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. 2024 Dec 30;19(12):e0311177. doi: 10.1371/journal.pone.0311177

Arithmetic optimization based MPPT for photovoltaic systems operating under nonuniform situations

Maheshwari Adaikkappan 1, Nageswari Sathiyamoorthy 2, Durga Devi Ravichandran 3, Karthikeyan Balasubramani 4, Sundararaju Karuppannan 5, Ramasamy Palanisamy 6, Zakaria M S Elbarbary 7, Saad F Al-Gahtani 7, Ahmed I Omar 8,*
Editor: Dhanamjayulu C9
PMCID: PMC11684703  PMID: 39774430

Abstract

Photovoltaic (PV) modules may encounter nonuniform situations that reduce their useable power volume, causing ineffective maximum power point tracking (MPPT). Moreover, due to the incorporation of bypass diodes, power-voltage (P-V) graph has multi-peaks when each component of the module receives different solar irradiation. This paper proposes a solution to this problem using an arithmetic optimization algorithm (AOA) for MPPT in PV systems operating in nonuniform situations. The non-operational regions associated with the voltage are excluded using a single-ended primary inductance converter (SEPIC) with voltage step-up and step-down capability. The AOA-MPPT algorithm gets current and voltage as inputs from the PV modules. It computes the converter’s duty cycle and regulates the operational point to keep MPP under all working conditions. The proposed AOA-MPPT’s efficacy under different insolation patterns has been validated using three nonuniform conditions in terms of convergence, tracking speed, steady state oscillations, and tracking efficiency. In simulations, the proposed AOA-MPPT method and SEPIC converter demonstrated quick response and excellent steady-state performance. The tracking efficiency of the AOA-MPPT is above 99% and settling time is 200 to 300ms for all three non-uniform conditions.

1. Introduction

With the huge capital cost of PV systems, it is essential to guarantee optimal output of accessible PV energy. It is accomplished either through enhanced cell design or through the use of MPPT’s efficient power tracking technology [1, 2]. However, achieving optimal operation is frequently challenging owing to the non-linear characteristic curve of PV sources, which is degraded further in partial shade conditions. Power-voltage curves deform into a multi-peak shape but only one global peak (GP) in this state. As a result, PV systems must function at true GP; otherwise, considerable efficiency losses can be observed. MPPT can be roughly classified into three categories such as traditional MPPT methods, Machine learning based MPPTs and Optimized MPPTs [3, 4].

In the first category, typically two steps are used to precisely track the real Global Maximum Power Point (GMPP) of a PV array. To determine the localization of GMPP, the initial phase presents a sequence of significant perturbations in the control signal. The information acquired by these perturbations is adequate for the standard Perturb & Observe (PO) or Incremental Conductance (IC) approach, which is used in the second phase, to guarantee the operation at GMPP. In spite of producing relatively excellent outcomes, their key downsides are discovered to be limited speed owing to scanning of a whole I-V curve and added complication for customisation [1]. Furthermore, the conventional MPPTs may become trapped in a Local Maximum Power Point (LMPP), owing to the tracking features of these algorithms’ inability to distinguish between the LMPP and the GMPP [5].

In machine learning based MPPT schemes, the concepts of Neural Network (NN) [6] and Fuzzy Logic (FL) are used to trace the GMPP. These MPPT approaches are undoubtedly effective; nonetheless, a few flaws are discovered. For NN, tracking precision is extremely reliant on the existing training information of the variables, which may not cover the entire day or entire month. Several processing phases are required in FL controller to calculate the final control output [1]. Accordingly, there must be a trade-off between tracking speed and calculation cost.

Considering GMPP tracking as an optimization problem, many researchers have recently used a number of optimization algorithms to find the optimal operational point of PV. Because the shaded properties of a PV are multi-modal in nature, an optimization algorithm appears to be a highly appropriate choice for MPPT application [1, 7]. This is obvious from various recent efforts on GMPP tracking, such as genetic algorithms, ant colony optimization [8], chaotic search [9], Particle Swarm Optimization [5, 10], grey wolf optimization (GWO) [11], cuckoo search, and differential evolution (DE) [1, 12], golden section search [13], invasive weed optimization [14], roach infestation optimization [15]. The results of the review made by Jordehi et al., [16] show that the best options for MPPT are metaheuristic optimisation algorithms because of their advantages, which include system independence, efficient performance in partial shading situations, and lack of oscillations around the maximum power point.

PV must work at MPP to get the extreme power under any irradiance and temperature conditions. Thus, it is conceivable to integrate a DC/DC converter with a computational system that will alter the duty cycle [17] and implicitly the input impedance of the converter according to the search strategy until the system reaches the MPP, overcoming undesirable impacts on output power [5]. Because of recent advancements in the efficiency of power electronics converters and effective algorithms, module level MPPT applications have made significant progress [18, 19]. This kind of MPPT technique enables PV units to work at high efficacy even in nonuniform working situations like partial shading.

As a result, the MPP tracker is coupled with a DC-DC converter to continuously ensure maximum power transfer [20]. It is critical to understand which DC-DC converter is appropriate for a specific state and how it works in order to have the optimum power transmission [21]. A maximum power point tracker, in combination with a high gain converter, is used to track the fluctuating power [22, 23]. The converter is used to balance the power between a PV system and grid or a stand-alone system [24]. Therefore, choosing a converter is extremely significant for maximizing the system output and ensuring the overall operation’s safety [25]. High voltage gain converters are very famous in the recent research as a means of integrating renewable energy sources [26, 27].

The converter serves as an interface, trying to balance power between a PV system and the grid or a stand-alone system. As a result, selecting a converter is critical for optimising system output and assuring the overall safety of the operation [28]. The two primary types of converters available are isolated and non-isolated [29]. Separation among the input and output sides of an isolated converter is accomplished by removing the DC path with a transformer. It is shielded from the high voltage passing through the DC-DC converter [30]. Most isolated converters have discontinuous input currents, rendering them unsuitable for solar energy applications. As a result, larger input filter capacitors would be required, increasing the size of the converter.

A non-isolated DC-DC converter has fewer components, is smaller in size, and has less energy loss because there is no separation or transformer [25]. In PV applications, the frequently used non-isolated converter, i.e., boost converter, achieves high gain by lengthening duty cycle [3134]. High switching loss, saturation, reverse recovery problems, and low performance are the main downsides of boost converters [35]. Power converters must have a high gain while keeping a low duty cycle in order to be used in PV applications [3638]. The buck-boost converter combines the advantages of the fundamental buck and boost converter topologies and has been utilized effectively in a PV application [39]. The buck-boost converter, on the other hand, is still being researched to improve the effectiveness of solar PV [32]. Researchers are evolving non-isolated buck-boost converters, such as Cuk for continuous output [40], single-ended primary inductance converter (SEPIC) [41, 42], and Luo converters for high gain [43].

