Abstract
Several factors have contributed to poor quality of life outcomes for upper-extremity amputees. In recent decades, the advancements in both surgical procedures and prosthetics have been aimed at both improving the function and quality of life of amputees. Targeted muscle reinnervation, regenerative peripheral nerve interfaces, agonist–antagonist myoneural interfaces, free tissue transfers, and limb transplantation are chief among the surgical options available for improved sensorimotor function in residual and prosthetic limbs. New technologies such as cuff electrodes, intraneural filaments, and various osseointegrated prosthesis systems are used either alone or in concert with these operative techniques. Procedural and technological advancements will continue to push the limits of functional restoration after upper-extremity limb loss.
Key words: Free tissue transfer, Osseointegration, Regenerative peripheral nerve interfaces, Targeted muscle reinnervation, Upper-extremity amputation
In the United States alone, over half a million people are living with an upper-extremity amputation, with estimates that this number will more than double by the year 2050.1 Most of these amputations are traumatic in nature, with major limb amputation defined as those occurring through or proximal to the radiocarpal joint.2 This is in contrast to lower-extremity amputations, which are largely attributed to vascular disease.1,3 Given improvements in microsurgery, many previously unrepairable injuries can be treated with limb replantation, with favorable long-term outcomes.4, 5, 6 Although replantation may be the gold standard and result in improved patient reported outcomes, many patients are either not candidates or have failed attempts at replantation.7
As a result, over the past two decades there have been considerable advancements in both surgical procedures and prosthetics aimed at improving the function and quality of life for those living with amputations. These advancements include targeted muscle reinnervation (TMR), regenerative peripheral nerve interfaces (RPNI), sensory implants, osseointegration, free flaps to preserve limb length, and limb transplantation, among others. This article will explore these techniques with the aim of understanding current advancements and when each may be indicated for patients.
TMR/RPNI for Prosthesis Control
Prosthetic rehabilitation after upper-extremity amputation is difficult given the complex and fine motor movements of the innate arm/hand. Body-powered prostheses were originally developed by Peter Baliff and used shoulder and trunk muscles as power sources to control a hand.8 Although still used today given the affordability and durability, the major limitation with body-powered prostheses is that the user has limited joint movements and degrees-of-freedom (DOFs). In the mid-1950s, the modern myoelectric prosthesis was developed by using EMG signals from intact muscles to power the prosthesis.9 Historically, this was performed by using the difference in EMG signals between antagonistic muscle groups (eg, biceps and triceps) to power a single joint movement (eg, elbow flexion/extension). To power a separate movement, such as hand closure, the user would have to operate an inconvenient and slow switching mechanism.10
Targeted muscle reinnervation (TMR) is a surgical procedure that was developed to improve the control of myoelectric prostheses. First developed and performed by Dr. Gregory Dumanian and Dr. Todd Kuiken at Northwestern University, this procedure takes cut nerve endings formed at the time of amputation and reroutes them into adjacent redundant motor nerves to create new myoelectric signals.11 The target muscles are reinnervated in approximately 8–12 weeks, and the EMG signals are strong enough for myoelectric control in 3–4 months.10 The new signals enable a wider array of functions and DOFs in the prosthesis, making control more intuitive. For example, in a transhumeral amputee, a segment of biceps can be reinnervated by the median nerve and thus generate a signal for hand closure (Fig. 1). Through pattern recognition, EMG signals are measured from sets of residual limb muscles, and using machine learning, translated into movements with multiple DOFs, improving controllability.10 Although first used in a patient with shoulder disarticulation, TMR has now been employed at all levels of amputation in the upper extremity (Fig. 2). Numerous studies consistently demonstrate significant improvements in prosthesis motor function, comfortability, and quality of life following TMR.10,12, 13, 14, 15, 16
Figure 1.
Intraoperative photos of A tagged motor nerve targets for TMR and B coapted TMR after a transhumeral amputation.
Figure 2.
