Abstract
Summary: As the scope of the problem of Alzheimer's disease (AD) grows due to an aging population, research into the devastating condition has taken on added urgency. Rare inherited forms of AD provide insight into the molecular pathways leading to degeneration and have made possible the development of transgenic animal models. Several of these models are based on the overexpression of amyloid precursor protein (APP), presenilins, or tau to cause production and accumulation of amyloid-β into plaques or hyperphosphorylated tau into neurofibrillary tangles. Producing these characteristic neuropathological lesions in animals causes progressive neurodegeneration and in some cases similar behavioral disruptions to those seen in AD patients. Knockout models of proteins involved in AD have also been generated to explore the native functions of these genes and examine whether pathogenesis is due to loss of function or toxic gain of function in these systems. Although none of the transgenic lines models the human condition exactly, the ability to study similar pathological processes in living animals have provided numerous insights into disease mechanisms and opportunities to test therapeutic agents. This chapter reviews animal models of AD and their contributions to developing therapeutic approaches for AD.
Keywords: Amyloid, tau, transgenic, senile plaque, neurofibrillary tangle
ALZHEIMER'S DISEASE CLINICAL FEATURES, NEUROPATHOLOGY, AND GENETICS
Alzheimer's disease (AD), the leading cause of dementia, currently affects 12 million people worldwide; 4.5 million of these are in America alone, a striking figure that is predicted to almost triple by 2050. 1,2 Transgenic animal models of AD provide an excellent tool for investigating pathogenic mechanisms and treatments. Here, we review these models and their contributions to the field. To begin, we will briefly discuss the symptoms and pathology of Alzheimer's disease that transgenic models are designed to emulate.
The first and most common symptom of AD is memory loss. Patients also undergo general cognitive decline including temporal and geographic disorientation, impairment of judgment and problem solving, and deterioration of language abilities. 3 Behavioral and personality changes also occur until the end stages of the disease when troublesome behaviors disappear along with most personality traits. 4,5 In the severe stages of the disease, motor complications often develop, 6,7 which along with the dementia, leave people completely bedridden and dependent on caregivers.
What is wrong in the Alzheimer brain?
In 1907, in the first report of a patient with the disease that later came to be named after him, Alois Alzheimer described senile plaques and neurofibrillary tangles (NFTs) 8—the two lesions that pathologists still use to make the histological diagnosis of AD. Since these original descriptions, great advances have been made in our understanding of these lesions and other abnormalities have been identified and described in the AD brain. In 1927, Divry discovered that Congo red-stained senile plaques in the AD brain exhibit birefringence and described plaques as an extracellular aggregation of amyloid 9 whose molecular identity was established 57 years later by Glenner. 10 In 1987, Kang et al. 11 showed that the amyloid in senile plaques is derived from the amyloid precursor protein (APP). Plaques are not uniform in nature, there are commonly two types: diffuse plaques containing mainly nonstructured amyloid, and dense, fibrillar plaques. Dense-cored fibrillar plaques are often associated with a halo of dystrophic neurites. 12–14
Plaques form in the neocortex, hippocampus, and amygdala of the AD brain. In the hippocampus, the dentate gyrus contains a layer of neuritic plaques. 15 Within the neocortex, layers II and III are most susceptible to plaque formation, and limbic and association cortices are more susceptible than primary sensory cortex. 16–19 Plaques usually form first in basal neocortex then spread to the hippocampal formation and adjoining cortical areas. 20 The most popular hypothesis regarding plaque formation is that neuritic plaques develop from a preceding diffuse plaque. 12 Evidence from analysis of plaque structure and formation in AD and transgenic mice indicates that plaques form by reversible aggregation of Aβ in clusters. 21,22
NFTs, the other classic hallmark of AD pathology, are intraneuronal lesions of paired helical filaments 23 made of hyperphosphorylated tau protein. 24 Similar deposits of paired helical filament (PHF) tau in axons and dendrites form, called neuropil threads. Tangles are found in the subiculum, cornu ammonis 1 region of the hippocampus (CA1), entorhinal cortex and neocortex, 15,25 and also in several subcortical areas including the amygdala, nucleus basalis of Meynert, ventral tegmental area, dorsal raphe, olfactory bulb, and some thalamic and hypothalamic nuclei. 26 Braak and Braak 20 characterized the frequency of occurrence of tangles in different brain regions at different ages and determined that tangles form first in the transentorhinal region and spread through the entorhinal cortex, hippocampus, association cortex and sensory cortex. This progression directly disrupts the temporal lobe memory system, 27 doubtless contributing to memory loss. Indeed, NFT density correlates with disease duration 19 and severity of dementia. 28–30
