Abstract
The dominant (‘general’) version of the diathesis-stress theory of depression views stressors and genetic vulnerability as independent risks. In the Australian Genetics of Depression Study (N = 14,146; 75% female), we tested whether polygenic scores (PGS) for major depression, bipolar disorder, schizophrenia, anxiety, ADHD, and neuroticism were associated with reported exposure to 32 childhood, past-year, lifetime, and accumulated stressful life events (SLEs). In false discovery rate-corrected models, the clearest PGS-SLE relationships were for the ADHD- and depression-PGSs, and to a lesser extent, the anxiety- and schizophrenia-PGSs. We describe the associations for childhood and accumulated SLEs, and the 2–3 strongest past-year/lifetime SLE associations. Higher ADHD-PGS was associated with all childhood SLEs (emotional abuse, emotional neglect, physical neglect; ORs = 1.09–1.14; p’s < 1.3 × 10−5), more accumulated SLEs, and reported exposure to sudden violent death (OR = 1.23; p = 3.6 × 10−5), legal troubles (OR = 1.15; p = 0.003), and sudden accidental death (OR = 1.14; p = 0.006). Higher depression-PGS was associated with all childhood SLEs (ORs = 1.07–1.12; p’s < 0.013), more accumulated SLEs, and severe human suffering (OR = 1.17; p = 0.003), assault with a weapon (OR = 1.12; p = 0.003), and living in unpleasant surroundings (OR = 1.11; p = 0.001). Higher anxiety-PGS was associated with childhood emotional abuse (OR = 1.08; p = 1.6 × 10−4), more accumulated SLEs, and serious accident (OR = 1.23; p = 0.004), physical assault (OR = 1.08; p = 2.2 × 10−4), and transportation accident (OR = 1.07; p = 0.001). Higher schizophrenia-PGS was associated with all childhood SLEs (ORs = 1.12–1.19; p’s < 9.3−8), more accumulated SLEs, and severe human suffering (OR = 1.16; p = 0.003). Higher neuroticism-PGS was associated with living in unpleasant surroundings (OR = 1.09; p = 0.007) and major financial troubles (OR = 1.06; p = 0.014). A reversed pattern was seen for the bipolar-PGS, with lower odds of reported physical assault (OR = 0.95; p = 0.014), major financial troubles (OR = 0.93; p = 0.004), and living in unpleasant surroundings (OR = 0.92; p = 0.007). Genetic risk for several mental disorders influences reported exposure to SLEs among adults with moderately severe, recurrent depression. Our findings emphasise that stressors and diatheses are inter-dependent and challenge diagnosis and subtyping (e.g., reactive/endogenous) based on life events.
Subject terms: Genetics, Depression
Introduction
The diathesis-stress model is the dominant aetiological theory of depressive disorders [1]. Multiple versions of this model have been proposed, which each describe different forms of relationship between stressors and diatheses and have distinct implications for understanding, preventing, and treating depression [2]. While several studies support a complex, inter-dependent relationship between stressors and diatheses [3, 4], the ‘general’ version of the model (which predicts that people with a higher genetic vulnerability for depression should have a lower load of stressors compared to people with lower genetic vulnerability) remains the most popular theory of the aetiology of depression [5]. Specific typologies of depression have been proposed based on this idea [6]. For example, people with so-called ‘endogenous’ depression have been theorised to have high genetic or biologic load but low environmental load, while cases with ‘reactive’ depression are theorised to have low genetic or biologic load but high environmental load.
The general version of the diathesis-stress model of depression and the proposed distinction between ‘endogenous’ and ‘reactive‘ subtypes fail to adequately consider that stressors and genetic diatheses are often inter-related. Indeed, there is some evidence that exposure to SLEs may be partly heritable [7], with twin studies showing that a class of SLEs for which individuals might play a contributory role seem to be influenced by genetic factors, albeit with modest heritability estimates [8–11]. This class of SLEs are referred to as ‘dependent’ or ‘personal’ SLEs (e.g., being laid off from one’s job), while SLEs that are more likely to be a function of random chance (e.g., exposure to a natural disaster) are referred to as ‘independent’ or ‘nonpersonal’ SLEs. Three models are commonly used to explain such ‘gene-environment correlations’. The ‘active’ model views people with genetic vulnerability to depression as being more likely to generate stress by selecting themselves into environments that have higher risk of exposure to stressors, such as a dysfunctional intimate relationship [12–15]. By contrast, the ‘passive’ model suggests that since mental disorders are heritable, genetic vulnerability may be a (noncausal) marker of a parent’s psychopathology, and a parent’s mental health problems may be the proximal cause of increased risk of exposure to SLEs in offspring. Third, the ‘evocative’ model proposes that genetically-influenced traits (e.g., stubbornness) evoke predictable patterns of response from the social environment (e.g., berated by a family member). Given these theoretical distinctions and the plausible contribution of individual factors (e.g., genes) to reported exposure to SLEs, a coherent aetiologic theory of depression should consider the influence genes have on exposure (or reporting of exposure) to SLEs [16].
