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Proceedings of the National Academy of Sciences of the United States of America logoLink to Proceedings of the National Academy of Sciences of the United States of America
. 2024 Nov 15;121(47):e2412456121. doi: 10.1073/pnas.2412456121

The interplay between liquid–liquid and ferroelectric phase transitions in supercooled water

Maria Grazia Izzo a,b,1, John Russo c, Giorgio Pastore d
PMCID: PMC11588139  PMID: 39546564

Significance

Water has unique properties compared to other liquids. Understanding its behavior has significant implications in fields ranging from life science to meteorology. The hypothesis of a phase transition between two liquid states with different densities in the liquid metastable supercooled regime can explain some of water’s equilibrium anomalies. Analyzing molecular dynamics simulations, we show that dipolar degrees of freedom are involved in water’s liquid–liquid phase transition, providing a better overall understanding of its behavior. By developing a density functional theory in the mean field approximation holding for polar liquids, we further show that the liquid–liquid and the ferroelectric phase transitions are two sides of the same coin. This study significantly advances our understanding of water’s thermodynamic properties.

Keywords: supercooled water, liquid–liquid phase transition, ferroelectric phase transition, tricritical point

Abstract

The distinctive characteristics of water, evident in its thermodynamic anomalies, have implications across disciplines from biology to geophysics. Considered a valid hypothesis to rationalize its unique properties, a liquid–liquid phase transition in water below the freezing point, in the so-called supercooled regime, has nowadays been observed in several molecular dynamics simulations and is being actively researched experimentally. The hypothesis of ferroelectric phase transition in supercooled water can be traced back to 1977, due to Stillinger. In this work, we highlight intriguing and far-reaching implications of water: The ferroelectric and liquid–liquid phase transitions can be designed as two facets of the same underlying phenomenon. Our results are based on the analysis of extensive molecular dynamics simulations and are explained in the context of a classical density functional theory in mean-field approximation valid for a polar liquid, where dipolar interaction is treated perturbatively. The theory underpins the potential role of ferroelectricity in promoting the liquid–liquid phase transition, being the density-polarization coupling inherent in the dipolar interaction potential. The existence of ferroelectric order in supercooled low-density liquid water is confirmed by the observation in molecular dynamics simulations of collective modes in space-time polarization correlation functions, traceable to spontaneous breaking of continuous rotational symmetry. Our work sheds light on water’s supercooled behavior and opens the door to experimental investigations of the static and dynamic behavior of water’s polarization.


The identification of equilibrium water’s thermodynamic anomalies, notably density (ρ) maximum at 277 K, compressibility, and specific heat minima around 310 K and 280 K, respectively (1), has immediately sparked broad scientific interest. A first-order liquid–liquid phase transition (LLPT) between a high-density liquid (HDL) and a low-density liquid (LDL) in the supercooled regime was proposed (2) to explain equilibrium water’s anomalies and polyamorphism (3). The first observation of HDL and LDL water in molecular dynamics (MD) simulations is reported in ref. 2. Recently, extensive MD simulations in realistic (4), as well as ab initio neural network (5), models of water have clearly supported the first-order LLPT existence. The first-order LLPT line ends at a second-order critical point (CP). Despite experimental hints (6), direct evidence is challenging due to water’s crystallization tendency near the MD simulations-predicted CP. The Widom line (WL) (7), located in the pressure–temperature thermodynamic plane (p, T) region above CP but yet in the supercooled state, has been observed via both MD simulations (7) and experiments (8). Crossing the WL from high T, water transforms smoothly from HDL-like to LDL-like configurations (7, 8), while the isothermal compressibility (KT) reaches a local maximum (9). Beyond ρ, different order parameters have been proposed to characterize the LLPT and elucidate its physical origin, mostly based on local structure geometry (1012). Recent insights, furthermore, indicate that varying degrees of topological order of hydrogen-bond network can distinguish HDL from LDL (13).

The hypothesis of a ferroelectric phase transition in supercooled water stems from a 1977 proposal by Stillinger (14), following the observation of proton ordering in certain ice polymorphs (15). During the same years, measurements of the dielectric constant of supercooled water emulsions at ambient p down to T = 238 K (16, 17) revealed an increase in dielectric constant as T decreases. Ref. 17 emphasized that this trend aligns with divergence at 228 K, close to the WL (8, 9), albeit with a rather small critical exponent. Although the idea persisted over the years—refs. 18 and 19 explore the potential ferroelectricity of equilibrium water—the connection between ferroelectricity and LLPT in supercooled water was not examined. A series of papers (2022) deal with modeling the free energy of supercooled water in light of a possible ferroelectric phase transition near the WL. The ferroelectric and the liquid–liquid phase transitions were, however, always considered as two distinct and concomitant phenomena. By comparing the expression of the free energy presented in ref. 20 with the one provided in Eq. 3, it becomes clear that the former lacks the density-polarization coupling term, thus undermining the foundational premise to relate ferroelectric and LLPT. In ref. 22, for example, supercooled water was assumed to be a mixture of HDL and LDL, with only LDL presumed to undergo a ferroelectric phase transition. As further support of this, the hypothesis that a ferroelectric phase transition could also occur at the first-order LLPT line has never been considered. Beyond ice polymorphs (15), incipient ferroelectricity has been observed in confined water (23). Interestingly, electrofreezing of water at ambient conditions was observed recently by ab initio MD simulations, highlighting the existence of an amorphous ferroelectric ice (24). On the other hand, dielectric measurements reveal distinct differences in the dielectric properties of high- and low-density amorphous ices (HDA/LDA) (25). Extrapolated from ref. 25, LDA and HDA dielectric constant is, respectively, 10 at T 130 K and P= 4,000 bars, and 130 at same T and P= 6,000 bars.

