Abstract
Consciousness is lost in seconds upon cessation of cerebral blood flow. The brain cannot store oxygen and interruption of oxidative phosphorylation is fatal within minutes. Yet, only rudimentary knowledge exists regarding cortical partial oxygen tension (pO2) dynamics under physiological conditions. We here introduce Green NanoLuc (GeNL), a genetically encoded bioluminescent oxygen indicator for pO2 imaging. In awake behaving mice, we uncover the existence of spontaneous, spatially defined “hypoxic pockets” and demonstrate their linkage to the abrogation of local capillary flow. Exercise reduced the burden of hypoxic pockets by 52% compared with rest. The study provides insight into cortical oxygen dynamics in awake behaving animals, concurrently with establishing a new tool to delineate the importance of oxygen tension in physiological processes and neurological diseases.
One-Sentence Summary:
GeNL bioluminescence imaging detects behavioral-dependent transient “hypoxic pockets” in the mouse brain.
Cerebral partial oxygen tension (pO2)
The human brain consumes approximately 20% of total body oxygen consumption at rest (1–3). Delivery and demand of oxygen (O2) are so finely balanced that maintaining tissue oxygenation may be the most critical of all brain functions. Yet, our understanding of the dynamics of brain tissue oxygen tension (pO2) under physiological conditions remains limited, largely due to the lack of spatially precise measurement techniques for pO2 imaging. Currently, tissue pO2 can be measured by phosphorescence and by Clark-type electrodes (4, 5). Neither approach provides sufficient high spatio-temporal sensitivity to detect physiological changes in cortical pO2.
We here developed a methodology to measure relative changes in pO2 utilizing the oxygen-dependent reaction of a luminescent substrate guided by its enzyme expressed in astrocytes. This method has a superior signal-to-noise ratio due to its bioluminescence origin and a spatio-temporal resolution that can visualize the dynamics of cortical pO2 in awake behaving mice. Green NanoLuc (GeNL) is a luminescent fusion protein consisting of the luciferase NanoLuc (6) and the fluorescent protein mNeongreen (7). During the enzymatic conversion of its luminescent substrate furimazine to furimamide energy is emitted in the form of light (6). The fluorescent fusion protein acts as a fluorescence amplifier increasing the quantum yield via Förster resonance energy transfer (FRET). The enzymatic reaction of GeNL with furimazine depends on O2 (Fig. 1A) and the intensity of the bioluminescence signal is linearly correlated to the availability of O2 when O2 is the rate-limiting factor in the enzymatic reaction (8).
Green NanoLuc can detect oxygen in mouse cortex
To assess whether the oxygen-dependency can be used in vivo to visualize spontaneous pO2 dynamics in the brain, we expressed GeNL in cortical astrocytes of wildtype mice (fig. S1A) and measured bioluminescence intensity (BLI) after topical administration of the substrate furimazine via a cranial window (Fig. 1A–B and fig. S2A–B). BLI follows cerebral pO2, when O2 concentration of the breathing air was changed stepwise ranging 10% – 40% under ketamine/xylazine (KX) anesthesia. The baseline level of air O2 was kept at 20% and then changed for one-minute periods followed by a one-minute recovery phase at baseline levels (Fig. 1C). Changing the O2 concentration from 20% to 40% increased BLI by ~200%, whereas a reduction of O2 concentration in the inhaled air to 10% decreased BLI by ~50% from baseline. (Fig. 1D–E, fig. S3A, and Movie S1). To record the absolute pO2 in the BLI imaging field, we placed an O2-sensitive Clark-type microelectrode in the field of view during the calibration protocol (Fig. 1B). Cerebral pO2 increased by 20 mmHg at 30% O2, 50 mmHg at 40% O2, and reduced by 10 mmHg from baseline at 10% O2 (Fig. 1D–E and fig. S3A). The reaction time and slope of BLI occurred in parallel with the electrode recordings indicating similar reaction times with no time-lag between change in O2 and change in BLI (fig. S3B–C). BLI peaked faster than electrode recordings upon increase of O2 concentration but declined at similar rate when O2 was lowered, perhaps indicating substrate availability limitations under conditions with unphysiologically high O2 concentrations (fig. S3D). ΔBLI is correlated with ΔpO2 in a linear manner (Fig. 1F), although availability of free O2 might limit the sensitivity at low O2 supply. GeNL BLI is thus an accurate measure of relative pO2.
