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Journal of Dental Sciences logoLink to Journal of Dental Sciences
. 2025 Jan 30;20(2):1148–1157. doi: 10.1016/j.jds.2025.01.010

The study of three-dimensional smile changes on orofacial morphology

Johnson Hsin-Chung Cheng a,b,, Yu-Chien Hsu a,b, Od Bayarsaikhan c
PMCID: PMC11993074  PMID: 40224125

Abstract

Background/purpose

Traditionally, two-dimensional (2D) frontal and lateral facial views have provided an incomplete understand true three-dimensional (3D) relationships. This study aimed to investigate the 3D changes in orofacial soft tissues during smiling and to examine the influence of craniofacial and dental morphology on these changes.

Materials and methods

131 individuals aged 18–30 with attractive facial features were recruited. Rest and posed smile 3D facial photos captured by 3D camera and cone-beam computed tomography (CBCT) scans were taken. Data were recorded and analyzed in rest, smile images, and smiling change measurements, including 23 landmarks, 11 linear, and 6 angular measurements. Statistical methods were used to analyze the frequency distribution, the significant difference between rest and smile variables, and the relationship between craniofaciodental tissue and 3D smile changes.

Results

The study involved 65 males (mean age 23.5 ± 3.2 years) and 66 females (mean age 22.5 ± 1.5 years). The soft tissue landmarks changed during smiling reveals that 21 landmarks in z-plane, 22 landmarks in y-plane, and 15 landmarks in x-plane landmarks showed significant differences. In addition, a significant correlation was noted between upper lip length (sn-uli) (r = 0.46, P = 0.057), lower lip length (lls-SB) (r = 0.44, P = 0.022), and the hard tissue measurement Id-Me.

Conclusion

The significant 3D change of soft tissue landmarks during smiling occurs mostly in z and y-plane, rather than x-plane. Clinically, all dimensions should be considered in orthodontic diagnosis and treatment planning, especially in the z plane the change cannot be seen in the traditional 2D analysis.

Keywords: 3D scanner, Face, Soft-tissue analysis, 3D stereophotogrammetry, Smile analysis

Introduction

Facial attractiveness significantly boosts self-confidence and fosters social relationships, employment prospects, and business achievements today.1,2 Historically, achieving a balanced occlusion and stable dental arches were the primary goals of orthodontic treatments.3,4 However, in contemporary orthodontics, the emphasis has shifted beyond functional aspects to include aesthetic considerations, particularly concerning facial attractiveness and the creation of a harmonious and appealing smile.5,6 Today, achieving an aesthetically pleasing smile has become a significant concern for orthodontic practitioners and patients.7,8 As a result, investigating the factors influencing smile aesthetics and their correlation with craniofacial features has become a crucial area of research in contemporary orthodontics (see Fig. 1).9,10

Figure 1.

Figure 1

Soft tissue landmarks and linear and angular measurements.

While traditional orthodontic analysis relied on 2D imaging, which limited the comprehensive assessment of a smile, modern advancements in technology have revolutionized the field.5,11 Contemporary 3D imaging techniques provide a more accurate and detailed representation of the craniofacial structure, allowing for a better understanding of smile dynamics and the intricate interplay between teeth, lips, and facial muscles.5,9 Previous research has extensively explored static 3D imaging; however, studies focusing on the dynamic changes of the smile in three dimensions are still lacking. Contemporary 3D imaging techniques provide a more accurate and detailed representation of the craniofacial structure, allowing for a better understanding of smile dynamics and the intricate interplay between teeth, lips, and facial muscles.12,13 The purpose of this research was to establish 3D smile norms and to examine the influence of craniofacial and dental morphology on these 3D changes.

Materials and methods

The present study protocol was approved by the Institutional Review Board of Taipei Medical University Hospital (approval no.: N202308043). A total of 131 subjects, consisting of 65 males and 66 females aged between 18 and 30 years, were recruited between September 2023 and April 2024. There was no statistically significant difference in age between the male and the female (P > 0.05). The data were assessed for normality using the Shapiro–Wilk test, and the results confirmed that the data followed a normal distribution (P > 0.05).

The inclusion criteria were as follows: (1) aged 18–30 years, (2) full dentition, no missing tooth, (3) no previous or current orthodontic treatment, (4) Angle's Class I malocclusion, (5) Normal overjet and overbite. The exclusion criteria for this study were as follows: (1) abnormal BMI (<17 kg/m2, >31 kg/m2), (2) a history of face deformity that was either congenital, traumatic, or post-operative, (3) with facial filler injection or plastic surgery.

Skull CBCTs (Planmeca, Helsinki, Finland) were taken according to the manufacturer's instructions and orthodontic standard CBCT imaging techniques. The 3D surface-imaging structured light method was employed.14,15 3D face scans were taken at about 45 cm from the Accu3D Scan camera (Digident Image Technology Co., Ltd., Taichung, Taiwan) using standard room lighting. Participants were photographed in two positions: (1) Rest position: with their mouths closed or relaxed (lip incompetence may be noted) and (2) Smile position: posed smile. (As the participant saying “cheese”) The photographic assistants in our department instructed patients to say “seven” or “cheese” while the photo was being taken to achieve the posed smile. Before the pictures were taken, the participants practiced smiling three times while maintaining a natural relaxed head posture. Each subject's face was scanned four times: frontally and at 45° on the right, left, and chin sides for 0.7 s each. All 3D virtual models were oriented at a standardized position based on the Cephalometric Reference System by Swennen et al.16 Landmark identification was performed by the same operator (Y.C.H) and double-checked by another faculty. 34 landmarks were identified using the 3D cephalometry module of Dolphin® imaging software version 11.9 (Dolphin Imaging, Chatsworth, CA, USA) by a single click using a cursor driven by the mouse. To assess reproducibility, twenty 3D soft tissue images and CBCT from ten individuals were randomly chosen. Measurements were performed twice over a 4-week interval by a single examiner. The horizontal plane (X) was through the right and left orbitale and the midpoint between right and left porions, i.e., the Frankfurt horizontal (FH) plane. The midsagittal plane (Y) was defined by passing the nasion, basion, and perpendicular to the FH plane. The coronal plane (Z) was created by passing sella turcica and perpendicular to the midsagittal plane and FH plane. Patients' 3D rest and smile pictures were superimposed on the forehead and nasal root region of the CBCT scans separately.