Reanalyzing the water MD simulations of ref. 4, a distinct correlation between ρ and total polarization magnitude (P) emerges: While HDL retains paraelectric characteristics, the trend of LDL polarization suggests a ferroelectric character, as shown in Fig. 1. A qualitatively similar result was obtained recently in ref. 26, where simulations based on ab initio deep neural-network force field are presented. Thereby this result is resilient to changes in the MD simulation’s potential and water model. The persistence of the result when moving from an ab initio deep neural-network force field, which includes molecular polarizability, to empirical potentials with rigid nonpolarizable molecules, indicates that the primary effect is due to the orientation of molecular dipoles rather than molecular polarizability. This provides a more solid foundation for our subsequent developments. Though it clearly shows the existence of a correlation between P and ρ, this result does not demonstrate what is the role of P in the LLPT. Since the dipolar degrees of freedom drawing P, though coupled to positional degrees of freedom, are governed by a different interaction potential, occurrence that distinguishes P from other proposed order parameters (1012), the hypothesis can be advanced that P plays an active role, different from that of ρ, in the LLPT. An analogy akin to that of ferroeleastic phase transition in crystals (27, 28) or liquid crystals (29) can be envisioned. On this trail, we first obtain from MD simulations the P-ρ phase diagram in the (p, T) plane, second, starting from the microscopic interaction potential and treating the dipole interaction perturbatively, we develop a classical density functional theory (DFT) in a mean-field approximation. Unlike previous treatments, such as the notable examples in the Stockmayer fluid (30), our theory uniquely features the emergence of coupling between P, the order parameter, and ρ, in the free energy, stemming directly from the dependence of the dipolar interaction potential from the positional degrees of freedom. Interestingly, ref. 31 proposes that the coupling between P and ρ fluctuations can explain some of the nonlocal dielectric properties of water. However, it should be kept in mind that we are dealing with their macroscopic counterparts here, and this coupling cannot explain the emergence of a connection between ferroelectricity and LLPT. Our developments aim rationalizing the LLPT in water, modeled as a polar liquid. It does not exclude that different systems or different water models with different microscopic interactions (32) could lead to the same phenomenology. A similar DFT approach could, in these cases, be applied.

Fig. 1.

Fig. 1.

Temporal evolution of ρ (Top) P (Middle), and Pi (Bottom) across supercooled water in LDL (Left), near CP (center), and in HDL (Right) as obtained from MD simulations, suggesting paraelectric and ferroelectric character for HDL and LDL, respectively. It is P¯=Nd. The CP for TIP4P/Ice model has been evaluated (4) to be (p¯c=1,725bar,T¯c=188.6K).

1. Results

1.1. Ferroelectric Character of the LLPT in Supercooled Water.

Fig. 1 shows the temporal evolution of P, polarization components along the three spatial directions (Pi) and ρ obtained by reanalyzing extensive MD simulations of TIP4P/Ice water lasting up to 40 μs of ref. 4. A clear correlation emerges between P, Pi, and ρ trends. MD simulations employed isothermal–isobaric (NpT) ensemble with N=1,000 molecules. For additional details on MD simulations and analysis, refer to Sections 3.1 and 3.2 and ref. 4. In the LDL phase, all Pi’s maintain a nonzero value, while in the HDL phase, they show large fluctuations around a zero mean value. At CP = (p¯c,T¯c), where the temporal series shows the characteristic bimodal behavior, the ρ fluctuation between LDL and HDL coincides with a transition in P and Pi’s trend. Analyses covering several (p, T) points are in SI Appendix, section I. While there is never spontaneous magnetization in a finite system, the ferroelectric phase exhibits a nonzero Pi, as in Fig. 1, as long as the box size L of MD simulations exceeds the correlation length of the order parameter. The brackets denote ensemble average. Nevertheless, obtaining a full characterization of the polarization probability distribution is challenging because of spatial domains with varying polarization and orientation transitions. The fourth order cumulant of the polarization probability distribution, so-called Binder cumulant UL=113P4P22, has emerged as a powerful tool for discerning between paraelectric and ferroelectric phases (3335). We derived UL, ρ, the dielectric constant (ϵ0), and KT from MD simulations, as detailed in Section 3.2. It is ϵ0=1+χ, where χ is the electric susceptibility. These quantities are shown in Fig. 2, supporting that the LLPT and the behavior at WL in supercooled water involves the dipolar degrees of freedom, as discussed below. i) UL passes from about 4/9, indicative of a paraelectric phase (34), to about 2/3, indicative of a ferroelectric phase (33, 34), crossing from high-T both the WL (smooth transition) and the first-order LLPT line (sharp transition). ii) ρ gradually decreases as it crosses the WL from high-T, transitioning from typical values of HDL to LDL. The transitions of ρ and UL co-occur. The ρ-transition expected when crossing the first-order LLPT line is obscured by the ρ-variation with T at this p. iii) Crossing the WL or the LLPT line from low-T, ϵ0 increases to reach its maximum along the WL and the first-order LLPT line. iv) KT exhibits a maximum along the WL and the first-order LLPT line. v) Along the WL, the maximum value of KT increases as it approaches p¯c, where it reaches a large value consistent with a divergence. Notably, unlike KT, the peak value of ϵ0, still reaching large values, remains almost unchanged along the WL and at CP. Considering that KT and ϵ0 are related to the second derivative of the free energy with respect to ρ and P, respectively, this result suggests that the features of the free energy as a function of P or ρ differ. Fig. 1 shows the existence of a correlation between ρ and P. However, the results in points i)–v) provide additional insights. If P were simply coupled to ρ by a linear relationship, P and ρ could be used interchangeably as the order parameter of the LLPT. However, this is not the case here because if it were, KT and χ would exhibit the same trend.

Fig. 2.

Fig. 2.

(A) The figure depicts UL, ρ, ϵ0, and KT at different points in the (T, p) plane obtained from MD simulations. Color scale represents the quantities value, symbol size is proportional to the associated error, obtained through block averaging. Full and dashed black lines serve as visual guidance, marking the first-order LLPT and WL, respectively. The diamond symbol marks CP. (B) UL, ρ, ϵ0, and KT as functions of T along constant-p lines intersecting the WL (P= 0 bar, 1,000 bar, Left) and the first-order LLPT line (P= 2,500 bar, Right). The values of each quantity at CP are marked by a diamond symbol. A gradual change is observed in UL and ρ when crossing the WL, while a sudden shift in UL occurs at the first-order LLPT line.

