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. 2024 Dec 18;406(1):20. doi: 10.1007/s00220-024-05149-6

Resurgence of Chern–Simons Theory at the Trivial Flat Connection

Stavros Garoufalidis 1, Jie Gu 2,3, Marcos Mariño 4,, Campbell Wheeler 5
PMCID: PMC11655610  PMID: 39711826

Abstract

Some years ago, it was conjectured by the first author that the Chern–Simons perturbation theory of a 3-manifold at the trivial flat connection is a resurgent power series. We describe completely the resurgent structure of the above series (including the location of the singularities and their Stokes constants) in the case of a hyperbolic knot complement in terms of an extended square matrix (xq)-series whose rows are indexed by the boundary parabolic SL2(C)-flat connections, including the trivial one. We use our extended matrix to describe the Stokes constants of the above series, to define explicitly their Borel transform and to identify it with state–integrals. Along the way, we use our matrix to give an analytic extension of the Kashaev invariant and of the colored Jones polynomial and to complete the matrix valued holomorphic quantum modular forms as well as to give an exact version of the refined quantum modularity conjecture of Zagier and the first author. Finally, our matrix provides an extension of the 3D-index in a sector of the trivial flat connection. We illustrate our definitions, theorems, numerical calculations and conjectures with the two simplest hyperbolic knots.

Introduction

Resurgence of Chern–Simons perturbation theory

Quantum Topology originated by Jones’s discovery of the famous polynomial invariant of a knot [Jon87], followed by Witten’s 3-dimensional interpretation of the Jones polynomial by means of a gauge theory with a topological (i.e., metric independent) Chern–Simons action [Wit89]. The connection between this topological quantum field theory and the Jones polynomial appears both on the level of the exact partition function and its perturbative expansion which both determine, and are determined by, the (colored) Jones polynomial. Indeed, the exact partition function on the complement of a knot colored by the defining representation of the gauge group SU(2) at level k coincides with the value of the Jones polynomial at the complex root of unity e2πi/(k+2). On the other hand, the perturbative expansion along the trivial flat connection σ0 is a formal power series Φ(σ0)(h)Q[[h]] whose coefficients are Vassiliev knot invariants which are determined by the colored Jones polynomial of a knot expanded as a power series in h where q=eh [BN95]. More generally, the loop expansion of the colored Jones polynomial is a formal power series Φ(σ0)(x,h)Q(x)[[h]] introduced by Rozansky [Roz98] and further studied by Kricker [Kri, GK04], where x=qn plays the role of the monodromy of the meridian. An important feature of the power series Φ(σ0)(x,h) is that it is determined by (but also uniquely determines) the colored Jones polynomial. Likewise, the power series Φ(σ0)(h) is determined by (and determines) the Kashaev invariant of a knot [Kas95], interpreted as an element of the Habiro ring [Hab08].

In [Gar08a] the first author conjectured that the factorially divergent formal power series Φ(σ0)(h) is resurgent, whose Borel transform has singularities arranged in a peacock pattern, and can be re-expanded in terms of the perturbative series Φ(σ)(h) corresponding to the remaining non-trivial flat connections of the Chern-Simons action. Although this is a well-defined statement, resurgence was a bit of the surprise and a mystery. We should point out that the above series are well-defined (for σσ0 via formal Gaussian integration using as input an ideal triangulation of a 3-manifold [DG13], and for σ=σ0 using the Kashaev invariant itself) and their coefficients are (up to multiplication by a power of 2πi) algebraic numbers. However a numerical computation of their coefficients is difficult (about 280 coefficients can be obtained for the simplest hyperbolic knot), hence it is difficult to numerically study them beyond the nearest to the origin singularity of their Borel transform.

The resurgence question has attracted a lot of attention in mathematics and mathematical physics and some aspects of it were discussed by Jones [Jon09], Witten [Wit11], Gukov, Putrov and the third author [GMnP], Costin and the first author [CG11] and Sauzin [Sau15]. Further aspects of resurgence in Chern–Simons theory were studied in [Mn14, GMnP, GH18, GZ23, GZ24].

When σσ0, the resurgence structure of the series Φ(σ)(h) was given explicitly in [GGMn21], where it was found that the location of the singularities was arranged in a peacock pattern, and the Stokes constants were integers. The latter were fully described by an r×r matrix Jred(q). The passage from a vector (Φ(σ)(h))σ of power series to a matrix Jred(q) is inevitable, and points out to the possibility that the non-perturbative partition function of a theory yet-to-be defined and its corresponding perturbative expansion is matrix-valued and not vector-valued, as was discussed in detail in [GZ24, GZ23]. Let us summarise some key properties of the matrix Jred(q).

Linear q-difference equation. The entries of Jred(q) are q-series with integer coefficients defined for |q|1. The matrix Jred(q) is a fundamental solution of a linear q-difference equation of order r, and its rows are labeled by the set of nontrivial σ.

Asymptotics in sectors: q-Stokes phenomenon. The function Jred(e2πiτ) as τ approaches zero in a fixed cone, has a full asymptotic expansion as a sum of power series in τ, times power series in e-2πi/τ. However, passing from one cone to an adjacent one changes the e-2πi/τ-series. The dependence of the asymptotics on the cone is the q-Stokes phenomenon, analogous to the well-studied Stokes phenomenon in the theory of linear differential equations with polynomial coefficients (see, e.g., [Sib90]). In our case, the q-Stokes phenomenon is a consequence of the fact that Jred(q) is a fundamental matrix solution to a linear q-difference equation.

Analyticity. The product W(τ) of Jred(q~) with a diagonal automorphy factor and with Jred(q), when q=e2πiτ and q~=e-2πi/τ, although defined for τC\R, equals to a matrix of state-integrals and hence it analytically extends to τ in the cut plane C=C\(-,0]. A distinguished (σ1,σ1) entry of W(τ), where σ1 is the geometric representation of a hyperbolic 3-manifold, is the Andersen–Kashaev state-integral [AK14]. The latter is often identified with the unknown partition function of complex Chern–Simons theory. Thus, analyticity of W is interpreted as a factorisation property of state-integrals, or as a matrix-valued holomorphic quantum modular form [GZ24, Zagb].

Borel resummation. The matrix W(τ) coincides (in a suitable ray) to the Borel resummation of the matrix of perturbative series. In particular, the Borel resummation of the perturbative series is not a q-series as has been claimed repeatedly in some physics literature, but rather a bilinear combination of q-series and q~-series.1

Relation with the 3D-index. The 3D-index of Dimofte–Gaiotto–Gukov can be expressed bilinearly in terms of Jred(q) and Jred(q-1). A detailed conjecture is given in see [GGMn23, Conj.4].

x-extension. There is an extension of the above invariants by a nonzero complex number x, which measures the monodromy of the meridian in the case of a knot complement, and extends the q-series to functions of (xq), where x behaves like a Jacobi variable. This results in a matrix Jred(x,q) whose properties extend those of the matrix Jred(q) and were studied in detail in [GGMn23].

A summary of our results

Our goal is to describe the Stokes constants and the resurgent structure of the missing asymptotic series Φ(σ0)(h) in terms of completing the matrix Jred(x,q) to a square matrix with one extra row (namely (1,0,,0)T) and column, whose distinguished (σ0,σ1) entry is conjecturally the Gukov–Manolescu series [GM21] (evaluated at x=1), and the remaining series in the top row are the descendants of the Gukov-Manolescu series.

Along the way of solving the resurgence problem for the Φ(σ0)(h) series, we solve several related problems, which we now discuss.

  • A q-series that sees Φ(σ0)(h). This is a problem raised by Gukov and his collaborators (see e.g. [GPPV20, GM21]). More precisely, our Resurgence Conjecture 5 implies that the asymptotics as q=e2πiτ and τ0 in a sector of each of the q-series of the top row of the matrix J(q) is a linear combination of the Φ(σ)(h) series which includes the Φ(σ0)(h) series.

  • A matrix-valued holomorphic quantum modular form. In [GZ23] the first author and Don Zagier studied a matrix Jred(q) of q-series with rows indexed by nontrivial flat connections, and conjectured that the corresponding value of the cocycle J(q~)-1Δ(τ)J(q)2 at Inline graphic, which a priori is an analytic function on C\R, actually extends to the cut plane C. A problem posed was to find an extension of the matrix Jred(q) which includes the trivial flat connection. We do so in Sects. 2.2, 3.2 and 4.1 for the 41 and 52 knots.

  • An exact form of the Refined Quantum Modularity Conjecture. In [GZ24] a Refined Quantum Modularity Conjecture was formulated. The conjecture was numerically motivated by a smoothed optimal summation of the divergent series Φσ)(τ), and the final result was a matrix-valued periodic function defined at the rational numbers. We conjecture that if we replace the smoothed optimal truncation by the median Borel resummation, all asymptotic statements in [GZ24] become exact equalities, valid for finite (and not necessarily large) range of the parameters.

  • An analytic extension of the Kashaev invariant and of the colored Jones polynomial. A consequence of the above conjecture is an exact formula for the Kashaev invariant at rational points as a linear combinations of three smooth functions, multiplied by the top row of J.

Conjecture 1

For every knot K and every natural number N we have:

KN=σcσKNδσsmed(Φ(K,σ))(1N) 1

where δσ=3/2 for σσ0 and δσ0=0 (as in [GZ24, Eq. (3.7)]) and (cσK) is a vector of elements of the Habiro ring (tensor Q) evaluated at q=1, with c1K=c0K=1.

The vector (cσ) for the 41 knot appears in Sect. 4.2 of [GZ24] and also as the top row of the matrix of Eq. (92), and for the 52 knot it appears in Section 4.3 as well as the top row of the matrix of Eq. (104) of ibid.

For the 41 and the 52 knots, we find numerically that c21=0, c22=0 and c32=-2 in complete agreement with the results of [GZ24]. A corollary of (1) is the Volume Conjecture KNN3/2Φ(K,σ)(1N) to all orders in 1/N as N.

Conjecture 2

For every knot K, there is a neighborhood UK of 0 in the complex plane, such that for every natural number N and for uUK, we have

JNK(e2πiN+uN)=σδσ(u,N)cσK(x~)smed(Φ(K,σ))(eu;τ) 2

where δσ(u,N)=τ-1/2x~1/2-x~-1/2x1/2-x-1/2 for σσ0 and δσ0(x,τ)=1, where x=eu, x~=eu/x, τ=u2πiN+1N, and cσK(x~)Q[x~±1] with c1K(x~)=c0K(x~)=1.

For the 41 and the 52 knots, we find numerically that c21(x~)=-x~-x~-12, c22(x~)=-x~-x~-12 and c32(x~)=-1-x~.

Since limu0δσ(N,u)=Nδs, the above conjecture specialises to Conjecture 1 when u0. Note also that the above conjecture implies the Generalised Volume Conjecture when uπiQ is fixed and N. Indeed, δ(N,u) is nonzero and JNK(e(2πi+u)/N)δ(N,u)Φ(σ1)(eu;τ). Note finally that the above conjecture explains the failure of exponential growth when u is a rational multiple of 2πi, known for all knots from theorems 1.10 and 1.11 of [GL11], and theorem 5.3 of [Mur11] valid for the 41 knot. Indeed, when u=2πir/s for integers r and s with r/s near zero, then JNK(e(2πi+u)/N) is a periodic function of N (see [Hab02a]), and so is δ(N,u) since eu/τ=e2πiNr/(r+s). Moreover, δ(N,u)=0 when N is a multiple of r+s which explains why in that case the colored Jones polynomial does not grow exponentially.

  • An extension of the 3D-index. Our completed matrix proposes a computable extension of the 3D-index in the sector of the trivial connection σ0, whose mathematical or physical definition is yet-to-be given.

Challenges

Our solution to the above problems brings a new challenge: namely, the new square matrix is actually a submatrix of a larger matrix J(x,q), one with block triangular form which is a fundamental solution to the linear q-difference equation satisfied by the descendants of the colored Jones polynomials [GK23]. Already for the case of the 52 knot, one obtains a 6×6 matrix instead of the original 3×3 matrix Jred(x,q), or of the completed 4×4 matrix.

A second challenge is to interpret the integers appearing in the new Stokes constants associated to the trivial flat connection as BPS indices in the dual 3d super conformal field theory. Incorporating the trivial connection in the 3d/3d correspondence of [DGG14] is subtle, but we expect our explicit results to give hints on this problem.

We should point out that although a proof of resurgence of the asymptotic series Φ(σ)(h) is still missing, the current paper (as well as the prior ones [GGMn21, GGMn23]) provide a complete description of their resurgent structure (namely the location of the singularities and a calculation of the Stokes constants) with precise statements, complemented by extensive numerical computations (including a numerical computation of the Stokes constants). In addition, we provide proofs of the algebraic properties of the matrices of q-series and (xq)-series.

Illustration with the two simplest hyperbolic knots

We will illustrate our ideas by giving a detailed description of these matrices and of their algebraic, analytic and asymptotic properties for the case of the two simplest hyperbolic knots, the 41 and the 52 knots. Let us summarise our findings for the 41 knot.

  • We complete the 2×2 matrix Jred(x,q) of (xq)-series to the 3×3 matrix J(x,q) by adding the trivial flat connection. Our completed matrix is a fundamental solution of a third order linear q-difference equation.

  • A distinguished entry of J(x,q) is the Gukov–Manolescu series.

  • The matrix J(x,q) determines explicitly (but conjecturally) the Stokes constants and hence the resurgence structure of the three perturbative formal power series.

  • The matrix J(x,q) conjecturally computes an extension of the 3D-index in a sector of the trivial flat connection.

  • We complete the 2×2 matrix of descendant Andersen–Kashaev state-integrals to a 3×3 matrix by adding new state-integrals which are implicit in work of Kashaev and show their bilinear factorisation property.

As a second example, we present our results for the 52 knot. In this case, we complete the 3×3 matrix Jred(q) to a 4×4 one, and use it to describe explicitly the Stokes constants of the 4 asymptotic series in half of the complex plane, thus completing the resurgence question of those asymptotic series. However, the 52 knot reveals a new puzzle: the 4×4 matrix is a block of a 6×6 matrix whose rows are a fundamental solution to a sixth order linear q-difference equation, namely the one satisfied by the descendant colored Jones polynomial of the 52 knot [GK23, Eq. (14)]. Although the homogeneous linear q-difference equation for the colored Jones polynomial is fourth order, the one for the descendant colored Jones polynomial is sixth order, and both equations are knot invariants. In the case of the 52 knot, the extra 2×2 block is a matrix of modular functions, in fact of the famous Rogers–Ramanujan modular q-hypergeometric series. We do not understand the labeling of the two excess rows and columns (e.g., in terms of SL2(C)-flat connections). Since the formulas for the 6×6 matrix appear rather complicated, we will not give the x-deformation here, and postpone to a future publication a systematic definition of the matrix of (xq)-series for all knots.

We should point out that the definition of the top row of the 3×3 matrices for the 41 knot, and the 6×6 matrix for the 52 knot, as well as an extension of the above results to the case of closed hyperbolic 3-manifolds have been taken from the thesis of the last author [Whe23].