Intraoperative photos of A a nonsalvageable hand requiring B transradial amputation and C acute TMR.
A distinct yet conceptually similar procedure to TMR is the RPNI, which takes amputated nerve endings and attaches them to denervated muscle grafts. Unlike TMR, the muscle target is small and is both denervated and devascularized. It can be taken from the residual limb or another part of the body and transferred to the site of the transected nerve. The muscle graft is wrapped around the end of the nerve, and over time, is reinnervated, and revascularized, which takes around 3 months.17,18 RPNI was similarly developed to enhance peripheral nerve signals for myoelectric prosthesis control, with the added benefit of increased specificity given the ability to generate multiple RPNIs by separating terminal nerves into individual fascicles.19 Rat and rhesus monkey models have demonstrated the successful creation of RPNIs with strong, reliable EMG signals that can control neuroprosthetic hands.20, 21, 22 More recently, studies in humans have similarly shown promising results of the use of RPNIs for prosthetic hand control.23,24 The first pilot study conducted at the University of Michigan analyzed four patients with upper-extremity amputations and RPNIs. Patient 1 had four RPNIs created on the median nerve, three on the ulnar, and two on the radial. The result was that independent contractions were observed for thumb interphalangeal (IP) flexion, index distal interphalangeal (DIP) flexion, and index proximal interphalangeal (PIP) flexion, highlighting the enhanced specificity of signals for improved voluntary control of a prosthetic hand.23
Although both surgical treatments will likely play a key role in the future of prosthetic control, a few stated advantages of RPNI over TMR include (1) no need for partial denervation of the target muscle, especially if using a muscle graft taken from tissue of the amputated limb; (2) increased specificity of signals because RPNIs can be created on a fascicular level, and (3) the use of implanted electrodes instead of surface electrodes for recording EMGs, which will limit signal interference.19 Conversely, disadvantages include (1) potential for muscle graft atrophy given that it must be reinnervated and revascularized; (2) potential for implanted electrode shifting/dislodgement; and (3) lack of long-term and large sample size studies in humans to validate results.
TMR/RPNI for Neuroma and Phantom Limb Pain
Up to 76%–85% of patients with limb amputations experience residual limb pain and phantom limb pain, respectively.25, 26, 27 Neuromas are the causative agent in residual limb pain or pain at the stump ending. Phantom limb pain is thought to be attributed to an interplay between peripheral nerves and central cortical restructuring.28 Both entities have shown to cause measurable decreases in quality of life. Although TMR was initially developed for improved myoelectric prosthesis control, it was soon discovered that this procedure helped with patients’ residual limb and phantom limb pain. In 2014, these positive results were published in a multicenter retrospective review of 26 patients.29 Animal studies showed that by giving the nerve a new target to innervate, or “somewhere to go and something to do,” TMR restored the native myelinated nerve histology.30 Subsequently, a prospective, randomized controlled trial was conducted of 28 amputees who were assigned to standard neuroma treatment (excision and burying in muscle) versus TMR. Results demonstrated that at 1 year after surgery, TMR significantly reduced phantom limb pain scores (P = .03) and approached significance for reduction in residual limb pain scores (P = .10) compared to standard treatment.31 Although these two studies demonstrated the use of TMR for treatment of pain, the idea that it could be preventative was born. More recent data have shown that early TMR (at the time of amputation) significantly reduces residual limb and phantom limb pain compared to controls.32 This is a large step towards improved quality of life for amputees.
