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Scientific Reports logoLink to Scientific Reports
. 2024 Nov 8;14:27185. doi: 10.1038/s41598-024-78140-9

Transmission dynamics of fractional order SVEIR model for African swine fever virus with optimal control analysis

S Suganya 1, V Parthiban 1,, L Shangerganesh 2,#, S Hariharan 2,3,#
PMCID: PMC11549487  PMID: 39516228

Abstract

Understanding the dynamics of the African swine fever virus during periods of intense replication is critical for effective combatting of the rapid spread. In our research, we have developed a fractional-order SVEIR model using the Caputo derivatives to investigate this behaviour. We have established the existence and uniqueness of the solution through fixed point theory and determined the basic reproduction number using the next-generation matrix method. Our study also involves an examination of the local and global stability of disease-free equilibrium points. Additionally, we have conducted optimal control analysis with two control variables to increase the number of recovered pigs while reducing the number of those infected and exposed. We have supported our findings with numerical simulations to demonstrate the effectiveness of the control strategy.

Keywords: African swine fever, Caputo fractional derivative, Stability analysis, Optimal control, Numerical Simulation.

Subject terms: Mathematics and computing, Infectious diseases

Introduction

Animal illnesses, particularly international animal diseases, can have substantial economic consequences at the farm, regional, and national levels due to losses in livestock output and the high costs of prevention, control, or eradication strategies. The most significant and economically destructive swine disease in existence today is without a doubt African swine fever(ASF). A member of the Asfarviridae family of DNA viruses is the cause of ASF. The first instance was noted in Kenya in 1921, where the disease is still endemic in sub-Saharan Africa. It is now widespread around the world, affecting more than 50 nations, including the Republic of Korea, China, Malaysia, Germany, Bhutan, and India. It is also present in Africa, Europe, Asia, and the Pacific, which resulted in enormous losses1. Due to its high mortality rate and socioeconomic impact, ASF is a notifiable illness that poses a danger to the production and commerce of pork. High fever, unconsciousness, breathing issues, vomiting, diarrhoea, appetite loss, and reddish warts near the ear, mouth, legs, and groins constitute some of the symptoms of ASF. A variety of scientific disciplines have taken part in developing efficient control strategies to reduce the spread of ASF.

In the twenty-first century, mathematical biology has become increasingly valuable to researchers. One of its primary applications is understanding and managing contagious diseases through mathematical modelling. A significant development in epidemiological research is the utilization of mathematics to grasp the dynamics of infectious disease spread28. Mathematical principles also provide insights into interactions between disease vectors and their hosts. The widespread use of these models has been facilitated by the advent of new computing technologies.

Designing real-world models, particularly those of biological systems, depends extensively on fractional calculus. Given their capacity to simulate a wide range of complicated events, fractional order differential equations (FODEs) have attracted the interest of numerous academics across a variety of disciplines, including engineering, finance, and epidemiology917. For example, adaptive synchronization, mass equations, optimal control problems, equations of motion, and chemical reactions have all been studied using FODEs recently18,19. Through various iterative techniques, these problems can be solved numerically. The fractional order model addresses the limitations by introducing a non-integer derivative, which allows for memory effects and long-term correlations in the system. This approach has been shown to provide a better fit to empirical data and to better capture the dynamics of infectious diseases. Therefore, the development of fractional order models represents an important advancement in epidemiological modeling. As a result, disease patterns may be described more precisely, and future outbreaks can be predicted more accurately. The effectiveness of FODEs in estimating actual data is one of its additional benefits. FODEs are frequently employed in place of traditional models because they frequently do not adequately fit the field data20. For instance, when compared to experimental data, the FODE model for the dengue disease outbreak was said to have done well21. Furthermore Caputo derivative approach is better suited for fractional modelling of epidemic diseases because it guarantees non-singular initial conditions, accounts for memory effects, provides a physical interpretation and is computationally efficient (see, for instance,2243).

ASF virus has a huge negative impact on the GDP of several countries. As a result, finding a viable method to prevent the spread of this virus and control the disease is critical. Despite major scientific achievements, the World Organization for Animal Health (WOAH) highlights the importance of knowing the history and evolution of the African swine fever virus (ASFV) spread to develop strategies to reduce transmission. According to the literature, the transmission dynamics of ASF have received limited research in terms of mathematical modelling. Some studies have reported the impact of ASFV in the form of integer order derivative (see44). Currently, a small number of integer and non-integer systems have been established to test, investigate and comprehend the ASF virus1,4446. In a relevant study, Barongo et al.44 present a stochastic model aimed at simulating the transmission dynamics of ASFV within a free-ranging pig population, considering different intervention scenarios.

