Abstract
The neural crest is vertebrate-specific stem cell population that helped drive the origin and evolution of the vertebrate clade. A distinguishing feature of these stem cells is their multi-germ layer potential, which has drawn developmental and evolutionary parallels to another stem cell population—pluripotent embryonic stem cells (animal pole cells or ESCs) of the vertebrate blastula. Here, we investigate the evolutionary origins of neural crest potential by comparing neural crest and pluripotency gene regulatory networks (GRNs) of jawed vertebrates (Xenopus) with the expression of these factors in a jawless vertebrate (lamprey). We reveal an ancient evolutionary origin of shared regulatory factors in these GRNs that dates back to the last common ancestor of extant vertebrates. Focusing on the key pluripotency factor pou5, we show that the lamprey genome encodes a pou5 ortholog that is expressed in animal pole cells but is absent from neural crest. Gain-of-function experiments show that both lamprey and Xenopus pou5 enhance neural crest formation, suggesting that pou5 was either lost from the neural crest of jawless vertebrates or acquired along the jawed vertebrate stem. Finally, we provide evidence that supports pou5 acquiring novel neural crest-enhancing activity after evolving from an ancestral pou3-like clade. In sum this work provides evidence for conservation in lamprey of the blastula pluripotency network identified in jawed vertebrates, conservation across vertebrates of a related network in the neural crest and the functional evolution of pou5. We propose that the core pluripotency-neural crest GRN was assembled in stem vertebrates and that the multi-germ layer potential of the neural crest evolved by deploying this regulatory program.
Embryogenesis can be generalized as a progressive restriction of developmental potential, beginning with a totipotent egg. In vertebrates, a key population of cells defies this principle—the neural crest. Neural crest cells arise in the ectoderm at the neural plate border, yet they display a multi-germ layer potential greater than that of their ostensibly ectodermal progenitors1–3. These stem cells are central to the vertebrate body plan as they contribute diverse cell types, tissues, and structures that were essential to the origin and diversification of vertebrates, including cartilage, bone, and smooth muscle of the craniofacial skeleton, sensory neurons and glia of the peripheral nervous system, colorful patterns of pigmentation in skin, feathers, and scales, and primordia of the teeth and heart3–5.
Insights into the origins of neural crest potential came from the realization that these stem cells share GRN components with pluripotent stem cells of the vertebrate blastula1,3,6,7. Indeed, in Xenopus neural crest regulatory genes such as snai1, zic1, id3, tfap2a, and foxd3 are co-expressed with the core pluripotency genes sox2, pou5, myc, and ventx/nanog8,9 in blastula (“animal pole”) stem cells, and are required for maintenance of pluripotency1. These shared features10,11 led us to hypothesize that the neural crest evolved by deploying molecular characteristics of those earlier cells. Under this model, deployment of the blastula-stage pluripotency GRN enables neural crest cells to escape early lineage restriction and contribute a diverse array of cell types to the vertebrate body plan. In mouse embryos it was also found that core pluripotency factors are required for neural crest cell potential12 and it was suggested that pluripotency factors such as pou5 become re-activated in neural crest progenitors, thereby reprogramming these cells to have expanded cellular potential12. However, more recent work in chick and mouse embryos reported that core pluripotency factors pou5, nanog, and klf4 share broad ectodermal expression from the epiblast through gastrulation and neurulation before becoming restricted to the neural crest, similar to Xenopus13.
These studies all point to the developmental potential of the neural crest in jawed vertebrates being linked to the deployment of pluripotency GRN components and suggest that a dual pluripotency-neural crest GRN may be evolutionarily conserved across vertebrates. However, the relationship between pluripotency and neural crest GRN components has never been examined in the other major clade of vertebrates—the jawless cyclostomes (lampreys, hagfish). Accordingly, here we compare the expression of these factors in a jawed vertebrate, the frog, Xenopus laevis to that of a jawless vertebrate, the sea lamprey, Petromyzon marinus (Fig. 1a, b).
Results
Neural crest and pluripotency GRN factors expressed in the lamprey blastula
If neural crest and pluripotency GRNs share a common developmental and evolutionary origin, then a shared expression signature between these cells should be found in both jawed and jawless vertebrates. In Xenopus, this signature is revealed by co-expression of neural crest (sox5, snai1, id3, tfap2a, foxd3, zic1, ets1) and pluripotency (sox2, sox3, ventx2.2, myc, pou5f3.2, pou5f3.3) genes1 in blastula animal pole stem cells. We examined if this expression signature is conserved in blastula-stage lamprey embryos. In situ hybridization showed that tfap2a, zic-A, foxD-A, snail, soxE2, pax3/7, and id-A as well as myc, klf17, ventx/nanog, soxB1a, soxB1b, brd4 were all expressed in lamprey animal pole cells, analogous to Xenopus (Fig. 1c, d; Extended Data Fig. 1). Double-labeling experiments further demonstrated extensive co-expression of these factors in individual cells (Fig. 1e). These results constrain the origins of the vertebrate pluripotency GRN to the last common vertebrate ancestor and highlight deeply conserved developmental and evolutionary affinities between neural crest stem cells and animal pole stem cells.
