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. 2025 Feb 17;179(4):383–395. doi: 10.1001/jamapediatrics.2024.6209

NICHD Magnetic Resonance Brain Imaging Score in Term Infants With Hypoxic-Ischemic Encephalopathy

A Secondary Analysis of a Randomized Clinical Trial

Seetha Shankaran 1,, Abbot R Laptook 2, Carolina Guimaraes 3, Johnathan Murnick 4, Scott A McDonald 5, Abhik Das 6, Carolyn M Petrie Huitema 6, Athina Pappas 1, Rosemary D Higgins 7,8, Susan R Hintz 9, Kristin M Zaterka-Baxter 5, Krisa P Van Meurs 9, Gregory M Sokol 10, Lina F Chalak 11, Tarah T Colaizy 12, Uday Devaskar 13, Jon E Tyson 14, Anne Marie Reynolds 15, Sara B DeMauro 16,17, Pablo J Sánchez 18, Matthew M Laughon 3, Waldemar A Carlo 19, Kristi Watterberg 20, Karen M Puopolo 16,17, Anna Maria Hibbs 21, Shannon E G Hamrick 22, C Michael Cotten 23, John Barks 24, Brenda B Poindexter 25, William E Truog 26, Carl T D’Angio 27, for the Eunice Kennedy Shriver National Institute of Child Health and Human Development Neonatal Research Network
PMCID: PMC11833650  PMID: 39960680

Key Points

Question

What is the association of an expanded neonatal magnetic resonance brain injury score separating watershed and basal ganglia or thalamic injury with neurodevelopmental outcome in a trial of longer and deeper cooling for moderate or severe encephalopathy?

Findings

In this secondary study of 298 infants, the National Institute of Child Health and Human Development (NICHD) brain injury score was associated with death or disability among all infants and with disability in surviving infants. Outcomes following watershed injury did not differ from basal ganglia or thalamic injury.

Meaning

Similar outcomes following watershed and basal ganglia injury add refinement to magnetic resonance imaging as a biomarker of outcome following moderate or severe hypoxic-ischemic encephalopathy.

Abstract

Importance

The neonatal brain injury score on magnetic resonance imaging following moderate or severe hypoxic-ischemic encephalopathy developed by the National Institute of Child Health and Human Development Neonatal Research Network has been revised to separate watershed and basal ganglia or thalamic injury and their associated outcomes.

Objective

To evaluate the association of the injury score with outcomes of death or moderate or severe disability among all infants, and with neurodevelopment among survivors in a trial of deeper and longer cooling.

Design, Setting, and Participants

In this secondary analysis of a multicenter randomized clinical trial, brain imaging was obtained from infants between October 2010 and November 2013. Infants were followed up to 18 months of age, with follow-up completed in January 2016. Data analysis was performed from August 2021 to September 2024.

Interventions

Infants were assigned to 4 hypothermia groups based on depth and duration of cooling, stratified by center and level of encephalopathy in a 2 × 2 factorial design to cooling at 33.5 °C or 32.0 °C and to 72 or 120 hours. A 10-level brain injury score was examined.

Main Outcomes and Measures

The primary outcome was death or moderate or severe disability measured by the Bayley Scales of Infant and Toddler Development III, the Gross Motor Function Classification System level, vision, and hearing.

Results

This study included 298 infants who had magnetic resonance imaging (MRI) and primary outcome data among 364 infants of the initial cohort (mean [SD] age at MRI, 9.18 [4.49] days). Death or moderate or severe disability occurred in 72 of 298 infants (24%), and disability occurred in 52 of 278 surviving infants (19%). Death or disability occurred in 12 of 28 infants (43%) with any or predominant watershed injury and in 17 of 46 (37%) of those with any or predominant basal ganglia or thalamic injury. Among the 32 infants with hemispheric devastation, 30 (94%) had death or disability, and 17 (89%) survived with moderate or severe disability. Injury scores of increasing severity were associated with death or disability among all infants (odds ratio, 13.66 [95% CI, 7.47-24.95]; area under the curve, 0.84 [95% CI, 0.78-0.90]) and with disability among surviving infants (odds ratio, 10.52 [95% CI, 5.46-20.28]; area under the curve, 0.80 [95% CI, 0.73-0.88]). There were no differences in the injury score between infants undergoing usual care cooling and those cooled to a greater depth or longer duration.

Conclusions

Among infants with hypoxic-ischemic encephalopathy, outcomes were similar between infants with watershed and basal ganglia injury. Higher imaging scores were associated with risk of death or disability among all infants and with neurodevelopmental disability among surviving infants.

Trial Registration

ClinicalTrials.gov Identifier: NCT01192776


This secondary analysis of a randomized clinical trial evaluates the association of the National Institute of Child Health and Human Development (NICHD) neonatal magnetic resonance brain injury score with outcomes of death, moderate or severe disability, and neurodevelopment.

Introduction

Hypothermia initiated within 6 hours of birth at 33 to 34 °C and continued for 72 hours among full-term infants with moderate or severe hypoxic-ischemic encephalopathy (HIE) has been shown to decrease death or disability and to increase disability-free survival among cooled infants at 18 months.1,2,3,4,5 Three of the trials, the Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD) Neonatal Research Network (NRN) trial,6 the Total Body Hypothermia for Neonatal Encephalopathy (TOBY) trial,7 and the Infant Cooling Evaluation (ICE) trial,8 demonstrated less brain injury on magnetic resonance imaging (MRI) in cooled infants. The injury patterns were associated in infancy with death or moderate or severe disability. The NICHD NRN injury score was also associated with death or IQ less than 70 in childhood.9 A recent trial of erythropoietin among infants with HIE receiving hypothermia (High-Dose Erythropoietin for Asphyxia and Encephalopathy [HEAL] trial) noted that infants with mild or moderate MRI brain injury had similar neurodevelopmental scores in infancy as those with no injury.10

The NICHD brain injury score6 lacked detail in separating watershed (WS) injury from injury of the basal ganglia or thalamus (BGT) or the posterior limb of the internal capsule (PLIC). A subsequent NICHD NRN trial examining the effect of depth and duration of cooling on death or disability at 18 months provided the opportunity to refine the scoring system.11 Infants with moderate or severe HIE were enrolled and received brain MRI. The first objective of the study was to evaluate the validity of the expanded injury score as a marker for death or disability among all infants and for disability among surviving infants. The second objective was to examine the association of the score comparing usual care (33.5 °C for 72 hours) vs longer and deeper cooling combined as 1 group since the impact of longer and/or deeper cooling on brain injury was not known.