Increased metabolism leads to increased carbon dioxide (CO2) concentrations as a byproduct of cellular respiration. CO2 is a known vasodilator and alters pH (9, 10). We thus investigated the pH change in brain tissue upon O2 calibration to exclude pH alterations causing the effect on BLI described above. Mice expressing the genetically encoded fluorescent pH sensor pHuji (11) in the extracellular space were implanted with a fiber photometry probe and exposed to the same protocol for O2 calibration under KX anesthesia. Manipulating O2 did not alter pH during O2 calibration (fig. S4 A–C).
Activation of the whisker barrel cortex by contralateral whisker stimulation leads to an increase in local blood flow and an increase in pO2. We next imaged the whisker barrel cortex in awake behaving mice while stimulating the whiskers by air puffs to test if BLI can detect the sensory-induced cortical pO2 change. Mice were exposed to a series of ten brief whisker stimulations (5 Hz, 50 ms duration for 10 s, 50 s inter-stimulation interval) (Fig. 1G) (12). During whisker stimulation BLI increased in the field of view (FOV) (Fig. 1H and Movie S2) closely following the individual series of whisker stimulation trials (Fig. 1I). Moreover, KX-anesthetized mice with simultaneous O2 microelectrode recording showed similar consistent correlation between BLI and ΔpO2 (fig. S5A–E). Notably, the amplitude and the timing of BLI response differed between awake and KX anesthetized mice (fig. S6A–G), supporting the notion that anesthesia dampens tissue pO2 and functional hyperemia dynamics (13, 14).
Oxygen dynamics in the cerebral cortex
Continuous imaging of BLI showed that pO2 under resting conditions was highly dynamic, exhibiting local transient dips in pO2 (Fig. 2A–C and Movie S3). These local hypoxic events were spatially constricted, lasting several seconds up to minutes and typically showed a sharp on- and offset in relative tissue pO2 (Fig. 2 C–E). Due to their negative relative amplitude in pO2 and the characteristic sharply defined border, we named them ‘hypoxic pockets’.
Hypoxic pockets were identified based on their negative amplitude (pO2(ΔB/B)), typical sharp on- and offset, clear edges, and long duration (fig. S7A And Movie S4). Hypoxic pockets were observed throughout 20-minute-long recordings (Fig. 2F–H). In KX anesthetized mice, 200 ± 22 hypoxic pockets (Mean ± SEM) were detected during this time (Fig. 2I). Within a single frame recorded at 1 Hz 8.12 ± 0.04 hypoxic pockets were observed per mm2 covering 2.43 ± 0.02% of the field of view (Fig. 2J–K). Hypoxic pockets covered an area of 1823 ± 27 μm2 while lasting 48.2 ± 1.0 seconds (Fig. 2L–M). pO2(ΔB/B) decreased by 27.2 ± 4.5% from baseline prior to each hypoxic pocket (Fig. 2N). Hypoxic pockets had an average diameter of 45.29 ± 0.31 μm and an almost circular shape (Fig. 2O–P). Hypoxic pockets often occurred repeatedly in the same area. Within a 20-minute recording on average 73.2 ± 5.1 of those regions (ROIs) were detected with on average 2.8 ± 0.1 hypoxic pockets (Fig. 2Q–R). Each minute 0.15 ± 0.01 hypoxic pockets occurred within a given ROI, meaning that every ~ 7 minutes a hypoxic pocket occurred at the same place (Fig. 2S).
To quantify if pO2 during hypoxic pockets indeed reaches hypoxic threshold in cortex (≤ 18 mmHg)(15), we compared the pO2(ΔB/B) decrease in hypoxic pockets with those during hypoxia (10% inhaled O2) where pO2 reached 11 mmHg (Fig. 1D). During hypoxia, pO2(ΔB/B) was reduced by 29.2 ± 2.9%, similar to the decrease observed in hypoxic pockets (fig. S8A). Using the electrode and BLI correlation we determined that at a 20.6% ΔB/B reduction corresponds to the hypoxic threshold (fig. S8B).