Expression of pluripotency-linked genes in the lamprey neural plate border and neural crest
Given that both neural crest GRN components as well as those linked to pluripotency are co-expressed in lamprey animal pole cells (Fig. 1), we next examined the expression of these factors through gastrulation and neural crest formation. Canonical pluripotency factors from jawed vertebrates, including myc, ventx/nanog, and klf17, all displayed expression in the lamprey gastrula ectoderm, neural plate border, and neural crest, that was very similar to their expression in Xenopus (Fig. 2a; Extended Data Fig. 2). Orthologs of soxB1 were also expressed in the blastula, gastrula ectoderm and neural plate border, but then downregulated in premigratory neural crest (Fig. 2a; Extended Data Fig. 2), concomitant with a switch to soxE factor expression, a feature conserved with Xenopus14. Similarly, neural crest regulatory genes such as tfap2a, zic-A, snail, and id-A, after initially being expressed in animal pole cells were also expressed in neural plate border and neural crest, similar to Xenopus (Fig. 2b; Extended Data Fig. 3). Double-labeling experiments showed co-expression of neural crest and pluripotency-linked factors in individual cells, as was observed at blastula stages (Fig. 2c; Extended Data Fig. 4). Notably, we did not observe axial-specific expression of these factors, supporting recent work15 suggesting that the neural crest of ancestral vertebrates displayed similar expression along the anteroposterior axis. (Extended Data Fig. 5).
Taken together, these results show that core components of the jawed vertebrate neural crest and pluripotency GRNs are initially expressed together in lamprey animal pole cells and then deployed in the neural plate border and neural crest, analogous to their expression in Xenopus.
Transcriptomic signature of pluripotency factors in neural crest and animal pole cells
Few studies have examined pre-gastrula stages of lamprey development16,17 and there are no published transcriptomes of isolated animal pole cells at these stages. The lack of such data makes it unclear if the components of the canonical pluripotency GRN identified in jawed vertebrates were also fully present in jawless vertebrates, or if some features are an innovation of jawed vertebrates. To examine this, we performed RNA-Seq on animal pole explants dissected from blastula-stage lamprey embryos (Tahara 11 (T11); Fig. 3, Extended Data Fig. 6a-h). Although it is unknown whether lamprey animal pole cells are functionally pluripotent (i.e., form all cell types), we recovered an expression signature consistent with such a progenitor-like state, as revealed by high expression levels of pluripotency factors (e.g., myc, soxB1, klf17, ventx/nanog) and a lack of gene expression suggesting commitment to germ layer differentiation (Extended Data Fig. 6i). We then compared our lamprey animal cap transcriptome to published transcriptomes18 of neural crest dissected from early (T18) and late (T21) neurula-stage embryos (Fig. 3a). For evolutionary comparisons, we performed RNA-Seq on pluripotent animal pole explants dissected from st9 Xenopus blastulae, and on animal caps reprogrammed to neural plate border (early neurula, st13) and neural crest (late neurula, st17) states using wnt8a/chordin expression (Fig. 3a, Extended Data Fig. 6d, e, g, h).
Directly comparing the transcriptomes of Xenopus and lamprey—species separated by 500 million years of independent evolution—is complicated by the lack of clear gene orthology for some genes. Therefore, gene expression levels were normalized within each species to compare the relative abundance of GRN components. We focused on neural crest factors, pluripotency factors, signaling pathways, and chromatin modifiers known to be essential for maintenance of pluripotency and/or neural crest development in vertebrates and identified their lamprey counterparts for comparisons (Materials and Methods). This analysis revealed considerable conservation of the relative expression levels of many of these factors, particularly within lamprey animal pole cells as compared to Xenopus (Fig. 3a). These included homologs of id3, tfap2a, foxd3, pax3, zic1, lmo4, hif1a, dlx5, pbx1 (neural crest factors), myc, stat3, foxh1, foxi2, soxB1 (sox2/3), sox11, fgfr4, klf2/4/17, ventx/nanog, brd4, wdr5, lin28, znf281, geminin, yy1, sall4 (pluripotency factors), and ezh2, suz12, hdac1, and prmt1 (chromatin modifiers). While there was also evidence for conservation of relative expression levels in the neural crest, this was reduced relative to that of animal pole cells (Fig. 3a).
To test evolutionary conservation more quatitatively, we performed cross-species correlations of transcript abundance (transcripts per million, TPM) across developmental time (Fig. 3b, Materials and Methods, Source Data File S1). Despite Xenopus and lamprey being separated by over half a billion years of independent evolution, we found statistically significant and positive cross-species correlations of transcript abundance in the blastula (r=0.60, p<0.0001), and neural crest at early neurula (r=0.28, p=0.02) and late neurula (r=0.29, p=0.01) stages (Fig. 3b). Notably, correlation coefficients were highest between Xenopus and lamprey in the blastula and lower in early and late neural crest (Fig. 3b), suggesting that selective constraints on transcript abundance are strongest at blastula stages. Among the genes displaying the most strictly conserved transcript levels across all stages were homologs of tfap2a, klf17, soxB1, and ventx/nanog (Fig. 3b). This suggests that strong selection pressures maintained these factors at similar levels in pluripotency GRNs across jawed and jawless vertebrates over evolutionary time. This is consistent with the requirement for precise levels of sox2 and pou5 to maintain pluripotency in mammalian ES cells19–21.