Twenty-three landmarks' positions on resting and smiling were measured as distances from landmarks to the three planes. 3D displacements of the landmarks were calculated with positive and negative values indicating changes in position and direction. In the x-plane, “+” represented a leftward position, and "-" represented a rightward position. In the y-plane, “+” and “−” indicated upper and upward displacements, respectively. In the z-plane, “+” and “−” represented forward and backward movements, respectively. Eleven 3D linear measurements and six angular measurements were performed. Statistical analyses were performed using SPSS software (Released 2008. SPSS Statistics for Windows, Version 17.0. SPSS Inc., Chicago, IL, USA). A P-value of 0.05 was considered statistically significant. Descriptive statistics were performed. Independent t-tests were used to examine the gender and measurements of smiling change differences. Pearson correlation coefficients were calculated to measure the linear relationship between each pair of soft and hard tissue variables.

Results

Demographic characteristics of the participants

131 subjects were recruited, including 65 males and 66 females. There was no statistically significant difference in age between the male and the female (P < 0.05).

Frequency distribution of linear and angular measurement in 3D CBCT image

Among the 25 linear measurements, 5 dental and 9 skeletal measurements were found to have gender disparities. In dental measurements, for example, Id-Me, the protrusion of the lower incisor (L1 Protrusion), and the transpalatal width showed significant differences between males and females. In skeletal measurements, the skull width (sCR-sCL), molar length (sM1R-sM1L), the distance between the Gonion points (GoR-GoL), the right and left midface lengths (R Co-A and L Co-A), and mandibular lengths (R Co-Gn and L Co-Gn) showed significant differences between males and females. The detailed measurement changes are in Table 1.

Table 1.

Frequency distribution of linear and angular measurements in CBCT images.

Linear measurement (°) All
Mean ± SD
Male
Mean ± SD
Female
Mean ± SD
P
1. Ns-Pr 17.59 ± 2.2 17.44 ± 2.43 17.74 ± 1.96 0.596
2. Ss-Pr 11.98 ± 1.81 12.09 ± 1.93 11.87 ± 1.7 0.6422
3. Pr-Id 19.8 ± 2.67 20.39 ± 3.06 19.2 ± 2.08 0.0804
4. Id-Me 30.67 ± 3.42 32.17 ± 3.61 29.12 ± 2.43 0.0003a
5. Id-Sm 12.21 ± 3.44 12.42 ± 3.63 11.99 ± 3.28 0.6296
6. Pr-InS 10.98 ± 1.7 11.21 ± 1.6 10.75 ± 1.8 0.2904
7. InI-Id 10.32 ± 1.83 10.22 ± 2.05 10.43 ± 1.6 0.6504
8. sCR-sCL 36.96 ± 2.67 37.94 ± 2.77 35.95 ± 2.17 0.0027a
9. iCR-iCL 29.64 ± 2.11 30.19 ± 1.71 29.07 ± 2.35 0.0385
10. sM1R-sM1L 57.56 ± 3.71 59.2 ± 3.58 55.85 ± 3.05 0.0002a
11. iM1R-iM1L 54.25 ± 3.8 55.93 ± 3.66 52.52 ± 3.15 0.0003a
12. MLR-MLL 48.05 ± 2.87 49.02 ± 2.59 47.05 ± 2.84 0.0066a
13. GoR-GoL 96.71 ± 6.48 100.26 ± 5.88 93.03 ± 4.85 0.0000a
14. Maxilla skeletal (A-Na perp) (mm) 5.54 ± 4.1 6.27 ± 4.73 4.79 ± 3.23 0.1597
15. Midface length (R Co-A) (mm) 100.43 ± 6.07 103.3 ± 4.99 97.46 ± 5.71 0.0001a
16. Midface length (L Co-A) (mm) 104.37 ± 9.02 109.19 ± 8.21 99.4 ± 6.96 0.0000a
17. Mandibular length (R Co-Gn) (mm) 124.64 ± 6.88 127.8 ± 6.24 121.38 ± 6.01 0.0001a
18. Mandibular length (L Co-Gn) (mm) 128.07 ± 10.09 133.53 ± 9.01 122.43 ± 7.87 0.0000a
19. LAFH (ANS-Me) (mm) 65.61 ± 5.25 67.52 ± 5.71 63.65 ± 3.93 0.0032a
20. Mx/Md difference (R CoGn-CoA) (mm) 24.22 ± 5.42 24.51 ± 5.36 23.93 ± 5.57 0.6802
21. Mx/Md difference (L CoGn-CoA) (mm) 23.71 ± 6.52 24.35 ± 7.45 23.05 ± 5.45 0.4372
22. Mandibular skeletal (Pg-Na perp) (mm) 9.48 ± 14.3 11.65 ± 19.41 7.25 ± 4.83 0.2300a
23. U1 most labial-A (perp to FH) (mm) 7.65 ± 2.35 7.94 ± 2.88 7.34 ± 1.63 0.3238
24. L1 protrusion (L1-APo) (mm) 6.7 ± 3.73 8.4 ± 4.24 4.94 ± 1.97 0.0002a
25. Transpalatal width (mm) 35.49 ± 3.53 36.98 ± 4.08 33.95 ± 1.95 0.0006a

