Abstract
Background
Despite recent developments in THA, a more objective method is needed to assist orthopedic surgeons in identifying the insertion endpoint of the broaching procedure. Therefore, this systematic review evaluated the in-vivo efficacy of various acoustic and vibration analyses in detecting proper implant seating, identifying intraoperative complications, and quantifying the accuracy of predictive modeling using acoustics.
Methods
Four electronic databases were searched on July 23rd, 2023, to retrieve articles evaluating the use of acoustic analysis during THA. The search identified 835 unique articles, which were subsequently screened by two independent reviewers as per our inclusion and exclusion criteria. In total, 12 studies evaluating 580 THAs were found to satisfy our criteria and were included in this review.
Results
Methodologically, analyses have suggested stopping broaching when consecutive blows emit similar acoustic profiles (maximum peak frequency ± 0.5 kHz), which indicates proper implant seating in terms of stability and mitigates subsidence. Also, abrupt large deviations from the typical progression of acoustic signals while broaching are indicative of an intraoperative fracture. Since height, weight, femoral morphological parameters, and implant type have been shown to alter acoustic emissions while hammering, incorporating these factors into models to predict subsidence or intraoperative fracture yielded virtually 100% accuracy in identifying these adverse events.
Conclusion
These findings support that acoustic analyses during THA show promise as an accurate, objective, and non-invasive method to predict and detect proper implant fixation as well as to identify intraoperative fractures.
Trial registration
PROSPERO registration of the study protocol: CRD42023447889, 23 July 2023.
Keywords: Acoustics, Acoustic analysis, Fracture, Implant stability, Total hip arthroplasty
Introduction
Although total hip arthroplasty (THA) often successfully provides long-term relief of pain and improves joint function, concerns remain about periprosthetic or prosthetic fracture, subsidence, stem size mismatch, and instability, all of which may compromise the longevity of the implant [1]. Currently, precise intraoperative implant fixation relies solely on the intuitive judgment of the surgeon. Surgeons need to apply adequate force to achieve firm fixation; however, excessive force can lead to femur fractures, whereas insufficient force results in postoperative subsidence [2, 3] The critical point where the fixation is sufficient and the fracture risk is minimal is the insertion end point [4]. To ensure reaching the end point of insertion, the surgeon depends on experience, audible changes in the sound produced by hammering, and the tactile feel of a well-fitted implant [3, 5] The iatrogenic femur fractures in THAs, which cause protracted operative time, a larger incision, increased blood loss, and delayed postoperative recovery, occurred reportedly in 1% to 28% of THAs [6]. Consequently, a more objective method is needed to measure precise implant fixation and mitigate intraoperative and postoperative complications associated with mal-placement and fractures [7, 8]
Acoustic emission technology and vibrational analyses have shown promise to help surgeons identify the insertion end point, thereby contributing to better implant stability. Various biomechanical models, in-vitro studies, orthopedic models, and cadaveric studies have identified vibration-based methods as a potential non-destructive method to assess the progression of hip fixation in real-time [9–12]. Additionally, objective and quantitative analysis of hammering sounds during implant insertion has been utilized as a tool for implant fixation and fracture prediction in animal models, human cadavers, in-vitro setups, and in-vivo setups with variable success [1, 5]. Although multiple studies have demonstrated that acoustic analysis could potentially help surgeons identify the end-point during THA, the considerable heterogeneity in study design and outcomes assessed renders it difficult to make comparisons across studies [1]. Therefore, a systematic review of the available literature was indispensable to better understand the potential benefits of acoustic and vibrational analyses in THA, discern trends among studies with similar designs, evaluate methodological quality, inform clinical practices, and guide future research.
Specifically, this review tried to answer the following questions (1) Do vibrational and acoustic analyses accurately detect proper implant seating and subsidence as well as (2) intraoperative fractures for THA? (3) Do patient characteristics or implant type impact acoustic analyses? (4) Are predictive models generated via acoustic analyses for detecting adverse intraoperative and postoperative events accurate?
Methods
Query strategy
A search of Google Scholar, EBSCOhost, MEDLINE, and PubMed was conducted on July 23, 2023, to retrieve articles evaluating the use of acoustic analysis during THA. The “AND” and “OR” Boolean operators were used in conjunction with Medical Subject Headings (Mesh) to build the search term: “Arthroplasty, Replacement, Hip”[Mesh] OR “Arthroplasty, Replacement”[Mesh] OR “Hip Prosthesis”[Mesh] OR total hip arthroplasty OR THA AND “Acoustics”[Mesh] OR “Sound”[Mesh] OR “Vibration”[Mesh] OR “Microscopy, Acoustic”[Mesh] OR acoustic emission OR vibro-acoustic.