Our comparisons also revealed key differences in these GRNs across vertebrates. For example, compared to Xenopus, lamprey prdm1 and sox5 show limited expression in blastula animal pole cells, and lamprey ets1 is not expressed in these cells, as previously reported for the lamprey neural crest14,15 (Fig. 3a). Other important differences include moderate-to-high levels of lefty, eomes, and otxA in the lamprey blastula, similar to early mouse embryos22–24, factors which are expressed at negligible levels in Xenopus (Extended Data Fig. 6j). We also found key differences between mammalian pluripotency GRNs and lamprey and Xenopus. Expression of some genes involved in mouse ES cells such as essrb25,26, nr5a1/227,28, cdx1/229,30, tbx3 31,32, myb33, fgf434,35, and prdm14 36,37 was absent in both lamprey and Xenopus blastula cells (Extended Data Fig. 6k). These may therefore reflect mammalian-specific adaptations of the vertebrate pluripotency GRN, although not all of these genes have been shown to also be essential in inner cell mass cells.
Expression dynamics of neural crest and pluripotency GRN components
We used k-means clustering to compare the transcriptional dynamics of Xenopus neural crest and pluripotency GRNs to lamprey. Several components showed highly correlated and conserved expression dynamics from the blastula to early and late neural crest in both species (Fig. 3c; Source Data File S2). For example, in both species some definitive neural crest factors, such as soxE, tfap2b, and ednrA/B, displayed monotonic increases in expression as cells progressed from blastula to late neurula stages. Interestingly, in Xenopus but not lamprey twist1, ets1, and snai2 also displayed these dynamics (Fig. 3c). By contrast, some neural plate border factors exhibited non-monotonic expression dynamics, with their expression peaking at early neural crest stages. In both lamprey and Xenopus, clusters with this signature included canonical neural plate border factors such as prdm1, gbx2 and wnt8 (Fig. 3c). Notably, a number of other neural plate border factors, including myc, pax3, msx1, zic1, and klf17 displayed these dynamics in Xenopus but not in lamprey. When we examined the expression dynamics of these genes in lamprey, we found that they either increased monotonically over time, peaking in late neural crest (pax3/7, msx-A, zic-A), or were maintained at similar levels across stages (klf17, snail, myc) (k-clusters 7,8, 11, 12; Extended Data Fig. 6f,m). This suggests modifications of ancestral gene expression dynamics may have contributed to the evolution of jawed vertebrates.
Novel GRN components co-opted into the neural crest GRN
Beyond the transcriptomic signature shared with blastula stage stem cells, neural crest cells evolved in part by co-opting novel genes and signaling pathways. An example of this includes the switch from SoxB1 to SoxE factor utilization in the blastula versus neural crest, respectively38. To further identify such novelties shared across vertebrates, we performed differential expression analyses, focusing on transcripts that showed low expression in animal pole cells (TPMs < 10) and significant enrichment in the neural crest (Fig. 3d, Source Data File S3).
Our comparisons revealed overlap in differential enrichment of genes that establish and pattern the neural plate border (wnt8, msx, gbx, irx)39–41, initiate epithelial-mesenchymal transition (EMT) and migration (pdgfra, tfap2b, sip1/zeb2, soxE) 42–45, and promote lineage diversification (endothelin signaling and soxE)46,47 (Fig. 3d). We also identified species-specific differences in regulatory programs, with lamprey having neural crest-enriched expression of prdm1, sox5, and cdh7, whereas Xenopus had neural crest-enriched expression of zic3, pax3, dlx5, and sox10 (Fig. 3d, Extended Data Fig. 6l). These results suggest that the neural crest evolved from the activity of at least two regulatory modules: a blastula-stage module that is also deployed in neural crest progenitors, and a neural crest-specific module co-opted downstream that endows the neural crest with many of its hallmark traits—EMT, migration and adoption of novel lineage states (Fig. 3e).
Lamprey pou5 is absent in neural crest but can promote neural crest formation.