Spectral absorption by hemoglobin is a common cause for artifacts in imaging fluorescent biosensors in vivo (16). To exclude the possible signal interference by hemoglobin as the underlying cause of the hypoxic pockets, we recorded the mNeonGreen fluorescence of GeNL instead (fig. S9A). Hemoglobin absorption should also affect the mNeonGreen fluorescence, which would be subject to hemoglobin absorption, but does not depend on O2. However, no events with similar spatio-temporal characteristics as hypoxic pockets were observed in the mNeonGreen fluorescence traces (fig. S9B–E).
O2 tension in and around venules is lower than in and around arterioles (17). We thus measured the distance of hypoxic pockets from arterioles and venules. Hypoxic pockets were closer to venules compared to arterioles with an average distance of 28.1 ± 0.7 μm and 48.0 ± 1.2 μm, respectively (fig. S10 A–C).
Tissue oxygenation is closely linked to the availability of O2 and therefore to capillary circulation of red blood cells. We thus hypothesized that hypoxic pockets result from hemodynamic changes in the microcirculation. We used intrinsic optical spectroscopy imaging (IOSI) (12, 16) to monitor hemoglobin dynamics in the brain of resting awake mice (fig. S11A). Hemoglobin dynamics were recorded at the isosbestic point for total hemoglobin concentration ([HbT]) (fig. S11B). The analysis identified areas of low [HbT] which shared their characteristic onset and offset dynamics with hypoxic pockets measured with BLI (fig. S9C–F). On average 0.9 ± 0.01 events of low [HbT] were detected per mm2 per second in IOSI measurements which lasted 16.5 ± 0.4 seconds covering 7344 ± 402 μm2 (fig. S11G–J). During these events, [HbT] decreased by 1.9 ± 0.1 mmHg (fig. S11K). While bioluminescence allows only the measurement of tissue hypoxia, IOSI reflects blood volume and thus transient localized decreases of hemoglobin concentration with similar temporal and spatial properties as shown for hypoxic pockets.
Hypoxic pockets are manipulated by vasodilation and capillary stalling
Brain activity is accompanied by transient increases in blood flow due to vasodilation, a phenomenon called neurovascular coupling or functional hyperemia (18). We asked whether hyperemia suppresses the number of hypoxic pockets and induced vasodilation by increasing CO2 in air (hypercapnia) (Fig. 3A) (9). The elevation of CO2 in the inhaled air increased tissue pO2 reversibly to 118.4 ± 0.3% concurrently with a sharp decrease in the number of hypoxic pockets per mm2 per second in a reversible manner from 3.9 ± 0.1 to 2.3 ± 0.1 and back to 4.7 ± 0.1, a reduction of 41% when CO2 was lowered (Fig. 3B–E). Area covered by hypoxic pockets changed by 0.54% from 1.01 ± 0.03% to 0.47 ± 0.02%, a reduction of 53% (Fig. 3F). pO2(ΔB/B) decrease within hypoxic pockets during hypercapnia was reduced by 4% and stayed low after hypercapnia during the time of recording (Fig. 3G). Furthermore, the duration of hypoxic pockets was reduced by 17 seconds as well as their spatial expansion by 65% (Fig. 3H–I). After hypercapnia duration and size recovered (Fig. 3H–I). The observation is consistent with the finding that hypercapnia decreases the portion of poorly perfused capillaries in the rat brain cortex (19). To assess whether an increased acidification during hypercapnia is involved (20), we measured extracellular pH in the brain parenchyma during 10% CO2 as described above. A five-minute period of 10% CO2 decreased pHuji intensity by 6.4% in a reversible manner (fig. S12A–B). Typically, fluorescent proteins are quenched in acidic environments, yet we observed an increase in bioluminescence intensity during hypercapnia, excluding that the observation was an artificial effect of pH on the sensor’s intensity.