Methods

Setting and Participants

This is a prognostic secondary study that was part of a randomized clinical trial that enrolled infants between October 2010 and November 2013. The trial followed the Consolidated Standards of Reporting Trials (CONSORT) reporting guidelines. The trial protocol is available in Supplement 1. RTI International was the data coordinating center.11 Infant follow-up was completed in January 2016.12 The inclusion criteria were the same as the prior NICHD NRN trials of hypothermia for HIE.2 Random assignment was stratified by center and level of encephalopathy in a 2 × 2 factorial design to cooling at 33.5 °C or 32.0 °C and to 72 or 120 hours. Data analysis for the current study was performed from August 2021 to September 2024. This secondary study was approved by the institutional review board of the NRN sites with waiver of consent due to the use of deidentified data; 3 sites without this waiver obtained consent from families. No additional data were collected for this study other than the date of the MRI.

Infants had brain MRI between 7 to 14 days, including T1 spin-echo and T1-weighted fluid-attenuated inversion recovery sequences at 1.5 or 3.0 T followed by T2-weighted fast spin-echo sequences. The age at MRI and the scanner specifics followed clinical practice in 2010 to 2013; data on diffusion-weighted imaging were not available at all centers. MRI studies were anonymized, stored on computer discs, and sent to the data center. The MRI central reader form gathered detailed information on the location, size, and signal characteristics of lesions in the cerebral hemispheres, intraventricular areas, cerebellar areas, BGT, PLIC, corona radiata, hippocampus, brainstem, corpus collosum, hypothalamus, and extra-axial areas. The expanded MRI injury score separated WS (area between vascular zones) injury from BGT or PLIC injury and included severity of injury and laterality of lesions. The score was as follows: 0 indicates normal; 1A, minimal cerebral injury; 1B, extensive cerebral lesions that were not WS or vascular in distribution; 2A1, WS or vascular infarction only; 2A2, BGT or PLIC injury only; 2A3, injury in both 2A1 and 2A2 areas; 2B1, WS or vascular infarction with additional cerebral lesions; 2B2, BGT or PLIC injury with cerebral lesions; 2B3, both 2B1 and 2B2; and 3, hemispheric devastation (the central reader form and scoring manual are available in eAppendix 1 and eAppendix 2 in Supplement 2).

Prior to reading MRI scans, interrater reliability was established; 30 MRIs performed between 7 and 14 days and ranging from normal to increasing brain injury based on site radiology readings were selected by study personnel (S.S. and A.R.L.). Fifteen MRIs were considered training MRIs and were read independently by the 2 pediatric neuroradiologists who served as central readers (C.G. and J.M.), followed by discussions to develop concordance between the readers. The second 15 MRIs were read independently by the 2 readers and the κ score for the NICHD NRN MRI injury score was calculated. Reading of additional sets of 10 MRIs was planned if the κ score was less than 0.70.

The central readers were aware of the age at which MRIs were obtained but not the clinical status or intervention group. After establishing interrater reliability, half the scans were sent to each central reader. Scans interpreted as normal by 1 reader (anticipated to be 52%)6 were not sent to the second reader; scans with any abnormalities by 1 reader were sent to the second reader for an independent reading, and adjudication sessions were conducted between the readers and the study working group (S.S., A.R.L., S.A.M., and C.M.P.H.) until consensus was reached regarding the final score and areas of injury.

Outcomes

The primary outcome was death or moderate or severe disability at 18 to 22 months. This outcome was selected because death prior to follow-up is a competing outcome for disability. Certified examiners, trained to reliability and unaware of study intervention status, performed the neurodevelopmental assessments. Severe disability was defined as any of the following: Bayley Scales of Infant and Toddler Development III cognitive composite score less than 70, a Gross Motor Function Classification System (GMFCS) level 3 to 5, profound hearing loss (inability to understand despite amplification), or bilateral blindness. Moderate disability was defined as having both (1) a cognitive score of 70 to 84 and (2) a GMFCS level 2, seizure disorder, or hearing deficit requiring amplification. Mild disability was defined as a cognitive score of 70 to 84 or as a cognitive score equal to or greater than 85 with any of the following: GMFCS level 1 or 2, seizure disorder, or hearing loss not requiring amplification. No disability was defined as having a normal cognitive score (≥85) and neurological examination findings, no seizures, and no sensory deficits. Predefined secondary outcomes included specific areas of brain injury and cognitive and neurological outcomes.

Statistical Analysis

To evaluate for bias, the maternal and neonatal characteristics of infants with MRI studies were compared with those of infants for whom MRIs were unavailable. The association between the patterns of injury and outcomes was assessed with unadjusted χ2 tests and adjusted regression models. The NICHD NRN score was used as a categorical 10-level variable in a multivariable logistic regression model, controlling for severity of encephalopathy, maternal insurance, clinical site as a cluster effect, and age at MRI scan. The association with outcomes (odds ratio [OR] with 95% CI) was calculated using 2 separate regression models. The sensitivity, specificity, predictive values, and likelihood ratios of the MRI pattern of injury and outcome of death or disability were assessed. The area under the curve (AUC) of the receiver operating characteristic curve was compared for models with nonneuroimaging clinical variables that are known to be associated with adverse outcome vs those with neuroimaging included. Unadjusted analyses were performed comparing the following: (1) the 2 depths of cooling, 33.5 °C vs 32.0 °C, (2) the 2 durations of cooling, 72 vs 120 hours, and (3) the usual care group (33.5 °C for 72 hours of cooling), with the longer and deeper cooling groups combined as 1 group. No adjustment was made for multiple comparisons or type I error for the primary outcome or prespecified secondary outcomes. Two-tailed P < .05 was considered statistically significant. SAS statistical software version 9.4 (SAS Institute Inc) was used to conduct all statistical analyses.