The 41 knot

A 2×2 matrix of q-series

In this section we recall in detail what is known about the resurgence of the two asymptotic series of the 41 knot, labeled by the geometric and the complex-conjugate flat connections. As explained in the introduction, the answer is determined by a 2×2 matrix of q-series which was discovered in a long story and in several stages in a series of papers [GZ23, GK17, GGMn21, GGMn23]. A detailed description of the numerical discoveries and coincidences is given in [GZ23] and will not be repeated here. In that paper, the following pair of q-series G(j)(q) for j=0,1 was introduced and studied by the first author and Zagier [GZ23]

G(0)(q)=n0(-1)nqn(n+1)/2(q;q)n2G(1)(q)=n0n+12-2E1(n)(q)(-1)nqn(n+1)/2(q;q)n2 3

where

Ek(n)(q)=s=1sk-1qs(n+1)1-qs. 4

These series were found to be connected to the 41 knot in at least two ways, discussed in detail in [GZ23]. On the one hand, they express bilinearly the Andersen-Kashaev state-integral [GK17] and the total 3D-index of Dimofte-Gaiotto-Gukov [DGG13]. On the other hand, their radial asymptotics as q=e2πiτ1 (where τ is in a ray in the upper half-plane) is a linear combination of the two asymptotic series Φ(σ1)(τ) and Φ(σ2)(τ) of the Kashaev invariant, where σ1 is the geometric representation of the fundamental group of the knot complement and σ2 is the complex conjugate. The resurgence of the factorially divergent asymptotic series Φ(σ1)(τ) and Φ(σ2)(τ), including a complete description of the Stokes automorphism and the Borel resummation was given by the first three authors in [GGMn21]. Surprisingly, the Stokes matrices were expressed bilinearly in terms of a 2×2 matrix of explicit descendant q-series whose definition we now give. Consider the linear q-difference equation

fm(q)+(qm+1-2)fm+1(q)+fm+2(q)=0(mZ). 5

In [GGMn21] it was shown that it has a basis of solutions Gm(j)(q) for j=1,2 given by3

Gm(0)(q)=n0(-1)nqn(n+1)/2(q;q)n2qmnGm(1)(q)=n0n+m+12-2E1(n)(q)(-1)nqn(n+1)/2(q;q)n2qmn 6

where Ek(n)(q) are as in Equation (4). Note that G0(j)(q)=G(j)(q), and that Gm(j)(q)Z((q)) are Laurent series in q (with finitely many negative powers of q), meromorphic on |q|<1 with only possible pole at q=0. We will extend them to analytic functions on |q|1 by

Gm(j)(q-1)=(-1)iG-m(j)(q),j=0,1. 7

The 2×2 matrix is given by Inline graphic where

Jmred(q)=Gm(1)(q)Gm+1(1)(q)Gm(0)(q)Gm+1(0)(q) 8

coincides with the transpose of the matrix Wm(q) of [GGMn23, Eq. (48)] after interchanging of the two rows. A complete description of the resurgent structure of the series Φ(σj)(τ) for j=0,1, of their Borel resummation and their expression in terms of a 2×2 matrix of state-integrals (with one distinguished entry being the Andersen–Kashaev state-integral [AK14]) was given in [GGMn21, GGMn23].

A 3×3 matrix of q-series

In this section we define the promised 3×3 matrix of q-series Jmred(q) and give several algebraic properties thereof. In his thesis [Whe23], the fourth author introduced the series G(2)(q)

G(2)(q)=n012n+12-2E1(n)(q)2-E2(n)(q)-124E2(q)(-1)nqn(n+1)/2(q;q)n2 9

which is the coefficient of ε2 in the ε-deformed q-series

G(q,ε)=e-ε2E2(q)24n=0(-1)nqn(n+1)/2e(n+1/2)ε(qeε;q)n2=k=0G(k)(q)εk 10

which appears in [GZ23]. Here, E2(q)=1-24E2(0)(q). Adding the descendant variable mZ, leads to the q-series

Gm(2)(q)=n012n+m+12-2E1(n)(q)2-E2(n)(q)-124E2(q)(-1)nqn(n+1)/2(q;q)n2qmn 11

As in the case of Gm(j)(q) for j=0,1, it is a meromorphic function on |q|<1 with only possible pole at q=0, and extends to an analytic function on |q|>1 satisfying (7) with j=2.

The sequence Gm(2)(q) is a solution of the inhomogenous equation obtained by replacing the right hand side of (5) by 1. This follows easily by using creative telescoping of the theory of q-holonomic functions implemented by Koutschan [Kou10].

We can assemble the three sequences of q-series into a matrix

Jm(q)=1Gm(2)(q)Gm+1(2)(q)0Gm(1)(q)Gm+1(1)(q)0Gm(0)(q)Gm+1(0)(q) 12

whose bottom-right 2×2 matrix is Jmred(q). The next theorem summarises the properties of Jm(q).

Theorem 3

The matrix Jm(q) is a fundamental solution to the linear q-difference equation

Jm+1(q)=Jm(q)A(qm,q),A(qm,q)=10100-1012-qm+1, 13

has det(Jm(q))=-1 and satisfies the analytic extension

Jm(q-1)=1000-10001J-m-1(q)100001010. 14

Proof

Equation (13) follows from the fact the last two rows of Jm(q) are solutions of the q-difference equation (5) and the first is a solution of the corresponding inhomogenous equation. Moreover, the block form of Jm(q) implies that det(Jm(q))=det(Jmred(q))=-1 where the last equality follows from [GGMn21, Eq. (14)]. Equation (14) follows from the fact that all three sequences of q-series satisfy (7).

We now give the inverse matrix of Jm(q) in terms of Appell-Lerch like sums. The latter appear curiously in the mock modular forms and the meromorphic Jacobi forms of Zwegers [Zwe01], and in [DMZ].

Theorem 4

We have

Jm(q)-1=1Lm(0)(q)-Lm(1)(q)0-Gm+1(0)(q)Gm+1(1)(q)0Gm(0)(q)-Gm(1)(q) 15

for the q-series Lm(j)(q) (j=0,1) defined by

Lm(0)(q)=Gm+1(0)(q)Gm(2)(q)-Gm(0)(q)Gm+1(2)(q)Lm(1)(q)=Gm+1(1)(q)Gm(2)(q)-Gm(1)(q)Gm+1(2)(q). 16

The q-series Lm(j)(q) are expressed in terms of Appell-Lerch type sums:

Lm(0)(q)=2E1(0)(q)-1-m+n=1(-1)nqn(n+1)/2(q;q)n2qmn+n1-qnLm(1)(q)=-38-2E1(0)(q)2+2E1(0)(q)-E2(0)(q)-124E2(q)+2mE1(0)(q)-m-m22+n=1(-1)nqn(n+1)/2(q)n2qmn+n1-qnn+m+12-2E1(n)(q)+11-qn. 17

Proof

Since Jmred(q) is a 2×2 matrix with determinant -1, it follows that the inverse matrix Jm(q)-1 is given by (15) for the q-series Lm(j)(q) (j=0,1) given by (16).

Observe that A(qm,q) has first column (1,0,0)t, first row (1, 0, 1), and the remaining part is a companion matrix. It follows that its inverse matrix has first column (1,0,0)t and first row (1, 1, 0). This, together with (13) implies that

Jm+1(q)-1=A(qm,q)-1Jm(q)-1=11002-qm+110-10Jm(q)-1. 18

It follows that Lm(j)(q) satisfy the first order inhomogeneous linear q-difference equation

Lm-1(j)(q)-Lm(j)(q)=Gm(j)(q)(j=0,1). 19

Let Lm(0)(q) denote the right hand side of the top Equation (17). Then we have

Lm-1(0)(q)-Lm(0)(q)=1+n=1(-1)nqn(n+1)/2(q)n2qmn-qmn+n1-qn=Gm(0)(q).

Therefore Lm(0)(q)-Lm(0)(q) is independent of m. Moreover, limmLm(0)(q)-Lm(0)(q)=0. The top part of Equation (17) follows.

Likewise, let Lm(1)(q) denote the right hand side of the bottom part of Equation (17). Then we have

Lm-1(1)(q)-Lm(1)(q)=n=1(-1)nqn(n+1)/2(q)n2qmn-qmn+n1-qnn+m+12-2E1(n)(q)+11-qn-n=1(-1)nqn(n+1)/2(q)n2qmn1-qn+m+12-2E1(0)(q)=Gm(1)(q).

Therefore Lm(1)(q)-Lm(1)(q) is independent of m. Moreover, limmLm(1)(q)-Lm(1)(q)=0. Equation (17) follows.

The Φ(σ0)(τ) asymptotic series

The 41 knot has three asymptotic series Φ(σj)(τ) for j=0,1,2 corresponding to the trivial flat connection σ0, the geometric flat connection σ1 and its complex conjugate σ2. The asymptotic series Φ(σj)(τ) for j=1,2 are defined in terms of perturbation theory of a state-integral [DG13] and can be computed via formal Gaussian integration in a way that was explained in detail in [GGMn21, GZ24] and will not be repeated here. They have the form

Φ(σj)(τ)=eV(σj)2πiτφ(σj)(τ),j=1,2, 20

where

V(σ1)=-V(σ2)=iVol(41)=i2ImLi2(eiπ/3)=i2.029883, 21

with Vol(41) being the hyperbolic volume of S3\41, and φ(σ1)(h2πi) with h=2πiτ is a power series with algebraic coefficients with first few terms

φ(σ1)(h2πi)=3-1/41+11h72-3+697h22(72-3)2+ 22

(a total of 280 terms have been computed), while φ(σ2)(τ)=iφ(σ1)(-τ).

We now discuss the new series φ(σ0)(τ)Q[[τ]] corresponding to the zero volume V(σ0)=0 trivial flat connection. This series can be defined and computed (for any knot) using either the colored Jones polynomial or the Kashaev invariant. Let us recall how this works.

Let Jn(q)Z[q±1] denotes the Jones polynomial colored by the n-dimensional irreducible representation of sl2, and normalised to 1 at the unknot. Setting q=eh, one obtains a power series in h, whose coefficient of hk is a polynomial in n of degree at most k. In other words, we have

Jn(eh)=i=0j=0iai,jnjhiQ[[n,h]] 23

where ai,j depends on the knot and, as the knot varies, defines a Vassiliev invariant of type (i.e., degree) i [BN95]. Then, the perturbative series φ(σ0)(τ) is given by

φ(σ0)(h2πi)=i=0ai,0hi. 24

With this definition, to compute the coefficient of τk in φ(σ0)(τ), one needs to compute the first k colored Jones polynomials Jn(eh) for k=1,,n up to O(hk+1), polynomially interpolate and extract the coefficient ak,0. An efficient computation of the colored Jones polynomial is possible if one knows a recursion relation with respect to n (such a relation always exists [GL05]) together with some initial conditions. This gives a polynomial time algorithm to compute Jn(eh)+O(hk+1).

An alternative method is the so-called loop expansion of the colored Jones polynomial

Jn(eh)==0P(x)Δ(x)2+1hZ[x±1,Δ(x)-1][[h]] 25

where x=qn=enh and Δ(x)Z[x±1] is the Alexander polynomial of the knot. This expansion was introduced by Rozansky [Roz98] (see also Kricker [Kri, GK04]) and it is related to the Vassiliev power series expansion (23) by

k=0a+k,khk=P(eh)Δ(eh)2+1. 26

Then the perturbative series φ(σ0)(τ) is given in terms of the loop expansion by

φ(σ0)(h2πi)==0P(1)h 27

as follows from the above equations together with the fact that Δ(1)=1.

A third method uses a theorem of Habiro [Hab02b, Hab08] which lifts the Kashaev invariant of a knot to an element of the Habiro ring Z[q]^=limZ[q]/((q;q)n). There is a canonical ring homomorphism Z[q]^Z[[h]] defined by qeh, which sends (q;q)n to (-1)nhn+O(hn+1) and the image of the lifted element of the Habiro ring under this homomorphism equals to the series φ(σ0)(h). For the case of the 41 knot, the corresponding element of the Habiro ring is given by

n=0(q;q)n(q-1;q-1)n 28

and its expansion when q=eh gives the power series with first few terms

φ(σ0)(h2πi)=1-h2+4712h4+. 29

We end this section with a comment. Going back to the case of a general knot, it was shown in [GK23] that the colored Jones polynomial is equivalent (in the sense of knot invariants) to a descendant sequence of colored Jones polynomials and of Kashaev invariants (indexed by the integers) which is q-holonomic. These descendant Kashaev invariants play a key role in extending matrices of periodic functions whose rows and columns are indexed by nonrtivial flat connections to a matrix that includes the trivial flat connection. This is explained in detail in [GZ24].

Borel resummation and Stokes constants

In this section we discuss the asymptotic expansion as q=e2πiτ1 of the vector G(q) of q-series and relate it to the vector Φ(τ) of the asymptotic series, where

G(q)=G(2)(q)G(1)(q)G(0)(q),Φ(τ)=Φ(σ0)(τ)Φ(σ1)(τ)Φ(σ2)(τ) 30

with G(0)(q),G(1)(q) given in (3), and the additional series G(2)(q) given in (9).

The three power series Φ(σj)(τ), j=0,1,2 can be resummed by Borel resummation. On the other hand, according to the resurgence theory, the value of the Borel resummation of an asymptotic power series depends crucially on the argument of the expansion variable. If the Borel transform of the power series has a singular point located at ι, the values of the Borel resummation of the power series whose expansion variable has an argument slightly greater and less than the angle θ=argι differ by an exponentially small quantity, called the Stokes discontinuity. Usually the difference is identical with the Borel resummation of another power series in the theory, a phenomenon called the Stokes automorphism.

In the case of the power series Φ(σj)(τ), j=0,1,2, the singularities of the Borel transforms of Φ(σj)(τ), j=1,2 were already studied in [GGMn21, GGMn23], and they are located at

Λ(σj)={ιj,i+2πik|i=1,2,ij,kZ}{2πik|kZ0},j=1,2, 31

as shown in the middle and the right panels of Fig. 1, while the singularities of the Borel transform of Φ(σ0)(τ) are located at (see also [Gar08a, Conj. 4])

Λ(σ0)={ι0,i+2πik|i=1,2,kZ}, 32

as shown in the left panel of Fig. 1, where

ιj,i=V(σj)-V(σi)2πi,i,j=0,1,2. 33

All the rays ρθ (Stokes rays) passing through the singularities in the union

Λ=j=0,1,2Λ(σj), 34

form a peacock pattern, cf. Fig. 2, and they divide the complex plane of Borel transform into infinitely many cones. The Borel resummation of the vector Φ(τ) is only well-defined within one of these cones.

Fig. 1.

Fig. 1

Singularities of the Borel transforms of φ(σj)(τ) for j=0,1,2 of the knot 41. Red lines are (some) Stokes rays

Fig. 2.

Fig. 2

Stokes rays and cones in the τ-plane for the 3-vector Φ(τ) of asymptotic series of the knot 41. Red lines are (some) Stokes rays

Recall that the Borel transform φ^(ζ) of a Gevrey-1 power series φ(τ)

φ(τ)=n=0anτn,an=O(Cnn!), 35

is defined by

φ^(ζ)=n=0ann!ζn. 36

If it analytically continues to an L1-analytic function along the ray ρθ:=eiθR+ where θ=argτ, we define the Borel resummation by the Laplace integral

sθ(φ)(τ)=0φ^(τζ)e-ζdζ=1τρθφ^(ζ)e-ζ/τdζ. 37

The Borel resummation of the trans-series Φ(τ)=eV2πiτφ(τ) is defined to be

sθ(Φ)(τ)=eV2πiτsθ(φ)(τ). 38

In the following we will also use the notation sR(Φ)(τ) when the argument of τ is in the cone R and it is a continuous function of τ.

Coming back to the vector of q-series G(q), we find that the asymptotic expansion of G(q) when q=e2πiτ and τ0 in a cone R can be expressed in terms of Φ(τ). Moreover, this asymptotic expansion can be lifted to an exact identity between q-series G(j)(q) and linear combinations of Borel resummation of Φ(σj)(τ) multiplied by power series in q~=e-2πiτ-1 (thought of as exponentially small corrections) with integer coefficients. This is the content of the following conjecture.

Conjecture 5

For every cone RC\Λ and every τR, we have

Δ(τ)G(q)=MR(q~)Δ(τ)sR(Φ)(τ), 39

where

Δ(τ)=diag(τ3/2,τ1/2,τ-1/2),Δ(τ)=diag(τ3/2,1,1), 40

and MR(q~) is a 3×3 matrix of q~ (resp., q~-1)-series if Imτ>0 (resp., Imτ<0) with integer coefficients that depend on R.

As in [GGMn21, GGMn23], we pick out in particular four of these cones, located slightly above and below the positive or the negative real axis, labeled in clockwise direction by IIIIIIIV as indicated in Fig. 2. We work out the exact matrices MR(q~) in these four cones.