Isoflurane is another potent vasodilator (21, 22) that increases blood volume but not tissue pH (23). We compared mice before and during isoflurane anesthesia and observed a decrease in the number of hypoxic pockets similar to CO2 (fig. S13A–B). During isoflurane anesthesia the number of hypoxic pockets per second was effectively decreased from 6.2 ± 0.01 to 1.9 ± 0.03, a reduction of 69% (fig. S13C). The area covered by hypoxic pockets was reduced by 0.83%, a decrease of 13% (fig. S13 D). The pO2(ΔB/B) decrease within hypoxic pockets was 21% less in isoflurane compared to awake mice and duration decreased by 15 seconds (fig. S13E–F). The size of hypoxic pockets was reduced by 13% (fig. S13 G).
A direct consequence of hypercapnia and isoflurane anesthesia-induced vasodilation is an increase in tissue pO2 (13, 24). Increased tissue pO2 might compensate for low-oxygenated areas increasing O2 diffusion thus reducing prevalence of hypoxic pockets (25). To uncouple vasodilation and tissue oxygenation, we increased the O2 in the inhalation air from 20% to 30% inducing hyperoxia (fig. S14A–C). This led to a 55% increase in ΔpO2 during hyperoxia which is substantially higher than measured under hypercapnia (fig. S14D). During hyperoxia the number of hypoxic pockets per second dropped from 3.5 ± 0.0.04 to 3.1 ± 0.03, a decrease of 11% (fig. S14E), which is far less compared to the isoflurane and hypercapnia conditions where hypoxic pockets were reduced by 69% and 41%, respectively. During hyperoxia pO2(ΔB/B) in hypoxic pockets decreased 15.9% less compared to normoxia (fig. S14F), which might be explained by the accompanying increase in pO2 leading to an overall increased tissue pO2 reducing the amplitude of the hypoxic pockets. Furthermore, the duration of hypoxic pockets was reduced by 13 s (41.5 ± 1 vs 28.5 ± 1) and their size increased slightly by 13% (fig. S14G–H). These observations show that vasodilation more potently controls the hypoxic pockets than blood oxygenation.
Local cerebral microcirculation is mainly regulated by changes of vascular resistance (26). Reversible adhesion of circulating leukocytes can effectively cease capillary blood flow, a phenomenon termed as capillary stalling (27). To directly test whether capillary stalling elicits hypoxic pockets, microspheres (diameter: 4 μm) were delivered intravascularly (Fig. 3J) to occlude capillaries (28, 29). We recorded O2 dynamics and microspheres in the same field of view simultaneously at 1 Hz using a hybrid BLI-fluorescence microscope that utilizes the readout time of the BLI camera to record microsphere fluorescence with a second camera (Fig. 3K–M). Following injection of microspheres, the number of hypoxic pockets decreased from 8.2 ± 0.07 to 5.9 ± 0.06 (Fig. 3N). In contrast, the total area covered by hypoxic pockets per second increased from 2.4 to 5.9%, an increase of 146% (Fig. 3O). While pO2(ΔB/B) only marginally changed (Fig. 3P), the duration of microsphere-induced hypoxic pockets was 11 seconds shorter (Fig. 3Q). Microsphere-induced hypoxic pockets were 445% larger than in the control group (Fig. 3R). Taken together, upon microsphere injection the area of hypoxic tissue was increased reflected an increase in size, but not in the number of pockets. A plausible explanation for this observation is that upon microsphere injection hypoxic pockets near each may fused together thus decreasing the number of individually detected events. When interrogating the dynamics of individual spheres and local tissue O2 dynamics, it was clear that influx of a microsphere quickly triggered a local decrease in pO2 with a similar temporal dynamic as the spontaneously occurring hypoxic pockets. (Fig. 3 S–X).
