Abstract
Neurodegeneration in glaucoma patients is clinically identified through longitudinal assessment of structure–function changes, including intraocular pressure, cup-to-disc ratios from fundus images, and optical coherence tomography imaging of the retinal nerve fiber layer. Use of human post-mortem ocular tissue for basic research is rising in the glaucoma field, yet there are challenges in assessing disease stage and severity, since tissue donations with informed consent are often unaccompanied by detailed pre-mortem clinical information. Further, the interpretation of disease severity based solely on anatomical and morphological assessments by histology can be affected by differences in death-to-preservation time and tissue processing. These are difficult confounders that cannot be easily controlled. As pathogenesis and molecular mechanisms can vary depending on the stage and severity of glaucoma, there is a need for the field to maximize use of donated tissue to better understand the molecular mechanisms of glaucoma and develop new therapeutic hypotheses. Further, there is a lack of consensus around the molecular RNA and protein markers that can be used to classify glaucoma severity. Here, we describe a multiparametric grading system that combines structural measurements of the retinal nerve fiber layer with linear regression and principal component analyses of molecular markers of retinal ganglion cells and glia (RBPMS, NEFL, IBA1 and GFAP) to stratify post-mortem glaucoma eyes by the severity of disease. Our findings show that a quantitative grading approach can stratify post-mortem glaucoma samples with minimal clinical histories into at least three severity groups and suggest that this type of approach may be useful for researchers aiming to maximize insights derived from eye bank donor tissue.
Supplementary Information
The online version contains supplementary material available at 10.1186/s40478-024-01880-2.
Keywords: Glaucoma, Retinal nerve fiber layer, Pathology grading, Neurodegeneration, Histology, Multivariate analysis, Human donor tissues
Introduction
Glaucoma is an optic neuropathy that affects approximately 80 million people worldwide, with up to 10% of glaucoma patients progressing to complete blindness [1–4]. It is characterized by progressive vision loss attributed to a loss of retinal ganglion cells (RGCs) and their axons, which form the optic nerve. Specifically, RGC loss accompanied by thinning of the retinal nerve fiber layer (RNFL) and cupping of the optic nerve head (ONH) are hallmarks of glaucomatous neuropathy [4, 5]. Several risk factors are associated with this disease; however, the only modifiable and treatable risk factor is elevated intraocular pressure (IOP). Current IOP-lowering treatments, either through pharmacological intervention (eye drops, intraocular drug implants, etc.) or surgical methods (e.g. trabeculectomy, goniotomy, etc.) have been shown to be effective in preventing vision loss [4]. However, many patients continue to experience vision loss despite well-controlled IOP clinically, suggesting that there are other processes in the inner retina and optic nerve head that could drive vision loss [6–8]. Some of these include neuroinflammation (astroglial and microglial activation, complement factors, etc.), vasoactive peptides and signaling molecules (e.g. endothelin-1 and nitric oxide interplay), and cytokines (e.g. TNFα) [9–11]. There is a need for novel therapeutics that can directly protect RGCs and axons to preserve vision in the long-term for glaucoma patients, in addition to IOP lowering therapies.
While glaucoma patients are diagnosed in the clinic using the structural characteristics mentioned above (including RNFL thinning and ONH cupping) by OCT, their clinical records are often either incomplete, sparse with long intervals between readings, variable, and/or non-transferrable between practices. This issue is exacerbated when patients sign up for willed-organ donation and donate their eyes post-mortem to qualified eye banks for research purposes, as records accompanying donor tissues may not include detailed deidentified clinical information, especially in the United States. In addition, some post-mortem donor eyes (~ up to 20% in our experience) that are classified as non-glaucomatous according to medical records often show glaucoma-like characteristics after detailed histopathological examination, and thus may be mis-diagnosed. These confounders increase the challenge in accurately defining the glaucomatous disease stage of donated donor eye tissues after they have been processed for histopathology. Furthermore, pre-analytical variables such as fixatives used for histopathologic processing can introduce artifactual cupping of the optic disc. Appropriate staging and comparison to control samples is critical when evaluating changes in molecular pathways during the course of disease using techniques such as RNAScope or immunohistochemistry (IHC), as linking a particular pathway or potential therapeutic target to the stage of disease can be critical in determining when and where to therapeutically intervene. The use of post-mortem ocular tissue is critical in ophthalmic discovery research, as local assessment of potential drug targets at the site of disease pathogenesis is rarely possible in patients.