Angular measurement (°) All
Mean ± SD
Male
Mean ± SD
Female
Mean ± SD
P

1. SNA 82.41 ± 4.2 82.65 ± 4.41 82.16 ± 4.03 0.6575
2. SNB 79.92 ± 4.8 80.34 ± 4.8 79.5 ± 4.85 0.4984
3. ANB 2.48 ± 2.96 2.31 ± 2.76 2.67 ± 3.19 0.639
4. FMA-R 38.24 ± 10.48 37.01 ± 8.41 39.52 ± 12.27 0.3573
5. FMA-L 37.24 ± 11.19 37.42 ± 7.71 37.05 ± 14.05 0.8997
6. Interincisal angle 173.6 ± 7.62 172.01 ± 9.55 175.25 ± 4.51 0.0962

Ns: Nasospinale; Ss: Subspinale; Pr: Prosthion; InS: Incisor superior; InI: Incisor inferior; Id: Infradentale; SM: Supramentale; Me: Menton; sCR: Right Supra canine; sCL: Left Supra canine; iCR: Right Infra canine; iCL: Left Infra canine; sM1R: Right Supra-M1; sM1L: Left Supra-M1; iM1R: Right Infra-M1; iM1L: Left Infra-M1; MLR: Right Mentale; MLL: Left Mentale; GoR: Right Gonion; GoL: Left Gonion; A-Na perp: Nasion perpendicular to point A; R: Right; L: Left; Co: Condylion; A: A point; Gn: Gnathion; LAFH: Lower anterior facial height; ANS: Anterior nasal spine; Me: Menton; Mx: Maxilla; Md: Mandible; Pg-Na perp: Pogonion to nasion perpendicular; FH: Frankfort horizontal plane; U1: Upper incisor; L1: Lower incisor; APo: A-pogonion line; SNA: The angle between the line joining S point and N point and the line joining N point and A point; SNB: The angle between the line joining S point and N point and the line joining N point and B point; FMA: Frankfort mandibular angle.

P < 0.05.

a

Indicates a significant difference.

Landmarks between rest and smile in 3D soft tissue image

In rest images, among the 23 landmarks, 2 in the x-plane, 6 in the y-plane, and 0 in the z-plane were found to have gender disparity. The left alare (all) and left nasolabial fold (nlfl) both showed gender difference (P < 0.05) in the x and y planes (Table 2). In smile images, 5 landmarks in the x-plane were found to have gender disparity (P < 0.05), including the right alare (alr), left alare (all), right nasolabial fold (nlfr) and left nasolabial fold (nlfl) (Table 3). The detailed measurement changes are in Table 2, Table 3.

Table 2.

Frequency distribution of landmarks in resting 3D facial images.

