Skip to main content
PLOS ONE logoLink to PLOS ONE
. 2024 Oct 10;19(10):e0311516. doi: 10.1371/journal.pone.0311516

Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North Carolina

Stacie K Reckling 1,2,*,#, Xindi C Hu 3,#, Aparna Keshaviah 3
Editor: Renjith VishnuRadhan4
PMCID: PMC11466389  PMID: 39388434

Abstract

Wastewater monitoring is a valuable public health tool that can track a variety of health markers. The strong correlations between trends in wastewater viral concentrations and county-level COVID-19 case counts point to the ability of wastewater data to represent changes in a community’s disease burden. However, studies are lacking on whether the populations sampled through wastewater monitoring represent the characteristics of the broader community and the implications on health equity. We conducted a geospatial analysis to examine the extent to which populations contributing to wastewater collected through the North Carolina Wastewater Monitoring Network as of June 2022 represent the broader countywide and statewide populations. After intersecting sewershed boundary polygons for 38 wastewater treatment plants across 18 counties with census block and tract polygons, we compared the demographics and social vulnerability of (1) people residing in monitored sewersheds with countywide and statewide populations, and (2) sewered residents, regardless of inclusion in wastewater monitoring, with unsewered residents. We flagged as meaningful any differences greater than +/- 5 percentage points or 5 percent (for categorical and continuous variables, respectively) and noted statistically significant differences (p < 0.05). We found that residents within monitored sewersheds largely resembled the broader community on most variables analyzed, with only a few exceptions. We also observed that when multiple sewersheds were monitored within a county, their combined service populations resembled the county population, although individual sewershed and county populations sometimes differed. When we contrasted sewered and unsewered populations within a given county, we found that sewered populations were more vulnerable than unsewered populations, suggesting that wastewater monitoring may fill in the data gaps needed to improve health equity. The approach we present here can be used to characterize sewershed populations nationwide to ensure that wastewater monitoring is implemented in a manner that informs equitable public health decision-making.

Introduction

Early in the COVID-19 pandemic, clinical testing was restricted due to mass test kit shortages across the United States. Access to testing—a critical public health resource—was aligned with known structural disparities, with fewer testing sites per person in neighborhoods with more Black, Latinx, and low-income residents, and inequities among minority, uninsured, and rural groups [1, 2]. In poorer areas, testing sites were located farther away [2]. In communities that were majority Black and Hispanic, residents were more likely to face longer wait times and understaffed testing centers, which limited their inclusion in early COVID-19 public health surveillance.

Recognizing that a better way existed to monitor population-wide infection levels, hundreds of communities launched wastewater testing for the SARS-CoV-2 virus that causes COVID-19. Wastewater monitoring can cover a much broader swath of the population than clinical testing, and taps into existing sanitation infrastructure, providing a practical and scalable solution to public health surveillance [3]. In the United States, 16,000 wastewater treatment plants (WWTPs) capture sewage from roughly 75% of the population [4]. Worldwide, researchers estimate that roughly 1 in 4 people is connected to a wastewater treatment plant [5]. Critically, wastewater monitoring captures health biomarkers of sewered populations regardless of whether they visit a testing site or doctor, and regardless of whether they have symptoms since people with asymptomatic infections also shed viral particles into their stools [6, 7].

Despite the potential of wastewater monitoring to improve health equity, resource constraints and a lack of existing wastewater infrastructure may inhibit equitable access to this innovative approach to public health surveillance. Before COVID-19, wastewater monitoring for diseases and controlled substances rarely occurred in low- or middle-income countries (LMICs). Of the fourteen countries that had routinely employed environmental surveillance for poliovirus as part of the Global Polio Eradication Initiative, ten (71%) were high-income countries (HICs) [8]. Likewise, of the 37 member countries in the Sewage analysis CORe group—Europe network, which coordinates international wastewater studies on drug use in and beyond Europe, only 5 (14%) are LMICs [9, 10]. Even after the global expansion of wastewater testing to help officials worldwide manage the coronavirus pandemic, research has shown that monitoring has primarily occurred in HICs [11]. In LMICs, wastewater monitoring is also less likely to be representative of the entire community because sampling is more commonly grab samples collected from surface waters, open drains, or pit latrines (versus composite samples collected from municipal wastewater treatment plants in HICs) [12].

Wastewater monitoring has the potential to overcome disparities in public health surveillance. Indeed, prior research has shown strong correlations between trends in wastewater viral concentrations and trends in COVID-19 case counts countywide, pointing to the ability of wastewater data to represent changes in a community’s overall disease burden [13]. However, little research has been conducted to determine the comparability of sewered and unsewered populations with respect to demographics and social vulnerability, and whether communities included in state and national wastewater monitoring programs resemble the larger population. The National Academies Sciences, Engineering, and Medicine report [14], which stressed the importance of equity in national wastewater monitoring efforts, implied that because many unsewered households are in rural areas, and rural areas tend to be more disadvantaged than urban areas, it follows that unsewered populations are more disadvantaged than sewered populations. However, an analysis of data from the 2019 American Household Survey found the opposite to be true—that septic households are more economically advantaged than sewered households, with the pattern upheld even when analyses were stratified by urbanicity [15]. Existing investigations have been hindered by the lack of comprehensive sewershed geospatial data to define the community areas upstream of wastewater sampling sites. We contribute to the literature by leveraging the sewershed polygon data collected by the North Carolina Wastewater Monitoring Network (NCWMN) to conduct an empirical analysis comparing the sewered and unsewered populations. Given that the Centers for Disease Control and Prevention’s National Wastewater Surveillance System (CDC NWSS) will continue to fund state, local, and tribal wastewater programs through at least 2025, characterizing the features of current and future monitored populations can help ensure that wastewater sampling occurs in a manner that promotes health equity.

This study explores the demographic differences between sewered and unsewered populations in North Carolina, one of the first eight states funded by CDC NWSS, and any implications related to the representativeness and equity of wastewater monitoring for public health surveillance. To assess the representativeness of populations contributing to wastewater data collected during the COVID-19 pandemic, we conducted detailed geospatial analyses to answer two key questions: (1) Are sewered populations monitored through wastewater surveillance representative of the counties they come from with respect to demographics and social vulnerability? (2) How similar are the demographics and social vulnerability of communities that are and are not connected to a sewer system (regardless of inclusion in a wastewater monitoring program)? By highlighting the similarities and differences, we aim to improve the use of wastewater data for equitable public health action.

Methods

To assess the representativeness of populations contributing to wastewater data in North Carolina, we conducted two sets of geospatial analyses. First, we compared the demographic and social vulnerability characteristics of people living in sewersheds (the community area from which wastewater flows to a sampling site) that were monitored by the NCWMN to state- and countywide populations, assessing: (A) monitored sewershed populations aggregated to the state level with the statewide population, (B) monitored sewershed populations aggregated to the county level with their respective countywide population and (C) individual monitored sewershed populations (when multiple wastewater treatment facilities were monitored within a county), with their respective countywide population. Second, we compared the demographics and social vulnerability of sewered versus unsewered populations within a given county to evaluate the comparability of populations that can and cannot contribute to wastewater monitoring. In total, we analyzed the sewershed population of 38 WWTPs in 18 counties, including 25 actively monitored WWTPs as of June 2022, one previously monitored WWTP, and 12 WWTPs not monitored by the NCWMN (S1 Fig).

