Abstract
In children with sickle cell disease (SCD), splenectomy is immediately beneficial for acute sequestration crises and hypersplenism (ASSC/HyS) but portends a long-term risk of asplenia-related complications. We retrieved peripheral and splenic red blood cells (RBC) from 17 SCD children/teenager undergoing partial splenectomy for ASSC/HyS, 12 adult subjects without RBC-related disease undergoing splenectomy (controls), 5 human spleens perfused ex-vivo with HbSS- and HbAA-RBC, and quantified abnormal RBC by microscopy, spleen-mimetic RBC filtration, and adhesion assays. Spleens were analyzed by immunohistochemistry and transmission electron microscopy (TEM). In circulating blood of SCD and control subjects, dysmorphic (elongated/spherocytic) RBC were <2%, while proportions of pocked-RBC were 4.3-fold higher in SCD children than in controls. Compared to controls, splenic RBC were more frequently dysmorphic (29.3% versus 0.4%), stiffer (42.2% versus 12.4%), and adherent (206 versus 22 adherent RBC/area) in SCD subjects. By TEM, both polymer-containing and homogenous RBC contributed to spleen congestion, resulting in 3.8-fold higher RBC population density in SCD spleens than in control spleens, predominantly in the cords. Perfused spleens with normal function displayed similar congestion and retention of dysmorphic RBC as SCD spleens. The population density of active macrophages was similar in SCD and control spleens, with a relative deficit in phagocytosis of polymer-containing RBC. Despite the existence of hyposplenism, splenectomy in SCD children removes an organ that still efficiently filters out potentially pathogenic altered RBC. Innovative treatments allowing fine-tuned reduction of RBC retention would alleviate spleen congestion, the major pathogenic process in ASSC/HyS, while preserving spleen protective functions for the future.
Keywords: Spleen, sickle cell disease, acute spleen sequestration crisis, hypersplenism, red blood cell
Introduction
Splenic dysfunction (hyposplenism), assessed by the presence of circulating red blood cells (RBC) containing Howell-Jolly bodies (HJB-RBC)1–4 or vacuoles (pocked-RBC),5–9 is a major feature of sickle cell disease (SCD). It appears progressively in infants, and generally worsens during childhood.4,5,7–9 In the general population, hyposplenism portends a risk of infectious, thromboembolic and neoplastic complications.10 Acute splenic sequestration crisis (ASSC), the predominant spleen-related complication in SCD, is a life-threatening event defined by an abrupt drop in hemoglobin (≥2 g/dl) combined with acute splenomegaly.11,12 Subacute splenomegaly with cytopenias defines hypersplenism (HyS) which may impact the growth and development of affected children.13 The current management of ASSC/HyS is based on optimized care, including hydroxyurea, blood transfusion14 and splenectomy in case of relapse (for ASSC) or impact on growth (for HyS). Splenectomy is generally considered in Europe and in the US in SCD patients experiencing recurrent ASSC or symptomatic HyS.15–21 Partial splenectomy in patients with SCD,22 has been proposed to prevent the recurrence of ASSC or HyS,17,18,23 while maintaining residual spleen function, although this second objective might be met only transiently.24
The interconnected mechanisms underlying ASSC, HyS, and hyposplenism in SCD are not entirely deconvoluted. Direct histological exploration of spleens has been relatively limited, although progressive alterations in SCD spleens were described almost a century ago.25 Splenic fibrosis and iron deposition likely resulting from macro or micro infarcts, related or not to in situ sickling of RBC, are the major pathophysiological features. Immunohistochemistry (IHC) has shown a decreased density of CD8-positive sinusoid and lymphoid follicles, the presence of Gamna-Gandy bodies, and an increased number of microvessels, compared to control spleens.26 Whether congestion, the hallmark of ASSC, results predominantly from hyposplenism, or from defects in filtering structures, or conversely from hyperactive filtration, is not known. A recent modelling study based on an extensive microfluidic analysis suggested that the central pathogenic process in ASSC/HyS is the imbalance between the rate of RBC retention (VR) and the rate of post-retention elimination (VE) by the spleen.27 However, whether RBC retention and elimination are defective, normal or excessive, was not addressed in this report, although a slow intra-macrophagic processing of sickled hemoglobin S-containing-RBC (HbSS-RBC) was observed experimentally under hypoxia.27 In a recent study in a malaria-endemic area, direct comparison of circulating and splenic RBC from subjects splenectomized for trauma has generated paradigm-shifting observations on the parasite-sheltering role of the spleen in this major infection.28–30 To clarify the pathogenic processes leading to ASSC/HyS, we have adopted this powerful comparative approach, completed by spleen-mimetic RBC filtration.31–33 The unique pathophysiological relevance of this filtration method has been validated in human spleens perfused ex-vivo.34 We complemented these explorations by dynamic RBC adhesion assays in-vitro on endothelial cell layer, and detailed morphometric observations at the tissular, multicellular, cellular and subcellular level9 on spleen fragments from SCD children partially splenectomized for ASSC/HyS. This multifaceted approach uncovers the puzzling co-occurrence of hyposplenism and hypersplenism, respectively revealed by the high levels of circulating pocked-RBC and preserved ability of SCD spleens to retain stiff RBC, similarly to those observed in control spleens.
