(d(X(s,x),X~(s,x)))dμ(x)ds+0tΩΩ|k(X~(s,x),X(s,y))-k(X~(s,x),X~(s,y))||ω0(y)|dydμ(x)ds=A0tΩφΘ(d(X(s,x),X~(s,x)))dμ(x)ds+0tΩ|ω0(y)|Ω|k(X~s(x),Xs(y))-k(X~s(x),X~s(y))|dμ(x)dyds

for all t[0,T]. Thanks to (2.12) in Remark 2.5 (applied to the operator K~ defined in (3.18)), we can thus estimate

Ω|k(X~(s,x),X(s,y))-k(X~(s,x),X~(s,y))|dμ(x)=Ω|k(x,X(s,y))-k(x,X~(s,y))|d(X~(s,·))#μ(x)=Ω|k(x,X(s,y))-k(x,X~(s,y))||ω¯(s,x)|dxω¯(s,·)L1(Ω)+ω¯(s,·)YulΘ(Ω)φΘ(d(X(s,y),X~(s,y)))

for a.e. s[0,T] and yΩ, where ω¯(s,·)=X~(s,·)#μ. Now, since ω¯=|ω0|+η, we can write ω¯(s,·)=|ω~(s,·)|+η~(s,·) for all s[0,T], where η~(s,·)=X~(s,·)#η. Consequently, recalling that ηL1(Ω)L(Ω) by definition, we can estimate

η~(t,·)L(Ω)exp0tdivv~(s,·)L(Ω)dsηL(Ω)expC3ω~L([0,T];L1(Ω))ηL(Ω)

for all t[0,T] according to (3.1) in Assumption 3.1, and thus

ω¯(s,·)L1(Ω)+ω¯(s,·)YulΘ(Ω)B

for all s[0,T], where B>0 only depends on T, ηL1(Ω), ηL(Ω), ω~L([0,T];L1(Ω)), and ω~L([0,T];YulΘ(Ω)). Therefore, recalling that |ω0|ω¯ by construction, we conclude that

Ωd(X(t,x),X~(t,x))dμ(x)A0tΩφΘ(d(X(s,x),X~(s,x)))dμ(x)ds+0tΩ|ω0(y)|Ω|k(X~(s,x),X(s,y))-k(X~(s,x),X~(s,y))|dμ(x)dydsA0tΩφΘ(d(X(s,x),X~(s,x)))dμ(x)ds+B0tΩφΘ(d(X(s,y),X~(s,y)))|ω0(y)|dydsC0tΩφΘ(d(X(s,x),X~(s,x)))dμ(x)ds

for all t[0,T], where C>0 only depends on T, ηL1(Ω), ηL(Ω), ωL([0,T];L1(Ω)), ωL([0,T];YulΘ(Ω)), ω~L([0,T];L1(Ω)), and ω~L([0,T];YulΘ(Ω)). Since μ(Ω)<+ and φΘ is concave, by Young’s inequality we thus get that

graphic file with name 526_2024_2750_Equ200_HTML.gif

for all t[0,T]. Hence, since φΘ satisfies the Osgood condition (1.25), we conclude that

graphic file with name 526_2024_2750_Equ201_HTML.gif

proving that X(t,x)=X~(t,x) for all t[0,T] and all xΩ. So we must have that ω(t,·)=ω~(t,·) for all t[0,T] and, since T(0,+) was arbitrary, the conclusion follows.

Acknowledgements

This research has been partially supported by the ERC Starting Grant 676675 FLIRT—Fluid Flows and Irregular Transport and by the SNF Project 212573 FLUTURA—Fluids, Turbulence, Advection. The second author is member of the Istituto Nazionale di Alta Matematica (INdAM), Gruppo Nazionale per l’Analisi, la Probabilità e le loro Applicazioni (GNAMPA), has been partially supported by the INdAM–GNAMPA Project 2020 Problemi isoperimetrici con anisotropie (n. prot. U-UFMBAZ-2020-000798 15-04-2020), is partially supported by the INdAM–GNAMPA 2022 Project Analisi geometrica in strutture subriemanniane, codice CUP_E55F22000270001 and by the INdAM–GNAMPA 2023 Project Problemi variazionali per funzionali e operatori non-locali, codice CUP_E53C22001930001, and has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation program (Grant Agreement No. 945655). The authors thank M. Inversi for his careful reading of the manuscript and for several precious comments that helped to improve the exposition.