Recently, reports have described interesting observations regarding neuroinflammation in glaucomatous optic nerves/RGCs from human donor eyes and have compared and corroborated these findings to relevant preclinical models of glaucoma [12, 13]. These studies utilized histological assessments of ON atrophy, RGC numbers, and fibrosis in the ONH to define disease and to compare the extent of neuroinflammation, neutrophil infiltration and microglia/macrophage changes (CD163+ or CD68+ immunoreactivity), across glaucomatous vs. non-glaucomatous donor eyes. In the current study, we used hallmarks of RGC loss and gliosis to develop a quantitative multi-parametric and systematic grading system for post-mortem human glaucoma eye tissue sections. Structural assessments and measurements were made both in the central retina (macula) and temporal retina as well as the ONH, using the Bruch’s membrane opening (BMO) as the landmark. We then used linear regression and principal component analyses to study correlations between the RGC soma marker RBPMS [14], the RGC axonal marker neurofilament light chain (NEFL) [15, 16], the microglia/macrophage marker IBA1 [17], and the astrocyte marker glial fibrillary acidic protein (GFAP) [18, 19]. Our findings reveal that a quantitative structural and molecular marker grading approach can stratify post-mortem glaucoma samples into at least three severity groups, and this type of approach may be useful for researchers aiming to maximize insights derived from eye bank donor tissue.
Materials and methods
Human donor eye acquisition, processing, and IHC
Thirty-one human eye globes (HEGs) from consented donors with no history of glaucoma and twenty-one HEGs with an accompanying medical history of glaucoma but no detailed clinical information were collected from the Lion’s Eye Institute for Transplant & Research (Tampa, FL) between 2017 and 2022. Donor demographics and recent medical history are listed in Table 1. The HEGs were enucleated within 6 h post-mortem and evaluated as not meeting the criteria for transplantation owing to low corneal endothelial cell count. All samples were shipped in Modified Davidson’s Fixative (MDF: 9–10% formalin, 5% glacial acetic acid, 15% ethanol) and fixed for 48 h, and then transferred to 70% alcohol for 48–72 h. The tendinous attachment of the superior oblique muscle (indicating the superior and lateral aspect of the posterior globe), the fleshy muscular attachment of the inferior oblique muscle over the macula (indicating the lateral aspect of the globe) and the optic nerve stump (indicating the medial aspect of the posterior globe) provided 3 points of orientation (superior, medial, lateral) for the laterality of the globe. HEGs were cut transversely in the pupillary-optic axis into 3 parts with the optic nerve and macula contained in the central part and then embedded in paraffin in a Tissue-Tek ® VIP™ 5E-F2 processor (Sakura Finetek USA). 5-micron transverse sections with macula and the optic nerve were cut from the central part. These sections were then processed using standard dehydration, deparaffinization and rehydration procedures and stained with hematoxylin and eosin (H&E). Sections were also assigned an AMD grade using criteria previously described [20]. IHC was performed with antibodies (Table 2) against RBPMS (RGC soma marker), NEFL (RGC axon marker), GFAP (astrocyte marker) and IBA1 (microglia/macrophage marker) using a LeicaBond RX stainer (Leica Biosystems, Deer Park, IL, USA). Heat induced epitope retrieval was performed in a solution of EDTA based epitope retrieval solution (HIER, pH 9.0) (AR9640, LeicaBond) at 95 °C for 20 min.
Table 1.
Donor # | Disease state | Age | Eye | Sex | Race/ethnicity | Recent medical history | Used for IHC portion of study |
---|---|---|---|---|---|---|---|
1 | Non-glaucoma | 81 | OS | male | Caucasian | Acute cardiac crisis | No |
2 | Non-glaucoma | 73 | OS | male | Caucasian | Leukemia | Yes |
3 | Non-glaucoma | 84 | OS | male | Caucasian | Acute cardiac crisis | Yes |
4 | Non-glaucoma | 92 | OS | male | Caucasian | Cardiac arrest | Yes |
5 | Non-glaucoma | 72 | OS | male | Caucasian | Colon cancer | No |
6 | Non-glaucoma | 84 | OS | female | Caucasian | Multiple myeloma | Yes |
7 | Non-glaucoma | 77 | OS | male | Caucasian | Sepsis | Yes |
8 | Non-glaucoma | 94 | OS | male | Caucasian | COPD | Yes |
9 | Non-glaucoma | 84 | OS | male | Caucasian | Severe PVD | Yes |
10 | Non-glaucoma | 78 | OS | male | Caucasian | CHF, CVA | Yes |
11 | Non-glaucoma | 79 | OS | female | Caucasian | Leukocytosis, bowel perforation | No |