Methods
Patients.
From May 2021 through October 2023, 12 adult subjects without RBC-related disease splenectomized for pancreas tumour, 16 SCD children splenectomized for ASSC/HyS, and 1 SCD adult (19 year) splenectomized for recurrent episodes of ASSC/HyS were enrolled from 4 hospitals of the Assistance Publique - Hôpitaux de Paris network (AP-HP) in a study entitled “Pathophysiological Explorations of Red Blood Cells” (ClinicalTrials.gov reference NCT03541525), approved by the French Institutional Review Board and sponsored by Imagine Institute. Demographic and clinical data were collected at the time of sampling and reported in supplemental materials (supplemental table 1).
Spleen and peripheral blood samples.
The day of splenectomy, spleens were collected within 2 hours of surgery. Peripheral blood samples were collected just prior to the preoperative transfusion and/or per-operatively. The spleen biopsies were aseptically processed for histological, and transmission electron microscopy (TEM) studies as described.30,35 The proportion of pocked-RBC was quantified as described by imaging flow cytometry (IFC)9 and by differential interference contrast (DIC) microscopy with minor modification.8,9,36,37 The final concentration of glutaraldehyde used for RBC fixation was 0.1% and at least 300 RBC were counted. Based on the kinetics of reappearance of pocked-RBC following transfusion, obtained in a previous cohort of 116 SCD patients (unpublished data), the proportion of pocked-RBC was corrected if transfusions were performed within 21 days before the splenectomy, following the formula:
Formula 1: Corrected % of pocked-RBC in case of one transfusion (P corr) = PT1+ (DT1×0.46); in case of two transfusions (P corr) = PT1+ (DT1×0.46) + (DT2×0.46)
PT1: proportion of pocked-RBC at the sampling, just prior transfusion; DT1: number of days (between transfusion and splenectomy); DT2: number of days between the second transfusion and splenectomy; NB: pocked-RBC proportion is stabilized following 21 days after transfusion in patients with SCD.9
Retrieval of intrasplenic RBC.
Splenic RBC were retrieved as described30 with minor modifications. Briefly, spleen tissue sections (about 0.5–1cm3 in size, 5–10 pieces) were randomly sampled from slices, put in 50 mL falcon tubes containing 30 mL of Krebs/Albumax composed of Krebs-Henseleit buffer (Sigma-Aldrich, France) with calcium chloride dihydrate (0.175g/L), sodium carbonate (2.1g/L) and Albumax-II (5g/L, Gibco, France) buffered at pH 7.35–7.45. This mixture was slowly rotated for 30min-1h and the suspension was collected by gravity in a new 50 mL falcon tube through 40 μm SmartStrainers filters (Sigma-Aldrich, France), to be centrifuged at 1237 g for 5 min. Supernatant was discarded and the pellet was washed twice in 30mL of Krebs/Albumax. This RBC pellet is named here splenic RBC.
Quantification of pocked-RBC and abnormal RBC.
Morphometric analysis of both peripheral and splenic RBC was carried out by DIC optical microscopy on glutaraldehyde-fixed RBC to quantify the proportion of pocked-RBC and abnormally shaped cell subpopulations (i.e., elongated RBC, spherocytes)8 from at least 300 RBC counted.
Assessment of retention/enrichment rate of RBC by filtration.
Spleen-mimetic microsphiltration was performed as described,32,38 with minor modifications on both peripheral and splenic RBC from 8 SCD subjects and 10 controls within 4 hours of surgery (except for 1 control, 18h post-surgery, spleen preserved at 4°C). The detailed method is reported in supplemental methods and supplemental figure 1. Data were analyzed using FlowJo 10.6.2 software.
CD71 immunohistochemical (IHC) analysis of spleen fragments.
