Abstract
Background
Routine patellar resurfacing remains controversial in primary total knee arthroplasty (TKA). This study reports the experience of a high-volume arthroplasty surgeon who stopped routinely resurfacing patellae for a 3-year period.
Methods
All primary TKAs performed by a single surgeon between January 2018 and September 2022 with minimum 1-year follow-up were retrospectively reviewed. Data were analyzed between cohorts—nonresurfaced and resurfaced patellae—and between phases—universal and selective resurfacing. Outcomes included reoperation, patellar complications, and patient-related outcome measure scores.
Results
Five hundred four primary TKAs, with mean 24-month follow-up, were included. Patellar resurfacing was performed in 77% of the overall cohort, including 58% in the selective and 100% in the universal phases. Reoperation (7.6% vs 0.3%; P < .001) and patellar complications (8.4% vs 1.3%; P < .001) were higher in the nonresurfaced vs resurfaced cohort. Eight of the 9 reoperations in the nonresurfaced group were for secondary resurfacing, and all were female (P = .017). Mean 12-Item Short Form Health Survey Physical Health (P = .037) and Western Ontario and McMaster Universities Arthritis Index Pain scores (P = .002) were better in the resurfaced cohort. Selective resurfacing demonstrated a higher reoperation rate (3.3% vs 0.4%; P = .022) and worse Western Ontario and McMaster Universities Arthritis Index Pain (P = .026) and Knee Society Knee Functional scores (P = .042).
Conclusions
Cessation of routine patellar resurfacing led to inferior clinical results and an unacceptably high early reoperation rate, specifically among women. The generalizability of these findings may be limited due to surgeon-specific factors; however, we urge caution in surgeons who consider similar changes in practice.
Level of Evidence
Level III.
Keywords: Total knee arthroplasty (TKA), Revision total Knee arthroplasty, Patellar resurfacing, Reoperation, Secondary resurfacing
Introduction
The need for routine patellar resurfacing in primary total knee arthroplasty (TKA) continues to be controversial. Early studies from the 1970s showed most TKA designs had pain associated with a symptomatic patellofemoral joint [[1], [2], [3]]. Patellar resurfacing began in the 1980s, leading to immediate improvements in outcomes with reduced rates of anterior knee pain after surgery [[4], [5], [6], [7], [8], [9]]. However, patellofemoral component design and quality quickly became an issue. The patella is a small surface but carries high load, greater than or equal to joint loads of the tibiofemoral joint [10,11]. Early patellofemoral prosthetic designs could not withstand these contact stresses and many had high failure rates [[12], [13], [14]]. With improvements in prosthetic design, these concerns regarding patellofemoral complications with patellar resurfacing have improved greatly over time [15,16].
In current practice, there is an abundance of literature surrounding the debate to resurface or to not resurface, and the risks and benefits of both approaches have been studied extensively. There is research supporting routine patellar resurfacing during primary TKA due to the risk of postoperative anterior knee pain when the patella is not resurfaced [6,17,18] as well as for lower rates of reoperation for secondary patellar resurfacing [[19], [20], [21], [22], [23]]. As one of many examples, Pakos et al. found that revision rates decreased by 4.6% and anterior knee pain decreased by 13.8% [24]. On the other hand, patellar resurfacing has been found to be an independent risk factor for postoperative patellar complications such as patellar maltracking, instability, fracture, component loosening, polyethene wear, soft-tissue impingement, and extensor mechanism disruption. [14,[25], [26], [27], [28]]. Of these, patellar fracture is the most common complication studied and concern after patellar resurfacing [[29], [30], [31]].
Although there is research that supports universal resurfacing due to the benefit of decreased rate of anterior knee pain and reoperation, as well as research that goes against universal resurfacing due to the associated complications, many long-term studies report no clinical difference [[32], [33], [34]]. Routine patellar resurfacing has long been the predominant practice in the United States, although there has been a gradual annual decrease in patella resurfacing in this country from 96% in 2012 to 89% in 2022 [35]. Nevertheless, prevalence of resurfacing among TKA cases in many countries outside the United States are substantially lower, with the Australian Orthopaedic Association National Joint Replacement Registry reporting an 81% increase in the prevalence of resurfacing from 2007 to 2021, in which it was highest at 76% [35]. The need for routine patellar resurfacing continues to be debated without resolution, and due to the ongoing discussions many U.S. surgeons who routinely resurface have considered a change in practice to nonresurfacing or selective resurfacing, especially as studies have shown nonresurfacing may be a cost-effective strategy [[36], [37], [38]].