In SI Appendix, section II, the local spatial distribution of dipoles in LDL and HDL is presented. A complete characterization is beyond the scope of this manuscript, which focuses on the emergence of spontaneous macroscopic polarization in LDL. However, the potential appearance in LDL of a local dipolar order resembling a chiral pattern, in line with the molecular chiral order observed in ref. 36, warrants further investigation. To gain further and complementary insights into microscopic spatial distribution of masses and dipoles, SI Appendix, section III shows the wavevector (k)-dependent transverse and longitudinal to k static dielectric functions, respectively ϵTk^(k) and ϵLk^(k), and the static structure factor, S(k), in the HDL, LDL, and close to CP. k=kk^ is the Fourier conjugate variable of the space variable r. In this text, bold quantities are vectors, the corresponding nonbold symbols are their magnitudes, and those with a circumflex accent are unit vectors. Averages have been taken over k^, as for all the quantities introduced in the following. Details are in Section 3.2. The figure in SI Appendix, section III reveals divergences followed by negative ϵL values, akin to overscreening phenomena (37, 38). Interestingly, in ref. 31, water’s overscreening was attributed to ρ-P fluctuations coupling.

1.2. A Classical DFT for the Ferroelectric LLPT.

In one-component polar liquid, composed of nonpolarizable molecules, the number density of particles at the point r having the unit vector d^ as dipole orientation is

ρ~(r,d^)=i=1Nδ(d^d^i)δ(rri)=ρ(r)ζ(Ω,r), [1]

where ri and d^i are, respectively, the center of mass position vector and dipole orientation of the i-th particle. ρ(r) and ζ(r,Ω) are, respectively, the particle number density without specified dipole orientation and the probability distribution of dipole orientation at point r. Ω is the solid angle element. As detailed in SI Appendix, section IV, introducing molecular polarizability does not qualitatively affect the DFT obtained for nonpolarizable molecules. To parameterize the Helmholtz free energy in terms of ρ~(r), we decompose it into two parts: F0, the free energy of a reference system devoid of dipole interaction, and the perturbative term F, which incorporates dipole interaction. The structure of most liquids, especially at high density, is indeed primarily influenced by short-range hard-core pair interaction (39). The perturbative effect will be treated via mean-field approximation, excluding from F contributions of ρ~(r) correlations (39). Assumption of spatial homogeneity fixes ρ(r)=ρ. We furthermore use for ζ(Ω) the simple ansatz

ζ(Ω,r)=ζ(Ω)=1+δd^4π, [2]

which can identify paraelectric (δ=0) and ferroelectric (δ0, with total polarization vector Pδ) states, as detailed in Section 3.3. To facilitate comparison with MD simulations, the NpT ensemble (39) is used. The Gibbs free energy derived from the DFT, with detailed derivation in Section 3.3, is

G=γ0(V¯)+a2(TTc)P2+B4P4+B6P6+M2ΔV2pβΔVP2+pΔVE·P, [3]

where a, B, B, M, and β are positive constants, V¯ is the equilibrium volume of the reference system, γ0 is its Gibbs free energy, and ΔV is the difference between the system’s volume (V) and V¯. E is the external electric field. The potential in Eq. 3 belongs to the class of potentials leading to tricritical points (28, 40), mirroring those of ferroelastic or magnetoelastic crystals (27, 28), where the deformation tensor replaces p. Notably, the free energy expression in Eq. 3 and the signs of its coefficients are derived from DFT rather than being arbitrarily chosen to align with the MD simulation results. The key points in the DFT developments, detailed in Section 3.3 are i) the positional disorder of the liquid which, combined with the microscopic expression of the dipolar potential interaction, leads to the potential cancellation of the coefficient of the P2 term in Eq. 3; and ii) the ρ-Taylor expansion of F around the density of the reference system ρ¯, which, given the characteristics of the dipolar interaction potential, yields the ρP coupling term. The dipolar interaction potential in Eq. 26 depends indeed on the vector distance between two dipoles in the liquid. This introduces a dependence of F on ρ and, through the ρ-Taylor expansion, leads to the ρP (or VP in the NpT ensemble) coupling term. Note that the sign of the coefficient in front of the coupling term is also determined, beyond the features of the dipolar potential interaction, by positional disorder. The equilibrium values of P and ΔV, Peq and ΔVeq, are determined through a variational principle,

GPP=Peq=a(TTc)Peq+BPeq3+BPeq5 [4]
2pβPeqΔVeqE=0;GΔVΔV=ΔVeq=MΔVeqpβPeq2+p=0. [5]

It follows

ΔVeq=pM(1βPeq2). [6]

The first term in Eq. 6 represents the liquid’s response to applied p, leading to compression, indicated by a negative contribution to ΔVeq. The second term shows that at a given p, the system’s equilibrium volume Veq=V¯+ΔVeq is larger when Peq0 than when Peq=0. Consequently, a ferroelectric phase exhibits lower density than a paraelectric phase. Eq. 6 formalizes the presence of a ferroelectric LDL phase and a paraelectric HDL. The sign of the coefficient of the VP coupling term in Eq. 3, which is ultimately determined by positional disorder as discussed in Section 3.3, is essential. It establishes that the HDL is paraelectric and the LDL is ferroelectric, rather than the reverse. It is also noteworthy that the relationship between ΔV and P established by Eq. 6 is not linear but quadratic. Beyond the detailed calculations presented in Section 3.4, this fact ultimately explains the different behaviors of KT and ϵ0 along the WL. It demonstrates that, according to DFT and consistently with MD simulations discussed in Section 1.1, P and ρ (or V in the NpT ensemble) are not interchangeable order parameters. We are interested in the possible appearance of spontaneous polarization for E=0. The basic mechanisms underlying the phase transitions associated with the free energy in Eq. 3 are briefly discussed below. The vanishing of the coefficient in front of the P2 term induces a ferroelectric transition. The emergence of spontaneous polarization then leads, via Eq. 6, to a LLPT. By inserting Eq. 6, which directly results from the VP coupling, into Eq. 3, it becomes evident that the coefficient in front of the P4 term can also vanish, as explicitly shown in Section 3.4. The simultaneous cancellation of the coefficients of the P2 and P4 terms gives rise to the existence of the tricritical point, whose occurrence remains thus linked to the existence of the VP coupling. The P-ρ phase diagram in the (p, T) plane associated with Eq. 3 is obtained by analyzing the stability of solutions, Eqs. 4 and 5, set by the conditions χ,KT0. See Section 3.4 and SI Appendix, section V for detailed discussions. A schematic representation is shown in Fig. 3, with comments below.