Data collection and pre-processing

The NCMWN monitored sewershed boundary polygons were obtained from the North Carolina Department of Health and Human Services. For the analysis of sewered versus unsewered populations, we delineated sewered and unsewered polygons for nine counties for which we could wholly identify the county’s sewershed boundary geospatial data for all municipal WWTPs with a treatment capacity of more than 0.5 million gallons per day. To create a single county-level sewered area polygon, we merged NCWMN-monitored sewershed polygons with additional sewershed polygons for WWTPs not monitored by the NCWMN which were available from NC OneMap [16]. We then created unsewered county area polygons by erasing the sewered polygon from the county polygon. The nine counties covered rural and non-rural counties from across the state and included eight counties actively participating in NCWMN as of June 2022 plus Chatham County, which had previously participated in NCWMN.

To summarize population demographics and social vulnerability for sewered and unsewered populations, we grouped 23 variables to represent five conceptual domains: demographics, health, housing and transportation, social vulnerability indices, and socio-economic status (SES) (S1 Table). Most variables clearly belonged to one of the five domains, while others straddled multiple domains. We grouped English proficiency within SES because language skills are often related to educational attainment and job prospects. Variables describing race and ethnicity came from the 2020 United States Census Redistricting Data, which were available at the block level geography. We also analyzed variables from the 2015–2019 American Community Survey (2015–19 ACS) that captured age, gender, health insurance status, level of education, wealth, English proficiency, housing, employment, and disability status, all of which were available at the tract level geography. To prepare the data for geospatial analysis, we cleaned and joined tabular Census data to TIGER/Line tract or block polygons [17]. Lastly, we downloaded a shapefile of Census tracts with information on the CDC’s social vulnerability index (SVI) including the overall SVI percentile rank and the ranks for each of the four SVI themes (socioeconomic status, household composition and disability, minority status and language, and housing type and transportation). We filtered the data to include only the counties in the study area described above.

Geospatial analysis

In a geographic information system (GIS) we assessed the demographics, SES, and SVI of populations residing in the various geographies of interest: individual sewersheds, sewersheds aggregated by county, sewersheds aggregated by state, counties, the state, sewered county areas, and unsewered county areas. To do this, we selected census blocks or tracts that intersected each polygon of interest using a spatial intersect. While dissolving the selected tracts or blocks into a single polygon based on a common attribute (in this case state), we summed variables representing population counts and averaged variables representing population percentages. Then, we calculated summary statistics, including percentages that showed the share of the total population represented by different demographic groups, the average median household income, and population-weighted averages of SVI ranks. All analyses were performed using either ArcGIS Pro 2.9 [18] or R version 4.1.3 [19] using the sf [20] and tidycensus [21] packages.

We compared the characteristics of different groups by calculating the percentage point (pp) difference for categorical variables and the percent (%) difference for continuous variables (median household income). We designated potentially meaningful differences between populations using a threshold of +/- 5 pp for categorical variables and +/- 5% for continuous variables. We chose this approach to be conservative and ensure that we did not overlook smaller disparities that were within the reported margin of errors (MOEs). This is especially relevant for a health-equity-focused analysis because smaller groups often have larger MOEs, but a lack of statistical significance should not be interpreted as a lack of meaningful findings. For completeness, we assessed statistical significance by comparing differences to twice the reported MOEs, for 2015–19 ACS variables. The 2020 Census data and SVI data did not include MOEs at the time of this analysis.

Results

Characteristics of sewersheds participating in the NC Wastewater Monitoring Network

Sewersheds for WWTPs participating in the NCWMN as of June 2022 covered a broad geographic area of the state and had populations that ranged from 3,500 to 550,000 people. Monitored sewershed populations accounted for 1% (Raleigh 3) to 60% (City of Wilson) of a county’s population and 31% of the state’s population (Table 1). In three of the 17 counties analyzed, multiple sewersheds were monitored, which together accounted for 33% (Mecklenburg), 54% (New Hanover), and 75% (Wake) of the respective county’s population. More detailed environmental metadata of the wastewater monitoring program can be found in S2 Table and a previous publication [13].

Table 1. North Carolina sewersheds monitored by the NCWMN as of June 2022.

Sewershed name County name Sewershed population County population % of the county population monitored
Laurinburg Scotland 15,527 34,823 45%
Tuckaseigee Jackson a 13,296 43,109 31%
Marion McDowell 8,459 45,756 18%
Beaufort Carteret a 3,500 69,473 5%
Roanoke Rapids Halifax 14,320 69,493 21%
City of Wilson Wilson 49,384 81,801 60%
Chapel Hill–Carrboro Orange 78,141 148,476 53%
Greenville Pitt a 89,616 180,742 50%
Wilmington City New Hanover a 58,361 234,473 25%
New Hanover County (North) New Hanover a 67,743 234,473 29%
South Durham Durham a 108,105 321,488 34%
Fayetteville -Rockfish Creek Cumberland 151,589 335,509 45%
MSD of Buncombe County Buncombe 173,000 378,608 46%
Winston Salem—Salem Forsyth a 178,000 382,295 47%
Jacksonville Onslow 41,819 204,576 20%
Greensboro, North Buffalo Guilford 135,821 537,174 25%
Charlotte 1 Mecklenburg a 68,685 1,110,356 6%
Charlotte 2 Mecklenburg a 182,501 1,110,356 16%
Charlotte 3 Mecklenburg a 120,000 1,110,356 11%
Raleigh Wake a 550,000 1,111,761 49%
Raleigh 2 Wake a 37,020 1,111,761 3%
Raleigh 3 Wake a 7,648 1,111,761 1%
Cary 1 Wake a 84,189 1,111,761 8%
Cary 2 Wake a 74,331 1,111,761 7%
Cary 3 Wake a 75,886 1,111,761 7%

Note: Sites are listed in order of ascending county population size. MSD = Metropolitan Sewerage District.

a Indicates counties included in the sewered vs unsewered county analysis. Chatham County was not being monitored as of June 2022 so it is not included here, but it is included in the sewered versus unsewered analysis.

Populations in monitored sewersheds versus state- and countywide

As a whole, the populations residing in the 25 sewersheds monitored through NCWMN as of June 2022 resembled the statewide population. For the following 15 of 23 variables we analyzed, differences amounted to less than +/- 5 pp or 5%: demographics (percent female, percent African American, percent Asian, percent American Indian/Alaska Native, percent Native Hawaiian or Pacific Islander, percent 65 years and older, percent Hispanic), health status (percent with disability, percent without health insurance), housing and transportation (percent of households without a vehicle, percent group quarters), social vulnerability index (housing and transportation vulnerability), and SES (percent below federal poverty line, percent unemployed, percent limited English proficiency) (Fig 1A). However, populations in monitored sewersheds across the state had fewer White residents (i.e., more minorities), lower social vulnerabilities (overall, SES and household composition and disability), more housing with five or more units, greater educational attainment, and higher median household income compared to the statewide population (Fig 1B). These differences were only moderately outside the +/- 5 pp or % threshold (ranging from -6.0 to +13.0 pp or %) and only educational attainment reached statistical significance (S3 Table). The observed differences may be related to how sites were enrolled in North Carolina’s wastewater monitoring program. The initial group of sites participating in the NCWMN came from a COVID-19 wastewater surveillance pilot project coordinated by universities [22], and so were located in urban centers near universities with labs that had the capacity to analyze wastewater samples. Over time, the NCWMN expanded to include sites in other areas of the state, including the rural mountainous region in Western North Carolina, and underserved communities with higher social vulnerability, low COVID-19 vaccination rates, or both [23].