Eligibility criteria
Articles were included if they had an English full-text manuscript published, and the study assessed the utility of acoustic or vibrational emission analyses during total hip arthroplasty. Articles were excluded if they were duplicates, published before January 1, 2000, meta-analyses or reviews, editorials, or pre-prints.
Study selection
PROSPERO protocol registration was performed on July 23rd, 2023 (CRD42023447889). This study followed the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) recommendations [13]. Two assessors, SP and CJH, assessed each study that was returned in our query to determine its eligibility separately. A total of 835 publications were retrieved from the query after duplicates were excluded. After initial screening, 19 were selected for full examination. 12 of these articles satisfied all inclusion criteria. No more articles were found after a thorough review of the reference list of each article. (Fig. 1).
Fig. 1.
This PRISMA diagram depicts the selection process for article information
Study characteristics
Of the 12 studies analyzed, all reported on data from a single institution, with 7 studies being of observational design and 5 cohort studies (Table 1). The sampling frequency of the studies ranged from 44.1 to 64 kHz, with a sampling depth of 16 to 32 bits. A total of 6 studies were about detection of intraoperative fractures, [3, 4, 14–17] while 10 studies investigated the role of acoustic and vibrational analyses on the detection of implant stability and subsidence [2–4, 14–20]. Additionally, 4 studies evaluated the variability of acoustic profiles emitted per implant and patient characteristics [1, 2, 15, 17]. Five studies examined the accuracy of predictive models generated by acoustic analyses [3, 7, 17, 18, 20].
Table 1.
Characteristics of studies included in the final analysis
| Authors (Year) | Study Design | Sample size | Dataset | Sex (% M) | Age | BMI | Implant type | Surgical Approach | Equipment Utilized | Sensor Location | Sampling Frequency | Sampling Depth |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Goossens et al. (2020) | Retrospective Cohort | 26 | Single institution | n/a | 20–82 (range) | n/a | Profemur Gladiator | n/a | Microphone: Type 378B02, Software: Simcenter Testlab | n/a | 40.96 kHz | n/a |
| Zhuang et al. (2022) [1, 18] | Retrospective Cohort | 55 | Single institution | 17 | 66.8 ± 9.8 | 24.2 ± 3.5 | Accolade II | direct anterior |
Meter: LA-7500 Software: Oscope v2.1 |
1 m above ground; 2 m away from surgical table | 64 kHz | 16 bit |
| Morohashi et al. (2017) [3] | Prospective Cohort | 71 | Single institution | 16% | 65.8 (range 41–86) | 24.3 (range 17.7–38.2) | Accolade TMZF | direct lateral: 59 anterolateral:7 | Meter: LA-4440 software: LabChart | n/a | 40 kHz | n/a |
| Homma et al. (2022) [7] | Observational | 29 | Single institution | 21% | 48–89 (range) | n/a | Accolade II; Taperloc Complete Microplasty; Full-hydroxyapatite porous triple tapered stem | direct anterior |
Meter: LA-7500 Software: Oscope v2.1 |
1 m above ground; 2 m away from surgical table | 64 kHz | 16 bit |
| Pastrav et al. (2009) [19] | Observational | 83 | Single institution | n/a | n/a | n/a | Advanced Custom-Made Implants | n/a | Meter: Pimento vibration analyzer Software: Pimento 5.2 | n/a | n/a | n/a |
| Sakai et al. (2022) [15] | Observational | 12 | Single institution | 33% | 70.1 | n/a | n/a | n/a | Directional microphone | on the right and left sides of the upper- and lower-limbs of the patient 2 m from the surgical field on each side | 44.1 kHz | 16 bit |
| Zhuang et al. (2022) [1, 18] | Retrospective Cohort | 49 | Single institution | 16% | 65.7 ± 11.3 | 24.0 ± 3.69 | Taperloc Microplasty; Accolade II | direct anterior | Meter: LA-7500 Software: Oscope v2.1 | 1 m above ground; 2 m away from surgical table | 64 kHz | 16 bit |
| Sakai et al. (2021) [16] | Retrospective Cohort | 11 | Single institution | 36% | 71.6 (range 54–81) | n/a | Acetabular cup G7 | n/a | Microphone: Mic Fp-5500 | n/a | 44.1 kHz | 16 bit |
| Homma et al. (2022) [7] | Observational | 62 | Single institution | 17% | 66.3 ± 9.6 | Height:156.4 ± 7.4 Weight: 58.1 ± 11.1 | Accolade II | direct anterior |
Meter: LA-7500 Software: Oscope v2.1 |
1 m above ground; 2 m away from surgical table | 64 kHz | 16 bit |
| Homma et al. (2023) [2, 20] | Observational | 51 | Single institution | 19% | 68 ± 13 | 23.19 ± 3.39 | Accolade II | direct anterior |
Meter: LA-7500 Software: Oscope, v2.1 |
1 m above ground; 2 m away from surgical table | 64 kHz | 16 bit |
| Mulier et al. (2008) [4] | Observational | 30 | Single institution | 40% | 53.9 ± 7.6 | n/a |
Intraoperatively custom made prosthesis stem; Hydroxyapatite coated Pinnacle cup |
n/a | Meter: Pimento vibration analyzer software: Pimento 5.2 | FRF measured directly on the prosthesis neck | n/a | n/a |
| McConnell et al. (2018) [17] | Observational | 101 | Single institution | 35% | 69.9 ± 12.3 | 29 (range 26–32) | Corail femoral stem | posterior |
Microphone: Auna MRS-01 Software: Amadeus Pro v2.2.2 |
At the outer edge of the laminar flow canopy |
44.1 kHz | 32 bit |
BMI Body mass index, Hz Hertz
Risk of bias in individual studies
Two separate reviewers, SP and CJH, utilized the Methodological Index for Nonrandomized Studies (MINORS) tool [21] to appraise bias in the included articles. This validated tool rates articles on a 0 to 24 scale in terms of 12 domains related to study design. For each domain, the ratings are as follows: 0 for not reported, 1 for reported but insufficient, and 2 for documented and sufficient. Y.H., an independent third reviewer, resolved any conflicts over the scoring. The average score was 13.8 ± 0.40.
