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. 2024 Dec 5;19(12):e0312189. doi: 10.1371/journal.pone.0312189

Research on stroke patients’ perception of recurrence risk: A scoping review protocol

Shanshan Zhu 1, Xueting Sun 1, Xin Guo 1, Meiqi Xu 2, Dingding Li 1, Shuaiyou Wang 1, Yage Shi 1, Chenjun Liu 1, Hongru Wang 2, Huimin Zhang 1,*
Editor: Apurva kumar Pandya3
PMCID: PMC11620677  PMID: 39637065

Abstract

Introduction

Stroke, a major global cause of death and disability, has a high recurrence rate that significantly affects patients’ physical, psychological, and economic well-being. Despite the importance of health risk perception in preventive measures, most stroke patients struggle to accurately assess the risk of recurrence. Current research on stroke recurrence risk perception is still exploratory, with a lack of systematic understanding of the influencing factors. This study aims to comprehensively analyze the current state of stroke recurrence research and the factors that influenced recurrence and assess the effectiveness and limitations of various assessment tools to guide future research and intervention strategies.

Methods and analysis

This scoping review will follow Arksey and O’Malley’s methodological framework as well as the updated scoping review methodology guidance by the Joanna Briggs Institute (JBI). Review results will follow the Preferred Reporting Items for Systematic Reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) guidelines. The search strategy will be developed via keywords, such as stroke, recurrence risk perception, and influencing factors. We will systematically search seven English databases, PubMed, CINAHL, Web of Science, Embase, Cochrane Library, PsycInfo, and MEDLINE, as well as four Chinese databases, CNKI, Wanfang, VIP, and the China National Knowledge Infrastructure for Biomedical Literature. Studies published in both English and Chinese will be included. Data will be extracted via a standardized form and summarized through quantitative (frequency) and qualitative analyses (narrative synthesis). Furthermore, the findings will be reported.

Ethics and dissemination

Since this review involves collecting data from existing literature and does not involve human participants, ethical approval is not required. Research findings will be disseminated through conference presentations and publications in peer-reviewed journals.

Registration details

This protocol has been registered on the Open Science Framework (OSF). Relevant materials and potential following updates are available at https://osf.io/7kq5t.

Introduction

Stroke is the second leading cause of death globally and third leading cause of combined death and disability as measured in disability-adjusted life years (DALYs) [14]. It severely endangers physical and mental health, and is the leading cause of death and disability among adults in China. It is characterized by high incidence, recurrence, disability rate, and mortality and significant economic burden [5]. Particularly, its high recurrence rate is concerning. A meta-analysis examined the cumulative risk of stroke recurrence over the past decade (2009–2019) and revealed that the recurrence rate was 7.7% after three months, 10.4% after one year, and 12.9% within 10 years [6]. Ng et al. [7] found that disease recurrence adversely affected patients’ physical and psychological health, substantially increased the risk of unemployment, and decreased the likelihood of returning to work. Furthermore, recurrence may lead to cognitive impairments and an increased risk of post-stroke dementia [8]. These factors significantly exacerbate medical and economic burdens for the patients and their families [9]. Therefore, assessing the risk of recurrent stroke and effectively managing the risk factors is a critical component of secondary prevention [10].

Health-related theories, such as the Health Belief Model [11] and Protection Motivation Theory [12], propose that an individual’s perceived health risk serves as a foundation for undertaking preventive behaviors. The Risk Compensation Theory suggests that individuals are more likely to engage in risky behaviors when they are unaware of the risks involved [13]. This indicates that perceived risk/susceptibility serves as a fundamental driver for patients to proactively engage in health behaviors and disease management [14]. Aycock et al. suggest that overestimating the risk of contracting a disease can lead to chronic stress among individuals, which may potentially cause additional physical harm. Conversely, underestimating such risks may result in lower engagement and compliance with treatment regimens [15]. Therefore, objectively and accurately assessing the perceived risk of recurrent stroke in patients is crucial. Perceived recurrence risk refers to awareness of early warning signs related to disease recurrence and severity and behavior-related and disease-related risk factors [16].

Recent research has examined the concordance between self-perceived and objective recurrence risks among patients after a stroke. However, findings indicate that most stroke patients are unable to accurately perceive their risk of recurrence. Furthermore, research on the factors that influence recurrence risk perception is still exploratory, and effects of the existing factors have not reached a consensus [1719]. Studies on risk perception in the field of disease should be approached from a complex and dynamic perspective, as individual responses to disease risks are influenced by a multitude of factors [20]. In most cases, perceptions of risk are derived from knowledge of life experiences and disease characteristics and are also profoundly affected by an individual’s psychological states [17, 21], the risk information they receive [22], and their broader social environment [23].