Conjecture 6

Equation (39) holds in the cones R=I,II,III,IV where the matrices MR(q~) are given in terms of J-1(q~) as follows

MI(q~)=J-1(q~)10000-101-1,|q~|<1, 41a
MII(q~)=1000-10001J-1(q~)10001001-1,|q~|<1, 41b
MIII(q~)=1000-10001J-1(q~)1100-10021,|q~|>1, 41c
MIV(q~)=J-1(q~)10100-1012,|q~|>1. 41d

We now discuss the Stokes automorphism. To any singularity in the Borel plane located at ιi,j(k):=ιi,j+2πik, we can associate a local Stokes matrix

Sιi,j(k)(q~)=I+Si,j(k)q~kEi,j,Si,j(k)Z, 42

where Ei,j is the elementary matrix with (ij)-entry 1 (i,j=0,1,2) and all other entries zero, and Si,j(k) is the Stokes constant. Let us assume the locality condition that no two Borel singularities share the same argument, or if there are, their Stokes matrices commute. This is indeed the case in our example. Then for any ray of angle θ, the Borel resummations of Φ(τ) with τ whose argument is raised slight above (θ+) or lowered sightly below (θ-) θ are related by the following formula of Stokes automorphism

Δ(τ)sθ+(Φ)(τ)=Sθ(q~)Δ(τ)sθ-(Φ)(τ),Sθ(q~)=argι=θSι(q~). 43

Because of the locality condition, we don’t have to worry about the order of the product of local Stokes matrices.

More generally, consider two rays ρθ+ and ρθ- whose arguments satsify 0<θ+-θ-π, we define the global Stokes automorphism

Δ(τ)sθ+(Φ)(τ)=Sθ-θ+(q~)Δ(τ)sθ-(Φ)(τ), 44

where both sides are analytically continued smoothly to the same value of τ. The global Stokes matrix Sθ-θ+(q~) satisfies the factorisation property [GGMn21, GGMn23]

Sθ-θ+(q~)=θ-<θ<θ+Sθ(q~), 45

where the ordered product is taken over all the local Stokes matrices whose arguments are sandwiched between θ-,θ+ and they are ordered with rising arguments from right to left.

Given (39) with explicit values of MR(q~) for R=I,II,III,IV, in general we can calculate the global Stokes matrix via

SRR(q~)=MR(q~)-1·MR(q~). 46

Here in the subscript of the global Stokes matrix on the left hand side, R stands for any ray in the cone. For instance, we find that the global Stokes matrix from cone I anti-clockwise to cone II is

SIII(q~)=10001001-1J-1(q~)-11000-10001J-1(q~)10000-101-1,|q~|<1. 47

This Stokes matrix has the block upper triangular form

100. 48

Let us note that this form implies that Φ(σj)(τ) (j=1,2) form a closed subset under Stokes automorphisms (this was called in [GMn] a “minimal resurgent structure”). They are controled by the 2×2 submatrix of SIII(q~) in the bottom right and one can verity that it is indeed the Stokes matrix in [GGMn21]. In addition we can also extract Stokes constants S0,j(k) (j=1,2, k=1,2,) responsible for Stokes automorphisms into Φ(σ0)(τ) from Borel singularities in the upper half plane, and collect them in the generating series

S0,j+(q~)=k=1S0,j(k)q~k,j=1,2. 49

We find

S0,1+(q~)=S0,2+(q~)=-G0(2)(q~)-G1(2)(q~)+G0(0)(q~)+G1(0)(q~)G0(2)(q~)/G0(0)(q~)=-q~-2q~2-3q~3-7q~4-14q~5-34q~6+. 50

Similarly, we find that the global Stokes matrix from cone III anti-clockwise to cone IV is

SIIIIV(q~)=1000-11010·J-1(q~-1)-1·1000-10001·J-1(q~-1)·100010011,|q~|>1. 51

It also has the form as (48), and the 2×2 submatrix of SIIIIV(q~) in the bottom right is the Stokes matrix given in [GGMn21]. We also extract Stokes constants S0,j(k) (j=1,2, k=-1,-2,) responsible for Stokes automorphisms into Φ(σ0)(τ) from Borel singularities in the lower half plane, and collect them in the generating series

S0,j-(q~)=k=-1-S0,j(k)q~k,j=1,2. 52

We find

S0,2-(q~)=-S0,1-(q~)=S0,1+(q~-1). 53

We can also use (46) to compute the global Stokes matrix SIVI(q~) and we find

SIVI=101013001. 54

Note that this can be identified as S0 associated to the ray ρ0 and it can be factorised as

S0=Sι0,2Sι1,2,Sι0,2=101010001,Sι1,2=100013001. 55

Since the local Stokes matrices Sι0,2 and Sι1,2 commute, the locality condition is satisfied. We read off the Stoke discontinuity formulas

disc0Φ(0)(τ)=τ-3/2s(Φ(s2))(τ),disc0Φ(1)(τ)=3s(Φ(s2))(τ), 56

with

discθΦ(τ)=sθ+(Φ)(τ)-sθ-(Φ)(τ), 57

and the second identity has already appeared in [GH18, GGMn21].

Finally, in order to compute the global Stokes matrix SIIIII(q~), we need to take into account that the odd powers of τ1/2 on both sides of (39) give rise to additional -1 factors when one crosses the branch cut at the negative real axis, and (46) should be modified by

SIIIII(q~)=diag(1,-1,-1)MIII(q~)-1·MII(q~), 58

and we find

SIIIII=1100100-31. 59

Similarly this can be identified as Sπ associated to the ray ρπ and it can be factorised as

Sπ=Sι0,1Sι2,1,Sι0,1=110010001,Sι2,1=1000100-31. 60

Note that the local Stokes matrices Sι0,1 and Sι2,1 also commute. We read off the Stokes discontinuity formulas

discπΦ(0)(τ)=τ-3/2s(Φ(s1))(τ),discπΦ(2)(τ)=-3s(Φ(s1))(τ), 61

where the second identity has already appeared in [GGMn21].

The Andersen–Kashaev state-integral

In this section we briefly recall the properties of the state-integral of Andersen–Kashaev for the 41 knot [AK14, Sect. 11.4], defined by

Z41(τ)=R+i0Φb(v)2e-πiv2dv,(τ=b). 62

Here, Φb(z) is Faddeev’s quantum dilogarithm [Fad95], in the conventions of e.g. [AK14, Appendix A]. With this choice of contour, the integrand is exponentially decaying at ± hence the integral is absolutely convergent. State-integrals have several key features:

  • They are analytic functions in C.

  • Their restriction to C\R factorises bilinearly as finite sum of a product of a q-series and a q~-series, where q=e(τ) and q~=e(-1/τ); see [BDP14, Pas12, GK17].

  • Their evaluation at positive rational numbers also factorises bilinearly as a finite sum of a product of a periodic function of τ and a periodic function of -1/τ; see [GK15].

  • State-integrals are equal to linear combinations of the median Borel summation of asymptotic series.

  • State-integrals come with a descendant version which satisfies a linear q-difference equation.

Let us explain these properties for the state-integral (62). The integrand is a quasi-periodic meromorphic function with explicit poles and residues. Moving the contour of integration above, summing up the residue contributions, and using the fact that there are no contributions from infinity, one finds that [GK17, Cor.1.7]

Z(τ)=-iqq~124τ1/2G(1)(q)G(0)(q~)-τ-1/2G(0)(q)G(1)(q~),(τC\R). 63

When τ is a positive rational number, the quasi-periodicity of the integrand, together with a residue calculation leads to a formula for Z(τ) given in [GK15]. More generally, in [GGMn21] we considered the descendant integral

Zλ,μ(τ)=DΦb(v)2e-πiv2+2π(λb-μb-1)vdv, 64

where λ,μZ and the contour D is asymptotic at infinity to the horizontal line Im(v)=v0 where v0>|Re(λb-μb-1)| but is deformed near the origin so that all the poles of the quantum dilogarithm located at

cb+ibm+ib-1n,m,nZ0, 65

are above the contour. These integrals factorise as follows:

Zλ,μ(τ)=(-1)λ-μ+1iqλ2q~μ2qq~124τ1/2Gλ(1)(q)Gμ(0)(q~)-τ-1/2Gλ(0)(q)Gμ(1)(q~). 66

The above factorisation can be expressed neatly in matrix form. Indeed, let us define

WS,λ,μred(τ)=Jλred(q~)-1diag(τ3/2,τ1/2,τ-1/2)Jμred(q). 67

Using the q-difference equation (13), it is easy to see that WS,λ+1,μred(τ)=A-1(-1/τ)WS,λ,μred(τ) and WS,λ,μ+1red(τ)=WS,λ,μred(τ)A(τ) hence the domain of WS,λ,μred is independent of the integers λ and μ. Equation (66) implies that WS,λ,μred(τ) are given by the matrix (Zλ+i,μ+j(τ)) (for i,j=0,1), up to left-multiplication by a matrix of automorphy factors.

Finally we discuss the relation between the Borel summation of the two asymptotic series Φ(σj)(h) for j=1,2 and the descendant state-integrals. Since the Borel transform of those series may have singularities at the positive real axis, we denote by smed their median resummation given by the average of the two Laplace transforms to the left and to the right of the positive real axis. Then, we have

smed(Φ(σ1))(τ)=i(q~/q)1/24-12Z0,0(τ)-q~1/2Z0,-1(τ),smed(Φ(σ2))(τ)=i(q~/q)1/24Z0,0(τ). 68

A new state-integral

In the previous section, we saw how the matrix Wred(τ) of products of q-series and q~-series (6) coincides with a matrix of state-integrals. Having found the q-series (9) which complement the series (6), it is natural to search for a new state-integral which factorises in terms of all three q-series Gm(j)(q) for j=0,1,2 and their q~-versions. Upon looking carefully, the series Gm(j)(q) for j=0,1 were produced from the Andersen–Kashaev state-integral because its integrand had a double pole, hence the contributions came from expanding (10) up to O(ε2). If we expanded up to O(ε3), we would capture the new series G(2)(q). Hence the problem is to find a state-integral of the 41 whose integrand has poles of order 3. After doing so, one needs to understand how this story, which seems a bit ad hoc and coincidental to the 41 knot, can generalise to all knots. It turns out that such a state-integral existed in the literature for many years, and in fact was devised by Kashaev [Kas97] as a method to convert the state-sums of the Kashaev invariants into state-integrals, using as a building block the Faddeev quantum dilogarithm function at rational numbers, multiplied by 1/sinhx. Incidentally, similar integrals have appeared in [KMn16] and more recently in the work of two of the authors on the topological string on local P2; see [GMn, Eq. 3.141]. The integrand of such state-integrals are meromorphic functions with the usual pole structure coming from the Faddeev quantum dilogarithm function, together with the extra poles coming from 1/sinhx. The residues of the former give rise to products of q-series times q~-series, but the presence of of 1/sinhx has two effects. On the one hand, it produces, in an asymmetric fashion, poles of the integrand of one order higher, contributing to sums of q-series or q~-series. On the other hand, the produced q and q~-series look like multidimensional Appell-Lerch sums. An original motivation for converting state-sum formulas for the Kashaev invariants into state-integral formulas was to use such an integral expression for a proof of the Volume Conjecture.

There are two examples that convert state-sums into state-integrals, one given by Kashaev in [Kas97] for the 41 knot and further studied by Andersen–Hansen [AH06], and one in Kashaev–Yokota [KY] for the 52 knot. In the case of the 41 knot, the integral considered in [Kas97, AH06] is

41N=-i2b3ANtanhπybΦb-y+i2bΦby-i2bdy. 69

For generic b2C so that Reb>0, the integrand has the following poles and zeros, all in the imaginary axis:

simple poles:ib12+m|m=0,1,2,,double poles:-ib12+m-ib-1(1+n)|m,n=0,1,2,,triple poles:-ib12+m|m=0,1,2,,double zeros:ib12+m+ib-1(1+n)|m,n=0,1,2,. 70

In the special case where b2=N-1 where NZ>0, which is the case where (69) is well-defined, the poles and zeros in the upper half plane conspire so that there are only finite many simple poles located at

ym=ibm+12,m=0,,N-1, 71

and we can define the contour AN encircling these points as in Fig. 3(left). An application of the residue theorem gives that this integral calculates the Kashaev invariant of the 41 knot,

41N=m=0N-1(-1)mξ-m(m+1)/2=1m(1-ξ)2,ξ=e2πiN. 72

Now, we can define a new analytic function by changing the contour of integration from AN to the horizontal contour C slightly below the horizontal line Im(y)=Re(b-1)/2,

Z(τ)=-i2b3CtanhπybΦb-y+i2bΦby-i2bdy. 73

This is now defined for τ=b2C. Although both (69) and (73) share the same integrand, it has significant contributions from infinity in the upper half plane, so that we cannot deform the contour AN smoothly to the contour C, and (69) and (73) are really different. On the other hand, the integrand does have vanishing contributions from infinity in the lower half plane. Consequently we can smoothly deform the new controur C downwards, and collect the residues of the integrand on the lower half-plane, as shown in Fig. 3(right). This integral, in contrast to the Andersen–Kashaev state-integral, contains information about the trivial connection. In particular, we conjecture that, in the region of the complex τ-plane slightly above the positive real axis, the all-orders asymptotic of Z(τ) at τ=0 is given by

Z(τ)Φ(σ0)(τ). 74

Moreover, this can be upgraded to an exact asymptotic formula by using Borel resummation in the same region, and one has

Z(τ)=s(Φ(σ0))(τ)-i2τ-3/2s(Φ(σ2))(τ). 75

It turns out that the change of contour in Fig. 3 implements the inversion of the Habiro series recently studied in [Par]: the integral over the contour AN leads to the Habiro series, while the integral over C gives the “inverted” Habiro series, see also Sect. 3.4. This inversion between q-series and elements of the Habiro ring was observed 10 years ago by the first author in his joint work with Zagier [GZ23], under the informal name “upside-down cake”.

Fig. 3.

Fig. 3

The contour AN appears in the integral formula (69) for the Kashaev invariant of the 41 knot, and it encircles the N poles (71). By doing the integral along the contour C and picking the poles in the lower half plane, one obtains a new state-integral with information about the trivial connection

A 3×3 matrix of state-integrals

Having found a new state-integral whose asymptotics sees the asymptotic series Φ(σ0)(τ), we now consider its descendants, and their factorisations to complete the story. The new state-integrals Zλ,μ(τ) are defined as follows:

Zλ,μ(τ)=-i2b3CtanhπybΦb-y+i2bΦby-i2be-2π(λb-μb-1)ydy, 76

where b is related to τ by τ=b2 and λ,μZ. The integration contour C is chosen so that, at infinity, it is asymptotic to the line Im(y)=y2, where y2 satisfies

y2<12Reb-1-|Re(λb-μb-1)|. 77

This guarantees convergence of the integral. We choose C so that all poles of the integrand in the lower half plane are below C. Note that Z0,0(τ)=Z(τ) is the integral introduced in (73), so that the state-integrals with general λ,μ are descendants of Z(τ).

Theorem 7

The descendant state-integral (76) can be expressed in terms of the series (6), (11) as follows:

Zλ,μ(τ)=qλ/2(-1)μGλ(2)(q)+τ-1Gλ(1)(q)Lμ(0)(q~)-τ-2Gλ(0)(q)Lμ(1)(q~)+12qλ/2(-1)μτ-1Gλ(1)(q)Gμ(0)(q~)-τ-2Gλ(0)(q)Gμ(1)(q~) 78

Proof

This follows by applying the residue theorem to the state-integral (76), along the lines of the proof of Theorem 1.1 in [GK17]. One closes the contour to encircle the poles in the lower half-plane, located at

ym,n=-ib2-imb-inb-1,m,n0. 79

The poles of the integrand come the poles and the zeros of the quantum dilogarithm as well as from the tanh function. When n=0 they are triple (a double pole comes from the quantum dilogarithm and a simple pole from tanh), while those with n>0 are double, coming only from the quantum dilogarithm. The triple poles lead to the series Gλ(2)(q). In order to obtain the final result, one also has to use the properties of E2(q) under modular transformations, i.e.