The purpose of the current study is to report the experience of a single surgeon who, for years, practiced universal patellar resurfacing during primary TKA, before deciding to adopt a strategy for selective resurfacing for a 3-year period, and then returned to universal resurfacing. The study reports on reoperation rates, patellar complications, and patient-reported outcome measures (PROMs).
Material and methods
Patient population
A retrospective consecutive review of all primary TKAs performed by a single fellowship-trained arthroplasty surgeon over a 5-year period, from January 2018 to September 2022, was performed. At the onset of the study, this surgeon had been in practice for more than 5 years and had established a mature high-volume arthroplasty practice.
The study period was divided into 3 phases based on surgical technique chosen for patellar resurfacing. The first (phase I), from January 2018 through March 2019, consisted of universal patellar resurfacing, which was consistent with the surgeon’s entire practice prior to the study period. In April 2019, based a detailed review of the current literature at that time regarding management of the patella during primary TKA, [39] the decision was made to selectively resurface only patients with grade IV eburnated bone (phase II). In April 2022, the decision was made to return to universal patellar resurfacing based on a dissatisfaction with clinical outcomes (phase III).
Patient demographics, surgical data, and all postoperative complications were collected from retrospective chart review. Patients were excluded from the analysis if they failed to meet a minimum 1-year clinical follow-up. Approval from our institutional review board (IRB-AAAV1004) was obtained for this study prior to any data collection or analysis.
Surgical technique
All cases utilized a medial parapatellar approach. Surgical technique for patellar resurfacing was performed as described in Held et al [39]. Peripheral osteophytes were initially removed with a rongeur. The patella was then everted, and the insertion points of the quadriceps and patellar tendons were visualized. Planned resection was determined by assessing patellar deformity and measuring native thickness using a caliper. A free-hand resection with an oscillating bone saw was then performed using haptic feedback. Patellar denervation at a depth of 2-3 mm was performed using circumferential electrocautery, and a partial lateral facetectomy was performed to remove 3-5 mm of the lateral facet that would extend beyond the margin of the patellar button. A template was used to determine sizing and positioning of the patellar component. All resurfaced patellae included in the study had round, 3-button, cemented, onlay polyethylene implants.
For nonresurfaced patellae, Held et al. [39] provided evidence supporting the benefits of circumferential denervation to reduce the likelihood of postoperative anterior knee pain and partial lateral facetectomy to reduce the likelihood of postoperative osteophyte formation to allow for secondary resurfacing. These techniques were applied to all nonresurfaced patellae.
In all cases, surgical protocol evaluated patellar tracking with trial components in place. In rare cases where patellar tracking was not concentric within the trochlear groove of the trial implant using a “no thumb” test, component rotation of the tibial and femoral trials was confirmed, and patellar maltracking was addressed with an inside-out lateral release.
Primary outcome
The primary outcome was reoperation for patellofemoral complications, including anterior knee pain, patellar loosening, extensor mechanism disruption, or patellar instability. Indications for reoperation are described as follows. The indication to reoperate for secondary patellar resurfacing in the nonresurfaced cohort was severe, activity-limiting anterior knee pain that was worse with flexion activities such as stairs in the setting of progressive patellar femoral osteoarthritis on serial radiographs. Patients were indicated when they failed to improve with activity modification and physical therapy focused on quadriceps strengthening. The indication to reoperate for extensor mechanism disruption was extensor lag greater than 20 degrees or lateral patellar instability.
Secondary outcomes
Secondary outcomes were (1) any patellofemoral complication, regardless of whether it required reoperation or was managed nonoperatively (eg, a patella fracture without loss of extensor mechanism) and (2) PROMs at 3 months and 12 months postoperatively. These PROMs included the 12-Item Short Form Health Survey (SF-12) Physical Health, SF-12 Mental Health, the Western Ontario and McMaster Universities Arthritis Index (WOMAC) Pain, WOMAC Stiffness, WOMAC Stiffness scores, and the Knee Society Knee Functional Score (KSKFS).
SF-12 Physical and Mental Health measures are both scored on 0-100 scales, with higher scores indicating better physical and mental functioning [40]. The KSKFS is also scored from 0-100, with better scores indicating better knee function [41]. There are different ways WOMAC has been measured, however, the current study uses the 0-96 scale derived from a 0-4 Likert Scale, which is the most common way reported in literature [42,43]. A total WOMAC score is the sum of the 3 subscales—Pain (0-20), Stiffness (0-8), and Function (0-68)—with a lower score indicating better symptoms. For the purposes of this study, the subscales were analyzed individually.