Fig 1 depicts the standalone PV with MPPT driven SEPIC, which is employed in this article to track the MPP of a PV system. The PI controller is no longer present, and the MPPT algorithm directly computes duty cycle (control signal). This is commonly referred to as a direct control MPPT scheme in the literature. Simplified control loop, Calculation time reduction and exclusion for PI controller tuning are the advantages of direct control MPPT schemes. Eventhough the feedback loop is absent; the direct control technique achieves comparable optimal results. This article proposes a solar PV system which includes AOA-MPPT algorithm that tracks the MPP effectively to reduce the effect of dissimilarities due to the nonuniform climatic conditions. But in the majority of metaheuristic algorithms, even slight changes in load or solar irradiation can cause the system to exhibit excessive PV power fluctuations due to the methods used to achieve the GMPP [44, 45]. Thus, this work analyses the effects of modest load change, two different fast irradiance shifting circumstances, and three non-uniform insolation scenarios with different GP placements. Furthermore, maximum power achieved, convergence time [44] and tracking efficiency are noted.

Fig 1. Standalone PV with SEPIC.

Fig 1

The key objective of the article is,

  • ➢ To design an efficient Arithmetic optimization algorithm based MPPT method and apply to a PV system with a SEPIC converter.

    • It can track the extreme power under rapidly changed climate conditions and provide the continuous output with SEPIC converter.

    • It limits the computational complexity and have a high convergence speed to increase the reliability.

    • The proposed system can effectively track the MPP and has no steady-state oscillation, as well as good dynamic performance.

The remaining of the article is set out as follows. Section 2 gives the features of PV array, and Section 3 gives the characteristics of SEPIC. Section 4 introduces the AOA algorithm for maximum power point tracking. Section 5 defines the simulation results of the AOA algorithm based MPPT with SEPIC converter and estimates the proposed method over nonuniform atmospheric conditions. The conclusion of the article is stated in Section 6.

2. PV characteristics

Fig 2 depicts a single diode equivalent circuit used to describe a PV cell [46]. Ideally, a single PV cell serves as a DC source in conjunction with an antiparallel diode. The irradiance intensity (G) is related to the output current (IPV).

Fig 2. Single diode PV model.

Fig 2

The model incorporates the effects of irradiance and temperature. In the ideal single diode model IPV = IL-ID, where IL is the current generated by the incidence of light and ID is the current through the diode, as given in Eq (1). Intrinsic resistances are included in a practical model. Eq (2) provides a revised mathematical model. The intrinsic resistances and capacitances of junctions have a considerable impact on the model’s behaviour.

IPV=ILIsexpVPVαVT1 (1)
IPV=ILIsexpVPV+IPVRsαVT1VPV+IPVRSRSh (2)
VT=NskTq (3)
IPV=ILNpNpIsexpVPV+IPVRsNsαVT1VPV+IPVRsRSh (4)

This model represents the PV system in a conventional way. Eq (3) is adjusted to Eq (4) for Ns cells arranged in series and Np cells linked in parallel (4). The impact of variation in irradiance and temperature on P-V and I-V curves are represented in Fig 3.

Fig 3. PV array operation with uniform irradiation.

Fig 3

The total power of a PV array is the summation of the power from all of the modules that are arranged in series and/or parallel to make up the array. Fig 3 depicts a PV array covers four PV modules that are arranged in series. When one of the PV modules is sheltered, it functions as a load rather than a power supply. The shaded PV module will be damaged in the long run due to the hotspot’s phenomena. As a result, bypass diodes are included to safeguard PV modules from self-heating under partial shadowing. The bypass diodes are reverse biased and have no effect under uniform insolation.

When the PV module is in the shade, the diode across it is forward biased, and current flows over the diode rather than the PV module. Fig 4 illustrates how the diode alters the P-V arcs into a more distorted figure with several peaks. Therefore, the system should be adjusted to the GMPP in order to extract the most power out of the PV array. Up to 70% of the power could be lost if this is not the case [47]. Thus, an intelligent and effective MPPT approach should be applied to accomplish optimal energy harvesting from the PV array.

Fig 4. PV array operation with nonuniform condition.

Fig 4

3. Converter characteristics

DC-DC converters are commonly utilised in standalone PV structures for MPPT [4851]. As a result, it is critical to demonstrate the MPPT capabilities of converters in PV systems. The SEPIC converter has buck and boost modes. As a result, it is able to monitor the MPP at various power level. SEPIC has numerous advantages over other buck-boost converter topologies in terms of execution and MPPT ability. The circuit diagram for the SEPIC is depicted in Fig 5. Despite having two inductors and capacitors that lengthen the dynamic reaction time, unlike buck-boost converters, these converters do not need extra circuits for switch driving.

Fig 5. Single ended primary inductance converter.

Fig 5

The following (5)-(8) is a list of the differential equations for SEPIC.

L1dIL1dt=(1k)VC1+VC2+VPV (5)
L2dIL2dt=kVC1(1k)VC2 (6)
C1dVC1dt=(1k)IL1kIL2 (7)
C2dVC2dt=(1k)IL1+IL2VC2R (8)

The mathematical correlations between input resistance observed by the converter and load resistance can be used to define MPPT capacity [29]. With the basic formulae of DC-DC converters, the input resistance of the converter, which corresponds to the effective resistance of the PV module, can be calculated [29].

The input voltage range of SEPIC is greater than that of buck and boost topologies. Because, if practical constraints are ignored, input voltage can be preferably zero or infinite [29]. This feature enables MPPT process to be carried out flawlessly under varying solar irradiation and load resistance situations [29]. The resistance of a PV module (RPV) can be computed as follows.

VO=IO*RO=k1k*VPV (9)
RO=k1k*VPVIPV*k1k (10)
RPV=1kk2*RO (11)

4. Arithmetic optimization algorithm (AOA)

At large, population-based optimization algorithms initiate their improvement procedures with a set of randomly produced solutions [52]. This created candidate solution is progressively enhanced by a set of rules and repeatedly assessed by an exact goal function; this is the essence of optimization methods [52]. Because population-based algorithms try to find the optimum result to optimization problems in a stochastic manner, obtaining a result in a sole run is not guaranteed [52]. Nonetheless, a numerous random solutions and optimization rounds enhances the likelihood of getting the global best solution for the given problem [53].

The optimization process is divided into two stages: exploration and exploitation, despite the variations among meta-heuristic algorithms used in population-based optimization methods [54]. In order to avoid local solutions, the process relates to thorough search space utilizing search agents of an algorithm. The latter is concerned with enhancing the accuracy of solutions found during the exploration phase [52]. Fig 6 depicts the clear and thorough AOA process.

Fig 6. Flowchart of arithmetic optimization algorithm for tracking MPP.

Fig 6

The exploration and exploitation process have been denoted in the next sub-sections, which is attained by the Arithmetic operators i.e., Multiplication (M "×"), Division (D "÷"), Subtraction (S "−"), and Addition (A "+") [52, 53]. This meta-heuristic technique uses population data to solve optimization problems without figuring out their derivatives. Prior to starting its work, the AOA should choose a search method (i.e., exploration or exploitation). As a result, the Math Optimizer Accelerated (MOA) function is a coefficient defined by Eq 12 in the following search steps [53].

MOAk denotes the value at the kth iteration of the MOA function, as assessed by Eq 12. The current iteration is k: [1………N]. The accelerated function values (minimum and maximum) are min and max, respectively.