Results

The trial was closed to recruitment because of increased mortality rates in the deeper and longer cooling arms of the trial after 364 infants had been enrolled.11 MRI scans were available among 315 infants. The κ score for concordance between the 2 central readers was 0.75 after the first session examining 30 MRI studies. The mean (SD) age at MRI for all infants was 9.18 (4.49) days, while the mean (SD) age at 30 randomly chosen MRIs was 9 (5) days. The maternal and neonatal characteristics at random assignment were comparable between infants with and without available MRI scans, except infants without an MRI were more likely to have a 10-minute Apgar score of 5 or lower, more severe encephalopathy and inotropic support, and a higher mortality rate (eTable 1 in Supplement 2). Among infants with an MRI, primary outcome data were available for 298 of 364 infants (82%), constituting the study cohort (eFigure in Supplement 2).

MRI findings by region and pattern of injury among all infants and by the 4 hypothermia groups are noted in Table 1. Among the 298 infants, 129 (43%) received the MRI within 7 days, although there was a difference in age at MRI in the 4 groups. MRI findings among infants in the usual care group when compared with the other 3 groups combined are noted in Table 2; fewer infants among the usual care group had a normal WS area compared with the other 3 groups. No significant differences were observed in MRI findings between the 2 cooling depths and the 2 cooling durations (eTable 2 in Supplement 2) except for fewer temporal, parietal, and occipital lesions and less white matter injury in the longer duration compared with the usual duration of cooling.

Table 1. Brain Injury on MRI Among Study Participants by Treatment Group.