Data extraction and analysis
Data regarding research design, acoustic analysis mode, and parameters, as well as intraoperative and postoperative events, were extracted by S.P. and C.J.H.; The results were then compared for verification and any discrepancies were resolved by consulting a third reviewer, Y.H.; As there was a sizable variation in study design across the included publications that would limit the validity of a meta-analysis, we decided to narratively synthesize their main results.
Ethical approval
All data included in this study were publicly available and did not include protected health information. Therefore, this study was considered exempt from ethical review board approval.
Results
Implant stability detection
Two studies involved the use of vibration analysis and the study of frequency response function (FRF) graphs to identify when implant stability is achieved (Table 2). An increased correlation between the FRFs of the last two hammer blows (r > 0.99) was noticed in those two studies [4, 19]. One of those studies observed that the higher resonance frequencies were more sensitive to changes in implant stability [19]. This could be emphasized by a right shift in the FRF graph, which denotes increased stability and stiffness. Two studies noted that if the maximum peak frequency stabilized (maximum peak frequency ± 0.5 kHz) on consecutive hammer impactions, hammering should be stopped as the implant stability has been attained and further hammering would cause a fracture [15, 16] Additionally, two studies reported the augmentation and detection of low-frequency bands in the 1 kHz range during the late phase of stem insertion and final femoral broaching [2, 17].
Table 2.
Key findings from studies evaluating the role of acoustic analysis in detecting implant stability and subsidence
| Authors | Methods | Implant Stability and Subsidence |
|---|---|---|
| Goossens et al. (2020) | BPF quantifies the relative spectral power distribution of the measured sound signal. PCCs were calculated as a distance metric between the vibroacoustic response spectra of successive insertion hammer blows | 18 of 23 implants showed a pattern of increasing BPF and PCCs. BPF best-detected implant seating. A 1 mm subsidence corresponded to approximately a doubling of the BPF value on consecutive hammer blows |
| Zhuang et al. (2022) [1, 18] | Hammering sounds were compared between hips with and without postoperative subsidence. The frequency spectrum was divided into 25 frequency bands at 0.5 kHz intervals. SP and nSPa were calculated per frequency band |
Average subsidence was 2.15 ± 2.91 mm. 9 acoustic parameters were significantly associated with the value of subsidence. The acoustic bands between 5 and 9.5 kHz had significantly lower amounts in hips with subsidence The nSP was higher for those with subsidence in the 0.5 to 2.0 kHz range (divided by 0.5 intervals into 3 sub-groups, all significant) |
| Morohashi (2017) [3] |
Pattern A = frequencies near 7 kHz became more accentuated as implantation progressed (n = 42) Pattern B = no accentuation of frequencies near 7 kHz (n = 29) |
> 1 mm subsidence in 6 of 42 hips in patients with Pattern A and 11 of 27 hips in those with Pattern B, P = 0.013 |
| Pastrav et al. (2009) [19] | The FRF changes were used to assess the evolution of the stiffness of the implant-bone structure and, consequently, the progression of the implant stability. When no noticeable change was observed in the FRF graph, hammering was stopped. The similarity of two successive FRF graphs was evaluated using PCCs. A correlation between the FRFs of consecutive stages of R = (0.99 ± 0.01) was considered as the endpoint | A FRF graph right shift indicates increased stiffness and normal evolution between successive hammer blows as reflected by increasing resonance frequencies. Additionally, the higher resonance frequencies are more sensitive to change in implant stability as opposed to the lower resonance frequencies. For non-cemented stems, the FRF between the 4th and 5th hammer blows were correlated > 0.99 for 26/30 cases (86.7%). The other 4/30 were > 0.95 correlation. Therefore, the PCCs between successive FRFs can be used as an endpoint criterion for insertion. For cemented stems, there was a notable difference in FRF between the non-cemented vs. cemented stage (after cement curing) in 85% of these cases (n = 45). The shift to the right of the graph indicates an increased stability after cementation. In the remaining 15% (n = 8), cement curing did not substantially change the FRF graphs, likely because the stems were already fixed when the cement polymerization was complete |