Recent genetic studies have tested whether people with a higher polygenic score (PGS) for depression are more likely to develop depression after exposure to SLEs, with conflicting findings [3, 4, 17–19]. Very few studies have examined whether PGSs for depression or other mental disorders (and correlated traits) are associated with reported exposure to SLEs. A study of cases with depression in iPSYCH2012 reported a small relationship between higher depression-PGS and increased risk of exposure to at least one SLE after age 1018. A case-control study reported a small association between higher depression-PGS and the number of SLEs individuals were exposed to, but only in cases with depression [20]. Population-based studies have also investigated this question. A study from Generation Scotland reported a small association between a higher depression-PGS and the number of reported SLEs [21]. By contrast, a study of older adults in the Health and Retirement Study reported that the depression-PGS was unrelated to exposure to SLEs [22]. A handful of studies have examined whether multiple PGSs for mental disorders are mutually associated with reporting of SLEs. A study of a population-based cohort of women found that higher PGSs for major depression and ADHD were associated with higher likelihood of reporting exposure to childhood abuse, while PGSs for neuroticism, schizophrenia, bipolar disorder, and autism spectrum disorder (ASD) were associated with physical and emotional (but not sexual) abuse [23]. A study of the Twins Early Development Study reported a higher likelihood of retrospective childhood trauma in those with higher PGSs for ASD and PTSD, but not major depression, ADHD, bipolar disorder, schizophrenia, neuroticism, or anxiety [24].
No study of people with depression has investigated the mutual impact of PGSs for depression and other mental disorders on reported exposure to SLEs. Accordingly, we use a cohort study of adults with depression to examine associations between reported exposure to SLEs and PGSs for five major mental disorders (depression, bipolar disorder, schizophrenia, anxiety disorder, ADHD) and a related trait (neuroticism). We focus on these traits for four reasons. First, they are relevant to diathesis-stress models of depression and have plausible links to the experience, reporting, and/or exposure to SLEs (particularly PGS for neuroticism, anxiety, and depression). Second, there is face validity in the idea that behavioural manifestations of genetic liability to these six traits may increase the likelihood of being exposed to SLEs (particularly PGS for schizophrenia and ADHD). Third, these PGS are relatively well-powered, with SNPs identified by suitably-powered GWAS. Fourth these six traits are central to our ‘tripartite’ model about differential pathways to depressive disorders [25, 26]. Building on the literature, we hypothesise that higher depression-PGS will be associated with higher likelihood of reported exposure to SLEs, while investigation of the other PGS-SLE associations are exploratory.
Materials and methods
Participants and study design
The Australian Genetics of Depression Study (AGDS) is a volunteer cohort study of adults with depression. Recruitment procedures and cohort characteristics have been detailed elsewhere [27]. Participants joined AGDS after replying to a media campaign or a letter from the Australian Government’s Department of Human Services, sent to Australian residents who had received ≥ 4 prescriptions of any of the 10 commonest antidepressant medications in Australia in the past 4.5 years. 100,000 letters were sent across two waves (2016, 2017) and more participants were recruited via media appeal (85.7%) than prescription history invitation (14.3%). Participants completed an online survey about mental/physical health, treatment, and social, behavioural, and environmental factors [27]. The sample are highly educated (32% with a degree, 24% with a postgraduate degree) and > 75% have contributed a saliva sample using a mail-out ‘spit-kit’ from which DNA was extracted and processed.
The study was approved by the QIMR Berghofer Medical Research Institute Human Research Ethics Committee in Brisbane, Australia. Written informed consent was obtained from all participants. This report followed the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guidelines [28].
Stressful life events (SLEs)
Childhood SLEs
Participants indicated whether they experienced any of three types of SLEs in childhood: (1) emotional abuse (e.g., often being told you were no good; yelled at in a scary way; threatened, ignored, or stopped from making friends); (2) emotional neglect (e.g., often not being shown affection; not being given encouragement or support); or (3) physical neglect (e.g., often not being given enough to eat or drink, appropriate clothing, shelter, medical care, education, supervision, or a safe home environment). Three possible responses (no, yes, unsure) were recoded (1 = yes; 0 = no/unsure).