Hypoxic pockets are reduced by wakefulness and further suppressed by locomotion
To detect O2 dynamics in awake animals and assess the effect of locomotion, mice were trained to tolerate head restraint. One group of awake mice was recorded on a stationary platform, whereas a second group of mice was placed on a polystyrene ball allowing head fixed locomotion (Fig. 4A). The number of hypoxic pockets in behaving mice was reduced by 17% compared to KX-anesthetized mice (Fig. 4B–D–F). Yet, the pockets increased in surface area by 41% (Fig. 4J). Hypoxic pockets lasted on average 8 s shorter in awake mice, whereas the amplitude was unaffected (Fig. 4 H–I). Taken together, the pO2 maintains the same characteristics but is more dynamic in the awake than the anesthetized state possibly reflecting the higher level of neuronal activity and thereby blood flow in wakefulness compared with anesthesia (30, 31). We asked if the number of hypoxic pockets correlates with mice actively running, where increased blood flow and tissue pO2 is expected (32). 24 hours after surgery, mice were placed on an air-supported polystyrene ball (33) and pO2 dynamics were recorded (Fig. 4A–C). Compared to immobilized wake mice, number of hypoxic pockets was reduced by 35%, from 6.7 ± 0.05 to 4.3 ± 0.03, and percentage of area covered by hypoxia at any given time was reduced by 33% (Fig. 4D–G). On average, hypoxic pockets were 7 s shorter in mice who can freely run (Fig. 4H). Further, the amplitude of hypoxic pockets was dampened by 10.4% compared to immobilized mice (Fig. 4I). The spatial coverage of the hypoxic pockets was further reduced by 26% in running mice compared with immobile (Fig. 4J), while the number of ROIs of hypoxic pockets did not differ between KX-anesthetized, mobile, and immobile mice (Fig. 4K). The decrease of hypoxic pockets during active locomotion is unlikely due to a general increase in blood flow, as their highly structured spatial characterization is preserved, which is in contrast to the expected general linear increase in blood flow. We summarized the burden of hypoxic pockets on the brain as a measure of the effect of area, duration, and amplitude (Fig. 4L). Compared to quiet wakefulness, the analysis showed that the hypoxic burden is reduced by 52% in running mice (Fig. 4M). Earlier studies have shown that sensory stimulation can reduce prevalence of capillary stalls (25). To test whether a similar paradigm suppresses the occurrence of hypoxic pockets, a series of ten whisker stimulations were delivered to anesthetized mice (fig. S15 A). The stimulation resulted in a decrease in the number of hypoxic pockets by 35% (fig. S15B–H). Thus, functional hyperemia suppressed the occurrence of hypoxic pockets, whether initiated by sensory stimulation in anesthetized mice or by active running in awake behaving mice (fig. S15 I–M).
Discussion
This study shows that relative changes in pO2 can be monitored continuously in wide cortical regions of awake behaving mice by a genetically encoded bioluminescent oxygen indicator. By monitoring the bioluminescence signal of GeNL expressed in astrocytes, we found that cortical pO2 constantly fluctuates during physiological conditions giving rise to spatially and temporally defined hypoxic pockets. Manipulations that either increased or blocked capillary flow showed that local interruption of the microcirculation is responsible for the occurrence of hypoxic pockets. This conclusion was supported by imaging of cortical hemoglobin absorption, i.e., intrinsic optical signal (IOSI). Monitoring of the local hemoglobin concentration identified transient local reduction in hemoglobin, which shared their characteristic onset and offset dynamics with hypoxic pockets, thus providing an alternative approach to validate the occurrence of spatially restricted pO2 fluctuations during physiological conditions.
Two-photon imaging of cortical capillaries has documented that the velocity of red blood cell can vary by more than a factor of 10 (34–36). A conserved evolutionary feature of the mammalian cortex is that the ratio of arterioles and venules is not one. A modelling study predicted that low-flow regions are inevitable due to the many sources and sinks of blood flow and tend to form around whichever vessel is more numerous (37). In contrast to humans where the ratio is 2.5:1 (arterioles:venules), in mice, venules outnumber arterioles by a factor of 2.6 (38), which is expected to increase the low-flow regions preferentially around venules. Indeed, our analysis supported this notion by demonstrating that hypoxic pockets tend to appear closer to venules compared to arterioles in mouse cortex.
We expressed GeNL under an astrocytic promoter to take advantage of that the fine astrocytic processes infiltrate all parts of the neuropil (39, 40). However, we do not expect that the astrocyte selective expression of GeNL had significant impact upon the observations. Oxygen diffuses freely across the neuropil with no restrictions imposed by either plasma membranes or by specific cell types (41, 42).