Extensive neuron loss occurs in vulnerable areas of the AD brain closely mirroring the progression of NFT formation. Large-scale loss of neurons further disrupts neuronal circuitry and must also contribute to cognitive decline seen in AD. Pyramidal neurons that extend long corticocortical projections are particularly vulnerable, and their death disrupts connections between association cortices. 31 For example, up to 90% of large pyramidal neurons in prefrontal cortex are lost by the end stages of AD. 32 The circuitry connecting the entorhinal cortex and the hippocampal formation is also decimated in AD—this pathway supplies information from many association cortices for processing in the hippocampus and is believed to play a crucial role in memory. 33 Even in mild AD, 50% of the neurons in layer II of entorhinal cortex can be lost, and in severe AD cases, almost all of the neurons in this layer have died. 34 In the CA1 region of the hippocampus, around 70% of neurons die during the progression of AD. 35
Neurons that remain in the AD brain undergo extensive morphological changes: dystrophic neurites form, dendritic and axonal trees are remodeled, and synapse and dendritic spine densities change. 36 These changes alter connectivity in circuits responsible for memory and cognition, probably contributing to AD symptoms. Indeed, synapse loss strongly correlates with cognitive decline in patients. 37–39
Molecular genetics of AD
The amyloid cascade hypothesis holds that altered amyloid processing and aggregation constitute the key pathogenic factor in AD, and that the rest of the disease results from amyloid-induced changes (FIG. 1). 40 The strongest support for the amyloid hypothesis has come from the discovery that all of the genes implicated in familial AD increase the production or aggregation of Aβ. Environmental conditions and genetic factors both appear to play important roles in the complex etiology of AD. The majority of Alzheimer cases seem to be sporadic or to result from complex interactions of several genes. Nevertheless, a minority of AD cases (<1%) result from autosomal dominant inheritance of an age-dependent trait with high penetrance. 41,42 Identification of the genes involved in these rare familial cases of AD provides a powerful tool for elucidation of disease mechanisms and production of transgenic animal models as will be discussed below. The first genetic mutation associated with familial AD was in the amyloid precursor protein (APP) gene. Suspicion of the involvement of APP in familial AD arose since the gene resides on chromosome 21 11 and people with Down's syndrome (who have an extra copy of chromosome 21) develop neuropathological attributes of AD by age 40. 43 Genetic linkage studies also suggested the involvement of a locus near the APP gene on chromosome 21 in familial AD (FAD). 44,45 The first missense mutation confirmed in the APP gene in FAD was found in a British family 46 and confirmed in a Japanese family in 1991. 47 Since then, 20 pathological mutations in APP have been identified. Most of these are near the proteolytic cleavage sites involved in Aβ production.
Mutations in APP do not account for all cases of familial AD. In the mid 1990s, further genetic linkage studies uncovered mutations in presenilin 1 on chromosome 14 48–50 and presenilin 2 on chromosome 1. 51,52 Presenilin forms the active site of the γ-secretase complex involved in the production of Aβ. 53 Cleavage of APP by γ and β-secretases produces the Aβ peptide which aggregates into plaques. 54
Genetic risk factors also exist for nonfamilial, sporadic cases of AD. Apolipoprotein E (ApoE) gene polymorphisms appear to be involved in late-onset familial aggregated cases of AD. In particular the ε4 allele of ApoE increases the risk of developing AD,55,56 whereas the ε2 allele appears protective. 57 ApoE can bind Aβ 58 and localizes to senile plaques, 59 raising the possibility that this protein plays a role in Aβ clearance.
To date, no mutations in the tau gene have been associated with familial AD. However, NFT pathology appears to play an important role in AD progression, so animal models to study tangle formation are useful in the context of AD research as well as studies on tauopathies. Mutations in the tau gene on chromosome 17 have been associated with a class of frontotemporal dementias termed frontotemporal dementia with parkinsonism linked to chromosome 17 (FTDP-17). These tauopathies present with tau aggregations in neurons and glia without any amloid deposits. 60
AMYLOID PATHOLOGY MOUSE MODELS
The first transgenic models of AD came from overexpression of amyloid precursor protein in an attempt to reproduce amyloid pathology. As discussed above, the popular amyloid hypothesis predicts that altered amyloid processing should result in Alzheimer-like pathology. Amyloid precursor protein is processed in two pathways, one fibrillogenic that leads to plaque formation and the other nonfibrillogenic (FIG. 2). Mutations of APP are associated with familial AD, and amyloid-β, a degradation product of APP, accumulates in senile plaques, dystrophic neurites, and synaptic terminals in the AD brain. 40 Thus, many groups worked under the theory that overexpressing human APP (wild-type and with FAD-associated mutations) or fragments of APP under neuron specific promoters might result in amyloid pathology similar to that seen in AD. After largely unsuccessful attempts to create a mouse model of AD in the early 1990s, 61,62 the field took off, and to date, around a dozen mouse models exist that develop amyloid pathology due to overexpression of APP variants (Table 1).
TABLE 1.