Fig. 3.

Fig. 3.

Pictorial representation of the Pρ phase diagram of the polar liquid in the (p,T) plane obtained from mean-field DFT. CP is marked by a diamond symbol. For p>p¯c a first-order LLPT is predicted at T=T^c(p), represented by a full black line. For p<p¯c a second-order ferroelectric LLPT is predicted at T=Tc(p), marked by a dashed blue line. For T<T¯c the theory predict a ferroelectric phase. A smooth transition in the P value is predicted upon crossing the line P=p¯c. The two ferroelectric phases with different P values are distinguished in the figure by varying degrees of texture’s line density.

  1. Ferroelectric (first-order) LLPT. For constant pp¯c at T=T^c(p), a first-order ferroelectric LLPT is predicted. The following points support evidence for the first-order nature. i) By lowering T until T^c, P switches abruptly from Peq=0 to Peq0 (see Table 1 in Section 3.4), and consequently Veq=V¯pM shifts to Veq=V¯pM(1βPeq2). ii) There exists a T-range above and below T^c, where the ferroelectric LDL and the paraelectric HDL, respectively, are metastable (see Table 1 in Section 3.4). iii) Along the curve T=T^c(p), the two phases are both stable and coexist. iv) At T=T^c(p), neither the χ nor KT diverges, but both reach a local maximum. v) At (T¯c,p¯c), the end point of the first-order phase transition, the P- and V-difference between the two phases goes to zero, while χ and KT diverge. Comparing with MD simulations in Section 1.1 identifies T=T^c(p) as the first-order LLPT line.

  2. Ferroelectric (second-order) continuous LLPT. At constant p<p¯c, the theory predicts a second-order ferroelectric phase transition at T=Tc(p). The order parameter P increases continuously from zero for T<Tc (see Table 2 in Section 3.4). V decreases continuously according to Eq. 6, indicating a simultaneous continuous ρ-transition. At T=Tc(p), χ diverges. Relevantly, however, the theory predicts KT reaches a maximum rather than diverging at Tc. Along the curve T=Tc(p), KT increases with increasing p until it diverges at p¯c. Details are in Section 3.4. Though a finite scaling analysis is required to confirm ϵ0 divergence in MD simulations, the theory accurately predicts the KT, UL, and ρ trend at the WL. This consistency supports identifying the WL with the curve T=Tc(p).

  3. Smooth polarization magnitude phase transition. For T<T¯c, the system exhibits a ferroelectric phase. However, crossing the line p=p¯c at a given T<T¯c with increasing p, P gradually increases and V decreases (refer to Tables 1 and 2 in Section 3.4). No singular behavior occurs in χ or KT. Observing this transition in MD simulations is challenging due to the overlapping changes in ΔV and V¯ when p increases at fixed T. Also, measuring P in MD simulations is demanding, as a nonzero average value is strictly only apparent in the macroscopic limit. Thus, we have not pursued this.

Table 1.

Equilibrium values of P for the thermodynamic potential given by Eq. 3 for p>p¯c, i.e., B<0

p>p¯c Peq2=B2B+12BB24a(TTc)B Peq2=0
T<Tc stable
Tc<T<T^c stable metastable
T^c<T<T¯ metastable stable
T>T¯ stable

A dash indicates that the solution is not stable.

Table 2.

Equilibrium values of P for the thermodynamic potential given by Eq. 3 for p<p¯c, i.e., B>0

p<p¯c Peq2=B2B+12BB24a(TTc)B Peq2=0
T>Tc stable
T<Tc stable

A dash indicates that the solution is not stable.

In the proposed theoretical framework, the CP in supercooled water is identified as a tricritical point, leading to critical behavior distinct from that of an ordinary second-order phase transition in the three-dimensional Ising model. According to mean-field theory, a second-order phase transition occurs at the tricritical point, but with distinctive critical exponents β and δ, which describe the behavior of the order parameter as T approaches the critical T from below and for infinitesimal changes in the conjugate field. For a tricritical point, β=1/4 and δ=5, while for an ordinary second-order phase transition, β=1/2 and δ=3 (28). Experimental or numerical determination of these critical exponents at CP could validate the tricritical phase diagram scenario. Note that the order parameter referred to here is P, for which the coefficients of the second- and fourth-order terms in the G expansion vanish at the triciritcal point. Since from Eq. 6, Δρ is proportional to P2, the behavior of Δρ near CP as TT¯c, in the tricritical phase diagram scenario would result in β=1/2, matching that of the three-dimensional Ising model. Interestingly, monitoring the dependence of P on a weak electric field E at CP to determine δ could help validate the tricritical phase diagram scenario.

Our elementary theory is not conceived to realistically determine the critical T’s and p’s as these may depend on microscopic details, as well as molecular polarizability, that it overlooks. Instead, it demonstrates that the P-based tricritical point scenario is qualitatively supported by a polar liquid, aiming to identify the key mechanisms underlying the LLPT in water. A similar rationale supports using the classical TIP4P/ice potential in MD simulations.

1.3. Ferroelectric Order in LDL.

A ferroelectric phase is characterized by the spontaneous breaking of the continuous rotational symmetry group O(3), leading to distinctive behaviors in both the static and dynamic correlation functions of P-fluctuations in the direction transverse and parallel to p^=Peq/Peq, δPTp^ and δPLp^, respectively. A detailed discussion is presented in SI Appendix, section VI. If the identification of LDL as a ferroelectric phase is correct, the correlation functions obtained by MD simulations in LDL will thus uncover such features. The following analysis aims to verify this. In Section 3.2, it is described how the correlation functions are obtained from MD simulations. One of the main signs of spontaneous rotational symmetry breaking is the divergence of the k-dependent static susceptibility of the so-called symmetry-restoring variable (41), that is δPTp^ in the case of ferroelectricity, as k2 in the macroscopic limit k0. The static susceptibility of the transverse to p^ polarization fluctuations, χTp^(k), which represents the space correlation function of δPTp^ at time t=0, is thus expected to have this trend. Furthermore, so-called Goldstone modes (41) emerge in CTp^Tp^(k,t), the wavevector and time-dependent correlation function of δPTp^, representing its space and time correlations. Goldstone modes are propagating, leading to oscillations in time in CTp^Tp^(k,t), with a characteristic frequency that depends on k, meaning the dispersion relation is not constant. Detailed analysis is presented in SI Appendix, section VI in the framework of the Mori–Zwanzig memory function formalism (41).