In jawed vertebrates, pou5 transcription factors (pou5f1, pou5f3) are key regulators of pluripotency48–50. While pou5 had been proposed to be a jawed vertebrate innovation, recently pou5 orthologs were reported in hagfish and lamprey51–54. Nothing is known, however, about the expression and function of pou5 in jawless vertebrates, making it unclear if pou5 functioned within the ancestral vertebrate pluripotency or neural crest GRNs. Our RNA-Seq analysis in lamprey revealed an uncharacterized transcript that was among the most downregulated genes in the neural crest relative to animal pole cells (Fig. 3d), and the top hits from a BLAST analysis were pou5 transcription factors in jawed vertebrates. Molecular phylogenetics and synteny comparisons confirm that this gene is a lamprey ortholog of pou5 (Extended Data Fig. 7a, b). In agreement with our differential expression analyses, mean transcript abundance of lamprey pou5 was high in animal pole cells as in jawed vertebrates, but virtually absent in the neural crest (Extended Data Fig. 7c), an expression profile confirmed with in situ hybridization (Fig. 4a). In contrast to lamprey, the combined expression of three Xenopus pou5f3 paralogs persists from the blastula through early neural crest stages, with maternal pou5f3.3 expressed strongly in the blastula, and zygotic pou5f3.1 and pou5f3.2 expressed in the neural plate border and neural crest (Extended Data Fig. 7d, e).
Absence of pou5 expression in the lamprey neural crest is consistent with two evolutionary scenarios: subsequent co-option into the neural crest GRN of what would become jawed vertebrates, or alternatively loss from the neural crest GRN in the lineage leading to extant jawless vertebrates. We reasoned that some insights into these possibilities might be gained by examining if lamprey pou5 could functionally engage with the neural crest GRN. Accordingly, we expressed lamprey pou5 on one side of early Xenopus embryos and compared its activity to that of Xenopus pou5f3.1, pou5f3.2, or pou5f3.3 expressed at equivalent levels (Extended Data Fig. 8a). All pou5 factors were found to expand the expression domain of neural plate border and neural crest markers pax3, zic1, and snai2 to comparable extents (Fig. 4b). By contrast, when we expressed lamprey pou5 or Xenopus pou5f3 in lamprey embryos, we observed reduction or no change of expression of pax3/7, zic-A, tfap2a, myc, and id-A, (Fig. 4c, Extended Data Fig. 8b) indicating that pou5 factors are unable to productively engage the neural crest GRN in lamprey.
pou5 is required for neural crest formation in Xenopus
Because our gain-of-function experiments showed that pou5 has neural crest-promoting activity, we next asked if pou5 is required for neural crest formation in Xenopus. Morpholino-(MO) mediated depletion of the zygotic pou5f3 factors (pou5f3.1 and pou5f3.2) lead to a reduction of pax3 expression (Fig. 5a). We observed expansion of zic1 expression when pou5f3 was depleted (Fig. 5a), a difference likely due to expansion of the neural expression of this factor at the expense of its neural crest expression. Consistent with this, pou5f3 depletion resulted in a near-total loss of snai2 and foxd3 neural crest expression (Fig. 5a) that was not driven by a compensatory increase in pou5f3.3 expression (Extended Data Fig. 9). We then tested if lamprey pou5 can functionally substitute for Xenopus pou5f3 by comparing its ability to rescue the pou5 depletion phenotype to that of Xenopus pou5f3.1 or pou5f3.2. We found that lamprey and Xenopus pou5 orthologs were indistinguishable in their ability to restore snai2 and foxd3 expression (Fig. 5b), providing further evidence that lamprey pou5 can properly engage the neural crest GRN of jawed vertebrates.
pou5 evolved neural crest-promoting activity from a pou3-like ancestor
Based on the absence of pou5 in invertebrate genomes, pou5 appears to be a vertebrate innovation, as with another pluripotency factor, ventx/nanog9. Thus, the acquisition of pou5, like ventx/nanog, coincides with the acquisition of neural crest and the evolution of vertebrates. However, the origins of pou5 in the neural crest remain unknown. To address this, we first revisited our phylogenetic analysis (Extended Data Fig. 7a). We determined that pou3 shares a common ancestor with pou5, supporting the hypothesis that pou5 likely evolved from a pou3-like ancestor as has been previously suggested52. Vertebrate pou3 paralogs are expressed in neural progenitors, and this is the case in both lamprey and Xenopus, with pou3 transcripts ultimately resolving to the neural plate (Extended Data Fig. 10). Such expression is consistent with the evolution of pou5 from a pou3-like ancestor that was involved in neurogenesis55,56—a function likely ancestral for chordates and therefore one that preceded the origin of pou5 function in the neural crest.
If pou5 evolved from a pou3-like ancestor, then pou3 factors may also be capable of enhancing neural crest formation. Alternatively, the neural crest-enhancing activities of pou5 may be an evolutionary novelty. To test these possibilities, we expressed Xenopus and lamprey pou3 in Xenopus embryos at equivalent levels. Notably, both lamprey and Xenopus pou3 inhibited—rather than promoted—snai2 and foxd3 expression (Fig. 5c). This loss of neural crest was accompanied by a lateral expansion of the neural plate as evidenced by an expanded domain of sox3 expression, a result consistent with pou3 factors promoting neurogenesis (Fig. 5c). We then asked if pou5 factors retain an ancestral ability to promote neurogenesis. Strikingly, we found that all pou5 orthologs also expanded sox3 expression in the neural plate (Fig. 5d). Both pou3 and pou5 gain of function also led to a loss of krt12.4+ epidermal progenitors (Fig. 5d). Together, these results point to a unique role for pou5 in promoting neural crest development that evolved from an ancestral pou3-like clade involved in neurogenesis. Comparison of pou3 and pou5 sequences revealed residues in the conserved pou-s and linker domains that distinguish these two groups. Specifically, there are two potential MAPK phosphorylation sites as well as a conserved sequence identified as a putative non-canonical SUMOylation site that are present in pou3 and absent from pou5 (Extended Data Fig. 11). Moreover, pou5 has an extended c-terminal domain relative to pou3 and this domain contains regions of amino acid conservation (albeit weaker in lamprey and hagfish) (Extended Data Fig. 11; Source Data File S4). Future studies will be needed to determine if any of these sequence difference contribute to distinct activities of pou5 factors and the evolution of the vertebrate neural crest.