Soft tissue landmark x-plane
y-plane
z-plane
All
Male
Female
All
Male
Female
All
Male
Female
Mean ± SD Mean ± SD Mean ± SD P Mean ± SD Mean ± SD Mean ± SD P Mean ± SD Mean ± SD Mean ± SD P
1. Nasion (n) 0.07 ± 1.82 0.23 ± 1.93 −0.09 ± 1.73 0.504 7.03 ± 24.08 1.58 ± 27.97 12.67 ± 18.04 0.072 19.38 ± 21.31 19.76 ± 23.52 18.99 ± 19.16 0.89
2. Pronasale (prn) 0.18 ± 1.83 0.31 ± 1.93 0.04 ± 1.74 0.56 −19.31 ± 12.02 −21.35 ± 14.01 −17.19 ± 9.33 0.179 32.4 ± 28.84 33.53 ± 30.18 31.24 ± 27.86 0.76
3. Columella (col) 0.15 ± 1.75 0.27 ± 1.80 0.02 ± 1.71 0.579 25.43 ± 11.25 27.42 ± 13.11 23.37 ± 8.69 0.162 29.88 ± 27.09 30.47 ± 28.21 29.27 ± 26.36 0.864
4. Subnasale (sn) 0.28 ± 1.69 0.31 ± 1.61 0.25 ± 1.79 0.886 30.29 ± 11.33 32.33 ± 13.22 28.18 ± 8.72 0.155 24.94 ± 23.85 25.43 ± 25.25 24.44 ± 22.74 0.873
5. Subspinale (SA) 0.13 ± 1.71 0.21 ± 1.66 0.04 ± 1.79 0.708 38.06 ± 13.54 41.15 ± 15.42 34.86 ± 10.62 0.069 24.68 ± 23.77 25.31 ± 25.44 24.03 ± 22.34 0.835
6. Right alare (alr) 19.75 ± 2.17 20.26 ± 2.25 19.22 ± 1.98 0.061 29.56 ± 18.11 34.05 ± 21.02 24.93 ± 13.34 0.048a 19.1 ± 19.55 19.38 ± 21.01 18.80 ± 18.27 0.908
7. Left alare (all) 19.82 ± 2.02 20.57 ± 1.77 19.06 ± 2.01 0.003a 32.25 ± 21.71 37.82 ± 25.08 26.49 ± 16.03 0.041a 18.46 ± 18.83 18.46 ± 20.10 18.46 ± 17.76 1.000
8. Right nasolabial fold (nlfr) 27.41 ± 4.54 28.11 ± 4.35 26.70 ± 4.69 0.227 44.2 ± 21.93 49.90 ± 25.02 38.32 ± 16.63 0.038a 18.42 ± 20.25 18.49 ± 22.17 18.34 ± 18.43 0.978
9. Left nasolabial fold (nlfl) 28.68 ± 3.74 29.99 ± 3.17 27.33 ± 3.85 0.005a 50.0 ± 29.84 58.31 ± 33.94 41.42 ± 22.38 0.026a 17.6 ± 19.99 17.35 ± 21.73 17.85 ± 18.40 0.923
10. Right cheilion (chr) 24.23 ± 3.02 24.74 ± 2.90 23.71 ± 3.11 0.188 47.28 ± 9.52 46.34 ± 10.99 48.25 ± 7.78 0.438 17.77 ± 19.51 18.36 ± 21.77 17.15 ± 17.21 0.811
11. Left cheilion (chl) 24.27 ± 2.78 24.73 ± 3.14 23.80 ± 2.32 0.193 47.17 ± 9.65 46.40 ± 10.99 47.96 ± 8.15 0.532 17.51 ± 19.4 17.77 ± 21.49 17.23 ± 17.33 0.914
12. Right crista philtre (cphr) 6.18 ± 2.21 6.30 ± 2.00 6.06 ± 2.43 0.666 45.64 ± 13.95 49.31 ± 16.02 41.85 ± 10.40 0.036a 26.56 ± 24.96 27.27 ± 26.58 25.82 ± 23.60 0.822
13. Left crista philtre (cphl) 7.11 ± 2.36 7.36 ± 2.38 6.86 ± 2.35 0.411 45.64 ± 14.07 49.38 ± 16.24 41.78 ± 10.30 0.034a 26.33 ± 24.82 27.03 ± 26.46 25.61 ± 23.44 0.825
14. Labiale superius (ls) 0.32 ± 1.96 0.40 ± 1.80 0.23 ± 2.15 0.734 40.27 ± 9.05 40.86 ± 10.49 39.67 ± 7.40 0.612 27.27 ± 25.48 28.02 ± 27.11 26.50 ± 24.12 0.818
15. Labiale inferius (li) 0.45 ± 2.31 0.61 ± 2.13 0.28 ± 2.51 0.578 53.12 ± 12.61 51.39 ± 13.93 54.90 ± 11.05 0.281 24.95 ± 24.13 25.44 ± 25.92 24.44 ± 22.56 0.874
16. Anterior point of the upper lip (ula) 0.31 ± 1.96 0.44 ± 1.76 0.18 ± 2.17 0.615 48.28 ± 11.27 50.81 ± 13.01 45.67 ± 8.60 0.075 26.66 ± 24.96 27.27 ± 26.58 26.03 ± 23.62 0.847
17. Anterior point of the lower lip (lla) 0.51 ± 2.21 0.73 ± 1.94 0.29 ± 2.47 0.443 55.29 ± 9.31 56.57 ± 10.82 53.97 ± 7.41 0.278 25.72 ± 24.48 26.43 ± 26.29 24.99 ± 22.89 0.821
18. Inferior point of the upper lip (uli) 0.4 ± 1.94 0.52 ± 1.68 0.29 ± 2.20 0.653 56.21 ± 16.15 60.79 ± 18.11 51.47 ± 12.43 0.023a 24.64 ± 23.75 25.14 ± 25.46 24.13 ± 22.26 0.871
19. Superior point of the lower lip (lls) 0.49 ± 2.06 0.60 ± 1.82 0.37 ± 2.31 0.676 57.21 ± 15.87 61.49 ± 18.16 52.78 ± 11.84 0.031a 23.94 ± 23.27 24.26 ± 24.94 23.60 ± 21.82 0.912
20. Sublabiale (SB) 0.44 ± 2.3 0.55 ± 2.01 0.34 ± 2.59 0.722 65.3 ± 10.49 66.74 ± 12.01 63.82 ± 8.60 0.280 21.62 ± 22.26 21.83 ± 24.16 21.41 ± 20.52 0.942
21. Pogonion (pog) 0.6 ± 2.47 0.71 ± 2.29 0.49 ± 2.67 0.739 72.28 ± 10.24 73.15 ± 11.12 71.38 ± 9.36 0.506 21.4 ± 22.53 21.08 ± 24.36 21.72 ± 20.88 0.914
22. Gnathion (gn) 0.7 ± 2.62 0.86 ± 2.48 0.53 ± 2.78 0.618 57.69 ± 39.91 47.70 ± 44.71 67.68 ± 32.18 0.052 20.29 ± 22.31 19.65 ± 24.06 20.95 ± 20.73 0.822
23. Menton (me) 0.62 ± 2.81 0.72 ± 2.55 0.53 ± 3.10 0.798 62.84 ± 44.44 51.39 ± 49.72 74.68 ± 35.27 0.040a 14.76 ± 19.49 13.30 ± 20.68 16.26 ± 18.40 0.558

P < 0.05.

a

Indicates a significant difference.

Table 3.

Frequency distribution of landmarks in smiling 3D facial images.