The researchers utilized the model to evaluate the comparative impact of various prevention methods on death due to diseases. They incorporated a decay function on the transmission rate to simulate the implementation of biosecurity measures. Shi et al.45 introduced a basic fractional-order model to describe the transmission dynamics of African swine fever. They considered two cases: constant control and optimal control. In the former case, they established the existence and uniqueness of a positive solution, determined the basic reproduction number, and obtained sufficient conditions for the stability of two equilibria using the next-generation matrix method and Lyapunov LaSalle’s invariance principle. In the latter case, they focused on optimal control. By employing the Hamiltonian function and Pontryagin’s maximum principle, they derived the optimal control formula. Many scientists have constructed various models and conducted quantitative studies using Euler’s and Adam’s PECE methods to validate the theoretical findings. Kouidere et al.1,46 developed a classical and fractional model for ASFV. They conducted a sensitivity analysis of the model parameters to identify the parameters with a significant influence on the reproduction number Inline graphic. Based on their findings, the researchers proposed multiple strategies to effectively decrease the amount of diseased pigs and parasites.

In addition, the impact of fractional order and medical resources on system stability was investigated in47. The authors in48 developed fractional order models with media coverage, showing that timely media coverage and disinfection control measures are crucial for preventing the spread of African swine fever. For instance, the authors in49 analyzed a fractional order ASF model with saturation incidence, demonstrating that timely and effective disinfection measures are important to prevent disease spread. These models provide valuable insights for developing effective ASF prevention and control strategies. The vaccination strategy has recently been shown to be an effective technique for preventing disease transmission. Developing an effective vaccine for ASF has been challenging due to the complex nature of the virus. Vaccination is a widely utilized strategy of disease control. Vaccination serves as a booster to enhance and prolong the immune response, providing better protection against the disease50,51. The entire world has accepted the challenge of developing an ASFV vaccine. Through a successful partnership between Navetco, a Vietnamese company, and researchers from the United States Agricultural Research Institute (ARS), a momentous advancement has been realized. This joint endeavour has resulted in the development of NAVET-ASFVAC, an unprecedented vaccine designed to combat African swine fever (ASF). Notably, this vaccine stands as the world’s first commercially available solution of its kind, marking a significant milestone in the global effort to combat ASF. To model, investigate, and comprehend the ASFV, numerous mathematical models have been developed. Taking inspiration from the aforementioned studies, we created a Caputo fractional SVEIR model to investigate the effect of vaccination on ASFV transmission dynamics. To the best of our knowledge, no attempts have been made to examine the effect of vaccination on the ASFV model using the Caputo derivative. Our contributions aim to address this research gap and introduce new perspectives to the field of epidemiological modelling, providing valuable theoretical and numerical results for studying the ASFV model using Caputo derivatives. The main contributions and aspects of this paper are outlined below::

  • Investigate the dynamical behavior of the Caputo fractional SVEIR model, which describes the transmission of ASF virus.

  • Establish the stability analysis of the mentioned model.

  • Perform the sensitivity analysis over the model parameters.

  • Provide an optimal control strategy for an SVEIR model along with control interventions.

Figure 1 depicts a schematic process of the proposed work.

Fig. 1.

Fig. 1

Schematic process of the proposed work.

In this paper, we have structured the content into several key sections. In Section “Preliminaries and methods”, we present basic concepts and preliminary studies. Moving on to Section “Formulation of the Caputo fractional SVEIR model”, we delve into the description of the Caputo fractional ASFV model. The discussion on the positivity and boundness of the system can be found in Section “Positivity and boundedness of solutions of the system”, while the exploration of existence and uniqueness results is located in Section “Existence and uniqueness results”. In Section “Equilibrium points, basic reproduction number and stability analysis of SVEIR model”, we focus on establishing the equilibria of the system and conducting a stability analysis of the basic reproduction number. Furthermore, Section “Sensitivity Analysis” contains the sensitivity analysis of the model. Section “Optimal control analysis of a SVEIR model” introduces an optimal control strategy for an SVEIR model, and the application of Pontryagin’s maximum principle is thoroughly explored in the analysis of the optimal control components. Lastly, Section “Numerical simulation results for SVEIR model” comprises numerical simulations and accompanying discussions, and the article concludes with a summary of our research.

Preliminaries and methods

Preliminaries

The following section of this paper addresses basic definitions and some results of the fractional-order derivatives.