MRI result No. (%)
All infants (n = 298)a 33.5 °C 32.0 °C
For 72 h (n = 82) For 120 h (n = 80) For 72 h (n = 75) For 120 h (n = 61)
Overall diagnosis
Normal 115 (39) 33 (40) 28 (35) 24 (32) 30 (49)
Abnormal 169 (57) 47 (57) 47 (59) 48 (64) 27 (44)
Normal with other findings 14 (5) 2 (2) 5 (6) 3 (4) 4 (7)
Total hemispheric devastation
No 266 (89) 72 (88) 76 (95) 64 (85) 54 (89)
Yes 32 (11) 10 (12) 4 (5) 11 (15) 7 (11)
Laterality
Left and right equally 29 (91) 10 2 11 6
Right greater than left 2 (6) 0 1 0 1
Left greater than right 1 (3) 0 1 0 0
Edema 43 (14) 16 (20) 13 (16) 12 (16) 2 (3)
Cerebral lesions
Any frontal 93 (31) 25 (30) 21 (26) 31 (41) 16 (26)
Any temporal 72 (24) 21 (26) 17 (21) 26 (35) 8 (13)
Any parietal 109 (37) 36 (44) 28 (35) 30 (40) 15 (25)
Any occipital 70 (23) 23 (28) 14 (18) 22 (29) 11 (18)
Any frontal, temporal, parietal, or occipital 129 (43) 39 (48) 35 (44) 35 (47) 20 (33)
Other cerebral lesionsb 91 (31) 26 (32) 23 (29) 27 (36) 15 (25)
Any frontal, temporal, parietal, occipital or other cerebral lesions 158 (53) 45 (55) 43 (54) 44 (59) 26 (43)
BGT classificationc
Normal 215 (72) 59 (72) 56 (70) 53 (71) 47 (77)
Mild 28 (9) 7 (9) 9 (11) 7 (9) 5 (8)
Moderate 16 (5) 3 (4) 9 (11) 2 (3) 2 (3)
Severe 39 (13) 13 (16) 6 (8) 13 (17) 7 (11)
PLIC classificationd
Normal 235 (79) 64 (78) 65 (81) 55 (73) 51 (84)
Equivocal 8 (3) 3 (4) 3 (4) 2 (3) 0
Abnormal 55 (18) 15 (18) 12 (15) 18 (24) 10 (16)
WS areae
Normal 235 (79) 60 (73) 71 (89) 55 (73) 49 (80)
Mild 4 (1) 0 1 (1) 2 (3) 1 (2)
Moderate 19 (6) 11 (13) 2 (3) 3 (4) 3 (5)
Severe 40 (13) 11 (13) 6 (8) 15 (20) 8 (13)
White matter injuryf
None 182 (61) 47 (57) 49 (61) 40 (53) 46 (75)
Mild 41 (14) 13 (16) 16 (20) 7 (9) 5 (8)
Moderate 28 (9) 8 (10) 8 (10) 10 (13) 2 (3)
Severe 47 (16) 14 (17) 7 (9) 18 (24) 8 (13)
Hemorrhage 98 (33) 27 (33) 24 (30) 29 (39) 18 (30)
Cerebral atrophy 15/297 (5)g 5 (6) 3/79 (4)g 3 (4) 4 (7)
Localized 2 1 0 0 1
Global 13 4 3 3 3
Corpus callosum thinning
None 284 (95) 80 (98) 75 (94) 71 (95) 58 (95)
Mild 10 (3) 1 (1) 5 (6) 3 (4) 1 (2)
Moderate 4 (1) 1 (1) 0 1 (1) 2 (3)
Severe 0 0 0 0 0
Ventricular dilatationh
None 274 (92) 78 (95) 72 (90) 66 (88) 58 (95)
Mild 13 (4) 2 (2) 3 (4) 8 (11) 0
Moderate 6 (2) 1 (1) 4 (5) 0 1 (2)
Severe 4 (1) 1 (1) 0 1 (1) 2 (3)
Shunted 1 (0.3) 0 1 (1) 0 0
NICHD pattern of injury
0 129 (43) 35 (43) 33 (41) 27 (36) 34 (56)
1A 43 (14) 10 (12) 15 (19) 9 (12) 9 (15)
1B 18 (6) 3 (4) 6 (8) 9 (12) 0
2A1 9 (3) 6 (7) 0 2 (3) 1 (2)
2A2 11 (4) 2 (2) 4 (5) 4 (5) 1 (2)
2A3 3 (1) 1 (1) 1 (1) 0 1 (2)
2B1 15 (5) 5 (6) 2 (3) 5 (7) 3 (5)
2B2 32 (11) 10 (12) 11 (14) 6 (8) 5 (8)
2B3 6 (2) 0 4 (5) 2 (3) 0
3 32 (11) 10 (12) 4 (5) 11 (15) 7 (11)
Extenti
Normal pattern, no extent 129 35 33 27 34
Abnormal pattern 169 47 47 48 27
Mild 73 (43) 18 (38) 22 (47) 18 (38) 15 (56)
Moderate 47 (28) 14 (30) 17 (36) 12 (25) 4 (15)
Extensive 17 (10) 5 (11) 4 (9) 7 (15) 1 (4)
Hemispheric devastation 32 (19) 10 (21) 4 (9) 11 (23) 7 (26)
Lateralityj
Normal pattern, no laterality 129 35 33 27 34
Abnormal pattern 169 47 47 48 27
Right only 18 (11) 6 (13) 6 (13) 5 (10) 1 (4)
Left only 25 (15) 8 (17) 8 (17) 5 (10) 4 (15)
Right greater than left 19 (11) 1 (2) 7 (15) 5 (10) 6 (22)
Left greater than right 28 (17) 10 (21) 8 (17) 4 (8) 6 (22)
Right and left equally 79 (47) 22 (47) 18 (38) 29 (60) 10 (37)
Details of signal abnormalities
Frontoparietal 52 (17) 14 (17) 10 (13) 18 (24) 10 (16)
Parietal-temporal 40 (13) 14 (17) 7 (9) 12 (16) 7 (11)
Parietal-occipital 46 (15) 16 (20) 6 (8) 15 (20) 9 (15)
Temporal-occipital 38 (13) 12 (15) 6 (8) 13 (17) 7 (11)
Parasagittal 23 (8) 9 (11) 4 (5) 7 (9) 3 (5)
Perirolandic 22 (7) 10 (12) 5 (6) 3 (4) 4 (7)
Perisylvian 6 (2) 2 (2) 0 2 (3) 2 (3)
Insular 33 (11) 7 (9) 8 (10) 12 (16) 6 (10)
Intraventricular 43 (14) 8 (10) 11 (14) 15 (20) 9 (15)
Cerebellar 22 (7) 8 (10) 5 (6) 6 (8) 3 (5)
Corona radiata 13 (4) 5 (6) 3 (4) 5 (7) 0
Hippocampus 0 0 0 0 0
Brainstem 2 (0.7) 0 1 (1) 1 (1) 0
Pituitary 0 0 0 0 0
Hypothalamus 4 (1) 0 1 (1) 2 (3) 1 (2)
Optic chiasma 0 0 0 0 0
Extra-axial 34 (11) 9 (11) 8 (10) 10 (13) 7 (11)
Scalp 0 0 0 0 0
Basal ganglia 48 (16) 12 (15) 19 (24) 11 (15) 6 (10)
Thalamus 30 (10) 8 (10) 13 (16) 5 (7) 4 (7)
Corpus callosum 3 (1) 0 2 (3) 1 (1) 0
Vascular 3 (1) 0 3 (4) 0 0
Other 0 0 0 0 0
Age at MRI, mean (SD), dk 9.18 (4.49) 8.27 (3.96) 9.24 (4.40) 8.93 (4.95) 10.64 (4.41)

Abbreviations: BGT, basal ganglia or thalamus; MRI, magnetic resonance imaging; NICHD, Eunice Kennedy Shriver National Institute of Child Health and Human Development; PLIC, posterior limb of the internal capsule; WS, watershed.

a

Among the 364 infants of the original cohort, 49 were excluded due to lack of MRI of adequate quality, 16 due to missing primary outcome, and 1 due to genetic abnormality.

b

Other cerebral lesions include any of the following: parasagittal, perirolandic, perisylvian, insular, intraventricular, corona radiata, hippocampus, corpus collosum, pituitary, hypothalamus, optic chiasma, or brainstem.

c

BGT injury was classified as mild (focal abnormalities), moderate (focal abnormalities including posterior lentiform nuclei and ventrolateral nuclei of the thalami), or severe (widespread abnormalities in all regions of the BGT).

d

PLIC injury was described as abnormal if there was partial to complete absence of normal high signal on T1 imaging and loss of normal low intensity on T2 imaging.

e

WS injury (between vascular zones) was described as mild (no extension into overlying cortical region), moderate (involvement of overlying cortical region), or severe (more extensive involvement).

f

White matter injury was described as mild (≤3 punctate lesions), moderate (4-12 punctate lesions or 1 that is 4-15 mm), or severe (>12 punctate lesions or ≥1 that is >15 mm).

g

Values are expressed as number/total number (percentage).

h

Indicates worse finding between right and left.

i

The extent of injury was described as mild (less than one-third involved), moderate (one-third to two-thirds involved), or severe (two-thirds or greater involvement). Lesions were described as cystic, noncystic, hemorrhagic, mineralization, gliosis, or edema.

j

Laterality of injury was described as right or left if unilateral, or if bilateral, as right greater than left, left greater than right, or left equal to right.

k

P = .002 for age at MRI in the 4 groups.