Soft tissue landmark x- plane
y-plane
z-plane
All
Male
Female
All
Male
Female
All
Male
Female
Mean ± SD Mean ± SD Mean ± SD P Mean ± SD Mean ± SD Mean ± SD P Mean ± SD Mean ± SD Mean ± SD P
1. Nasion (n) 0.03 ± 1.78 0.18 ± 1.89 0.24 ± 1.62 0.3597 23.34 ± 12.4 26.36 ± 15.66 20.21 ± 6.68 0.052 30.06 ± 18.06 26.92 ± 22.99 33.3 ± 10.34 0.170
2. Pronasale (prn) 0.11 ± 1.84 0.31 ± 1.83 0.08 ± 1.83 0.417 13.19 ± 11.98 11.36 ± 15.1 15.08 ± 7.34 0.229 51.37 ± 16.68 48.83 ± 21.05 53.99 ± 10.17 0.230
3. Columella (col) 0.18 ± 1.76 0.33 ± 1.72 0.03 ± 1.79 0.5162 20.01 ± 11.63 18.65 ± 14.76 21.4 ± 7.09 0.360 47.23 ± 17.02 44.09 ± 21.29 50.47 ± 10.43 0.145
4. Subnasale (sn) 0.33 ± 1.63 0.51 ± 1.4 0.14 ± 1.82 0.3893 24.28 ± 11.34 22.79 ± 14.41 25.81 ± 6.81 0.303 38.75 ± 17.49 35.32 ± 21.75 42.29 ± 10.85 0.121
5. Subspinale (SA) 0.29 ± 1.66 0.58 ± 1.42 0.01 ± 1.84 0.1712 28.88 ± 12.0 27.67 ± 15.44 30.13 ± 6.92 0.428 37.22 ± 17.32 34.13 ± 21.63 40.43 ± 10.76 0.157
6. Right alare (alr) 21.35 ± 2.3 22.03 ± 2.39 20.65 ± 1.96 0.0188a 16.26 ± 11.76 14.28 ± 15.24 18.29 ± 6.1 0.185 30.39 ± 15.71 27.06 ± 19.45 33.83 ± 9.74 0.093
7. Left alare (all) 21.36 ± 2.49 22.29 ± 2.1 20.4 ± 2.49 0.0026a 16.35 ± 11.61 14.54 ± 15.02 18.22 ± 6.19 0.219 29.38 ± 15.69 25.95 ± 19.29 32.93 ± 9.96 0.082
8. Right nasolabial fold (nlfr) 30.26 ± 4.45 31.84 ± 4.56 28.63 ± 3.67 0.0043a 27.35 ± 11.49 25.7 ± 14.78 29.07 ± 6.43 0.256 26.64 ± 18.23 22.87 ± 22.57 30.53 ± 11.39 0.101
9. Left nasolabial fold (nlfl) 31.48 ± 4.47 33.63 ± 3.72 29.27 ± 4.07 0.0001a 27.13 ± 11.12 25.42 ± 14.17 28.9 ± 6.47 0.225 25.51 ± 18.38 21.32 ± 22.55 29.84 ± 11.6 0.070
10. Right cheilion (chr) 28.74 ± 3.19 28.73 ± 3.58 28.76 ± 2.74 0.9705 45.13 ± 11.5 44.7 ± 15.1 45.56 ± 6.11 0.773 20.47 ± 18.02 18.07 ± 22.3 22.96 ± 12.04 0.293
11. Left cheilion (chl) 29.02 ± 3.02 29.36 ± 3.39 28.67 ± 2.52 0.375 44.77 ± 11.42 44.21 ± 14.85 45.35 ± 6.41 0.701 19.95 ± 18.33 16.77 ± 22.61 23.24 ± 12.03 0.170
12. Right crista philtre (cphr) 7.13 ± 2.76 7.14 ± 2.51 7.12 ± 3.0 0.9756 35.47 ± 12.08 34.51 ± 15.38 36.47 ± 7.43 0.532 39.36 ± 17.48 36.45 ± 21.89 42.36 ± 10.88 0.190
13. Left crista philtre (cphl) 8.01 ± 2.23 8.61 ± 2.25 7.39 ± 2.02 0.0324a 35.53 ± 12.06 34.57 ± 15.31 36.51 ± 7.53 0.535 39.13 ± 17.39 36.01 ± 21.71 42.36 ± 10.83 0.156