RPNI has also been used for neuroma treatment (Fig. 3) and has demonstrated favorable results in limited studies. Histologic analysis of RPNI constructs show the absence of neuroma formation, axonal sprouting, and reinnervation of the RPNI muscle graft with formation of new neuromuscular junctions.17 In a pilot study of 16 upper and lower-extremity amputees, patients reported a 71% reduction in neuroma pain and 53% reduction in phantom limb pain following RPNI surgery.33 Similar to early TMR, RPNI performed at the time of amputation has shown good outcomes. A retrospective study of 45 patients who underwent prophylactic RPNI at the time of amputation compared to matched controls demonstrated significant decreased rates of symptomatic neuromas (0% vs 13.3%, P = .026) and phantom limb pain (51.1% vs 91.1%, P < .0001).34 However, this still demonstrates a 50% rate of phantom limb pain with this procedure. A unique setting where RPNI may be the only option is in distal amputations, such as the hand, or digital level, where no muscular targets exist for TMR. In this setting, RPNI has been successful at treating symptomatic neuromas.35
Figure 3.
Intraoperative photos showing a radial sensory neuroma treated with RPNI A before and B after excision and muscle wrapping.
Sensory Feedback
To allow for optimal control of a prosthetic limb, the interface must not only allow for efferent motor output, but also afferent sensory input. Lack of sensory input has been cited as a reason for prosthesis rejection.36 Following TMR, it was noted that not only did the target muscle undergo motor reinnervation, but the skin overlying the muscle underwent sensory reinnervation. Kuiken et al. tested this sensory recovery in two patients with proximal upper limb amputations following TMR of the residual brachial plexus nerves to the pectoralis major and serratus anterior. They showed that touching the reinnervated chest skin was perceived as touch in the patients’ amputated hand. Additionally, temperature, pain, and some proprioceptive information was elicited.37 Detection of pressure was similar to pressure sensation of native skin.38 As such, this operation allows for bidirectional motor and sensory signals from one construct. The issue, however, is that simultaneous motor and sensory control may be impeded because of sensory gating, or interruption of efferent signals because of afferent signals at the same site.39
Various sensory implants are currently undergoing investigation. These implants range from cuff electrodes wrapped around the end of a nerve to intraneural filaments that are directly inserted into a peripheral nerve. These devices have shown promise in multiple studies but are limited by lack of selectivity (cuff electrodes) or lack of longevity because of damage and scarring of nerve endings (intraneural filaments).40, 41, 42 RPNI provides another modality for bidirectional control that allows for indirect nerve stimulation given the muscle graft layer. This may increase longevity and prevent prior concerns about damage to the peripheral nerve ending. Vu et al43 have showed in two patients with upper-extremity amputations that stimulation of their RPNIs yielded proprioceptive and cutaneous sensory feedback in their phantom hand. Future investigations include using composite RPNIs (C-RPNIs), a construct composed of a dermal graft and muscle graft secured to a target mixed sensorimotor nerve, to separate motor, and sensory reinnervation. By stimulating the dermal component, the user can receive sensory input without interfering with efferent output, potentially allowing for more seamless prosthetic control.44 Agonist–antagonist myoneural interfaces (AMIs) are biomechanical constructs designed to improve proprioceptive feedback and volitional control of a prosthesis after limb amputation. Constructs can be formed using innervated, vascularized muscle pairs such as in the initial use of AMI for a below-knee amputation where the tibialis anterior and lateral gastrocnemius were coupled.45 TMR and RPNI can also be implemented in a regenerative AMI construct. For an above elbow amputation, a regenerative AMI emulator of wrist flexion/extension was created using muscles that had been used as median and radial nerve TMR targets.46 Additional upper- extremity amputation applications are currently under investigation.
Osseointegration
Osseointegration (OI), the direct skeletal attachment of a prosthesis to bone, represents another surgical modality for improved prosthetic use. Developed by Per Ingvar Brånemark in the 1960s, the idea was first introduced for titanium dental implants.47 This was subsequently adapted for use in major limb amputations by his son, Rickard Brånemark. Through hundreds of procedures, Brånemark has worked to standardize the procedure, implant design, and rehabilitation protocol named Osseointegrated Prostheses for the Rehabilitation of Amputees (OPRA).48 Four other implant systems are currently in clinical use including the Osseointegrated Prosthesis Limb (Permedica), the Integral Leg Prosthesis (ESKA Orthopaedic), the Percutaneous Osseointegrated Prosthesis (University of Utah clinical trials), and the Compress (Zimmer Biomet) transcutaneous implant.49 Each system differs in its overall design, length, diameter, contact with the medullary canal, connection of the abutment that exits the skin to the metal stem, and ability to be placed in one or two stages.11 However, the overall goal is the same: to improve the user-prosthesis interface through direct skeletal attachment.