Spleen sections from controls and SCD children were analyzed by IHC using a rabbit polyclonal anti-CD71 transferrin receptor primary antibody (Abcam, Cambridge, United Kingdom), followed by secondary detection with N-Histofine simple stain MAX PO (Nichirei Biosciences, Tokyo, Japan) and a hematoxylin counterstain.30 The number and perimeter of red pulp sinuses were quantified on 10 randomly selected areas from the red pulp using ZEN software 3.1 (blue edition, Carl Zeiss, Germany) according to the standard operation procedure SOP (Supplemental methods, supplemental figure 2). Following formulas were used to calculate sinuses number per spleen.
Formula 2: Spleen weight (g) = [removed portion of the spleen (g)] + [(1/3) of the removed portion (g)]. Of note, ¾ of the spleen were systematically removed for each SCD children (according to the surgeon).
Formula 3: Spleen volume (mm3) = [Spleen weight (g) × 1000]
Formula 4: Number of sinuses per spleen = Spleen volume (mm3) × sinus number per mm3 (IHC)
Transmission electron microscopy (TEM).
Spleen fragments were observed by TEM35 to assess the morphometric parameters of spleen and containing cells such as RBC subpopulation (i.e., both RBC with polymerized sickle hemoglobin/polymer-containing-RBC “Pc-RBC”, presumably HbSS-RBC or homogeneous hemoglobin/homogeneous cytoplasm-RBC “Hc-RBC”, presumably HbAA-RBC) and macrophage, and analysis was carried out according to the following standard operation procedure SOP (Supplemental methods, supplemental figure 3). 40 to 85 pictures were analyzed for each of 13 spleens (5 controls and 8 SCD spleens). Images were analyzed using ImageJ software and statistical analysis by GraphPad Prism 8.0 software. The parameters were assessed using the following formulas:
Formula 5: Macrophage density = number of macrophage population / number of images
Formula 6: Active macrophage density = [(number of macrophage containing one or more RBC element) / (total number of macrophages)] × 100
Formula 7: RBC subpopulation density = number of RBC / number of images
Formula 8: Proportion of phagocytized Hc-RBC = [(number of macrophage containing Hc-RBC) / (number of macrophages containing Hc-RBC + total number of free Hc-RBC)] × 100
Formula 9: Proportion of phagocytized Pc-RBC = [(number of macrophage containing Pc-RBC) / (number of macrophages containing Pc-RBC + total number of free Pc-RBC)] × 100
Formula 10: Proportion of RBC subpopulation = number of RBC / number of total cell subtype
In-vitro RBC dynamic adhesion assay.
Circulating and splenic RBC (3 SCD children and 2 controls) were used to perform adhesion experiments on TNFa-activated human microvascular endothelial cell line 1 (HMEC-1), as described,39,40 with minor modifications (supplemental methods). Images were analyzed using imageJ software.
Ex-vivo perfusion of normal human spleens.
Normal human spleens were retrieved from adult subjects without RBC-related disease who were splenectomized for pancreas tumours, catheterized, and perfused ex-vivo as described,34,34,35,41,42 with minor modifications with mixture of hemoglobin A containing-RBC HbAA-RBC and hemoglobin S containing-RBC HbSS-RBC from adults SCD patients in transfusion program,9 (supplemental methods). Spleen effluents were sampled at different time points during perfusion. Samples were used to quantify the proportion of pocked-RBC, hematocrit, elongated RBC,4 and hemoglobin S (HbS) using high performance liquid chromatography.
Statistical analysis.
Statistical analyses were performed using GraphPad Prism 8.0 software. Descriptive statistics, Mann-Whitney test, simple linear regression relationship and nonparametric Spearman correlation were performed.
Results
SCD children with ASSC/HyS are hyposplenic.
The proportion of circulating pocked-RBC was evaluated shortly before and/or upon splenectomy, using differential interference contrast (DIC) microscopy and imaging flow cytometry (IFC) in 12 controls, and 16 SCD patients with ASSC/HyS (Fig1.A–B). The median [interquartile, IQR] proportion of pocked-RBC was higher in SCD patients than in controls either by DIC (12.34% [7.04% – 15.19%] vs 3.41% [1.61% – 6.59%], p=0.0014, Fig1.A) than by IFC (9.99% [5.77% – 13.56%] vs 2.83% [1.64% – 4.38%], p=0.0004, Fig1.A). Unlike controls, SCD children with ASSC/HyS had received RBC transfusions before partial splenectomy. We thus estimated the proportion of pocked-RBC corrected for dilution by transfusion, based on the transfusion date and kinetics of reappearance of pocked-RBC following transfusion (methods, formula 1). After correction, the median [IQR] proportion of pocked-RBC was markedly higher in SCD children with ASSC/HyS than in controls both by DIC (14.61% [9.73% – 22.13%] vs 3.41% [1.61% – 6.59%], p=0.0004, Fig1.B) and by IFC (12.41% [7.01% – 20.88%] vs 2.83% [1.64% – 4.38%], p=0.0001, Fig1.B). These results showed that 14/16 children had more than 10% pocked-RBC in circulation by DIC, our threshold for hyposplenism.