Discussion
Understanding the origins of the neural crest and its developmental potential is essential to deciphering the evolution of vertebrates. Comparative approaches are critical to understanding this pivotal evolutionary transition, while studies in traditional models, including Xenopus, chick, zebrafish, and mouse, will continue to reveal species-specific differences that arose due to adaptation or developmental drift. In the current study we provide evidence for conservation in lamprey of the blastula pluripotency network identified in jawed vertebrates, conservation across vertebrates of a related network in the neural crest and the functional evolution of a key transcription factor in these networks, pou5.
While an assay system for determining if lamprey blastula animal pole cells display functional pluripotency does not currently exist, our study demonstrates that the factors that control pluripotency in jawed vertebrates are expressed in these cells. Through comparisons of neural crest and pluripotency GRNs across the two major clades of vertebrates we have begun to elucidate how these GRNs are developmentally and evolutionarily coupled. Our results suggest that the integration of pou5 and ventx/nanog into the progenitor network of klf17, soxB1, and myc was already fixed in the last common vertebrate ancestor (Fig. 6). Moreover, lamprey and Xenopus blastula animal pole cells also express genes classically associated with neural crest identity (tfap2a, snail, zic, foxd3, id) supporting a model wherein multiple tiers of the neural crest GRN originated in animal pole blastula cells and were also deployed to varying degrees into the neural crest of stem vertebrates. Our results also show that this neural crest-pluripotency GRN was further elaborated upon by downstream integration of novel genes and signaling pathways (e.g., wnt8, msx, gbx, soxE, endothelins) that pattern the neural plate border, initiate EMT, and control lineage diversification of neural crest fates. Taken together, we hypothesize that these events endowed cells at the neural plate border of stem vertebrates with the potential to layer new cell types onto the ancestral chordate baüplan, and that this pluripotency-neural crest GRN is what largely distinguishes the broad developmental potential of the vertebrate neural crest from the unipotent or bipotent cells of invertebrate chordates that have neural crest-like features57–59.
Historically, pou5 has been recognized as a key regulator of pluripotency in ES cells, and has also been recently implicated in controlling neural crest potential12. Here, we show that in lamprey pou5 is not expressed in the neural crest, unlike in jawed vertebrates. Lamprey neural crest cells give rise to a more limited set of derivatives and these animals lack a bony endoskeleton and jaws. It is intriguing to speculate that the broader developmental potential of the gnathostome neural crest could have been driven in part by deployment of pou5, highlighting yet another potential link between pluripotency factors in the neural crest and the origin of ectomesenchyme5,9,60. Importantly, despite being absent in the lamprey neural crest, when expressed in Xenopus lamprey pou5 can expand the pool of neural crest progenitors, whereas it is unable to do so when expressed in lamprey. This suggests that cis-regulatory evolution of pou5 binding sites—either through loss in cyclostomes or acquisition in jawed vertebrates—was a driver of pou5 expression dynamics in the neural crest, coupled with rapid rates of evolution driving novel protein-protein interactions54. Loss of pou5 in the lamprey neural crest is consistent with evolutionary divergences of pou5 expression, and that is supported here by the ability of a novelty to the vertebrate genome, lamprey pou5, to promote the formation of a cell type it is not expressed in. Leaving aside this question, however, together with previous work showing a functional role for pou5 in supporting blastula-stage pluripotency in Xenopus61,62, we hypothesize that pou5 activity helps maintain a similar progenitor state in the neural crest. Finally, we provide evidence that pou5 evolved neural crest-enhancing activity from an ancestral pou3-like factor functioning in neurogenesis, and that this neural-promoting activity has been retained in both Xenopus and lamprey pou5 and pou3. Importantly, however, only pou5 appears to have evolved potent neural crest-promoting activity. Thus, the ability of pou5 to promote neural crest development is not a general feature of pou-family proteins but rather a synapomorphy of the pou5 clade that emerged after diverging from a pou3-like ancestor (Fig. 6). Future work should functionally explore the amino acid changes that drove this novel activity.