Table 2. MRI Findings Comparing Usual Care vs Other 3 Treatment Groups.

MRI result No. (%) χ2 P value
33.5 °C for 72 h (n = 82) Other 3 groups (n = 216)a
Overall diagnosis
Normal 33 (40) 82 (38) .52
Abnormal 47 (57) 122 (56)
Normal with other findings 2 (2) 12 (6)
Total hemispheric devastation
No 72 (88) 194 (90) .62
Yes 10 (12) 22 (10)
Laterality
Left and right equally 10 19
Right greater than left 0 2
Left greater than right 0 1
Edema 16 (20) 27 (13) .12
Cerebral lesions
Any frontal 25 (30) 68 (31) .87
Any temporal 21 (26) 51 (24) .72
Any parietal 36 (44) 73 (34) .11
Any occipital 23 (28) 47 (22) .25
Any frontal, temporal, parietal, or occipital 39 (48) 90 (42) .36
Other cerebral lesionsb 26 (32) 65 (30) .79
Any frontal, temporal, parietal, occipital, or other cerebral lesions 45 (55) 113 (52) .69
BGT classificationc
Normal 59 (72) 156 (72) .71
Mild 7 (9) 21 (10)
Moderate 3 (4) 13 (6)
Severec 13 (16) 26 (12)
PLIC classificationd
Normal 64 (78) 171 (79) .81
Equivocal 3 (4) 5 (2)
Abnormal 15 (18) 40 (19)
WS areae
Normal 60 (73) 175 (81) .02f
Mild 0 4 (2)
Moderate 11 (13) 8 (4)
Severe 11 (13) 29 (13)
White matter injuryg
None 47 (57) 135 (63) .86
Mild 13 (16) 28 (13)
Moderate 8 (10) 20 (9)
Severe 14 (17) 33 (15)
Cerebral atrophy 5 (6) 10/215 (5)h .57f
Localized 1 1
Global 4 9
Corpus callosum thinning
None 80 (98) 204 (94) .43f
Mild 1 (1) 9 (4)
Moderate 1 (1) 3 (1)
Severe 0 0
Ventricular dilatationi
None 78 (95) 196 (91) .91f
Mild 2 (2) 11 (5)
Moderate 1 (1) 5 (2)
Severe 1 (1) 3 (1)
Shunted 0 1 (0.5)
NICHD pattern of injury
0 35 (43) 94 (44) .68f
1A 10 (12) 33 (15)
1B 3 (4) 15 (7)
2A1 6 (7) 3 (1)
2A2 2 (2) 9 (4)
2A3 1 (1) 2 (0.9)
2B1 5 (6) 10 (5)
2B2 10 (12) 22 (10)
2B3 0 6 (3)
3 10 (12) 22 (10)
Extentj
Normal pattern, no extent 35 94
Abnormal pattern 47 122
Mild 18 (38) 55 (45) .88
Moderate 14 (30) 33 (27)
Extensive 5 (11) 12 (10)
Hemispheric devastation 10 (21) 22 (18)
Lateralityk
Normal pattern, no laterality 35 94
Abnormal pattern 47 122
Right only 6 (13) 12 (10) .19
Left only 8 (17) 17 (14)
Right greater than left 1 (2) 18 (15)
Left greater than right 10 (21) 18 (15)
Right and left equally 22 (47) 57 (47)
Details of signal abnormalities
Frontoparietal 14 (17) 38 (18) .92
Parietal-temporal 14 (17) 26 (12) .25
Parietal-occipital 16 (20) 30 (14) .23
Temporal-occipital 12 (15) 26 (12) .55
Parasagittal 9 (11) 14 (6) .19
Perirolandic 10 (12) 12 (6) .05
Perisylvian 2 (2) 4 (2) .67f
Insular 7 (9) 26 (12) .39
Intraventricular 8 (10) 35 (16) .16
Cerebellar 8 (10) 14 (6) .33
Corona radiata 5 (6) 8 (4) .36f
Hippocampus 0 0 NA
Brainstem 0 2 (0.9) >.99f
Pituitary 0 0 NA
Hypothalamus 0 4 (2) .58f
Optic chiasma 0 0 NA
Extra-axial 9 (11) 25 (12) .88
Scalp 0 0 NA
Basal ganglia 12 (15) 36 (17) .67
Thalamus 8 (10) 22 (10) .91
Corpus callosum 0 3 (1) .56f
Vascular 0 3 (1) .56f
Other 0 0 NA

Abbreviations: BGT, basal ganglia or thalamus; MRI, magnetic resonance imaging; NA, not applicable; NICHD, Eunice Kennedy Shriver National Institute of Child Health and Human Development; PLIC, posterior limb of the internal capsule; WS, watershed.

a

The other 3 treatment groups were 33.5 °C for 120 hours, 32.0 °C for 72 hours, and 32.0 °C for 120 hours.

b

Other cerebral lesions include any of the following: parasagittal, perirolandic, perisylvian, insular, intraventricular, corona radiata, hippocampus, corpus collosum, pituitary, hypothalamus, optic chiasma, or brainstem.

c

BGT injury was classified as mild (focal abnormalities), moderate (focal abnormalities including posterior lentiform nuclei and ventrolateral nuclei of the thalami), or severe (widespread abnormalities in all regions of the BGT).

d

PLIC injury was described as abnormal if there was partial to complete absence of normal high signal on T1 imaging and loss of normal low intensity on T2 imaging.

e

WS injury (between vascular zones) was described as mild (no extension into overlying cortical region), moderate (involvement of overlying cortical region), or severe (more extensive involvement).

f

Fisher exact test.

g

White matter injury was described as mild (≤3 punctate lesions), moderate (4-12 punctate lesions or 1 that is 4-15 mm), or severe (>12 punctate lesions or ≥1 that is >15 mm).

h

Values are expressed as number/total number (percentage).

i

Indicates worse finding between right and left.

j

The extent of injury was described as mild (less than one-third involved), moderate (one-third to two-thirds involved), or severe (two-thirds or greater involvement). Lesions were described as cystic, noncystic, hemorrhagic, mineralization, gliosis, or edema.

k

Laterality of injury was described as right or left if unilateral, or if bilateral, as right greater than left, left greater than right, or left equal to right.