| Sakai et al. (2022) [15] | When the maximum peak frequency stays within the range of ± 0.5 kHz three times in a row, the stem was deemed fixed and the miniaturized analysis system provided a warning that further hammering would cause a fracture | In all 12 cases, the system successfully determined stem stability. There was no report of subsidence, implant failure, aseptic loosening, or fracture through a five-year follow-up. The frequency determined at the time of attainment of implant stability was 4.02 ± 2.33 kHz. There were no reports of subsidence in the immediate postoperative period |
| Sakai et al. (2021) [16] | Stability and cup fixation were defined when the maximum peak frequency changed within ± 0.5 kHz or less in three consecutive blows | The mean stable maximum peak frequency was 4.42 ± 4.02 kHz. A constant maximum peak frequency continued 3.27 ± 0.47 hammering counts. Once the maximum peak frequency stabilizes, as represented by maximum peak frequency ± 0.5 kHz on consecutive blows, hammering should be stopped. There were no cases of immediate postoperative subsidence |
| Homma et al. (2022) [7] | During final size broaching, the 5 hammering sounds before the last blow were included for analysis | 12 out of 62 (19.4%) showed ≥ 3 mm of post-operative subsidence |
| Homma et al. (2023) [2, 20] | The first three hammering sounds and the final hammering sound were not included to avoid any inconsistencies in hammer impactions. The early phase was defined as the 4th–6th hammering sounds from the beginning. The late phase was defined as the 2nd–4th hammering sounds from the end stem insertion. The frequency spectrum of the hammering sounds was divided into 25 frequency bands at 0.5 kHz intervals. The SP and NSP were assessed for each frequency band. Alternation ratiob was used to define the change in acoustic characteristics | Acoustic characteristics were significantly different between the late phase and the early phase. There was an augmentation of low-frequency bands, as shown by the different alteration ratios of the low-frequency bands (0.5–1 kHz and 1 kHz). For analysis of sound alterations, the low-frequency bands (0.5–1.0 kHz and 1.0–1.5 kHz) were considered the key bands as they showed the most considerable changes |
| Mulier et al. (2008) [4] | The amount of FRF change between insertion steps was evaluated by calculating PCCs between successive FRFs. A correlation between the FRFs of consecutive stages of R = (0.99 ± 0.01) was considered as the endpoint | In 26 cases (86.7%), the correlation coefficient between the last two FRFs was above 0.99. In the other four cases (13.3%), the surgeon ceased the insertion because of suspected bone fragility |
| McConnell et al. (2018) [17] | Detection of a low-frequency band centered around 1036 Hz (IQR 944 to 1093) during the final femoral broach represented a ‘change in sound’. This band had not been detected in any of the prior broach impactions | In 75 hips, a "change in sound" was associated with a well-fitted stem (true positive). In 2 hips, a "change in sound" was detected prior to final broaching (false positive). In 24 hips, no change in sound was detected. Out of these 24 hips, 9 hips were judged to have an undersized implant (true negative). The remaining 15 hips in which no change in sound was detected had a well-fitted prosthesis (false negative) |
PCC Pearson correlation coefficient, BPF Band power feature, Sp Sound pressure, NSP Normalized sound pressure, FRF Frequency response function, IQR Interquartile range
anSP=SP of each frequency band/total frequency spectrum
bAlternation ratio=nSP of late phase/nSP of early phase blows
Intraoperative fracture detection
According to one study, minimal changes in the FRF graph produced during stem broaching could indicate implant stability (Table 3) [4]. In one case, the study observed an abnormal shape in the FRF graph, in which a minor fracture was immediately found. Another study associated a distinct sound alteration with the occurrence of a femoral fracture: immediately before bone fracture, the frequency and amplitude of the low-frequency band gradually increased and then diminished, the change coinciding with the fracture [17]. One study found that sharp decreases in BPF and PCC during the hammering sequence might serve as a warning for periprosthetic microfracture [14]. Additionally, two articles reported that intraoperative fracture could be prevented by stopping hammering when the peak frequency converges within ± 0.5 kHz during implant fixation across three consecutive blows [15, 16]
Table 3.