Figure 1: SCD children with ASSC/HyS are hyposplenic and their spleens retain altered, elongated RBC and spherocytes.

From peripheral blood samples, native proportion of pocked-RBC (A), or corrected proportions based on transfusion date before partial splenectomy (B) are assessed by DIC and IFC9 in SCD children (SCD) and healthy subjects (control). Blue dots represent the native pocked-RBC proportion of transfused SCD patients requiring a correction, red dots present the corrected pocked-RBC proportion for these SCD patients. White dots are either non-transfused subjects or the ones transfused more than 21 days prior partial splenectomy. (C) Schematic representation of the peripheral (C1) and sliced splenic blood (C2) retrieval procedure. The retention/enrichment rate (RER) of splenic and peripheral RBC was assessed using spleen-mimetic microsphiltration32,38 from control and SCD subjects. (D) RER of peripheral (light-red dots) and splenic RBC (deep-red dots) for control and SCD subjects. (E) Difference (delta: Δ = splenic RER – circulation RER) between splenic and peripheral RBC RER for controls (n=10, white circle), and SCD children (n=9) and adult (n=1), (dark-grey dots). (F) Typical aspect of “spherocytic RBC” indicated by blue arrow while red arrows show elongated RBC, scale bar 10μm. (G) Quantification of abnormal cell subpopulations accumulated in the splenic blood from control (n=9) and SCD subjects (n=11). (H) Number of adherent RBC (mean) on endothelial cell layer from control (n=1) and SCD subjects (n=3). Mann-Whitney test was used (ns: p > 0.1234; *: p < 0.0332; **: p < 0.0021; ***: p < 0.0002).
Spleens from SCD children with ASSC/HyS accumulate mechanically and morphologically altered RBC.
We performed spleen-mimetic microsphiltration on peripheral and splenic RBC (Fig.1C) retrieved upon splenectomy from 10 adult subjects without preexisting RBC-related disease (controls), 9 SCD children with ASSC/HyS, and 1 SCD adult with relapsing ASSC to determine a retention/enrichment rate (RER).32,38 Peripheral RBC from controls and SCD patients had similar RER (respectively, −14.65% [−20.17% – −9.01%] vs −15.29% [−17.68% – −9.21%], Fig.1D – Supp fig.1, light-red dots) unlike SCD splenic RBC that had a significantly higher RER than control splenic RBC (Fig.1D – Supp fig.1, deep-red dots), the mechanical retention rates being 30% higher for splenic RBC from SCD patients than splenic RBC from controls (Fig.1D). The median [IQR] spleen-to-circulation RER was 3.4 times greater in SCD patients than in controls (42.15% [40.42% – 47.55%] vs 12.43% [10.49% – 15.67%], p<0.0001), indicating that splenic RBC were significantly stiffer in SCD subjects than in controls (Fig.1E). Morphometric quantification of altered RBC (Fig.1F) using DIC microscopy showed that SCD splenic blood (patient with ASSC/HyS) was enriched in elongated RBC (median proportion 25.97% vs 0% for controls, p<0.0001) and spherocytes (3.29% vs 0.44% for controls, p=0.0016), (Fig.1G).
Compared to splenic RBC from controls, splenic RBC from SCD children are more adherent to human microvascular endothelial cells.
We performed dynamic adhesion experiments on monolayers of human microvascular endothelial cell line (HMEC-1) activated by TNF-α using peripheral and splenic RBC from controls and SCD patient. Following perfusion and washing, a higher median proportion of adherent RBC was observed in splenic compared to circulating samples in both control and SCD subjects. The median [IQR] number of adherent RBC per area of biochip under flow was 8.88 [7.08 – 10.68] vs 21.82 [15.67 – 27.97] respectively for peripheral and splenic RBC from control subjects; and 9 [5.92 – 36.79] vs 206 [18.42 – 280.5] for peripheral and splenic RBC from SCD children, respectively (Fig.1H).
Spleens from SCD children are not depleted in sinuses, despite a congestion-related moderate reduction in sinus density.