Conventional socket and liner based constructs for prostheses are wrought with complications including pain, skin breakdown, ill-fitting interface, increased time/difficulty donning and doffing the device, and decreased prosthesis control.11,49 Consequently, up to 35% of upper limb amputees abandon their prostheses.50 Through direct skeletal contact, OI avoids the soft tissue intermediary of socket prostheses and enables improved control, ease of use, mobility, and decreased energy expenditure (Fig. 4).51,52 Moreover, vibratory and mechanical sensation is enhanced through direct stimulation of the bone, termed osseoperception, which improves feedback, and thus control.53 Ultimately, an increased quality of life has been reported with OI.54 Advancements in sensorimotor integration with OI for improved prosthesis control and function are currently being studied. Clinical trials looking at implanted electrodes using the enhanced OPRA (e-OPRA) system have demonstrated promising results in upper limb amputees, with more reliable and precise motor control (Fig. 5).55,56
Figure 4.
Radiographic image of the e-OPRA system after implantation.
Figure 5.
Photos of the e-OPRA system A intraoperatively with associated intramuscular and intraneural electrodes allowing for bidirectional sensorimotor integration between the prosthesis and the patient and B,C after surgery.
The main challenge with OI remains prevention of superficial soft tissue infection at the device–skin interface, with rates reported from 30% to 66%.57, 58, 59 The nature of a foreign object that directly communicates from the outside world to the intramedullary canal creates a challenge for limiting bacterial translocation. Luckily, the 10-year cumulative risk of deep infection remain less than 10%.60 Future advancements in management of the soft tissue envelope and tissue engineering to create a “dermal seal” at the device interface may help combat these challenges.49
Free Tissue Transfer to Optimize Residual Limb Length and Provide Targets for TMR
Traumatic and oncologic amputations of the upper extremity can occur at any level and often present a reconstructive challenge when replantation is not possible. Preserving skeletal length and critical joints is ideal for optimizing the function of the residual limb. The “spare parts” concept uses tissue from the amputated portion of the limb that would otherwise go to waste to reconstruct the limb. The classic fillet flap is defined as an axial pattern flap harvested from the amputated or discarded tissue that can be taken as a pedicled, island or free flap (Fig. 6).61 This technique has been used in both upper and lower-extremity reconstruction for preservation of limb length.61, 62, 63, 64, 65 The main benefit is the avoidance of additional donor site morbidity. However, in cases where the amputated tissues have been too traumatized, or when ischemia time is too long, free tissue transfer from other donor sites must be entertained. The benefit of additional limb length and joint function must be weighed against the donor site morbidity of a distant free flap. In a series of 13 patients, Baccarani et al66 outline the indications for the use of traditional (nonfillet) free flaps for preservation of upper limb amputation level. Major indications include preservation of the shoulder and elbow joints, pinch function (converting wrist articulation or transcarpal amputation to phalanx amputation), and skeletal length > 7 cm below the shoulder or elbow (which significantly improves prosthetic fit and function) (Fig. 7). Minor indications included preservation of the wrist joint for prosupination and skeletal length between 5 and 7 centimeters (5 being the minimum length for fitting a prosthesis). The series demonstrates successful outcomes with the use of various free flaps, including fillet, anterolateral thigh (ALT), latissimus, parascapular, and fibula, for salvage of upper limb joints and length. Although acknowledging that these scenarios are fairly rare and more often free tissue is harvested from the discarded limb, the authors propose a treatment algorithm that can be used for optimizing the function of the residual limb.
Figure 6.