Fig 1. Demographic differences between monitored sewersheds and the statewide population.

Fig 1

Plots show A) variables with less than a 5% or pp difference and B) variables with greater than a 5% or pp difference. The error bars represent the 95% confidence interval which was only calculated for variables in the ACS 2015–2019 data because the MOE information wasn’t available for the 2020 census at the time of the analysis. Variables with a statistically significant difference are indicated by an asterisk (*).

When we compared populations living in monitored sewersheds, after aggregating within the county, to their respective countywide populations, we found that monitored sewershed populations generally resembled their countywide population. Differences were not meaningfully different for the following 11 of 23 variables analyzed: demographics (percent female, percent over 65 years old, percent Asian, percent Native Hawaiian or Pacific Islander, percent Hispanic), health status (percent without health insurance, percent disability), housing and transportation (percent of households without a vehicle), and SES (percent limited English speaking, percent below federal poverty, percent unemployed). There was a meaningful difference between at least one combined monitored sewershed and the county for the remaining 12 variables analyzed, with the largest differences relating to race, social vulnerability, median household income, and housing with greater than five units (Fig 2). Monitored sewershed populations had a lower share of White residents compared to countywide populations in 12 of 17 counties (with meaningful differences in three), while African Americans made up a higher share of the monitored sewershed population in 14 of 17 counties (with meaningful differences in four). The greatest differences in race generally occurred in sewersheds in the eastern part of the state. However, in Jackson County, located in western NC, we also observed a meaningful difference in race, where a lower share of American Indian and Alaska Natives resided in the sewershed compared to the county (note: Jackson County borders the Qualla Boundary, which is home to the sovereign nation of the Eastern Band of the Cherokee Indians). Overall SVI ranks were similar between monitored sewershed and countywide populations, but minority and language vulnerability and housing and transportation vulnerability were higher in the majority of monitored sewersheds (Fig 3). The difference in median household income ranged from -19.8% to +5.8% where nine sewershed populations had higher median household incomes and eight sewershed populations had lower median household incomes. Housing with five or more units was higher in 11 monitored sewersheds (four were meaningfully different).

Fig 2. Demographic differences between monitored sewersheds and the respective countywide population.

Fig 2

Only demographic variables with more than a +/-5% or pp difference (monitored–county) are included. Counties are displayed from west to east based on the location of the county centroids. Shades of red indicate the variable is higher in the monitored sewershed population while shades of blue indicate the variable is higher in the county population. Blocks highlighted with a black outline are both meaningfully different and statistically significantly different.

Fig 3. Social vulnerability of populations in individual monitored sewersheds versus countywide.

Fig 3

Maps show individual monitored sewershed and county population SVI ranks for the four SVI themes: (a) socioeconomic status, (b) household composition and disability, (c) minority status and language, and (d) housing type and transportation. Wake County is shown with a bold outline. North Carolina county boundaries can be downloaded from https://www.nconemap.gov/.

In the three counties in which multiple sewersheds were monitored, we noted differing degrees of similarity between individual sewershed populations and the countywide population. In all three counties, we observed meaningful differences in race, median household income, social vulnerability, educational attainment, and housing with five or more units that were not evident when the individual sewersheds were combined and analyzed as a single geographic unit (S5 Table). In Wake County, the combined sewershed SVI ranks resembled the county SVI ranks even though the six individual sewersheds showed a wide range of SVI ranks across all four themes: socioeconomic status (individual ranged from 0.12–0.51, combined = 0.27, county = 0.27), household composition and disability (individual = 0.16–0.74, combined = 0.28, county = 0.29), minority status and language (individual = 0.44–0.76, combined = 0.59, county = 0.56), and housing and transportation (individual = 0.25–0.63, combined = 0.42, county = 0.40) (Fig 3). Notably, residents in two Wake County sewersheds, Raleigh and Raleigh 3, appeared to be more disadvantaged than other Wake sewersheds and countywide residents, given their higher social vulnerability overall and across all themes, coupled with lower educational achievement and lower median household income.

Sewered versus unsewered populations

In a second set of analyses, we compared the characteristics of sewered and unsewered populations in nine counties for which we could obtain complete sewershed boundary geospatial data. We found that 19 variables meaningfully differed in at least one county (Fig 4), and only four variables (percent Asian, percent Native Hawaiian and Pacific Islander, percent female, and percent unemployed) did not meaningfully differ. Most notably, we found differences in racial and ethnic makeup, median household income, and social vulnerability. In most of the nine counties, Hispanics and African Americans made up a greater share of the sewered population than the unsewered population with up to a 28.2 pp difference in the share of Hispanics and up to an 18.3 pp difference in the share of African Americans. Conversely, sewered populations had a lower share of White residents. We also found that in all but one county, the median household income was lower in the sewered population than the unsewered population, with differences ranging from -30.0% to -0.2%. Educational attainment was lower in the sewered population than the unsewered population in seven counties (all but Forsyth County and Pitt County), ranging from a -7.0 to -0.2 pp difference. This difference was also statistically significant for Durham and Chatham counties (S4 Table). Finally, in seven of nine counties (all but Jackson County and Pitt County), we found that overall social vulnerability and vulnerability based on each of the four SVI themes were higher among the sewered population than the unsewered population.

Fig 4. Demographic differences between sewered and unsewered county residents.

Fig 4

Only demographic variables with more than a +/-5% or pp difference (sewered–unsewered) are shown. Counties are displayed from west to east based on the location of the county centroids. Shades of red indicate the variable is higher in the sewered population while shades of blue indicate the variable is higher in the unsewered population. Blocks highlighted with a black outline are both meaningfully different and statistically significantly different.

Discussion

Wastewater data can be used to track disease trends in communities connected to a sewer system. However, research describing how sewered and unsewered populations differ is limited. One study utilized WWTP sewershed polygon data to examine differences in population sizes, but did not look at social vulnerability or demographic differences [24]. Another explored demographic and economic characteristics of US households connected to sewer aggregated to various Census geographies, but did not utilize sewershed boundary data [25]. The present study is the first to combine sewershed polygon data and several population-based spatial datasets to characterize sewered and unsewered populations and assess whether populations monitored by a state’s wastewater program represent broader populations. Our findings suggest that residents of sewersheds monitored by the NCWMN as of June 2022 represent broader North Carolina populations well. Comparisons between populations in monitored sewersheds and state- or countywide residents, showed that many of the variables analyzed (11 of 23) did not differ meaningfully, and when differences were found, they generally occurred in only a few counties and were only slightly above the +/- 5% or pp threshold. The level of similarity we found, which extended across all domains (demographics, health, housing and transportation, SES, and social vulnerability indices), indicates that wastewater data collected through the NCWMN at the time of this study accurately represented state and county populations. Further, the strong correlation between county level and sewershed level COVID-19 clinical data points to the reliability of wastewater monitoring as a public health tool [13, 26]. While studies on sewershed population fluctuations are still needed, a simulation study suggests that wastewater data from sewered communities can be indicative of health trends in neighboring unsewered areas when cases are widespread [25].