Analysis of spleens from 10 controls and 10 SCD patients using IHC with anti-CD71 antibody (Fig.2A, Supp fig.2) showed that both groups had similar median [IQR] sinus perimeters (244.9 μm [201.6 – 265.5] vs 265.4 μm [218.7 – 297.8], p=0.1655, Fig.2B). The number of sinuses per area was 44% lower in SCD than in control spleens (Fig.2C). Of note, the estimated spleen weights were higher in SCD children than controls (252g [188.8 – 278.5] vs 100 g [72 – 130], Fig.2D). As a result, the total number of sinuses per spleen (median [IQR]) was similar in SCD patients than in controls (7.15E+09 [5.12E+09 – 1.16E+10] vs 5.18E+09 [4.23E+09 – 5.48E+09], p=0.0528, Fig.2E), for 10 control and 9 SCD subjects, with an unsignificant trend towards higher numbers of sinuses in SCD spleens than in control spleens. Sinus population density (assessed by IHC) showed a strong inverse correlation with the number of RBC per surface, counted on TEM pictures (Fig.2F, Spearman r: −0.9091, white and grey dots respectively for controls and SCD subjects), as a surrogate for splenic congestion. Congestion was observed in a majority of SCD spleens fragment (Fig.2G&H).
Figure 2: Spleens from SCD children with HyS/ASSC showed no absolute deficit in sinus density by their macrophage internalize and digest HbAA-RBC at a higher rate than HbSS-RBC.

Immunohistochemical IHC analysis using CD71 antibody30 of spleen sections from control and SCD subject (A). IHC analysis enable to quantify the perimeter (B), and number (C) of sinuses. (D) Spleen weights were estimated according to the weight of removed part of the spleen and portion that is systematically removed by the surgeon and enable to estimate an absolute sinus number per spleen (E). (F) sinus density (assessed by histology) was plotted against RBC density observed in transmission electron microscopy TEM (G). TEM sections showing normal (G) and congested SCD (H) spleens. Sinus lumens were delineated from cords by endothelial cell (colored in brown) and basal fibers (colored in purple), RBC are represented (colored in red). Inserts show RBC with an homogeneous cytoplasm or Hc-RBC (presumably HbAA-RBC) (i), polymer-containing RBC or Pc-RBC (presumably HbSS-RBC) (i), an empty macrophage (ii), a macrophage containing a RBC with an homogeneous cytoplasm (iii), a macrophage containing a polymer-containing RBC (iv), macrophage containing one or multiple RBC elements smaller than 1μm (v). Proportion of macrophage per surface (I), proportion of active macrophages (J), proportion of RBC internalized (K) and macrophages that digest internalized RBC on total active macrophages (L). Scale bars = 5 μm. Mann-Whitney test (ns: p > 0.1234; *: p < 0.0332; **: p < 0.0021; ***: p < 0.0002).
Splenic macrophages from SCD children internalize and digest HbAA-RBC at a higher rate than HbSS-RBC.
We determined the population density of macrophages (supplemental methods, Supp fig 3) in 5 control and 8 SCD spleens by TEM acquisitions. SCD and control spleens showed no difference in population density of splenic macrophages (1.36 [1.21 – 1.87] vs 1.05 [0.91 – 2.28], p=0.5237, Fig.2I) and in the proportion of active macrophages (i.e., containing one or more RBC or RBC fragments, respectively 60.9% [52.59% – 69.84%] vs 52.41% [42.61% – 59.58%], p=0.2222, Fig.2J). The estimated median proportion of RBC engulfed by splenic macrophage was 5.39% [3.52% – 8.1%] for RBC with homogeneous cytoplasm (Hc-RBC, presumably HbAA-RBC) in control spleens, whereas it was 2.7% [1.69% – 3.88%] for Hc-RBC and 1.31% [0.84% – 1.84%] for polymer-containing RBC (Pc-RBC, presumably HbSS-RBC) in SCD spleens (Fig.2K). In SCD spleens, the median percentage of macrophages processing internalized RBC (defined by the presence of RBC items smaller than 1 μm in the macrophage cytoplasm) was lower for Pc-RBC (HbSS-RBC) than for Hc-RBC (HbAA-RBC) (1.29% [0.25% – 1.78%] vs 15.2% [10.23% – 24.34%], p=0.007, Fig.2L).
Both autochtonous HbSS-RBC and transfused HbAA-RBC contribute to splenic congestion, predominantly in the cords.