Recently, numerous tools have been developed and designed to help clinicians accurately evaluate and assess stroke patients’ perceptions of recurrence risk. These assessment tools vary in their development background, characteristics, advantages, disadvantages, and applicable scopes [24]. They also differ regarding the timing of the assessment, evaluation indicators, and methods. Some tools specifically focus on the likelihood of and susceptibility to recurrence and often use single- or multiple-question assessments to measure the risk of recurrence over the next 1, 10, or 20 years. Responses typically utilize yes or no answers, Likert scales, visual analog scales, or numerical rating scales [25]. Therefore, to comprehensively and accurately assess the level of stroke patients’ perception of recurrence risk, this study aimed to conduct a scoping review of the tools used to assess the risk perception of recurrence in stroke patients and identify the application effectiveness and limitations of the different tools in various contexts.

Despite increasing studies on stroke recurrence risk perception, a systematic understanding of its current status and influencing factors is lacking. A scoping review is an efficient method to rapidly examine progress in a specific research area, summarize the existing studies, and identify their limitations. Accordingly, this study employed scoping review guidelines as a methodological framework to synthesize and analyze the current research status and influencing factors. We aim to provide clear directions for future studies and foster the development and implementation of effective interventions for stroke patients’ recurrence risk perception.

Objectives and research questions

This review aims to investigate the current state of research on stroke patients’ perceptions of recurrence risk and identify relevant factors. We aim to summarize existing literature in this domain. Specifically, this review will address the following research questions:

  1. How many studies have been conducted on the perception of recurrence risk among stroke patients till date, and what types are they?

  2. What are the factors that influence stroke patients’ perception of recurrence risk?

  3. What are the assessment tools for stroke patients’ perception of recurrence risk?

  4. How do stroke patients describe their experience of developing a perception of recurrence risk?

  5. How do stroke patients explain the impact of their perception of recurrence risk on their health behaviors and lifestyle?

Methods and analysis

Study design

This scoping review will follow Arksey and O’Malley’s proposed methodological framework [26] and incorporate the updated scoping review methodology guidance provided by the Joanna Briggs Institute (JBI) [27]. The Preferred Reporting Items for Systematic Reviews and Meta-Analysis extension for Scoping Reviews (PRISMA-ScR) checklist [28] will be followed to improve scientific rigor, as seen in the supporting information (S1 Checklist). This protocol has been registered through the Open Science Framework (https://osf.io/7kq5t).

Eligibility criteria

Inclusion

Inclusion criteria were based on the study population, concept, context, and type of evidence source.

  1. Population. Stroke patients aged 18 years and older, including those with ischemic and hemorrhagic strokes, without restrictions regarding gender, ethnicity, geographical location, or time since diagnosis.

  2. Concept. Studies that explored stroke patients’ perception of recurrence risk, including risk awareness (understanding and knowledge of the likelihood of recurrence), attitudes (emotional responses towards the possibility of recurrence), and management (actions and behaviors to manage and mitigate recurrence risk) and the influencing factors (demographic, psychological, social, and clinical factors).

  3. Context. Studies conducted in community health centers, hospitals, and home settings.

  4. Type of evidence source. Studies that were available in full-text publications and as research papers, irrespective of research methodology or design, such as quantitative studies (interventional, cross-sectional, and longitudinal), qualitative studies, or mixed-methods research. All publications in Chinese and English will be included.

Exclusion

  1. Documents that did not adequately address the research questions (e.g., guidelines, reviews, research proposals, and government documents).

  2. Incomplete articles or those with inaccessible full text.

Information sources and search strategy

Information sources

Searches will be conducted across seven English-language databases (PubMed, CINAHL, Web of Science, Embase, Cochrane Library, PsycInfo, and MEDLINE) and four Chinese-language databases (CNKI, Wanfang, VIP, and China Biomedical Database). The search period will be from the inception of each database to December 2024. In addition, we will search the reference lists of the relevant studies and gray literature to achieve a comprehensive retrieval. Furthermore, before the final analysis, we will re-run the analysis to identify any new relevant studies.