Statistical analysis
The overall population was analyzed in 2 different ways (Fig. 1). In the first analysis, the overall sample across the entire study period was divided into 2 subgroups: patellae that were and were not resurfaced. Primary and secondary outcomes were compared between these 2 subgroups. In the second analysis, primary and secondary outcomes were evaluated between the periods of universal resurfacing (phases I and III) vs selective resurfacing (phase II).
Figure 1.
Statistical analysis schema.
Chi-squared tests for gender and independent samples t tests for age and body mass index (BMI) were conducted to determine if patient demographics were significant between the nonresurfaced and resurfaced cohorts and between the periods of universal resurfacing and period of selective resurfacing. Additional chi-squared tests were run to test if the frequency of complications or revisions were significantly different between primary TKAs with vs without patella arthroplasty and between periods of universal resurfacing and period of selective resurfacing. Another chi-squared test was run to determine if the rate of revision for secondary patellar resurfacing was significantly different between genders. An independent samples t test was also conducted to determine if there was a significant difference between the mean age of patients who required revision TKA vs who did not. Independent samples t tests were run to determine if PROM scores were different at 12 months postop between the nonresurfaced and resurfaced cohorts and between the periods of universal resurfacing and the period of selective resurfacing.
Results
A total of 605 primary TKAs were performed within the study period and 504 (83.3%) met the inclusion criteria of 1-year follow-up for analysis. The remainder were excluded as they were lost to follow-up before 1 year. Of the patients excluded, there were 13 from phase I, 62 from phase II, and 24 from phase III. Mean follow-up was 23.6 months, ranging from 12.0 months to 66.9 months.
Across the entire study period, patellar resurfacing was performed on 77% of the TKAs, while 23% were left unresurfaced (Table 1). The population demographics consisted of 35% male and 65% female. Gender was not statistically significant between the nonresurfaced (40% male vs 60% female) and resurfaced (34% male and 66% female) cohorts (X2 = 1.50; df = 1; P = .221). Mean patient age was 67.3 years (range, 34-86 years) and was not significant between the nonresurfaced (mean = 67.5 years; range, 41-85) and resurfaced (mean = 66.8 years; range, 34-86) cohorts; t(502) = 0.495, P = .310. Additionally, the BMI was 33.6 kg/m2 and was not significant between the nonresurfaced (mean = 33.2 kg/m2; range, 20-39) and resurfaced (mean = 33.8 kg/m2; range 19-41) cohorts; t(502) = 1.19; P = .235 (Table 1).
Table 1.
Patient demographics, patellar complications, and revisions by analysis.
| Variable | N | First analysis by cohort |
Second analysis by phase |
||||
|---|---|---|---|---|---|---|---|
| Resurfaced | Not resurfaced | P value | Universal resurfacing (phases I and III) | Selective resurfacing (phase II) | P value | ||
| N (%) | 504 | 386 (77) | 118 (23) | — | 231 (46) | 273 (54) | — |
| Gender, n (%) | |||||||
| Male | 177 (35) | 130 (34) | 47 (40) | .221 | 83 (36) | 94 (34) | .725 |
| Female | 327 (65) | 256 (66) | 71 (60) | 148 (64) | 179 (66) | ||
| Age, mean (y) | 67.3 | 66.8 | 67.5 | .310 | 67.2 | 68.1 | .210 |
| BMI, mean (kg/m2) | 33.6 | 33.8 | 33.2 | .235 | 34.0 | 33.6 | .264 |
| Patella complication, n (%) | |||||||
| Yes | 15 (3.0) | 5 (1.3) | 10 (8.4) | <.001 | 5 (2.2) | 10 (3.7) | .324 |
| No | 489 (97) | 381 (99) | 108 (92) | 226 (98) | 263 (96) | ||
| Revision, n (%) | |||||||
| Yes | 10 (2.0) | 1 (0.3) | 9 (7.6) | <.001 | 1 (0.4) | 9 (3.3) | .022 |
| No | 494 (98) | 385 (>99) | 109 (92) | 230 (>99) | 264 (97) | ||
Regarding the 3 phases, there were 170 patients in phase I, 273 patients in phase II, and 61 patients in phase III (Table 1). The prevalence of patellar resurfacing during the periods of universal resurfacing (phase I and phase III) was 100%, compared to 58% during the period of selective resurfacing (phase II); X2 = 126, df = 1, P < .001 (Fig. 2). Patient demographics between the periods of universal resurfacing and the period of selective resurfacing, gender (64% vs 66% female; X2 = 0.12, df = 1, P = .725) , age (67.2 vs 68.1 years; ranges 34-86 vs 39-86; t[502] = 1.26, P = .210), and BMI (34.0 vs 33.6 kg/m2; ranges 19- 41 vs 19-40; t[502] = 1.12, P = .264) did not differ significantly between the universal and selective resurfacing groups (Table 1).