MOAk=min+k×maxminN (12)

4.1 Exploration phase

Eq 13 represents the AOA exploration operators. The D or M operators are used in the exploration phase when r1>MOA. D operator has been applied when r2<0.5, alternatively, the M operator has been applied. r2 is a chance number. The location updating procedure is represented by Eq 13.

xi,jk+1=bestxj÷(MOP+ϵ)×UBjLBj×μ+LBj,r2<0.5bestxj×(MOP)×UBjLBj×μ+LBj,otherwise (13)

where

MOPk=1k(1/α)kmax

Math Optimizer probability (MOP) is a coefficient. The two parameters are μ and α. The results of this research indicate that whereas α is a sensitive parameter that specifies the exploitation accuracy across the iterations and is fixed at 5, μ is a control parameter that adjusts the search process and is fixed at 0.5. ϵ is a random number between 0 and 1. Upper bound and lower bound values represented by UB and LB, respectively.

4.2 Exploitation phase

During the exploitation phase, the S and A operators are trained by the MOA function value. Eq 14 represents search strategies for S and A.

xi,jk+1=bestxj(MOP+ϵ)×UBjLBj×μ+LBj,r3<0.5bestxj+(MOP)×UBjLBj×μ+LBj,otherwise (14)

AOA tunes the duty cycle for SEPIC by calculating fitness function at every iteration. The best value of the duty cycle for each generation has been calculated after assessing the objective function. In this paper, the objective of optimization problem is power maximization. The constraints are that duty cycle must lie between 0 and 1.

5. Results and discussion

The MPPT capability of a solar PV is obtained by the DC-DC converter, solar irradiation, temperature, and load resistance value. When all of these characteristics are considered in an MPPT application, theoretical instant tracking efficiency may be determined as shown below.

η=PG,TC,RLPM (15)

These three parameters (G,Tc,RL) have different effects on tracking efficiency for MPPT capabilities. For example, fluctuations in solar irradiation and environmental temperature affect the junction temperature of a PV module. In other words, high sun irradiation causes high temperatures. As a result, increasing the temperature significantly reduces the open circuit voltage in compared to the short circuit current, as illustrated in Fig 7.

Fig 7. Effect of temperature variations on PV module.

Fig 7

The load resistance is the second parameter. MPPT capability reduces if the load resistance value is not suitable. Meanwhile, the variations of solar insolation have a considerable impact on the PV module’s I-V curve, as illustrated in Fig 8. Because the temperature influence is negligible in comparison to solar irradiation, it is ignored in this study.

Fig 8. Effect of insolation variations on PV module.

Fig 8

MPPT is achieved regardless of load resistance or sun irradiation. Load curves begin when RPV is zero and conclude when RPV is infinite. In other words, there are no limits linked to solar irradiation and load resistance for all load circumstances. Theoretical load resistance ranges from 0 to ∞. As a result, SEPIC is regarded to be the optimum solution for MPPT applications. Table 1 shows the electrical properties of the PV module utilized in the study, which is the "Tata Solar PV system".

Table 1. Specifications of PV module.

Parameters Values
Short circuit current (Isc) 8.83A
Open circuit voltage (Voc) 36.8V
Current at MPP (Impp) 8.3A
Voltage at MPP (Vmpp) 30V
Maximum power (Pmax) 249W

The point of maximum power varies with temperature and sun irradiation. When this happens, the MPP must be traced by changing the array terminal voltage using the SEPIC converter. Table 2 specifies the SEPIC converter’s parameters.

Table 2. SEPIC parameters.

Parameters Values
Switching frequency, fs 50KHz
Inductor 1, L1 1.1478e-3H
Inductor 2, L2 1.478e-3H
Capacitor 1, C1 0.5e-3F
Capacitor 2, C2 0.5e-3F
Resistive load, R 40Ω

AOA based MPPT algorithm has been validated under both partial shaded and rapid changing insolation situations. Under partial shaded conditions, three different nonuniform conditions (NUC) are used for MPPT algorithm verification.

5.1 Nonuniform environments

A computer simulation of a solar PV system is run at a constant temperature of 25°C with various PV module insolation levels. The proposed AOA-MPPT’s efficacy under different insolation patterns has been validated using three nonuniform conditions in terms of convergence, tracking speed, steady state oscillations, and tracking efficiency. The tracking efficiency (η) is calculated by dividing the average output power obtained under steady-state conditions by the maximum attainable power of the PV array under a specific pattern [55, 56]. Three NUCs have been chosen in which GMPP is located in middle, end and start positions, as shown in Fig 9 respectively.

Fig 9. PV characteristics under NUCs with different GP positions GMPP at middle, GMPP at end, GMPP at start.

Fig 9

  • NUC-1: Insolation = [600 800 700 900] W/m2 and Temperature = 25°C.

For this NUC-1, the output voltage, current and power of solar PV array for insolation of [600 800 700 900] W/m2 have nonlinear responses and a fluctuating output voltage with a high ripple, which is regulated by a SEPIC converter. The output waveform of the SEPIC is depicted in Fig 11.

Fig 11. Maximum power delivered to the load for NUC-1.

Fig 11

In Fig 11, the actual MPP represented as constant whereas the AOA-MPPT tracks the actual MPP curve in 0.2 seconds. Figs 10 and 11 indicate that the proposed MPPT tracks the GP faster and closely matches the actual MPP. From Fig 11, the convergence time with AOA is 200ms for non-uniform condition-1. According to Table 4, the suggested MPPT has faster convergence than the GWO and PO MPPTs. The tracking efficiency of the PO-MPPT, GWO-MPPT and AOA-MPPT is 37.63%, 97.56% and 99.44%, respectively. Even though both optimization algorithms give near optimal results, the settling time of the AOA-MPPT is reduced by 42.85% as compared to the GWO-MPPT. As a result of the findings, it can be concluded that the proposed method gives superior performance in terms of quicker convergence to the GP and higher energy productivity under a variety of shifting insolation patterns.

Fig 10. Output across the load current and voltage.

Fig 10

Table 4. Results of PV array under various insolation levels.

Case study Insolation levels
(W/m2)
Maximum Power (W) Settling time (s) Tracking Efficiency (%)
Actual PO GWO AOA PO GWO AOA PO GWO AOA
Case 1 600 800 700 900 640.6 240 625 637 0.15 0.35 0.2 37.46 97.56 99.44
Case 2 500 800 700 700 550.4 400 548.3 550 0.2 0.42 0.28 72.67 99.62 99.93
Case 3 1000 600 1000 1000 740.4 720 738 740 0.25 0.4 0.25 97.24 99.67 99.94
  • NUC-2: Insolation = [500 800 700 700] W/m2 and Temperature = 25°C

A computer simulation of a solar PV system is carried out at a constant temperature of 25°C with different insolation levels i.e., [500 800 700 700] W/m2 of PV modules in PV array. To track GP, the suggested AOA-MPPT procedure is applied to the same 4S arrangement for NUC-2. The suggested system’s key waveforms for this operating situation are depicted in Figs 12 and 13. For this NUC-2, the proposed algorithm takes 0.28 seconds whereas the GWO algorithm takes 0.42 seconds to track MPP. To track the MPP, the duty cycle varies with changes in insolation of PV modules. The suggested AOA-MPPT has reduced the fluctuations near MPP and enhanced the steady-state performance, as shown in the Fig 13. It’s also worth noting that the proposed technology offers a quick transient reaction. When the solar irradiation level of all PV modules in PV array is nonuniform, the operational point of the arrangement changes extremely quickly to monitor the MPP of the PV array without fluctuation.