Lifetime SLEs
Estimated using the Life Events Checklist for DSM-5 [29]. Participants indicated whether they had experienced any of the following SLEs: (1) natural disaster (e.g., flood, cyclone, tornado, earthquake); (2) fire or explosion; (3) transportation accident (e.g., car accident, boat accident, train wreck, plane crash); (4) serious accident at work, home, or during recreational activity; (5) exposure to toxic substances (e.g., dangerous chemicals, radiation); (6) physical assault (e.g., being attacked, hit, slapped, kicked, beaten up); (7) assault with a weapon (e.g., being shot, stabbed, threatened with a knife, gun, bomb); (8) sexual assault (e.g., rape, attempted rape, made to perform any type of sexual act through force or threat of harm); (9) other unwanted/uncomfortable sexual experience; (10) combat or exposure to a war-zone (in the military or as a civilian); (11) captivity (e.g., being kidnapped, abducted, held hostage, prisoner of war); (12) life-threatening illness or injury; (13) severe human suffering; (14) sudden violent death (e.g., homicide, suicide); (15) sudden accidental death; (16) serious injury, harm or death you caused to someone else; or (17) any other very stressful event or experience. Six possible responses (happened to me, witnessed it, learned about it, part of my job, not sure, doesn’t apply) were recoded (1 = happened to me; 0 = all other responses).
Past-year SLEs
Estimated using 12 items adapted from the List of Threatening Experiences [30]. Participants indicated whether they experienced any of the following in the past 12 months: (1) divorce; (2) marital separation; (3) broken engagement/steady relationship; (4) separation from other loved one or close friend; (5) serious illness or injury; (6) serious accident (not involving personal injury); (7) burgled or robbed; (8) laid off or sacked from job; (9) other serious difficulties at work; (10) major financial problems; (11) legal troubles or involvement with police; or (12) living in unpleasant surroundings. Two responses were possible (0 = no; 1 = yes).
Cumulative SLEs
We summed the number of SLEs across four categories: childhood (range = 0–3); lifetime (0–17); past-year (0–12); and overall (i.e., summing across the other three categories; 0–32). Four SLEs had conceptual overlap across the checklists: ‘serious accident’ (lifetime) with ‘serious accident’ (past-year) and ‘life-threatening illness or injury’ (lifetime) with ‘serious illness or injury’ (past-year). To avoid double-counting, we discarded the past-year version when creating the cumulative SLE variable.
Polygenic scores (PGS)
Genotyping was done using the Illumina Global Screening Array V2. Samples were merged with the 1000 Genomes project samples [31] and genetic principal components (PCs) were calculated using a set of single-nucleotide polymorphisms (SNPs) not in linkage disequilibrium. Pre-imputation quality control was done using PLINK 1.9 [32, 33], including removing SNPs with a minor allele frequency < 0.005, SNP call rate < 97.5%, and identification of participants with genetic similarity [34] to a European reference group (> 4 SD from Ancestry Principal Components [PCs] PC1/PC2 centroid) and Hardy-Weinberg equilibrium (p < 1 × 10−6), before imputation using the Haplotype Reference Consortium 1.1 reference panel [35]. Over 95% of AGDS is of European ancestry and PGS were created for those with European ancestry only. PCA plots of ancestry principal components are shown in Supplementary Fig. 1. Other than requiring data for PGS and SLEs, no inclusion/exclusion criteria was applied for this study.
Summary statistics from recent genome-wide association studies (GWAS) were used to identify SNPs associated with major depression [36], bipolar disorder [37], schizophrenia [38], anxiety [39], ADHD [40], and neuroticism [41]. SBayesR [42], a Bayesian PGS method, was used to generate allele weights for each PGS. The posterior SNP effects for each disorder/trait were used to generate PGS for each participant using the PLINK score function [32]. As SNPs from AGDS participants have been used in depression GWAS, our depression-PGS was calculated with AGDS participants excluded. Each PGS was standardised across the entire QIMR genetic datasets (N > 60,000); the mean and standard deviations (SD) of each PGS are: major depression (M = 0.29; SD = 0.98); bipolar disorder (M = 0.11; SD = 1.00); schizophrenia (M = 0.07; SD = 1.00); anxiety disorder (M = 0.12; SD = 0.99); ADHD (M = 0.07; SD = 1.00); and neuroticism (M = 0.10; SD = 0.96). PGS were standardised for analysis. Effect sizes are interpretable as reflecting a one SD increase/decrease.
