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Indian Journal of Surgical Oncology logoLink to Indian Journal of Surgical Oncology
. 2024 Jul 19;15(4):612–618. doi: 10.1007/s13193-024-02028-3

Abdominoperineal Resection for T4 Low Rectal Cancer After Neoadjuvant Therapy—Are the Outcomes Acceptable?

Devesh S Ballal 1, Prudvi Raj 2,3, M Janesh 2,3, Mufaddal Kazi 2,3, Ashwin Desouza 2,3, Avanish P Saklani 2,3,
PMCID: PMC11564435  PMID: 39555343

Abstract

Introduction

There is no clear consensus on using the response MRI as opposed to the pretreatment MRI for surgical planning in cT4 low rectal cancer. The objective of this study is to determine the safety of using response MRI in surgical planning for T4 rectal cancer.

Methods

This study is a retrospective review of a prospectively maintained database of abdominoperineal resections conducted at a single tertiary cancer center. Patients undergoing an abdominoperineal resection were divided into 2 groups: group A (clinical T3, mesorectal fascia positive) and group B (clinical T4), and propensity matching was used to account for uneven distribution of baseline characteristics. Primary outcome was the rate of pathological circumferential resection margin positivity. Secondary outcomes were survival outcomes and recurrence patterns.

Results

There were 237 patients in group A and 127 in group B, in the unmatched cohort, with a significantly higher number of females (43.3% vs. 28.7%, p = 0.005) and anterior circumferential resection margin positivity (68.5% vs. 49%, p < 0.001), with a lower number of patients receiving neoadjuvant chemotherapy in group B (38.6% vs. 49.8%, p = 0.041). After propensity matching baseline characters were comparable. There was a higher percentage of extended-total mesorectal excisions in group B (58.5% vs. 40.5%, p = 0.004). The rate of pathological circumferential positivity was comparable in both groups (20/168 in group A {11.9%} vs. 13/107 in group B {12.1%}, p = 0.951) with no impact of group on circumferential resection margin positivity on univariate (OR 1.023, p = 0.951) or multivariate regression (OR 0.993, p = 0.987). Both the DFS (median DFS 39 months vs. 54 months, p = 0.970) and OS (3-year OS 72% vs. 67%, p = 0.798) were comparable between both groups.

Conclusion

For T4 low rectal cancers, post-treatment MRI can be used for surgical planning without any detriment in pathological or long-term oncological outcomes.

Supplementary Information

The online version contains supplementary material available at 10.1007/s13193-024-02028-3.

Keywords: Response MRI, T4 rectal cancer, APR

Introduction

Neoadjuvant chemoradiation for locally advanced low rectal cancers is now standard of care and has reduced the local recurrence rates significantly to as low as 5–7% [1]; however, there is no clear consensus on the whether to use the pretherapy MRI or response MRI for surgical planning when treating T4 rectal cancer [25]. However, the recurrence rates for mesorectal fascia (MRF)-involved rectal cancers is much higher, especially for those patients with other adverse prognostic features with pathological circumferential resection margin (pCRM) positivity reported to 13% for patients without extramural vascular invasion (EMVI) and anterior MRF free but 60% in those patients with both EMVI and anterior CRM involved [6].

To minimize morbidity, many centers, including ours, based surgical planning on the response MRI to avoid unnecessary organ resection [79]. While this approach lowers the rate of extended and beyond TME surgeries (e-TME and b-TME, respectively), the oncological control of this approach has not been validated by any large-scale studies. Pathological circumferential resection margin (pCRM) positivity represents the failure of local control, and a higher-than-expected rate would imply that using response MRI as a guide for surgical planning lacks oncological safety. To determine the oncological soundness of utilizing the response MRI for surgical planning, we conducted a review of clinical T4 rectal cancer patients that were sufficiently downstaged using chemoradiation to allow for surgery without additional organ resection, that is excluding patients who underwent a beyond-TME/exenteration. These patients (cT4 patients who underwent abdominoperineal resections {APR} after chemoradiation—group B) were compared with high-risk clinical T3 patients (who had a baseline mesorectal fascia involvement—group A) for whom an APR was performed.