12 | Non-glaucoma | 90 | OS | female | Caucasian | Hospice care, failure to thrive | No |
13 | Non-glaucoma | 74 | OS | male | Caucasian | Colon cancer, cirrhosis | No |
14 | Non-glaucoma | 76 | OS | male | Caucasian | COPD | No |
15 | Non-glaucoma | 83 | OS | female | Caucasian | Trauma, hospice | Yes |
16 | Non-glaucoma | 84 | OS | male | Caucasian | End stage lung cancer | No |
17 | Non-glaucoma | 88 | OS | female | Caucasian | Pneumonia | Yes |
18 | Non-glaucoma | 83 | OS | female | Caucasian | Lung cancer with mets, pneumonia | Yes |
19 | Non-glaucoma | 83 | OS | female | Caucasian | Lung cancer, atrial fibrillation | Yes |
20 | Non-glaucoma | 68 | OS | male | Hispanic | Cellulitis of leg, severe PVD, limb ischemia | Yes |
21 | Non-glaucoma | 80 | OS | male | Caucasian | Acute cardiac crisis | No |
22 | Non-glaucoma | 92 | OS | female | Caucasian | Pneumonia, respiratory failure | No |
23 | Non-glaucoma | 97 | OS | female | Caucasian | Fecal impaction, weakness, pleural effusion | No |
24 | Non-glaucoma | 99 | OS | female | Caucasian | Renal failure | No |
25 | Non-glaucoma | 94 | OD | female | Caucasian | Sepsis | Yes |
26 | Non-glaucoma | 75 | OS | male | Caucasian | Pancreatitis | Yes |
27 | Non-glaucoma | 78 | OS | male | Caucasian | Renal failure | No |
28 | Non-glaucoma | 75 | OS | male | Caucasian | Type 2 diabetes | No |
29 | Non-glaucoma | 79 | OS | female | Caucasian | Anemia, HTN, COPD | Yes |
30 | Non-glaucoma | 97 | OS | female | Caucasian | Acute cardiac event | No |
31 | Non-glaucoma | 77 | OS | female | Caucasian | Cardiac event | No |
32 | Glaucoma | 73 | OS | male | Caucasian | Prostate cancer | Yes |
33 | Glaucoma | 86 | OS | male | Caucasian | Metabolic encephalopathy | Yes |
34 | Glaucoma | 87 | OS | male | Caucasian | Skin cancer | Yes |
35 | Glaucoma | 97 | OS | male | Caucasian | Acute cardiac crisis | Yes |
36 | Glaucoma | 76 | OS | female | Caucasian | MRSA | Yes |
37 | Glaucoma | 65 | OS | female | Caucasian | COPD, pneumonia | Yes |
38 | Glaucoma | 79 | OS | female | Caucasian | Pneumonia | Yes |
39 | Glaucoma | 92 | OD | female | Caucasian | Acute myeloid leukemia | Yes |
40 | Glaucoma | 78 | OS | female | Caucasian | Pneumonia | Yes |
41 | Glaucoma | 77 | OS | male | Caucasian | COPD, pneumonia | Yes |
42 | Glaucoma | 93 | OS | male | Caucasian | Pancreatic cancer | Yes |
43 | Glaucoma | 88 | OS | male | Caucasian | Renal failure | Yes |
44 | Glaucoma | 80 | OS | female | Caucasian | Acute myeloid leukemia | Yes |
45 | Glaucoma | 68 | OS | female | Black | Ichthyophthirius multifiliis | Yes |
46 | Glaucoma | 83 | OS | male | Asian | Fecal impaction, Weakness, Pleural effusion | Yes |
47 | Glaucoma | 90 | OS | male | Caucasian | Acute cardiac event | Yes |
48 | Glaucoma | 85 | OS | female | Caucasian | Acute kidney injury | Yes |
49 | Glaucoma | 77 | OS | female | Caucasian | COPD, respiratory failure | Yes |
50 | Glaucoma | 71 | OS | male | Caucasian | COPD, pneumonia | Yes |
51 | Glaucoma | 70 | OD | male | Caucasian | COPD, dementia | Yes |
52 | Glaucoma | 78 | OD | female | Caucasian | Intracerebral bleed | Yes |
Table 2.
Antibody | Vendor | Catalog # | Host and type | Stock concentration (µg/ml) | Dilution factor |
---|---|---|---|---|---|
RBPMS | Novus | NBP2-20112 | Rabbit polyclonal | 1000 | 1:800 |
NEFL | Proteintech | 12998–1-AP | Rabbit polyclonal | 600 | 1:1000 |
GFAP | Abcam | Ab7260 | Rabbit polyclonal | 1000 | 1:6000 |
IBA1 | Wako | 019–19741 | Rabbit polyclonal | 1000 | 1:5000 |
Image analysis and quantification
IHC stained slides were scanned at 20X magnification using an Aperio AT2 scanner (Leica Biosystems) and subsequently imaged and quantified using the HALO image analysis platform (Indica Labs, New Mexico USA). For colorimetric stains, regions of interest (ROIs) were defined over positively stained areas (purple or teal), and thresholds set based on these ROIs. The same thresholding settings were applied to all assessed images, and were set such that the stains of interest could be distinguished from light blue-stained nuclei (hematoxylin staining). Bruch’s membrane opening (BMO) was used as a landmark for the optic nerve. IHC signals in the ganglion cell complex (GCC, including nerve fiber layer, ganglion cell layer, and inner plexiform layer) were collected from the central region (1 mm range from temporal BMO), peripheral retina (2 mm area beginning 7 mm from temporal BMO) and ONH (1 mm area below the line of the two sides of the BMO). RGC cells were counted from 5 mm range of the periphery (5 mm area beginning at 7 mm from temporal BMO) and 1 mm in the central retina (1 mm from the temporal BMO) (Supplemental Fig. 1).