Figure 2.
Prevalence of patellofemoral joint resurfacing across the study period by month. Universal routine resurfacing occurred in phase I (n = 170; January 2018-March 2019) and phase III (n = 61; April 2022-September 2022) with a 100% prevalence of resurfacing within a total of 21 months. Selective resurfacing included phase II (n = 273; April 2019-March 2022) with a 58% prevalence of resurfacing within a total of 36 months. Phases are separated by dashed lines. Note: No total knee arthroplasty cases were performed in April 2020 due to COVID-19.
Primary outcome—reoperation
Ten patients (2.0% of the entire sample) required reoperation for patellofemoral complications. Of the patients revised, 9 were in the nonresurfaced cohort. Eight of those 9 patients were indicated for anterior knee pain with progressive patellar osteoarthrosis and elected for secondary resurfacing after failing appropriate nonoperative treatment. The last revised patient in the nonresurfaced cohort was indicated for lateral patellar instability due to unrecognized early arthrotomy dehiscence. The patella was palpable and hypermobile on exam and tilted laterally. This patient also exhibited a 5-degree extensor lag. An arthrotomy repair, medial patellofemoral ligament reconstruction, and secondary resurfacing were performed during the revision. There was only 1 patient in the resurfaced cohort who was revised for patellar fracture. This patient was first treated nonoperatively initially treated nonoperatively with immobilization which led to successful bony healing but then later developed lateral patellar instability, subluxation, and eventual lateral patellar dislocation. This patient continued to feel unstable and fall, so revision TKA was required for patellar realignment with a lateral release and medial patellofemoral ligament reconstruction, which was successful in resolving pain and regaining appropriate patellofemoral tracking within the trochlear groove (Table 2).
Table 2.
Types of patellar complications.
| Complication | N | Resurfaced | Not resurfaced |
|---|---|---|---|
| Patella fracture | 6 | 5 | 1 |
| Patellar instability | 1 | 0 | 1 |
| Anterior knee pain with progressive patellar OA | 8 | 0 | 8 |
| Total | 15 | 5 | 10 |
| Revision, n (%) | |||
| Yes | 10 (67) | 1 (20) | 9 (90) |
| No | 5 (33) | 4 (80) | 1 (10) |
OA, osteoarthritis.
Reoperation due to a patellar complication was required for 7.6% of patients who were not resurfaced vs 0.3% of all patients who were resurfaced during their primary TKA (X2 = 25.2; df = 1; P < .001) (Table 1). The reoperation rate was also significantly higher during the period of selective resurfacing (phase II; 3.3%) compared to the periods of universal resurfacing (phase I and phase III; 0.4%) (X2 = 5.28; P = .022) (Table 1).
Of patients who were not originally resurfaced, 8 patients (6.8%) elected for secondary resurfacing due to severe anterior knee pain that was did not improve with conservative treatment. Secondary resurfacing was performed at a mean of 20.4 months (range, 12-26 months). All 8 patients who underwent reoperation for secondary resurfacing were female, and a chi-squared test revealed a significant difference between genders for secondary resurfacing (X2 = 5.68; df = 1; P = .017) (Table 3). There was no difference in age between patients who were indicated for secondary resurfacing (mean = 67.1 years; range, 60-76) and those who were not (mean = 67.5 years; range, 41-85); t(116) = 0.342; P = .773. There was also no difference in BMI between secondary resurfacing patients (mean = 34.9 kg/m2; range, 23-39) vs nonresurfaced patients who did not have a secondary resurfacing (mean = 33.1 kg/m2; range, 20-39); t(116) = 1.37; P = .174 (Table 3).
Table 3.
Rate of secondary patellar resurfacing by demographics.
| Demographic | N | Secondary patellar resurfacing due to pain | No secondary resurfacing | P value |
|---|---|---|---|---|
| N (%) | 118 | 8 (6.8) | 110 (93) | - |
| Gender, n (%) | ||||
| Male | 47 (40) | 0 (0) | 47 (43) | .017 |
| Female | 71 (60) | 8 (100) | 63 (57) | |
| Age, mean (y) | 67.5 | 67.1 | 67.5 | .733 |
| BMI, mean (kg/m2) | 33.2 | 34.9 | 33.1 | .174 |
All 8 patients who underwent secondary resurfacing noted marked improvements in anterior knee pain during postoperative visits. One patient developed a superficial suture abscess at the distal pole of her incision 2 weeks postoperatively, which resolved with prophylactic antibiotics, and continued to progress as expected. Another patient required a debridement, antibiotics, and implant retention (DAIR) procedure for an acute postoperative periprosthetic joint infection 6 weeks following revision for secondary resurfacing. The infection was successfully treated, and her anterior knee pain was almost completely resolved at 15 months following DAIR.