14. Labiale superius (ls) 0.3 ± 1.86 0.57 ± 1.75 0.02 ± 1.92 0.2541 36.93 ± 12.29 36.19 ± 15.72 37.69 ± 7.48 0.636 40.57 ± 17.43 37.56 ± 21.84 43.68 ± 10.75 0.173
15. Labiale inferius (li) 0.74 ± 2.24 1.04 ± 2.14 0.43 ± 2.29 0.2957 62.77 ± 12.51 62.81 ± 16.05 62.73 ± 7.56 0.980 36.56 ± 17.94 33.92 ± 21.97 39.29 ± 12.3 0.245
16. Anterior point of the upper lip (ula) 0.32 ± 1.89 0.6 ± 1.75 0.03 ± 1.98 0.2457 39.98 ± 12.21 39.4 ± 15.67 40.57 ± 7.34 0.713 39.75 ± 17.28 36.66 ± 21.62 42.93 ± 10.68 0.159
17. Anterior point of the lower lip (lla) 0.72 ± 2.24 1.02 ± 2.21 0.41 ± 2.24 0.2937 57.97 ± 12.22 57.68 ± 15.58 58.27 ± 7.6 0.851 37.66 ± 17.75 35.07 ± 21.96 40.33 ± 11.78 0.251
18. Inferior point of the upper lip (uli) 0.38 ± 1.85 0.64 ± 1.64 0.12 ± 2.02 0.2847 43.18 ± 12.02 42.59 ± 15.36 43.79 ± 7.35 0.701 35.98 ± 17.46 32.47 ± 21.66 39.62 ± 10.9 0.111
19. Superior point of the lower lip (lls) 0.63 ± 2.16 0.9 ± 2.05 0.36 ± 2.23 0.34 52.59 ± 12.16 52.18 ± 15.61 53.02 ± 7.34 0.792 33.76 ± 17.99 30.45 ± 22.26 37.18 ± 11.54 0.146
20. Sublabiale (SB) 0.68 ± 2.3 0.87 ± 2.23 0.49 ± 2.35 0.529 68.51 ± 12.67 68.52 ± 16.14 68.5 ± 7.9 0.995 32.64 ± 18.31 29.4 ± 22.17 35.98 ± 12.74 0.162
21. Pogonion (pog) 0.74 ± 2.43 0.9 ± 2.25 0.57 ± 2.6 0.6033 78.02 ± 11.91 79.22 ± 14.95 76.77 ± 7.7 0.427 33.67 ± 18.35 30.24 ± 22.13 37.22 ± 12.83 0.139
22. Gnathion (gn) 0.71 ± 2.57 0.75 ± 2.45 0.67 ± 2.68 0.9069 85.8 ± 12.57 86.83 ± 15.85 84.74 ± 8.05 0.520 33.18 ± 19.43 29.22 ± 23.04 37.27 ± 14.06 0.106
23. Menton (me) 0.76 ± 2.65 0.86 ± 2.44 0.66 ± 2.85 0.7711 93.79 ± 13.51 94.61 ± 17.36 92.94 ± 8.03 0.633 26.71 ± 19.71 21.93 ± 22.44 31.66 ± 15.26 0.053
24. Right incisor or gum point (rgu) 4.68 ± 4.14 5.02 ± 5.47 4.33 ± 1.92 0.5236 43.35 ± 11.86 42.88 ± 15.36 43.84 ± 6.83 0.754 34.57 ± 17.43 30.81 ± 21.51 38.46 ± 10.91 0.087
25. Right incisor maxilla (ril) 4.13 ± 1.78 4.01 ± 1.61 4.26 ± 1.93 0.5804 49.13 ± 11.95 47.72 ± 15.49 50.59 ± 6.54 0.354 32.54 ± 17.77 28.73 ± 21.89 36.47 ± 11.22 0.089
26. Right canine point (cr) 17.3 ± 3.12 17.11 ± 3.74 17.49 ± 2.29 0.6375 46.13 ± 11.94 45.17 ± 15.61 47.13 ± 6.38 0.525 26.42 ± 17.72 23.12 ± 21.76 29.83 ± 11.67 0.141
27. Left canine point (cl) 18.07 ± 2.13 18.38 ± 1.83 17.76 ± 2.36 0.263 46.06 ± 11.83 45.13 ± 15.35 47.02 ± 6.63 0.536 25.35 ± 17.92 21.69 ± 22.01 29.13 ± 11.57 0.106