Statistical analysis
Analyses were conducted using R (version 4.2.2) [43]. Pearson’s product moment correlation was used to examine univariate relationships between each PGS (continuous) and the 32 SLEs (dichotomous). Logistic regression was used to model associations between SLEs and PGSs, while linear regression was used to model associations between the number of SLEs in each epoch (childhood, lifetime, past-year) and accumulated (range 0–32) and the PGS; models were adjusted for age and sex. The data were inspected before running analyses to confirm they met the assumptions of the statistical tests. The sample size was not pre-determined for this specific study but reflects participants with data on PGS and SLEs. To control for multiple comparisons in the multivariate analyses, we report uncorrected p-values and false discovery rate (FDR) significant p-values, calculated using the Benjamini-Hochberg (BH) procedure [44]: (1) sort p-values from multivariable models in ascending order; (2) assign a rank to each p-value; (3) calculate each p-value’s BH critical value using the formula (i/m)Q, where: i = rank of p-value, m = number of tests, and Q = false discovery rate (5%); and (4) find largest p-value that is less than the critical value and designate smaller p-values as “significant”. Model outputs are reported in Supplementary Tables 5–40.
Results
Demographic and clinical data
From an available cohort of 20,680 individuals (75% female; mean [SD] age 42.8 years [15.3 years]), data passing quality control were available for 14,146 participants and included as our analytic sample. 75% were female and the mean [SD] age was 44.0 years [15.3] (range 18–90). Using DSM-5 criteria, 88% met criteria for a lifetime major depressive episode. Descriptive information about the sample is provided in Table 1.
Table 1.
Socio-demographic characteristics of the sample.
Total N | 14,146 |
---|---|
Age, years | |
Mean (SD) | 43.95 (15.27) |
Range | 18–90 |
Sex a | |
Female | 10,561 (75%) |
Male | 3572 (25%) |
Unspecified | 13 ( < 1%) |
Marital status | |
Married or de facto relationship | 7682 (54%) |
Separated or divorced | 2159 (15%) |
Widowed | 249 (2%) |
Never married | 4025 (29%) |
Information not provided | 31 ( < 1%) |
Education | |
Postgraduate | 3927 (28%) |
Degree | 4867 (35%) |
Certificate or diploma | 3379 (24%) |
Senior high school | 1110 (8%) |
Junior high school or less | 830 (6%) |
No formal education | 6 ( < 1%) |
Information not provided | 27 ( < 1%) |
Reported exposure to SLEs
Numbers of participants reporting exposure to each of the 32 SLEs are presented in Supplementary Table 1. The three commonest were emotional abuse (53%) and emotional neglect (46%) in childhood and lifetime other unwanted or uncomfortable sexual experience (34%), while the least common was combat or exposure to a warzone (< 1%).
Childhood SLEs and PGSs
As shown in Fig. 1, higher PGSs for ADHD, schizophrenia, and depression were associated with a higher likelihood of reported exposure to all childhood SLEs (FDR-corrected p’s < 0.05). Higher anxiety-PGS was associated with higher odds of reported exposure to emotional abuse in childhood (FDR-corrected p < 0.05). The bipolar- and neuroticism-PGS were not associated with reported exposure to any childhood-SLE.
Fig. 1. Childhood SLEs and PGS for attention-deficit/hyperactivity disorder, anxiety, bipolar disorder, depression, neuroticism, and schizophrenia.
Coefficients are presented grouped by PGS (not SLE). The y-axis variables are the outcome (y variables) for three regression models in which the six PGS were fitted alongside age and sex (x variables).
Lifetime SLEs and PGSs
As shown in Fig. 2, under FDR-correction there were no significant relationships between any lifetime-SLE and the neuroticism-PGS. The bipolar-PGS was associated a lower likelihood of reported exposure to physical assault (OR = 0.95 [95% CI,0.91–0.99]; p = 0.014; FDR-corrected p < 0.05). Higher schizophrenia-PGS was related to a higher odds of severe human suffering (OR = 1.16 [1.05–1.29]; p = 0.003; FDR-corrected p < 0.05). Higher anxiety-PGS was associated with higher likelihood of physical assault (OR = 1.08 [1.04–1.13]; p < 0.001; FDR-corrected p < 0.05) and transportation accident (OR = 1.07 [1.03–1.11]; p = 0.001; FDR-corrected p < 0.05). Higher depression-PGS was associated with higher odds of physical assault (OR = 1.06 [1.02–1.11]; p = 0.006; FDR-corrected p < 0.05), unwanted/uncomfortable sexual experience (OR = 1.09 [1.04–1.13]; p < 0.001; FDR-corrected p < 0.05), sexual assault (OR = 1.10 [1.05–1.16]; p < 0.001; FDR-corrected p < 0.05), severe human suffering (OR = 1.17 [1.05–1.30]; p = 0.003; FDR-corrected p < 0.05), life-threatening illness or injury (OR = 1.09 [1.03–1.15]; p = 0.003; FDR-corrected p < 0.05), and assault with a weapon (OR = 1.12 [1.04–1.21]; p = 0.003; FDR-corrected p < 0.05). Finally, higher ADHD-PGS was associated with higher likelihood of sudden violent death (OR = 1.23 [1.12–1.36]; p < 0.001; FDR-corrected p < 0.05), sudden accidental death (OR = 1.14 [1.04–1.25]; p = 0.006; FDR-corrected p < 0.05), sexual assault (OR = 1.11 [1.07–1.16]; p < 0.001; FDR-corrected p < 0.05), serious accident (OR = 1.08 [1.03–1.14]; p = 0.004; FDR-corrected p < 0.05), physical assault (OR = 1.09 [1.05–1.14]; p < 0.001; FDR-corrected p < 0.05), fire or explosion (OR = 1.11 [1.04–1.19]; p = 0.001; FDR-corrected p < 0.05), assault with a weapon (OR = 1.11 [1.04–1.19]; p = 0.001; FDR-corrected p < 0.05), and transportation accident (OR = 1.05 [1.01–1.09]; p = 0.018; FDR-corrected p < 0.05).