Based on the recognition that the core pluripotency factors pou5 and ventx/nanog are vertebrate novelties9,51 we suggest that blastula-stage (i.e., somatic) pluripotency itself is likely a vertebrate innovation. Thus, although the blastula stage is an ancient feature of metazoan development, a dual pluripotency-neural crest GRN, driven by the vertebrate-specific genes pou5 and ventx/nanog is an evolutionary innovation of vertebrates. Evidence for this comes from the absence of the core pluripotency factors pou5, and ventx/nanog in invertebrate genomes, and the finding that cells of pre-blastula tunicate embryos—the sister group to vertebrates—are already restricted to a single lineage63,64. Although pou5 and ventx/nanog are not encoded in invertebrate chordate genomes 9,65,66, invertebrate chordates do express homologs of the neural stem cell factors soxB1 and myc in the blastula17. Thus the precursors of the vertebrate pluripotency GRN may have arisen in cells fated to be neural progenitor cells, perhaps explaining why the neural lineage has been found to lie closest in gene regulatory state space to pluripotent blastula cells and why several neural crest regulatory factors have been found to have deep roots in bilaterian neurogenesis4,67,68.
Methods and Materials
Embryological methods
Adult sea lamprey were collected from the Hammond Bay Biological Station, Millersburg, MI, and shipped to Northwestern University. Animals were maintained at 14 °C in a recirculating water system. Embryos were obtained by in vitro fertilization and cultured in 0.05X Marc’s Modified Ringers (MMR) in Pyrex dishes. All procedures were approved by Northwestern University’s Institutional Animal Care and Use Committee (IACUC A3283–01). Blastula-stage animal pole explants were manually dissected from lamprey embryos that were dechorionated in 1X MMR in a dish lined with 1% agarose. Animal caps were dissected manually using sharp forceps and cultured until the desired stage before harvesting for total RNA extraction. For Xenopus, controls were wildtype (epidermal) caps collected at st 13 and st 17. Alternatively, caps were induced to form neural plate border (st 13) and neural crest (st 17) by microinjection of wnt8a and chordin mRNA at the 2-cell stage. mRNA for microinjection was in vitro transcribed from a linearized DNA template using the SP6 mMessage mMachine kit (ThermoFisher AM1344). All animal cap experiments were collected for three biological replicates.
Cloning and in situ hybridization
X. laevis clones were obtained from ORFeome (www.xenbase.org/reagents/static/orfeome.jsp). Lamprey clones were obtained from previous library screens or gene synthesis (Synbio Technologies). in situ hybridization was performed as done previously (11,12). Embryos and sections were imaged on an Olympus SZX12 microscope equipped with an Olympus QColor3 camera and QCapture software.
Double labeling with HCR-FISH with immunohistochemistry
For HCR-FISH, we adopted the third generation HCRv3-FISH69 protocol. HCR-FISH probe sets targeting were custom-designed by Molecular Instruments. Immediately after HCR-FISH, lamprey embryos were rinsed in PBS-T (1x PBS, 0.1% Tween 20), blocked (PBS-T, 10% fetal bovine serum), and then rocked overnight at 4°C in anti-Pax3 primary antibody that has been previously validated in lamprey70 (DSHB #528426, 1:5). After several rinses in PBS-T, samples were incubated in goat anti-mouse IgG Alexa Fluor™ 546 secondary antibody (ThermoFisher A28182), rinsed again several times in PBS-T, and incubated with SYTOX Green nucleic acid stain (ThermoFisher S7020). Samples were mounted and imaged using a Nikon C2 confocal microscope. Co-localization was determined by examining individual optical sections of z-slices through a single-cell depth.
RNA isolation, library preparation, and sequencing
Total RNA from Xenopus and lamprey was extracted using TRIZOL reagent (ThermoFisher 15596026) and LiCl precipitation as per standard procedures. Lamprey RNA-Seq libraries were prepared using the NEBNext Ultra II Directional RNA Library Prep Kit for Illumina, along with the NEBNext Poly(A) mRNA Magnetic Isolation Module and NEBNext High-Fidelity 2X PCR Master Mix using the manufacturer’s protocol. Xenopus RNA-Seq libraries were prepared using the Illumina TruSeq Library Prep kit. Libraries were quantified by Qubit and assessed using an Agilent TapeStation. Next Generation Sequencing was performed at the NUSeq Core facility at Northwestern Medicine’s Center for Genetic Medicine. We obtained 50 million single end reads on three biological replicates for lamprey animal caps and Xenopus animal cap experiments on the Illumina NextSeq500 platform. For previously published lamprey neural crest RNA-Seq data sets (T18 neural folds, T20, T21 dorsal neural tubes), we downloaded FASTQ files from the European Nucleotide Archive (https://www.ebi.ac.uk/ena/browser/home) and processed these files in parallel with our lamprey animal cap transcriptomes as outlined below.