Name | Gene(s) Overexpressed | Promoter | Neuropathology Plaques | P-tau | NFT | Cell Loss | Memory Deficits | Age of Onset (of Pathology) | References |
---|---|---|---|---|---|---|---|---|---|
PDAPP mice | APP minigene, V717F mutation | PDGFβ | Yes | Yes | No | No | Yes | 6–8 months | 63, 67–69 |
Tg2576 mice | APP Swe cDNA (695) | Hamster PrP | Yes | Yes | No | No | Yes | 9–11 Months | 72, 75, 76 |
APP23 mice | APP Swe cDNA (751) | Murine Thy1 | Yes | Yes | No | Yes (CA1) | Yes | 6 Months | 77–81 |
TgCRND8 mice | APP cDNA Swe and V717F mutations | Syrian hamster PrP | Yes | nr | No | nr | Yes | 3 Months | 84, 85 |
APPSwe TgC3-3 mice | APP cDNA (695) Swe | Murine PrP | Yes | nr | nr | nr | nr | 18 Months | 82, 83 |
PSAPP mice | Tg2576 and PSI M146L | Hamster PrP, PDGFβ | Yes | Yes | nr | Minor | Yes | 6 Months | 88–90 |
Tg478/1116/11587 rat | APP Swe, APP Swe and V717F, PS1, M146V | Rat synapsin 1, PDGFβ, Rat synapsin I | Yes | nr | nr | nr | nr | 9 Months | 93 |
ALZ7 mice | 4R tau | Human Thy1 | No | Yes | No | No | nr | - | 122 |
ALZ17 mice | 4R tau | Murine Thy1 | No | Yes | No | No | nr | - | 124 |
7TauTg mice | 3R tau | Murine PrP | No | Yes | Yes | nr | nr | 18–20 Months | 127 |
JNPL3 mice | 4R tau P301L | Murine PrP | No | Yes | Yes | Yes | Yes | 5 Months | 130, 131 |
pR5 mice | 4R tau P301L | Murine Thy1 | No | Yes | Yes | Yes | nr | 8 Months | 132 |
TAPP mice | Tg2576x JNPL3 | Hamster PrP, Murine PrP | Yes | Yes | Yes | nr | nr | 6 Months | 136 |
3xTg-AD | APP (Swe), PS1 (M146V), tau (P301L) | Murine Thy1 (PS1 knockin) | Yes | Yes | Yes | nr | nr | 3 Months | 137, 138 |
nr = not reported; Swe = Swedish mutation; P-tau = phosphorylated tau immunoreactivity.
Games and colleagues 63 reported a convincing mouse model of AD, the PDAPP mouse, in 1995. PDAPP mice overexpress human APP cDNA with portions of APP introns 6–8 and with valine at residue 717 substituted by phenalalanine—one of the FAD-associated mutations—under the control of a platelet-derived growth factor β (PDGFβ) promoter. These mice, unlike the earlier APP models controlled by an NSE promoter, 64–66 express very high levels of APP protein (∼10-fold higher than endogenous APP), and they develop more Alzheimer-like neuropathology, including extracellular diffuse and neuritic plaques, dystrophic neurites, gliosis, and loss of synapse density. 63,67 Notably, plaque formation in these mice proceeds from the hippocampus (at 6–8 months) to cortical and limbic areas (8 months) in a progressive manner showing regional specificity like that seen in AD pathology. 63,68 Furthermore, amyloid burden and memory impairment assessed using a modified Morris water maze task increase with aging. 69 The amyloid pathology in PDAPP mice is strikingly similar to that observed in AD. Ultrastructural comparisons reveal similar amyloid fibril size, similar plaque-associated dystrophic neurites containing synaptic components and neurofibrils, association of microglia with plaques, and phosphorylation of neurofilaments and tau protein in neurites in aged mice (18 months). 67,70 However, these neurodegenerative alterations are not accompanied by paired-helical filament formation, and stereological analysis by Irizarry et al. 68 revealed no global neuronal loss in the entorhinal cortex, CA1, or cingulate cortex through 18 months of age. Loss of neurons in the immediate vicinity of dense-cored plaques, however, was observed mimicking observations in human AD. 71
In 1996, Hsiao et al. 72 published another APP overexpressing mouse model of AD, the Tg2576 line. These mice are transgenic for human APP cDNA with the double Swedish mutation (K670N and M671L) under the control of the hamster prion protein promoter (PrP). Heterozygous Tg2576 mice produce APP at 5.5-fold over endogenous levels and develop diffuse and neuritic plaques in the hippocampus, cortex, subiculum, and cerebellum at around 9-11 months of age similar to those seen in AD and PDAPP mice (FIG. 3). In spontaneous alternation and water maze tasks, Tg2576 mice show subtle age-related memory deficits starting at around 8 months of age. 72 They also have an age-dependent electrophysiological phenotype at older ages characterized by impaired induction of LTP in the hippocampus in vitro and in vivo. 73 In cortex, synaptic integration is also disrupted in vivo. 74 These functional disruptions may underlie some of the observed memory deficits. Plaques in Tg2576 mice are associated with dystrophic neurites and gliosis, but without global loss of synapses or neurons in CA1. 75 Recently, Lanz et al. 76 reported that dendritic spine density decreases in CA1 of both PDAPP and Tg2567 mice before plaque deposition, demonstrating that these models both emulate some of the disrupted synaptic circuitry seen in AD.
APP23 mice, developed at Novartis, overexpress human APP cDNA with the Swedish mutation under control of the murine Thy1.2 promoter. These mice develop both amyloid plaques and cerebral amyloid angiopathy starting at around 6 months of age. 77 Similarly to the previously described models, APP23 mice develop memory deficits as assessed by behavioral tests. 78–80 Unlike the PDAPP and Tg2576 lines, neuron loss of 14% was reported in the CA1 of the APP23 mice, although no loss was detected in the cortex. 81 Another APP overexpressing mouse line with the Swedish mutation, developed by Borchelt et al. 82,83 does not develop plaques until 18 months (line APP Swe C3-3). The transgene is driven by a different promoter (mouse prion promoter) and is on a different background strain (C57BL/6-C3H) from the Tg2576 and APP23 models mentioned above that have earlier onset of amyloid deposition.