Fluctuations in p^-longitudinal polarization, δPLp^, can arise from P-fluctuations, δP, whose dynamics is empirically described by the Landau–Khalatnikov–Tani equation (42, 43). This equation predicts collective modes, also known as Higgs-like modes (44), in the correlation function CLp^Lp^(k,t) of δPLp^, exhibiting propagating behavior with a linear dispersion relation at moderately small k values (42), changing to constant as k0. Goldstone-like and Higgs-like modes can coexists (44).

Unlike what might be expected, a coupling between δPTp^ and δPLp^ is possible. It can arise from the constant-modulus principle (40), which establish that lowest-order fluctuations satisfy the condition δP2=2PeqδPLp^+δPTp^2=0 (40). The onset of a polarization fluctuation in the direction transverse to p^ will induce a fluctuation in the direction longitudinal to p^ to preserve P constant, and vice versa. It has relevant implications on the static susceptibilities, leading to a divergence also on the static p^-longitudinal polarization susceptibility, χLp^, for k0 but as k1 (40). Concerning dynamical correlation functions, propagating Goldstone modes are still present in CTp^Tp^(k,t) but they are not induced in CLp^Lp^(k,t) by the coupling between δPTp^ and PLp^ established by the constant-modulus principle. Instead, holding the constant-modulus principle, spontaneous fluctuations in P generate a collective mode both in CLp^Lp^(k,t) and CTp^Tp^(k,t), with the same dispersion relation. Further details are provided in SI Appendix, section VI. Finally, if a collective mode emerges in CLp^Lp^(r,t), it corresponds to a mode in the density correlation function Cρρ(k,t) due to the coupling between P and ρ, see Eq. 3.

The predictions above find qualitative confirmation in the analysis of MD simulations. Specifically, i) both χTp^ and χLp^ in Panel A of Fig. 4 show a significant enhancement for k0, approximately following k2 and k1 law, respectively. ii) δPLp^, δPTp^2 and δρ correlate, as emphasized in Panel B of Fig. 4. iii) Fig. 5 shows that propagating modes in CTp^Tp^(k,t), CLp^Lp^(k,t) and Cρρ(k,t), reflecting in a their oscillatory behavior, are present. Oscillations are significantly reduced in CPP(k,t), showing that the constant-modulus principle is approximately satisfied. The presence of a propagating mode in both CTp^Tp^(k,t) and CLp^Lp^(k,t), from a preliminary assessment, having in both correlation functions the same dispersion relation, linear in k, suggests that the observed propagating mode may originate from fluctuations in P. Since polarization is conserved, the dispersion relation of Goldstone modes is indeed expected to follow the k2 law, at least in the k0 limit, as in SI Appendix, section VI. However, our qualitative analysis and the k-range accessible with current MD simulations do not allow us to exclude the possibility of coexistence between Higgs-like and Goldstone-like modes. As shown in SI Appendix, section VII, where different points of the (T, p) plane are analyzed, in HDL propagating modes vanish, and correlation functions decay to zero on a timescale much shorter than μs.

Fig. 4.

Fig. 4.

(A) Static susceptibilities χTp^(Lp^)(k), in LDL as a function of k. Both χTp^ and χLp^ show significant enhancement as k → 0, following trends approximately proportional to k−2 and k−1, respectively, as indicated by the dashed lines. This behavior is consistent with predictions for a ferroelectric phase characterized by the spontaneous breaking of the O(3) symmetry group. (B) The Upper graph shows the static correlation between δPLp^ and δPLp^2, represented by χTp^Lp^, over χLp^k in the LDL phase. The Lower graph depicts the static correlation between δρ and δρLp^,χρLp^(k) over S(k) in LDL. A correlation between δPLp^,δPTp^2 and δρ emerges, in particular, at moderately small ks.

Fig. 5.

Fig. 5.

From Left to Right: CTp^Tp^(k,t), CLp^Lp^(k,t), CPP(k,t), Cρρ(k,t) at different k values. All quantities are normalized to their value at t=0, being C¯(k,t)=C(k,t)/C(k,0). The oscillatory behavior in CLp^Lp^(k,t) and CTp^Tp^(k,t), with characteristic frequency varying with k, indicates the presence of a collective propagating mode, consistent with the existence of a ferroelectric phase leading to the spontaneous breaking of the O(3) symmetry group. Oscillations are significantly reduced in CPP(k,t), suggesting that the constant modulus principle is approximately satisfied. The appearance of a propagating collective mode in Cρρ(k,t) highlights an existing correlation between P and ρ, as also emphasized in Panel B of Fig. 4.

2. Conclusions

The analysis of MD simulations from ref. 4 alongside the construction of a classical DFT for polar liquids under mean-field approximation highlighted the role of dipolar degrees of freedom in the first-order LLPT and in the behavior around the WL. Consistently with a second-order ferroelectric phase transition, the theory predicts a χ divergence at the WL. A finite-size scaling analysis is needed to confirm the divergence of χ in MD simulations. The mean-field treatment proposed here is not expected, however, to describe the real critical exponents (17) properly. Remarkably, it was recently shown that anharmonicity in the Gibbs free energy, akin to Eq. 3, in the ferroelectric phase can lead to P fluctuations with a nonzero ensemble average. These fluctuations could reduce P and, consequently, suppress the divergence of χ. Another hypothesis, which might explain the possible lack of χ divergence, is the occurrence of an improper ferroelectric phase transition (27), where the order parameter has multiple components, and the low-T phase exhibits pyroelectric properties. An interesting choice for the order parameter components could be classifiers of topological order degree, introduced in ref. 13. The lower entanglement of the hydrogen-bond network in LDL compared to HDL (13) could favor dipole alignment. Ref. 45 suggested a two-order-parameter description for supercooled liquids.