Secondary outcome—patellofemoral complications
Postoperative patellar complications were identified in 15 patients total (3.0% of the overall sample), with 5 patients whose patella was resurfaced during primary TKA and 10 patients whose patella was not resurfaced during primary TKA (Table 1). Of all patients with a postoperative patellofemoral complication, 10 (67%) required reoperation, as described above, while 5 (33%) were able to be managed nonoperatively. When examining all complications together regardless of need for reoperation, there were significantly more patellofemoral complications in the nonresurfaced (8.4%) vs resurfaced (1.3%) cohort (X2 = 16.1; df = 1; P < .001) (Table 1). However, there was no significant difference in patellar complication rates between the phases of universal resurfacing (2.2%) and the phase of selective resurfacing (3.7%) (X2 = 0.97; df = 1; P = .324 (Table 1).
Regarding specific patellofemoral complications, no patellar loosening was identified in any patients in the resurfaced cohort. Six patients—5 resurfaced and one nonresurfaced—suffered a postoperative periprosthetic patellar fracture (Table 2). None had complete disruption of the extensor mechanism, so all were treated with initial attempts at nonoperative management with immobilization. Conservative treatment with bracing followed by progressive return of range of motion was successful in 5 of these 6 patients with patellar fractures. The sixth patient, who was in the resurfacing cohort, was initially treated nonoperatively with immobilization, but then required revision as described previously.
Secondary outcome—patient reported outcome measures
SF-12 Physical Health scores were significantly lower at 1 year postop with the nonresurfaced (mean = 44.1; range, 15.0-59.7) cohort compared to the resurfaced (mean = 45.9; range, 15.5-61.4) cohort; t(502) = 2.09, P = .037 (Table 4). Similarly, WOMAC Pain scores showed were significantly lower in the nonresurfaced (mean = 4.3; range, 0-20) compared to the resurfaced cohort (mean = 3.1; range, 0-20) patients; t(502) = 3.07, P = .002 (Table 4). PROM scores did not differ significantly in nonresurfaced vs resurfaced patients in the following measures: SF-12 Mental Health (mean = 46.8 vs 46.2; range, 29.1-58.0 vs 14.0-65.7; t[502] = 0.81; P = .416), WOMAC Stiffness (mean = 2.6 vs 2.3; range, 0-8 vs 0-8; t[502] = 1.56; P = .119), WOMAC Function (mean = 15.5 vs 13.3; range, 0-67 vs 0- 66; t[502] = 1.43; P = .154), or KSKFS (mean = 72.1 vs 71.5; range, 5-100 vs 10-100 ; t[502] = 0.24; P = .811 (Table 4).
Table 4.
Average patient-related outcome measure (PROM) scores.
| PROM | Prep-op | 3 mo | 12 mo | P value at 12 mo |
|---|---|---|---|---|
| SF-12 Physical Health (0-100) | ||||
| Resurfaced | 38.3 | 43.4 | 45.9 | .037 |
| Not resurfaced | 37.9 | 43.2 | 44.1 | |
| SF-12 Mental Health (0-100) | ||||
| Resurfaced | 48.9 | 47.7 | 46.2 | .416 |
| Not resurfaced | 48.6 | 48.2 | 46.8 | |
| WOMAC Pain (0-20) | ||||
| Resurfaced | 11.3 | 4.9 | 3.1 | .002 |
| Not resurfaced | 11.6 | 5.5 | 4.3 | |
| WOMAC Stiffness (0-8) | ||||
| Resurfaced | 4.6 | 3.3 | 2.3 | .119 |
| Not resurfaced | 4.8 | 3.2 | 2.6 | |
| WOMAC Function (0-68) | ||||
| Resurfaced | 38.4 | 19.1 | 13.3 | .154 |
| Not resurfaced | 38.3 | 20.7 | 15.5 | |
| KSKFS (0-100) | ||||
| Resurfaced | 50.2 | 63.8 | 71.5 | .811 |
| Not resurfaced | 49.0 | 61.1 | 72.1 |
Regarding 12 months postoperative PROM scores by phases of resurfacing, WOMAC Pain scores also differed significantly between the universal and (2.6, range 0-20) and selective (3.2, range 0-20) phases; t(502) = 2.24; P = .026 (Table 5). Additionally, KSKFS scores differed significantly between universal (73.2, range 10-100) and selective (70.1, range 5-100) phases; t(502) = 2.03; P = .042 (Table 5). PROM scores did not differ between the universal and selective cohorts in the following measures: SF-12 Physical Health (46.1 vs 45.1; ranges 19.1-61.4 vs 15.0-59.7; t[502] = 1.40; P = .163), SF-12 Mental Health (45.9 vs 46.8; t[502] = 1.26; 29.1-64.9 vs 14.0-65.7 P = .209), WOMAC Stiffness (2.3 vs 2.4; ranges 0-to 8 vs 0-8; t[502] = 0.56; P = .576), and WOMAC Function (13.4 vs 14.1; ranges, 0-67 vs 0 to 67; t[502] = 0.60; P = .547) (Table 5).