The primary outcome of death or moderate or severe disability was present in 72 of 298 infants (24%), death among 20 of 298 infants (7%), and moderate or severe disability among 52 of 278 surviving infants (19%). Among the 32 infants with hemispheric devastation, 30 (94%) had death or disability, and 17 (89%) survived with moderate or severe disability. The association between the NICHD NRN MRI score and outcome of death or disability among all infants or disability among survivors is noted in Table 3. Injury scores of 2A1 or greater, vs less than 2, were associated with death or disability among all infants and with disability among surviving infants (eTable 3 in Supplement 2). MRI scores 2 or greater, compared with those less than 2, were associated with the primary outcome, with an OR of 13.66 (95% CI, 7.47-24.95) and an AUC of 0.84 (95% CI, 0.78-0.90), the latter indicating high ability for this cutoff to discriminate between 2 levels of the primary outcome. Similarly, the OR between scores of 2 or greater vs less than 2 for disability among survivors was 10.52 (95% CI, 5.46-20.28) with an AUC of 0.80 (95% CI, 0.73-0.88). The association of an abnormal MRI finding and death or disability had a sensitivity of 0.89, specificity of 0.54, positive predictive value of 0.38, negative predictive value of 0.94, and positive likelihood ratio of 1.91; the corresponding values for moderate or severe disability among surviving infants were 0.85, 0.54, 0.30, 0.94, and 1.82, respectively.

Table 3. Association Between Magnetic Resonance Imaging Patterns of Injury and Outcomea.

NICHD pattern of injury Infants, No. Death or moderate or severe disability Moderate or severe disability among survivors Survival with mild or no disability
No. (%) OR (95% CI) No. (%) OR (95% CI) No. (%) OR (95% CI)
0 129 8 (6) NA 8 (6) NA 121 (94) NA
1A 43 1 (2) 0.34 (0.04-2.95) 1 (2) 0.33 (0.04-2.93) 42 (98) 2.94 (0.34-25.45)
1B 18 3 (17) 2.54 (0.67-9.60) 3 (17) 2.44 (0.63-9.49) 15 (83) 0.39 (0.10-1.49)
2A1 9 2 (22) 4.28 (1.12-16.28) 2 (22) 4.36 (1.12-16.98) 7 (78) 0.23 (0.06-0.89)
2A2 11 6 (55) 17.95 (3.42-94.19) 6 (55) 18.25 (3.41-97.55) 5 (45) 0.06 (0.01-0.29)
2A3 3 1 (33) 8.71 (1.82-41.80) 1 (33) 8.61 (1.80-41.15) 2 (67) 0.11 (0.02-0.55)
2B1 15 7 (47) 11.27 (2.89-43.90) 5 (38) 7.91 (2.18-28.77) 8 (53) 0.09 (0.02-0.35)
2B2 32 9 (28) 4.81 (2.07-11.17) 8 (26) 4.54 (1.90-10.84) 23 (72) 0.21 (0.09-0.48)
2B3 6 5 (83) 41.71 (12.04-144.48) 1 (50) 10.63 (5.05-22.37) 1 (17) 0.02 (0.007-0.08)
3 32 30 (94) 161.99 (20.63-1271.89) 17 (89) 102.79 (11.63-908.89) 2 (6) 0.006 (0.0008-0.05)

Abbreviations: NA, not applicable; NICHD, Eunice Kennedy Shriver National Institute of Child Health and Human Development; OR, odds ratio.

a

Multivariable logistic regression models controlling for severity of encephalopathy, maternal public insurance, age at magnetic resonance imaging, and site (as a cluster effect). Four infants are missing data on maternal public insurance.

Among 74 of the 298 infants (25%) with injury in WS and/or BGT or PLIC areas, infants with any or predominant WS injury were less acidotic and had a lower frequency of seizures at random assignment and none were born following uterine rupture compared with those with any BGT or PLIC injury (exploratory analysis, eTable 4 in Supplement 2). Infants with any or predominant WS injury had numerically but not statistically significantly higher in-hospital mortality, while those with any or predominant BGT or PLIC injury had a significantly higher frequency of moderate or severe cerebral palsy (Table 4); cognitive and motor scores were not different. Compared with an injury score of 0, death or disability occurred in 12 of 28 infants (43%) with any or predominant WS injury (OR, 9.61; 95% CI, 3.60-25.65) and in 17 of 46 infants (37%) with any or predominant BGT or PLIC injury (OR, 7.23; 95% CI, 2.83-18.50) (eTable 5 in Supplement 2).

Table 4. Outcomes With Any or Predominant WS vs BGT or PLIC Injury.

Outcome No. (%)a P valueb
WS (n = 28) BGT or PLIC (n = 46)
Primary
Death or moderate or severe disability 12 (43) 17 (37) .61
Secondary
Death
In NICU 3 (11) 0 .05c
Through follow-up 3 (11) 3 (7) .67c
Among survivors
No. 25 43
Disability
Moderate or severe 9 (36) 14 (33) .77
Mild or none 16 (64) 29 (67)
Impairment
Visual 0 2 (5) .53c
Hearing 4 (16) 4 (9) .45
Cerebral palsy
Any 5 (20) 18 (42) .07
Moderate or severe 2 (8) 14 (33) .02
Bayley Scales of Infant and Toddler Development III score
Cognitive
No. 25 43
Median (IQR) 90 (80-95) 85 (60-100) .43d
≥85 17 (68) 27 (63) .62
70-84 4 (16) 5 (12)
<70 4 (16) 11 (26)
Motor
No. 25 42
Median (IQR) 88 (76-91) 85 (55-94) .73d
≥85 15 (60) 23 (55) .11
70-84 6 (24) 4 (10)
<70 4 (16) 15 (36)
Language
No. 23 42
Median (IQR) 86 (74-100) 83 (71-91) .11d
≥85 15 (65) 19 (44) .25
70-84 4 (17) 14 (33)
<70 4 (17) 10 (23)