P < 0.05.

a

Indicates a significant difference.

In Table 4, the analysis of soft tissue landmarks during smiling revealed significant landmark changes, with the most pronounced differences observed in the y-plane, followed closely by the z-plane, and the least changes in the x-plane. Specifically, significant changes were detected in 21 z-plane landmarks, 22 y-plane landmarks, and 15 x-plane landmarks. The detailed measurement changes are in Table 4.

Table 4.

Frequency distribution of landmark changes during smiling in 3D facial images.

Soft tissue landmark x-plane
y-plane
z-plane
Resting
Smiling
Difference
Resting
Smiling
Difference
Resting
Smiling
Difference
Mean ± SD Mean ± SD Mean ± SD P Mean ± SD Mean ± SD Mean ± SD P Mean ± SD Mean ± SD Mean ± SD P
1. Nasion (n) 0.07 ± 1.82 0.03 ± 1.78 0.1 ± 1.27 0.549 7.03 ± 24.08 23.34 ± 12.4 16.30 ± 25.37 0.000a 19.38 ± 21.31 30.06 ± 18.06 10.67 ± 18.16 0.000a
2. Pronasale (prn) 0.18 ± 1.83 0.11 ± 1.84 0.06 ± 1.23 0.694 19.31 ± 12.02 13.19 ± 11.98 6.12 ± 12.22 0.000a 32.4 ± 28.84 51.37 ± 16.68 18.96 ± 27.59 0.000a
3. Columella (col) 0.15 ± 1.75 0.18 ± 1.76 0.03 ± 1.11 0.809 25.43 ± 11.25 20.01 ± 11.63 5.42 ± 11.29 0.000a 29.88 ± 27.09 47.23 ± 17.02 17.35 ± 25.97 0.000a
4. Subnasale (sn) 0.28 ± 1.69 0.33 ± 1.63 0.05 ± 1.11 0.740 30.29 ± 11.33 24.28 ± 11.34 6.01 ± 11.53 0.000a 24.94 ± 23.85 38.75 ± 17.49 13.81 ± 23.30 0.000a
5. Subspinale (SA) 0.13 ± 1.71 0.29 ± 1.66 0.16 ± 1.23 0.306 38.06 ± 13.54 28.88 ± 12.0 9.18 ± 13.69 0.000a 24.68 ± 23.77 37.22 ± 17.32 12.54 ± 22.66 0.000a
6. Right alare (alr) 19.75 ± 2.17 21.35 ± 2.3 1.6 ± 1.31 0.000a 29.56 ± 18.11 16.26 ± 11.76 13.31 ± 18.43 0.000a 19.1 ± 19.55 30.39 ± 15.71 11.30 ± 18.61 0.000a
7. Left alare (all) 19.82 ± 2.02 21.36 ± 2.49 1.54 ± 1.31 0.000a 32.25 ± 21.71 16.35 ± 11.61 15.90 ± 21.46 0.000a 18.46 ± 18.83 29.38 ± 15.69 10.92 ± 18.30 0.000a
8. Right nasolabial fold (nlfr) 27.41 ± 4.54 30.26 ± 4.45 2.84 ± 3.08 0.000a 44.2 ± 21.93 27.35 ± 11.49 16.85 ± 21.68 0.000a 18.42 ± 20.25 26.64 ± 18.23 8.22 ± 18.62 0.001a
9. Left nasolabial fold (nlfl) 28.68 ± 3.74 31.48 ± 4.47 2.8 ± 3.1 0.000a 50.0 ± 29.84 27.13 ± 11.12 22.87 ± 29.34 0.000a 17.6 ± 19.99 25.51 ± 18.38 7.91 ± 18.45 0.001a
10. Right cheilion (chr) 24.23 ± 3.02 28.74 ± 3.19 4.51 ± 2.51 0.000a 47.28 ± 9.52 45.13 ± 11.5 2.15 ± 9.01 0.067 17.77 ± 19.51 20.47 ± 18.02 2.70 ± 18.26 0.252
11. Left cheilion (chl) 24.27 ± 2.78 29.02 ± 3.02 4.75 ± 2.66 0.000a 47.17 ± 9.65 44.77 ± 11.42 2.40 ± 8.88 0.039a 17.51 ± 19.4 19.95 ± 18.33 2.45 ± 18.61 0.309
12. Right crista philtre (cphr) 6.18 ± 2.21 7.13 ± 2.76 0.95 ± 1.53 0.000a 45.64 ± 13.95 35.47 ± 12.08 10.17 ± 13.60 0.000a 26.56 ± 24.96 39.36 ± 17.48 12.80 ± 24.00 0.000a
13. Left crista philtre (cphl) 7.11 ± 2.36 8.01 ± 2.23 0.9 ± 1.54 0.000a 45.64 ± 14.07 35.53 ± 12.06 10.12 ± 13.71 0.000a 26.33 ± 24.82 39.13 ± 17.39 12.80 ± 23.87 0.000a
14. Labiale superius (ls) 0.32 ± 1.96 0.3 ± 1.86 0.01 ± 1.11 0.918 40.27 ± 9.05 36.93 ± 12.29 3.35 ± 8.69 0.004a 27.27 ± 25.48 40.57 ± 17.43 13.30 ± 24.47 0.000a
15. Labiale inferius (li) 0.45 ± 2.31 0.74 ± 2.24 0.29 ± 1.37 0.104 53.12 ± 12.61 62.77 ± 12.51 9.65 ± 12.40 0.000a 24.95 ± 24.13 36.56 ± 17.94 11.61 ± 23.46 0.000a
16. Anterior point of the upper lip (ula) 0.31 ± 1.96 0.32 ± 1.89 0.0 ± 1.11 0.982 48.28 ± 11.27 39.98 ± 12.21 8.31 ± 10.97 0.000a 26.66 ± 24.96 39.75 ± 17.28 13.09 ± 24.05 0.000a
17. Anterior point of the lower lip (lla) 0.51 ± 2.21 0.72 ± 2.24 0.21 ± 1.34 0.230 55.29 ± 9.31 57.97 ± 12.22 2.68 ± 8.36 0.015a 25.72 ± 24.48 37.66 ± 17.75 11.94 ± 24.00 0.000a
18. Inferior point of the upper lip (uli) 0.4 ± 1.94 0.38 ± 1.85 0.02 ± 1.1 0.871 56.21 ± 16.15 43.18 ± 12.02 13.03 ± 15.51 0.000a 24.64 ± 23.75 35.98 ± 17.46 11.34 ± 22.93 0.000a
19. Superior point of the lower lip (lls) 0.49 ± 2.06 0.63 ± 2.16 0.15 ± 1.33 0.395 57.21 ± 15.87 52.59 ± 12.16 4.61 ± 15.00 0.019a 23.94 ± 23.27 33.76 ± 17.99 9.82 ± 22.93 0.001a
20. Sublabiale (SB) 0.44 ± 2.3 0.68 ± 2.3 0.24 ± 1.28 0.154 65.3 ± 10.49 68.51 ± 12.67 3.21 ± 9.06 0.008 21.62 ± 22.26 32.64 ± 18.31 11.01 ± 21.61 0.000a
21. Pogonion (pog) 0.6 ± 2.47 0.74 ± 2.43 0.14 ± 1.21 0.383 72.28 ± 10.24 78.02 ± 11.91 5.74 ± 9.74 0.000a 21.4 ± 22.53 33.67 ± 18.35 12.28 ± 21.53 0.000a
22. Gnathion (gn) 0.7 ± 2.62 0.71 ± 2.57 0.01 ± 1.56 0.967 57.69 ± 39.91 85.8 ± 12.57 28.44 ± 40.93 0.000a 20.29 ± 22.31 33.18 ± 19.43 12.89 ± 21.60 0.000a
23. Menton (me) 0.62 ± 2.81 0.76 ± 2.65 0.14 ± 1.7 0.529 62.84 ± 44.44 93.79 ± 13.51 30.95 ± 45.32 0.000a 14.76 ± 19.49 26.71 ± 19.71 11.96 ± 18.44 0.000a

P < 0.05.

a

Indicates a significant difference.

Linear measurements between rest and smile in 3D soft tissue image

The length of the upper lip (sn-uli), lower lip (lls-SB), and lower lip vermillion length (lls-li) showed gender dimorphism both in rest and smile views. Most measurements related to the lips and mouth show significant changes during smiling, with the intercommissural width, total lip vermillion length, and interlabial gap showing substantial increases. The upper and lower lip lengths generally decreased, indicating upward and downward movements, respectively (Table 5).

Table 5.

Linear measurement changes in smiling 3D facial images.