This study disregards the potential impact of nuclear quantum effects on the LLPT in supercooled water. As discussed in refs. 46 and 47, nuclear quantum effects can manifest in the reorentational dynamics of water and in the strength of hydrogen bond network, possibly being relevant for realistically locating the critical lines and CP in the (p,T) plane, providing more reliable guidance for laboratory experiments. Since, furthermore, nuclear quantum effects have been observed in proton dynamics of water under electric field (48), an interesting question arising is whether quantum fluctuations might reduce the ferroelectric order in the LDL and smooth the classically predicted divergence of χ at the WL, giving rise to phenomena of incipient ferroelectricity. A comparative finite-size scaling analysis between quantum and classical MD simulations of χ at the WL, in particular at high p’s near CP, where quantum fluctuations are expected to impact the critical behavior (49, 50), could shed light on this point. Nuclear quantum effects can impact also the critical exponents (49).

Our analysis suggests that experimental validation of the LLPT in water can involve analyzing dielectric properties. It can be, furthermore, investigated whether an electric field can induce LLPT in water (51), and its relationship with the p and T-induced LLPT analyzed here.

Since Pauling in 1935, attributing residual entropy in hexagonal ice to configurational proton disorder (52), the concept of frustration and disorder in dipole-lattice models of ice (53) was introduced. It would be intriguing to explore whether positional and dipolar orders compete. A phase featuring dipolar order and structural disorder in LDL might correspond to one with structural order and dipolar disorder in hexagonal ice. This presumption is supported by the observation that the vanishing of the P2 term in the free energy, as derived from our DFT developments, results from positional disorder. Finally, an alternative perspective worth considering is a glass transition in the dipolar degrees of freedom, leading to the LDL phase. This aligns with observations that UL in systems with quenched spin disorder is comparable to that with ordered spins (54). Nevertheless, possible existence of residual order must be considered, given the nonzero value of Pi observed in MD simulations. If a maximum rather than a divergence were confirmed in χ, it would further bolster this idea. The observed propagating collective modes in the polarization correlation functions may be linked to the breakdown of replica symmetry, possibly accompanying the dipole glass transition (55).

3. Materials and Methods

3.1. MD Simulations of TIP4P/Ice Water.

The MD simulations analyzed here are the same of ref. 4, where further details can be found. The MD simulations, performed with GROMACS, employed the classical TIP4P/Ice water model (56) with N=1,000 molecules in NpT ensemble, using a time-step of 2fs. This model features rigid molecule geometry with a dipole moment of d=2.426D. Nosé–Hoover thermostat and the isotropic Parrinello–Rahman barostat were used with characteristic time scale around, respectively, 10 ps and 20 ps. Electrostatic interactions were calculated by the particle mesh Ewald method with a cutoff distance of 0.9 nm. Van der Waals interactions has the same cutoff.

3.2. Analysis of MD Simulations.

The vector P at each configuration, identified by a given t, is obtained from MD simulations as follows:

P=i=1Ndi,di=αqαrαi, [7]

where α identifies the atoms of the i-th molecule, i.e., the two hydrogen (H), one oxygen (O) atom, and the M-site particle (56). The charge of the particles is qα with qH=qM/20 and qO=0. rαi is the unwrapped coordinate of the α-th particle of the i-th molecule. It has been verified that di=d, i at each configuration. χ and KT are, respectively, obtained as

χ=P2P23e0VKBT; [8]
KT=V2V2VKBT. [9]

KB is the Boltzmann constant and e0 the vacuum permittivity. The ensemble average is obtained from MD simulations by making use of the ergodicity hypothesis, thus, O=t¯1t=0t¯O(t), where O is a generic observable, t=nΔt with nN, Δt is the time step and t¯ is the time-length of MD simulations. In the present case, Δt8102ps for all the probed points in the (p, T) plane. The value of UL in a paraelectric and ferroelectric phase are established following the observations below, in analogy with the corresponding magnetic cases. In the paraelectric phase, stochastic Gaussian fluctuations centered around a zero P value result in UL2(n1)3n as L for O(n) model (34). In the present case with n=3, UL49. In the ferroelectric phase, where a nonzero P set in, UL23, n (33, 34).

The static structure factor is obtained from MD simulations as

S(k)=δρ(k)δρ(k), [10]

where the ρ-fluctuations δρ(k)=1Ni=1Neik·ri. The vector ri is the vector position of the center of mass of the i-th particle. The symbol states for complex conjugate. The components of k are derived from the expression ki=2πLn, with i=x,y,z and nN. L is the time-averaged simulation box size at a given thermodynamic point. Using instantaneous values of L does not induce any substantial change. It is L3.2 nm, thus, Δki=2π/L1.9 nm−1. To obtain S(k) in SI Appendix, section III and Fig. S6, averages have been taken over different k. Further averaging within a ±Δk, with Δk=1.8nm1, k-interval centered around a specific k has been done to enhance the visual examination without altering the overall trends of the quantities represented. The same averaging procedure is applied to all the static and dynamic correlation functions.

The nonlocal static susceptibilities, transverse and longitudinal to k, are obtained from MD simulations as

χTk^(Lk^)(k)=δPTk^(Lk^)(k)·δPTk^(Lk^)(k)e0VKBT, [11]

where the symbol “·” represents scalar product. It is

δPTk^(k)=k^×δP(k), [12]
δP(k)=i=1Neik·ri(didi), [13]
δPLk^(k)=δρckk^, [14]

where δρc=i=1Nαeik·rαiqα. The definition of δPLk^(k) above is preferred to δPLk^(k)=k^·δP(k)k^, because the latter yields less accurate results at finite k due to the approximation of extended molecular dipoles as point dipoles (38). As for the definitions given above, χTk^(Lk^)(k) are related to the space-dependent P fluctuations. ϵT(L)(k) are obtained from χTk^(Lk^)(k) as follows: ϵT(k)=1+χTk^(k) and ϵL(k)=1/(1χLk^(k)) (38, 57).