Fig 12. Output obtained for NUC-2 current and voltage.

Fig 12

Fig 13. Output power delivered to the load under case 2 conditions.

Fig 13

  • NUC-3: Insolation = [1000 600 1000 1000] W/m2 and Temperature = 25°C

A computer simulation of a solar PV system is carried out at a constant temperature of 25°C with different insolation levels i.e., [1000 600 1000 1000] W/m2 of PV modules in PV array. To track GP, the suggested AOA-MPPT procedure is applied to the same 4S arrangement for NUC-3. The output waveforms are shown in Figs 14 and 15. The GMPP has been tracked in 0.25s with the tracking efficiency of 99.94%.

Fig 14. Output obtained for NUC-3 current and voltage.

Fig 14

Fig 15. Output power delivered to the load under case 3 conditions.

Fig 15

The statistical terms such as, mean, standard deviation (SD), mean absolute error (MAE), mean square error (MSE), and root mean square error (RMSE) are used to analyse the results under non uniform conditions, as illustrated in Table 3. In addition, standard deviation of power tracked after the MPP is settled (in the steady-state) is tabulated to quantify the amount of oscillations. The results of the PV array during three cases obtained by PO, GWO and AOA have been compared and it is given in Table 4.

Table 3. Numerical results obtained from AOA and GWO method.

Algorithm Condition MAE MSE RMSE Mean SD SD in steady state
AOA NUC1 34.5 8.9031e+03 94.35 603.2080 0.0459 0.0029
NUC2 108.0709 2.1478e+04 146.55 441.9291 0.1368 0.0316
NUC3 28.7572 7.5173e+03 86.7026 711.6504 0.0310 0.0019
GWO NUC1 45.6 9.686e+03 98.42 599.3480 0.052 0.0042
NUC2 120.34 2.3311e+04 152.68 420.5824 0.142 0.0426
NUC3 33.26 8.619e+03 92.84 700.7824 0.036 0.0026

According to Table 4, the PO algorithm tracks the MPP and converges to the first peak point. But the GWO and AOA methods have been efficiently tracks the Global MPP with a short time. The maximum power obtained, settling time, and Tracking efficiency of three MPPT approaches are compared and depicted in Figs 1618. According to the simulation results, it is concluded that the AOA-MPPT outperforms in terms of faster convergence (low settling time) to GP, higher efficiency, and less oscillations.

Fig 16. Maximum power obtained by three MPPT methods.

Fig 16

Fig 18. Comparison of the maximum power point tracking efficiency.

Fig 18

Fig 17. Evaluation of three MPPT approaches in terms of settling time.

Fig 17

5.2 Fast changing irradiance conditions

The solar intensities of the PV modules are arbitrarily adjusted and the 4s configuration has been exposed to fast changing irradiance conditions i.e., UC switches to NUC-1 and then NUC-2. Each condition is in possession for 1 second. Two different cases for fast changing irradiance conditions have been considered to prove the dynamic behaviour of the AOA-MPPT. In the first case, each pattern such as UC, NUC-1 and NUC-2 are exposed at 1 second each. The extreme power obtained from PV array and the corresponding duty cycle variations for each pattern are depicted in Fig 18. According to this, the convergence time with GWO-MPPT for UC is 280ms and it can be reduced to 160ms with the aid of AOA-MPPT. And convergence time is reduced to 120ms with AOA and 150ms with GWO for change in irradiance condition from UC to NUC1.

In the second case, the NUC-2 switches to NUC-1 and then switches to UC. The tracking curves of the case 2 during NUC-2, NUC-1 and UC are shown in Fig 19. The examples above demonstrate that the AOA-MPPT and GWO-MPPT can follow GP with no oscillations. But the tracking speed of the proposed AOA-MPPT superior than the GWO-MPPT.

Fig 19. Maximum power obtained and duty cycle during case 1 of fast changing irradiance conditions with GWO-MPPT 280ms and GWO-MPPT 120ms.

Fig 19

Fig 20 show that the proposed AOA-MPPT converges to the GP quicker than the GWO-MPPT. Many peaks with various local peaks and one global peak characterise the P–V curve under nonuniform insolation conditions. It is worth noting that when the mathematical operators find the MPP, the duty cycle is maintained at a constant value, which eliminates the steady-state oscillations that can occur with traditional MPPT techniques. These graphs show how the AOA-MPPT algorithm can track the maximum power point and transfer power from the PV module to the load resistance. The SEPIC converter has been developed to give good regulation over rapid voltage fluctuations with minimal ripple. The performance comparison of PO, GWO and the proposed AOA-MPPT method is given in Table 5.

Fig 20. Tracking curves of AOA and GWO algorithm for case 2 of fast changing irradiance conditions with power and duty cycle.

Fig 20

Table 5. Comparative performance of the suggested MPPT with the other MPPTs.

MPPT method Precision Speediness Convergence rate Steady state Fluctuations Efficacy
PO-MPPT Less Slow Possible to occur in LP Occurred Low
GWO-MPPT Moderate Moderate High Not occurred Moderate
AOA-MPPT More Rapid High Not occurred High

5.3 Validation of proposed method under load variations

The insolation values are set at [1000 600 1000 1000] W/m2 for the GMPP at the start position. The GMPP has been tracked at 250ms. While temperature is constant, The PV power can change with the insolation changes or load variations. When the load variation occurs once the MPP is tracked, the PV current is varied. By adjusting duty cycle, the output power quickly tracks actual power. Fig 21 is included to describe the effect of load variation on proposed method. When resistive load has been reduced from 40Ω to 20Ω at 0.5seconds, the disturbance occurs in output voltage of converter but the AOA tracks the actual power within 10ms.

Fig 21. Output power due to load variations.

Fig 21

6. Experimental results

The experimental setup for the proposed system is developed according to the simulation specification as shown in Fig 22. The proposed control algorithm for the DC-DC converter is implemented using PIC 16F877A from Microchip.

Fig 22. Experimental setup for the proposed PV system.

Fig 22

Fig 22 shows the experimental results for proposed solar PV system under UC where the results obtained are similar to the results obtained from simulation. Fig 23 shows the control signal obtained from the proposed AOA-MPPT algorithm to the switches which also shows the voltage across the diode. Fig 24 shows the converter’s steady state output voltage of 198 V and current of 3.74 A when NUC-3: Insolation = [1000 600 1000 1000] W/m2 and Temperature = 25°C. Fig 25 depicts the variation of voltage and current during non-uniform environmental conditions described in NUC-3. Fig 26. depicts the variation of voltage and current during fast changing solar irradiance condition. The experimental results evidences the efficacy of proposed AOA-algorithm under different circumstances and closely matches with simulation results.

Fig 23. Experimental results for switching pulses.

Fig 23

Fig 24. Output voltage and current of converter.

Fig 24

Fig 25. Variation of voltage and current during non-uniform environmental conditions.

Fig 25

Fig 26. Variation of voltage and current during fast changing solar irradiance conditions.