In a few instances, we found meaningful differences between sewered residents and unsewered or countywide residents, which has implications related to health equity. First, our analyses highlighted that minority populations may be over-represented in the state’s wastewater data. African Americans represented a higher share of monitored sewershed residents than countywide, while Whites often comprised a smaller share of monitored sewershed residents than county or statewide. Also, vulnerability related to minority status and language was greater in monitored sewersheds than statewide. These results suggest that, by better representing potentially vulnerable racial and ethnic minorities, wastewater data may have filled critical gaps in clinical case data during the pandemic. Early in the pandemic, case data underrepresented Black and Hispanic communities, and even in the summer of 2022 (when the Omicron variant was dominant), the severe undercounting of COVID-19 cases was more pronounced among Black and Hispanic populations, as well as among younger adults ages 18 to 24 and those with lower income and less education [27]. Despite the potential benefits from an equity lens, having a higher share of minority residents in monitored sewersheds versus county or statewide populations creates a risk of inaccurate health messaging to the public. Because racial and ethnic minorities have seen higher SARS-CoV-2 infection rates than White, non-Hispanic populations [28, 29], wastewater data that overrepresents these groups could lead to inflated COVID-19 infection estimates. Another notable finding was that educational attainment was significantly higher in the monitored sewershed population versus statewide (and countywide in one county) but was meaningfully lower in sewered versus unsewered residents within a county. The implications of these findings are important to consider because lower educational attainment is associated with lower receptivity to public health messaging and higher vaccine hesitancy [30]. Finally, we found that North Carolina’s sewered populations had greater overall SVI, a higher share living below the poverty level, and significantly lower educational attainment, compared to unsewered residents. In other words, sewered populations in the nine counties analyzed may be more at-risk than unsewered populations, suggesting that if all municipal wastewater systems within the county were monitored, the resulting wastewater data would be more likely to capture the health information of vulnerable populations. Whether the disproportionate representation of vulnerable populations in wastewater monitoring is desirable depends on how the data will be used, but the potential overrepresentation is important to recognize when interpreting and communicating insights from wastewater data. Furthermore, given these disparities, wastewater monitoring data should be interpreted alongside other surveillance data to gain a more complete picture of the ‘true’ state of public health.

Our analysis was subject to several limitations. The geospatial methodology may have misclassified some residents as belonging to the sewershed population. This is because, to aggregate data to the sewershed level, we utilized a spatial intersect which selected census tracts or blocks that touched the sewershed polygon boundary. When tracts or blocks partially extended outside the sewershed boundary, this method may have overestimated the count of persons in the sewershed. Future studies could use hi-resolution gridded population data, when available, to more accurately determine populations in the sewershed [31]. Also, because statewide septic system location data are not readily available, we assumed that all homes inside the sewershed boundary were connected to the sewer even though some might utilize onsite septic systems. Likewise, it is important to interpret our findings in the context of known limitations and biases in the underlying US Census data. Data on race and ethnicity collected during the 2020 US Census were subjected to a new disclosure avoidance system called differential privacy, which added an unknown amount of statistical noise to the published data products to shield sensitive information from discovery [32]. We aggregated Census block data to larger geographies, which should minimize inaccuracies associated with differential privacy. Moreover, the Demographic Analysis, one of the leading indicators of data quality for decennial censuses, showed a record undercount of Hispanics during the 2020 Census [33]. Although we did not discover a meaningful difference in the share of the Hispanic population between monitored sewersheds and the county or the state, it is possible that undercounting obscured any potential difference. Finally, our comparison of North Carolina’s sewered and unsewered residents was limited to nine counties. A comprehensive North Carolina sewershed dataset would enable us to confirm that sewered populations tend to be more vulnerable than unsewered populations throughout the state.

In our analysis, we assumed that all people residing within monitored sewersheds contributed to the wastewater data collected by the NCWMN. However, some people connected to monitored sewered systems could be excluded from wastewater data. People who shed little or no virus in their feces will not be represented in wastewater data, and preliminary research suggests that demographic and geographic features may influence viral shedding rates. For example, early in the pandemic, Parasa et al. [34] found that fecal shedding rates varied substantially across eight studies included in their meta-analysis, estimating that, on average, 41% of confirmed COVID-19 cases (range = 17% to 80%) shed the virus in their stools. More recently, Prasek et al. [35] noted differences in estimated shedding rates across communities of differing ages, ethnicity, and socioeconomic composition, as well as over time, as the dominant variant changed (though it is worth noting that these findings were subject to ecological fallacy and lacked the use of multivariate regression modeling to control for confounding factors). Also, communities that utilize on-site wastewater management, such as septic systems, will be missing from wastewater monitoring data even if programs expand to include other WWTPs. This may be of particular importance in states like NC where roughly 50% of state residents use septic systems [36].

Future perspectives

As wastewater monitoring expands in geographic reach and utility, it will become increasingly important to describe in detail the populations residing in sewered areas. Given previous research showing that the relationship between income and the use of decentralized wastewater systems varies across states [37], state wastewater programs should evaluate the characteristics of sewered and unsewered populations and carefully consider the implications of any differences to ensure that wastewater monitoring is executed equitably within the state. We recommend that wastewater programs periodically reassess the representativeness of the monitored population as the number of sites changes or new US Census data are released. A change in site composition is especially significant for counties with multiple monitored sewersheds because we observed that characteristics of residents in individual monitored sewersheds often differed from the county. Removing sampling sites or adding new sampling sites in these counties could impact the degree of similarity between the monitored sewershed and county populations.

The geospatial methods described in this study could be readily adapted to other states if a national sewershed database were developed, perhaps by building on the updated Clean Watershed Needs Survey conducted by the EPA [38]. This study’s methodology could also be expanded to include additional US Census variables or other indices, such as the area deprivation index [39], social deprivation index [40], and structural racism effect index [41], which are relevant to public health in that state or region. Recognizing that sewershed populations are dynamic, wastewater monitoring programs should factor in known fluctuations in the size of the sewershed population due to seasonal tourism or major events, and broader changes in demographics and population mobility [25] when interpreting changing wastewater trends. Although we found that areas with greater sewer connectivity have lower income, research has shown that in some states, the opposite is true and sewer connectivity decreases with decreasing income [42]. Accordingly, when expanding wastewater monitoring to new sampling locations, officials should consider the role of structural inequalities and environmental justice [42]. One potential approach to enhancing the equity of wastewater monitoring for public health would be to consider whether sampling occurs in areas of high COVID-19 disease burden. When disease hot spots and sewer connectivity do not overlap geographically, a sampling approach combining monitoring at centralized treatment plants with sampling at sentinel locations (such as schools and offices) [43] could improve the representativeness of wastewater data.

A better understanding of the characteristics of populations included in wastewater monitoring will also help officials use wastewater data effectively and adapt sampling strategies to address ongoing public health needs. Insights into the demographics and vulnerability of wastewater-monitored populations can enable tailored communications and interventions and equitable resource distribution. Furthermore, wastewater programs can use population information to effectively monitor additional pathogens such as influenza, respiratory syncytial virus, and monkeypox virus. Although broad, representative sampling is desirable when monitoring for pathogens like respiratory illnesses, which spread throughout the population each year, sampling specific sewershed populations may be more suitable for other health markers. For example, wastewater monitoring programs seeking to fill gaps in traditional public health surveillance data may focus on including vulnerable sewershed populations that lack healthcare resources, or monitoring sewersheds with high tourism rates where clinical data doesn’t reflect true disease prevalence. Likewise, to enable early outbreak control, it might be most useful to monitor select sewersheds where populations are at risk or cases have previously concentrated.