Search strategy

The search strategy was developed via MeSH terms and keyword combinations. In addition, a manual search will be conducted via a reference tracing method to identify potentially missed publications. The comprehensive literature search strategy was determined through discussions between an experienced information specialist (Zhang) and the first author (Zhu). Search terms that include all the other relevant keywords, subject headings, and free-text terms, such as "stroke*," "perceived risk of recurrence," "influencing factors," and "current situation," will be used to identify the relevant studies. According to the PRISMA-ScR checklist and explanation [28], a complete search strategy should be provided for at least one electronic database, as demonstrated by the PubMed search strategy (presented in Table 1). Owing to the iterative nature of the scoping review [26], the initial search results will be assessed, and any required improvements will be considered. Any changes to the protocol will be reported.

Table 1. Search strategy example in PubMed as of 19 May 2024.
Searches Results
1 stroke[MeSH Terms] 181595
2 (((((((((stroke[Title/Abstract]) OR (strokes[Title/Abstract])) OR (stroke people[Title/Abstract])) OR (stroke peoples[Title/Abstract])) OR (stroke patient[Title/Abstract])) OR (stroke patients[Title/Abstract])) OR (poststroke[Title/Abstract]))) OR (stroke survivor[Title/Abstract])) OR (stroke survivors[Title/Abstract]) 338007
3 1 OR 2 377830
4 recurrence[MeSH Terms] Filters: from 1000/1/1–2024/4/30 203749
5 (((((recurrence[Title/Abstract]) OR (recurrences[Title/Abstract])) OR (recrudescence[Title/Abstract])) OR (recrudescences[Title/Abstract])) OR (relapse[Title/Abstract])) OR (relapses[Title/Abstract]) 567406
6 4 OR 5 687554
7 risk perception[MeSH Terms] 29052
8 ((((((((((risk perception[Title/Abstract]) OR (perceived risk[Title/Abstract])) OR (Perceived susceptibility[Title/Abstract])) OR (Perceived vulnerability[Title/Abstract])) OR (risk awareness[Title/Abstract])) OR (Risk belief[Title/Abstract])) OR (Risk cognitions[Title/Abstract])) OR (attitude to risk[Title/Abstract])) OR (risk assessment[Title/Abstract])) OR (risk analysis[Title/Abstract])) OR (risk evaluation[Title/Abstract]) 128320
9 7 OR 8 154913
10 3 AND 6 AND 9 97

Study screening

All retrieved literature will be managed via EndNote X9 software and duplicates will be removed. Two researchers (SZ and XS) will independently screen the titles, abstracts, and full texts, exclude the irrelevant studies, and ensure included studies meet the inclusion criteria. Following the preliminary screening, a further detailed review of the full texts will be conducted based on the inclusion and exclusion criteria. In case of disagreements, a third researcher (HZ) will be consulted to reach a consensus. Additionally, the reference lists of the included literature and relevant reviews will be checked to identify potentially relevant articles, which will also be screened via the same process. The entire literature retrieval and screening process will be detailed in the final scoping review and presented in a PRISMA flowchart [29]. Results of this stage will be presented in a flow chart (Fig 1).

Fig 1. PRISMA flow diagram.

Fig 1

Data extraction

Based on the research objectives and questions, we convened a scoping review team meeting and developed and piloted a data extraction form in Excel (Microsoft Corp.). This form has been designed to comprehensively and adequately capture the relevant information. Furthermore, it may also be refined and updated during the review process. Data extraction will include the following items: (1) first author of the study (year of publication), (2) country/region, (3) study population/sample size, (4) research method/design, (5) research topic, (6) general condition of the patients, (7) data analysis methods, (8) assessment tools, (9) level of recurrence risk perception, and (10) influencing factors. To systematically identify the key factors that influence stroke patients’ perception of recurrence risk, this study will employ an inductive thematic analysis method [30]. First, we will extract and summarize the three main levels related to risk perception: the individual (psychological state, emotional reactions), family and social (family support, socioeconomic status), and clinical and medical levels (quality of medical services, doctor recommendations). Subsequently, we will categorize these factors into levels to clarify their role and positions in patients’ perception of recurrence risk. Finally, we will summarize and present the influencing factors and systematically present how each level impacted risk perception and the pathways of influence (Table 2).

Table 2. Data extraction instrument.
Author Year of publication Country/region Research target/sample size Study method/design Research themes General condition of the patient Data analysis method Assessment tools Perceived level of recurrence risk Influencing factors

Additional data will be extracted from interventions or qualitative studies. For the intervention studies, the intervention content and presence of a control group will be extracted. For qualitative studies, data collection methods, analysis methods, and research findings will be extracted. Data will be independently extracted by two authors, strictly following a pre-made datasheet. Any discrepancies during the data extraction process will be resolved through discussions among the review team. Original authors will be contacted to obtain any missing data.