E2(q~)=τ2E2(q)+122πiτ. 80

Remark 8

The state-integral (76) can be evaluated for arbitrary rational values of τ by using the techniques of [GK15]. One finds for example, for b2=1,

Z(1)=-2sinh2V4π, 81

where V is the hyperbolic volume of 41.

Remark 9

Equation (75) can be written as

Z(τ)=smed(Φ(σ0))(τ),τ>0. 82

We now discuss an important analytic extension of the matrix Jμ(q) defined for |q|1. We define

WS,λ,μ(τ)=Jλ(q~)-1diag(τ3/2,τ1/2,τ-1/2)Jμ(q)(τC\R). 83

As in Sect. 2.5, we find that the domain of WS,λ,μ is independent of the integers λ and μ.

Theorem 10

WS,λ,μ(τ) extends to a holomorphic function on C and equals to the matrix (Zλ+i,μ+j(τ)) (for i,j=0,1,2), up to left-multiplication by a matrix of automorphy factors.

Proof

For the bottom block of four entries, this result is already known from [GGMn21, GGMn23], and it follows from (66) as was discussed in Sect. 2.5. The top two non-trivial entries (σ0,σj) of WS,λ,μ(τ) for j=1,2 are given by

τ3/2Gμ-1+j(2)(q)+τ-1Gμ-1+j(1)(q)Lλ(0)(q~)-τ-2Gμ-1+j(0)(q)Lλ(1)(q~). 84

In view of Theorem 7 and (66) they can be written as a sum of state-integrals Zλ,μ(τ) and Zλ,μ+1(τ), multiplied by holomorphic factors. This proves the theorem.

The x-Variable

In this section we discuss an extension of the results of Sect. 2 adding an x-variable. In the context of the nth colored Jones polynomial, x=qn corresponds to an eigenvalue of the meridian in the asymptotic expansion of the Chern–Simons path integral around an abelian representation of a knot complement. In the context of the state-integral of Andersen-Kashaev [AK14], the x-variable is the monodromy of a peripheral curve. The corresponding state-integral factorises bilinearly into holomorphic blocks, which are functions of (xq) and (x~,q~) [BDP14]. In the context of quantum modular forms, x plays the role of a Jacobi variable.

The corresponding perturbative series are now x-deformed (see [GGMn23, Sect. 5.1]), but there are some tricky aspects of this deformation that we now discuss. The critical points of the action, after exponentiation, lie in a plane curve S in (C)2 (the so-called spectral curve) defined over the rational numbers, where (C)2 is equipped with coordinate functions x and y. The field Q(S) of rational functions of S (assuming S is irreducible, or working with one component of S at a time) can be identified with Q(x)[y]/(p(x,y)) where p(x,y)=0 is the defining polynomial of S. The coefficients of the perturbative series are elements of (Q(S))-1/2Q(S) and the perturbative series are labeled by the branches of the projection SC corresponding to (x,y)y (with discriminant δ, a rational function on S). Each such branch σ defines locally an algebraic function y=yσ=yσ(x)Q¯(x) satisfying the equation p(x,yσ(x))=0, which gives rise to an embedding of the field of Q(S) to the field Q¯(x) of algebraic functions obtained by replacing y by yσ(x). For each such branch σ, the perturbative series has the form

Φ(σ)(x,τ)=eVσ(x)2πiτφ(σ)(x,τ) 85

where φ(σ)(x,τ)1iδσ(x)Q¯(x)[[2πiτ]]. The volume Vσ(x) is also a function of x given explicitly as a sum of dilogarithms and products of logarithms.

In the above discussion it is important to keep in mind that the asymptotic series (85) are labeled by branches of the finite ramified covering SC. Going around a loop in x-space that avoids the finitely many ramified points will change the labeling of the y=y(x) branches, and correspondingly of the asymptotic series. In the present paper (as well as in [GGMn23]), we define the asymptotic series in a neighborhood of x1 of the geometric representation, and we do not discuss the x-monodromy question.

In the case of the 41 knot, the asymptotic series associated to the geometric, and the conjugate flat connections are given by

φ(σ1)(x;h2πi)=1δ(x)1-i(x-3-x-2-2x-1+15-2x-x2+x3)24δ(x)3h+φ(σ2)(x;h2πi)=iδ(x)1+i(x-3-x-2-2x-1+15-2x-x2+x3)24δ(x)3h+ 86

with h=2πiτ and

δ(x)=-x-2+2x-1+1+2x-x2. 87

The corresponding perturbative series are defined by

Φ(σ1)(x;τ)=eA(x)2πiτφ(σ1)(x;τ),Φ(σ2)(x;τ)=e-A(x)2πiτφ(σ2)(x;τ), 88

where

A(x)=12log(t)2+2log(t)log(x)+log(x)2+Li2(-tx)+Li2(-t)+π26+πilog(x), 89

with t(x)=-1-x-1+x-iδ(x)2 being a solution to the equation (t+x-1)+(t+x-1)-1=x+x-1-1. Note that when x=1, δ(1)=3, t(1)=-1+i32 and Φ(σj)(1;τ)=Φ(σj)(τ), the latter defined in Sect. 2.3.

The Φ(σ0)(x,τ) series

We begin by discussing the perturbative series φ(σ0)(x,τ) which is a formal power series in 2πiτ whose coefficients are rational functions of x with rational coefficients. The series is defined by the right hand side of Equation (25) after setting h=2πiτ. One way to compute the -th coefficient of that series is by computing the colored Jones polynomial, expanding in n and h as in (23) and then resumming as in (26), taking into account the fact that the latter sum is a rational function. An alternative way is by using Habiro’s expansion of the colored Jones polynomials [Hab02b] (see also [Hab08])

JK(x,q)=k=0ck(x,q)HkK(q),ck(x,q)=x-k(qx;q)k(q-1x;q-1)k 90

where HkK(q)Z[q±] are the Habiro polynomials of the knot K and JK(qn,q) is the nth colored Jones polynomial. The latter can be efficiently computed using a recursion (which always exists [GL05]) together with initial conditions. This is analogous to applying the WKB method to a corresponding linear q-difference equation [DGLZ09, Gar08b]. We comment that the colored Jones polynomials of a knot K have a descendant version defined by [GK23]

DJK,(m)(x,q)=k=0ck(x,q)HkK(q)qkm,(mZ). 91

Correspondingly, the Kashaev invariant has a descendant version DJK,(m)(1,q) (an element of the Habiro ring) and the asymptotic series Φ(σ0)(x,τ) have a descendant version Φm(σ0)(x,τ) defined for all integers m in [GK23], which we will not use in the present paper.

Going back to the case of the 41 knot, we have

φ(σ0)(x;h2πi)=-1x-1-3+x-x-1-1+x(x-1-3+x)4h2-x-4+14x-3+64x-2-156x-1+201-156x+64x2+14x3+x412(x-1-3+x)7h4+ 92

and the corresponding perturbative series is given by Φ(σ0)(x;τ)=φ(σ0)(x;τ).

A 3×3 matrix of (xq)-series

We now extend the results of Sect. 2.2 by including the Jacobi variable x which, on the representation side, determines the monodromy of the meridian of an SL2(C) representation σ.

Our first task is to define the 3×3 matrix Jm(x,q). For |q|1, we define

Cm(x,q)=k=0(-1)kqk(k+1)/2+km(x-1;q)k+1(x;q)k+1Am(x,q)=k=0(-1)kqk(k+1)/2+kmxk+m(q;q)k(x2q;q)kBm(x,q)=Am(x-1,q). 93

Our series Cm(x,q) contain as a special case the series F41(x,q) in [GM21, Par20, Par]

F41(x,q)=(x1/2-x-1/2)C0(x,q). 94

We assemble these (xq)-series into a matrix

Jm(x,q)=1Cm(x,q)Cm+1(x,q)0Am(x,q)Am+1(x,q)0Bm(x,q)Bm+1(x,q) 95

whose bottom-right 2×2 matrix is Jmred(x,q). The properties of Jm(x,q) are summarised in the next theorem.

Theorem 11

The matrix Jm(x,q) is a fundamental solution to the linear q-difference equation

Jm+1(x,q)=Jm(x,q)A(x,qm,q),A(x,qm,q)=10100-101x-1+x-qm+1 96

has det(Jm(x,q))=x-1-x and satisfies the analytic extension

Jm(x,q-1)=100001010J-m-1(x,q)100001010. 97

Proof

The proof is analogous to the proof of Theorem 3. Equation (96) follows quickly using the q-hypergeometric expressions and noting that Cm(x,q) has a boundary term so satisfies an inhomogenous version. The block form again reduces the calculation of the determinant of Jm(x,q) to a calculation of the determinant of Jmred(x,q) given in [GGMn23]. Equation (97) follows from the symmetry of the q-hypergeometric functions

Cm(x,q-1)=C-m(x,q)Am(x,q-1)=B-m(x,q)Bm(x,q-1)=A-m(x,q). 98

The Appell-Lerch like sums again appear in the inverse of Jm(x,q). The proof is again completely analogous to the proof of Theorem 4.

Theorem 12

We have

Jm(x,q)-1=1x-1-xx-1-x-LBm(x,q)LAm(x,q)0Bm+1(x,q)-Am+1(x,q)0-Bm(x,q)Am(x,q) 99

for the q-series LAm(x,q),LBm(x,q) defined by

LAm(x,q)=Am+1(x,q)Cm(x,q)-Am(x,q)Cm+1(x,q)LBm(x,q)=Bm+1(x,q)Cm(x,q)-Bm(x,q)Cm+1(x,q) 100

The q-series LAm(x,q),LBm(x,q) are expressed in terms of Appell-Lerch type sums:

LAm(x,q)=k=0(-1)kqk(k+1)/2+km+kxk+m+1(q;q)k(x2q;q)k(1-xqk)LBm(x,q)=LAm(x-1,q). 101

Proof

Given the block form of Jm(x,q) and the determinant calculated previously in Theorem 11, Equation (100) follows from taking the matrix inverse. Observe that again A(x;qm,q) has first column (1,0,0)t and first row (1, 0, 1). It follows that its inverse matrix has first column (1,0,0)t and first row (1, 1, 0). This, together with (96), implies that

Jm+1(x,q)-1=A(x,qm,q)-1Jm(x,q)-1=1100x+x-1-qm+110-10Jm(x,q)-1 102

which implies that LAm(x,q),LBm(x,q) satisfy the first order inhomogeneous linear q-difference equation

LAm-1(x,q)-LAm(x,q)=Am(x,q),LBm-1(x,q)-LBm(x,q)=Bm(x,q). 103

Let LAm(x,q) denote the right-hand side of the first Equation (101). Then we have

LAm-1(x,q)-LAm(x,q)=k=0(-1)kqk(k+1)/2+kmxk+m(1-xqk)(q;q)k(x2q;q)k(1-xqk)=Am(x,q).

Therefore LAm(x,q)-LAm(x,q) is independent of m. Moreover, limmLAm(x,q)-LAm(0)(x,q)=0 for |q|,|x|<1 or limm-LAm(x,q)-LAm(0)(x,q)=0 for |q|,|x|>1. Equations (101) follows from analytic continuation.

Now if we take the inverse of Jm(x,q)-1 we can get similar identities for Cm(x,q).

Corollary 13

Cm(x,q)=1x-1-xAm(x,q)LBm(x,q)-Bm(x,q)LAm(x,q) 104
Cm+1(x,q)=1x-1-xAm+1(x,q)LBm(x,q)-Bm+1(x,q)LAm(x,q). 105

Borel resummation and Stokes constants

In this section we extend the discussion in Sect. 2.4 to include x-deformation. We analyse the asymptotic expansion as q=e2πiτ and τ0 of the (xq)-series presented in Sect. 3.2 and relate them to the (x,τ)-asymptotic series given in Sect. 3.1. For this purpose, it is more convenient to introduce the decorated (xq)-series

Cm(x,q)=Cm(x,q),Am(x,q)=(qx2;q)θ(-q1/2x,q)Am(x,q),Bm(x,q)=x(qx-2;q)θ(-q1/2x-1,q)Bm(x,q), 106

where

θ(x,q)=(-q1/2x;q)(-q1/2x-1;q). 107

They satisfy the recursion relation in m

Fm+1(x,q)+(qm-x-x-1)Fm(x,q)+Fm-1(x,q)=δC, 108

where F=A,B,C and δC means the inhomogeneous term is only present for F=C. In addition, Am(x,q),Bm(x,q) as well as Cm(x,q)=(1-x)Cm(x,q) also satisfy the q-difference equations with respect to x

qmx2(1-q-1x2)Fm(qx,q)+qmx2(1-qx2)Fm(q-1x,q)-(1-x)(1+x)(1+x4-qm(x+x3)-(q-1+q)x2)Fm(x,q)=δCx(1+x)(1-qx2)(1-q-1x2), 109

where F=A,B,C and δC means the inhomogeneous term is only present for F=C. Note that when m=0, (109) reduces to the inhomogeneous A^-polynomial in [GGMn23]. The associated decorated matrix J(x,q) is given by

Jm(x,q)=1Cm(x,q)Cm+1(x,q)0Am(x,q)Am+1(x,q)0Bm(x,q)Bm+1(x,q)=1000(qx2;q)θ(-q1/2x;q)2000x(qx-2;q)θ(-q1/2x-1;q)2Jm(x,q) 110

and it has

detJ(x,q):=detJm(x,q)=θ(-q-1/2x2,q)θ(-q1/2x;q)-2θ(-q1/2x-1,q)-2. 111

We will focus on the vector B(x,q) of (xq)-series

B(x,q)=C0(x,q)A0(x,q)B0(x,q), 112

which is defined for |q|1 and satisfies by

B(x,q-1)=10000xdetJ(x,q)-10-xdetJ(x,q)-10B(x,q). 113

We will write

q=e2πiτ,x=eu 114

and we will show that the asymptotic expansion of B(x,q) in the limit τ0 is related to the vector Φ(x,τ) of (x,τ) asymptotic series

Φ(x,τ)=Φ(σ0)(x,τ)Φ(σ1)(x,τ)Φ(σ2)(x,τ) 115

with corrections given by B(x~,q~) where

q~=e-2πi/τ,x~=eu/τ. 116

The asymptotic series Φ(x,τ) can be resummed by Borel resummation. As we have explained in Sect. 2.4 the value of the Borel resummation depends on the singularities of the Borel transform of Φ(x,τ). The positions of these singular points, denoted collectively as Λ(x), are smooth functions of x, and in the limit x=1 they are equal to Λ defined in (34). When x is near 1, which is the regime we will be interested in, each singular point ιi,j(k) in Λ splits to a finite set of points located at ιi,j(k,):=ιi,j(k)+log(x), where takes value in a finite subset of Z that depends on ijk. These singular points are aligned on a line and are apart from each other by a distance log(x). We illustrate this schematically in Fig. 4. The complex plane of τ is divided to infinitely many cones by rays passing through these singular points, and the Borel resummation of Φ(x,τ), denoted by sR(Φ)(x,τ), is only well-defined within a cone R.

Fig. 4.

Fig. 4

Singularities of the Borel transforms of φ(σj)(x,τ) for j=0,1,2 of the knot 41. Here we take small and real x. Red lines are some Stokes rays

We conjecture that the asymptotic expansion in the limit q1 of the vector of (xq)-series B(x,q) can be expressed in terms of sR(Φ)(x,τ). Furthermore, in each cone, the asymptotic expansion can be upgraded to exact identities between B(x,q) and linear transformation of Borel resummation of Φ(x,τ) up to exponentially small corrections characterised by q~ and x~=exp(logxτ).

Conjecture 14

For every x1, every cone RC\Λ(x) and every τR we have

Δ(x,τ)B(x,q)=MR(x~,q~)Δ(x,τ)sR(Φ)(x,τ), 117

where

Δ(x,τ)=diag(τ1/2x1/2-x-1/2x~1/2-x~-1/2,(x~/x)1/2e3πi4-πi4(τ+τ-1),(x~/x)1/2e3πi4-πi4(τ+τ-1)),Δ(x,τ)=diag(τ1/2x1/2-x-1/2x~1/2-x~-1/2,1,1), 118

and MR(x~,q~) is a 3×3 matrix of q~ (resp., q~-1)-series if Imτ>0 (resp., Imτ<0) with coefficients in Z[x~±1] that depend on R.