Key findings from studies evaluating the role of acoustic analysis in detecting intraoperative fractures
| Authors | Analysis | Intraoperative Fractures Detected | Mode of Fracture Detection | Key Findings |
|---|---|---|---|---|
| Goossens et al. (2020) | Acoustic | 3 (11.5%) | BPF quantifies the relative spectral power distribution of the measured sound signal. PCCs were calculated as a distance metric between the vibroacoustic response spectra of successive insertion hammer blows | A sharp decline in BPF and PCC, by up to approximately 75% during a consistent hammering sequence, suggests implant instability and is a warning for periprosthetic microfracture |
| Morohashi et al. (2017) [3] | Acoustic | 2 (2.8%) |
Pattern A = frequencies near 7 kHz became more accentuated as implantation progressed (n = 42) Pattern B = no accentuation of frequencies near 7 kHz (n = 29) |
Intraoperative fracture and postoperative subsidence were less common in patients with Pattern A (n = 6) versus Pattern B (n = 13) with Pattern B (P = 0.004). Both patients with intraoperative fractures displayed Pattern A before fracture and switched to Pattern B immediately after fracture |
| Sakai et al. (2022) [15] | Acoustic | 0 (0%) | When the maximum peak frequency stays within the range of ± 0.5 kHz three times in a row, the stem was deemed fixed and the miniaturized analysis system provided a warning that further hammering would cause a fracture | No fractures were detected. Also, no implants had evidence of aseptic loosening or instability at the five-year follow-up |
| Sakai et al. (2021) [16] | Acoustic | 0 (0%) | Stability and cup fixation were defined when the maximum peak frequency changed within ± 0.5 kHz or less in three consecutive blows | The mean stable maximum peak frequency was 4.42 ± 4.02 kHz. A constant maximum peak frequency continued 3.27 ± 0.47 times. Peak frequency repeats when appropriate fixation is acquired during surgery, suggesting that intraoperative fracture can be prevented by stopping hammering at the time the peak frequency converges within ± 0.5 kHz |
|
Mulier et al (2008) [4] |
Vibration | 1 (3.3%) | The amount of FRF change between insertion steps was evaluated by calculating PCCs between successive FRFs. A correlation between the FRFs of consecutive stages of R = (0.99 ± 0.01) was considered as the endpoint | Initially, as the stem was partially inserted, the peak of the FRF graph shifted towards frequencies associated with decreased fixation. Further hammering in one case led to an abnormal shape in the FRF graph, in which a small fracture was observed. The FRF's progression can be used to assess implant stability and detect the insertion endpoint. Any variation from the normal evolution of FRF graphs could serve as a warning for impending fracture |
| McConnell et al. (2018) [17] | Acoustic | 1 (1%) | Impaction sounds of the first and last broaches were analyzed to identify prominent frequency bands. In all hips, the frequencies from the initial broach were still present during the impaction of subsequent broaches but at a lower amplitude. Cases were categorized according to the addition of a low-frequency band during subsequent broaching spectrographs contrasted with initial broaching | A low-frequency band was present from the first broach. Subsequent broaching with larger sizes generated a band of gradually increasing frequency and amplitude until the fracture occurred. The one femoral fracture observed brought a distinct sound alteration: immediately before bone fracture, the standing wave progressively gradually increased in frequency and then diminished |
BPF Band Power Feature, PCC Pearson Correlation Coefficient, N/A Not applicable, FRF Frequency response function
Factors affecting acoustic analyses
One study observed that the additional low-frequency band originated from inside the femoral canal itself, and thus, the frequency was related to bone length (Table 4) [17]. This finding was corroborated by another study, which revealed an association between the augmentation of low-frequency bands (0.5–1.5 kHz) and stature-related morphological features such as height, weight, and femoral shaft length (FSL) [2]. Another study discerned that femoral morphological features such as Canal-calcar ratio (CCR), Canal-flare index (CFI), Morphologic cortical index (MCI), and FSL influenced hammering sounds in addition to the type of cementless implant used [1]. One study found no association between the recorded frequency and cortical thickness, BMI, or medullary canal diameter [17]. In addition, one study reported that acoustic analysis was more likely to detect hammering sounds at a position near the patient's head as opposed to the left or right side of the body [15].
Table 4.