Fig 26

7. Conclusion

This paper presents the design of an Arithmetic optimization algorithm (AOA)-based maximum power point tracker that can act according to varying insolation levels of PV modules. The PV array’s output power varies greatly depending on solar insolation and temperature. The PV array is operated at its maximum operational point, where the supreme power generated may be transferred to the load connected across the SEPIC converter’s output terminal, using MPPT control method. The AOA is a recently developed optimization that overcomes issues like low tracking efficiency and steady-state fluctuations. The AOA-based maximum power point tracker delivers greater MPP chasing and has a quicker convergence compared than perturb & observe algorithm and grey wolf optimization algorithm. From the results, the suggested AOA-MPPT gets tracking efficiency of above 99% and settling time of 200 to 300ms under non uniform conditions. When the operating point converges to MPP, the system can retain maximum power while keeping the duty cycle constant. The efficacy of the proposed MPPT method is confirmed for both partial shaded conditions and rapid changing irradiance conditions. Comparative results show that the proposed method exhibits greater performance than other methods under steady state and dynamic conditions. In light of these findings, the work’s next stage will involve hardware validation of the suggested AOA-MPPT algorithm for PV systems operating in uneven and quickly changing settings. It is anticipated that the PV community, comprising researchers and practitioners alike, will be highly interested in our work. In order to build a solar photovoltaic grid-connected power generating system in the future, authors will incorporate the suggested AOA-MPPT technique with PV inverters, with the goal of enhancing the overall energy harvesting efficiency. Analysis can be done on any single switch DC-DC boost converter with numerous peaks in the P-V curve can use the AOA-MPPT. In addition, the authors will take into account a practical solution to address the issue of partially shadowing the PV array surface.

Data Availability

All relevant data are within the manuscript.

Funding Statement

the authors extend their appreciation to the Deanship of Scientific Research at King Khalid University under for funding this work through General Research Project under Grant number (RGP2/425/44).

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Decision Letter 0

Dhanamjayulu C

25 Jun 2024

PONE-D-24-06244Arithmetic Optimization based MPPT for photovoltaic systems operating under non-uniform situationsPLOS ONE

Dear Dr. Omar,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

ACADEMIC EDITOR: The reviewers recommend reconsideration the manuscript with revision and modification. I invite the authors to resubmit the manuscript after addressing the comments raised by the reviewers.

==============================

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Academic Editor

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Additional Editor Comments:

The reviewers recommend reconsideration the manuscript with revision and modification. I invite the authors to resubmit the manuscript after addressing the comments raised by the reviewers.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

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Reviewer #1: Partly

Reviewer #2: No

Reviewer #3: Partly

Reviewer #4: No

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2. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

Reviewer #4: I Don't Know

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3. Have the authors made all data underlying the findings in their manuscript fully available?

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes

Reviewer #4: No

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Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: No

**********

5. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: - For some reasons, Figures are not included in the final PDF file. So, I am unable to comment on results.

- The work is limited to simulation. Mention, to which extent the designed optimization scheme is deployable on a real PV system? What are the challenges involved when the control law is to be implemented on a real system?

- Update the literature review by including notable works on MPPT control such as 10.3390/en16135039, 10.1371/journal.pone.0260480 and 10.3390/app12062773.

- Please write quantitatively especially in the Abstract: How much 'quick' is quick response? How much 'excellent' is excellent?

- Include more rigorous analysis based on ITAE, IAE, ISE etc.

- Explicitly mention novelty of the proposed optimization technique.

- Avoid referring to waveforms/curves in a graph from their color. e.g. The 'green dotted line outlines the ideal ..."

Reviewer #2: 1. Abstract is ambiguous, kindly arrange the abstract which can contain background of the work, objective, method used and results achieved.

2. Try to expand the literature review including some recent works (of last 3-years) in the similar field.

3. Figures are not shown in the paper. Only figure numbers are included. Why?

4. The validation of results is missing. Kindly validate the results either by hardware setup or at least by real-time HIL emulator.

5. Kindly analyze the performance under dynamic conditions.

6. Kindly rewrite the conclusion. Only novelty and originality of the work should be included in the conclusion. Kindly add 1-2 lines of future work in the last of conclusion section.

7. References are very old. Kindly cite at least 4 to 5 recent papers to validate that your work is novel and attempted by you first time in this domain.

8. Authors have reference [40] in the text but it has not been given in the reference list.

Reviewer #3: 1. Figures are not incorporated in the manuscript. Plz check.

2.Why author is considered sepic converter.

3.The abstract should be revised. Some parts of the abstract are unnecessary and should be removed. The main contributions should be highlighted in the abstract. Addressing some quantitative findings compared to available research works in the abstract is suggested.

4. How were the parameters of the proposed method selected?

5. Please validate the proposed method using load variation, and disturbances.

6. To show the efficacy of the proposed control method statistical analysis is needed. Please add it .

7.Please cite some paper https://doi.org/10.1002/oca.2798, 10.1109/JSYST.2020.3020275, https://doi.org/10.1049/iet-gtd.2018.5019,https://doi.org/10.3390/electronics11060927 etc

https://doi.org/10.1002/2050-7038.2824 etc.

8.Provide proof of the stability and convergence properties of the Proposed algorithm under various assumptions.

9.A major issue is the experimental analysis or real time work.

10.The contribution is in general not so highlighted area.

11.How the different PSC conditions are arrived at merits further explanation in the text,

12.If possible, Table should include the standard deviation (or variance for that matter) of power tracked after the MPP is settled (in the steady-state) to quantify the amount of oscillations

13.Also, the authors applied shading patterns for GP at the middle and at the end of P-V curve , it is better to add a shading pattern case for GP located at the beginning.

14.Conclusions section must be improved, underlining the relevant contributions and results and also future scope.

Reviewer #4: There is no figures in the paper. The authors are very careless while uploading the paper. However, the novelty of the paper is alos poor. It needs complete update. The results are not propely presented. The analysis is not done propely.

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: No

Reviewer #4: No

**********

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PLoS One. 2024 Dec 30;19(12):e0311177. doi: 10.1371/journal.pone.0311177.r002

Author response to Decision Letter 0


1 Aug 2024

Response to Reviewer(s)' Comments

We would like to sincerely thank all the reviewers for their comments and suggestions, which help us to enhance our paper greatly. All the comments and suggestions from the reviewers have been considered and responded to carefully. The main changes carried out in the original submission according to the suggestions and comments of the reviewers are shown in blue in the revised version. The detailed responses to the reviewers are given as follows.

Reviewer #1: - For some reasons, Figures are not included in the final PDF file. So, I am unable to comment on results.

Comment 1: The work is limited to simulation. Mention, to which extent the designed optimization scheme is deployable on a real PV system? What are the challenges involved when the control law is to be implemented on a real system?

Response 1: The maximum power point is not oscillated around by metaheuristic-based MPPT tactics, in contrast to traditional MPPT techniques like P&O. The computational behaviour of metaheuristic optimisation algorithms is greatly influenced by their control settings. Depending on the nature of the situation, different control parameter values are appropriate. It is necessary to determine the appropriate control parameter values for every optimisation task. It has been discovered by experience that a lengthy process of trial and error is necessary to identify the ideal combination for maximum performance. However, just two parameters need to be adjusted for AOA. Programming requires less work overall. It is anticipated that the conventional microcontroller will provide easy implementation of the algorithm.