Definition 2.1

13 The fractional integral of a continuous function f(t) on Inline graphic of order Inline graphic is defined as,

graphic file with name M4.gif

where n is a positive integer and  Inline graphic is the Gamma function defined by   Inline graphic

Definition 2.2

13 The Caputo fractional derivative for function Inline graphic of order Inline graphic is defined by,

graphic file with name M9.gif

where Inline graphic is such that Inline graphic and  Inline graphic is the Gamma function defined by   Inline graphic.

Definition 2.3

13 The Laplace transform of Caputo fractional differential operator of order Inline graphic is given by,

graphic file with name M15.gif

Definition 2.4

13 The Mittag -Leffler Functions Inline graphic and Inline graphic defined by the power series

graphic file with name M18.gif

where Inline graphic is the Gamma function defined by   Inline graphic

Lemma 2.1

52Let Inline graphic be a continuous function. Then, for any time Inline graphic

graphic file with name M23.gif

Inline graphic, for all Inline graphic

Theorem 2.1

53(Krasnoselskii’s fixed point theorem) Let Inline graphic be a non-empty set. Let Inline graphic be a closed, convex, non-empty subset of Inline graphic and suppose there exist two operators Inline graphic such that

  • (i)

    Inline graphic, for all Inline graphic

  • (ii)

    Inline graphic is a contraction;

  • (iii)

    Inline graphic is compact and continuous.

Then there exists at least one solution Inline graphic such that   Inline graphic

Formulation of the Caputo fractional SVEIR model

We consider the Caputo sense nonlinear fractional order model for the African swine fever, in which the total population N(t) is assumed to comprise five compartments that include pigs susceptible S(t), the pigs vaccinated V(t), exposed pigs E(t), the pigs infected I(t) and the pigs recovered R(t), at time t Inline graphic The transmission dynamics of the above population are represented by the following system of nonlinear Caputo fractional order differential equations (CFODE) as

graphic file with name M37.gif 1

The initial states are all positive. In this model, the parameter Inline graphic represents the influx of pigs. The infection rate is represented by Inline graphic. Additionally, the immediate vaccination rate for infected pigs transitioning from the susceptible class is given by Inline graphic. The rate at which infected pigs are capable of spreading the infection to others is denoted as Inline graphic. Meanwhile, the infected pigs that do not transmit the infection to others are categorized as part of the exposed class, with a transfer rate of Inline graphic, where Inline graphic signifies a positive transfer rate.

The rate of administering an effective precautionary dose against infection is denoted as Inline graphic. Some individuals recover either naturally or without the need for vaccination, represented by the rate Inline graphic. The possibility of recovering without prior infection introduces the potential for subsequent infections, expressed by the parameter Inline graphic. Vaccination administered to infected pigs is considered under the rate Inline graphic. The transition of pigs to the recovered compartment due to the effectiveness of vaccination after a certain period is indicated by Inline graphic. The transmission from exposed pigs to infected pigs is accounted for in the proportion of Inline graphic. The parameter Inline graphic captures the natural death proportion of pigs. Here all the model parameter values are assumed to be positive constants. Further, the flowchart of the SVEIR model is shown in Fig. 2.

Fig. 2.

Fig. 2

Schematic flowchart for SVEIR model.

Positivity and boundedness of solutions of the system

To be biologically well-posed, the fractional-order model solution must be positive and bounded at all periods.

Theorem 4.1

In Caputo system (1), the variables have a positive value for every t Inline graphic and Inline graphic is positively invariant where Inline graphic.

Proof

First, we show that S(t), V(t), E(t), I(t) and R(t) of (1) are always positive for every tInline graphic. Using the system (1), that we have,

graphic file with name M55.gif 2

From the above, and by using the Generalized mean-values theorem, the positivity of the model (1) is obvious. Next from the total population of the model (1), we get,

graphic file with name M56.gif

it indicates that

graphic file with name M57.gif

Now taking the Laplace and inverse Laplace transform on both side, we obtain,

graphic file with name M58.gif

According to the Mittag Leffler function:

graphic file with name M59.gif

Hence

graphic file with name M60.gif

Thus Inline graphic and hence the mentioned system (1) is bounded above by Inline graphic Finally we conclude that initial states are all positive functions implies the solution space Inline graphic is positively invariant. Inline graphic

Existence and uniqueness results

In the section, we determine the existence and uniqueness of the considered model (1) under the Caputo fractional derivative with the help of fixed point theory. The model (1) can be written as follows

graphic file with name M65.gif 3

where

graphic file with name M66.gif 4

Thus the Caputo model (1) takes the form

graphic file with name M67.gif 5

if

graphic file with name M68.gif 6

Here Inline graphic represents the transpose operation. Now we can write (5) as by the fractional integral representation,

graphic file with name M70.gif 7

Let Inline graphic= C([0,b];Inline graphic) be the Banach space of all continuous function from [0,b] to Inline graphic provided with the norm defined by Inline graphic, where Inline graphic and Inline graphic Suppose that Inline graphicand Inline graphic is to be continuous and bounded in order to determine existence and uniqueness of solutions. Therefore, we assume that

  • Inline graphic  There exists a constants Inline graphic, such thatInline graphic for all Inline graphic.