On TEM pictures, the RBC population density was 3.8 times higher in SCD compared to control spleens (Fig.3A). The population density of HbAA-RBC (homogeneous cytoplasm, Fig.2 insert i) was 1.8 time higher in SCD spleens than in control spleens (Fig.3B), whilst, in SCD spleens, population densities of HbAA-RBC and HbSS-RBC (polymer-containing, Fig.2 insert i) were similar (Fig.3B). These observations reflected the congestion, which was qualitatively evident on histological sections in control spleens compared to SCD spleens (Fig.3C&D, respectively). Similar spleen congestion was observed in normal human spleens perfused ex-vivo34,35,41–43 with a mixture of HbAA-RBC and HbSS-RBC for 60 to 80 minutes from adults SCD patients in transfusion program9 (Fig.3E). We then analyzed the distribution of RBC in the different compartments of the red pulp, namely the cords and sinus lumens, located respectively upstream and downstream from filtering slits. Both Hc-RBC/HbAA-RBC and Pc-RBC/HbSS-RBC were concentrated in the cords. The cord-to-sinus accumulation ratio was 2.61 [1.95 – 2.83] for HbAA-RBC in control spleens, while in SCD spleens, it was 3.39 [2.22 – 5.27] and 2.75 [1.99 – 6.47] for HbAA-RBC and HbSS-RBC, respectively (Fig.3F&G).
Figure 3: HbSS-RBC and transfused HbAA-RBC contribute to the congestion in SCD children with ASSC/HyS.

TEM was performed on spleen fragments35 allowing to assess the density of RBC (A). Enumeration of RBC with homogeneous cytoplasm Hc-RBC (presumably HbAA-RBC) and polymer-containing RBC Pc-RBC (presumably HbSS-RBC) on TEM images(B). Histological analysis on spleen fragment from control spleen (C), SCD child (D), and human normal spleen perfused ex-vivo with mixture of HbAA-RBC and HbSS-RBC (E). Red blood cells (red dots) and white cells (blue dots) are visible in the red pulp zone from histological images, highlighting congestion with red cells (D-E). Higher accumulation of RBC (assessed on TEM images) in the cords compared to sinus lumens density is highlighted (D, E). Higher accumulation of RBC (assessed on TEM images) in the cords compared to sinus lumens density is highlighted (F, G). Upon ex-vivo perfusion of human spleens, proportions of pocked-RBC, elongated RBC, HbS, and hematocrit were assessed (H). TEM images from perfused spleen fragments showing spleen congestion (I) and pocked-RBC crossing inter-endothelial slits (J). Of note, RBC circulation is from cords to sinus lumen. Sinus lumens were delineated from cords by endothelial cell (colored in brown) and basal fibers (colored in purple), RBC are represented (colored in red). Mann-Whitney test was used (ns: p > 0.1234; *: p < 0.0332; **: p < 0.0021; ***: p < 0.0002).
Human spleens perfused ex-vivo with mixture of HbAA and HbSS-RBC were congested and retained dysmorphic and pocked-RBC at similar rates.
Upon perfusion, human spleens from subjects without preexisting RBC or splenic condition, so presumably with normal function retained 20-to-40% of item-containing or altered RBC sub-populations (i.e., pocked-RBC and elongated RBC, Fig.3H). By TEM, as observed in SCD spleens (Fig.1H), normal spleens perfused ex-vivo showed intense RBC accumulation (Fig.3I) with a cord-to-sinus accumulation ratio of 2.72 [1.58 – 3.3] and 1.5 [0.8 – 2.61] for HbAA-RBC and HbSS-RBC, respectively (not shown). These normal spleens also retained pocked-RBC and elongated RBC at similar rates (88.54 [77.07 – 100] and 86.06 [72.11 – 100] for pocked-RBC by DIC and IFC, respectively vs 89.52 [79.04 – 100]). By TEM, the squeezed morphology of some pocked-RBC engaged across of the sinus wall, with a vacuole lying behind on the cordal side, was highly suggestive of ongoing pitting (Fig.3J&insert). Taken together, these observations indicate that these spleens with fully preserved filtering function (as previously demonstrated)41 retained stiff RBC just like SCD spleens.