Expression of both the Swedish mutation and the V717F mutation driven by the Syrian hamster prion promoter (TgCRND8 mouse model) causes early deposition of amyloid in plaques and premature death dependent on background strain, 84,85 indicating the importance of genetic background on the effects of APP overexpression. TgCRND8 mice also perform poorly in the water maze indicating memory deficits.
Interactions of presenilins and APP
The above models clearly show that overexpression of human APP with familial AD-associated mutations can recapitulate much of the amyloid pathology seen in AD; however, APP mutations cause only a small fraction of the already minute number of FAD cases. Mutations in presenilins 1 and 2 also cause familial AD, 42 probably by altering the processing of APP to favor the production of Aβ and in particular the fibrillogenic Aβ42 species (FIG. 2). FAD-associated presenilin mutations have been used to generate animal models. Overexpression of either M146L or M146V FAD-associated mutations under the PDGFβ promoter cause a selective increase in Aβ42 production, whereas overexpression of wild-type PS1 does not change Aβ42 levels. 86 Expression of the FAD-linked PS1 variant with mutation A246E does not induce amyloid pathology in mice, although it does elevate the Aβ42/Aβ40 ratio in cell culture. 82,83 PS2 overexpressing mice similarly fail to develop amyloid pathology. 87 Crossing mutant PS1-overexpressing mice with the Tg C3-3 APP line increases the Aβ42/Aβ40 ratio in the brain and accelerates amyloid deposition such that plaques develop by 12 months of age instead of 18. 82,83 Similarly, expression of a PS1 M146L, L286V transgene in TgCRND8 mice also accelerated amyloid deposition from 3 months to 1 month of age. 85
Crossing Tg2576 mice with PS1 M146L mutant mice (PSAPP model) also causes an elevation of Aβ42/Aβ40 levels and an acceleration of amyloid deposition evident by 6 months of age compared with 9 months in Tg2576 mice. 88 Stereological investigation of the hippocampus and frontal cortex of these mice indicate that there is still no dramatic cell loss despite the increased severity of the model. 89 Behavioral studies also indicate that this cross-breed has impaired performance on the Y-maze by 3 months of age—before amyloid deposition. 88,90
Evidence that PS1 coexpression with APP accelerates plaque deposition and that PS1 expression alone is not sufficient to induce amyloid pathology supports the role for PS1 as a modifying gene. FAD-associated mutations of presenilins cause an increased probability of producing the highly fibrillogenic 42 amino acid version of Aβ instead of the less harmful 40-amino acid peptide. This would make presenilins promising drug targets to decrease amyloid deposition in AD; however, presenilin 1 knockout mice are not viable and develop a skeletal and CNS phenotype,91 indicating the importance of this gene during development. Overexpression of A246E mutant PS1 can rescue the knockout phenotype and still causes an elevation in Aβ levels. 92 Removing presenilin 2 is not as harmful as presenilin 1—PS2 knockout mice are viable but develop pulmonary fibrosis and hemorrhage with age. 87
Cephalon has recently developed an APP/PS1 triple transgenic rat model of AD with time course and amyloid deposition similar to that seen in Tg2576 mice. 93 Other transgenic rat models have been developed, 94,95 but the Cephalon rat is the first to show plaque pathology. This model may prove very useful for research because rats are better subjects than mice in several types of experiments such as behavioral testing of cognitive function and electrophysiological recordings.
Other APP-interacting genes: ApoE, lipoprotein receptor-related protein, and β-site APP cleaving enzyme 1
The strongest evidence for a genetic contributor to late-onset familial and sporadic AD comes from studies showing that approximately 64% of AD cases are associated with the presence of the ApoE ε4 allele. 55,58 In contrast, ApoE ε2 allele appears to be protective because there is a decreased frequency of this allele in AD patients. 96 The ApoE gene on chromosome 19 encodes for a secreted protein involved in cholesterol transport, uptake, and redistribution, 97–99 and both ApoE and its receptor, the low-density lipoprotein receptor-related protein (LRP), are found in plaques in AD. 100,101 Rodent models of the role of ApoE in AD include ApoE knockout mice, ApoE overexpressing mice, and mice expressing specific alleles of ApoE, and combinations of these models with other AD mouse lines.