Fig. 2. Lifetime SLEs and PGSs for attention-deficit/hyperactivity disorder, anxiety, bipolar disorder, depression, neuroticism, and schizophrenia.
Coefficients are presented grouped by PGS (not SLE). The y-axis variables are the outcome (y variables) for 17 regression models in which the six PGS were fitted alongside age and sex (x variables).
Past-year SLEs and PGSs
As presented in Fig. 3, under FDR-correction the schizophrenia-PGS was not significantly associated with any past-year SLE. Higher anxiety-PGS was associated with a higher likelihood of serious accident (OR = 1.23 [95% CI,1.07–1.42]; p = 0.004; FDR-corrected p < 0.05). Higher neuroticism-PGS was associated with higher likelihood of living in unpleasant surroundings (OR = 1.09 [1.02–1.15]; p = 0.007; FDR-corrected p < 0.05) and major financial troubles (OR = 1.06 [1.01–1.12]; p = 0.014; FDR-corrected p < 0.05). Higher depression-PGS was associated with higher odds of serious illness or injury (OR = 1.09 [1.04–1.15]; p < 0.001; FDR-corrected p < 0.05), major financial troubles (OR = 1.08 [1.03–1.14]; p = 0.002; FDR-corrected p < 0.05), and living in unpleasant surroundings (OR = 1.11 [1.04–1.18]; p = 0.001; FDR-corrected p < 0.05). By contrast, higher bipolar-PGS was associated lower likelihood of major financial troubles (OR = 0.93 [0.88–0.98]; p = 0.004; FDR-corrected p < 0.05) and living in unpleasant surroundings (OR = 0.92 [0.87–0.98]; p = 0.008; FDR-corrected p < 0.05). Finally, higher ADHD-PGS was associated with higher odds of serious illness or injury (OR = 1.10 [1.05–1.16]; p < 0.001; FDR-corrected p < 0.05), separation from loved one (OR = 1.08 [1.03–1.14]; p = 0.002; FDR-corrected p < 0.05), major financial troubles (OR = 1.11 [1.06–1.17]; p < 0.001; FDR-corrected p < 0.05), and legal troubles (OR = 1.15 [1.05–1.25]; p = 0.003; FDR-corrected p < 0.05).
Fig. 3. Past-year SLEs and PGSs for ADHD, anxiety, bipolar disorder, depression, neuroticism, and schizophrenia.
Coefficients are presented grouped by PGS (not SLE). The y-axis variables are the outcome (y variables) for 12 regression models in which the six PGS were fitted alongside age and sex (x variables).
Cumulative SLEs and PGSs
As shown in Fig. 4, the neuroticism-PGS was not significantly related to any cumulative SLE variable. The schizophrenia-PGS was related to more SLEs in childhood, the lifetime, and overall (ORs = 1.09–1.20; FDR-corrected p’s < 0.05). Higher ADHD-PGS was related to more childhood, lifetime, past-year, and cumulative SLEs (ORs = 1.07–1.36; FDR-corrected p’s < 0.05), as was the depression-PGS (ORs = 1.05–1.24; FDR-corrected p’s < 0.05) and anxiety-PGS (OR = 1.04–1.13; FDR-corrected p’s < 0.05). By contrast, higher bipolar-PGS was related to fewer reported SLEs in childhood (OR = 0.97 [0.95–0.99]; p = 0.01; FDR-corrected p < 0.05).
Fig. 4. Cumulative SLEs and PGSs for ADHD, anxiety, bipolar disorder, depression, neuroticism, and schizophrenia.