  • Inline graphic  There exists a constants Inline graphic, Inline graphic and each Inline graphic, such that
    graphic file with name M87.gif

By well-known Krasnoselskii’s fixed point theorem, to establish that a solutions of the system (7) exists, which is equal with the suggested model (1).

Theorem 5.1

Given the assumption Inline graphic together with the continuity of Inline graphic then (7) which is equivalent with the mentioned system (1) has atleast one solution when Inline graphic

Proof

Now Let Inline graphic and Inline graphic and we consider Inline graphic. Let us take two operators Inline graphic on Inline graphic defined by,

graphic file with name M96.gif

and

graphic file with name M97.gif

Thus, for any Inline graphic, yields

graphic file with name M99.gif

Hence Inline graphic To show that Inline graphic is contraction operator. For any Inline graphic we obtains

graphic file with name M103.gif 8

The operator Inline graphic must also be continuous because the function Inline graphic is continuous. Moreover any Inline graphic and Inline graphic

graphic file with name M108.gif 9

Hence Inline graphic is uniformly bounded. Next, we need to prove the operator Inline graphic is compact. Let Inline graphic

Then for any Inline graphic such that Inline graphic gives,

graphic file with name M114.gif

Hence, Inline graphic is equicontinuous and also it is relatively compact on Inline graphic By applying the Arzela Ascoli theorem, Inline graphic is compact on Inline graphic because it is already proved that the operator is uniformly bounded and continuous. Thus using the Krasnoselskii’s fixed point theorem model (1) posses at least one solution on Inline graphic. Inline graphic

Theorem 5.2

The integral Eq. (7) which is equivalent with the mentioned system (1) has a unique solution under the assumption Inline graphic provided that Inline graphic where Inline graphic

Proof

Consider Inline graphic defined by

graphic file with name M125.gif 10

The operator Inline graphic is obviously well defined and the only solution to the model (1)) is merely the fixed point of Inline graphic. Let Inline graphic & Inline graphic Therefore we need to show that Inline graphic

Here Inline graphic is closed and convex. Now for any Inline graphic obtains,

graphic file with name M133.gif

Hence the results follows, also given for any Inline graphic we get

graphic file with name M135.gif

As a result of the Banach contraction principle, the proposed model (1) has exactly one solution. Inline graphic

Remark 5.3

By using the Krasnoselskii’s fixed point theorem and Banach tontraction principle the proposed model has a unique solution.

Equilibrium points, basic reproduction number and stability analysis of SVEIR model

Equilibria and their stability

In this subsection, the equilibrium points of the Caputo fractional order system (1) is derived. Depends on the model parameter, the positive real equilibrium point exists. First, the equilibrium point Inline graphic of the system (1) is given as

graphic file with name M138.gif

Suppose the model parameters satisfies, Inline graphic then the equilibrium point Inline graphic of the system (1) exists, and is defined as

graphic file with name M141.gif

Similarly the model parameters satisfies the conditions Inline graphic and Inline graphic then the another equilibrium point

graphic file with name M144.gif

exists. Finally there exists a endemic equilibrium point. In this paper, the equilibrium point Inline graphic is considered as disease free equilibrium(DFE) point of the system (1).

The model basic reproduction number

The basic reproduction number (BRN), which measures the average number of secondary infections caused by the introduction of one infected person into a fully susceptible community, typically governs the dynamics and stability of a disease model. In other words, it affects whether the illness spreads over the entire population or not. It is denoted by Inline graphic.

To calculate the BRN (Inline graphic) for the fractional order SVEIR model, we use the methods described in54. It can be obtained from the dominant eigen value of the matrix Inline graphic where

graphic file with name M149.gif

Here the BRN (Inline graphic) can be found by using realistic DFE point value Inline graphic. Hence we obtain the basic reproduction number (Inline graphic) for the mentioned model (1) as follows,

graphic file with name M153.gif

Further, we define a notation for future study,

graphic file with name M154.gif

Local stability analysis

In this part, we delve into a detailed discussion on the local stability of the equilibrium point Inline graphic and Inline graphic for system (1).