Processing and analysis of RNA-Seq data
RNA-Seq read quality was evaluated using FASTQC (v0.11.5). Reads were trimmed by fastp (v0.23.2) for quality and to remove Illumina adapters using default parameters. Trimmed reads were mapped to the Xenopus (Xl9.2) (https://www.xenbase.org/other/static-xenbase/ftpDatafiles.jsp) or sea lamprey germline genome assemblies (https://simrbase.stowers.org/sealamprey) using STAR (v2.6.0). Read counts were obtained using HTSeq (v1.99.2). PCA and differential expression analyses were performed in DESeq2 (v3.14) using R (v4.0.3; http://www.R-project.org/). For comparisons of transcriptomes between Xenopus and lamprey, we constructed heatmaps (‘pheatmap’ package in R) using log-transformed normalized transcript abundance values (transcripts per million, TPM) generated from RSEM (v1.2.28). This method is ideal for our comparisons as it allows for normalized transcript abundance of genes to be directly compared across species. For our comparisons, we curated from the literature a set of transcription factors, signaling pathways, and epigenetic modifiers known to be essential for pluripotency and/or neural crest development in vertebrates.
To test evolutionary conservation of transcript abundance between Xenopus and lamprey, we performed correlation analysis on the transcripts in in Fig. 3a. For genes having a single putative ortholog in both species (e.g., Xenopus foxd3 and lamprey foxD-A), we calculated the mean TPMs for each gene in each cell population for one-to-one comparisons. For paralogous groups of genes where one-to-one orthology is unclear or unknown, we performed pairwise comparisons between genes within each paralogy group. For example, the lamprey genome encodes a single snail ortholog (11), which has affinities to both snai1 and snai2, whereas Xenopus has distinct snai1 and snai2 paralogs. In such cases, for example, the mean TPMs for lamprey snail in each cell population was compared separately to both snai1 and snai2 in Xenopus. We performed separate correlation analyses (blastula, early neural crest, late neural crest) between Xenopus and lamprey, using log transformed TPMs. Visual inspection of residual plots from parametric correlation analyses revealed significant departures from normality. We therefore performed non-parametric Spearman rank correlation analyses in R (v4.0.3) using the ‘cor.test’ function (‘stats’ package). We report correlation coefficients from our analyses; effects were statistically significant where p<0.05. For k-means analysis, RNA-Seq data were analyzed using the package ‘coseq’ with the following parameters: K=2:25, transformation=“logclr”,norm=“DESeq”,meanFilterCutoff=50, model=“kmeans”, iter.max=10,seed=12345.
To test for potential batch effects from incorporating our lamprey RNA-Seq data with previously published data sets (described above), we performed PCA with two additional T21 dorsal neural tube replicates from another independent publication15. We performed the same analyses in Xenopus by incorporating an additional neurula-stage samples in which neural crest was dissected from the embryo71. The results from these analyses indicate a lack of significant batch effects (Extended Data Fig. 6).
Phylogenetic analysis and synteny of vertebrate pou5 transcription factors
Full length oct/pou-family proteins were downloaded manually from NCBI. Sequences were aligned using MAFFT (v7.490) with <--maxiterate 1000 –-globalpair>, and then trimmed using trimAl (v1.4.1). The <-automated1> option was used to heuristically determine the optimal method for trimming. The trimmed alignment file was converted to NEXUS format for phylogenetic analysis in MrBayes (v3.2.7a), or PHYLIP format for analysis in RAxML (v8). The following parameters were used in MrBayes: <prset aamodel = mixed>, <mcmc ngen = 500000>; mouse pou6f1 was specified as outgroup. The following parameters were used in RAxML: <-m PROTGAMMAAUTO>, <-p12345>, <-x 12345>, <-#1000>; mouse pou6f1 was specified as outgroup. Consensus trees were visualized using iTOL (https://itol.embl.de). NCBI accession numbers for oct/pou sequences are: Ambystoma mexicanum pou5f3 AGN30963.1; Ambystoma mexicanum pou5f1 AY542376.1; Danio rerio pou1f1 NP_998016.1; Danio rerio pou5f3 BAA05901.1; Danio rerio pou2f2 XP_009290402.1; Danio rerio pou2f3 XP_005172050.1; Danio rerio pou3f1 NP_571236.1; Danio rerio pou3f2 NP_571235.1; Danio rerio pou3f3 NP_571225.2; Danio rerio pou4f1 NP_001299795.1; Felis catus pou5f1 ACY72350.1; Gallus gallus pou5f3 ABK27428.1; Gallus gallus pou2f1 NP_990803.1; Gallus gallus pou2f3 XP_015153671.1; Gallus gallus pou3f1 NP_001026755.1; Gallus gallus pou3f2 XP_015140157.1; Gallus gallus pou3f3 XP_040518115.1; Gallus gallus pou3f4 XP_003641125.3; Gallus gallus pou4f1 XP_015132813.1; Homo sapiens pou5f1 BAC54946.1; Mus musculus pou1f1 AAH61213.1; Mus musculus pou2f1 NP_001355737.1; Mus musculus pou2f2 NP_001157028.1; Mus musculus pou2f3 NP_035269.2; Mus musculus pou3f1 NP_035271.1; Mus musculus pou3f2 NP_032925.1; Mus musculus pou3f3 NP_032926.2; Mus musculus pou3f4 NP_032927.1; Mus musculus pou4f1 NP_035273.3; Mus musculus pou4f2 NP_620394.2; Mus musculus pou5f1 NP_038661.2; Oryzias latipes pou5f3 AAT64911.1; Petromyzon marinus pou5 XP_032835430.1; Petromyzon marinus pou3f2-like XP_032828582.1; Petromyzon marinus pou2f2-like XP_032821400.1; Petromyzon marinus pou2f1 XP_032833038.1; Petromyzon marinus pou2f2 XP_032821327.1; Xenopus laevis pou5f3.1 NP_001081342.1; Xenopus laevis pou5f3.2 NP_001079832.1; Xenopus laevis pou5f3.3 NP_001081583.1; Xenopus tropicalis pou1f1 XP_031752450.1; Xenopus tropicalis pou2f1 XP_012812406.1; Xenopus tropicalis pou2f2 XP_002936445.2; Xenopus tropicalis pou2f3 XP_031762183.1; Xenopus tropicalis pou3f1 NP_001016504.1; Xenopus tropicalis pou3f2 NP_001263306.1; Xenopus tropicalis pou3f3 XP_017947125.1; Xenopus tropicalis pou3f4 NP_001090728.1; Xenopus tropicalis pou4f1 XP_002931972.1; Mus musculus pou6f1 AAH85139.1. Other sequences were obtained from previously published data sets54.