Key findings from studies evaluating variance in acoustic profiles emitted per implant and patient characteristics
| Authors | Methods | Key Findings |
|---|---|---|
| Sakai et al. (2022) [15] | When the maximum peak frequency stays within the range of ± 0.5 kHz three times in a row, the stem was deemed fixed, and the miniaturized analysis system provided a warning that further hammering would cause a fracture | The system was less likely to fail to detect hammering sounds when sounds were collected at a position near the patient's head compared to the left or right side of the body |
| Zhuang et al. (2022) [1, 18] | The 2nd to 4th hammering sounds from the end were defined as the hammering sounds of the broaching procedure. The frequency spectrum of these sounds was divided into 19 frequency bands, in increments of 0.5 kHz from 0 to 10.0 kHz. Each frequency band was then measured in 2 ways: SP and nSPa | In Accolade 2 implants, CCR was positively related to NSP in several bands [Frequency band (kHz); r: 2.0–2.5; 0.37, 4.5–5.0; 0.37, 9.5–10.0; 0.44], and negatively related to 7.5–8.0 kHz (r = − 0.39). Negative correlations were observed among CFI and MCI in specific frequency bands (4.5–5.0, 5.0–5.5, and 7.5–8.0 kHz). In Taperloc Microplasty implants, strong correlations were found between FSL and the NSP of 7.5–8.0 kHz (r = 0.78) and CCR and the 7.5–8.0 kHz bands. Acoustic characteristics of NSPs between Accolade II and Microplasty were different across the 9 frequency bands |
| Homma et al. (2023) [2, 20] | The alteration ratiob of the 0.5–1.0 kHz frequency band multiplied by the alteration ratio of the 1.0–1.5 kHz frequency band was defined as a feature representing the sound alteration and named the sound alteration value | The augmentation of the low-frequency band (0.5–1.5 kHz) during stem insertion was correlated with stature-related characteristics, such as height, weight, and FSL. On univariate analysis, differences in height, weight, FSL, and CFR2A were associated with different sound profiles emitted. On multivariate analysis, only height and CFR2A were associated with sound alteration values. Height above or below 1.66 m. was identified via decision tree analysis as the single best predictor for the sound alteration value, with > 1.66 m tall patients having the largest sound alteration value |
|
McConnell et al (2018) [17] |
Utilizing an acoustic model, in which the femoral canal was considered as a closed-ended hollow tube, the resonant frequency of the femur was estimated, allowing prediction of the fundamental frequency of the standing wave in bone. Additional bands generated during impaction were correlated against femoral length, as well as cortical thickness, medullary diameter, and BMI. Expected frequencies, calculated based on femoral length, were compared with the measured low-frequency bands emitted | A strong correlation was found between the predicted and measured frequency values. No correlations were found between the recorded frequency and cortical thickness (3 cm or 10 cm below greater trochanter), medullary canal diameter, or BMI. Therefore, in cases where an additional low-frequency band was present, there was a strong correlation between predicted and measured frequencies, signifying that frequency is related to bone length |
NSP Normalized sound pressure, SP Sound pressure, CCR Canal-calcar ratio, CFI Canal-flare index, MCI Morphologic cortical index, FSL Femoral shaft length, CFR2A Canal fill ratio 2 cm above lesser trochanter, BMI Body mass index
anSP = SP of each frequency band / total frequency spectrum
bAlternation ratio = nSP of late phase/nSP of early phase blows
Accuracy of predictive models via acoustics
In one study, a model, developed using machine learning techniques, was able to distinguish the final rasping hammering sound with high accuracy (Table 5). Notably, a higher degree of accuracy was noticed with models that analyzed datasets using only 1 implant type (rather than 2 or more). Furthermore, the models performed better at differentiating between acoustic profiles emitted when they were dealing with larger differences in the stem size [7]. Also, another study discussed the innovation of a support vector machine learning algorithm that could predict postoperative subsidence with high accuracy. Adding additional features, such as the patients' basic background features and femoral morphological parameters to nSP (Normalized sound pressure), raised the accuracy of models to nearly 100% [20]. A diagnostic test with a sensitivity of 83.3%, specificity of 81.8%, positive predictive value of 97.4%, and negative predictive value of 37.5% was created using the augmentation of low-frequency bands as an indicator of correctly sized implants [17]. A prediction model for postoperative stem subsidence, as reported in a study in 2022, demonstrated a positive predictive value of 100% and a negative predictive value of 90.6% for postoperative stem subsidence at 5 mm or more [18].
Table 5.