Conclusion

Evidence-based public health decisions need to be informed by complete, high-quality data that equitably represent the community. Our analyses confirmed that wastewater data collected across North Carolina represents county and state populations well. Further, wastewater monitoring has the potential to improve health equity by better capturing the health information of vulnerable populations compared to clinical data. The in-depth geospatial analyses described here provide a framework for evaluating the characteristics and representativeness of wastewater-monitored populations and can be adapted as additional geospatial data describing sewered areas and population characteristics become available. Understanding sewered population characteristics will help officials use wastewater data effectively for public health decision-making and adapt wastewater testing strategies to monitor for future pathogens.

Supporting information

S1 Fig. North Carolina sewershed map.

A sewershed boundary shows the area from which wastewater flows to a wastewater treatment plant sampling site. Monitored sewersheds were those participating in the North Carolina Wastewater Monitoring Network as of June 2022. Monitored sewersheds were combined with unmonitored sewersheds to create a single sewered area polygon for the county. North Carolina county boundaries are found at https://www.nconemap.gov/.

(TIF)

pone.0311516.s001.tif (1,000.4KB, tif)
S1 Table. Descriptions of analyzed variables.

(XLSX)

pone.0311516.s002.xlsx (12KB, xlsx)
S2 Table. Meta-information on wastewater infrastructure, sampling, and testing methods.

The table shows meta-variables that substantially differed across sites. Wastewater sample analysis was conducted by the following three labs: University of Wisconsin-Milwaukee (Tuckaseigee), North Carolina State University (Raleigh 2, Raleigh 3, Cary 1, Cary 2, and Cary 3), and University of North Carolina-Chapel Hill (remaining sites). Sampling generally occurred twice weekly, though was often less frequent around holidays, and occurred only weekly in Tuckaseigee before August 2021. The concentration method used was membrane filtration with MgCl--2 (all sites) and acidification (all sites except Tuckaseigee). The extraction method used the NUCLISENSE manual magnetic bead extraction kit (all sites except Tuckaseigee) or bead bashed HA filters on a KingFisher Flex system 96 well plates (Tuckaseigee only). All sites shared the following features: Sample location type = wastewater treatment plant, System type = separated, Sample mix = raw wastewater, pre-concentration storage temp = 4°C, PCR type = Digital droplet polymerase chain reaction (ddPCR), SARS-CoV-2 targets = N1 and N2, recovery control name = Bovine coronavirus (BCoV) vaccine, endogenous control = Pepper mild mottle virus (PMMoV), extraction blanks = yes. For additional details on sample analysis methods, see previous publications (1, 2). Sites are ordered by ascending county population size. Note: Flow = 24-hr flow-weighted composite; MGD = Million gallons per day; MSD = Metropolitan Sewerage District; Time = 24-hr time-weighted composite.

(XLSX)

pone.0311516.s003.xlsx (10.7KB, xlsx)
S3 Table. Differences in characteristics between the monitored sewershed and the countywide or statewide populations.

Rows with bolded fonts mean the difference is statistically significant at a significance level of 0.05. Rows shaded in grey mean the difference between the sewered and unsewered population is meaningful (greater than 5 percentage points or 5%). Note: The margin of error (MOE) for the monitored and whole populations was calculated using the MOE estimates published by the Census Bureau and following the formula: square root of the sum of squared margin of errors. Statistical significance is assessed based on the absolute value of the Z statistics (*** for |Z| > 3.29, ** for |Z| > 2.58, * for |Z| > 1.96).

(XLSX)

pone.0311516.s004.xlsx (30.1KB, xlsx)
S4 Table. Differences in characteristics between the sewered and unsewered populations.

Rows with bolded fonts mean the difference is statistically significant at a significance level of 0.05. Rows shaded in grey mean the difference between the sewered and unsewered population is meaningful (greater than 5 percentage points or 5%). Note: The margin of error (MOE) for the monitored and whole populations was calculated using the MOE estimates published by the Census Bureau and following the formula: square root of the sum of squared margin of errors. Statistical significance is assessed based on the absolute value of the Z statistics (*** for |Z| > 3.29, ** for |Z| > 2.58, * for |Z| > 1.96).

(XLSX)

pone.0311516.s005.xlsx (21.7KB, xlsx)
S5 Table. Characteristics with meaningful differences between populations in individual monitored sewersheds and the county population.

Values are shown for individual monitored sewersheds as well as monitored sewersheds aggregated within the county for counties where multiple sewersheds participated in the NC Wastewater Monitoring Network. Only variables with more than a +/-5 percent (%) or percentage point (pp) difference (monitored sewershed—county) in at least one individual monitored sewershed vs county comparison are included. Variables that have a statistically significant difference are indicated by an asterisk (*).

(XLSX)

pone.0311516.s006.xlsx (12.5KB, xlsx)

Acknowledgments

The authors would like to acknowledge the contributions of several partners to this work, including Virginia Guidry, Ariel Christensen, and Steven Berkowitz from the North Carolina Department of Health and Human Services.

Data Availability

Data used in this study are available from the U.S. Census Data API (https://www.census.gov/data/developers/data-sets/census-microdata-api.html) and from the Agency for Toxic Substances and Disease Registry (https://www.atsdr.cdc.gov/placeandhealth/svi/data_documentation_download.html). North Carolina wastewater treatment plant service areas are available from NC OneMap (https://www.nconemap.gov/datasets/nconemap::type-a-current-public-sewer-systems-2004/about). North Carolina sewershed areas for sites participating in the NC Wastewater Monitoring Network were provided by the NC Department of Health and Human Services (https://www.ncdhhs.gov/).

Funding Statement

Financial support for this research was provided by the authors’ institutions—Mathematica, North Carolina Department of Health and Human Services, and North Carolina State University. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

References

Decision Letter 0

Renjith VishnuRadhan

28 May 2024

PONE-D-24-16609Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North CarolinaPLOS ONE

Dear Dr. Reckling,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Jul 11 2024 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Renjith VishnuRadhan, PhD

Academic Editor

PLOS ONE

Journal Requirements:

When submitting your revision, we need you to address these additional requirements.

1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at 

https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and 

https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf

2. Thank you for stating in your Funding Statement: 

"Financial support for this research was provided by the authors’ institutions—Mathematica, North Carolina Department of Health and Human Services, and North Carolina State University. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

Please provide an amended statement that declares *all* the funding or sources of support (whether external or internal to your organization) received during this study, as detailed online in our guide for authors at http://journals.plos.org/plosone/s/submit-now.  Please also include the statement “There was no additional external funding received for this study.” in your updated Funding Statement. 

Please include your amended Funding Statement within your cover letter. We will change the online submission form on your behalf.

3. We note that Figures 3 and S1 in your submission contain map images which may be copyrighted. All PLOS content is published under the Creative Commons Attribution License (CC BY 4.0), which means that the manuscript, images, and Supporting Information files will be freely available online, and any third party is permitted to access, download, copy, distribute, and use these materials in any way, even commercially, with proper attribution. For these reasons, we cannot publish previously copyrighted maps or satellite images created using proprietary data, such as Google software (Google Maps, Street View, and Earth). For more information, see our copyright guidelines: http://journals.plos.org/plosone/s/licenses-and-copyright.