Appendix A: An Aubin–Lions-like Lemma

In this section, we prove a simple Aubin–Lions-like Lemma. This result is needed in Sect. 3 for the construction of the weak solutions of the Euler equations (1.2). The proof exploits a combination of the Dunford–Pettis Theorem and the Arzelà–Ascoli Compactness Theorem together with some standard approximation arguments.

We were not able to find the result below in this precise form in the literature, so we prove it here from scratch for the reader’s convenience. We underline that Theorem A.1 just assumes weak compactness in space, while one usually deals with strong compactness in space. For a result very similar to Theorem A.1, see [18, Corollary 2.1] (we thank Stefano Spirito for pointing this reference to us).

Theorem A.1

Let ΩRN be an open set and T(0,+). Let (fn)nNL([0,T];L1(Ω)) be a bounded sequence which is equi-integrable in space uniformly in time, that is,

supnNfnL([0,T];L1(Ω))<+, A.1
ε>0δ>0:AΩ,|A|<δsupnNfnL([0,T];L1(A))<ε A.2

and

ε>0ΩεΩwith|Ωε|<+:supnNfnL([0,T];L1(Ω\Ωε))<ε. A.3

Assume that, for each φCc(Ω), the functions Fn[φ]:[0,T]R, given by

Fn[φ](t)=Ωfn(t,·)φdx,t[0,T], A.4

are uniformly equi-continuous on [0, T], that is,

ε>0δ>0:s,t[0,T],|s-t|<δsupnN|Fn[φ](s)-Fn[φ](t)|<ε. A.5

Then there exist a subsequence (fnk)kN and a function

fL([0,T];L1(Ω))C([0,T];L1(Ω)-w) A.6

that is,

tΩf(t,·)φdxC([0,T];R)for everyφL(Ω),

such that

limk+supt[0,T]Ωfnk(t,·)φdx-Ωf(t,·)φdx=0 A.7

for all φL(Ω).

Proof

We divide the proof in four steps.

Step 1: equi-continuity testing against L(Ω). We claim that (A.5) actually holds for each φL(Ω). To prove this statement, we distinguish two cases.

Case 1. Let us prove (A.5) for any φCc(Ω) at first. Let ε>0 be fixed. We can find ψCc(Ω) such that ψ-φL(Ω)<ε. Now let δ>0 be given by (A.5) when applied to ψ. Then, for all s,t[0,T] such that |s-t|<δ, we have

|Fn[φ](s)-Fn[φ](t)||Fn[ψ](s)-Fn[ψ](t)|+2ψ-φL(Ω)supnNfnL([0,T];L1(Ω))<ε1+2supnNfnL([0,T];L1(Ω))

for all nN, proving the validity of (A.5) for φCc(Ω).

Case 2. Let us prove (A.5) for any φL(Ω). Let ε>0 be fixed and let ΩεΩ be the set given by (A.3). Without loss of generality, we can assume that Ωε is a non-empty open set. Let δ>0 be given by (A.2). By the Lusin Theorem, we can find ψCc(Ω) with suppψΩε such that ψL(Ω)φL(Ω) and the set

Ω~ε=xΩε:φ(x)=ψ(x)Ωε

satisfies |Ωε\Ω~ε|<δ. Finally, let δ>0 be given by (A.5) when applied to ψ. Then, for all s,t[0,T] such that |s-t|<δ, we have

|Fn[φ](s)-Fn[φ](t)||Fn[ψ](s)-Fn[ψ](t)|+8φL(Ω)supnNfnL([0,T];L1(Ω\Ωε))+8φL(Ω)supnNfnL([0,T];L1(Ωε\Ω~ε))<ε1+16φL(Ω)supnNfnL([0,T];L1(Ω\Ωε))

for all nN, proving the validity of (A.5) for φL(Ω).