Why have hypoxic pockets not been detected earlier? Recording pO2 concentration with a temporal resolution of 225 – 400 seconds per frame found hypoxic micro-pockets in the cortex of awake old mice using the phosphorescence probe, PtP-C343 (43, 44). However, the more frequent hypoxic events reported lasted only ~50 seconds and cannot be detected when imaging with a slow, minute lasting temporal resolution. Recently, 1/f-like fluctuations in pO2 have been observed using Clark electrodes and linked to RBC spacing heterogeneity, in line with our observations (45). However, pO2 declines in aging (43, 46) and it would be of interest to use the pO2 bioluminescence imaging introduced here to assess whether aging is linked to progressive increase in the duration and/or spatial expansion of hypoxic pockets. Another open question is whether the transient hypoxic pockets contribute to the noise observed in the functional magnetic resonance imaging (fMRI) BOLD signal. The hypoxic pockets are below the spatial resolution of fMRI but are likely contributing to the significant noise during rest (47). It is in this regard of interest that our analysis showed that the burden of the hypoxic pockets decreased when neuronal activity was increased suggesting that the increase BOLD signal may in part reflect a drop in occurrence of hypoxic pockets. This conclusion is supported by the finding that increase in capillary blood flow reduces the relative portion of capillary stalls (19).
Monitoring pO2 with BLI is limited to detection of short-term fluctuations, excelling at measuring relative changes over periods of minutes rather than providing accurate baseline pO2 comparisons over extended durations or across groups. It is important to note that while BLI is effective for assessing relative pO2, it does not offer absolute quantification.
Capillary blood flow is essential for supplying the brain with O2 and glucose needed to support the high metabolic demand associated with normal brain function (48). Numerous studies have shown a link between reduced cerebral blood flow and cognitive decline (49–52), including changes in microvasculature structure and flow (29, 43). The existence of non-perfused capillaries were discovered decades ago (53) More recently, transient disruptions of flow, caused by neutrophil adhesion, at the single capillary level were identified as a potential mechanism that contributes to cerebral blood flow changes driving neurological deficits (54, 55). Increased capillary stalling has been observed in models of Alzheimer’s disease (AD) (54), raising questions about the long-term impact of capillary stalling and its potential role in long-term neuronal viability. Hypoxia-induced increase in expression of hypoxia inducible factor 1a (HIF1a) impairs plasticity by disrupting synaptic physiology and spatial memory (56). Our study predicts that physical inactivity has direct effects on tissue pO2 by favoring capillary occlusions and increasing the number of hypoxic pockets (fig. S16). Conversely, simply increasing sensory input or locomotion rapidly suppress the occurrence of hypoxic pockets perhaps explaining the linkage between sedentary lifestyle and an increased risk of dementia (57, 58).
Supplementary Material
Acknowledgments:
We thank Drs T. Nagai and S. Inagaki (Department of Biomolecular Science and Engineering, The Institute of Scientific and Industrial Research, Osaka University, Japan) for providing GeNL plasmid and helpful technical discussion. We further thank Dan Xue for assistance with the illustrations, Yue Zhao for assistance with the data repository, and Steve Goldman for comments on the manuscript.
Funding:
Dr Miriam and Sheldon G. Adelson Medical Research Foundation (MN)
National Institutes of Health grant R01AT012312 (MN)
NINDS R01AT011439 (MN)
NCCIH U19 NS128613 (MN)
NHLBI R01HL122578 (MN)
Simons Foundation (MN)
Career Award at the Scientific Interface from Burroughs Wellcome Fund (MN)
JPND (MN)
Novo Nordisk Foundation NNF19OC0058058 (HH)
Lundbeck Foundation (VU)
Independent Research Fund Denmark 0134-00107B (HH)
Independent Research Fund Denmark 3101-00282B (MN)
US Army Research Office grants MURI W911NF1910280 (MN)
PARP W81XWH-16-1-0555 (MN)
PRAP W81XWH-22-1-0676 (MN)
Marie Skłodowska-Curie Fellowship ANCoDy, #101064009 (AA)
ONO Rising Star Fellowship (AA)
Footnotes
Data and materials availability:
The microscope recordings are available at the DANDI archive: https://doi.org/10.48324/dandi.000891/0.240215.0831. All other data are available in the manuscript or supplementary materials.
References and Notes
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
The microscope recordings are available at the DANDI archive: https://doi.org/10.48324/dandi.000891/0.240215.0831. All other data are available in the manuscript or supplementary materials.