We require you to either (1) present written permission from the copyright holder to publish these figures specifically under the CC BY 4.0 license, or (2) remove the figures from your submission:

a. You may seek permission from the original copyright holder of Figures 3 and S1 to publish the content specifically under the CC BY 4.0 license.  

We recommend that you contact the original copyright holder with the Content Permission Form (http://journals.plos.org/plosone/s/file?id=7c09/content-permission-form.pdf) and the following text:

“I request permission for the open-access journal PLOS ONE to publish XXX under the Creative Commons Attribution License (CCAL) CC BY 4.0 (http://creativecommons.org/licenses/by/4.0/). Please be aware that this license allows unrestricted use and distribution, even commercially, by third parties. Please reply and provide explicit written permission to publish XXX under a CC BY license and complete the attached form.”

Please upload the completed Content Permission Form or other proof of granted permissions as an ""Other"" file with your submission.

In the figure caption of the copyrighted figure, please include the following text: “Reprinted from [ref] under a CC BY license, with permission from [name of publisher], original copyright [original copyright year].”

b. If you are unable to obtain permission from the original copyright holder to publish these figures under the CC BY 4.0 license or if the copyright holder’s requirements are incompatible with the CC BY 4.0 license, please either i) remove the figure or ii) supply a replacement figure that complies with the CC BY 4.0 license. Please check copyright information on all replacement figures and update the figure caption with source information. If applicable, please specify in the figure caption text when a figure is similar but not identical to the original image and is therefore for illustrative purposes only.

The following resources for replacing copyrighted map figures may be helpful:

USGS National Map Viewer (public domain): http://viewer.nationalmap.gov/viewer/

The Gateway to Astronaut Photography of Earth (public domain): http://eol.jsc.nasa.gov/sseop/clickmap/

Maps at the CIA (public domain): https://www.cia.gov/library/publications/the-world-factbook/index.html and https://www.cia.gov/library/publications/cia-maps-publications/index.html

NASA Earth Observatory (public domain): http://earthobservatory.nasa.gov/

Landsat: http://landsat.visibleearth.nasa.gov/

USGS EROS (Earth Resources Observatory and Science (EROS) Center) (public domain): http://eros.usgs.gov/#

Natural Earth (public domain): http://www.naturalearthdata.com/

Additional Editor Comments:

Dear Dr. Stacie Reckling,

Thank you for submitting your manuscript to PLOS ONE. 

Reviewers' comments on your paper entitled "Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North Carolina" have now been received. You will see that they are advising revision of the manuscript. I suggest to consider these comments in your revised version of manuscript.

If you decide to revise the work, please submit a list of changes or a rebuttal against each point which is being raised when you submit the revised manuscript. After manuscript resubmission, it will be reviewed again.

Best regards,

Handling Editor

[Note: HTML markup is below. Please do not edit.]

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #2: Yes

**********

2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #2: Yes

**********

3. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #2: Yes

**********

4. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #2: Yes

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The authors have presented quite a comprehensive, descriptive and informative set of information on the manuscript entitled ‘Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North Carolina’.

The authors may address the following queries:-

Introduction section can be revised and include a discussion addressing the following points-

• What were the main challenges to accessing clinical testing during the early COVID-19 pandemic, and how did these challenges align with existing structural disparities?

• What were the main challenges to accessing clinical testing during the early COVID-19 pandemic, and how did these challenges align with existing structural disparities?

• What are the potential limitations and equity concerns associated with wastewater monitoring, particularly in low- and middle-income countries (LMICs)?

Methodology Section:-

• In what ways could the methodology used in this study be improved or expanded to provide a more comprehensive understanding of the representativeness and equity of wastewater monitoring across different regions?

In the results and discussion section, the following points can be explained with relevant citations:-

• How reliable is wastewater monitoring as a public health tool in representing the health markers and disease burden of an entire community, especially given the variations in sewershed populations?

• What are the implications of finding that sewered populations are more vulnerable than unsewered populations on the overall effectiveness of wastewater monitoring in reflecting the true state of public health?

• How do the demographic and social vulnerability differences between sewered and unsewered populations affect the accuracy and equity of health data derived from wastewater monitoring?

• What measures can be taken to ensure that wastewater monitoring includes a representative sample of the entire population, especially in areas with significant differences between sewered and unsewered residents?

A section of future perspective can be included in the manuscript and following points can be highlighted:-

What are the potential limitations of relying on wastewater monitoring for public health surveillance, and how can these limitations be mitigated to improve the accuracy and inclusivity of the data?

How might the differences between individual sewershed and county populations impact the interpretation of wastewater monitoring data for public health decision-making at the county and state levels?

How can the findings of this study inform the development of policies and practices to enhance the use of wastewater monitoring as a tool for equitable public health surveillance and intervention?

What role do socio-economic and infrastructural factors play in the observed differences between sewered and unsewered populations, and how can these factors be accounted for in future wastewater monitoring studies?

Reviewer #2: This manuscript looks at differences in the demographics of sewered and unsewered populations across North Carolina. From the wastewater-surveillance and wastewater-based epidemiology aspect, I'm really unsure what the purpose is because of course the samples only represent those who contributed to them. There are other publications that have used census data and wastewater analysis to identify correlates of demographics which may have otherwise remained unknown which is what I was hoping this study would contribute to - but these seem to have been overlooked. As such I don't really see how this adds valuable information to the literature - but it is something that obviously should be considered when interpreting data in. It is written well though and the methodology used to determine catchment demographics is correct. BUT it also ignores that catchments are dynamic and that changes occur both in terms of short term and longer term - which is also important consideration for monitoring.

**********

6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Devlina Das Pramanik

Reviewer #2: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2024 Oct 10;19(10):e0311516. doi: 10.1371/journal.pone.0311516.r002

Author response to Decision Letter 0


8 Jul 2024

Thank you for giving us the opportunity to submit a revised draft of the manuscript “Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North Carolina” for publication in the journal PLOS One. We addressed the editor's and reviewers' comments point-by-point in a response to reviewers letter uploaded as a separate document.

Attachment

Submitted filename: ResponseToReviewers_PLOSOne_Recklingetal.docx

pone.0311516.s007.docx (42.6KB, docx)

Decision Letter 1

Renjith VishnuRadhan

6 Aug 2024

PONE-D-24-16609R1Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North CarolinaPLOS ONE

Dear Dr. Reckling,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Sep 20 2024 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

Please include the following items when submitting your revised manuscript:

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols.

We look forward to receiving your revised manuscript.

Kind regards,

Renjith VishnuRadhan, PhD

Academic Editor

PLOS ONE

Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #3: (No Response)

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Yes

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: I Don't Know

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: (No Response)

Reviewer #3: Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North Carolina

The authors have developed a framework that can be used for assessing the demographic and social vulnerability of sewered and unsewered populations for diseases with the help of wastewater monitoring data. Through geospatial analysis, the authors have shown that the wastewater monitoring data can be representative at the state or county level using demographic details from the US census. The authors have appropriately responded to the Editors and reviewers’ comments during the first revision and adequately revised the manuscript. The work carried out by the authors is unique and can be considered for publication with minor revisions. I have some questions or suggestions to improve the quality of the manuscript.