Step 2: definition of f on a countable dense set T[0,T]. By (A.1), (A.2) and (A.3), we can find a countable dense set T[0,T] such that, for every given tT, the sequence (fn(t,·))nN is bounded in L1(Ω) and equi-integrable on Ω. Therefore, by the Dunford–Pettis Theorem and a diagonal argument, we can find a subsequence (fnk)kN and a function f(t,·)L1(Ω), for each tT, such that

limk+Ωfnk(t,·)φdx=Ωf(t,·)φdx A.8

for all φL(Ω) and tT. We emphasize that the function f(t,·)L1(Ω) depends on the chosen subsequence (which is fixed from now on) and is defined for tT only. Moreover, we have that

(f(t,·))tTis bounded inL1(Ω)and equi-integrable onΩuniformly intT A.9

thanks to the semicontinuity of the L1-norm under weak convergence. Now, by Step 1, for each given φL(Ω), the sequence of functions (Fnk[φ])kN is uniformly equi-continuous on [0, T] and, thanks to (A.8), it converges to the function

TtΩf(t,·)φdx A.10

for each tT. Therefore, we must have that, for each given φL(Ω), the function in (A.10) is the restriction to T of a continuous function F[φ]C([0,T];R).

Step 3: proof of (A.6). We now extend the function Ttf(t,·)L1(Ω) given in Step 2 to a function fC([0,T];L1(Ω)-w). Let t[0,T]\T be given. We claim that

limst,sTf(s,·)exists inL1(Ω)-w. A.11

In virtue of (A.9) and the Dunford–Pettis Theorem, we just need to prove that, for any two sequences (tm)mNT and (t~m)mNT such that tm,t~mt as m+,

f(tm,·)g,f(t~m,·)g~inL1(Ω)-wasm+g=g~inL1(Ω).

Indeed, if gg~ in L1(Ω) by contradiction, then we can find φL(Ω) such that

ΩgφdxΩg~φdx.

However, since f(tm,·)g and f(t~m,·)g~ in L1(Ω)-w as m+, this implies that

limm+Ωf(tm,·)φdx-Ωf(t~m,·)φdx>0,

which contradicts the continuity on T of the function in (A.10). This proves the claimed (A.11) and thus the function fC([0,T];L1(Ω)-w) is well defined, meaning that, for each φL(Ω), we have

tΩf(t,·)φdxC([0,T];R).

As a consequence, the function f:[0,T]L1(Ω) is weakly measurable and thus, by the Pettis Theorem, is strongly measurable (for precise definitions and statements, see [25, Chapter 8] and [32, Section 1.9.1]), so that fL([0,T];L1(Ω)), with

fL([0,T];L1(Ω))supnNfnL([0,T];L1(Ω)),

and the function f:[0,T]×Ω[-,+] is measurable. This concludes the proof of (A.6).

Step 4: proof of (A.7). We now conclude the proof by establishing the convergence in (A.7). Let φL(Ω) and let ε>0 be fixed. By Step 1, we can find δ>0 such that

supkN|Ωfnk(t,·)φdx-Ωfnk(s,·)φdx|<ε3

for all s,t[0,T] such that |s-t|<δ. Moreover, since fC([0,T];L1(Ω)-w) by Step 3, we can choose the above δ>0 in such a way that, in addition,

|Ωf(s,·)φdx-Ωf(t,·)φdx|<ε3

for all s,t[0,T] such that |s-t|<δ. Now, since [0, T] is a compact interval, we can find NN and s1,,sNT such that

[0,T]=i=1Nt[0,T]:|t-si|<δ.

Thanks to (A.8) in Step 2, for each i=1,,N, we can choose kiN such that

|Ωfnk(si,·)φdx-Ωf(si,·)φdx|<ε3

for all kki. Hence, let us set k¯=maxki:i=1,,N and note that k¯ depends on ε (and φ) only. Now, given any t[0,T], we can find i1,,N such that |t-si|<δ and

|Ωfnk(t,·)φdx-Ωf(t,·)φdx||Ωfnk(t,·)φdx-Ωfnk(si,·)φdx|+|Ωfnk(si,·)φdx-Ωf(si,·)φdx|+|Ωf(si,·)φdx-Ωf(t,·)φdx|<ε

for all kk¯, proving the validity of (A.7). The proof is complete.

Funding

Open access funding provided by University of Basel.

Footnotes

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