Statistical analysis and glaucoma disease stratification
Descriptive statistics and hypothesis testing
Tissue regions positively stained for NEFL, GFAP, and IBA1 were expressed as a percentage of positively stained area per total area measured. Retinal ganglion cells are reported as number of RBPMS positive cells per 6 mm of length of the retina. GCC thickness was measured in the central temporal region and reported as µm. Differences in NEFL, GFAP, IBA1, RBPMS and retinal thickness are reported as scatter plots with individual values from each donor, with horizontal lines indicating the mean ± standard deviation. The distribution of data was assessed using the Kolmogorov–Smirnov test, and the normality of distribution was confirmed. Comparison between glaucomatous and non-glaucomatous groups were performed by unpaired t-test with p < 0.05 as statistically significant (*p < 0.05, **p < 0.01, ***p < 0.001, ****p < 0.0001). Subsequently, due to the binary nature of the groups and in order to determine if the differences between the two groups were true, we performed the receiver operating characteristic (ROC) curve analysis. The degree of separability between sensitivity (true positive) and specificity (false positive) are indicated by the area under the curve (AUC) on the graphs. Next a linear regression analysis was performed to study the correlation between RBPMS:IBA1, RBPS:NEFL, RBPMS:GFAP, and IBA1:GFAP comparing glaucomatous and non-glaucomatous donors. Goodness of fit and correlation is expressed by the R2 value.
Disease stratification
In order to further understand the data, we sought to determine if performing multivariate analysis and data clustering could classify the data by disease severity. First, we performed principal component analysis (PCA) from a data matrix consisting of 38 samples (16 non-glaucoma, 21 glaucoma donors) and 4 variables (NEFL, RBPMS, GFAP, IBA1). The data matrix was centered and normalized to get a mean value of zero and a standard deviation of 1 for each variable. A correlation matrix was calculated, and the eigenvectors and corresponding eigenvalues were extracted. The relative percentage of variance of each eigenvalue was quantified and diagrammed in a Scree plot (Fig. 8A) [21]. The selection of the number of principal components used was performed using the Kaise-Guttman criteria [22], using the eigenvectors whose corresponding eigenvalues had a value greater than 1. Subsequently, the score matrix was calculated by multiplying these eigenvectors by the square root of the corresponding eigenvalue. Following PCA, the score matrix was rotated orthogonally using Varimax [23] to extract the latent factors. The factor loading matrix was obtained from the rotated factor score matrix by matrix operations. The factors were interpreted by associating the variables with highest weights in each factor and expressed as a score plot (Fig. 8B). PCA combined with factor analysis revealed that 3 predominant variables contributed to maximal variance in the samples (i.e. NEFL, RBPMS, and GFAP). Finally, by applying the Calinski-Harabasz criterion [24] for unbiased k-means clustering, we determined the optimal number of clusters for both non-glaucomatous and glaucomatous donors, using the 3 variables identified, and the data was clustered and represented as 3D plot.
Results
In order to determine the extent of glaucomatous damage in the posterior segment of donor eyes, we systematically evaluated histological features from 21 glaucomatous eyes (65–97 years old) and 31 age-matched non-glaucomatous control eyes. The histologic parameters evaluated were the thickness of the GCC, cupping of the optic disc, number of remaining RGC soma, immunoreactivity of NEFL in retinal and optic nerve sections, and glial activation (immunoreactivity for GFAP and IBA1). At this stage, since limited clinical and medical histories of the donors were available to us, the donors remained unstratified.
Gross anatomical changes in retina, macula, and optic nerve head in glaucoma
Macular damage in samples with a positive medical history of glaucoma was observed by a discernible reduction in RGC cell numbers and density within the temporal macular region from H&E in 11 of 21 donors (Fig. 1A). In some donors, the RGC layer was completely lost in both temporal and nasal macular regions (Supplemental Fig. 2A) accompanied by local RGC loss in the central macula for one donor (Supplemental Fig. 2B). Cupping of the optic disc was observed in 11 of 21 glaucomatous donor eyes (Fig. 1B). Remodeling of the lamina cribrosa (compression and disorganization of the prelaminar, lamina and post-lamina regions) was observed in 13 of 21 donor eyes. The extent of cupping and lamina cribrosa remodeling varied between donors and did not always correlate with RGC loss [25–28]. Given that sample fixation and processing for histology could confound accurate assessment of cupping, we did not consider cupping for additional sample classification or stratification. We did not observe consistent changes in other layers of the macula, including the retinal pigment epithelium, suggesting that the observed changes relate to glaucoma, and not other conditions such as age-related macular degeneration.