Discussion
Through detailed phenotypic characterization of unique pairs of peripheral and splenic blood samples, we show here that, like normal spleens perfused ex-vivo, the spleen of SCD children with ASSC/HyS clears the peripheral blood from stiff, adherent, and potentially pathogenic RBC. While congestion with RBC had been observed previously,2,9,25,27 the persistent ability of these spleens to very efficiently discriminate normal RBC from altered ones was unexpected. Spleen function in subjects with SCD deteriorates at an early age,7,8,44 as confirmed by abnormally high pocked-RBC counts in 14 of 16 SCD children in the reported cohort. Nevertheless, we provide direct evidence that altered RBC such as elongated RBC and spherocytes accumulate in the spleen of SCD children with a spleen-to-periphery ratio greater than 10, a very strong indication of a persistent spleen filtering function. These results are in line with previous data reporting the accumulation of elongated RBC in splenic blood from young SCD patients.45 These results are also in line with recent in-vitro microfluidic studies on HbSS-RBC and HbAA-RBC showing that a large fraction of microfluidic channel slits were blocked when perfused with HbSS-RBC.27 Also consistent with the preserved ability of these spleens to sense and retain rigid and dysmorphic RBC, was their structural preservation. There was indeed no absolute deficit in the two main components of the splenic filtering unit, the splenon, namely sinus walls and macrophages. Like in a previous study,26 we observed a moderate deficit in sinus density in the spleen tissue but this deficit was not absolute but related to spleen swelling due to congestion. The total number of sinuses per spleen was indeed at least normal compared to controls, and their mean perimeter was preserved. Unlike a previous report stating that the phagocytic function of the spleen is lost before its mechanical filtering function in SCD children,46 we observed normal red pulp macrophage densities, both in terms of total macrophage numbers as well as numbers of active macrophages.
RBC retained by the SCD spleens in this study were more adherent in-vitro to endothelial cells compared to peripheral RBC. Increased adhesiveness and stiffness of circulating RBC is thought to trigger or contribute to vaso-occlusive crises and/or acute chest syndromes, associated with organ injury and early mortality in SCD.47–49 Accordingly, clearing the peripheral blood from such potentially pathogenic RBC is likely protective. The enrichment in altered and potentially pathogenic RBC in SCD spleens in this study is the first direct indication that they still efficiently discriminate altered RBC from normal ones. Even more strikingly, elongated RBC were similarly rare in the peripheral blood of SCD patients and controls, indicating that spleens in these SCD children were still playing their role as a protective filter at the time of splenectomy, with a vast majority of circulating RBC being normally shaped and deformable.
Microscopic examinations of spleens from sickle cell anemia (SCA) patients showed entangled masses of elongated, pointed, curved and abnormally-shaped RBC in the splenic cords.25 Moreover, accumulation of elongated/sickled RBC in the splenic blood (as compared to peripheral blood) from young SCD patients splenectomized for hypersplenism had been described with peripheral-to-splenic ratios varying from 1:2 to 1:14.45 Whether these sickled RBC had been cleared from the peripheral blood or had undergone sickling in situ was not definitely determined by these obervations.25,45 Deconvoluting the relative contributions of RBC stiffness and adhesion and RBC sickling in the pathogenesis of ASSC/HyS is not easy. Previous studies stipulated that in-vivo sickling of HbSS-RBC and subsequent elongated RBC formation results from intermittent or continuous stagnation of these cells in various organs such as spleen but they did not elucidate the triggering factor of this stasis.45,50 Our data point to mechanical retention, a permanent physiological process, as a major player. We observed indeed that stiff HbAA-RBC accumulate in the cords as much as HbSS-RBC in SCD spleens, and that the cords-to-sinus lumens accumulation is almost identical in control spleens perfused ex-vivo and SCD spleens retrieved following splenectomy. Because HbAA-RBC cannot sickle, their accumulation in SCD spleens stems from retention. In addition, microsphiltration and morphological analysis of RBC, both performed at normoxia revealed the accumulation of stiff RBC in the spleens. When analyzed by TEM at normoxia, HbSS-RBC display no polymers, indicating that their retention in microsphere layers is related to their baseline stiffness and not to sickling. Taken together, these observations strongly suggest that mechanical retention is the predominant, triggering contributor to spleen congestion in ASSC/HyS, experimentally supporting previous speculations.45,50 In line with this interpretation of our findings, reduced deformability of circulating RBC correlated with loss of splenic function in a recent study in children living with sickle cell anemia.51
A recent in-vitro study using labeled THP-1 macrophages and RBC (HbAA- and HbSS-RBC) under normoxia and hypoxia showed that HbSS-RBC adhere to macrophages. Under hypoxia, sickled HbSS-RBC were digested slowly.27 The present study displaying a very low proportion of macrophage containing HbSS-RBC fragment(s) (<1.5% of splenic red pulp macrophages), compared to HbAA-RBC (mean: 16% of splenic red pulp macrophages) is consistent with these previous findings.27 We therefore suggest that hypoxia exacerbates congestion not only by in situ sickling of HbSS-RBC but also by slower intra-macrophagic processing of sickled HbSS-RBC. A deficit in post-filtering of RBC is indeed a potential contributing mechanism of ASSC/HyS.27