ApoE knockout mice have decreased synaptophysin and microtubule-associated protein 2 staining, 102 supporting a role for ApoE in the maintenance of synapses and dendrites during aging. Accompanying the neurodegenerative effects of the ApoE knockout are behavioral deficits that can be rescued by infusing recombinant ApoE. 103,104 These results support a role for ApoE in neuroprotection. Evidence also exists for the involvement of ApoE in both Aβ fibrillization and clearance. 105 Crossing ApoE knockout mice with PDAPP or Tg2576 mice reduces plaque deposition and almost completely prevents both the dense, thioflavine S (thioS)-positive plaques and neuritic degeneration normally associated with these dense plaques. 105–109 Furthermore, in PDAPP mice, the ApoE null background induces a redistribution of Aβ deposition, 110 indicating a role for ApoE in the anatomical specificity of amyloid deposition. 105 On an ApoE null background, CAA and hemorrhage are also reduced. 111
In APP-expressing mice on an ApoE null background, overexpression of ApoE3 or ApoE4 under the astrocyte-specific GFAP promoter “rescues” Aβ deposition in dense, neuritic plaques that are absent in ApoE knockout mice expressing APP. 109 ApoE4 expression induced a 10-fold higher density of thioflavin-S-positive plaques (which are associated with dystrophic neurites) than expression of ApoE3, 109 indicating an isoform-specific role of ApoE in plaque formation. Recent knockin mouse models of ApoE expressing human alleles under endogenous regulatory elements crossed with R1.40 APP overexpressing mice resulting in APP + ApoE expressing mice. These had increased brain Aβ levels (compared with APP-only expressing mice) regardless of whether ApoE allele was ε2, ε3, or ε4. 112 Overexpressing ApoE2 in both PDAPP and Tg2576 mice ameliorates amyloid-induced dendritic spine loss, 76 providing a mechanism by which the ApoE2 allele might exert its protective effect in AD.
LRP, an apolipoprotein receptor, regulates cellular Aβ trafficking, and associates with amyloid plaques in AD. 101 Receptor-associated protein (RAP) knockout mice provide an in vivo model of decreased LRP expression because RAP is required for LRP folding and trafficking. When crossed with APP mice, the reduction in LRP doubled the amount of Aβ deposited and increased dendritic degeneration. 113 These results support a protective role for LRP in the development of amyloid pathology, possibly through amyloid clearance.
To form Aβ, APP must be cleaved by both γ-secretase and β-secretase. As seen above, mutations in presenilins, the catalytic component of the γ-secretase complex, can cause familial AD and amyloid pathology in transgenic mice. There has also been intense interest in β-secretase as a drug target and possible contributor to AD pathology. In 2001, Luo et al. 114 established BACE1 (β-site APP cleaving enzyme 1) as the major β-secretase in vivo by generating BACE1 knockout mice that do not produce Αβ—even when crossed with TG2576 APP overexpressing mice. These knockouts are viable and fertile, indicating that BACE may be a safer drug target than presenilins. Independently generated BACE1 knockout mice confirmed their viability and lack of Αβ generation. 115 Recently developed BACE1 overexpressing and BACE1 knockout mice are also viable and fertile and neither develop overt amyloid pathology. 116 BACE1 knockout mice crossed with APP overexpressing mice do not form plaques, confirming the necessity of this enzyme in Aβ production. 117 Overexpression of both BACE and APPSwe in mice accelerates amyloid deposition, 118 further supporting the importance of this enzyme in Aβ production.
To summarize interactions with APP in transgenic mouse models, overexpressing mutant presenilins accelerates amyloid deposition, crossing with ApoE knockout mice decreases amyloid deposition, ApoE4 expression increases plaque deposition, decreasing LRP expression increases amyloid deposition, BACE1 knockouts abolish Αβ production, and BACE1 overexpression accelerates Αβ deposition (Table 2). In the next section, we will explore tau overexpressing mouse models and their interactions with amyloid deposition.
TABLE 2.
Model | Effect on Amyloid Pathology | References |
---|---|---|
Presenilin transgenic | Accelerates amyloid deposition | 82, 83, 85, 88 |
ApoE knockout | Decrease amyloid deposition | 106 |
ApoE transgenic (on ApoE null background) | Enhances amyloid deposition | 109 |
LRP reduction | Increases amyloid deposition | 113 |
BACE1 knockout | Abolishes Aβ production (prevents amyloid pathology) | 117 |
BACE1 transgenic | Accelerates amyloid deposition | 118 |
TGF-β1 | Increases vascular deposition, decreases plaque deposition | 190–192 |
TAU TRANSGENIC MOUSE MODELS
To model the NFT pathology in AD and other tauopathies, tau transgenic mice have been developed. The tau protein binds microtubules, polymerizes actin, and participates in intracellular trafficking. 119,120 In healthy adult brain, tau is located in axons, but in AD and other tauopathies, it is hyperphosphorylated and is found in cell bodies and dendrites as well as axons. Pathogenic mutations in the tau gene that cause frontotemporal dementia and parkinsonism linked to chromosome 17 (FTDP-17) either reduce the ability of tau to bind to microtubules or alter the splicing of exon 10 resulting in increased 4 repeat tau isoforms (containing 4 microtubule-binding domains). 121
The first transgenic tau models expressing wild-type human tau were generated in 1995 before pathogenic tau mutations had been identified. Overexpressing the longest isoform of human tau (4 repeat) under the human Thy1 promoter (ALZ7 line) resulted in hyperphosphorylation of tau and somatodendritic localization; however, these mice did not form NFT. 122 Higher expression levels of the same construct with the mouse Thy1.2 promoter (ALZ17 line) also failed to develop NFT or cell loss despite extensive phosphorylation of tau and axonal pathology in central and spinal cord neurons 123–125 similar to that seen in spinal cord motor neurons of people with amyotrophic lateral sclerosis. 126 Consistent with the observation of axonopathy, behavioral studies of these mice showed muscle weakness. 124 These two models showed that overexpression of human wild-type 4 repeat tau is insufficient to induce NFT formation, but the somatodendritic localization of tau in neurons does resemble the “pre-tangle” state observed in AD.