Table 5.
Patient-related outcome measure (PROM) scores at 12 mo by phases of resurfacing.
| PROM | 12 mo | P value at 12 mo |
|---|---|---|
| SF-12 Physical Health (0-100) | ||
| Universal | 46.1 | .163 |
| Selective | 45.1 | |
| SF-12 Mental Health (0-100) | ||
| Universal | 45.9 | .209 |
| Selective | 46.8 | |
| WOMAC Pain (0-20) | ||
| Universal | 2.6 | .026 |
| Selective | 3.2 | |
| WOMAC Stiffness (0-8) | ||
| Universal | 2.3 | .576 |
| Selective | 2.4 | |
| WOMAC Function (0-68) | ||
| Universal | 13.4 | .547 |
| Selective | 14.1 | |
| KSKFS (0-100) | ||
| Universal | 73.2 | .042 |
| Selective | 70.1 |
Discussion
Routine patellar resurfacing during primary TKA continues to be controversial. Research has shown it is a safe and reproducible procedure, and improvements in resurfacing techniques have shown to improve outcomes [39,44]. Furthermore, advancements in patellar prothesis design have largely assuaged earlier concerns of premature component failure [34,[45], [46], [47]]. However, literature has not been able to clarify if the benefits of resurfacing outweigh the risks for revision and/or patellar complications following resurfacing, and there is an early trend in the United States where surgeons who previously practiced universal resurfacing are changing their practice to resurface less. This current study revealed that, in the context of a surgeon switching from universal resurfacing to selective resurfacing, patients who underwent resurfacing were more likely to fare better with significantly lower risk of early reoperation, significantly lower rates of patellar complications, and improved SF-12 Physical Health and WOMAC Pain scores at 1 year postoperatively. Furthermore, in periods of routine universal resurfacing, reoperation rates due to patellar complications were lower and WOMAC Pain and KSKFS scores were improved at 1 year postop, compared to that of a period which the surgeon opted for selective resurfacing based on severity of the degeneration in the patellofemoral joint.
The findings from this study are consistent with many prior studies in that routine patellar resurfacing demonstrates a lower rate of reoperation [[19], [20], [21], [22], [23], [24]]. The National Institute for Health Care Excellence conducted an evidence review in 2020 that included 28 studies and over 25,000 primary TKAs. They revealed no clinical benefit in resurfaced vs nonresurfaced patellae in most PROMs; however, they identified a higher risk of revision TKA for secondary resurfacing due to anterior knee pain presenting in patients who were not resurfaced primarily [36]. The authors discussed about the decision making involved in patellar resurfacing. The authors report that only 35%-40% of primary TKAs analyzed in their review include resurfacing and was based on surgeon’s discretion [36], similar to the selective resurfacing phase in our study. Our results echo the findings of our study, as we revealed significantly higher reoperation rates both in the nonresurfaced cohort and overall during the phase of selective resurfacing.
The findings from this study are also consistent with much of the existing literature in that it demonstrated that routine patellar resurfacing is also associated with some degree of improved PROMs. PROMs are increasingly being implemented in different areas in health care, with one of the major areas being elective surgeries. They aim to give a clear assessment of symptoms on both sides without misinterpretation and can be used to optimize care [48,49]. PROMs are not only used to evaluate and improve patient-related care but could be a good resource for health-care funding and general transparency around surgical and clinical outcomes [48,49]. Some studies find no difference in PROMs between resurfacing vs not resurfacing [50,51], while others do [36]. Robertsson et al. reported that, in a sample of over 27,000 primary TKAs, resurfaced patients are generally more satisfied with TKA outcomes [52], which is supported by the results of the current study which identified an overarching clinical difference with patellar resurfacing. Improved SF-12 Physical Health and WOMAC Pain scores at the 1 year postoperative period were seen in patients who had patellar resurfacing vs whose patellae were retained during primary TKA. The observed mean difference in SF-12 Physical Health scores between these 2 cohorts (1.8) was equal to the minimal clinically important difference (MCID) identified for patients following TKA [53]. While the observed mean difference in WOMAC Pain scores between the cohorts (1.2) was statistically significant, it was under the MCID threshold (11) identified in TKA [54]. Additionally, improved WOMAC Pain and KSKFS scores were also found in phases of routine universal vs selective resurfacing. These observed mean differences, 1.5 and 3 respectively, were also smaller than the reported MCIDs for TKA patients, 11 and 6 respectively [54,55]. While some of these statistically significant differences were under their respective MCIDs, the authors still believe the PROM results potentially hold meaning due to the inconsistent definitions surrounding and measuring MCID after TKA.