Abbreviations: BGT, basal ganglia or thalamus; NICU, neonatal intensive care unit; PLIC, posterior limb of the internal capsule; WS, watershed.

a

The WS group includes infants with 2A1, 2B1, and 2A3 or 2B3 Eunice Kennedy Shriver National Institute of Child Health and Human Development patterns of injury if WS injury was more severe than BGT injury. The BGT or PLIC group includes infants with 2A2, 2B2, and 2A3 or 2B3 patterns of injury if BGT injury was more severe than WS injury. Two infants (1 with the 2A3 pattern and 1 with the 2B3 pattern) could not be assigned to the WS group or the BGT or PLIC group due to no predominant finding between WS and BGT.

b

P values are from χ2 test except as noted.

c

P value from Fisher exact test.

d

P value from nonparametric median test.

The associations of clinical variables at random assignment into the trial with the MRI injury score and death or disability are shown in Table 5. Severe encephalopathy, presence of acute perinatal events, a 10-minute Apgar score less than 5, seizures, and a higher brain injury score were all associated with death or disability.

Table 5. Association Between Baseline Variables and Pattern of Injury With Outcomea.

Variable Death or disability
No./total No. (%) OR (95% CI)b
Level of HIE
Moderate 40/240 (17) 1 [Reference]
Severe 32/58 (55) 6.15 (3.31-11.43)
Perinatal sentinel eventsc
Yes 69/266 (26) 4.90 (1.14-21.13)
No 2/30 (7) 1 [Reference]
Public insurance
Yes 32/153 (21) 0.69 (0.40-1.18)
No 39/141 (28) 1 [Reference]
10-min Apgar score <5
Yes 48/130 (37) 3.84 (2.08-7.07)
No 18/136 (13) 1 [Reference]
Acidosisd
Yes 49/187 (26) 1.36 (0.77-2.39)
No 23/111 (21) 1 [Reference]
Neonatal seizures
Yes 28/86 (33) 1.84 (1.05-3.23)
No 44/212 (21) 1 [Reference]
Maternal education
<HS 12/59 (20) 0.61 (0.29-1.27)
HS 13/72 (18) 0.53 (0.26-1.07)
>HS 39/132 (30) 1 [Reference]
MRI injury pattern
0 8/129 (6) 1 [Reference]
1A 1/43 (2) 0.36 (0.04-2.97)
1B 3/18 (17) 3.03 (0.72-12.66)
2A1 2/9 (22) 4.32 (0.77-24.30)
2A2 6/11 (55) 18.15 (4.54-72.56)
2A3 1/3 (33) 7.56 (0.62-92.58)
2B1 7/15 (47) 13.23 (3.82-45.79)
2B2 9/32 (28) 5.92 (2.07-16.94)
2B3 5/6 (83) 75.63 (7.87-726.98)
3 30/32 (94) 226.88 (45.80-1123.97)

Abbreviations: HIE, hypoxic-ischemic encephalopathy; HS, high school; MRI, magnetic resonance imaging.

a

Missing data from 2 infants for perinatal sentinel events, 32 infants for 10-minute Apgar score less than 5, 35 infants for maternal education, and 4 infants for public insurance.

b

Odds ratios are from unadjusted logistic regression models.

c

Perinatal sentinel events include any of the following: decelerations or loss of fetal heart tones, cord mishap, uterine rupture, shoulder dystocia, placental problems, maternal hemorrhage, maternal trauma, maternal cardiorespiratory arrest, and maternal seizures.

d

Acidosis is defined as pH of 7 or less, using cord blood gas if available or first postnatal blood gas if not.

Discussion

This study demonstrated that the expanded NICHD NRN MRI brain injury score 2A or greater was associated with death or disability among all infants and with disability among surviving infants, after controlling for severity of encephalopathy, in the trial evaluating effect of depth and duration of cooling on outcomes at age 18 months. There were no differences in the injury score between infants undergoing usual care cooling and those cooled to a greater depth or for a longer duration. We have previously demonstrated that cooling to lower than 33.5 °C, cooling for longer than 72 hours, or both did not reduce death or moderate or severe disability.12 The expanded NICHD NRN score separated any or predominant WS from any or predominant BGT or PLIC injury, and infants with BGT or PLIC injury had similar outcomes compared with infants with WS injury, but cerebral palsy rates were higher. Other investigators evaluating gray matter injury have previously noted association of BGT or PLIC injury and cerebral palsy.13,14,15 We observed that infants without an MRI had higher rates of severe HIE and higher mortality than those who had an MRI, findings similar to the HEAL imaging study results.10 In clinical practice, the MRI is performed after the rewarming phase; hence, the extent of brain injury among infants undergoing imaging with moderate or severe HIE may be underestimated.

From earlier trials of hypothermia for HIE, the TOBY trial7 noted a reduction in BGT or PLIC and white matter lesions among infants in the hypothermia group compared with those in the control group, with good correlation of MRI and outcome in both groups.7 In our trial of whole-body hypothermia for moderate or severe HIE, the brain injury score was associated with outcome; each point increase in the severity of the score was associated with more than a 2-fold increase in the odds of death or disability.6 The ICE trial8 found a reduction in areas of gray and white matter injury in the cooled group compared with the control group, with abnormal MRI findings and diffusion abnormalities in the BGT or PLIC correlating with adverse outcomes at 24 months. In the HEAL trial,10 among 451 of 500 trial participants (90%) with neuroimaging at less than 8 days, MRI injury and spectroscopy findings were associated with outcomes of neurodevelopmental impairment or death at 2 years. However, infants with mild or moderate MRI injury had Bayley Scales of Infant and Toddler Development III cognitive, language, and motor scores similar to those of infants with no injury. The differences between the HEAL trial’s findings and our data may be due to earlier age at MRI in HEAL, different MRI scoring systems,16 and different definitions of outcome.