Comment 2: Update the literature review by including notable works on MPPT control such as 10.3390/en16135039, 10.1371/journal.pone.0260480 and 10.3390/app12062773.

Response 2: Thank you for pointing this out. Changes have been made in the Introduction section. The details of the related reference papers are included in the reference section of the revised manuscript.

Comment 3: Please write quantitatively especially in the Abstract: How much 'quick' is quick response? How much 'excellent' is excellent?

Response 3: Thank you for pointing this out. Authors agree with this comment and the abstract has been modified in the revised paper.

Comment 4: Include more rigorous analysis based on ITAE, IAE, ISE etc.

Response 4: The comments of the Reviewer are taken into account with gratitude to improve the quality of the manuscript with more sufficient result analysis.

Condition ITAE IAE ISE

NUC1 1.6006e+06 1.9773e+07 5.0989e+09

NUC2 4.2266e+06 2.8296e+07 5.6235e+09

NUC3 2.5880e+06 2.4868e+07 6.5006e+09

Comment 5: Explicitly mention novelty of the proposed optimization technique.

Response 5: Thank you for your comment. It is a major problem to correctly track the GMPP in extreme weather circumstances, and traditional MPPT approaches are likely to be caught in between LMPPs and ineffectual. Using optimisation algorithms is a useful strategy for tracking GMPP in non-uniform solar irradiation conditions. Therefore, AOA-MPPT method under uniform and non-uniform conditions are investigated in this paper. In this method, the oscillations at steady state are reduced, which reduces the power loss. It requires less time to converge.

Comment 6: Avoid referring to waveforms/curves in a graph from their color. e.g. The 'green dotted line outlines the ideal ..."

Response 6: Thank you for your valuable comment. Correction have been carried out in the respective section of the revised manuscript.

Reviewer #2:

Comment 1. Abstract is ambiguous, kindly arrange the abstract which can contain background of the work, objective, method used and results achieved.

Response 1: Thank you for pointing this out. Authors agree with this comment and the abstract has been modified in the revised paper.

Comment 2: Try to expand the literature review including some recent works (of last 3-years) in the similar field.

Response 2: As suggested by the reviewer, the latest literature related to MPPT is included in the Introduction section of the revised manuscript. The details of the related reference papers are included in the reference section of the revised manuscript.

Comment 3. Figures are not shown in the paper. Only figure numbers are included. Why?

Response 3: Thank you for your valuable comment. Correction have been carried out in the all sections of the revised manuscript.

Comment 4. The validation of results is missing. Kindly validate the results either by hardware setup or at least by real-time HIL emulator.

Response 4: Thank you for your valuable comment. Experimental setup and results included in the revised manuscript.

Comment 5. Kindly analyze the performance under dynamic conditions.

Response 5: Thank you for your comment. An effective AOA-MPPT algorithm may quickly and accurately converge to the necessary power, regardless of a gradual or abrupt change in sun irradiation. The maximum power obtained, settling time, and Tracking efficiency of three MPPT approaches are compared and depicted in Figure 15-19. According to the simulation results, it is concluded that the AOA-MPPT outperforms in terms of faster convergence to GP, higher efficiency, and less oscillations. The efficacy of the proposed MPPT method is confirmed for both partial shaded conditions and rapid changing irradiance conditions. Comparative results show that the proposed method exhibits greater performance than other methods under steady state and dynamic conditions.

Comment 6. Kindly rewrite the conclusion. Only novelty and originality of the work should be included in the conclusion. Kindly add 1-2 lines of future work in the last of conclusion section.

Response 6: Thank you for your comment. As suggested, conclusion section has been modified in the revised manuscript.

Comment 7. References are very old. Kindly cite at least 4 to 5 recent papers to validate that your work is novel and attempted by you first time in this domain.

Response 7: As suggested by the reviewer, the latest literature related to MPPT is included in the Introduction section of the revised manuscript. The details of the related reference papers are included in the reference section of the revised manuscript.

Comment 8. Authors have reference [40] in the text but it has not been given in the reference list.

Response 8: Thank you for pointing this out. Changes have been made in the revised manuscript.

Reviewer #3:

Comment 1. Figures are not incorporated in the manuscript. Plz check.

Response 1: Thank you for pointing this out. Changes have been made in the revised manuscript.

Comment 2. Why author is considered sepic converter.

Response 2: Thank you for your comment. In this paper, SEPIC which has a high efficiency coefficient, has been selected. Even though it's a fourth-order electronic circuit, it has a lot of benefits that make it ideal for photovoltaic applications. These benefits include DC output current, series capacitor isolation between the input and output sides, flexible output gain, and non-inverting DC output voltage. The SEPIC may step up or step down the input voltage and operate in both buck and boost modes. It can thus track the maximum power point of the PV system at both the PV power level and input voltage. Despite having two inductors, the SEPIC converter's input ripple current is decreased, which lowers the peak inductor current and lowers the inductors' losses. These properties make SEPIC converter a suitable candidate for PV applications.

Comment 3. The abstract should be revised. Some parts of the abstract are unnecessary and should be removed. The main contributions should be highlighted in the abstract. Addressing some quantitative findings compared to available research works in the abstract is suggested.

Response 3: Thank you for your comment. The findings demonstrate that AOA can follow MPP in 200–300ms under a variety of environmental changes. Moreover, the suggested AOA-MPPT has a tracking efficiency of almost 99% and settling time of 200-300ms. Besides, it has the ability to effectively manage the situation of partial shading. When it comes to tracking capabilities, transient behaviour, and convergence, AOA performs better than both P&O and GWO.

Comment 4. How were the parameters of the proposed method selected?

Response 4: Thank you for pointing this out. The two parameters are μ and α. The results of this research indicate that whereas α is a sensitive parameter that specifies the exploitation accuracy across the iterations and is fixed at 5, μ is a control parameter that adjusts the search process and is fixed at 0.5.

Comment 5. Please validate the proposed method using load variation, and disturbances.

Response 5: Thank you for your comment. As suggested, a new figure is included in the results and discussion section of the revised manuscript to describe the effect of load variation on proposed method. When load has been reduced, the maximum power across the load also reduced. The proposed MPPT algorithm effectively handle the load variations.

Figure 20. Output power due to load variations

Comment 6. To show the efficacy of the proposed control method statistical analysis is needed. Please add it.

Response 6: The comments of the Reviewer are taken into account with gratitude to improve the quality of the manuscript with more sufficient result analysis.

Condition ITAE IAE ISE

NUC1 1.6006e+06 1.9773e+07 5.0989e+09

NUC2 4.2266e+06 2.8296e+07 5.6235e+09

NUC3 2.5880e+06 2.4868e+07 6.5006e+09

Comment 7. Please cite some paper https://doi.org/10.1002/oca.2798, 10.1109/JSYST.2020.3020275, https://doi.org/10.1049/iet-gtd.2018.5019, https://doi.org/10.3390/electronics11060927 etc https://doi.org/10.1002/2050-7038.2824 etc.

Response 7: Thank you for pointing this out. Changes have been made in the Introduction section. The details of the related reference papers are included in the reference section of the revised manuscript.

Comment 8. Provide proof of the stability and convergence properties of the Proposed algorithm under various assumptions.