Theorem 6.1

The equilibrium point Inline graphic is locally asymptotically stable if Inline graphic and Inline graphic holds.

Proof

The Jacobian matrix Inline graphic of the system (1) is obtained as follows

Inline graphic =

graphic file with name M162.gif

The Characteristic equation of Inline graphic is Inline graphic =0 is given by

graphic file with name M165.gif

Therefore, the eigenvalues are

graphic file with name M166.gif

Suppose the model parameters satisfies the inequality Inline graphic and Inline graphic, then all the eigen values are real negative real parts. Hence the equilibrium point at Inline graphic is locally asymptotically stable. Inline graphic

Theorem 6.2

The equilibrium point Inline graphic is locally asymptotically stable if Inline graphic with Inline graphic and Inline graphic holds.

Proof

The characteristic equation of Inline graphic is Inline graphic =0 is given by

graphic file with name M177.gif

The eigen values of Inline graphic are given by the following:

graphic file with name M179.gif

Here the eigen values are all negative real parts. Thus the equilibrium point Inline graphic is locally asymptotically stable when the inequality Inline graphic and Inline graphic. Inline graphic

Theorem 6.3

The DFE point Inline graphic is locally asymptotically stable if Inline graphic and Inline graphic holds.

Proof

The Jacobian matrix Inline graphic of the system (1) at the point Inline graphic, if Inline graphic and Inline graphic is given by

graphic file with name M191.gif

The characteristic equation of Inline graphic is

graphic file with name M193.gif

It can be easily seen that the two eigen values are negative, when Inline graphic and the other three eigen values can be obtained from the cubic equation. Where

graphic file with name M195.gif

Hence by the Routh-Hurwitz condition the DFE point Inline graphic is locally asymptotically stable if Inline graphic are positive and Inline graphic. Therefore we conclude that Inline graphic is is locally asymptotically stable, if Inline graphic Inline graphic

The above theorems indicate that if the model parameters satisfy the condition Inline graphic with Inline graphic, then the system reaches the equilibrium point Inline graphic after a certain period. However, if Inline graphic, a second equilibrium point Inline graphic emerges, which is stable when Inline graphic and the condition Inline graphic holds. Suppose, if Inline graphic, a disease-free equilibrium point Inline graphic exists and is locally stable when the basic reproduction number Inline graphic. This indicates that once the disease-free equilibrium point exists, it remains locally stable if Inline graphic.

Global stability analysis

In this section, we establish the global stability of the equilibrium point Inline graphic and Inline graphic for the Caputo fractional model (1) by using Lyapunov and LaSalle’s invariance principle method55.

Theorem 6.4

If Inline graphic and Inline graphic, then the equilibrium point Inline graphic is globally asymptotically stable.

Proof

We consider the Lyapunov function Inline graphic Applying the Caputo derivative for the aforementioned equation and applying the lemma (2.1) we have,

graphic file with name M219.gif

Then we obtain Inline graphic for all Inline graphic.

According to the LaSalle’s invariance principle55, it is clear that Inline graphic is globally asymptotically stable. Inline graphic

Theorem 6.5

The equilibrium point Inline graphic is globally asymptotically stable if Inline graphic and Inline graphic

Proof

Let us define the Lyapunov function as Inline graphic Then

graphic file with name M228.gif

Then we obtain Inline graphic for all Inline graphic. The invariant set of system (1) on the set Inline graphic is the singleton Inline graphic. Hence Inline graphic is globally asymptotically stable. Inline graphic

Sensitivity analysis

This section presents the sensitivity analysis for SVEIR Caputo model for ASFV. It is important to highlight that the impact of a parameter is most pronounced when its sensitivity index value is higher. The positive and negative signs in the analysis demonstrate the association between these parameters and the analyzed variables, specifically the basic reproduction number. Conducting a parameter sensitivity analysis will help identify the necessary measures to halt the transmission of ASFV.

The sensitivity index Inline graphic with respect to the parameters are calculated using partial derivatives , and it can be obtain as follows:

graphic file with name M236.gif

From the analysis, it is evident that an increase in the total population leads to a rise in the number of infected individuals within the system. Conversely, recovering pigs from the susceptible compartment or administering vaccination significantly reduces the spread of infection. Furthermore, if the model parameters satisfy the condition Inline graphic, an increase in the infection rate among pigs will complicate the system by facilitating further spread of the infection. Providing vaccinations to both susceptible and infected pigs is an effective strategy to mitigate the transmission of disease. From this study, we observed that controlling the vaccination rate Inline graphic and the recovery rate Inline graphic plays a crucial role in effectively reducing the spread of infection.