Materials and Methods

Study Design

Single-institute retrospective study used data from a prospectively maintained database of patients undergoing APR. Patients undergoing an APR for locally advanced low rectal cancer between June, 2010, and March, 2020, to allow for a 3-year follow-up period, were included in the study. All treatment decisions were taken by a multidisciplinary tumor board and were based on available guidelines at the time. The unit protocol dictates that all cT4 patients that were downstaged sufficiently (≤ ycT3) underwent a non-exenterative surgery. Patients with persistent organ involvement (ycT4) were treated with beyond-TME/extenteration surgeries.

Patients undergoing an APR are known to have worse pathological outcomes compared to those that undergo sphincter-saving surgeries [10] and to eliminate the confounding factors at play when comparing between different surgery types, only low rectal cancers that underwent an APR were included in the study and divided into two groups.

Group A consisted of cT3, MRF-positive patients and group B consisted of cT4 patients. Only patients undergoing standard TME or extended TME (e-TME) surgeries were included while beyond TME surgeries, including exenterations, and patients undergoing wait and watch were excluded.

End Points

The primary end points were the rate of pCRM positivity with secondary end points being 3-year overall survival (OS), disease-free survival (DFS), and patterns of recurrence. Disease-free survival (DFS) was defined as time from surgery-to-disease recurrence or death due to any cause or last known follow-up whichever was earlier. Overall survival (OS) was defined as time from surgery to death due to any cause or last known follow-up whichever was earlier.

Propensity Score Matching (PSM)

Logistic regression was used to calculate propensity scores for each patient based on quadrant of CRM involvement, sex, clinical N stage, and surgical approach (minimal invasive surgery {MIS} or open). PSM was then done at a 2:1 ratio and caliper of 0.25.

Statistical Analysis

SPSS v28.0 by IBM was used for statistical analysis.

Categorical values are presented as percentages and frequencies and compared using the chi-squared test. Continuous variables are presented are medians with interquartile range and compared using the Mann-Whitney U test. Survival curves were plotted using the Kaplan-Meier method and compared using the log-rank test. Follow-up duration was calculated using the reverse Kaplan-Meier method and presented as median duration with interquartile range. Univariate regression was done using binomial logistic regression to identify variables contributing toward a positive CRM, and then a multivariate regression was performed on those factors found to have a significant (p < 0.05) impact on univariate analysis.

Ethics

The study protocol was in accordance with the ethical standards of the institutional research committee. The local Ethics Committee decided to waive the requirement of informed consent because of the retrospective nature of the study and use of anonymized patient data.

This study adheres to the STROBE guidelines.

Results

As depicted in the consort diagram in Fig. 1, a total of 364 patients who underwent an APR between June, 2010, and March, 2020, were included in the analysis. Group A had a lower incidence of female patients (28.7% vs. 43.3%, p = 0.005), a lower utilization of neoadjuvant chemotherapy (49.8% vs. 38.6%, p = 0.041), and a lower incidence of anterior CRM positivity (49% vs. 68.5%, p < 0.001). After propensity matching there was an equal distribution of demographic variables as depicted in Table 1, which shows both the demographic details of both the baseline and matched cohorts.

Fig. 1.

Fig. 1

Consort diagram depicted selection of patients for analysis

Table 1.