To illustrate examples of MR(x~,q~), we pick four of these cones, located slightly above and below the positive or negative real axis, labeled in counterclockwise direction by IIIIIIIV, cf. Fig. 5.

Fig. 5.

Fig. 5

Stokes rays and cones in the τ-plane for the 3-vector Φ(x,τ) of asymptotic series of the knot 41. Here we take small and real x

Conjecture 15

Equation (117) holds in the cones R=I,II,III,IV where the matrices MR(x~,q~) are given in terms of J-1(x~,q~) as follows

MI(x~,q~)=J-1(x~,q~)10000-101-1,|q~|<1, 119a
MII(x~,q~)=100001010J-1(x~,q~)10001001-1,|q~|<1, 119b
MIII(x~,q~)=10000-10-10J-1(x~,q~)1x~-100-100x~+x~-11,|q~|>1, 119c
MIV(x~,q~)=J-1(x~,q~)10x~-100-101x~+x~-1,|q~|>1. 119d

Remark 16

It is sometimes stated in the literature that the Gukov–Manolescu series is obtained by “resumming” the perturbative series Φ(σ0)(x,τ) associated to the trivial connection, although it is not always clear what “resumming” means in that context. The above conjecture shows that, generically, C0(x,q) involves the Borel resummation of all perturbative series Φ(σj)(x,τ), j=0,1,2, as well as non-perturbative corrections in q~,x~.

We now discuss the Stokes automorphism of the Borel resummation sR(Φ)(x,τ). The discussion is similar to the one in Sect. 2.4. To any singular point of the Borel transform of Φ(x,τ) locatd at ιi,j(k,), we can associate a local Stokes matrix

Sιi,j(k,)=I+Si,j(k,)q~kx~Ei,j,Si,j(k,)Z, 120

where Ei,j is the elementary matrix with (ij)-entry 1 (i,j=0,1,2) and all other entries zero, and Si,j(k,) is the Stokes constant. Let us again assume the locality condition. Then for any ray of angle θ, the Borel resummations of Φ(x,τ) with τ whose argument is raised slightly above θ (θ+) or sightly below (θ-) are related by the following formula of Stokes automorphism

Δ(x,τ)sθ+(Φ)(x,τ)=Sθ(x~,q~)Δ(x,τ)sθ-(Φ)(x,τ),Sθ(x~,q~)=argι=θSι(x~,q~). 121

Because of the locality condition, we don’t have to worry about the order of product of local Stokes matrices.

In addition, given two rays ρθ+ and ρθ- whose arguments satisfy 0<θ+-θ-π, we define the global Stokes matrix Sθ-θ+(x~,q~) by

Δ(x,τ)sθ+(Φ)(x,τ)=Sθ-θ+(x~,q~)Δ(x,τ)sθ-(Φ)(x,τ), 122

where both sides are analytically continued smoothly to the same value of τ. The global Stokes matrix Sθ-θ+(x~,q~) satisfies the factorisation property [GGMn21, GGMn23]

Sθ-θ+(x~,q~)=θ-<θ<θ+Sθ(x~,q~), 123

where the ordered product is taken over all the local Stokes matrices whose arguments are sandwiched between θ-,θ+ and they are ordered with rising arguments from right to left.

Given (117) with explicit values of MR(x~,q~) for R=I,II,III,IV, in general we can calculate the global Stokes matrix via

SRR(x~,q~)=MR(x~,q~)-1·MR(x~,q~). 124

For instance, we find the global Stokes matrix from cone I anti-clockwise to cone II is

SIII(x~,q~)=10001001-1J-1(x~,q~)-1100001010J-1(x~,q~)10000-101-1,|q~|<1. 125

This Stokes matrix has the block upper triangular form

100. 126

One can verify that the 2×2 submatrix of SIII(x~,q~) in the bottom right is the Stokes matrix in [GGMn21]. In addition we can also extract Stokes constants S0,j(k,) (j=1,2,k=1,2,) responsible for Stokes automorphisms into Φ(σ0)(x,τ) from Borel singularities in the upper half plane, and collect them in the generating series

S0,j+(x~,q~)=k=1S0,j(k,)x~q~k,j=1,2. 127

We find

S0,1+(x~,q~)=S0,2+(x~,q~)=x~-1-C-1(x~,q~)+C0(x~,q~)A-1(x~,q~)+B-1(x~,q~)A0(x~,q~)+B0(x~,q~)=-q~-(x~+x~-1)q~2-(x~2+1+x~-2)q~3+. 128

Similarly, we find the global Stokes matrix from cone III anti-clockwise to cone IV is

SIIIIV(x~,q~)=1000-11010·J-1(x~,q~-1)-1·100001010·J-1(x~,q~-1)·100010011,|q~|>1. 129

It also has the form as (126). This, together with the same phenomenon in the upper half plane, implies that Φ(sj)(x,τ) (j=1,2) form a minimal resurgent structure. The 2×2 submatrix of SIIIIV(x~,q~) in the bottom right is identical to the Stokes matrix given in [GGMn21]. We also extract Stokes constants S0,j(k,) (j=1,2, k=-1,-2,) responsible for Stokes automorphisms into Φ(σ0)(x,τ) from Borel singularities in the lower half plane, and collect them in the generating series

S0,j-(x~,q~)=k=-1-S0,j(k,)x~q~k,j=1,2. 130

And we find

S0,2-(x~,q~)=-S0,1-(x~,q~)=S0,1+(x~,q~-1). 131

We can also use (124) to compute the global Stokes matrix SIVI(q~) and we find

SIVI=10101x~+1+x~-1001. 132

Note that this can be identified as S0, associated to the ray ρ0, and it can be factorised as

S0=Sι0,2Sι1,2,Sι0,2=101010001,Sι1,2=10001x~+1+x~-1001. 133

Since the local Stokes matrices Sι0,2 and Sι1,2 commute, the locality condition is satisfied. We read off the Stoke discontinuity formulas

disc0Φ(0)(x,τ)=x~1/2-x~-1/2x1/2-x-1/2τ-1/2s(Φ(s2))(x,τ),disc0Φ(1)(x,τ)=(x~+1+x~-1)s(Φ(s2))(x,τ). 134

They reduce properly to (56) in the x1 limit, and the second identity has already appeared in [GGMn21].

Finally, in order to compute the global Stokes matrix SIIIII(q~), we need to take into account that the odd powers of τ1/2 on both sides of (117) give rise to additional -1 factors when one crosses the branch cut at the negative real axis, and (124) should be modified by

SIIIII(q~)=diag(-1,1,1)MIII(q~)-1diag(-1,1,1)MII(q~), 135

and we find

SIIIII=1100100-x~-1-x~-11. 136

Similarly this can be identified as Sπ associated to the ray ρπ and it can be factorised as

Sπ=Sι0,1Sι2,1,Sι0,1=110010001,Sι2,1=1000100-x~-1-x~-11. 137

Note that the local Stokes matrices Sι0,1 and Sι2,1 also commute. We read off the Stokes discontinuity formulas

discπΦ(0)(x,τ)=x~1/2-x~-1/2x1/2-x-1/2τ-1/2s(Φ(s1))(x,τ), 138
discπΦ(2)(x,τ)=-(x~+1+x~-1)s(Φ(s1))(x,τ). 139

They reduce properly to (61) in the x1 limit, and the second identity has already appeared in [GGMn21].

(u,τ) state-integrals

In parallel to the discussion in Sects. 2.6 and 2.7, we now introduce a new state-integral which depends on τ, but also on a variable u. Let us consider the state-integral

ZB(u,τ)=-i2bsinh(πb-1u)sinh(πbu)Btanh(πb-1v)Φb(-v+i2b-1+u)Φb(v-i2b-1+u)e2πiu(v-i2b-1)dv, 140

where the contour of integral B is not specified yet. The integrand reduces to that of (69) in the limit u0. For generic b2C so that Reb>0, the integrand has the following poles and zeros

Poles:±ib12+m,±u-ib12+m-ib-1n|m,n=0,1,2,Zeros:±u+ib12+m+ib-1(1+n)|m,n=0,1,2,. 141

We can choose for the integral the contour AN in the upper half plane that wraps the following poles, as in the left panel of Fig. 3,

vm=ib12+m,m=0,1,2,,N-1. 142

By summing over the residues of these poles, the integral evaluates as follows

ZAN(ub,τ)=n=0N-1(-1)nq-n(n+1)/2(qx;q)n(qx-1;q)n,x=eu,q=e2πiτ, 143

where we defined ub=u/(2πb), as in [GGMn23, Eq. (2)]. When x=qN this is none other than the colored Jones polynomial of the knot 41

ZAN(iNb,b2)=JN1(q)=n=0N-1(-1)nq-n(n+1)/2(q1+N;q)n(q1-N;q)n. 144

Alternatively, we can choose for the integral the contour C as in the right panel of Fig. 3, which is asymptotic to a horizontal line slightly below Im(v)=Re(b-1), but deformed near the origin in such a way that all the poles

vm,n±=±u-ib12+m-ib-1n,m,n=0,1,2, 145

are below the contour C. Let Z(u,τ):=ZC(u,τ) denote the corresponding state-integral. Similar to the discussion in Sect. 2.6, as the integrand has non-trivial contributions from infinity in the upper half plane, the two integrals ZAN(u,τ) and Z(u,τ) are different. On the other hand, since the integrand does have vanishing contributions from infinity in the lower half plane, we can smoothly deform the contour C downwards so that Z(u,τ) can be evaluated by summing over residues at the poles vm,n±, and we find

Z(u,τ)=C0(x,q)+e3πi4-πi4(τ+τ-1)τ1/2x~-1-11-xA0(x,q)LA0(x~,q~-1)+12A0(x~,q~-1)+e3πi4-πi4(τ+τ-1)τ1/2x~-1-11-xB0(x,q)LB0(x~,q~-1)+12B0(x~,q~-1), 146

where LAμ(x,q),LBμ(x,q) are defined as in (100) with Roman letters ABC replaced by caligraphic letters A,B,C. As mentioned above, the change of integration contour implements the Habiro inversion of [Par]: the integration over AN gives the Habiro series (144), while the integration over C involves C0(x,q), which was interpreted in [Par] as an inverted Habiro series. This contribution comes from the poles -vm in the lower half-plane.

The integral Z(u,τ) can also be identified with the Borel resummation of the perturbative series Φ(σj)(x;τ) for j=0,1,2. By inverting the matrix MR(x~,q~) in (117), we can also express the Borel resummation sR(Φ)(x,τ) in any cone R in terms of combinations of (xq)- and (x~,q~)-series, and they can be then compared with the right hand side of (146). For instance, in the cones I and IV respectively, we find

Z(u,τ)=sI(Φ(σ0))(x;τ)-x~1/2-x~-1/22(x1/2-x-1/2)τ-1/2sI(Φ(σ2))(x;τ), 147a
=sIV(Φ(σ0))(x;τ)+x~1/2-x~-1/22(x1/2-x-1/2)τ-1/2sIV(Φ(σ2))(x;τ). 147b

This also implies that for positive real τ,

Z(u,τ)=smed(Φ(σ0))(x;τ). 148

Finally, we can introduce the descendants of the integral Z(u,τ) as follows

Zλ,μ(u,τ)=-i2bsinh(πb-1u)sinh(πbu)Ctanh(πb-1v)Φb(-v+i2b-1+u)Φb(v-i2b-1+u)e2πiu(v-i2b-1)-2π(λb-μb-1)vdv. 149

The integrand has the same poles and zeros as in (141). To ensure convergence, the contour C needs slight modification: it is asymptotic to a horizontal line slightly below Im(v)=12Re(b-1)-|Re(λb-μb-1)|, and it is deformed near the origin in such a way that all the poles (145) are below the contour C. Similarly, by smoothly deforming the contour downwards we can evaluate this integral by summing up residues of all the poles in the lower half plane, and we find

Zλ,μ(u,τ)=(-1)μqλ/2Cλ(x,q)+e3πi4-πi4(τ+τ-1)τ1/2x~-1-11-xAλ(x,q)LA-μ(x~,q~-1)+12A-μ(x~,q~-1)+e3πi4-πi4(τ+τ-1)τ1/2x~-1-11-xBλ(x,q)LB-μ(x~,q~-1)+12B-μ(x~,q~-1). 150

An analytic extension of the colored Jones polynomial

In this section we discuss a Borel resummation formula for the colored Jones polynomial of the 41 knot. The latter is defined by

JN1(q)=k=0N-1(-1)kq-k(k+1)/2(q1+N;q)k(q1-N;q)k. 151

Let u0 be in a small neighborhood of the origin in the complex plane. It is related to x=qN and τ by

x=eu,τ=u2πiN+1N. 152

Then u is near 0, then x is close to 1, which is the regime that we studied in Sect. 3.3, and τ is close to 1/N. Note that Nτ=1+u2πi is the analogue of n/k in [Guk05], and here we are considering a deformation from the case of n/k=1.

Experimentally, we found that in cones I and IV respectively, we have

JN1(q)=sI(Φ(σ0))(x;τ)+x~1/2-x~-1/2x1/2-x-1/2τ-1/2sI(Φ(σ1))(x;τ)-(1+x~)x~1/2-x~-1/2x1/2-x-1/2τ-1/2sI(Φ(σ2))(x;τ) 153a
=sIV(Φ(σ0))(x;τ)+x~1/2-x~-1/2x1/2-x-1/2τ-1/2sIV(Φ(σ1))(x;τ)+(1+x~-1)x~1/2-x~-1/2x1/2-x-1/2τ-1/2sIV(Φ(σ2))(x;τ) 153b

where x~=eu/τ=e2πiNu/(u+2πi). This, together with Conjecture 6 implies

JN1(q)=smed(Φ(σ0))(x;τ)+x~1/2-x~-1/2x1/2-x-1/2τ-1/2smed(Φ(σ1))(x;τ)-x~-x~-12x~1/2-x~-1/2x1/2-x-1/2τ-1/2smed(Φ(σ2))(x;τ), 154

which is Conjecture 2 for the 41 knot.

We now make several consistency checks of the above conjecture. The first is that equation (154) is invariant under complex conjugation which moves τ from cone I to cone IV. The second is that the conjecture implies the Generalised Volume Conjecture. Indeed, in the limit

N,τ0,log(x)=2πiNτfinite 155

the right hand side of (153a),(153b) are dominated by the first term. If we keep only the exponential, this is the generalised Volume Conjecture [Mur11, Guk05]. Recall from [Mur11], the generalised Volume Conjecture reads, for u in a small neighborhood of origin such that uπiQ,

limNlogJNK(exp((u+2πi)/N))N=H(y,x)u+2πi, 156

where x=exp(u+2πi) and H(y,x)=Li2(1/(xy))-Li2(y/x)+log(x)log(y), with y a solution to y+y-1=x+x-1-1. By the identification u+2πi=2πi(Nτ)2πi, and since A(x) is identical with H(yx) (up to ±1), one can check that (153a),(153b) imply (156).