In an observational study, Weeke et al15 assessed infants following hypothermia therapy (Netherlands, n = 97; Sweden, n = 76), including those with mild encephalopathy, using 3 MRI subscores for deep gray matter, white matter or cortex, and cerebellum.15 The gray matter subscore was associated with adverse outcome at 2 years and at school age. Bach et al17 evaluated 434 infants at 30 months of age, including 138 with mild encephalopathy; 204 received hypothermia and 317 had MRI assessed by the Barkovich scoring system.18 The predictive accuracy of the MRI score for motor disability and/or death was similar between hypothermia-treated and untreated infants. In the present study of infants with moderate or severe HIE, we noted an association of the brain injury score among all infants, those with any or predominant BGT or PLIC injury or WS injury, and those with death or disability or survival with disability.

The assessment of brain injury among infants with HIE may be influenced by the timing of the MRI.7 The differences between imaging prior to and after 7 days among infants with imaging at both periods was examined among 94 infants with varying stages of HIE who received hypothermia.19 Eighteen infants (19%) had changes between the early and late imaging; however, neurodevelopmental outcome data were unavailable. A recent meta-analysis has suggested that the predictive value of MRI decreases beyond the first week of age.20 In the current study, MRI was obtained between 7 and 14 days of age based on clinical practice at the time of the study.

MRI injury scoring systems have been compared in recent articles. Among 161 infants receiving hypothermia, Langeslag et al21 compared 4 MRI scoring systems7,9,10,22 and found all to reliably predict adverse outcomes at 24 months of age. Another study23 of 40 infants comparing 4 scoring systems7,9,15,18 noted correlations between the scoring systems and cognitive outcome, with the studies by Weeke et al15 and Rutherford et al7 having the strongest correlation. A study by Ní Bhroin et al24 comparing the NICHD NRN score and the scores by Barkovich et al18 and Weeke et al15 found that all 3 scores correlated with cognitive and motor outcomes, while the score from Weeke et al was also associated with the language score in infancy. In a meta-analysis of the prognostic value of the neonatal MRI in HIE, Sánchez Fernández et al25 noted MRI as a good biomarker of outcome beyond infancy. Interrater reliability was excellent in another recent study for scoring systems assessed among 2 central readers examining neonates with varying stages of HIE.26 In our study, the expanded MRI score of brain injury has demonstrated correlation with death or disability among all infants and with disability among surviving infants; comparing our expanded MRI score with other scores is beyond the scope of the current study.

We found that when predictive ability of early clinical variables and MRI injury scores were examined, low 10-minute Apgar scores, acute perinatal events, severe HIE, seizures, and the MRI score were predictive of death or disability at 18 months of age. Thoresen et al27 and Peeples et al28 have noted that addition of clinical variables improved the predictive ability of the MRI injury score in evaluating death or disability in infancy.

Strengths and Limitations

The strengths of this study include the large sample size, high follow-up rate, comparison between groups with and without an MRI, and the procedure used to obtain concordance between the 2 central readers. The limitations of this study include the age at MRI being later than current age at imaging in infants with HIE, the use of 1.5-T scanners, and the lack of diffusion-weighted imaging. These limitations may be sources of bias and confounding in this study.

Conclusions

Among neonates of at least 36 weeks’ gestation with moderate or severe HIE, the expanded neonatal NICHD NRN MRI brain injury score was a marker for death or disability as well as disability among surviving infants, after controlling for severity of encephalopathy. These results help with counseling families and may have implications for the design of future neuroprotective trials.

Supplement 1.

Trial Protocol

Supplement 2.

eTable 1. Infants With MRI and Those for Whom MRI Studies Were Unavailable

eTable 2. MRI Findings Among Study Subjects by Depth of Cooling and Duration of Cooling

eTable 3. Outcomes Among Infants With NICHD Score 2A or Greater vs NICHD Score <2A

eTable 4. Baseline Characteristics for Infants With Injury in Any/Predominant Watershed vs Any/Predominant BGT/PLIC Injury

eTable 5. The Relationship Between the Any/Predominant WS or BGT/PLIC Groups and Outcome

eFigure. CONSORT Flow Diagram

eAppendix 1. Optimizing Cooling MRI Secondary Central MRI Reading Form

eAppendix 2. Optimizing Cooling MRI Secondary Scoring Manual

Supplement 3.

Eunice Kennedy Shriver National Institute of Child Health and Human Development Neonatal Research Network Members

Supplement 4.

Data Sharing Statement

References

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

Supplement 1.

Trial Protocol

Supplement 2.

eTable 1. Infants With MRI and Those for Whom MRI Studies Were Unavailable

eTable 2. MRI Findings Among Study Subjects by Depth of Cooling and Duration of Cooling

eTable 3. Outcomes Among Infants With NICHD Score 2A or Greater vs NICHD Score <2A

eTable 4. Baseline Characteristics for Infants With Injury in Any/Predominant Watershed vs Any/Predominant BGT/PLIC Injury

eTable 5. The Relationship Between the Any/Predominant WS or BGT/PLIC Groups and Outcome

eFigure. CONSORT Flow Diagram

eAppendix 1. Optimizing Cooling MRI Secondary Central MRI Reading Form

eAppendix 2. Optimizing Cooling MRI Secondary Scoring Manual

Supplement 3.

Eunice Kennedy Shriver National Institute of Child Health and Human Development Neonatal Research Network Members

Supplement 4.

Data Sharing Statement


Articles from JAMA Pediatrics are provided here courtesy of American Medical Association

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