Next, we compared GCC thickness of non-glaucomatous and glaucomatous retinas from donors (Fig. 1C-E). Qualitative thinning of the peripheral retina (RGC loss, RFNL thinning) was observed by H&E staining (Fig. 1A) in 12 of 21 glaucomatous retinas. We next directly evaluated RGC soma loss in the peripheral retina comparing temporal to macular regions, and the nasal to central area (between macula and ONH). RGC loss was noted in both regions around the macula (the temporal and nasal) from 8 of 12 donors with retinal thinning, but only in the temporal retina of the remaining 4 donors with thinning. To confirm reduction of RNFL thickness in glaucoma, GCC thickness was measured in the temporal peripheral retina of all donor retinas (temporal to macula, 7 mm from BMO, Supplemental Fig. 1). On average, the GCC thickness of non-glaucomatous eyes was 56.3 ± 1.9 µm (mean ± SEM) while it was significantly lower by 15% (47.8. ± 2.30 µm) in glaucomatous eyes (Fig. 1C). Across donors, we observed no significant association of GCC thickness with age (R2 = 0.03301 for non-glaucoma, R2 = 0.1421 for glaucoma, Fig. 1D). When samples were stratified into 3 age groups (< 80y, 80-90y, > 90y) we did not observe any statistically significant differences in GCC thickness between glaucoma and non-glaucoma donors, when compared within or across groups (Fig. 1E). Together, the data demonstrate that while there is a statistically significant difference in temporal GCC thickness between groups in this cohort, we did not observe clear age-associated trends, suggesting that disease is the primary driver of the observed differential.
Loss of retinal ganglion cells in glaucoma
To confirm RGC loss observed by H&E staining, we immunolabelled a randomized subset of non-glaucomatous and all glaucoma donor tissues with the RGC specific marker, RBPMS. Similar to our prior assessments, we observed 5–7 layers of RBPMS + RGCs in non-glaucomatous donors. However, in glaucomatous donors, most sections exhibited 2–5 RBPMS + cell layers. In some cases, there were only 0–2 layers suggesting advanced severity (Fig. 2A). Further quantitative analysis was performed in the temporal peripheral retina (5 mm from the end of the macular outline, Supplemental Fig. 1). We observed a 54% decrease in RGC density in the temporal peripheral retina from glaucomatous donors compared with non-glaucomatous donors (Fig. 2B).
Axonal and dendritic loss in glaucoma
Loss of axonal integrity and dendrites in the neural retina was determined by measuring the immunoreactivity of neurofilament light chain protein (NEFL) in both the peripheral temporal retina and ONH. Qualitative evaluation revealed a reduction in NEFL + processes in the peripheral temporal neural retina accompanied by irregular distribution of NEFL in the glaucomatous ONH (Fig. 3A). Expression levels of NEFL were quantified within a 2 mm peripheral temporal region and 1 mm central region between the BMO and macula by normalizing the percentage positive immunolabel to total area measured. Normalized NEFL immunoreactivity in non-glaucomatous donor retina was 62.6 ± 11.5%, while it was significantly reduced to 37.1 ± 20% in glaucoma (Fig. 3B) demonstrating a net reduction of NEFL + axons by 40%. The reduction in NEFL immunoreactivity in glaucomatous ONH was similar (42.4%) (Fig. 3B).
Glial activation in glaucoma
Qualitative assessment revealed increased immunoreactivity of GFAP in the glaucomatous peripheral retina accompanied by disorganized GFAP + regions within the ONH, compared with non-glaucomatous donors. Specifically, in non-glaucomatous tissues, when GFAP + signals were observed, these were localized to inner layers of the retina (especially in RNFL and RGCL) and around blood vessels. However, in glaucomatous tissues, the intensity of GFAP labelling was significantly higher and extended from the inner retina to the inner nuclear layer (INL), outer plexiform layer (OPL), and in some cases, to the outer nuclear layer (ONL) (Fig. 4A). Also, increased GFAP intensity was observed in glaucomatous ONH throughout the peripapillary, prelaminar and lamina cribrosa regions. Disorganized GFAP staining patterns were also observed in post-laminar regions of glaucomatous ONH (Fig. 4A). Using a similar quantitative approach to NEFL measurement, we report a 64% increase in normalized GFAP-immunoreactivity in glaucomatous temporal peripheral retina compared with non-glaucomatous donor retinas (Fig. 4B). Similar increases in GFAP immunoreactivity were seen in the ONH (80.6%).
Next, we evaluated the number of microglia present in the tissue by immunolabelling for IBA1 + cells. In glaucomatous retinas, IBA1 + microglia were mostly present in the RNFL, ganglion layer, IPL and INL (Fig. 5A). Dual staining of IBA1 and RBPMS detected IBA1 + cells to be closely associated with RBPMS + RGCs (Supplemental Fig. 3). A significantly greater cell density (% positive cells per total area measured) of IBA1 + microglia was observed in glaucomatous retinas (7.8 ± 3.7%) compared with non-glaucomatous tissues (4.1 ± 1.3%; Fig. 5B) reflecting a net increase of 90.9%. In the optic nerve head (within the first 1 mm below BMO, a significant increase in IBA1 positive cell density was observed in glaucomatous tissues compared with non-glaucomatous tissues (58.4%; Fig. 5B).