The 52-knot

A 3×3 matrix of q-series

The trace field of the 52 knot is the cubic field of discriminant -23, with a distinguished complex embedding σ1 (corresponding to the geometric representation of 52), its complex conjugate σ2 and a real embedding σ3. The 52 knot has three boundary parabolic representations whose associated asymptotic series φ(σj)(h) for j=1,2,3 correspond to the three embeddings of the trace field. In [GGMn21] these asymptotic series were discussed, and a 3×3 matrix Jmred(q) of q-series was constructed to describe the resurgence properties of the asymptotic series. The matrix Jmred(q) is a fundamental solution to the linear q-difference equation [GGMn21, Eq. (23)]

fm(q)-3fm+1(q)+(3-q2+m)fm+2(q)-fm+3(q)=0 157

and it is defined by4

Jmred(q)=Hm(2)(q)Hm+1(2)(q)Hm+2(2)(q)Hm(1)(q)Hm+1(0)(q)Hm+2(1)(q)Hm(0)(q)Hm+1(0)(q)Hm+2(0)(q),(|q|1) 159

where for |q|<1

Hm(0)(q)=n=0qn(n+1)+nm(q;q)n3,Hm(1)(q)=n=0qn(n+1)+nm(q;q)n31+2n+m-3E1(n)(q),Hm(2)(q)=n=0qn(n+1)+nm(q;q)n3(1+2n+m-3E1(n)(q))2-3E2(n)(q)-16E2(q), 160

and

H-m(0)(q-1)=n=0(-1)nq12n(n+1)+nm(q;q)n3,H-m(1)(q-1)=-n=0(-1)nq12n(n+1)+nm(q;q)n312+n+m-3E1(n)(q),H-m(2)(q-1)=n=0(-1)nq12n(n+1)+nm(q;q)n3(12+n+m-3E1(n)(q))2-3E2(n)(q)-112E2(q). 161

The Habiro polynomials and the descendant Kashaev invariants

The addition of the asymptotic series φ(σ0)(h) corresponding to the trivial flat connection requires a 4×4 extension of the matrix Jred(q). This is consistent with the fact that the colored Jones polynomial of 52 satisfies a third order inhomogenous linear q-difference equation, and hence a 4th order homogeneous linear q-difference equation. However, the descendant colored Jones polynomials of 52 satisfy a 5th order inhomogeneous recursion [GK23, Eq. (14)], hence a 6th order homogeneous recursion. In view of this, we will give a 6×6 matrix J(q) of q-series and we will use its 4×4 block to describe the resurgent structure of the asymptotic series φ(σ0)(h).

Let us recall the Habiro polynomials, the descendant colored Jones polynomials, the descendant Kashaev invariants and their recursions. The Habiro polynomials Hn2(q)Z[q±1] are given by terminating q-hypergeometric sums

Hn2(q)=(-1)nq12n(n+3)k=0nqk(k+1)nkq 162

(see Habiro [Hab02a] and also Masbaum [Mas03]) where abq=(q;q)a/((q;q)b(q;q)b-a) is the q-binomial function. In [GS06], it was shown that Hn=Hn2(q) satisfies the linear q-difference equation

Hn+22(q)+q3+n(1+q-q2+n+q4+2n)Hn+12(q)-q6+2n(-1+q1+n)Hn2(q)=0,(n0) 163

with initial conditions Hn2(q)=0 for n<0 and H02(q)=1. Actually, the above recursion is valid for all integers if we replace the right hand side of it by δn+2,0. The recursion for the Habiro polynomials of 52, together with Equation (91) and [Kou10], gives that DJ(m)=DJ52,(m)(x,q), which is the descendant colored Jones polynomial defined by (91), satisfies the linear q-difference equation

(-1+q1+m)(-1+q2+m)x2DJ(m)-q2+m(-1+q2+m)x(1+q+x+(1+q)x2)DJ(1+m)+q3+m(q3+m+(-1+q2+m+q3+m)x+(-2-q+q2+m+2q3+m+q4+m)x2+(-1+q2+m+q3+m)x3+q3+mx4)DJ(2+m)-q4+m(q3+m+(-1+q3+m+q4+m)x+(-1+q2+m+2q3+m+q4+m)x2+(-1+q3+m+q4+m)x3+q3+mx4)DJ(3+m)+q5+mx(q3+m+q4+m+(-1+q4+m)x+(q3+m+q4+m)x2)DJ(4+m)-q10+2mx2DJ(5+m)=x(q2+m+q4+m+(1-q1+m-2q3+m-q5+m)x+(q2+m+q4+m)x2)H0(q)+qmx(1-xq-1)(1-qx)H1(q). 164

Using the values H02(q)=1, H12(q)=-q2-q4, it follows that the right hand side of the above recursion is x2 for all m. Setting x=1, and renaming DJ(m) by fm(q), we arrive at the inhomogenous 5-th order q-difference equation satisfied by the descendant Kashaev invariant [GK23, Eq. (14)]

-q2m+10fm+5(q)+(3q2m+9+2q2m+8-qm+5)fm+4(q)+(-3q2m+8-6q2m+7-q2m+6+3qm+4)fm+3(q)+(q2m+7+6q2m+6+3q2m+5-qm+4-4qm+3)fm+2(q)+(2qm+3+3qm+2)(1-qm+2)fm+1(q)+(1-qm+1)(1-qm+2)fm(q)=1 165

valid for all integers m. Our aim is to define an explicit fundamental matrix solution to the corresponding sixth order homogenous linear q-difference equation (165). To do so, we define a 2-parameter family of deformations of the Habiro polynomials which satisfy a one-parameter deformation of the recursion of the Habiro polynomials. Motivated by the q-hypergeometric expression (162) for the Habiro polynomials, we define deformations of the Habiro polynomials, for |q|1, with appropriate normalisations

Hn(ε,δ;q)=(qeε-δ;q)(qeδ;q)(qeε;q)(q;q)(-1)nqn(n+3)/2e(n+1)εe112ε2-112(εδ-δ2)E2(q)kZqk(k+1)e(2k+1)δ(qeε;q)n(qeδ;q)k(qeε-δ;q)n-kHn(ε,δ;q-1)=(qeε+δ;q)(qeδ;q)2q-n(n+3)/2e(n+3/2)ε(-1)n(e-δ;q)(q;q)kZ(-1)kqk(k+1)/2eδk(qeδ;q)k-1(qeε+δ;q)k-n-1 166

where nZ and |q|<1. These deformations satisfy the recursion

Hn+2(ε,δ;q)+eεqn+3(1+q-eεqn+2+e2εq2n+4)Hn+1(ε,δ;q)+e2εq2n+6(1-eεqn+1)Hn(ε,δ;q)=0 167

obtained from (163) by replacing qn to eεqn. Note that when ε=0, we cannot solve for H-1 in terms of Hn for n0 as discussed in [Par].5 It follows that the function

Qm(ε,δ;q)=-e-ε(1-eε)2n=--1qmnemεHn(ε,δ;q)(qeε;q)n(q-1e-ε;q-1)n=n=0q-mn-memεH-1-n(ε,δ;q)(q-1eε;q-1)n(qe-ε;q)n 168

is an inhomogenous solution of Equation (165). In particular, for |q|<1 we have

Qm(ε,δ;q)=(qeε-δ;q)(qeδ;q)(1-eε-δ)(qeε;q)(q;q)e112ε2-112(εδ-δ2)E2(q)(1-eε)×n=0kZ(-1)nq(n+1)(n-2)/2-mn-m+k(k+1)e(m-n)ε+(2k+1)δ(q-1eε-δ;q-1)n+k(q-1eε;q-1)n2(qeε;q)n(qeδ;q)kQm(ε,δ;q-1)=(qeε+δ;q)(qeδ;q)2(e-δ;q)(q;q)×n=0kZ(-1)n+kq-(n+1)(n-2)/2+mn+m+k(k+1)/2e(m-n+1/2)ε+δk(qeδ;q)k-1(qeε+δ;q)k+n(qeε;q)n(q-1e-ε;q-1)n. 169

We see that Qm(ε,δ;q) is convergent for |q|<1 and all mZ and for |q|>1 and all mZ0. Moreover, εQm(ε,δ;q)Z((q))[[ε,δ]] for mZ and δ2Qm(ε,δ;q-1)Z((q))[[ε,δ]] for mZ0. Substituting Q for f in the LHS of Equation (165) gives a RHS of

e(m-1)ε(1-eε)2H0(ε,δ;q)-qm+4e(m+1)ε(1-q-1e-ε)(1-eε)3(1-q-1eε)H-1(ε,δ;q). 170

In particular, for |q|<1 Equation (170) is

(qeε-δ;q)(qeδ;q)(qeε;q)(q;q)e112ε2-112(εδ-δ2)E2(q)(emε(1-eε)2kZqk(k+1)e(2k+1)δ(qeδ;q)k(qeε-δ;q)-k+qm+3e(m+1)ε(1-q-1e-ε)(1-eε)2(1-q-1eε)kZqk(k+1)e(2k+1)δ(qeδ;q)k(qeε-δ;q)-1-k)=ε2(1+O(δ))+O(ε3) 171

and for |q|>1 Equation (170) is

(q-1eε+δ;q-1)(q-1eδ;q-1)2(e-δ;q-1)(q-1;q-1)(e(m+1/2)ε(1-eε)2kZ(-1)kq-k(k+1)/2eδk(q-1eδ;q-1)k-1(q-1eε+δ;q-1)k-1+qm+3e(m+3/2)ε(1-q-1e-ε)(1-eε)3(1-q-1eε)kZ(-1)kq-k(k+1)/2eδk(q-1eδ;q-1)k-1(q-1eε+δ;q-1)k)=ε2+O(ε3). 172

A 6×6 matrix of q-series

We now have all the ingredients to define the promised 6×6 matrix Jm(q) of q-series for |q|1. Let us denote by Qm(a,b)(q) the coefficient of εaδb in the expansion of Qm(q). We now define

Jm(q)=1Qm(2,0)(q)Qm+1(2,0)(q)Qm+2(2,0)(q)Qm+3(2,0)(q)Qm+4(2,0)(q)0Qm(0,0)(q)Qm+1(0,0)(q)Qm+2(0,0)(q)Qm+3(0,0)(q)Qm+4(0,0)(q)0Qm(-1,2)(q)Qm+1(-1,2)(q)Qm+2(-1,2)(q)Qm+3(-1,2)(q)Qm+4(-1,2)(q)0Qm(0,2)(q)Qm+1(0,2)(q)Qm+2(0,2)(q)Qm+3(0,2)(q)Qm+4(0,2)(q)0Qm(1,0)(q)Qm+1(1,0)(q)Qm+2(1,0)(q)Qm+3(1,0)(q)Qm+4(1,0)(q)0Qm(1,2)(q)Qm+1(1,2)(q)Qm+2(1,2)(q)Qm+3(1,2)(q)Qm+4(1,2)(q)(|q|<1),Jm(q)=1Qm(2,0)(q)Qm+1(2,0)(q)Qm+2(2,0)(q)Qm+3(2,0)(q)Qm+4(2,0)(q)0Qm(1,-2)(q)Qm+1(1,-2)(q)Qm+2(1,-2)(q)Qm+3(1,-2)(q)Qm+4(1,-2)(q)0Qm(2,-2)(q)Qm+1(2,-2)(q)Qm+2(2,-2)(q)Qm+3(2,-2)(q)Qm+4(2,-2)(q)0Qm(1,0)(q)Qm+1(1,0)(q)Qm+2(1,0)(q)Qm+3(1,0)(q)Qm+4(1,0)(q)0Qm(0,-2)(q)Qm+1(0,-2)(q)Qm+2(0,-2)(q)Qm+3(0,-2)(q)Qm+4(0,-2)(q)0Qm(0,0)(q)Qm+1(0,0)(q)Qm+2(0,0)(q)Qm+3(0,0)(q)Qm+4(0,0)(q)(|q|>1). 173

The next theorem relates the above matrix to the linear q-difference equation (165).

Theorem 17

The matrix Jm(q) is a fundamental solution to the linear q-difference equation

Jm+1(q)=Jm(q)A(qm,q),A(qm,q)=10000-q-2m-1000000(1-qm+1)(1-qm+2)q-2m-1001000(3+2q)(1-qm+1)q-m-800100(qm+4+6qm+3+3qm+2-q-4)q-m-700010(-3qm+4-6qm+3-qm+2+3)q-m-600001(3qm+4+2qm+3-1)q-m-5. 174

and has

det(Jm(q))=q-20-7m(q;q)9(q-m-1;q)(q-m;q)(|q|<1),det(Jm(q))=q-20-7m(q-1;q-1)-9(q-m-1;q-1)-1(q-m-2;q-1)-1(|q|>1). 175

Proof

Equation (174) follows from Equations (171), (172). The determinant is calculated using the determinant of A(qm,q) and by considering the limiting behavior in m.

The construction of this matrix has used special q-hypergeometric formulae for the Habiro polynomials. However, this construction can be carried out more generally and will be developed in a later publication.

There is a similar, however more complicated, relation between J-m(q-1) with the first row replaced by Appell-Lerch type sums and Jm(q)-1 as in Theorem 4. This indicates these matrices could come from the factorisation of a state-integral. We will not give this relation, since we do not need it for the purpose of resurgence. We will however, discuss an important block property of the matrix J-2(q), after a gauge transformation. Namely, we define:

Jnorm(q)=J-2(q)10000000000q-1-100001-30-qq3q202q00q2q2-3q30-q2000q400. 176

The first few terms of the matrix Jnorm(q)+Q(q3) are given by

1-112+2512q+4q2-56-196q-9512q2112-2q-8312q2-512+1112q-3q2512-12q+2q201-q-2+2q-q2-1-q2-1+q10-1+4q+q21-7q+2q2-q+q21-3q-q2q20512-3512q+132q223+43q-26312q2112-52q-13712q2-1712+5312q-132q2-112+4q+112q200001-2q-1+q+2q200001112-116q+10q2112-6112q-16q2. 177

We next discuss a block structure for the gauged-transform matrix (176).

Conjecture 18

When |q|<1, the matrix Jnorm(q) has a block form

1×11×31×203×33×2002×2. 178

Our next task is to identify the 3×3 and the 2×2 blocks of the matrix Jnorm(q). The first observation is that the 3×3 block is related to the 3×3 matrix given in [GGMn21]. The second is that the 2×2 block is related to modular forms. This is the content of the next conjecture.

Conjecture 19

The 3×3 block for |q|<1 of Jnorm(q) of (176) has the form

(q;q)J-1red(q)001-1300-10 179

(where Jmred(q) is the 3×3 matrix of [GGMn21] reviewed in Sect. 4.1) and the 2×2 block has the form

(q;q)2H(q)G(q) 180

where

H(q)=k=0qk2+k(q;q)kandG(q)=k=0q2(q;q)k 181

are the famous Rogers-Ramanujan functions.

The remaining two entries of the 2×2 block are higher weight vector-valued modular forms associated to the same SL2(Z)-representation as the Rogers-Ramanujan functions, discussed for example in [Whe23]. Part of this conjecture is proved in Appendix A.

This block decomposition fits nicely with the “dream” in [Zaga]. Here we do see the interesting property that the 1×2 and 3×2 blocks contain some non-trivial gluing information. This implies that the diagrammatic “short exact sequence” will not always “split”. The block decomposition also implies that the resurgent structure of the asymptotic series associated to the q-series in the 4×4 block in the top left does not depend on the other blocks. This block and in-particular the second column of Jnorm will be the focus of Sect. 4.4.