For simplicity, coefficients are presented grouped by PGS (not SLE). The y-axis variables are the outcome (y variables) for four separate regression models in which the six PGS were fitted alongside age and sex (x variables).
Sensitivity analyses
Depressive episodes
Higher depression-PGS is associated with more depressive episodes; people experiencing more episodes may be more likely to be subsequently exposed to SLEs; and more episodes may lead to hopelessness that biases reporting. The depression-, schizophrenia-, anxiety-, neuroticism-, and ADHD-PGS were each associated with more depressive episodes and more SLEs, and the number of depressive episodes was associated with all childhood and most past-year and lifetime SLEs (Supplementary Tables 2–4). When including number of depressive episodes as a covariate, the PGS-SLE associations were slightly attenuated but qualitatively similar (Supplementary Tables 5–40).
Non-psychiatric PGS
It is possible that the genetic relationships with SLEs are not specific to psychiatric PGS. In a post-hoc analysis, we chose six control PGS, three with minimal genetic correlations (rG = 0.02 0.04) with depression (hip circumference, rheumatoid arthritis, type 2 diabetes [T2D]) and three with stronger genetic correlations (rG = 0.15–0.16) with depression (lung cancer, asthma, coronary artery disease [CAD]). These non-psychiatric PGS were standardised against an independent control sample (ASPREE). We ran the same regression models but with the psychiatric PGS removed and the ‘control’ PGS fitted together (Supplementary Figs. 2–5).
Starting with the traits more strongly genetically correlated with depression, the lung cancer-PGS was associated with three SLEs: ‘serious illness or injury’ (OR = 1.06; p = 0.012); major financial problems (OR = 1.06; p = 0.008); and sudden violent death (OR = 1.11; p = 0.036). The asthma-PGS was associated with eight SLEs, with the five strongest associations for: count of accumulated SLEs (OR = 1.12; p = 0.002); major financial problems (OR = 1.08; p = 0.011); living in unpleasant surroundings (OR = 1.07; p = 0.016); unwanted sexual experience (OR = 1.06; p = 0.004); and physical assault (OR = 1.06; p = 0.007). The CAD-PGS was associated with six SLEs, with the five strongest associations for: serious injury, harm, or death you caused to someone else (OR = 1.17; p = 0.014); legal troubles or involvement with police (OR = 1.14; p = 0.003); count of accumulated SLEs (OR = 1.09; p = 0.016); count of lifetime SLEs (1.06; p = 0.016); and serious illness or injury (OR = 1.06; p = 0.020).
Regarding the traits minimally correlated with depression, the hip circumference-PGS was associated with three reported SLEs: fire or explosion (OR = 0.93; p = 0.037); unwanted sexual experience (OR = 0.96; p = 0.041); and harm you caused (OR = 1.13; p = 0.046). The rheumatoid arthritis-PGS was associated with two reported SLEs: fire or explosion (OR = 0.90; p = 0.002) and serious injury, harm, or death you caused to someone else (OR = 1.14; p = 0.033). Finally, the T2D-PGS was associated with 18 SLE variables, with the strongest five associations being: marital separation (OR = 1.21; p = 0.001); total accumulated SLEs (OR = 1.18; p < 0.001); harm you caused (OR = 1.18) (p = 0.007); sexual assault (OR = 1.09; p < 0.001); and major financial problems (OR = 1.09; p = 0.001).
Discussion
In this cohort study of adults with depression, genetic vulnerability for several mental disorders was associated with an increased likelihood of reported exposure to SLEs. While all PGSs were associated with SLEs to varying degrees, the clearest patterns of increased likelihood were for depression and ADHD, and, to a lesser extent, schizophrenia and anxiety. By contrast, higher genetic risk for bipolar disorder was associated with lower odds of reported exposure to several SLEs, consistent with one study finding a lower bipolar-PGS among cases with more childhood maltreatment [45] but inconsistent with another reporting the opposite [46]. While counterintuitive, this association does not mean that genetic vulnerability to BD reduces the risk of genuine exposure to SLEs; rather, genetic vulnerability to BD might influence the way that individuals think about and respond to questions about stressors. These findings underscore the inter-dependence of diatheses and stressors in depression and also challenge the historical discourse about the subtyping of depression on the basis of exposure to SLEs (e.g., melancholic vs non-melancholic; endogenous vs reactive). The findings also bring into question the role of SLEs and other perceived traumatic experiences in diagnostic categories that rely primarily on the reporting of events (e.g., PTSD, prolonged grief disorder). While these experiences may represent a precipitant of abnormal mental states, the simple assignment of aetiologic causality to reported events may downplay the importance of other vulnerability factors that underpin variation in responses to SLEs. We discuss these findings in the context of active, passive, and evocative gene-environment correlations, and gene-environment interaction.