The current study revealed a 7.6% revision rate due to patellar complications in the unsurfaced cohort and 0.3% in the resurfaced cohort. These findings are comparable to prior research, including a 2018 meta-analysis of 22 studies which showed a 6.9% unsurfaced vs 1.0% resurfaced reoperation rates for patella complications [20]. Likewise, our study found a 6.8% rate of secondary resurfacing alone for anterior knee pain, which was also comparable to prior research. Parvizi et al., a 14 study-meta-analysis, revealed a secondary resurfacing rate of 8.7% [23].
The success of secondary resurfacings has shown to be less effective than doing it during primary TKA [56,57]. Van Jonbergen et al. found only 64% of patients were happy with secondary resurfacing [58]. However, our results compare favorably with 100% of patients satisfied with the decision for secondary resurfacing, even the patient who required a DAIR for an acute periprosthetic joint infection resulting from the secondary resurfacing procedure. This universal improvement with secondary resurfacing is a strong indicator that the nonresurfaced patella was the pain generator in this series and strengthens the decision for universal resurfacing in the age-old debate regarding whether or not to routinely resurface in all primary TKA cases. While anterior knee pain can occur with or without resurfacing [59], the need for secondary resurfacing is still common once everything is ruled out [58,60,61]. Secondary resurfacing has also shown better outcomes when the revision is sooner after primary TKA vs later but overall was still not successful as those who got had the resurfacing during primary TKA [62]. Thus, the risk of not resurfacing during primary TKA could be seen as more meaningful and preventative if the solution to the complication is less likely to get patients to the same clinical level as those who were resurfaced primarily. With the increased risk of revision due to secondary resurfacing, cost analyses have shown resurfacing the patella during primary TKA as cost-effective in the long-term [[36], [37], [38]]. While the individual patella prosthesis itself adds an additional cost to the primary procedure, revision operations are expensive and the additive cost of secondary resurfacings at the rates seen today outweighs the small added cost of individual patellar prosthesis.
The decision to selectively resurface has been guided in part by literature but ultimately is left up to the subjective discretion of the surgeon. Outerbridge grade IV patellae are more predicative and have 21.5 times greater revision rates for secondary resurfacing due to postoperative anterior knee pain when compared to grades I, II, and III [63], which has been the threshold for the patellae that are selected to be resurfaced. However, one surgeon’s discretion of grade IV is on a case-to-case basis and cannot be exactly replicated between surgeons. The 2020 review from the National Institute for Health Care Excellence revealed a 35%-40% prevalence of selective resurfacing [36], whereas the current study showed a 58% prevalence of resurfacing during the selective phase and might have yielded further worsened outcomes had fewer patellae been resurfaced. Furthermore, the surgeon’s opinion on resurfacing literature and overall experience with resurfacing affects this decision as well [36]. Some surgeons gravitate to resurface more to reduce the risk of revision, whereas others selectively follow some of the long-term research which demonstrates no clinical differences between resurfacing and not [[32], [33], [34]] and gravitate toward not resurfacing to prevent patellar complications, and save time, money, and health-care resources during the primary operation [39]. Thus, studies like these are vital in continuing the debate over resurfacing so more congruent conclusions can be drawn.
It is also worth discussing the risk of patellar fracture associated with patellar resurfacing. Some studies report low fracture rates, as low as under 1% [29], after patellar resurfacing, while others found higher fracture rates, such as 9% [30], and many associate this complication to the resurfacing [31]. The suggested reasoning for fracture involves the increased strain on the native patella which has decreased in thickness after patellar resurfacing [64]. Additionally, some research has identified a causal relationship between fracture and the lateral release technique during TKA [65]. Nondisplaced fractures are commonly treated nonoperatively through knee immobilization and radiographic monitoring, whereas displaced fractures are risk factors for further complications such as extensor mechanism disruption and patellar instability which require operative treatments [66,67]. Interestingly, while our patellar fracture rate was low (1.2%), we found fractures in both resurfaced and nonresurfaced patellae. All but one of the fractures was able to be managed nonoperatively.