We now consider the analytic properties of the function

W(τ)=Jnorm(e(τ))-1τ20000001000000τ000000τ2000000τ000000τ3Jnorm(e(-1/τ)),(τC\R). 182

If the work [GZ23] extended to the 6×6 matrix, it would imply that the function W extends to an analytic function on C. This would follow from an identification of W with a matrix of state-integrals, as was done in Sect. 2.7 for the 41 knot. Although we do not know of such a matrix of state-integrals, we can numerically evaluate W when τ is near the positive real axis and test the extension hypothesis. Doing so for τ=1+i100 we have

Jnorm(e(-1/τ))=11.9E9+3.8E8i-5.1E9-9.9E8i-4.5E9-8.8E8i-1.2E9-2.5E8i2.9E9+5.7E8i02.4E6+4.1E5i-6.1E6-1.0E6i-5.4E6-9.5E5i-1.5E6-2.7E5i3.5E6+6.1E5i0-1.3E-20+1.0E-20i1.7E-20-2.6E-20i-6.2E-22-5.1E-21i9.1E-21-2.5E-21i-4.0E-21+3.8E-21i01.9E9+3.8E8i-5.1E9-9.9E8i-4.5E9-8.8E8i-1.2E9-2.5E8i2.9E9+5.7E8i00003.1E-17-1.3E-17i-5.0E-17+2.1E-17i00002.6E-14-1.0E-14i-4.2E-14+1.7E-14i 183

where e(x)=e2πix whereas

W(τ)=0.99-0.019i-0.10-0.028i0.24-0.25i0.060-0.43i-0.064+0.059i-0.18-0.094i00.59-1.0i1.0+1.3i0.19-0.13i-0.60-0.20i-0.48-0.22i0-0.17-0.17i1.2-0.30i0.024-0.31i-0.14-0.0076i-0.17+0.030i00.028-0.31i0.097+1.1i1.0+0.46i-0.17+0.030i-0.12-0.53i00000.17-0.83i-0.44-0.25i0000-0.46-0.26i0.63-0.56i. 184

Borel resummation and Stokes constants

The 52 knot has four asymptotic series Φ(σj)(τ) for j=0,1,2,3 corresponding to the trivial, the geometric, the conjugate, and the real flat connections respectively, denoted respectively by σj for j=0,1,2,3. Similar to the 41 knot, the asymptotic series Φ(σj)(τ) for j=1,2,3 can be defined in terms of a perturbation theory of a state-integral [KLV16, AK14] using the standard formal Gaussian integration as explained in [DGLZ09, GGMn21], and they have been computed in [GGMn21] with more than 200 terms. Let ξj (j=1,2,3) be the roots to the algebraic equation

(1-ξ)3=ξ2 185

with numerical values

ξ1=0.78492+1.30714i,ξ2=0.78492-1.30714i,ξ3=0.43016. 186

The asymptotic series Φ(σj)(τ) for j=1,2,3 have the universal form6

Φ(σj)(τ)=e3πi4δjeVj2πiτφ(σj)(τ),j=1,2,3, 188

where δj=5-3ξj+3ξj2 and

V1=3Li2(ξ1)+3/2log(ξ1)log(1-ξ1)-πilog(ξ1)-π23V2=3Li2(ξ2)+3/2log(ξ2)log(1-ξ2)+πilog(ξ2)-π23,V3=3Li2(ξ3)+3/2log(ξ3)log(1-ξ3)-π23. 189

Their numerical values are given by

V1=3.0241+2.8281i,V2=3.0241-2.8281i,V3=-1.1134. 190

where the common absolute value of the imaginary parts of V1,V2 is the Vol(S3\52). Finally the power series φ(σj)(h/(2πi)) with h=2πiτ have coefficients in the number field Q(ξj) and their first few coefficients are given by

φ(σj)h2πi=1+1452ξj2-1254ξj+1594923·3·232h+2124948ξj2-2258148ξj+1165137527·32·233h2+ 191

The additional new series Φ(σ0)(τ)Q[[τ]] corresponds to the zero volume (V(σ0)=0) trivial flat connection. As exlained in Sect. 2.3, it can be computed using the colored Jones polynomial or the Kashaev invariant. The first few terms are

Φ(σ0)(h2πi)=φ(σ0)(h2πi)=1+2h2+6h3+1576h4+ 192

We are interested in the Stokes automorphism of the Borel resummation of the 4-vector Φ(τ) of asymptotic series

Φ(τ)=Φ(σ0)(τ)Φ(σ1)(τ)Φ(σ2)(τ)Φ(σ3)(τ). 193

First of all, the Borel transform of each asymptotic series Φ(σj)(τ) (j=0,1,2,3) has rich patterns of singularities. Similar to the case of 41 knot discussed in Sect. 2.4, the Borel transforms of Φ(σj)(τ), j=1,2,3 have singularities located at

Λ(σj)={ιj,i+2πik|i=1,2,3,ij,kZ}{2πik|kZ0},j=1,2,3 194

as shown in the right three panels of Fig. 6, while the Borel transform of Φ(σ0)(τ) have singularities located at (some of these singular points are actually missing as we will comment in the end of the section.)

Λ(σ0)={ι0,i+2πik|i=1,2,3,kZ}, 195

as shown in the left most panel of Fig. 6, where

ιj,i=Vj-Vi2πi,i,j=0,1,2,3. 196

To any singularity located at ιi,j(k):=ιi,j+2πik in the union

Λ=j=0,1,2,3Λ(σj), 197

we can associate a local Stokes matrix

Sιi,j(k)(q~)=I+Si,j(k)q~kEi,j,Si,j(k)Z, 198

where Ei,j is the 4×4 elementary matrix with (ij)-entry 1 (i,j=0,1,2,3) and all other entries zero, and Si,j(k) is the Stokes constant. Then the Borel resummation along the rays ρθ± raised slight above and below the angle θ are related by the Stokes automorphism

Δ(τ)sθ+(Φ)(τ)=Sθ(q~)Δ(τ)sθ-(τ), 199

where

Sθ(q~)=argι=θSι(q~),Δ(τ)=diag(τ3/2,1,1,1), 200

and the locality condition is assumed.

Fig. 6.

Fig. 6

Singularities of Borel transforms of φ(σj)(τ) for j=0,1,2,3 of the knot 52. Red lines are (some) Stokes rays

More generally, for two rays ρθ+ and ρθ- whose arguments satisfy 0<θ+-θ-π, we can define the global Stokes matrix Sθ-θ+ as in (44), and it also satisfies the factorisation property (45). Since the factorisation is unique [GGMn21, GGMn23], we only need to compute finitely many global Stokes matrices in order to extract all the local Stokes matrices associated to the infinitely many singularities in Λ and thus the corresponding Stokes constants. In particular, we can choose four cones IIIIIIIV slightly above the positive and the negative real axes as shown in Fig. 7, and compute the four global Stokes matrices

SIII,SIIIII,SIIIIV,SIVI, 201

where a cone R in the subscript means any ray inside the cone.

Fig. 7.

Fig. 7

Stokes rays and cones in the τ-plane for the 4-vector Φ(τ) of asymptotic series of the knot 52. Red lines are (some) Stokes rays

On the other hand, each of the global Stokes matrices in (201) has the block upper triangular form

1000. 202

The 3×3 sub-matrices SRRred in the right bottom have been worked out in [GGMn21]. For later convenience, we write down two of the four reduced global Stokes matrices,

SIIIred(q~)=12010011-100J-1red(q~-1)T0010-20100J-1red(q~)00-11-30010,|q~|<1, 203a
SIIIIVred(q~)=121-3001000-1J-1red(q~-1)T0010-20100J-1red(q~)10011000-1,|q~|>1. 203b

In addition, as seen from Fig. 6, there are no singularities along the positive and negative real axes in Λ(σ0) relevant for Φ(σ0)(τ); all the singular points in Λ(σ0) are either in the upper half plane beyond the cones III or in the lower half plane beneath the cones IIIIV. Consequently we only need to compute the first row of two Stokes matrices SIII and SIIIIV. For this purpose, we find the following.

Conjecture 20

For every cone RC\Λ and every τR, we have

Q0(2,0)(q)=sR(Φ(σ0))(τ)+τ-3/2j=13MR,j(q~)sR(Φ(σj))(τ), 204

where MR,j(q~) (j=1,2,3) are q~ (resp., q~-1)-series if Imτ>0 (resp., Imτ<0) with integer coefficients that depend on R.

A more elegant way to present MR,j(q~) is by the row vector MR(q~):=(MR,1,MR,2,MR,3)(q~), and it can be expressed in terms of a 3×3 matrix MR(σ0)(q~)

MR(q~)=q~Q0(2,0)(q~),q~2Q1(2,0)(q~),q~3Q2(2,0)(q~)MR(σ0)(q~). 205

Conjecture 21

Equation (204) holds in the cones R=I,II,III,IV where the q~,q~-1-series MR,j(q~) are given in terms of MR(0)(q~) through (236) which are as follows

MI(σ0)(q~)=1-1-3q~0-1-1+3q~00-q~, 206a
MII(σ0)(q~)=-11-3q~-10-1+3q~00-q~, 206b
MIII(σ0)(q~)=31-3q~-10-1+3q~00-q~, 206c
MIV(σ0)(q~)=13-3q~0-1-1+3q~00-q~. 206d

Equations (204), together with the reduced Stokes matrices SRRred(q~) for Φ(σj)(τ) (j=1,2,3), allow us to calculate entries in the first row of SIII(q~) and SIIIIV(q~) by

SRR(q~)0,j=MR,j(q~)-k=13MR,k(q~)SRRred(q~)k,j,j=1,2,3. 207

In the following we list the first few terms of these q~ and q~-1-series. In the upper half plane

SIII(q~)0,1=-1+13q~-12q~2-82q~3-29q~4+85q~5+O(q~6), 208a
SIII(q~)0,2=1-16q~+42q~2+135q~3-54q~4-346q~5+O(q~6), 208b
SIII(q~)0,3=-q~+10q~2+18q~3-31q~4-92q~5+O(q~6). 208c

In the lower half plane

SIIIIV(q~)0,1=4q~-1-4q~-2-51q~-3-62q~-4-27q~-5+O(q~-6), 209a
SIIIIV(q~)0,2=3q~-1+2q~-2-26q~-3-47q~-4-64q~-5+O(q~-6), 209b
SIIIIV(q~)0,3=-1+q~-2+18q~-3+39q~-4+73q~-5+O(q~-6). 209c

Finally, we can factorise the global Stokes matrices SIII(q~),SIIIIV(q~) to obtain local Stokes matrices associated to individual singular points in Λ and extract the associated Stokes constants. The Stokes constants for Φ(σj)(τ) (j=1,2,3) are already given in [GGMn21, GGMn23]. We collect the Stokes contants for Φ(σ0)(τ) in the generating series

S0,j+(q~)=k0S0,j(k)q~k,S0,j-(q~)=k0S0,j(k)q~k,j=1,2,3. 210

And we find that in the upper half plane

S0,1+(q~)=-1+q~+3q~2+25q~3+278q~4+3067q~5+O(q~6), 211a
S0,2+(q~)=1-q~-3q~2-25q~3-278q~4-3067q~5+O(q~6), 211b
S0,3+(q~)=0, 211c

while in the lower half plane

S0,1-(q~)=3q~-1-34q~-2+391q~-3-4622q~-4+54388q~-5+O(q~-6), 212a
S0,2-(q~)=3q~-1-34q~-2+391q~-3-4622q~-4+54388q~-5+O(q~-6), 212b
S0,3-(q~)=-1+9q~-1-56q~-2+705q~-3-8378q~-4+98379q~-5+O(q~-6). 212c

We comment that the results of S0,3+(q~) and S0,3-(q~) indicate that there are actually no singular points of the type ι0,3(k) in the upper half plane, but they exist in the lower half plane. Also note that the constant terms in S0,1+(q~),S0,2+(q~) and S0,3-(q~) are Stokes constants associated to the singular points ι0,j (j=1,2,3). The Stokes constants associated to ιi,j (i,j=1,2,3,ij) have already been computed in [GGMn21, GGMn23]. We can assemble all these Stokes constants in a matrix

0-11-100430-40-30-330 213

which matches (after some changes of signs) the one appearing in [GZ24, Eq. (40)].

(xq)-series

In this section we extend the results of Sect. 4.1 by including the Jacobi variable x. Recall that the matrix Jmred(x,q)7is a fundamental solution to the linear q-difference equation

fm(x,q)-(1+x+x-1)fm+1(x,q)+(1+x+x-1-q2+m)fm+2(x,q)-fm+3(x,q)=0 216

and it is defined by

Jmred(x,q)=Am(x,q)Am+1(x,q)Am+2(x,q)Bm(x,q)Bm+1(x,q)Bm+2(x,q)Cm(x,q)Cm+1(x,q)Cm+2(x,q),|q|1, 214

where the holomorphic blocks are given by

Am(x,q)=H(x,x-1,qm;q), 217a
Bm(x,q)=θ(-q1/2x;q)-2xmH(x,x2,qmx2;q), 217b
Cm(x,q)=θ(-q-1/2x;q)-2x-mH(x-1,x-2,qmx-2;q), 217c

where H(x,y,z;qε):=Hε(x,y,z;q) for |q|<1 and ε=± and

H+(x,y,z;q)=(qx;q)(qy;q)n=0qn(n+1)zn(q;q)n(qx;q)n(qy;q)n, 218a
H-(x,y,z;q)=1(x;q)(y;q)n=0(-1)nq12n(n+1)x-ny-nzn(q;q)n(qx-1;q)n(qy-1;q)n, 218b
θ(x;q)=(-q12x;q)(-q12x-1;q). 218c

To these series we wish to add an additional series which satisfies the inhomogenous q-difference equations of the descendant coloured Jones polynomial (164). This can be easily constructed using the deformations of the Habiro polynomials (166). We find a solution

Dm(x,q)=-n=--1qmnHn(q)x-n(qx;q)n(q-1x;q-1)n. 219

(compare with Equation (91)) where |q|<1 and mZ or |q|>1 and mZ0, and Hn(q) is the coefficient of ε0δ0 in the expansion of Hn(ϵ,δ;q). In particular, for |q|<1 we have

Dm(x,q)=-n,k=0(-1)kqn(n+1)+k(k+1)/2-nk-(m+1)(n+1)(q;q)n+k(q;q)k(q;q)n(x-1;q)n+1(x;q)n+1 220

and we see the (xq)-series D0(x,q) coincides with f52(x,q) in [Par20, Par].

This series can be included as the first row of a 6×6 matrix of (xq)-series. The latter might be related to the factorisation of the state integral proposed in Sect. 4.8.

However, we find that the matrices above and below the reals have different quantum modular co-cycles related by inversion. This implies that to do a full discussion on resurgence one needs to understand the monodromy of this q-holonomic system. Both these issue will be explored in later publications. For now, we give a description of the Stokes matrices restricted to τ in the upper half plane.

x-version of Borel resummation and Stokes constants

In this section we discuss the x-deformation version of Sect. 4.4. The asymptotic series Φ(σj)(τ) for j=0,1,2,3 are extended to series Φ(σj)(x;τ) with coefficients in Z(x±1). The series Φ(σj)(x;τ) for j=1,2,3 are defined in terms of perturbation theory of a deformed state-integral [AK14] and they have been computed with about 200 terms for many values of x in [GGMn23]. Let ξj (j=1,2,3) be three roots to the equation

(1-ξ)(1-xξ)(1-x-1ξ)=ξ2, 221

ordered such that they reduce to (186) in the limit x1. The series Φ(σj)(τ) (j=1,2,3) can be uniformly written as8

Φ(σj)(x;τ)=e3πi4δj(x)eVj(x)2πiτφ(σj)(x;τ) 223

where δj(x)=ξj-sξj-1+2ξj-2 and

V1(x)=-Li2(ξ1-1)-Li2(xξ1-1)-Li2(x-1ξ1-1)+12log2x-12log2ξ1+πilogξ1+2π23,V2(x)=-Li2(ξ2-1)-Li2(xξ2-1)-Li2(x-1ξ2-1)+12log2x-12log2ξ2-πilogξ2+2π23,V3(x)=-Li2(ξ3-1)-Li2(xξ3-1)-Li2(x-1ξ3-1)+12log2x-12log2ξ3+3πilogξ3+2π23. 224

The power series φ(σj)(x;τ) are

φ(σj)(x;h2πi)=1+h12δj(x)((-397-94s-114s2+390s3-278s4+81s5-10s6)+(-381+623s-124s2-328s3+268s4-81s5+10s6)ξj+(-270+137s+182s2-207s3+71s4-10s5)ξj2)+ 225

with h=2πiτ and

s=s(x)=x-1+1+x. 226

The additional series Φ(σ0)(x;τ), as in Sect. 3.1, can be computed either from the colored Jones polynomial or by using Habiro’s expansion of the colored Jones polynomials. We find

Φ(σ0)(x;τ)=φ(σ0)(x;τ), 227

where the power series φ(σ0)(x;τ) reads

ϕ(σ0)(x;h2πi)=12x+2x-1-3-(x1/2-x-1/2)2(5x+5x-1-4)(2x+2x-1-3)3h+, 228

We are interested in the Stokes automorphisms in the upper half plane of the Borel resummation of the 4-vector Φ(x;τ) of asymptotic series

Φ(x;τ)=Φ(σ0)(x;τ)Φ(σ1)(x;τ)Φ(σ2)(x;τ)Φ(σ3)(x;τ), 229

when x is close to 1. The singular points of the Borel transform of Φ(x;τ), collectively denoted as Λ(x), are smooth functions of x and they are equal to Λ in (197) in the limit x1. When x is slightly away from 1, each singular point ιi,j(k) in Λ splits to a finite set of points located at ιi,j(k,):=ιi,j(k)+log(x), Z. We illustrate this schematically in Fig. 8. The complex plane of τ is divided by rays passing through these singular points into infinitely many cones. We will then pick the cones I and II located slightly above the positive and negative real axes, and compute the global Stokes matrix from cone I to cone II defined by

Δ(x,τ)sII(x,τ)=SIII(x~,q~)Δ(x,τ)sI(x,τ), 230

where

Δ(x,τ)=diagτ1/2x1/2-x-1/2x~1/2-x~-1/2,1,1,1. 231

The global Stokes matrix SIII(x~,q~) factorises uniquely into a product of local Stokes automorphisms associated to each of the singular points in the upper half plane, from which the individual Stokes constants can be read off.