Demographic details before and after propensity score matching

Baseline After propensity matching
cT3 MRF+, 
Group A
N 237
cT4,
Group B
N = 127
p value cT3 MRF+,
Group A
N = 168
cT4, 
Group B
N = 107
p value
Age (years) 46 (35–56) 48 (35–56) 0.235 47 (35–58) 50 (37–58) 0.470

Gender

  Male

  Female

169 (71.3%)

68 (28.7%)

72 (56.7%)

55 (43.3%)

0.005

120 (71.4%)

48 (28.6%)

71 (66.4%)

36 (33.6%)

0.656
BMI (kg/m2) 22.5 (20–24.6) 22 (18.9–24.4) 0.378 22.6 (20.2–24.6) 22 (18.9–24.1) 0.245

Quadrant MRF+

  Anterior

  Lateral

  Posterior

  Missing data

116 (49%)

83 (35%)

38 (16%)0

87 (68.5%)

20 (15.7%)

17 (13.4%)

3 (2.4%)

< 0.001

103 (61.3%)

43 (25.6%)

22 (13.1%)

70 (65.4%)

20 (18.7%)

17 (15.9%)

0.388

Clinical N stage

  N0

  N1

  N2

31 (13%)

105 (44%)

101 (43%)

7 (5%)

63 (50%)

57 (45%)

0.077

12 (7.1%)

70 (41.7%)

86 (51.2%)

7 (6.6%)

44 (41.1%)

56 (52.3%)

0.973
Pre-op M1 11 (6%) 5 (4%) 0.755 2 (3.6%) 5 (4.7%) 0.650
NACT 118 (49.8%) 49 (38.6%) 0.041 81 (48.2%) 45 (42.1%) 0.318

Pre-op RT

  LCRT

  SCRT

  None

187 (84%)

49 (14%)

1 (2.6%)

99 (78%)

28 (22%)

0.734

134 (79.8%)

33 (19.6%)

1 (0.6%)

81 (75.7%)

26 (24.3%)

0.488

Abbreviations: LCRT, long course chemoradiotherapy; SCRT, short course radiotherapy; NACT, neoadjuvant chemotherapy; MRF, mesorectal fascia

The intraoperative, post-operative, and oncological outcomes of both groups, before and after matching, are depicted in Table 2. In the matched dataset, group A patients were less likely to undergo e-TME surgeries (40.5% vs. 58.5%, p < 0.004) and had a lower pathological T stage (pT4 rate 4.8% vs. 18.7%), which probably represents the higher likelihood of post-treatment downstaging in the cT3 arm. The oncological outcomes and rate of pCRM positivity were comparable between both groups (20/168 in group A {11.9%} vs. 13/107 in group B {12.1%}, p = 0.951). The recurrence rates and patterns of recurrence were also comparable between both groups. The OS (3-year OS 72% vs. 67%, p = 0.798) and DFS (median DFS 39 months vs. 54 months, p = 0.970) were also similar as shown in Fig. 2. The median follow-up for the entire cohort was 35.7 months (interquartile range 9.2–64.5 months).

Table 2.

Operative details and postoperative and oncological outcomes

Baseline After propensity matching
Outcome cT3 MRF+, 
Group A
N = 237
cT4,
Group B
N = 127
p value cT3 MRF+, 
Group A
N = 168
cT4,
Group B
N = 107
p value
e-TME 89 (38%) 71 (56%) < 0.001 68 (40.5%) 62 (58.5%) 0.004
Hospital stay (days) 8 (6–10) 8 (6–10) 0.97 7 (5–9) 7.5 (6–10) 0.1
CD ≥ 3a 36 (15%) 23 (18%) 0.886 32 (19%) 20 (18.9%) 0.672
Blood loss (mL) 500 (300–800) 600 (400–1000) 0.011 500 (300–913) 600 (400–1000) 0.156

Approach

  Laparoscopy

  Robotic

  Open

  Conversion to open

141 (59%)

19 (8%)

75 (32%)

2 (1%)

51 (40%)

8 (6%)

67 (53%)

1 (1%)

< 0.001

86 (51.2%)

11 (6.5%)

70 (41.7%)

1 (0.6%)

47 (44%)

7 (6.5%)

52 (48.6%)

1 (0.9%)

0.429

pT stage

  pT1

  pT2

  pT3

  pT4

  pT0

5 (2%)

40 (17%)

130 (55%)

10 (4%)

52 (22%)

5 (4%)

20 (16%)

57 (45%)

24 (18%)

21 (17%)