Response 8: Thank you for your comment. An effective AOA-MPPT algorithm may quickly and accurately converge to the necessary power, regardless of a gradual or abrupt change in sun irradiation. The maximum power obtained, settling time, and Tracking efficiency of three MPPT approaches are compared and depicted in Figure 15-17. According to the simulation results, it is concluded that the AOA-MPPT outperforms in terms of faster convergence to GP, higher efficiency, and less oscillations.

Comment 9. A major issue is the experimental analysis or real time work.

Response 9: Thank you for your valuable comment. Experimental setup and results included in the revised manuscript.

Comment 10. The contribution is in general not so highlighted area.

Response 10: Thank you for your comment. In this paper, AOA-MPPT is proposed to track maximum power from PV under uniform and nonuniform conditions. Because AOA algorithms explore a large search space, AOA lower the likelihood of adhering to local maxima. Furthermore, this is less expensive computationally than AI methods. With minimal steady-state oscillations, the suggested AOA-MPPT technique can track GMPP with extremely high tracking speed and efficiency.

Comment 11. How the different PSC conditions are arrived at merits further explanation in the text.

Response 11: Thank you for your comment. Three Non-Uniform Conditions have been chosen in which GMPP is located in middle, end and start positions respectively.

Comment 12. If possible, Table should include the standard deviation (or variance for that matter) of power tracked after the MPP is settled (in the steady-state) to quantify the amount of oscillations.

Response 12: Thank you for your comment. Once the steady state is reached, the AOA-MPPT algorithm continues to maintain the MPP with almost zero fluctuation, as shown in Figure 10.

Figure 10 Maximum power delivered to the load for NUC-1

Comment 13. Also, the authors applied shading patterns for GP at the middle and at the end of P-V curve, it is better to add a shading pattern case for GP located at the beginning.

Response 13: Thank you for pointing out. As suggested, shading pattern case for GP located at the beginning has been included in the revised manuscript. When it comes to tracking capabilities, transient behaviour, and convergence, AOA performs better than both P&O and GWO. These instances lead to the conclusion that the samples' MPP convergence is mostly independent of their starting positions.

(a)

(b)

(c)

Figure 8. PV characteristics under NUCs with different GP positions

Comment 14. Conclusions section must be improved, underlining the relevant contributions and results and also future scope.

Response 14: Thank you for your comment. As suggested, conclusion section has been modified in the revised manuscript.

Reviewer #4: There is no figures in the paper. The authors are very careless while uploading the paper. However, the novelty of the paper is also poor. It needs complete update. The results are not properly presented. The analysis is not done properly.

Response: Thank you for your comment. Corrections have been made in the revised manuscript. In this paper, AOA-MPPT is proposed to track maximum power from PV under uniform and nonuniform conditions. Because AOA algorithms explore a large search space, AOA lower the likelihood of adhering to local maxima. Furthermore, this is less expensive computationally than AI methods. With minimal steady-state oscillations, the suggested AOA-MPPT technique can track GMPP with extremely high tracking speed and efficiency. The proposed AOA-MPPT's efficacy under different insolation patterns has been validated using three nonuniform conditions in terms of convergence, tracking speed, steady state oscillations, and tracking efficiency. The tracking efficiency of the AOA-MPPT is above 99% and settling time is 200 to 300ms for all three non-uniform conditions.

The authors are very grateful to the editor and reviewers for all their careful assessments and constructive suggestions, which have helped to improve the presentation and enhance the quality of the research paper. The above Response sheet is also attached with the revised manuscript.

Attachment

Submitted filename: Response to Reviewer(s) comments.docx

pone.0311177.s001.docx (145.5KB, docx)

Decision Letter 1

Dhanamjayulu C

12 Aug 2024

PONE-D-24-06244R1Arithmetic Optimization based MPPT for photovoltaic systems operating under non-uniform situationsPLOS ONE

Dear Dr.Omar,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

==============================

ACADEMIC EDITOR: The reviewers recommend reconsideration the manuscript with revision and modification. I invite the authors to resubmit the manuscript after addressing the comments raised by the reviewers.

==============================

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We look forward to receiving your revised manuscript.

Kind regards,

Dhanamjayulu C, Ph.D & Post.Doc

Academic Editor

PLOS ONE

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Additional Editor Comments:

The reviewers recommend reconsideration the manuscript with revision and modification. I invite the authors to resubmit the manuscript after addressing the comments raised by the reviewers.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #3: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Partly

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3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: I Don't Know

Reviewer #3: No

**********

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Reviewer #1: Yes

Reviewer #3: Yes

**********

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Reviewer #1: Yes

Reviewer #3: Yes

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6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Authors have addressed all the comments suggested. The revised version of the paper has been significantly improved. The paper can be accepted in its present form.

Reviewer #3: 1. So many comments are not answer properly. like Q5, 6 and 8, 12.

2. Please read some paper for answer these questions. 10.1109/TIA.2024.3413052, and 10.1109/TIA.2023.3321031 .

3. Follow these papers how the stability analysis and convergence characteristics are analysis and also cite these.

4. please take more case studies to analysis and verify the proposed algorithm .

5. The future scope should be board. not like a comment.

6. The statical analysis is not correct.

7. Experimental results are not correct. Please take proper scale and give in paper.

**********

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Reviewer #1: No

Reviewer #3: No

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PLoS One. 2024 Dec 30;19(12):e0311177. doi: 10.1371/journal.pone.0311177.r004

Author response to Decision Letter 1


4 Sep 2024

Response to Reviewer(s)' Comments

We would like to sincerely thank all the reviewers for their comments and suggestions, which help us to enhance our paper greatly. All the comments and suggestions from the reviewers have been considered and responded to carefully. The main changes carried out in the original submission according to the suggestions and comments of the reviewers are shown in blue in the revised version. The detailed responses to the reviewers are given as follows.

Reviewer #1: Authors have addressed all the comments suggested. The revised version of the paper has been significantly improved. The paper can be accepted in its present form.

Response: Thank you for your valuable comment.

Reviewer #3:

Comment 1. So many comments are not answer properly. like Q5, 6 and 8, 12.

Response 1: The comments of the Reviewer are taken into account with gratitude to improve the quality of the manuscript with more sufficient result analysis. Statistical analysis and experimental results are included in the revised manuscript.

Table 3 Numerical Results obtained from AOA and GWO method

Algorithm Condition MAE MSE RMSE Mean SD SD in steady state

AOA NUC1 34.5 8.9031e+03 94.35 603.2080 0.0459 0.0029

NUC2 108.0709 2.1478e+04 146.55 441.9291 0.1368 0.0316

NUC3 28.7572 7.5173e+03 86.7026 711.6504 0.0310 0.0019

GWO NUC1 45.6 9.686e+03 98.42 599.3480 0.052 0.0042

NUC2 120.34 2.3311e+04 152.68 420.5824 0.142 0.0426

NUC3 33.26 8.619e+03 92.84 700.7824 0.036 0.0026

The statistical terms such as, mean, standard deviation (SD), mean absolute error (MAE), mean square error (MSE), and root mean square error (RMSE) are used to analyse the results under non uniform conditions, as illustrated in Table 3. In addition, standard deviation of power tracked after the MPP is settled (in the steady-state) is tabulated to quantify the amount of oscillations.