Collating, summarizing, and reporting the results

Owing to the exploratory nature of this scoping review, we will employ appropriate data synthesis methods for the existing data. Both qualitative and quantitative methods will be used for analysis, synthesis, and presentation. Tables, charts, diagrams, or flowcharts will be used as appropriate to present the extracted variables. Narrative and thematic analysis will be utilized to elucidate the substantive results. A robust discussion will be based on a clear analysis of the results relevant to the review questions. Additionally, other issues of interest that may arise during the review process will be discussed, and summarizing these will lead to effective conclusions and related recommendations. Based on existing research, gaps in literature and potential directions for future research will be identified.

Critical appraisals are typically not recommended for scoping assessments. Given the exploratory and descriptive nature of our scoping review, we will not perform a critical appraisal of individual evidence sources nor will we assess the quality of evidence in the included records.

Nevertheless, we include the limitations of this review.

Ethics and dissemination

Finally, after data extraction, organization, and summary, we will report our scoping review findings according to the PRISMA-ScR guidelines [28]. These findings will be presented in a manner consistent with the objectives of the scoping review.

Strengths and limitations

  1. This will be the first review to examine existing research on stroke patients’ perception of recurrence risk.

  2. This review will employ a rigorous literature search strategy.

  3. Review results will be reported according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses extension for Scoping Reviews (PRISMA-ScR) guidelines to ensure methodological rigor.

  4. Only studies published in English and Chinese will be included, which may potentially introduce a language bias as studies in other languages might be overlooked.

  5. This scoping review will not include a meta-analysis nor assess the quality of the included studies.

Supporting information

S1 Checklist. PRISMA-P (Preferred Reporting Items for Systematic review and Meta-Analysis Protocols) 2015 checklist: Recommended items to address in a systematic review protocol*.

(DOCX)

pone.0312189.s001.docx (30.6KB, docx)

Acknowledgments

We would like to thank Editage (www.editage.cn) for English language editing.

Data Availability

No datasets were generated or analysed during the current study. All relevant data from this study will be made available upon study completion.

Funding Statement

Funding: This work is supported by the [Key Scientific Research Project of Higher Education Institutions of Henan Province] (grant number: 23B320002), [Henan Province Higher Education Teaching Reform Research and Practice Project] (grant number: 2023SJGLX236Y), and [Henan Province Graduate Education Reform and Quality Improvement Project] (grant number: YJS2024JC27).

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Decision Letter 0

Apurva kumar Pandya

6 Aug 2024

PONE-D-24-20180Research on Stroke Patients' Perception of Recurrence Risk:A Scoping Review ProtocolPLOS ONE

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Reviewer #1: Yes

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5. Is the manuscript presented in an intelligible fashion and written in standard English?

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Reviewer #1: Yes

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6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above and, if applicable, provide comments about issues authors must address before this protocol can be accepted for publication. You may also include additional comments for the author, including concerns about research or publication ethics.

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(Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: The Protocol is explained in sufficient detail. However, in the section of data collection tool, there are certain typographical errors which needs to be corrected. At places, the tenses of the sentences are changing too frequently which can be rechecked. The methodology of how the protocol will help identify the influencing factors is not clear and hence can be described in more details. Overall, the manuscript can be accepted with minor revisions.

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Reviewer #1: No

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PLoS One. 2024 Dec 5;19(12):e0312189. doi: 10.1371/journal.pone.0312189.r002

Author response to Decision Letter 0


14 Sep 2024

Response to Reviewers

Dear Dr. Apurva Kumar Pandya and Reviewers,

We would like to thank you for the thoughtful and constructive feedback on our manuscript entitled “Research on Stroke Patients' Perception of Recurrence Risk: A Scoping Review Protocol” (PONE-D-24-20180). We have carefully considered the comments from the academic editor and reviewer(s) and have revised the manuscript accordingly. Below, we provide a detailed response to each comment and explain the changes we have made in the revised version. All changes are highlighted in the manuscript using "Track Changes."

Reviewer #1 Comments:

Comment 1: The Protocol is explained in sufficient detail. However, in the section of data collection tool, there are certain typographical errors which need to be corrected.