Synteny analysis was performed by comparing the coding sequences of Xenopus genes surrounding the pou5f3.1, pou5f3.2, and pou5f3.3 loci to those surrounding the pou5 locus in the germline genome assembly of lamprey. Residue analysis of pou5 versus pou3 proteins was performed by SUMOplot and GPS-SUMO (https://sumo.biocuckoo.cn), whereas MAPK phosphorylation sites were curated through manual inspection of alignments.
Overexpression of lamprey and Xenopus pou5 and pou3 mRNA in Xenopus embryos
Full-length lamprey pou5, lamprey pou3, Xenopus pou5f3.1, Xenopus pou5f3.2, Xenopus pou5f3.3, and Xenopus pou3f1 were subcloned into the pCS2 vector with a 6X N-terminal MYC tag. mRNA for microinjection was in vitro transcribed from linearized DNA templates using an SP6 mMessage mMachine SP6 kit. Injections were performed at the two- or four-cell stage with beta-galactosidase as a lineage tracer. Protein levels were matched for phenotypic comparisons as determined by Western analysis (Extended Data Fig. 8) with an anti-MYC antibody as described in (18).
pou5 morpholino experiments in Xenopus
Previously validated FITC-conjugated morpholino (MO) oligonucleotides61,62 targeting Xenopus pou5f3.1 and pou5f3.2 were injected unilaterally (~1.4 ng per MO) into one or two animal pole blastomeres at the eight-cell stage with or without MYC-tagged mRNA encoding full-length lamprey pou5, Xenopus pou5f3.1, or pou5f3.2. Embryos were sorted for unilateral incorporation of FITC. MO sequences: pou5f3.1.L = CCTATACAGCTCTTGCTCAAATC, pou5f3.1.S = GATTAAACATGATCTGTTGTCCG, pou5f3.2.L = CCAAGAGCTTGCAGTCAGATC, pou5f3.2.S = GCTGAACCCTAGAATGACCAG
Overexpression of lamprey pou5 mRNA in lamprey embryos
Lamprey embryos were injected with MYC-tagged lamprey (pou5) or Xenopus (pou5f3.1, pou5f3.2, pou5f3.3) mRNA and a FITC dextran tracer (ThermoFisher AAJ6360622) into one blastomere at the two-cell stage at the same concentration used for injections in Xenopus. In approximately 30–40% of lamprey embryos, the first cleavage prefigures the left-right axis. Therefore, embryos were sorted by unilateral FITC incorporation before processing for in situ hybridization.
Sectioning
Lamprey embryos were embedded in 4% agarose, and then sectioned on a Leica VT100S vibratome.
Extended Data
Supplementary Material
Acknowledgments:
We thank Scott Miehls and the staff of the Hammond Bay Biological Station for shipment of lampreys. We also thank David McCauley, Daniel Medeiros, Tatjana Sauka-Spengler, and Marianne Bronner for clones and reagents, Rosemary Braun for statistical advice and participants in the Woods Hole Embryology course and members of the LaBonne laboratory for helpful discussions. This paper is dedicated to the memory of Dr. Joseph Walder, founder of Integrated DNA Technologies and co-founded the Walder Foundation, which generously underwrote JY’s LSRF fellowship.
Funding:
Life Sciences Research Foundation postdoctoral fellowship (JRY)
National Institutes of Health grant R01GM116538 (CL)
National Science Foundation grant 1764421 (CL)
Simons Foundation grant SFARI 597491-RWC (CL)
National Institutes of Health grant F32DE029113 (ENS)
Footnotes
Competing interests: Authors declare that they have no competing interests.
Data and materials availability:
RNA-Seq data have been deposited at NCBI (GSE205436) All other data are available in the main text or the supplementary materials.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
RNA-Seq data have been deposited at NCBI (GSE205436) All other data are available in the main text or the supplementary materials.