The active gene-environment correlation account views people with genetic vulnerability to depression as being more likely to generate stress by selecting themselves into environments carrying higher risk of stressors [12–15]. In support of this, some studies show that genetic risk for depression is more strongly linked to interpersonal than nonpersonal SLEs. Chance is presumed to play a more prominent causal role in nonpersonal SLEs [4, 13, 20, 47]. Here, most of the positive PGS-SLE associations were for personal SLEs (e.g., legal problems, sexual assault, physical assault). Dovetailing with other studies, the depression-PGS was mostly associated with personal SLEs [4], and notably, the ADHD-PGS was related to the highest number of personal SLEs. Conversely, the passive account suggests that since mental disorders are heritable, genetic vulnerability may be a (noncausal) marker of a parent’s psychopathology. Parental psychopathology could therefore be a cause of an offspring’s reported exposure to SLEs, for example, via a chaotic home environment [48] or negative parenting behaviours in childhood [49]. Third, the evocative account suggests that genetically-influenced traits evoke predictable patterns of response from the environment. Children may express traits (e.g., aggression, headstrong behaviour) that make parents engage in negative behaviours (e.g., emotional abuse). Relevant to our findings, we speculate that behavioural expression of genetic liability to ADHD (e.g., impulsivity) [50], depression (e.g., moodiness), or schizophrenia (e.g., behavioural disturbance) [51] could elicit negative responses from the environment, and these responses could be experienced or interpreted as SLEs.
A final interpretation is gene-environment interaction. As has been suggested for genetic risk for depression [13], genetic risk for other mental disorders (e.g., anxiety) may alter an individual’s sensitivity to the environment. For example, an individual with genetic vulnerability to anxiety may experience an event as stressful or attribute the intention of another person as threatening. Such genetic vulnerability could influence a shift from a neutral event—e.g., being touched on the arm as a greeting—to a stressful event—e.g., feeling physically assaulted. Relatedly, we have proposed a developmental pathway model that hypothesises three pathophysiological mechanisms underpinning trajectories to depression: a neurodevelopmental pathway leading to depression with cognitive impairment or psychotic features; a circadian pathway leading to atypical depression or bipolar-like presentations; and a hyperarousal pathway leading to the common forms of anxious-depression [25, 26, 52]. Speculating about our findings under this model, it is possible that for one person with high genetic risk for depression or anxiety, a neutral event may be experienced with hyperarousal and be recalled as a stressor, while for another person with lower genetic risk for depression or anxiety, the same event might be experienced with lower arousal and not be recalled as a stressor. Age-dependent expression of genetic risk may also be relevant. For example, a study of the Avon Longitudinal Study of Parents and Children reported that higher genetic risk for schizophrenia manifests in adolescence as anxiety [53]; people with genetic liability to schizophrenia might therefore experience life events as more stressful at certain developmental stages.
Our study has several limitations. First, we relied on retrospective reports of SLEs, which might be influenced by reporting/recall biases. Some SLE items were broad, subject to interpretation, and may reflect non-abusive behaviours; for instance, the childhood ‘emotional abuse’ item includes example prompts such as “yelled at in a scary way” and “not being given encouragement”, which may be particularly at risk of recall biases. Second, it is possible that participants may have conflated their experience of depression with items on the SLE checklist. Third, most of AGDS reports a severe, recurrent course of depression (only 4% reporting a single episode [27]). While our models adjusted for the number of depressive episodes, our findings might nonetheless be less relevant to individuals with less severe or recurrent depressive disorders. Fourth, we used the full distribution of each PGS; however, given that differences in SLEs could plausibly be quite different at the extremes of the PGS, in an exploratory analysis we compared the ORs for each SLE between the top and bottom 5% of each PGS. Across the six psychiatric PGS, there was a difference of less than 10% in the ORs of most SLEs, which suggests that if there are nonlinear PGS-SLE associations, they are minor. Fifth, we cannot know whether the PGS-SLE associations reflect an increase in the probability of genuine exposure to SLEs versus an increase in the attribution of events as stressors. Sixth, differences in the patterns of association between the PGS may be related to differences in the relative power of each PGS (which are influenced by GWAS sample sizes and the genetic architecture of the phenotypes). Seventh, most of AGDS is of European ancestry (> 95%) and our PGS analyses were on participants with genetic similarity to a European reference group; our adjustment for genetic PCs accounts for differences within the European group and cryptic relatedness between samples (which in one sense is a strength). However, our findings may not be generalisable to non-European groups, as reporting of SLEs (and associations with PGS) might differ across ancestry/ethnic groups. Eighth, the higher proportion of participants recruited to AGDS via public media appeal (86%) compared to prescription history invitation (14%), and the high educational attainment, may indicate a self-selection bias that restricts the generalisability of our findings. Ninth, a person’s current relationship with family could bias their reporting of childhood SLEs. The survey did not collect detailed information about relationships with family. However, using our best item (serious problems getting along with ‘other family member’ during the past 12 months), we found that although the childhood SLEs were significantly associated with this current family relationship variable (P < 1 × 10−200), the PGS and childhood SLE associations remained significant when adjusting for this covariate.