Key findings from studies evaluating the accuracy of predictive models generated via acoustic analysis
| Authors | Methods | Key findings |
|---|---|---|
| Zhuang et al. (2022) [1, 18] | Hammering sounds were compared between hips with and without postoperative subsidence. The frequency spectrum was divided into 25 frequency bands at 0.5 kHz intervals. SP and nSP were calculated per frequency band | The post-op subsidence prediction model developed showed a positive prediction value of 100% and a negative prediction value of 90.6% for post-operative stem subsidence at 5 mm or more |
| Morohashi et al. (2017) [3] |
Pattern A = frequencies near 7 kHz became more accentuated as implantation progressed (n = 42) Pattern B = no accentuation of frequencies near 7 kHz (n = 29) |
The sensitivity of Pattern A in predicting a clinical course without adverse events was 69.2% and the specificity was 68.4%. Positive and negative predictive values were 85.7% and 44.8%, respectively. The sensitivity of Pattern B in predicting subsidence was 64.7% and the sensitivity was 69.2%. Positive and negative predictive values were 40.7% and 85.7%, respectively |
| Homma et al. (2022) [7] |
ROC-AUC was used to classify accuracy. Authors adopted input of three types of acoustic profiles into their machine learning algorithm: 1) hammering sound during final size rasping 2) hammering sound during minimum size stem rasping 3) hammering sound during any undersized rasping |
Artificial intelligence using machine learning was able to differentiate the final rasping hammering sound from the previous hammering sound. The models had a higher degree of accuracy in analyzing datasets that used only 1 implant type rather than > 1 type utilized. The closer the undersized stem was to the final implanted stem, the less accurate the models were for distinguishing hammering sounds |
| Homma et al. (2023) [2, 20] |
Inputs for models for predicting postoperative subsidence: 1) nSP 2) nSP, patient basic background features 3) nSP, patient basic background features, femoral morphological parameters |
The AUC was very high in all models (all > 0.96). Adding additional features such as the patients’ basic background features and femoral morphological parameters to nSP augmented the accuracy of models to nearly 100% |
|
McConnell et al (2018) [17] |
Detection of a low-frequency band centered around 1036 Hz (IQR 944 to 1093) during the final femoral broach represented a ‘change in sound’. This band had not been detected in any of the prior broach impactions | As a diagnostic test for correctly sized implants, the change in sound had a sensitivity of 83.3% and a specificity of 81.8%. The positive predictive value was 97.4%, and negative predictive value was 37.5% |
ROC Receiver Operating Characteristic curve, AUC Area under ROC curve, nSP Normalized sound pressure, IQR Interquartile range
Discussion
Despite recent advancements with THA, there is a need for a more objective evaluation to assist an orthopedic surgeon in identifying the insertion endpoint of the broaching procedure. A multitude of biomechanical and in-vitro studies have demonstrated the promising potential of acoustic and vibration analyses for THA. We conducted this systematic review to evaluate the in-vivo efficacy of various acoustic and vibration models. Across methodologies used to evaluate acoustic profiles, analyses have suggested stopping broaching when consecutive blows emit similar acoustic profiles, which indicates proper implant seating for stability and minimizing subsidence. Also, large deviations from the typical progression of acoustic signals while broaching imply that an intraoperative fracture occurred. As patient characteristics and implant-specific parameters have been shown to alter acoustic emissions while hammering, the incorporation of these factors into models to predict subsidence or intraoperative fracture results in increased accuracy in identifying these adverse events.
Implant stability detection
Augmentation of low-frequency bands (around 1 kHz), stabilization of maximum peak frequency, and increased correlation of FRF during the last two hammer impactions indicate appropriate implant fixation. The quantitative evaluation of the hammering sounds may be a future standard as it is objective, non-invasive, and accurate, as opposed to the auditory sensations of the surgeon, which are subjective [2]. Widespread application of this approach could lead to healthcare savings in addition to successful implantation, as accurate implant sizing mitigates subsidence, migration, and aseptic loosening, which are responsible for practically 50%–60% of revision THAs [22]. One study observed that aseptic loosening within two years was likely due to inadequate implant fixation and poor press fit, with 17% of implant revisions performed before two years [4, 23]. The usage of acoustic analysis may minimize these adverse outcomes after THA, due to its superior detection of implant fixation. Despite the promising results, the use of acoustics for detecting implant stability still needs further study and standardization with respect to methodology, patient population, and acoustic parameters. In addition, the correlation between achieved THA implant stability and clinical outcomes, such as pain relief and functional improvement, should be investigated.
Intraoperative fracture detection
Current literature indicates that any large deviation from the normal progression of acoustic parameters while hammering might indicate an intraoperative fracture or crack. For instance, sudden attenuation of low-frequency bands in frequency and amplitude implies the occurrence of a fracture [17]. Intraoperative fractures complicate the surgery with prolonged operative time and recovery, inferior outcomes, and an increased risk of revision surgery [24]. Acoustic monitoring may mitigate this burden as surgeons can stop implant impaction when acoustic profiles change. Fractures that go undetected or untreated intraoperatively cause delayed weight bearing, which sometimes requires complicated management strategies and may necessitate complex reoperations. According to a retrospective case series of 6350 THAs, the incidence of undetected intraoperative periprosthetic femoral fractures (IPFFs) was 0.38%, with a reoperation rate of 30.4% [25]. Early recognition of such fractures is integral for optimizing management. While no studies included in this analysis investigated distinctions among different fracture patterns or for acetabular fractures, it has been observed that intraoperative acetabular fractures were rare compared to stem fractures, with an incidence of only 0.4% in cementless cups [26, 27]. Neither did the studies have enough power to evaluate whether surgical approach influenced fracture rates and subsequent acoustic detection, but they have suggested that using minimally invasive or direct anterior approaches during the surgeon’s learning curve are risk factors for intraoperative fracture [28–31]. The application of acoustic analysis can be tailored specifically towards distinguishing fracture patterns to improve rates of detection and better understand the complication profile associated with various techniques.