Overexpressing wild-type human 3 repeat tau under the mouse prion promoter also resulted in hyperphosphorylation of tau and axonopathy in the spinal cord. 127 These mice also develop rare NFT in the hippocampus, amygdala, and entorhinal cortex, albeit at very old ages (18–20 months). Using a P1-derived artificial chromosome (PAC) transgene containing the complete human tau gene, Duff et al. 128 created mice that express all six human tau isoforms. Human tau expression is found in neuronal processes and synaptic terminals, but there is no evidence of tau hyperphosphorylation or tangle formation in these mice. Interestingly, crossing these mice with tau null mice led to a more robust phenotype with neurofibrillary lesions and cell loss. 129
Because overexpression of wild-type human tau isoforms in mice replicated only very limited aspects of tau pathology in AD and other tauopathies, many groups turned to the newly discovered pathogenic tau mutations for use in animal models. Expression of the FTDP-17-associated mutation P301L in the shortest four repeat tau isoform under the mouse prion promoter (JNPL3 line) caused NFT formation in the spinal cord, brainstem, cerebellum, diencephalon, and basal telencephalon. 130 These mice also developed motor deficits and cell loss in the spinal cord. 130 A recent study also showed a correlation between the number of NFT and decline in performance on the Morris water maze in JNPL3 mice, indicating a detrimental effect of NFT on memory. 131 Another P301L tau transgenic mouse expressing the longest four repeat isoform under the mouse Thy-1 promoter also developed NFT in the brainstem, spinal cord, and cortex by 8 months of age. 132 Astrocytosis accompanied tau pathology in these mice, and terminal transferase-mediated 2′-deoxyuridine 5′-triphosphate nick end labeling (TUNEL) staining showed neuronal apoptosis. 132 A new P301L tau transgenic mouse line has recently been developed, which demonstrates progressive neurofibrillary pathology and neuronal loss. 133 This model is particularly interesting because the tau transgene is controlled by a tetracycline-regulatable operon such that tau production can be turned off by adding doxycycline to the food.
The P301S FTDP-17-associated mutation has also been used to make mouse models. P301S mutant tau expressed under the mouse Thy1.2 promoter caused human tau expression in the spinal cord, brainstem, hippocampus, and neocortex. 134 Expression was particularly high in the spinal cord, where half of the motor neurons also died. Tau was phosphorylated but no neurofibrillary pathology was observed in these mice. 134
Tau-interacting proteins
With the development of P301L mouse models that develop neurofibrillary pathology, intense interest became focused on how Aβ would affect NFT formation. Injection of synthetic Aβ42 into somatosensory cortex and contralateral hippocampus of P301L mice caused a fivefold increase in NFT numbers in the amygdala, which receives projections from both cortex and hippocampus. 135 Injecting Aβ into wild-type tau expressing mice or nontransgenic mice did not result in tangle formation. 135 Crossing Tg2576 mice that produce Aβ with JNPL3 tau mice (P301L mutation) resulted in a double-transgenic strain that developed both plaques and tangles. Whereas the presence of tau did not affect amyloid pathology, the presence of amyloid greatly enhanced NFT formation in the amygdala, entorhinal cortex, and olfactory bulb of double transgenic mice. 136 This result is very interesting because it implicates disrupted amyloid processing in tangle formation and the amyloid-induced NFT formation occurred in brain areas vulnerable in AD.
Oddo et al. 137 recently developed another transgenic model combining amyloid and tau pathology. Their 3xTg-AD mice harbor mutations of APP (Swedish), PS1 (M146V), and tau (P301L). These mice develop plaques first in the neocortex (around 3 months of age) that spread to the hippocampus by 6 months. Tangles develop after amyloid pathology. They appear first in the hippocampus (at 12 months), then spread to the cortex. 138 This regional and temporal development of pathology closely mimics the development of pathology in AD—making this an excellent disease model. The appearance of amyloid pathology before tau pathology despite similar levels of expression also supports the amyloid cascade hypothesis of AD pathogenesis. Moreover, treatment of the amyloid pathology also led to a partial resolution of tau abnormalities as will be discussed later. 3xTg mice also exhibit synaptic dysfunction, including LTP deficits that surprisingly precede plaque and tangle formation. 137
The association of apolipoprotein E ε4 allele with increasing risk of AD is usually thought to be based on the effects of ApoE on amyloid pathology. Recent evidence from transgenic mouse models indicate that ApoE may also affect tau phosphorylation and accumulation. Overexpression of ApoE4 and to a lesser extent ApoE3 under a neuron specific promoter (on an ApoE knockout background) induces aggregation of phosphorylated tau in brain areas vulnerable in AD. 139 When ApoE4 and ApoE3 were expressed under a glial promoter (GFAP), there was no accumulation of phosphorylated tau, indicating a role for neuron-specific ApoE4 in neurofibrillary tangle formation. 139 This result is, however, puzzling because ApoE is primarily synthesized by glia, and neuronal expression of ApoE remains controversial.