Optimal control analysis of a SVEIR model

In this section, we apply optimal control theory techniques to develop an effective strategy for limiting the transmission of ASF virus in pigs. In order to incorporate the efficiency of vaccination using a control measure for the system (1), we introduce two controls variables namely Inline graphic and Inline graphic. Here the tightening bio-security measures at a given time t served as the first control, as denoted by Inline graphic and the second control Inline graphic, represented the efficient disinfectant at t. However, iron fencing can be an important component of a bio-security plan to help prevent the contact and spread of the virus on pig farms. Implement a rigorous sanitation program to reduce the risk of introducing or spreading ASF. This includes regularly cleaning and disinfecting all equipment and vehicles that come into contact with pigs or their environment. These measures work together to create a comprehensive approach that helps to minimize the risk of ASF transmission and protect the health of the pigs on the farm.

Optimal control theory is a mathematical framework used to find the best control strategies for a given system, typically by optimizing an objective function. In the context of epidemic diseases, optimal control theory can be applied to model the spread of the disease and determine effective intervention strategies to mitigate its impact5661. Agarwal et al.62 and Ding et al.63 have significantly enhanced the theory of optimal control within the field of fractional calculus through their valuable contributions. Pontryagain’s maximal principle (see64) is a cornerstone of the fundamental concept of optimal control in the realm of fractional calculus.

The system of equations is modified after the inclusion of the time-dependent control is as follows:

graphic file with name M244.gif 11

with the initial states S(0),  V(0),  I(0),  E(0) and R(0) are all non negative.

Remark: The SVEIR model with control variables Inline graphic and Inline graphic is proposed after noticing the importance of model parameter from the sensitivity analysis of the basic reproduction number.

These two control functions are both limited and Lebesgue integrable on [0, Inline graphic], where Inline graphic is the fixed time interval length to which controls are applied.

Our goals here are to reduce the number of infected pigs by increasing recovered pigs population and reducing exposed and infected pigs, as well as to reduce the costs associated with controls. It can be quantitatively described by optimizing the cost functional:

graphic file with name M249.gif 12

Where Inline graphic and Inline graphic represents the positive weights and Inline graphic and Inline graphic are the measure of relative cost of the intervention strategies of the control Inline graphic and Inline graphic respectively. Objective is to find the control parameters Inline graphic and Inline graphic, such that,

graphic file with name M258.gif 13

Here the control set Inline graphic is defined by,

graphic file with name M260.gif 14

Characterization of optimal control functions

Pontryagin maximum principle is used to derive the necessary condition for optimality conditions for our system. In order to do this we define Hamiltonian Inline graphic of the problem (12) at time t is defined by,

graphic file with name M262.gif 15

Here Inline graphic are the co-state variables for Inline graphic with the co-state equations as follows:

graphic file with name M265.gif

Necessary optimality conditions

Theorem 8.1

The optimal controls Inline graphic and Inline graphic and corresponding solutions of the state Eq. (11) are Inline graphic and Inline graphic then there exists co-state variables Inline graphic and Inline graphic satisfying the following:

graphic file with name M272.gif

with the transversality condition Inline graphic and Inline graphic. Moreover the objective function J is minimized within the region U by the optimal controls Inline graphic and Inline graphic are given by,

graphic file with name M277.gif

Proof

Let us define the Hamiltonian function as follows:

graphic file with name M278.gif

By employing Pontryagin’s maximum principle, we can derive the adjoint equations and transversality conditions for all t within the interval [0, Inline graphic]. We obtain the co state equations as follows:

graphic file with name M280.gif

For Inline graphic the transversality condition Inline graphic and Inline graphic Further using Pontryagin’s maximum principle we obtain the optimality controls Inline graphic and Inline graphic

graphic file with name M286.gif 16

From the minimum of the cost functional Inline graphic we obtain the optimal controls Inline graphic and Inline graphic as follows

graphic file with name M290.gif

This completes the proof. Inline graphic

Numerical simulation results for SVEIR model

This section provides an overview of the numerical methods employed in our study. In subsection (9.1), we utilized the FRK4M to solve the discretized form of Caputo system (1) through numerical computation. Furthermore, in subsection (9.2), we apply the forward backward sweep method (FBSM) using the FRK4M to solve the optimality system (11). These methods provide precise numerical solutions over extended time intervals. MATLAB software is employed for simulations, utilizing the specified initial conditions and parameters.