0.003

1 (0.6%)

28 (16.7%)

98 (58.3%)

8 (4.8%)

33 (19.6%)

3 (2.8%)

17 (15.9%)

49 (45.8%)

20 (18.7%)

18 (17.7%)

0.011

pCRM

  Negative

  Positive

215 (91%)

22 (9%)

111 (87%)

16 (13%)

0.324

148 (88.1%)

20 (11.9%)

94 (87.9%)

13 (12.1%)

0.951

Recurrence#

  None

  Local alone

  Systemic

  Local + systemic

  Peritoneal

163 (69%)

18 (8%)

40 (17%)

3 (1%)

14 (6%)

80 (63%)

7 (5.5%)

25 (20%)

3 (3%)

11 (9%)

0.264

110 (65.5%)

14 (8.3%)

31 (18.5%)

3 (1.8%)

12 (7.1%)

67 (62.6%)

5 (4.7%)

23 (21.5%)

1 (0.9%)

10 (9.3%)

0.629
Deaths 92 (30%) 36 (28%) 0.206 42 (25%) 32 (29.9%) 0.371
Follow-up (months) 33 (7.6–57) 41 (13.3–76.9) 0.002 35.7 (29–38.5) 35.4 (12.5–50.7) 0.025

# Some patients developed multiple sites of recurrence—numbers do not add to 100%

Abbreviations: CD, Clavien-Dindo complication; e-TME, extended TME; pCRM, pathological circumferential resection margin

Fig. 2.

Fig. 2

Overall survival (OS) and disease-free survival (DFS)

On logistic regression, factors that significantly impacted pCRM positivity were male gender, open approach, not receiving NACT, and clinical nodal stage as shown in Table 3. On multivariate analysis only female gender (OR 0.217, p = 0.017) and open approach (OR 2.711, p = 0.022) were found to impact CRM positivity. The group (cT3 MRF+ or cT4) did not impact the CRM positivity either on univariate or multivariate analysis. Regression analysis on unmatched data also showed similar findings, as seen in Supplementary Table S1.

Table 3.

Logistic regression for factors resulting in pCRM positivity on propensity matched data

Factor Univariate logistic regression Multivariate regression
OR 95% CI p value OR 95% CI p value
Female gender 0.199 0.059–0.671 0.009 0.217 0.062–0.759 0.017
BMI 1.096 0.979–1.226 0.111 NA
Age 0.985 0.96–1.01 0.239 NA
NACT not received 2.283 1.075–4.850 0.032 1.93 0.869–4.307 0.106

Approach

Lap/robotic

Open

1

3.02

Reference

1.371–6.652

0.006

1

2.711

Ref

1.152–6.381

0.022

Group

A (cT3 MRF+)

B (cT4)

1

1.023

Reference

0.486–2.155

0.951

1

0.993

Ref

0.442–2.232

0.987

cN stage

N0

N1

N2

1

4.304

1.364

Ref

0.545–34

0.165–11.29

0.011

1

2.253

1.168

Ref

0.267–19.01

0.136–10.025

0.29

RT type

LCRT

SCRT

1

2.1

Reference

0.956–4.688

0.181 NA
CEA 1.001 0.997–1.005 0.595

CRM involvement

Anterior

Lateral

Posterior

1

0.858

0.784

Reference

0.347–2.119

0.254–2.421

0.886

Abbreviations: LCRT, long-course chemoradiotherapy; SCRT, short-course radiotherapy; NACT, neoadjuvant chemotherapy; MRF, mesorectal fascia

Discussion

Our results showed that the outcomes of cT4 rectal cancers undergoing APR after downstaging with chemoradiation are comparable to those of cT3, MRF-positive tumors in terms of pathological CRM positivity, local recurrence, DFS, and OS.