Stratification of disease severity by multivariate analysis
After assessing individual markers, we sought to determine if there was any correlation between them. First, we asked if there was any correlation between protein marker staining between the retina and optic nerve head tissues. This analysis was performed only on sections from donors where both the retina and optic nerve were present. Spearman’s analysis demonstrated a statistically significant correlation for GFAP and NEFL immunolabelling between the retina and optic nerve head, but no statistical significance was observed for IBA1 labelling between the two tissues (Fig. 6). For all subsequent analyses, measurements from only the retinal tissue were used.
Since loss of RGCs is considered a hallmark of disease, we performed all our Spearman correlation analyses against quantitative RBPMS + immunoreactivity in the temporal retina. We observed a positive correlation between loss of NEFL + immunoreactivity and loss of RBPMS + RGC cell density (R2 = 0.8153; Spearman correlation, Fig. 7A) in glaucomatous tissues. This was a significant increase when comparing the same parameters in non-glaucomatous donors (R2 = 0.3648; Spearman correlation). No significant correlation was observed comparing RBPMS and GFAP or IBA1 levels in either glaucoma or non-glaucomatous donors. In the subset of donors where IBA1 positive immunoreactivity was observed, no relationship between GFAP and IBA1 immunostaining was observed in either glaucomatous or non-glaucomatous donors (Fig. 7B); although the variability in staining for both parameters was significantly greater for glaucomatous donors than non-glaucomatous donors.
Next, to determine the extent that donor variability contributed to the significance in quantitative measurements, and to compare sensitivity vs. specificity of the outcomes comparing glaucomatous and non-glaucomatous donors, we performed receiver operating characteristic (ROC) curve analysis (Supplemental Fig. 4). ROC analysis revealed that the area under the curve was the greatest for RBPMS (AUC = 0.9583) and those for NEFL (AUC = 0.8333), GFAP (AUC = 0.8274), and IBA1 (AUC = 0.8472) were significant, reinforcing the results that the quantitative changes observed in glaucoma were true positives.
Since variability was observed both from the scatter and ROC plots, we hypothesized that these changes in temporal retinal NEFL (axonal & dendritic loss), RBPMS (RGC loss), and GFAP (glial activation) levels may be reflective of disease stage. PCA and factor analysis of the data revealed that the first two principal components with 3 variables (NEFL, RBPMS, and GFAP) contributed to the maximal variance (> 85%) in the data (Fig. 8A, B). Using the quantitative measurements for these 3 variables, unbiased k-means clustering revealed 3 clusters for glaucoma samples and 2 clusters for non-glaucoma donors (Fig. 8C).
The two non-glaucoma clusters were predominantly factored on possessing a high level of RBPMS + and NEFL + staining, and a low proportion of GFAP + glial cells. For glaucomatous tissues, the clustering was parameter dependent. Donor sections with the highest level of RBPMS + NEFL + staining and least glial proliferation/GFAP positivity were categorized as mild glaucoma. Donor samples with the greatest increase in GFAP + cells but moderate loss of NEFL + RBPMS + staining were classified as moderate glaucoma. Finally, donors with greatest loss of RBPMS + NEFL + staining but a persistence of some GFAP + cells were classified as severe glaucoma. These data suggest a phasic stratification with disease where maximal glial activation is seen in the moderate stage.
Changes in immunohistochemical markers stratified by glaucoma severity
After implementation of clustering and definition of the three distinct glaucoma groups, we reassessed our data based on this refined system. We observed a progressive loss in RBPMS + RGCs and NEFL staining in the temporal retinas with increasing glaucoma severity (Fig. 9A, B). GFAP + cell density was severity-dependent, demonstrating maximal glial activation with moderate severity (Fig. 9C). On the other hand, IBA1 + immunoreactivity increased in the moderate and severe glaucoma groups with large variability but did not drastically decrease in severe glaucoma (Fig. 9D).
Discussion
Researchers often use post-mortem eyes obtained from eye banks to identify biomarkers and new therapeutic targets. A notable challenge in this approach is that that longitudinal clinical imaging and detailed medical histories are typically not provided to eye banks in the United States, and experimental analysis relies heavily on self-disclosure of ocular disease history by the donor’s family. Thus, there is a need to better stratify donor samples with incomplete histories to better understand the utility of the tissues for mechanistic investigation. In this study, we used multiparametric histological assessments, focusing on molecular markers, to classify glaucoma severity in post-mortem donor tissues.