Response: Thank you for pointing this out. We have carefully reviewed the entire manuscript and corrected all typographical errors, particularly in the section related to the data collection tool. These corrections are highlighted in the revised manuscript (see page 9, line 187 for the specific changes).

Comment 2: At places, the tenses of the sentences are changing too frequently which can be rechecked.

Response: We appreciate your suggestion regarding the consistency of tenses. We have thoroughly reviewed the manuscript and adjusted the tenses to maintain consistency throughout the text. The changes have been implemented and are visible in the revised manuscript.

Comment 3: The methodology of how the protocol will help identify the influencing factors is not clear and hence can be described in more detail.

Response: Thank you for this valuable feedback. We have added further clarification in the methods section to explain how the protocol will help identify influencing factors related to stroke patients' perception of recurrence risk. We have expanded on the description of the analysis framework and provided more specific details on the steps we will follow (see page 8, line 178-185 for the updated text).

Editor's Additional Requirements:

Comment 4 (Financial Disclosure): Please state what role the funders took in the study. If the funders had no role, please state: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

Response: We confirm that the funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. We have included the following statement in the cover letter and updated the financial disclosure accordingly: "The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript."

Comment 5 (Data Availability): We strongly recommend all authors decide on a data sharing plan before acceptance. Please revise your data availability statement if necessary.

Response: We agree with the recommendation and have outlined a clear data sharing plan. Upon acceptance, all relevant data will be made available through a public repository, in accordance with PLOS ONE's open data policy.

Comment 6 (Supporting Information): Please include captions for your Supporting Information files at the end of your manuscript, and update any in-text citations to match accordingly.

Response: We have reviewed and updated the Supporting Information section to include the appropriate captions.

Comment 7 (References): Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so or replace them with relevant current references.

Response: We have thoroughly reviewed our reference list and confirmed that all references are current and accurate. No retracted papers have been cited. If future revisions are necessary, we will update the reference list accordingly.

We hope that these revisions have addressed all concerns raised by the reviewer(s) and editor. Please let us know if further clarifications or changes are needed. We look forward to your feedback and appreciate your continued consideration of our manuscript.

Sincerely,

Huimin Zhang

[September 14th 2024]

Corresponding Author on behalf of all authors

Attachment

Submitted filename: Response to Reviewers.docx

pone.0312189.s002.docx (12.8KB, docx)

Decision Letter 1

Apurva kumar Pandya

2 Oct 2024

Research on Stroke Patients' Perception of Recurrence Risk:A Scoping Review Protocol

PONE-D-24-20180R1

Dear Dr. Zhang,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

An invoice will be generated when your article is formally accepted. Please note, if your institution has a publishing partnership with PLOS and your article meets the relevant criteria, all or part of your publication costs will be covered. Please make sure your user information is up-to-date by logging into Editorial Manager at Editorial Manager® and clicking the ‘Update My Information' link at the top of the page. If you have any questions relating to publication charges, please contact our Author Billing department directly at authorbilling@plos.org.

If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Apurva kumar Pandya, PhD

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Authors have addressed reviewers comments, and now the manuscript is acceptable.

Reviewers' comments:

Acceptance letter

Apurva kumar Pandya

7 Oct 2024

PONE-D-24-20180R1

PLOS ONE

Dear Dr. Zhang,

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now being handed over to our production team.

At this stage, our production department will prepare your paper for publication. This includes ensuring the following:

* All references, tables, and figures are properly cited

* All relevant supporting information is included in the manuscript submission,

* There are no issues that prevent the paper from being properly typeset

If revisions are needed, the production department will contact you directly to resolve them. If no revisions are needed, you will receive an email when the publication date has been set. At this time, we do not offer pre-publication proofs to authors during production of the accepted work. Please keep in mind that we are working through a large volume of accepted articles, so please give us a few weeks to review your paper and let you know the next and final steps.

Lastly, if your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

If we can help with anything else, please email us at customercare@plos.org.

Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Apurva kumar Pandya

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Checklist. PRISMA-P (Preferred Reporting Items for Systematic review and Meta-Analysis Protocols) 2015 checklist: Recommended items to address in a systematic review protocol*.

    (DOCX)

    pone.0312189.s001.docx (30.6KB, docx)
    Attachment

    Submitted filename: Response to Reviewers.docx

    pone.0312189.s002.docx (12.8KB, docx)

    Data Availability Statement

    No datasets were generated or analysed during the current study. All relevant data from this study will be made available upon study completion.


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