1. One of the outcome of the study is that the sewered population is vulnerable than unsewered population. Is that because for the unsewered population, water quality is not monitored? Is it monitored? How is it monitored? Can that add to the data gap?

2. In the case of COVID-19, even at the household level, if not all the members were infected, then how can wastewater monitoring be helpful than clinical assessment, which would provide individual-level assessment to take precautions? Although wastewater monitoring would be helpful in identifying county or state-level severity of the spread of disease; at the local or individual level, clinical assessment would be important. Then what is the contribution of this study? For whom the information obtained through this assessment would be beneficial?

3. The results from the study can be briefly justified based on the authors’ experience or understanding

a. For example-

Line 260-263 - Educational attainment was lower in the sewered population than the unsewered population in seven counties (all but Forsyth County and Pitt County), ranging from a -7.0 to -0.2 pp difference. This difference was also statistically significant for Durham and Chatham counties (Table S4).

What is the reason for this? How is this expression related to the aim of the study? The authors can explain the results after stating them with the reason as per their experience or understanding.

4. The discussion section explains more about the result, limitations and future work; however, a generalized discussion about integrating the findings of the study to provide a comprehensive picture and its importance in the context of existing literature needs to be added apart from just one the statement in line number 319-320 “Furthermore, given these disparities, wastewater monitoring data should be interpreted alongside other surveillance data to gain a more complete picture of the ‘true’ state of public health”

5. Conclusion, is a stand-alone section that should also include the limitation and future scope. In the conclusion section, the authors have precisely stated the outcomes of the study. However, the authors also need to summarize the limitations and future scope to make it a distinct section for effective readership.

6. Minor corrections:

a. At some places % or pp is written, be consistent about its use throughout the manuscript

b. Supplementary sheet – Include the title, authors and affiliation at the top of the supplementary sheet so that the file doesn't get lost when a reader downloads it.

**********

7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files.

If you choose “no”, your identity will remain anonymous but your review may still be made public.

Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy.

Reviewer #1: Yes: Devlina Das Pramanik

Reviewer #3: No

**********

[NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.]

While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.

PLoS One. 2024 Oct 10;19(10):e0311516. doi: 10.1371/journal.pone.0311516.r004

Author response to Decision Letter 1


18 Sep 2024

Dear Editor and Reviewers,

Thank you for allowing us to submit a revised draft of the manuscript “Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North Carolina” for publication in the journal PLOS One. Please see below where we have addressed the comments point-by-point and made changes to the manuscript.

Editor’s Comments to the Author:

Point 1: Journal Requirements:

Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

Author response: Thank you for bringing this to our attention. We checked that our references are published and accessible via the DOIs and URLs. We updated the following references’ URLs:

Olesen SW, Young C, Duvallet C. The Effect of Septic Systems on Wastewater-Based Epidemiology. 2022 Oct. Available: https://biobot.io/publications/the-effect-of-septic-systems-on-wastewater-based-epidemiology/

CDC. Cases, Data, and Surveillance. In: Centers for Disease Control and Prevention [Internet]. 2023 [cited 26 Apr 2023]. Available: https://archive.cdc.gov/#/details?url=https://www.cdc.gov/coronavirus/2019-ncov/covid-data/investigations-discovery/hospitalization-death-by-race-ethnicity.html

Reviewer’s Comments to the Authors:

Reviewer #1: (No Response)

We are glad we have addressed Reviewer #1’s previous comments. We want to thank them for the helpful feedback.

Reviewer #3:

• Point 1: One of the outcome of the study is that the sewered population is vulnerable than unsewered population. Is that because for the unsewered population, water quality is not monitored? Is it monitored? How is it monitored? Can that add to the data gap?

Author response: We appreciate this comment but would like to clarify that our paper focuses on comparing the demographics and social vulnerability of sewered and unsewered populations. Water quality was not included in the scope of this study.

• Point 2: In the case of COVID-19, even at the household level, if not all the members were infected, then how can wastewater monitoring be helpful than clinical assessment, which would provide individual-level assessment to take precautions? Although wastewater monitoring would be helpful in identifying county or state-level severity of the spread of disease; at the local or individual level, clinical assessment would be important. Then what is the contribution of this study? For whom the information obtained through this assessment would be beneficial?

Author response: Thank you for your suggestion. We agree with the reviewer that wastewater monitoring will not provide individual-level assessment but rather serves as a complementary approach to understanding community-level spread of the disease. In lines 46-54 of the Introduction, we discuss several benefits of wastewater monitoring compared to clinical testing. We added to the second paragraph of the Future Perspectives (lines 388-393) to highlight how officials can use information about the monitored sewered population to increase the utility of wastewater monitoring.

“A better understanding of the characteristics of populations included in wastewater monitoring will also help officials use wastewater data effectively and adapt sampling strategies to address ongoing public health needs. Insights into the demographics and vulnerability of wastewater-monitored populations can enable tailored communications and interventions and equitable resource distribution. Furthermore, wastewater programs can use population information to effectively monitor additional pathogens such as influenza, respiratory syncytial virus, and monkeypox virus.”

• Point 3: The results from the study can be briefly justified based on the authors’ experience or understanding

a. For example-

Line 260-263 - Educational attainment was lower in the sewered population than the unsewered population in seven counties (all but Forsyth County and Pitt County), ranging from a -7.0 to -0.2 pp difference. This difference was also statistically significant for Durham and Chatham counties (Table S4).

What is the reason for this? How is this expression related to the aim of the study? The authors can explain the results after stating them with the reason as per their experience or understanding.

Author response: We appreciate this feedback. We added a brief explanation of the results based on our knowledge of North Carolina’s wastewater program and two new references in lines 189-195

“The observed differences may be related to how sites were enrolled in North Carolina’s wastewater monitoring program. The initial group of sites participating in the NCWMN came from a COVID-19 wastewater surveillance pilot project coordinated by universities [22], and so were located in urban centers near universities with labs that had the capacity to analyze wastewater samples. Over time, the NCWMN expanded to include sites in other areas of the state, including the rural mountainous region in Western North Carolina, and underserved communities with higher social vulnerability, low COVID-19 vaccination rates, or both [23].”

• Point 4: The discussion section explains more about the result, limitations and future work; however, a generalized discussion about integrating the findings of the study to provide a comprehensive picture and its importance in the context of existing literature needs to be added apart from just one the statement in line number 319-320 “Furthermore, given these disparities, wastewater monitoring data should be interpreted alongside other surveillance data to gain a more complete picture of the ‘true’ state of public health”

Author response: We thank the reviewer for suggesting ways to improve the manuscript’s relevance. We added to the discussion section to include how this study fits in the context of existing literature in lines 273-280 and added one reference.

“Wastewater data can be used to track disease trends in communities connected to a sewer system. However, research describing how sewered and unsewered populations differ is limited. One study utilized WWTP sewershed polygon data to examine differences in population sizes, but did not look at social vulnerability or demographic differences [24]. Another explored demographic and economic characteristics of US households connected to sewer aggregated to various Census geographies, but did not utilize sewershed boundary data [25]. The present study is the first to combine sewershed polygon data and several population-based spatial datasets to characterize sewered and unsewered populations and assess whether populations monitored by a state’s wastewater program represent broader populations.”