There is currently no consensus for histology-based morphometric, RNA, and protein markers that accurately predict glaucoma stage. In addition, death-to-preservation time and fixation procedures can create confounding artifacts. Further, our simple morphometric analysis of GCC thickness showed a modest decrease in glaucoma samples, but was unable to provide additional information about potential disease stage. Thus, relying only on measurements of physical features could lead to a less accurate assessment of disease stage. We selected a combination of immunohistological measurements in the neural retina and ONH that we reasoned would give key estimates of severity: (1) the number of RBPMS + RGCs, to assess remaining RGC soma; (2) neurofilament staining as measured by NEFL, to assess the extent of axonal and dendritic loss; (3) the number of IBA1 + cells, to assess microglia/macrophages and estimate the degree of innate inflammation in the tissue, and; (4) the number of GFAP + cells, to assess astrocytes and estimate the degree of gliosis in the tissue. Individual assessment of each marker showed a decrease of RBPMS and NEFL staining and an increase in IBA1 and GFAP staining in glaucoma samples, as expected. A factor to consider when grading is the consistency in available tissue area. While retinal regions could be consistently normalized, we observed significant variability in cupping and the amount of optic nerve and ONH tissue between glaucomatous donor sections, which could impact normalization between donors. To minimize the effects of this potential confounder, we focused our quantitative assessments on retinal measurements. Combining all four quantitative measurements in a multiparametric approach, we were able to stratify our glaucoma donor samples into three distinct groups of mild, moderate, and severe. This type of stratification was not attainable using donor records or individual markers. Our conceptual grading approach is outlined in Fig. 10.
Glia (microglia, astrocytes and Müller glia) play roles either in restoring homeostasis or exacerbating disease conditions in neuropathies. Notable neuroinflammatory microglial changes include an increase in numbers, IBA1 + expression, and upregulation of complement factors such as C1Q and C3. Early microglial changes likely involve synaptic pruning via complement deposition, followed by persistent pro-inflammatory phenotypes that indirectly promote neuroinflammation by engaging reactive astrocytes to secrete cytokines and vasoactive peptides such as endothelin-1 [9, 10, 29]. We observed a 90% increase in IBA1 + cells in glaucomatous donor retinas compared to non-glaucomatous donors, with enrichment in the RGC and inner plexiform layers. The increase in IBA1 + cells was most pronounced in the moderate and severe glaucoma groups. In contrast, while the number of GFAP + cells also increased in glaucoma, there was not a statistically significant correlation between GFAP + and IBA + expression across glaucoma samples after stratification, suggesting a temporal disconnect between microglial and astrocyte activation, proliferation, and modulation over the course of disease progression. Alternatively, astrocyte activation could be different in the ONH, given that predominant glial activation changes in glaucoma have been observed in the unmyelinated region of the optic nerve. We did not evaluate molecular changes in the ONH in this study, as its size varied between donors, and our initial classification of disease was based on the presence or absence of glaucoma from donor records. The implication of the temporal disconnect between activation of different glial cells is unclear, and further mechanistic studies may be required to delineate specific roles and spatial distribution in initiation and progression of neurodegeneration. We note that a recent literature meta-analysis [30] of molecular changes in human glaucomatous post-mortem retina and ON tissues confirmed associations of glial cell activation and neuroinflammation.
The explosion of highly multiplexed transcriptomics and proteomics platforms is enabling greater resolution of molecular markers in human tissues. For example, a recent study [31] identified 37 clusters and subclusters of distinct cell types in the optic nerve, optic nerve head, retinal pigment epithelium and peripapillary sclera of non-glaucomatous donor globes. These findings offer insights into expression profiles that define cell subtypes. The potential to combine detailed molecular phenotypes with histopathological grading of glaucoma severity will likely be important in identifying disease and cell-type specific targets associated with distinct disease stages. For instance, the cell-type specific expression patterns of glaucoma risk genes (including primary open-angle and normotensive glaucoma) and genes that confer susceptibility to increased IOP but not glaucoma are distinct and different [30]. These studies were performed using non-glaucomatous donor tissues, and one could envision a similar assessment, accompanied by multiplexed spatial transcript and protein profiling, on samples graded with the severity index from our current study. This approach could identify novel targets and mechanisms of action and lead to new therapeutic hypotheses. For example, impairment in microglial autophagy has been noted in neurodegeneration and aging [32]. The differential expression profiles of microglial subtypes indicate of putative pro- and anti-neuroinflammatory roles, particularly when considering surface receptor profile changes. For instance, the CX3CR1 receptor appears to play a role in eliminating dead or dying cells like RGCs, and antagonism of this receptor exacerbates RGC loss via microglial activation in preclinical glaucoma models [33, 34]. Microglial adenosine A2A receptor or A3 receptor antagonism is neuroprotective in glaucomatous rodent in vitro and in vivo models [35, 36]. These examples suggest that profiling of cell surface receptor mRNA transcripts and protein levels may yield further insights when combined with multiparametric indexing of glaucomatous donor globes.