Factors affecting acoustic analyses
Sound alteration during broaching is influenced by multiple factors, such as patient stature, femoral morphological characteristics, and implant type. Specifically, one study concluded that particular attention must be paid to people with short stature as they may exhibit a relatively small acoustic change during stem insertion [2]. This may be attributed to the fact that the femur is heavier than the stem, thereby becoming the main vibrating object and the primary source of acoustic emission [2, 17]. In addition, with numerous implant options available to surgeons, the natural frequency and acoustic emittance shapes emitted during broaching are specific for each implant [1–3]. Manufacturers of hip prosthetic implants may elect to report the natural frequency of their implants to assist surgeons in adopting acoustic monitoring during THA. Lastly, further research into how the force of impaction and the resultant slight deformations can lead to different acoustic emissions merits further investigation [32].
Accuracy of predictive models via acoustics
Although numerous implant and patient-specific parameters influence the variability of acoustic profiles, these limitations can be mitigated by implementing artificial intelligence (AI), machine learning, and other predictive models in sound analysis. Acoustic models using machine learning and AI have demonstrated nearly 100% accuracy in detecting postoperative subsidence [18, 20]. Currently, surgeons subjectively determine when proper implant insertion has been attained through rough auditory and tactile cues. While advances have been made in assisting surgeons in determining the optimal positioning of implants with robotic-assisted and computer-navigated platforms, [33–35] acoustic analyses may offer a similarly more accurate, objective, and non-invasive method to detect proper implant fixation.
Limitations
This study is not without limitations. The included studies were mostly of an observational nature and did not compare to patient cohorts who underwent THA without acoustic analyses. Likewise, we were unable to control for surgeon experience with THA. Less experienced surgeons may have higher rates of intraoperative fracture and reduced implant stability. Third, there was considerable heterogeneity among studies regarding microphones, sample frequency, spectral analyzer software, and approaches to quantifying the acoustic emissions, leading to difficulty comparing the utility of acoustic analyses across studies. Fourth, many studies had limited sample sizes, as a result, they may have been underpowered to detect the benefits of acoustic emission analyses. Fifth, no studies commented on the relationship between the frequency of blows and implant stress relaxation regarding its possible effect on stability and fracture.
Conclusions
At present, there is no well-accepted diagnostic tool for predicting implant stability. This review discussed the clinical application of acoustic and vibration analysis during THA. Although studies have demonstrated the benefits of acoustic analyses in detecting proper implant seating and intraoperative fractures and predicting subsidence, further research into the clinical outcomes and long-term implant success in the long run is warranted.
Acknowledgements
None.
Authors’ contributions
S.P. and C.J.H. were involved in data curation, formal analysis, investigation, methodology, validation, visualization, writing—original draft, writing—review, and editing. Y.H. and A.F.K. were involved in conceptualization, data curation, formal analysis, funding acquisition, investigation, methodology, project administration, supervision, validation, visualization, writing—original draft, writing—review, and editing.
Funding
This work was supported by JSPS KAKENHI Fostering Joint International Research (A) Grant Numbers 21KK0281. This work is also supported by Grant-in-Aid for Science Research from the Japanese Society for Replacement Arthroplasty Foundation, No 2023-RP03.
Data availability
Data is available upon request to the corresponding author.
Declarations
Ethics approval and consent to participate
All data included in this study were publicly available and did not include protected health information. Therefore, this study was considered exempt from ethical review board approval.
Consent for publication
Not applicable.
Competing interests
A.F.K. reports the following disclosures: paid presenter or speaker (Zimmer Biomet), paid consultant (Zimmer Biomet, BodyCad, Ortho Development, United Ortho), stock or stock options (Zimmer Biomet, Johnson & Johnson, and Procter & Gamble), IP royalties (Innomed), and board or committee member (AAOS, AAHKS, and Anterior Hip Foundation). Y.H. reports the following disclosures: paid presenter or speaker (Zimmer Biomet Japan, B. Braun Aesculap, Smith and Nephew), paid consultant (Zimmer Biomet Japan, Kyocera, and Teijin Nakashima Medical). S.P. and C.J.H. have nothing to disclose.
Footnotes
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Data Availability Statement
Data is available upon request to the corresponding author.