In conclusion, among adults with more severe or recurrent forms of depression, higher PGSs for ADHD, depression, anxiety, and schizophrenia were consistently associated with higher reporting of exposure to SLEs. Notably however, our post-hoc analysis with non-psychiatric PGSs suggest a more complex story. While the psychiatric PGS were more consistently associated with childhood SLEs, and had stronger associations with each cumulative SLE variable, the magnitude and pattern of association for the past-year/lifetime SLEs were more similar among the psychiatric and non-psychiatric PGS (particularly for the T2D-PGS). Replication and follow-up causal analyses of these post-hoc results is warranted. Altogether, our results suggest that efforts to help genetically-vulnerable individuals cope with stress could potentially improve their outcomes and help break the cycle of recurrent depression and SLEs.
Supplementary information
Acknowledgements
We are indebted to all of the participants for giving their time to contribute to this study. We thank all the people who helped in the conception, implementation, beta testing, media campaign, and data cleaning. We thank the research participants and employees of 23andMe, inc., for making this work possible. The study protocol used by 23andMe was approved by an external AAHRPP-accredited institutional review board. The Australian Genetics of Depression Study was primarily funded by grant 1086683 from the National Medical Health and Research Council (NHMRC) of Australia. This work was further supported by an NHMRC EL1 Investigator Grant (GNT2008196) awarded to Jacob Crouse, an NHMRC L3 Investigator Grant (GNT2016346) awarded to Ian Hickie, and a philanthropic donation from families who affected by mental illness (who would like to be left anonymous).
Author contributions
JJC: Conceptualization; Formal analysis; Visualization; Writing – original draft; Writing – review & editing. SHP: Formal analysis; Visualization; Writing – review & editing. EMB: Data curation; Funding acquisition; Investigation; Methodology; Writing – review & editing. BLM: Data curation; Investigation; Methodology; Writing – review & editing. JS: Supervision; Writing – review & editing. SEM: Data curation; Funding acquisition; Investigation; Methodology; Writing – review & editing. TL: Formal analysis; Visualization; Writing – review & editing. NRW: Data curation; Funding acquisition; Investigation; Methodology; Writing – review & editing. NGM: Conceptualization; Data curation; Funding acquisition; Investigation; Methodology; Writing – review & editing. IBH: Conceptualization; Data curation; Funding acquisition; Investigation; Supervision; Writing – review & editing
Funding
Open Access funding enabled and organized by CAUL and its Member Institutions.
Data availability
Access to AGDS data is restricted due to the ethical guidelines governing the study but may be accessible following ethical review and data transfer agreements. Please contact Nicholas Martin (nick.martin@qimrberghofer.edu.au) with queries related to accessing AGDS data.
Code availability
R analysis scripts used to run the statistical models can be shared upon reasonable request.
Competing interests
Ian B. Hickie is the Co-Director, Health and Policy at the Brain and Mind Centre (BMC) University of Sydney, Australia. The BMC operates an early-intervention youth services at Camperdown under contract to headspace. He has previously led community-based and pharmaceutical industry-supported (Wyeth, Eli Lily, Servier, Pfizer, AstraZeneca) projects focused on the identification and better management of anxiety and depression. He is the Chief Scientific Advisor to, and a 3.2% equity shareholder in, InnoWell Pty Ltd. InnoWell was formed by the University of Sydney (45% equity) and PwC (Australia; 45% equity) to deliver the $30 M Australian Government-funded Project Synergy (2017-20) and to lead transformation of mental health services internationally through the use of innovative technologies.
Footnotes
Publisher’s note Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Supplementary information
The online version contains supplementary material available at 10.1038/s41380-024-02492-x.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
Access to AGDS data is restricted due to the ethical guidelines governing the study but may be accessible following ethical review and data transfer agreements. Please contact Nicholas Martin (nick.martin@qimrberghofer.edu.au) with queries related to accessing AGDS data.
R analysis scripts used to run the statistical models can be shared upon reasonable request.