Because NFT invariably contain hyperphosphorylated tau with conformational alterations, several groups have generated mouse models that up or down-regulate tau phosphorylation or change its conformation. One potential tau kinase, GSK-3β, has been overexpressed in a tetracycline operon-regulated system. Double-transgenic mice that express CamKIIα-tTA/tetop-GSK-3β express GSK-3β only in the absence of doxycycline (a tetracycline analog). When doxycycline is added to the food or water of the mice, the GSK-3β gene is turned off by inactivating the tetracycline transactivator protein expressed using the CamKIIα promoter. GSK-3β overexpression caused hyperphosphorylation of tau, development of pre-tangle-like structures, astrogliosis, and increased TUNEL staining indicating apoptosis; however, no NFT were present in these mice. 140 Another potential tau kinase, cdk5, has also been investigated in transgenic animal models by creating mice that overexpress p25, an activator of cdk5. p25 transgenic mice have increased cdk5 activity, hyperphosphorylated tau in the brain, cytoskeletal disruptions, and behavioral abnormalities. 141 Furthermore, crossing p25 transgenic mice with P301L tau transgenic mice results in increased NFT formation. 142 Of course, proteins involved in dephosphorylation of tau are also of interest. Protein phosphatase 2A (PP2A) is implicated in tau dephosphorylation in AD, and reducing PP2A in transgenic mice increases tau phosphorylation. 143 The prolyl isomerase Pin1 has also been investigated in mouse models because it can induce a conformational change in tau that restores tau function and promotes dephosphorylation by phosphatases, including PP2A. 144 Pin1 knockout mice develop progressive motor deficits and NFT, 145 demonstrating that endogenous mouse tau is capable of forming filaments.
In summary, tau transgenic models can recapitulate some of the neurofibrillary pathology of Alzheimer's disease, including age-dependent tangle formation with regional specificity. In combination with APP overexpressing mice, these animals provide excellent tools for studying disease mechanisms and testing treatments. However, rodent models are relatively slow to develop lesions and often they are only available in small numbers. In the next section, we briefly review nonrodent transgenic models of AD that circumvent these issues.
NONRODENT TRANSGENIC MODELS
Many groups use nonmammalian experimental model species to study the biology of AD (Table 3). Although they are not very accurate reproductions of AD pathology, these models offer tools to study the biology of cascades involved in the disease quickly and at low cost. The most commonly used invertebrate model organisms in the study of neurodegeneration are the fruit fly Drosophila melanogaster and the nematode Ceanorhabditis elegans. In 1989, Rosen and colleagues 146 reported a homolog of APP in Drosophila named amyloid precursor protein-like protein (APPL). C. elegans also expresses an APP homolog: the amyloid precursor-like protein 1 (APL-1). 147 Both of these homologs are similar to APP throughout their length, but the Aβ regions lacks similarity to human APP. In Drosophila, overexpression of APPL or several human APP constructs (with and without mutations) causes an axonal transport phenotype similar to that seen in kinesin and dynein mutants, 148 implicating APP in axonal transport. Furthermore, this study showed that expressing human constructs induced neuronal apoptosis dependent upon the presence of the C-terminal region (putative kinesin binding site) and the Aβ region. Studies of APP in C. elegans show that expression of Aβ in the bodywall muscle induces progressive paralysis and shortens life span. 149,150 Enhancing heat shock protein 70 (HSP70) activity by knocking down a negative HSP70 regulator suppresses this Aβ-mediated paralysis, 151 implicating the chaperone effects of HSP70 in clearance of Aβ.
TABLE 3.
Species | Gene Overexpressed | Effect | References |
---|---|---|---|
Drosophila | APPL or huAPP | Axonal transport phenotype | 148 |
huAPP | Neuronal apoptosis | 148 | |
huTau | Neurodegeneration | 159 | |
huTau and GSK-3 homolog | NFT and neurodegeneration | 160 | |
C. elegans | Aβ (in bodywall) | Paralysis | 149, 150 |
huTau | Neurodegeneration, synaptic and behavioral abnormalities Neurodegeneration | 162 | |
P. marinus | huTau | 165 |
hu = human.
Both Drosophila and C. elegans express presenilin homologs that cleave Notch family proteins, 152–155 and invertebrate studies have contributed to the identification of γ-secretase complex components nicastrin, APH1, and PEN1. 156–158 Tau has also been studied in both Drosophila and C. elegans. Overexpression of wild-type and FTDP-17-associated mutant tau in Drosophila results in adult-onset neurodegeneration without neurofibrillary tangle formation. 159 Overexpression of tau with a GSK-3β homolog (involved in tau phosphorylation) induced neurofibrillary pathology, albeit with a different conformation than that seen in human tangles. 160 Coexpression of tau and APPL in Drosophila leads to neuronal dysfunction and disrupted axonal transport. 161 In C. elegans, tau overexpression leads to pathological changes and behavioral and synaptic abnormalities. These effects are more pronounced with expression of mutant tau than wild-type tau. 162
One further invertebrate used to study Alzheimer's disease is the sea lamprey Petromyzon marinus. This fish has a CNS characterized by six giant neurons in the hindbrain, which have been extensively studied. 163 Microinjections of self-replicating mRNA to induce chronic tau overexpression leads to degeneration of these neurons starting with their distal dendrites. 164 Furthermore, a low molecular weight, lipid-soluble compound has been identified that retards the progression of tau-induced degeneration. 165
Invertebrate models have very different brain anatomy from mammals, but their low cost, small size, short life span, and highly characterized genetics make them well suited for drug screening and determination of cell biology involved in AD pathogenesis.