Fig. 8.

Fig. 8

Singularities of Borel transforms of φ(σj)(x,τ) for j=0,1,2,3 of the knot 52. Here we take small and real x. Red lines are (some) Stokes rays

The global Stokes matrix SIII(x~,q~) in (230) also has the block upper triangular form

1000. 232

The 3×3 sub-matrices SIIIred in the right bottom have been worked out in [GGMn23], and they are given by

SIIIred(x~,q~)=12010011-100J-1red(x~;q~-1)T100001010J-1red(x~;q~)00-11-s~0010,|q~|<1, 233a

where

s~=s(x~), 234

and Jred(x,q) is given by (216). To calculate the first row of SIII(x~,q~), we use the additional holomorphic block Dm(x,q).

Conjecture 22

For every cone RΛ(x) and every τR, we have

D0(x,q)=sR(Φ(σ0))(x;τ)+τ-1/2x~1/2-x~-1/2x1/2-x-1/2j=13MR,j(x~,q~)sR(Φ(σj))(x;τ), 235

where MR,j(x~,q~) (j=1,2,3) are q~-series with coefficients in Z(x~±1) depending on the cone R.

We present MR,j(x~,q~) in terms of the row vector MR(x~,q~):=(MR,1,MR,2,MR,3)(x~,q~), and it can be expressed in terms of a 3×3 matrix MR(σ0)(x~,q~)

MR(x~,q~)=q~D0(x~,q~),q~2D1(x~,q~),q~3D2(x~,q~)MR(σ0)(x~,q~). 236

Conjecture 23

Equation (204) holds in the cones R=I,II where the q~- series MR,j(q~) are given in terms of MR(0)(x~,q~) through (236) which are as follows

MI(σ0)(x~,q~)=1-1-s~q~0-1-1+s~q~00-q~, 237a
MII(σ0)(x~,q~)=-11-s~q~-10-1+s~q~00-q~. 237b

Equations (235), together with the reduced Stokes matrices SIIIred(x~,q~) for Φ(σj)(x;τ) (j=1,2,3), allow us to calculate entries in the first row of SIII(x~,q~) by

SIII(x~,q~)0,j=MI,j(x~,q~)-k=13MII,k(x~,q~)SIIIred(x~,q~)k,j,j=1,2,3. 238

In the following we list the first few terms of these q~ -series.

SIII(x~,q~)0,1=-1+(1+s~+s~2)q~-(-2s~-s~2+s~3)q~2-(1+s~4)q~3+O(q~4),SIII(x~,q~)0,2=1-(1+2s~+s~2)q~+(-s~-s~2+2s~3)q~2+(3s~2+s~3+s~4)s~3+O(q~4),SIII(x~,q~)0,3=-q~+(1+s~2)q~2+(3s~+s~2)q~3+O(q~4). 239

Finally, we can factorise the global Stokes matrices SIII(x~,q~) to obtain local Stokes matrices associated to individual singular points in Λ and extract the associated Stokes constants. The Stokes constants for Φ(σj)(x;τ) (j=1,2,3) are already given in [GGMn21, GGMn23]. We collect the Stokes contants for Φ(σ0)(x;τ) in the generating series

S0,j+(x~,q~)=k0S0,j(k,)x~q~k,j=1,2,3. 240

And we find that

S0,1+(x~,q~)=-1+q~+s~q~2+(-2+3s~2)q~3+(2-s~-2s~2+5s~3+2s~4)q~4+O(q~5),S0,2+(x~,q~)=1-q~-s~q~2-(-2+3s~2)q~3+(2-s~-2s~2+5s~3+2s~4)q~4+O(q~5),S0,3+(x~,q~)=0. 241

An analytic extension of the Kashaev invariant and the colored Jones polynomial

In this section we discuss an analytic extension of the Kashaev invariant and of the colored Jones polynomial of the 52 knot, illustrating Conjectures 1 and 2.

Recall that the colored Jones polynomial of the 52 is given by

JN2(q)=k=0N-1(-1)kq-k(k+1)/2(q1+N;q)k(q1-N;q)kHk(q),q=e2πiτ, 242

where

Hk(q)=(-1)kqk(k+3)/2k=0q(+1)(q;q)k(q;q)(q;q)k-. 243

Let u be in a small neighborhood of the origin. It is related to x=qN and τ by

x=eu+2πi=eu,τ=u+2πi2πiN. 244

Then x is close to 1 and τ is close to 1/N. Note that

Nτ=1+u2πi 245

is the analogue of n/k in [Guk05], and here we are considering a deformation from the case of n/k=1. We also have

x~=elog(x)/τ=exp2πiNuu+2πi. 246

When x is positive real, Φ(σ1)(x;τ) are not Borel summable along the positive real axis. Depending on whether τ is in the first or the fourth quadrant, we have

JN2(q)=sI(Φ(σ0))(x;τ)+τ-1/2x~1/2-x~-1/2x1/2-x-1/2(sI(Φ(σ1))(x;τ)-(1+x~)sI(Φ(σ2))(x;τ)-(1+x~)sI(Φ(σ3))(x;τ)) 247a
=sIV(Φ(σ0))(x;τ)+τ-1/2x~1/2-x~-1/2x1/2-x-1/2(sIV(Φ(σ1))(x;τ)+(1+x~-1)sIV(Φ(σ2))(x;τ)-(1+x~)sIV(Φ(σ3))(x;τ)). 247b

The two equations (247a), (247b) are related by the Stokes discontinuity formula

disc0Φ(σ1)(x;τ)=sI(Φ(σ1))(x;τ)-sIV(Φ(σ1))(x;τ)=(2+x~+x~-1)s(Φ(σ2))(x;τ). 248

Combined, they imply

JN2(q)=smed(Φ(σ0))(x;τ)+τ-1/2x~1/2-x~-1/2x1/2-x-1/2(smed(Φ(σ1))(x;τ)-(1+x~)smed(Φ(σ3))(x;τ)-x~-x~-12smed(Φ(σ2))(x;τ)) 249

which is the assertion of Conjecture 2.

A new state-integral for the 52 knot?

In the case of the figure eight knot, the new state-integral was obtained by first writing down an integral formula for its colored Jones polynomial, in Habiro form, and then changing the integration contour to pick the contribution from the poles in the lower half plane. This led in particular to the “inverted” Habiro series C0(x,q) in (146). Although we do not have a similar complete theory for the 52 knot, we can however write down an integral formula for its colored Jones polynomial which lead, after a change of contour, to the corresponding inverted Habiro series. In fact, it is possible to write such an integral for all twist knots Kp (the 52 knot corresponds to p=2).

Let us then consider the colored Jones polynomial of the twist knot Kp in Habiro’s form [Mas03]:

JNp(q;x)=n=0N-1Cnp(q)(qx;q)n(qx-1;q)n, 250

where

Cnp(q)=-qnk=0n(-1)kq(p+1/2)k(k+1)+k(q2k+1-1)(q;q)n(q;q)n+k+1(q;q)n-k. 251

It is easy to see that (250) can be written as a double contour integral

AzAwIKp(z,w)dzdw, 252

where

IKp(z,w)=-Φb-1z-i2b+uΦb-1z-i2b-uΦb-1z-i2bΦbz-w+ib2-i2b×Φbz+w+ib2-i2be-2πi(p+1/2)(w+i2b)2e2πb(z+w)-e2πb(z-w)tanhπzbtanhπwb, 253

and the contours Az,w encircle the poles of the form (71) in the upper complex planes of the z and the w variables, respectively. We can now deform the contour to pick the poles in the lower half planes of z, w. The contribution from the simple poles of the tanh functions in those half planes can be easily computed, and one finds in this way the inverted Habiro series,

CKp(q,x)=1(x12-x-12)2n0qn(n+1)/2(qx;q)n(qx-1;q)n×knqn(n+1)/2+(p+1/2)k(k+1)-(n+k)(n+k+1)/2-n(qk-q-k-1)(q;q)n+k(q;q)n(q;q)k-n. 254

This gives a general formula for all twist knots which agrees with the results of [Par] for p=2 (the 52 knot) and p=3 (the 72 knot).

It might be possible to find appropriate integration contours so that the integral of IKp(z,w) converges and provides the sought-for new state-integral which sees the series Φ(σ0)(x,τ), as it happened in the case of the 41 knot. In the case of the 52 knot, these contours do exist and lead to a well-defined integral. We expect that an evaluation of such an integral by summing over the appropriate set of residues will give the inverted Habiro series (254), together with additional contributions, as in (146). However, the fact that the integrals are two-dimensional makes them more difficult to analyze. We expect to come back to this problem in the near future.

Acknowledgements

The authors would like to thank Jorgen Andersen, Sergei Gukov, Rinat Kashaev, Maxim Kontsevich, Pavel Putrov and Matthias Storzer for enlightening conversations. S.G. wishes to thank the University of Geneva for their hospitality during his visit in the summer of 2021. The work of J.G. has been supported in part by the NCCR 51NF40-182902 “The Mathematics of Physics” (SwissMAP). The work of M.M. has been supported in part by the ERC-SyG project “Recursive and Exact New Quantum Theory” (ReNewQuantum), which received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation program, grant agreement No. 810573. The work of C.W. has been supported by the Max-Planck-Gesellschaft.

Appendix A. q-Series Identities

In this appendix we will sketch the proofs of some q-series identities that appear in Conjecture 19. Since this not one of the main themes of the paper, our presentation will be rather brief. Our proofs of the q-hypergeometric identities will use the algorithmic approach of the Wilf-Zeilberger theory (see [WZ92, PWZ96]) and the computer implementation by Koutschan [Kou10]).

We outline part of the proof of Conjecture 19 for |q|<1, namely

qQ0(0,0)(q)=(q;q)n=0qn(n+1)(q;q)n3qQ1(0,0)(q)=(q;q)n=0(2-qn)qn(n+1)(q;q)n3qQ2(0,0)(q)=(q;q)n=0(3+q-1)-(2+2q-1)qn+q2n-1qn(n+1)(q;q)n3 255

Proof

The definition of Qm(0,0)(q) gives that

qQm(0,0)(q)=f-m-1,0(q) 256

where

fm,p(q)=n,k=0(-1)kqn(n+1)+k(k+1)/2-nk+mn+pk(q;q)n+k(q;q)n3(q;q)k=k=0fm,p,k(q) 257

with

fm,p,k(q)=n=0(-1)kqn(n+1)+k(k+1)/2-nk+mn+pk(q;q)n+k(q;q)n3(q;q)k. 258

Likewise, we define

hm,p(q)=(q;q)n=0qn(n+1)+pn+mn+mp(q;q)n+p2(q;q)n=1(q;q)n,k,=0(-1)k+qn(n+1)+k(k+1)/2+(+1)/2+pn+pm+pk+p+nk+mn(q;q)n(q;q)k(q;q)=k=0hm,p,k(q) 259

where

hm,p,k(q)=1(q;q)n+j++m=k(-1)j+qn(n+1)+j(j+1)/2+(+1)/2+pn+pm+pj+p+nj+mn(q;q)n(q;q)j(q;q). 260

Therefore, we have

f-1,0(q)=qQ0(0,0)(q)andh0,0(q)=(q;q)n=0qn(n+1)(q;q)n3. 261

This implies that the first equality in (255) follows from the p=0 specialization of

f-1,p(q)=h0,p(q),(pZ). 262

This in turn follows (using Equations (257) and (259)) from the following

f-1,p,k(q)=h0,p,k(q),(pZ,kN). 263

Equation (258) expresses the two-variable q-holonomic function f-1,p,k(q) as a one dimensional sum of a three variable proper q-hypergeometric function. It follows from [Kou10] that the annihilator ideal of Fk,p(q):=f-1,p,k(q) is generated by the recursion relations

-qkFp,k(q)+F1+p,k(q)=0, 264
q2+k+2p(-1+q1+k)2Fp,k(q)+q2+k+p(-3+q1+k+q2+k)Fp,1+k(q)+(-1+q2+k)Fp,2+k(q)=0 265

This coincides with the annihilator ideal of h0,p,k(q). Thus, the equality (263) for p,kZ with k0 follows from the two special cases (p,k)=(0,0) and (p,k)=(0,1), that is from the identities

n=0q2(q;q)n2=1(q;q)11-qn=0qn2-n+1(qn+1-1)(q;q)n2=q2-2q(q;q)(1-q) 266

The first one of the above identities is due to Euler and can be derived using generating functions of partitions. The second one follows from the q-holonomic system

gm(q)=n=0qn2+mn(q;q)n2withgm(q)-2gm+1(q)+(1-qm+1)gm+2(q)=0. 267

This concludes the proof of the first identity in (255). The remaining two identities follow (using the above steps) from the following ones

f-2,p,k(q)=2h0,p,k(q)-h1,p,k(q),f-3,p,k(q)=(3+q-1)h0,p,k(q)-(2+2q-1)h1,p,k(q)+q-1h2,p,k(q). 268

This concludes the sketch of the proof of (255).

In the course of the proof, we came up with the following conjecture which expresses fm,p(q) as Z[q±1]-linear combinations of hm,p(q).

Conjecture 24

For m0 we have:

fm,p(q)=k,i=0(-1)iqi(i+1)/2+k(q;q)m+k+i(q;q)m(q;q)i(q;q)khk,p(q),f-1-m,p(q)=k=0mi=0m-k(-1)iqi(i+1)/2+k(q-1;q-1)m(q-1;q-1)m-i-k(q;q)i(q;q)khk,p(q). 269

Funding

Open access funding provided by University of Geneva.

Declarations

Conflict of interest

To the best of all authors’ knowledge, the submitted article has no Conflict of interest.

Footnotes

1

A similar phenomenon was observed by Hatsuda–Okuyama [HO15].

2

for a suitable diagonal matrix Δ(τ) of weights.

3

Gm(1)(q) defined here is one half of Gm1(q) in [GGMn21].

4
The matrices Jmred(q) are related to the Wronskians Wm(q) in [GGMn21, GGMn23] by
Jmred(q)=001010100Wm(q)T.(158)
5

Our H-1(q) agrees with the one defined in [Par] when |q|<1, however differs when |q|>1.

6
The series Φ(σj)(τ) (j=1,2,3) are related to the series in [GGMn21, GGMn23], which we will denote by ΦGGM(σj)(τ), by a common prefactor
Φ(σj)(τ)=ie-πi12(τ+τ-1)-2πiτΦGGM(σj)(τ),j=1,2,3.(187)
The Stokes constants associated to the Borel resummation of ΦGGM(σj)(τ) are not changed. The additional prefactor is introduced so that the Stokes automorphism between Φ(σ0)(τ) and Φ(σj)(τ) (j=1,2,3) can be presented in an elegant form, and is also dictated by positions of singularities of Borel transform of Φ(σ0)(τ).
7
The matrices Jmred(x,q) are related to the Wronskians Wm(x,q) in [GGMn21, GGMn23] by
Jmred(x,q)=Wm(x,q)T. 215
8
The series Φ(σj)(x;τ) (j=1,2,3) are related to the series in [GGMn21, GGMn23], which we will denote by ΦGGM(σj)(x;τ), by a common prefactor
Φ(σj)(x;τ)=ie-πi12(τ+τ-1)-2πiτΦGGM(σj)(x;τ),j=1,2,3.(222)
The Stokes constants associated to the Borel resummation of ΦGGM(σj)(τ) are not changed.

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