The importance of response MRI-based planning was highlighted in the MERCURY II study, which showed that no patient in whom a response MRI showed a safe resection plane (ymrLRP) had a pathologically involved CRM [6]. Our results show acceptable rates of pCRM positivity in a subset of high-risk low rectal cancer with a pCRM positivity rate of 11.9% in group A and 12.1% in group B, despite the slightly higher incidence of anterior MRF involvement in group B which is a known adverse prognostic factor [6]. The rates of local recurrence are also low – 10.1% in group A and 5.6% in group B, with no significant difference between the two arms.

Despite the lower rate of e-TME (40.5% vs. 58.5%, p < 0.001) and blood loss (median blood loss 500 vs. 600 mL, p = 0.156) in the T3 MRF+ arm, there was comparable post-op morbidity (CD grade ≥ 3a 19% vs. 18.9%, p = 0.672) and the quality of life and complication rate are significantly better than in patients undergoing beyond TME resections/exenterations [11, 12]. Previous studies by the authors have demonstrated the safety and feasibility of such e-TME resections [13, 14], the technique which has also been previously published [15], which are feasible by minimally invasive approaches and lead to comparable oncological outcomes when compared to exenterations [16].

The regression analysis performed showed that cT stage did not impact pCRM positivity or oncological outcomes. Only female sex and open approach had an impact on CRM positivity on multivariate analysis. The lower incidence of pCRM positivity in females can be explained by the fact that an e-TME with posterior vaginal wall excision can be performed easily and without much added morbidity in cases with a doubtful anterior CRM in females, but the same situation does not exist in males when additional margins would usually require resection of either the prostate or bladder. The association of open surgery with a positive pCRM can be explained by an inherent selection bias as a MIS approach is usually the preferred approach due to the better visualization provided.

Given the difficulty in performing surgical trials and impracticality of a randomized trial comparing exenterations to e-TME resections, evidence to support the use of response MRI for surgical planning will only be retrospective in nature. Given the comparable OS and DFS between both arms in our study and the excellent local control rates for this group of high-risk rectal cancer, it does not seem logical to base surgical planning on pretreatment imaging which will lead to a much higher rate of exenterations. Response to chemoradiation is a known good prognostic factor [17] and treatment of these patients expected to have good long-term outcomes should factor in long-term quality of life while formulating the surgical plan [2].

There are a few limitations of this retrospective study. Being a retrospective review, a significant selection bias exists which confounds the interpretation of the results, and while we have attempted to balance the baseline differences between groups, including rates of consolidation chemotherapy, using propensity matching, this may still have skewed the results as delivery of total neoadjuvant therapy has been shown to improve the DFS in locally advanced rectal cancer [18, 19]. While a synoptic radiologic and pathologic system is now employed for all cases, EMVI and other significant prognostic information are missing in the initial period of data collection, preventing a more meaningful comparison and propensity matching between cohorts.

Conclusion

For T4 low rectal cancers, post-treatment MRI can be used for surgical planning without any detriment in either pathological or long-term oncological outcomes.

Supplementary Information

Below is the link to the electronic supplementary material.

Author Contribution

D.S.B. was responsible for drafting the manuscript, data curation, data interpretation, data analysis, preparing the figures, and critical revision for intellectual content. P.R., J.M., and M.K. were responsible for data interpretation and analysis and for critical revision for intellectual content. A.D., S.K.A., and R.E. were responsible for critical revision for intellectual content and data acquisition. A.P.S. critically revised the final manuscript for important intellectual content, oversaw project implementation, conceptualized design of the study, and helped in interpretation of data. All authors have read and approved the final version of the manuscript submitted for publication and testify to the originality, accuracy, and integrity of results presented and methods used in this study.

Funding

Open access funding provided by Department of Atomic Energy.

Data Availability

Anonymized patient data used in this study is available on request from the authors.

Declarations

Conflict of Interest

The authors declare no competing interests.

Footnotes

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Disclaimer

This manuscript has been presented in the form of a poster at the annual ASGBI (Association of Surgeons of Great Britain & Ireland) conference held at Harrogate in the UK between May 17 and 19, 2023.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Data Availability Statement

Anonymized patient data used in this study is available on request from the authors.


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