This study has at least four limitations. First, our splenectomy cohorts are unique but are not age-matched because splenectomy in children without underlying RBC disease is very infrequent. Reassuringly though, we found no published indication suggesting that RBC deformability or splenic filtration are different in adults and children, with the notable exception of premature infants. Second, we shall confirm that polymer-containing RBC and those that have a homogeneous cytoplasm correspond indeed to HbSS-RBC and HbAA-RBC, respectively. We did not observe hemoglobin polymers in either peripheral or splenic RBC in suspension from SCD children likely because these RBC were processed at normoxia, causing hemoglobin S to rapidly depolymerize before fixation. By contrast, the size of spleen fragments (about 5mm-thick) likely maintains a certain level of hypoxia until fixation, enabling the observation of Hb polymers in HbSS-RBC.52,53 In addition, in human spleens perfused ex-vivo, the proportion of polymer-containing RBC was broadly similar to the proportion of HbSS-RBC introduced in the perfusion RBC mixture, with adjustment for retention during the perfusion (not shown). Third, spleen size in SCD children was determined based on the proportion of spleen removed indicated by the surgeon, a somewhat subjective estimate, while only the removed part could be objectively weighed. Finally, for the demanding human spleen perfusion experiments, the quantification of elongated RBC, hematocrit and HbS were not systematic, limiting the number of experimental data. Additional adhesion experiments are also needed to consolidate the observed trends. While technical optimizations and complementary experiments with new samples are underway, we believe that these limitations do not alter the main conclusions drawn from our results regarding the persistent ability of SCD spleen to efficiently filter out altered RBC.
The three major splenic filtering functions, namely mechanical retention of stiff RBC, their phagocytosis by macrophages, and pitting of vacuole-containing RBC, deteriorate at a different pace in SCD children. We show here that SCD spleens still efficiently filter RBC, while their ability to pit (i.e., remove particulate items form RBC), a major marker of hyposplenism is already altered. The co-occurrence of hyposplenism and hypersplenism in children with ASSC/HyS, sheds new light on the meaning of these words. In normal human spleens perfused ex-vivo34,35,41–43 with mixtures of HbAA-RBC and HbSS-RBC, stiff and pocked-RBC were cleared at a similar pace, as expected from organs retrieved from subjects with a fully preserved spleen function. Interestingly, both ex-vivo and SCD spleens leave no stiff RBC in circulation, an indication of their similarly preserved ability to retain them, which matches their almost identical levels of congestion. By contrast, SCD spleens filter (hypersplenism) but do not efficiently pit (hyposplenism). We found their sinus walls intact enough to retain 7μm-RBC, leading to congestion, but we suspect that they carry alterations that prevent them from sensing and expelling small (approximately 1 mm) particulate items from RBC, a more subtle cellular function. Of note, the specific process by which the spleen operates pitting is still unknown, although observations in malaria34, here in SCD (Fig.3J), and by in silico modelling54,55 suggest that it takes place when RBC cross narrow inter-endothelial slits .
Whatever the fine cellular alterations underlying the asynchronous deterioration of splenic function, splenectomy in SCD children with ASSC/HyS removes an organ that still efficiently filters out abnormal, potentially pathogenic RBC, despite simultaneous presence of markers of hyposplenism. Partial splenic embolization has recently been reported as a safe procedure, improving hematological parameters and reducing the need of blood transfusion in patients with SCD and HyS.56 Not least, medical approaches (drug- or surgically-mediated) controlling the stringency of splenic retention would alleviate the major pathogenic process in ASSC/HyS “spleen congestion” while preserving an organ potentially protective against vaso-occlusion.
Supplementary Material
Key points.
At the time of splenectomy, SCD children are simultaneously hyposplenic and hypersplenic
The spleen from SCD children is still potentially protective
Acknowledgments
We thank Jean-Yves Rinckel5 and Fabienne Proamer5 for their excellent expert technical assistance in electron microscopy. We also thank the technical staff of histology platform from Pasteur Institute (Paris, France), Beaujon and Saint-Antoine hospitals (AP-HP, Paris, France).
Funding
The authors were supported by the Agence Nationale de la Recherche ANR (RS30J20ANR29_SPLEENMARK) and the National Institutes of Health NIH (contract R21087HH).
Footnotes
Clinical trial registration
This trial was registered at www.clinicaltrials.gov as #NCT03541525
Disclosure of Conflict of Interest.
No conflict of interest is to disclose
Ethical approval
The study was approved by the Human Research Ethics Committees of Ile-de-France II, France. The research and surgical teams obtained written informed consent from each patient (control) or guardians (SCD children) pre-operatively.
Data availability statement
For original data, please contact pabuffet@gmail.com.
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Associated Data
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Supplementary Materials
Data Availability Statement
For original data, please contact pabuffet@gmail.com.