Fractional Runge Kutta method of the fourth order

This FRK4M, an extension of the classical Runge-Kutta technique, is particularly adept at handling systems involving fractional differential equations6568. To demonstrate the utilization of the FRK4M in solving the model presented in (1), we begin by considering the general form of the fractional differential equation (FDE),

graphic file with name M292.gif 17

To formulate the numerical scheme for the FRK4M , we partition the interval [0, T] into n equal subintervals using points Inline graphic, where Inline graphic for Inline graphic and Inline graphic with Inline graphic representing the step size. The formulation of the FRK4M numerical scheme is represented as follows:

graphic file with name M298.gif

Now, we observe the approximated solutions for S(t), V(t), E(t), I(t) and R(t) utilizing a step size of 0.01 for various values of the fractional order Inline graphic The initial values are Inline graphic and Inline graphic along with the parameter values utilized are as specified in Table 1.

Table 1.

Model parameter values.

Parameter Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic
Value 1 0.26 0.2 0.9 0.09 0.2 0.2 0.1 0.3 0.4 0.1

We performed numerical simulations with initial values and specified parameters as in Table 1 for the system (1) using both classical and a range of fractional order values, encompassing Inline graphic, and 1.

It’s great to see the different dynamics represented in the figures. The visual depiction in Fig. 3 effectively showcases how the fractional disease model provides a deeper understanding of the disease behaviour. In Fig. 3a, the evolution of susceptible pigs over time, varying both classical and different fractional orders of Inline graphic, is presented, demonstrating the impact of varying fractional orders of Inline graphic on the proportion of susceptible pigs. Figure 3b illustrates the changes in vaccinated pigs over time, showing how they increase and then slowly decline due to the Inline graphic values. Figure 3c–e depict the dynamical behaviour of exposed pigs over time, confirming a significant increase in the proportion of exposed, infected, and recovered pigs.

Fig. 3.

Fig. 3

Visualizes the dynamical behaviour of all pigs population with respect to days for a integer and non-integer values of Inline graphic.

FBSM using FRK4M

FBSM represents a highly efficient iterative method for addressing optimality systems. Building upon the foundation of FRK4M, we have enhanced FBSM to tackle our FOCP. The procedure commences with an initial estimation of the control variable. Subsequently, the state equations are solved forward in time simultaneously, while the adjoint equations are solved backwards in time. The control variable is updated using the newly computed state and adjoint values, and this iterative process continues until convergence is achieved.

Next, we discuss the numerical simulations of FOCP of the mentioned system (1). We have acquired the solutions of the optimality system using the algorithm discussed, employing the state variables with in the initial values as Inline graphic and the parameter values listed in Table 2.

Table 2.

Model parameter values.

Parameter Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic Inline graphic
Value 1 0.42 0.2 0.2 0.2 0.1 0.2 0.1 0.3 0.1 0.7

The numerical simulations are presented in the Fig. 4. In Fig. 4a–e, it is evident that the implementation of control measures leads to a greater increase in the number of susceptible pigs, vaccinated pigs, Exposed pigs, Infected pigs and recovered pigs compared to the scenario without any control measures. The profile of the control variables Inline graphic and Inline graphic are depicts in Fig. 5.

Fig. 4.

Fig. 4

Graphical representation for S, V, E, I and R compartments with and without optimal controls for a integer and non-integer values of Inline graphic.

Fig. 5.

Fig. 5

Optimal control trajectory of Inline graphic with integer and non-integer values of Inline graphic.

The following is the algorithm used for the numerical simulations to obtain the optimal solution for the proposed system:

Algorithm

  • Step 1:

    Fix the model parameters and set h, Inline graphic, T and Inline graphic.

  • Step 2:

    Initialize the state variable g(t).

  • Step 3:

    Set the Inline graphic value.

  • Step 4:

    Consider the initial condition Inline graphic. For each time step n = 0, 1, 2,…, N compute the next value of Inline graphic.

  • Step 5:

    Perform the Runge kutta method for the proposed state system to obtain the solution without control.

  • Step 6:

    Initialize the co-state variables.

  • Step 7:

    Perform the state system with control parameters in a forward time loop.

  • Step 8:

    Perform the co-state system in the Runge-kutta method over a time backward loop.

  • Step 9:

    Modify the control variable by the optimility condition.

  • Step 10:

    Calculate the tolerance of error. Iterate until the error is less than prescribed value

  • Step 11:

    If loop breaks, repeat from the step 3 for different Inline graphic

  • Step 12:

    Plot the output.

  • Step 13:

    End.