TREATMENTS ARISING FROM ANIMAL STUDIES
The recent boon in transgenic animal models of AD has led to very promising targets for therapeutics, some of which have progressed to clinical trials. In the search for treatments, several approaches present themselves including reducing Aβ production and fibrillogenesis, and clearance of Aβ plaques and NFT.
Inhibiting γ-secretase should reduce Aβ production, and indeed treatment of PDAPP and Tg2576 mice with a γ-secretase inhibitor decreases Aβ levels. 166,167 One major concern of using γ-secretase inhibitors as a therapy is the effect they would have on substrates other than APP. For example, γ-secretase regulates Notch signaling, an essential pathway in embryonic development. 168 As discussed previously, presenilin 1 knockout mice die before birth, confirming the importance of this protein in development. Chronic treatment with γ-secretase inhibitors in TgCRNR8 mice produced Notch-related side effects in the gastrointestinal tract and spleen as well as reducing Aβ levels. 169 An interesting method of targeting PS1 action to produce less of the fibrillogenic Αβ42 peptide was revealed by epidemiological studies showing a protective effect of some nonsteroidal anti-inflammatories (NSAIDS) in AD. Certain NSAIDs modulate γ-secretase cleavage in 11-month-old Tg2576 mice wherein treatment with ibuprofen reduced Aβ42 levels and cortical plaque burden. 170 Recent data have shown that in PS1 overexpressing mice, ibuprofen treatment similarly reduces the Aβ42/Aβ40 ratio. 171,172 Interestingly, Lleo et al. 171 also provided data showing that the action of NSAIDs on Aβ42 levels may be due to a direct effect on the conformation of presenilin which favors production of shorter forms of Αβ.
Because of the difficulties surrounding γ-secretase inhibition, β-secretase has become a target of interest, especially because BACE1 knockout mice are viable and when crossed with APP, they do not form plaques. 114 However, finding BACE inhibitors is proving difficult although work continues in this direction. 173
Several advances have been made in preventing Aβ fibrillization using animal models. Metal ions have been implicated as Aβ-interacting molecules, and there has been interest in using metal chelating substances as a treatment for AD. 174 Treatment of Tg2576 mice with the antibiotic clioquinol that chelates zinc and copper ions resulted in decreased Aβ deposition. 175 Similarly, crossing APP mice with ZnT3 zinc transporter knockout mice reduced Aβ deposition. 176 A small pilot clinical trial of clioquinol indicated no overall cognitive benefit of treatement although post hoc analysis revealed an improvement with treatment in a subset of more severely affected patients. 177
By far, the most interesting treatment resulting from animal models of AD arose from the landmark immunization studies of Schenk et al. 178 They found that immunization of PDAPP mice with fibrillar Aβ42 prevented the development of amyloid pathology when administered to young mice and reduced the extent of pathology when given to older mice. Subsequent experiments confirmed the neuropathological benefits of both active and passive immunization and furthermore showed that immunization ameliorated memory deficits in several mouse models of AD. 179–182 Plaque-induced alterations in the trajectory of neurites 183 are also ameliorated with immunotherapy in APP mice. 184 Interestingly, Oddo et al. 185 recently reported that immunotherapy with Aβ antibodies in 3xTg mice that have both plaques and tangles led not only to plaque clearance but also to a reduction in tau burden by clearing early tau pathology. Plaques cleared first, followed by nonphosphorylated somatodendritic tau accumulations. Furthermore, Aβ deposits reemerged before the reappearance of tau pathology strongly supporting a direct relationship between amyloid and tau pathology. 185 This work adds to the body of evidence linking altered amyloid processing with induction of tau pathology.
The promising early immunotherapy data from mice led to a rapid transition to clinical trials. A large-scale placebo-controlled trial of immunotherapy with Aβ42 was prematurely terminated after some of the participants developed meningoencephalitis—6% of the patients receiving immunotherapy developed this serious side effect. 186 Autopsy data from two participants revealed the encouraging finding of reduced Aβ plaque burden in some areas of cortex with associated reductions in astrogliosis and dystrophic neurites. 187,188 Furthermore, a small cohort of patients has been tested for improvements in cognitive function and the data indicate an improvement on Mini-Mental State Examination and the disability assessment for dementia rating scale specifically in those patients who developed antibodies to Aβ. 189 Although this trial had to be halted due to inflammatory side effects, the promising, if incomplete, follow-up data indicate that safer methods of immunotherapy are worth pursuing.
In conclusion, by taking advantage of results of genetic studies of familial AD, transgenic animal models of Alzheimer's disease have been developed in species ranging from worms to rats. Although none completely recapitulate the disease process, they have proven to be robust models for neuropathological changes and have already allowed the study of genetic interactions in great detail. In aggregate, transgenic models have thus already contributed a great deal to our understanding of the basic biology and pathogenesis of AD as well as providing test systems for drugs.
Acknowledgments
This work was supported by National Institutes of Health Grants NIA-5 T32 AG00277 and AG08487, and a Pioneer award from the Alzheimer Association.
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