The nonlocal static susceptibilities χTp^(Lp^)(k) are obtained from MD simulations as

χTp^(Lp^)(k)=δPTp^(Lp^)(k)·δPTp^(Lp^)(k)e0VKBT. [15]

It is

δPTp^(k)=p^×δP¯(k), [16]
δPLp^(k)=p^·δP¯(k)p^, [17]
δP¯(k)=i=1Neik·ri(did¯). [18]

Strictly, it holds that d¯=Peq/N and p^=Peq/Peq. In finite-size systems we approximate Peq as P. It follows that the value of χTp^(Lp^)(k=0) cannot be obtained from MD simulations. Instead, we have δP¯(k=0)=δP(k=0) defined above. Consequently, χTp^(k=0)+χLp^(k=0)=χ. The electric susceptibility χ remains finite in the ferroelectric phase.

The static correlations χTp^Lp^(k), χρLp^(k), computed to unveil static correlation between δρ, δPLp^, δPTp^2 are obtained from MD simulations as

χTp^Lp^(k)=|p^·δPLp^(k)δPTp^(k)2|[e0VKBT]3/2; [19]
χρLp^(k)=|ρ(k)p^·δPLp^(k)|[e0VKBT]1/2. [20]

The dynamic correlation functions are obtained from the expressions:

CTp^Tp^(Lp^Lp^)(k,t)=δPTp^(Lp^)(k,0)·δPTp^(Lp^)(k,t)e0VKBT; [21]
CPP(k,t)=δP(k,0)·δP(k,t)e0VKBT; [22]
Cρρ(k,t)=δρ(k,0)δρ(k,t). [23]

They are computed with a time interval Δt8102μs.

3.3. Setting the DFT of Ferroelectric LLPT.

The free energy of a reference system without dipole interaction, F0, and the extra free energy term, F, accounting for dipole interaction in mean-field approximation, i.e., neglecting contribution of ρ~(r,d^) correlations (39) are, respectively,

F0=ϕ0+TdrdΩρ(r)ζ(r,Ω)ln[4πζ(r,Ω)]; [24]
F=12drdΩdrdΩρ(r)ζ(r,Ω)wp(r,r,Ω,Ω)ρ(r)ζ(r,Ω), [25]

where dΩ is the infinitesimal element of solid angle. The integral is extended to the whole solid angle. To streamline the notation, we assume here KB=1. ϕ0 arises from the internal energy of the reference system along with the entropy term of the positional degrees of freedom. The second term on the right-hand side of Eq. 24 represents the dipole orientational entropy (30). Though noninteracting, dipoles are still present in the reference system. The dipole interaction in Eq. 25 is

wp(r,r,Ω,Ω)=d2R3[3(d^(r)·R^)(d^(r)·R^)d^(r)·d^(r)], [26]

where R=RR^=rr, d^(r) is a unit vector at the point r. Because of spatial homogeneity assumption, ρ~(r,d^)=ρ~(d^). To solve the mean-field DFT model, specifically, to find the equilibrium value of ρ~ through a variational principle, we use the ansatz in Eq. 2 for the dipole orientation distribution,

ζ(Ω,r)=ζ(Ω)=1+δd^4π.

δ=δδ^ satisfies dΩd^(Ω)ζ(Ω)=δ. If δ0, the polar liquid show a nonzero total polarization P=ddrρ(r)d^(Ω)dΩζ(Ω)=dNδ, otherwise the system is isotropic and ζ(Ω) is the uniform distribution. δ is assumed to be small, i.e., small deviations from system’s isotropy are considered. The δ-Taylor expansion around zero of F0 in Eq. 24 and the computation of F in Eq. 25 yield, respectively:

F0=ϕ0(ρ)+TN[Aδ2+Bδ4+Bδ6]; [27]
F=Nβ(ρ)ρδ2. [28]

A,B,B, which are independent of both T and p as ζ(Ω) is assumed to be so, are positive constants. We expanded F0 up to sixth order in P since lower-order coefficients can be zero. To obtain Eq. 28, due to positional disorder, a uniform distribution of the angle between δ^ and R^ is assumed. This leads to a negative integral in Eq. 25, thus setting β(ρ)0. There is no Taylor series truncation because, given the functional form of the dipolar interaction, higher-order terms in δ-powers are zero. Implicitly, R0 due to the repulsive short-range term in the reference system’s interaction potential, ensuring the integral over R to be finite. Note that it is the dependence of wp on R to generate the density dependence of F. Otherwise the double space integration in Eq. 25 would simply have resulted in an N2 coefficient in Eq. 28. ρ slightly deviates from the reference system’s density, ρ¯, due to the slight influence of dipole interactions on it. Consequently, ϕ(ρ) and F(ρ) in Eqs. 27 and 28, respectively, can be given by a Taylor series in ρ. The ρ-Taylor expansion around ρ¯ of F0 and F, truncated to lowest order, leads to

F0=Nϕ0(ρ¯)+MNΔρ2+TN[Aδ2+Bδ4+Bδ6]; [29]
F=F(ρ¯)+Fρ|ρ¯Δρ=Nβ0(ρ¯)ρ¯δ2+Nβ1(ρ¯)ρ¯δ2Δρ. [30]

It is Δρ=ρρ¯. Since ρ¯ is the equilibrium density of the reference system, ϕ(ρ¯)=0, and M=12Nϕ(ρ¯)0. The single and double prime notation denotes, respectively, the first and second derivatives of ϕ in ρ. It is β0(ρ¯),β1(ρ¯)>0. Fρ|ρ¯>0 because an increase in ρ, resulting in a V decrease, leads to an increment of the integral in Eq. 25, given Eqs. 2 and 26, and the assumption of a uniform angle distribution between δ^ and R^ endorsed above. Finally, considering that δP,

F=ϕ0(ρ¯)+MΔρ2+[TAβ0(ρ¯)ρ¯]P2+TBP4+TBP6+β1(ρ¯)P2Δρ. [31]

The constants in Eq. 31 have been redefined, retaining, however, the same names as before. The thermodynamic potential in the NpT ensemble (39), we want to use here, is the Gibbs free energy G=F0+F+pN/ρ. ρ changes are induced by V variations, yielding ρ¯=N/V¯ and Δρ=ρ¯ΔV/V¯. Featuring an external electric field E conjugate to P, we obtain Eq. 3. The term γ0(V¯) in Eq. 3 includes the additive term pV¯. Furthermore, it has been assumed that for a given p, there exists a value of TTc:TcAβ0ρ¯(Tc,p)=0, see Eq. 31. We neglect the p dependence of Tc for sake of simplicity. Since at Tc, the coefficient in front of P2 becomes zero, for T near Tc, we neglect the T dependence of all the other coefficients. The p dependence of M is also irrelevant to our aim. Consequently, a, B, B, and M are positive constants. β1(ρ¯) in Eq. 31 still depends on p. For sake of simplicity, we assume β1=βp with β>0. In Eq. 3, the factors like 1/2 in front of a have been introduced for convenience.