Figure 4a reveals that, under control measures, the susceptible pig population is elevated in comparison to the situation where no control measures are in place. The findings presented in Fig. 4b show that when implementing the control inputs Inline graphic and Inline graphic are put into action, the number of vaccinated pigs population is higher rate compared to the situation where no control measures are in respective places. The outcomes shown in Fig. 4c and d strongly indicate the impact of control measures on the populations of exposed and infected pigs. Implementing control parameters results in a substantial decrease in the populations of exposed and infected pigs. Consequently, this reduction in the population of exposed and infected pigs is associated with an increase in the population of recovered pigs as shown in Fig. 4e . Finally from Fig. 4a–e, we can see a notable decline in the populations of exposed and infected pigs when control strategies are put into effect, and by the end of the control period, there is a corresponding increase in the populations of vaccinated and recovered pigs. Therefore, optimal control proves its effectiveness in reducing the populations of exposed and infected pigs within the desired time frame. In Fig. 5, we can observe the control strategies represented by Inline graphic and Inline graphic. As shown in Fig. 5a, there is an initial implementation of tightening biosecurity measures, aimed at isolating vaccinated pigs to prevent infections and minimize viral transmission within the farm. These measures are gradually relaxed as the intervention progresses towards its conclusion. In Fig. 5b, we see a different strategy where an effective disinfectant is initially administered to all pigs, with the possibility of increasing its usage over time as the number of recovered pigs rises. Timely vaccination efforts facilitate the transition of pigs from the susceptible (S) compartment to the vaccinated (V) compartment, thereby reducing the exposed and infected populations. If Inline graphic is applied consistently and effectively, the susceptible population will decrease rapidly, while the vaccinated population will grow, slowing the spread of the disease. Similarly, disinfection efforts governed by Inline graphic help to reduce virus transmission in the environment, lowering the numbers of exposed (E) and infected (I) pigs over time. Proper sanitation significantly curbs the spread of ASF, ensuring that fewer susceptible animals become exposed or infected.

Conclusions

In this research, we have developed a Caputo fractional order mathematical model to describe the transmission behaviours of the ASFV within the SVEIR framework. Our study encompasses an analysis of solution positivity and boundedness of the system. we computed the basic reproductive number Inline graphic for our SVEIR model. Following that, we derive conditions that ensure the DFE point exhibits both local and global asymptotic stability. The sensitivity study was performed on this model by using Inline graphic. Furthermore, we introduced a FOCP and derived the necessary optimality conditions using the Pontryagin maximum principle. To gain insights into the system behaviour, we conducted numerical simulations employing the FRK4M method, and we solved the resulting optimality system numerically by developing the FBSM with FRK4M. Through the implementation of control variables such as enforced biosafety measures and the use of effective disinfectants, we can effectively manage and curb the spread of the African swine fever virus. Also, we conclude from the simulation results, the incorporation of vaccination compartments into our model represents a novel approach compared to existing ASFV models1,4449. The important features of our work are as follows:

  • The proposed fractional-order model presents notable benefits by accounting for memory effects, enhancing flexibility and precision, capturing non-local dynamics, and offering improved tools for control and optimization.

  • Our findings demonstrate its remarkable effectiveness, highlighting it as the optimal strategy for disease eradication.

  • The graphical results demonstrate that the model yields greater adaptability and richer outcomes. These attributes make fractional-order models better suited for modeling complex, real-world systems compared to traditional integer-order models.

  • This approach enhances the accuracy of predictions regarding disease spread and control measures, allowing for more effective prevention and intervention strategies.

Limitations of the current work

  • Future studies employ actual ASFV case data to optimize parameter values in the model. Moreover, we aim to expand the model to incorporate a more complex and realistic network framework.

  • A stochastic modeling approach that accounts for uncertainty in the dynamics of ASFV could also be explored.

  • Time delays are a widely recognized feature of epidemic models. In our future research, we intend to broaden this study by including time delays.

Acknowledgements

The authors would like to thank for the facilities provided by Department of Mathematics, Vellore Institute of Technology, Chennai Campus and Department of Applied Sciences, National Institute of Technology Goa.

Author contributions

S.S and H.S: Conceptualization; methodology; writing – original draft; formal analysis; software. P.V and S.L: Methodology; investigation; visualization; validation; supervision; writing – review and editing; software

Funding

Open access funding provided by Vellore Institute of Technology. The authors declare that no funds, grants, or other support were received during the preparation of this manuscript.

Data availibility

The datasets used and/or analysed during the current study available from the corresponding author on reasonable request.

Declerations

Competing interests

The authors have no competing interests to declare that are relevant to the content of this article.

Ethical approval

Not applicable.

Footnotes

Publisher’s note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

These authors contributed equally to this work.

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Associated Data

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Data Availability Statement

The datasets used and/or analysed during the current study available from the corresponding author on reasonable request.


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