• Point 5: Conclusion, is a stand-alone section that should also include the limitation and future scope. In the conclusion section, the authors have precisely stated the outcomes of the study. However, the authors also need to summarize the limitations and future scope to make it a distinct section for effective readership.

Author response: Thank you for bringing this to our attention. We re-worded the Conclusion to include limitations and future perspectives in lines 406-410.

“The in-depth geospatial analyses described here provide a framework for evaluating the characteristics and representativeness of wastewater-monitored populations and can be adapted as additional geospatial data describing sewered areas and population characteristics become available. Understanding sewered population characteristics will help officials use wastewater data effectively for public health decision-making and adapt wastewater testing strategies to monitor for future pathogens.”

• Point 6: Minor corrections:

a. At some places % or pp is written, be consistent about its use throughout the manuscript

Author response: Thank you. Lines 151-154 stated that % and pp have different meanings. We used percentage point (pp) when we calculated the difference for categorical variables and we used percent (%) for calculating the relative difference in continuous variables (e.g., median household income). We also confirmed that the correct abbreviations were used for variables throughout the paper.

b. Supplementary sheet – Include the title, authors and affiliation at the top of the supplementary sheet so that the file doesn't get lost when a reader downloads it.

Author response:

Thank you. We have added the title, authors, and affiliations to the top of the supplementary sheets.

Attachment

Submitted filename: ResponseToReviewers2_Reckling.docx

pone.0311516.s008.docx (23.8KB, docx)

Decision Letter 2

Renjith VishnuRadhan

20 Sep 2024

Equity in wastewater monitoring: Differences in the demographics and social vulnerability of sewered and unsewered populations across North Carolina

PONE-D-24-16609R2

Dear Dr. Reckling,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice will be generated when your article is formally accepted. Please note, if your institution has a publishing partnership with PLOS and your article meets the relevant criteria, all or part of your publication costs will be covered. Please make sure your user information is up-to-date by logging into Editorial Manager at Editorial Manager® and clicking the ‘Update My Information' link at the top of the page. If you have any questions relating to publication charges, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Renjith VishnuRadhan, PhD

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. North Carolina sewershed map.

    A sewershed boundary shows the area from which wastewater flows to a wastewater treatment plant sampling site. Monitored sewersheds were those participating in the North Carolina Wastewater Monitoring Network as of June 2022. Monitored sewersheds were combined with unmonitored sewersheds to create a single sewered area polygon for the county. North Carolina county boundaries are found at https://www.nconemap.gov/.

    (TIF)

    pone.0311516.s001.tif (1,000.4KB, tif)
    S1 Table. Descriptions of analyzed variables.

    (XLSX)

    pone.0311516.s002.xlsx (12KB, xlsx)
    S2 Table. Meta-information on wastewater infrastructure, sampling, and testing methods.

    The table shows meta-variables that substantially differed across sites. Wastewater sample analysis was conducted by the following three labs: University of Wisconsin-Milwaukee (Tuckaseigee), North Carolina State University (Raleigh 2, Raleigh 3, Cary 1, Cary 2, and Cary 3), and University of North Carolina-Chapel Hill (remaining sites). Sampling generally occurred twice weekly, though was often less frequent around holidays, and occurred only weekly in Tuckaseigee before August 2021. The concentration method used was membrane filtration with MgCl--2 (all sites) and acidification (all sites except Tuckaseigee). The extraction method used the NUCLISENSE manual magnetic bead extraction kit (all sites except Tuckaseigee) or bead bashed HA filters on a KingFisher Flex system 96 well plates (Tuckaseigee only). All sites shared the following features: Sample location type = wastewater treatment plant, System type = separated, Sample mix = raw wastewater, pre-concentration storage temp = 4°C, PCR type = Digital droplet polymerase chain reaction (ddPCR), SARS-CoV-2 targets = N1 and N2, recovery control name = Bovine coronavirus (BCoV) vaccine, endogenous control = Pepper mild mottle virus (PMMoV), extraction blanks = yes. For additional details on sample analysis methods, see previous publications (1, 2). Sites are ordered by ascending county population size. Note: Flow = 24-hr flow-weighted composite; MGD = Million gallons per day; MSD = Metropolitan Sewerage District; Time = 24-hr time-weighted composite.

    (XLSX)

    pone.0311516.s003.xlsx (10.7KB, xlsx)
    S3 Table. Differences in characteristics between the monitored sewershed and the countywide or statewide populations.

    Rows with bolded fonts mean the difference is statistically significant at a significance level of 0.05. Rows shaded in grey mean the difference between the sewered and unsewered population is meaningful (greater than 5 percentage points or 5%). Note: The margin of error (MOE) for the monitored and whole populations was calculated using the MOE estimates published by the Census Bureau and following the formula: square root of the sum of squared margin of errors. Statistical significance is assessed based on the absolute value of the Z statistics (*** for |Z| > 3.29, ** for |Z| > 2.58, * for |Z| > 1.96).

    (XLSX)

    pone.0311516.s004.xlsx (30.1KB, xlsx)
    S4 Table. Differences in characteristics between the sewered and unsewered populations.

    Rows with bolded fonts mean the difference is statistically significant at a significance level of 0.05. Rows shaded in grey mean the difference between the sewered and unsewered population is meaningful (greater than 5 percentage points or 5%). Note: The margin of error (MOE) for the monitored and whole populations was calculated using the MOE estimates published by the Census Bureau and following the formula: square root of the sum of squared margin of errors. Statistical significance is assessed based on the absolute value of the Z statistics (*** for |Z| > 3.29, ** for |Z| > 2.58, * for |Z| > 1.96).

    (XLSX)

    pone.0311516.s005.xlsx (21.7KB, xlsx)
    S5 Table. Characteristics with meaningful differences between populations in individual monitored sewersheds and the county population.

    Values are shown for individual monitored sewersheds as well as monitored sewersheds aggregated within the county for counties where multiple sewersheds participated in the NC Wastewater Monitoring Network. Only variables with more than a +/-5 percent (%) or percentage point (pp) difference (monitored sewershed—county) in at least one individual monitored sewershed vs county comparison are included. Variables that have a statistically significant difference are indicated by an asterisk (*).

    (XLSX)

    pone.0311516.s006.xlsx (12.5KB, xlsx)
    Attachment

    Submitted filename: ResponseToReviewers_PLOSOne_Recklingetal.docx

    pone.0311516.s007.docx (42.6KB, docx)
    Attachment

    Submitted filename: ResponseToReviewers2_Reckling.docx

    pone.0311516.s008.docx (23.8KB, docx)

    Data Availability Statement

    Data used in this study are available from the U.S. Census Data API (https://www.census.gov/data/developers/data-sets/census-microdata-api.html) and from the Agency for Toxic Substances and Disease Registry (https://www.atsdr.cdc.gov/placeandhealth/svi/data_documentation_download.html). North Carolina wastewater treatment plant service areas are available from NC OneMap (https://www.nconemap.gov/datasets/nconemap::type-a-current-public-sewer-systems-2004/about). North Carolina sewershed areas for sites participating in the NC Wastewater Monitoring Network were provided by the NC Department of Health and Human Services (https://www.ncdhhs.gov/).


    Articles from PLOS ONE are provided here courtesy of PLOS

    RESOURCES