According to Figure 18a, the convergence time with GWO-MPPT for UC is 280ms and it can be reduced to 160ms with the aid of AOA-MPPT. Also, the convergence time is reduced to 120ms with AOA and 150ms with GWO for change in irradiance condition from UC to NUC1.

Figure 20 is included to describe the effect of load variation on proposed method. When resistive load has been reduced from 40Ω to 20Ω, the disturbance occurs in output voltage of converter but the AOA tracks the actual power within 10ms.

Comment 2. Please read some paper for answer these questions. 10.1109/TIA.2024.3413052, and 10.1109/TIA.2023.3321031.

Response 2: Thank you for pointing this out. Changes have been made in the respective section. The details of the related reference papers are included in the reference section of the revised manuscript.

Comment 3. Follow these papers how the stability analysis and convergence characteristics are analysis and also cite these.

Response: Thank you for pointing this out. Changes have been made in the results section. The details of the related reference papers are included in the reference section of the revised manuscript.

According to Figure 18a, the convergence time with GWO-MPPT for UC is 280ms and it can be reduced to 160ms with the aid of AOA-MPPT. Also, the convergence time is reduced to 120ms with AOA and 150ms with GWO for change in irradiance condition from UC to NUC1.

Comment 4. please take more case studies to analysis and verify the proposed algorithm .

Response: Thank you for your comment. Three non-uniform insolation conditions with different GP positions and two different fast irradiance varying conditions have been analysed. An effective AOA-MPPT algorithm may quickly and accurately converge to the necessary power, regardless of a gradual or abrupt change in sun irradiation. The maximum power obtained, settling time, and Tracking efficiency of three MPPT approaches are compared and depicted in Figure 15-19.

Comment 5. The future scope should be broad. not like a comment.

Response: Thank you for your comment. As suggested, conclusion section has been modified with future scope in the revised manuscript.

In light of these findings, the work's next stage will involve hardware validation of the suggested AOA-MPPT algorithm for PV systems operating in uneven and quickly changing settings. It is anticipated that the PV community, comprising researchers and practitioners alike, will be highly interested in our work. In order to build a solar photovoltaic grid-connected power generating system in the future, authors will incorporate the suggested AOA-MPPT technique with PV inverters, with the goal of enhancing the overall energy harvesting efficiency. Analysis can be done on any single switch DC-DC boost converter with numerous peaks in the P-V curve can use the AOA-MPPT. In addition, the authors will take into account a practical solution to address the issue of partially shadowing the PV array surface.

Comment 6. The statical analysis is not correct.

Response 6: The comments of the Reviewer are taken into account with gratitude to improve the quality of the manuscript with more sufficient result analysis.

Table 3 Numerical Results obtained from AOA and GWO method

Algorithm Condition MAE MSE RMSE Mean SD SD in steady state

AOA NUC1 34.5 8.9031e+03 94.35 603.2080 0.0459 0.0029

NUC2 108.0709 2.1478e+04 146.55 441.9291 0.1368 0.0316

NUC3 28.7572 7.5173e+03 86.7026 711.6504 0.0310 0.0019

GWO NUC1 45.6 9.686e+03 98.42 599.3480 0.052 0.0042

NUC2 120.34 2.3311e+04 152.68 420.5824 0.142 0.0426

NUC3 33.26 8.619e+03 92.84 700.7824 0.036 0.0026

The statistical terms such as, mean, standard deviation (SD), mean absolute error (MAE), mean square error (MSE), and root mean square error (RMSE) are used to analyse the results under non uniform conditions, as illustrated in Table 3. In addition, standard deviation of power tracked after the MPP is settled (in the steady-state) is tabulated to quantify the amount of oscillations.

Comment 7. Experimental results are not correct. Please take proper scale and give in paper.

Response: Thank you for your valuable comment. Experimental setup and results included in the revised manuscript.

The authors are very grateful to the editor and reviewers for all their careful assessments and constructive suggestions, which have helped to improve the presentation and enhance the quality of the research paper. The above Response sheet is also attached with the revised manuscript.

EXPERIMENTAL RESULTS

The experimental setup for the proposed system is developed according to the simulation specification as shown in Figure 21. The proposed control algorithm for the DC-DC converter is implemented using PIC 16F877A from Microchip.

Figure 21. Experimental Setup for the Proposed PV system

(a)

(b)

(c)

(d)

Figure 22. Experimental Results (a) Control signal from MPPT controller (b) Converter output under UC

Figure 22 shows the experimental results for proposed solar PV system under UC where the results obtained are similar to the results obtained from simulation. Figure 22a shows the control signal obtained from the proposed AOA-MPPT algorithm to the switches which also shows the voltage across the diode. Figure 22b shows the converter’s steady state output voltage of 198 V and current of 3.74 A when NUC-3: Insolation = [1000 600 1000 1000] W\\/m^2 and Temperature = 25°C. Figure 22c depicts the variation of voltage and current during non-uniform environmental conditions described in NUC-3. Figure 22.d. depicts the variation of voltage and current during fast changing solar irradiance condition. The experimental results evidences the efficacy of proposed AOA-algorithm under different circumstances and closely matches with simulation results.

Attachment

Submitted filename: Response to Reviewer-revision2.docx

pone.0311177.s002.docx (2.2MB, docx)

Decision Letter 2

Dhanamjayulu C

16 Sep 2024

Arithmetic Optimization based MPPT for photovoltaic systems operating under nonuniform situations

PONE-D-24-06244R2

Dear Dr. Ahmed I. Omar,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org.

Kind regards,

Dhanamjayulu C, Ph.D & Post.Doc

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

The authors have addressed the reviewers’ comments properly

The article can be accepted for the publication in present form

Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation.

Reviewer #1: All comments have been addressed

Reviewer #3: All comments have been addressed

**********

2. Is the manuscript technically sound, and do the data support the conclusions?

The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented.

Reviewer #1: Yes

Reviewer #3: Partly

**********

3. Has the statistical analysis been performed appropriately and rigorously?

Reviewer #1: Yes

Reviewer #3: Yes

**********

4. Have the authors made all data underlying the findings in their manuscript fully available?

The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified.

Reviewer #1: Yes

Reviewer #3: Yes

**********

5. Is the manuscript presented in an intelligible fashion and written in standard English?

PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here.

Reviewer #1: Yes

Reviewer #3: Yes

**********

6. Review Comments to the Author

Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters)

Reviewer #1: Authors have addressed all the suggested changes. The revised paper has been significantly improved and is recommended for acceptance.

Reviewer #3: The author try to improved the manuscript but still main points are lagging which can increase the value of the paper like stability analysis, PSCs . Also Fig 14 and 20.

**********

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Reviewer #1: No

Reviewer #3: No

**********

Acceptance letter

Dhanamjayulu C

17 Oct 2024

PONE-D-24-06244R2

PLOS ONE

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PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: Response to Reviewer(s) comments.docx

    pone.0311177.s001.docx (145.5KB, docx)
    Attachment

    Submitted filename: Response to Reviewer-revision2.docx

    pone.0311177.s002.docx (2.2MB, docx)

    Data Availability Statement

    All relevant data are within the manuscript.


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