Interestingly, all patients who underwent secondary resurfacing (8) were female in the current study. Scheuer et al. [68] also produced results suggesting there may be a greater risk of anterior knee pain leading to secondary resurfacing in females following primary TKA without resurfacing. While there is not much prior research supporting female gender as a risk factor, Robertsson et al. reported that females are generally less satisfied with TKA outcomes [52]. Thus, the authors suggest that gender may play a role in postsurgical anterior knee pain in nonresurfaced patients and should be taken into consideration when deciding on whether to resurface or not.
There are several strengths to the current study. Our findings reinforce the predominant opinion that patellar resurfacing during primary TKA is beneficial to improve outcomes and reduce risk of reoperation for secondary resurfacing [39]. Likewise, the secondary resurfacing improved anterior knee pain in all patients who underwent this revision operation, which contributes to the argument for universal resurfacing in the age-old debate regarding whether or not to routinely resurface. A comparative trial of both universal resurfacing phases and selective patellar resurfacing phase by a single surgeon allows for an objective trial of both techniques. While common patellar complications that have identified resurfacing as a risk factor in previous literature [14,[25], [26], [27], [28], [29], [30], [31]] were found in the current study, the frequency of both overall patellar complications and revisions due to those complications were significantly higher in the nonresurfaced cohort. These findings support previous research that also find the benefits outweigh the risks for patellar resurfacing [6,[17], [18], [19], [20], [21], [22], [23], [24]]. Furthermore, the 6 PROMs used have high validity and are commonly seen in literature measuring clinical outcomes in TKA. Thus, the significant differences in the SF-12 Physical Health, WOMAC Pain, and KSKFS scales identified in this study may be generalizable and reveal new outlooks on clinical considerations.
The authors acknowledge this study’s limitations. First, preoperative radiographic interpretation of the severity of patellofemoral osteoarthritis was not included and may have altered the results if the cohorts had different degrees of patellar arthritis. Additionally, while the average follow-up was almost 2 years postop, the PROMs used were only available at 1 year postop consistently for all patients included in the analysis due to incomplete 2-year data, as it is not routinely collected at our institution. This study would be further strengthened by an analysis of a longer follow-up period. While most secondary resurfacing occurs in the early years following primary TKA, it is likely still prevalent beyond 2 years postop. Additionally, this is a single-surgeon series and surgical variables inherent to this surgeon’s primary TKA technique and considerable subjectivity in judging grade IV eburnated bone may limit generalizability to other surgeons. Furthermore, anterior knee pain following TKA can be multifactorial and the decision for a secondary resurfacing is often left to surgeon discretion. The nature of individualized judgments regarding postoperative anterior knee pain further limits the study’s generalizability.
Conclusions
When an experienced, high-volume arthroplasty surgeon that had previously universally resurfaced patellae during primary TKA undertook a multiyear trial of selective patellar resurfacing, patients experienced inferior clinical results and an unacceptably high reoperation rate within 2 years following primary TKA, specifically among women. The idea that selective resurfacing would lead to similar clinical outcomes as universal resurfacing was not borne out during this transition, leading to disappointing clinical results and a reversion back to universal resurfacing. Furthermore, secondary resurfacing improved anterior knee pain in all patients who underwent this revision operation, strengthening the surgeon’s justification for universal resurfacing. However, the discussed limitations of the study design may restrict the generalizability of this study. The reasons for these findings are not clear from this study, and may be related to surgeon-specific factors, but we would urge caution in high-volume surgeons who are considering a similar change in practice from universal resurfacing to selective resurfacing. Future research should continue to study long-term surgical and clinical outcomes of patellar resurfacing to allow for greater unanimity in the literature.
Conflicts of interest
C.A. Woelfle is a Polaris consultant; H.J. Cooper serves in the 3M speakers bureau, is a DePuy, 3M, Zimmer-Biomet, Canary, and Polaris consultant, receives stock or stock options from Polaris and research support from Smith & Nephew, is a Journal of Bone and Joint Surgery AM, and is a American Academy of Orthopaedic Surgeons, Eastern Orthopaedic Association Board member.
For full disclosure statements refer to https://doi.org/10.1016/j.artd.2024.101563.
CRediT authorship contribution statement
Catelyn A. Woelfle: Writing – review & editing, Writing – original draft, Methodology, Investigation, Formal analysis, Data curation, Conceptualization. H. John Cooper: Writing – review & editing, Visualization, Project administration, Methodology, Investigation, Conceptualization.
Appendix A. Supplementary data
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