3.4. The Variational Principle Solution for the DFT Mean Field Model.

With the thermodynamic potential provided in Eq. 3, the equilibrium values of P and ΔV, Peq and ΔVeq respectively, are determined through the variational principle, establishing that at equilibrium the thermodynamic potential must be minimized, leading to Eqs. 4 and 5. Eq. 6 further outlines the link between Peq and ΔVeq. By inserting the value of ΔVeq, Eq. 6, into Eq. 4 it is obtained

aTTc+2βaMp2Peq+B2β2Mp2Peq3+BPeq5E=0. [32]

It is convenient to define

Tc(p)=Tc2βaMp2; [33]
B(p)=B2β2Mp2. [34]

Tc is the temperature at which the term proportional to Peq in Eq. 32 disappears. There exists a p at which B=0, causing, instead, the term proportional to Peq3 to become zero in Eq. 32. We further define

p¯c:B(p¯c)=0; [35]
T¯c=Tc(p¯c). [36]

The solutions of Eqs. 4 and 5 are stable if for P=Peq and ΔV=ΔVeq, χ and KT are positive, i.e.,

χ=PE|N,T,p>0;KT=1VVp|N,T,E>0. [37]

We are interested to the possible appearance of spontaneous polarization when E=0. From Eqs. 4, 5, and 37, it is found

χ=1a(TTc)+3BPeq2+5BPeq4; [38]
KT=K¯T+ΔKT=1VV¯p+1VMa(TTc)+3BPeq2+5BPeq4+4(βp)2MPeq2a(TTc)+3BPeq2+5BPeq4. [39]

K¯T and ΔK¯T are implicitly defined in Eq. 39. It is K¯T>0 because V¯ is by definition the equilibrium volume of the reference system. The values of Peq, satisfying the stability conditions Eq. 37, are reported in Tables 1 and 2 for p, respectively, larger and smaller than p¯c. The corresponding value of ΔVeq can be obtained from Eq. 6. For p>p¯c, two stable solutions are found in the T ranges specified in Table 1, one of which is metastable as deduced by calculating G for each solution. For p<p¯c only one stable solution exists for both T>Tc and T<Tc. At a given T<T¯c, the difference ΔPeq2=Peq2(p>p¯c)Peq2(p<p¯c)0 unless p=p¯c, where B=0. The values of T^c(p) and T¯(p) in Table 1 are

T^c(p)=316B(p)2aB+Tc(p); [40]
T¯(p)=14B(p)2aB+Tc(p). [41]

Further details are reported in SI Appendix, section V. In defining a state as stable, we overlook the fact that the liquid state itself is metastable for T’s below the melting point. The behavior of KT at and along the WL is obtained in the following. For TTc, Peq2a(TcT)B. From Eq. 39, it is

ΔKT|TTc=1VM1+4(βp)2MB12+5aBB(TcT). [42]

As TTc+, from Eq. 39, we find ΔKT=1VM, indicating an increase in ΔKT due to the V reduction caused by the temperature decrease. As TTc, according to Eq. 42, ΔKT also increases. Furthermore, Eq. 42 demonstrates that ΔKT remains finite at Tc, where it reaches a maximum, as inferred from the observations above. Along the curve T=Tc, where ΔKT is maximum, ΔKT|T=Tc=1VM[1+4(βp)2MB]. Considering the definition of B in Eq. 34 and of p¯c in Eq. 35, it emerges that ΔKT|T=Tc increases by moving along the curve T=Tc(p) by increasing p until it diverges at p¯c. We can assume K¯T to be constant in a sufficiently small neighborhood of Tc.

Supplementary Material

Appendix 01 (PDF)

pnas.2412456121.sapp.pdf (10.5MB, pdf)

Acknowledgments

We acknowledge Francesco Sciortino for providing the molecular dynamics simulations data and engaging in insightful discussions. We thank Enzo Marinari, Paolo Pegolo, Alessandro Laio, and Achille Giacometti for thoughtful discussions. M.G.I. acknowledges the support from Ministero Istruzione Universitá Ricerca—Progetti di Rilevante Interesse Nazionale “Deeping our understanding of the Liquid–Liquid transition in supercooled water” grant 2022JWAF7Y. A contribution toward the open access publication charge by Digital Library of Ca’ Foscari University of Venice is acknowledged.

Author contributions

M.G.I. conceived the idea that ferroelectricity can play a role in the liquid–liquid phase transition; M.G.I., J.R., and G.P. discussed, designed, and projected research; M.G.I. performed molecular dynamics simulations data analysis, interpretation and theoretical developments; M.G.I., J.R., and G.P. discussed the results; M.G.I., J.R., and G.P. revised the paper; and M.G.I. wrote the paper.

Competing interests

The authors declare no competing interest.

Footnotes

This article is a PNAS Direct Submission.

Data, Materials, and Software Availability

Molecular dynamics (MD) simulations data utilized in this study are the same of ref. 4. The codes used for the analysis of MD simulation data will be deposited on GitHub repository upon acceptance.

Supporting Information

References

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Supplementary Materials

Appendix 01 (PDF)

pnas.2412456121.sapp.pdf (10.5MB, pdf)

Data Availability Statement

Molecular dynamics (MD) simulations data utilized in this study are the same of ref. 4. The codes used for the analysis of MD simulation data will be deposited on GitHub repository upon acceptance.


Articles from Proceedings of the National Academy of Sciences of the United States of America are provided here courtesy of National Academy of Sciences

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