There are several gaps and limitations in our approach. First, we currently lack a sufficient number of samples to construct an independent validation cohort and have not yet performed a confirmatory exercise. Independent replication of our approach would test whether the results from donor samples obtained from one site are robust and reproducible. We do note that similar increases in immune/glial activation have been observed in other independent studies [12, 13]. Second, there is no current consensus on protein markers and the magnitude of change in these markers that can be used to reliably classify glaucoma disease severity. Third, our samples were fixed using MDF, as opposed to neutral buffered formalin (NBF), which is more widely used. MDF preserves the attachment of the retina to the RPE, but it has been noted that some antigens are less well labelled in MDF when compared to NBF [37]. In our hands, the staining intensity of IBA1 and GFAP were comparable in MDF and NBF fixed eyes (n = 4 per group, data not shown), but it remains possible that some antigens of interest, morphological features and fine cellular processes may vary in detectability between fixation conditions. Nonetheless, this suggests that researchers with NBF-fixed tissues would be able to use a similar grading approach. Fourth, the complexity of gliosis and neuroinflammation suggests that reliance on a few RNA or protein markers is unlikely sufficient to thoroughly describe the complexity of cell phenotypes in glaucoma. Identification of additional markers and subsequent incorporation into a grading scheme could further refine or potentially alter our classification scheme. Finally, the statistical approaches used to sub-stratify our samples could be further refined, or additional methods incorporated. We note that some of the statistical methods used may not be immediately accessible to some researchers and pathologists. Our grading framework provides a starting point for discussion and will enable further refinement, with the ultimate goal of building a consensus methodology for histology-based grading of glaucoma samples. As consensus is refined, development of automated classification systems could be pursued.
Looking ahead, there is still a disconnect between assessments that can be made in live patients and post-mortem ocular samples. It is challenging to obtain donor globes from eye banks with a rich set of longitudinal imaging and functional measurements, at least in the United States, and potentially in other localities. To correlate clinically observable changes across the course of glaucoma progression with terminal cellular and molecular measurements, bridging studies are needed. With recent developments in AI algorithms and available training datasets, it is more feasible that post-mortem histological assessments could be correlated with similar in-life measurements. For example, rapid grading of a larger number of clinical images of optic nerve heads can enable prediction of progression [38]. Paired studies of well-curated donor eyes accompanied by comprehensive longitudinal clinical information with less-well characterized donor eyes from eye banks, coupled with comprehensive multiplexed RNA and protein profiling, could serve as the basis for AI-based scoring. Such a resource could greatly enhance the research community’s use of donor tissue and accelerate our ability to understand glaucoma progression at cellular and molecular resolution, in order to develop the next wave of neuroprotective therapies.
Supplementary Information
Acknowledgements
We thank David Ammar, Nicholas Sprehe, Jason Woody and the team at Lion’s Eye Institute for Transplant and Research (now Lion’s World Vision Institute) for their partnership in donor tissue procurement, and Chenying Guo, Chia-Ling Huang, Nathaniel Kirkpatrick, Xiaoqiu Wu, and Junzheng Yang, for advice and support with sample grading and data analysis. Lastly, we would like to thank the donors and their families for their generous gift to research.
Author contributions
CX performed the majority of downstream tissue processing, sectioning, staining, image acquisition and histological measurements, and most histological analysis. VR performed all statistical analyses. YQ designed and implemented all tissue procurement, initial tissue processing, and sample and records management processes. MM performed some histological design, analysis and interpretation. JTD performed downstream tissue processing, sectioning, staining, image acquisition, and AMD stage assessments. CX, VR, MM, CLG, CWW and GP conceptualized, designed and interpreted the work. All authors wrote, read and approved the final manuscript.
Funding
Funding for this study was provided by Novartis Biomedical Research. The authors conducted the described work in the course of normal business as employees of Novartis.
Availability of data and materials
All data generated or analyzed during this study are included in this published article and its supplementary information files.
Declarations
Ethics approval and consent to participate
Deidentified post-mortem human eyes were procured by the Lions Eye Institute for Transplant & Research (LEITR; Tampa FL) with consent of donors or donors’ next of kin and in accordance with the Eye Bank Association of America (EBAA) medical standards, applicable US/Florida law for human tissue donation, the Declaration of Helsinki and FDA regulations, and Novartis guidelines regarding human tissue research.
Consent for publication
All human samples used in this manuscript were deidentified and are unattributable to specific individuals, so specific individual consent is not applicable.
Competing interests
CX, VR, YQ, MM, JTD, CLG, CWW and GP are all employees of Novartis and may hold stock.
Footnotes
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Contributor Information
Christopher W. Wilson, Email: chris.wilson@novartis.com
Ganesh Prasanna, Email: ganesh.prasanna@novartis.com.
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Supplementary Materials
Data Availability Statement
All data generated or analyzed during this study are included in this published article and its supplementary information files.