Free fillet flap used in a forequarter amputation showing A the amputated upper extremity, B precoaptation, C flap inset, and D postoperative result.
Figure 7.
Intraoperative photos of a transradial amputation residual limb length preservation surgery using a free ALT flap showing A the pre-flap residual upper extremity; B,C the ALT free flap after harvest; D the prepared residual upper limb; E TMR; and F final flap inset.
In addition to preserving skeletal length, free tissue transfers can also be used as targets for TMR when local tissue is unavailable. Particularly in the case of forequarter amputation when the pectoralis major, serratus, and latissimus may be taken or damaged, free muscle/musculocutaneous flaps can be used for both soft tissue coverage and as nerve targets. There have been successful case reports of using a free volar forearm fillet flap for coverage and TMR after forequarter amputation secondary to tumor resection.67,68 Nerve coaptations were performed from the trunks of the brachial plexus to the radial, ulnar, and median nerves within the flap. In delayed reconstructions when the amputated limb is not available, successful case reports of using a free vertical rectus abdominis myocutaneous and free contralateral serratus for TMR targets after forequarter amputation have been demonstrated.69,70 Overall, the hand surgeon has a wide array of tools for preserving the function of the residual limb through the use of native tissues, and when combined with prosthetics, can significantly improve quality of life for patients.
Limb Transplantation
Despite the aforementioned advancements in surgical techniques, prosthetics will likely never outperform the functions of the native upper limb. In cases where replantation is not possible, another solution is limb vascularized composite allotransplantation (VCA). Hand transplantation was first attempted in 1964 in Ecuador, and although technically successful, failed because of insufficient immunosuppression.71 Subsequently, since 1998 there have been over 100 upper limb transplantations performed, the majority occurring the United States.72 Although the indications are somewhat debated, the best candidates have attempted prosthetic rehabilitation, understand the risks involved, are highly motivated and willing to comply with postoperative immunosuppression and rehabilitation, and desire improved function (both motor and protective sensation) and aesthetics.73 Although many unilateral hand transplants have been performed successfully, Mathes et al74 reported that most North American hand surgeons believe bilateral below-elbow amputation is the most appropriate indication for transplantation. This is because (1) unilateral amputees can still perform approximately 90% of their activities of daily living with their remaining native hand and (2) more distal amputations retain native forearm muscles and tendons often allowing for immediate extrinsic control and require a shorter distance for nerve regeneration for recovery of protective sensation and intrinsic function.75,76
Functional outcomes have been overwhelmingly positive. A systematic review by Wells et al72 noted a significant decrease in disability scores (measured by the Disabilities of the Arm, Shoulder, and Hand [DASH] score) following transplant, with greater improvements in more distal transplants. Moreover, the majority recover protective sensation as measured by two-point discrimination and Semmes–Weinstein monofilament testing.73 High allograft survival is also noted, with a rate of 89.2% at 10 years, compared with kidney (73.6%), liver (63%), and heart (53%) transplants.77, 78, 79 The main challenges remain transplant rejection, infection, and other medical side effects of chronic immunosuppression such as kidney failure. The literature suggests that the rates of these are comparable or superior to other solid organ transplants, but they remain serious considerations when counseling patients on the risks and benefits of allotransplantation. With continued improvements in immunosuppressive regimens, modalities to enhance nerve regeneration, and postoperative rehabilitation, upper-extremity transplantation will likely become a more ubiquitous reconstructive option.
Conclusion
Upper-extremity limb loss is a devastating event that significantly affects patients’ function and quality of life. Advancements in surgical techniques and prosthetics including TMR, RPNI, osseointegration, myoelectric prosthetics, free tissue transfer for limb length and TMR, and VCA have expanded our ability to restore some of this function for our patients. Continued improvements in these techniques, along with newer developments like AMIs and haptics for sensation, will strengthen our toolkit for functional restoration of the upper limb.
Conflicts of Interest
No benefits in any form have been received or will be received related directly to this article.
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