Linear measurement (mm) Resting

Smiling
Difference
All
Male
Female
All
Male
Female
Mean ± SD Mean ± SD Mean ± SD P Mean ± SD Mean ± SD Mean ± SD P Mean ± SD P
1. Intercommissural width or mouth width (chr-chl) 48.65 ± 3.95 49.57 ± 4.80 47.69 ± 2.58 0.0620 57.99 ± 5.04 58.36 ± 6.14 57.61 ± 3.65 0.56 9.34 ± 4.50 <0.0001a
2. Philtrum width (cphr-cphl) 13.46 ± 2.13 13.80 ± 2.30 13.10 ± 1.90 0.1997 15.24 ± 2.65 15.85 ± 2.56 14.61 ± 2.64 0.07 1.78 ± 2.06 <0.0001a
3. Upper lip length (sn-uli) 22.78 ± 2.34 23.91 ± 2.04 21.62 ± 2.06 <0.0001a 19.38 ± 2.58 20.34 ± 2.42 18.39 ± 2.38 0.0024a 3.40 ± 2.22 <0.0001a
4. Upper lip vermillion length (ls-uli) 8.96 ± 1.65 9.25 ± 1.48 8.67 ± 1.77 0.1694 8.16 ± 1.80 8.61 ± 2.22 7.69 ± 1.09 0.046a 0.80 ± 1.67 0.0004a
5. Lower lip length (lls-SB) 17.62 ± 2.35 18.46 ± 2.08 16.75 ± 2.32 0.0036a 16.22 ± 1.84 16.81 ± 1.54 15.62 ± 1.95 0.010a 1.40 ± 2.05 <0.0001a
6. Lower lip vermillion length (lls-li) 11.19 ± 1.94 11.85 ± 1.67 10.51 ± 1.98 0.0057 10.66 ± 1.59 11.39 ± 1.35 9.91 ± 1.49 0.000145a 0.53 ± 1.49 0.0073
7. Total lip vermillion length or mouth height (ls-li) 20.20 ± 4.85 21.31 ± 4.33 19.06 ± 5.15 0.0701 26.72 ± 3.89 27.38 ± 3.99 26.05 ± 3.74 0.184 6.52 ± 4.43 <0.0001a
8. Interlabial gap (uli-lls) 2.60 ± 5.87 1.86 ± 2.93 3.36 ± 7.82 0.3247 10.30 ± 3.08 10.16 ± 3.25 10.45 ± 2.93 0.72 7.70 ± 6.45 <0.0001a
9. Nasal arch length (n-prn) 42.05 ± 5.62 44.28 ± 3.81 39.75 ± 6.29 0.0012a 42.46 ± 3.82 43.81 ± 3.30 41.07 ± 3.86 0.0042a 0.41 ± 4.41 0.4711
10. Nasal projection (prn-sn) 16.61 ± 3.13 17.08 ± 1.70 16.11 ± 4.10 0.2289 16.85 ± 2.38 17.75 ± 2.20 15.91 ± 2.23 0.0019a 0.24 ± 3.53 0.5955
11. Nasal width (ra-la) 39.80 ± 2.82 41.05 ± 2.68 38.47 ± 2.37 0.00021a 42.87 ± 3.50 44.50 ± 3.29 41.18 ± 2.88 0.000097a 3.13 ± 1.64 <0.0001a

P < 0.05.

a

Indicates a significant difference.

Angular measurements between rest and smile in 3D soft tissue image

The rest angular measurements did not show any significant difference between the male and female groups. However, the nasolabial angle (107.29°± 11.60) of the female group is higher than the male (105.62°± 8.95). There were notable changes in the lower lip angle (−14.48 ± 6.29) and nasal protrusion angle (4.42°± 5.24). The nasolabial (2.66 ± 9.13) and nasal aspect angles (−2.08°± 4.36) showed moderate changes, while the labiomental (0.13°± 11.94) and upper lip angles (−0.25°± 6.25) remained relatively stable (Table 6).

Table 6.

Angular measurement changes in smiling 3D facial images.

Angular measurements (°) Resting
Smiling
Difference
All
Male
Female
All
Male
Female
Mean ± SD Mean ± SD Mean ± SD P Mean ± SD Mean ± SD Mean ± SD P Mean ± SD P
1.Nasolabial angle (col-sn-ls) 106.44 ± 10.28 105.62 ± 8.95 107.29 ± 11.60 0.5303 109.10 ± 13.40 105.52 ± 10.66 112.81 ± 15.03 0.0324a 2.66 ± 9.13 0.0263a
2.Labiomental angle (li-SB-pog) 139.00 ± 11.52 140.01 ± 12.76 137.95 ± 10.19 0.4903 139.13 ± 12.80 136.42 ± 11.68 141.94 ± 13.48 0.0924 0.13 ± 11.94 0.9302
3.Upper lip angle (chr-ls-chl) 105.53 ± 6.97 105.91 ± 8.03 105.13 ± 5.79 0.6688 105.27 ± 7.67 105.57 ± 8.35 104.97 ± 7.04 0.7614 0.25 ± 6.25 0.7536
4.Lower lip angle (chr-li-chl) 115.04 ± 6.65 115.03 ± 7.44 115.06 ± 5.85 0.9826 100.57 ± 6.39 100.05 ± 7.11 101.11 ± 5.60 0.5208 14.48 ± 6.29 <0.0001a
5. Nasal protrusion angle (alr-prn-all) 84.64 ± 8.16 85.14 ± 9.1 84.13 ± 7.19 0.6324 89.06 ± 8.09 88.97 ± 7.34 89.16 ± 8.94 0.9258 4.42 ± 5.24 <0.0001a
6.Nasal aspect (n-prn-sn) 103.32 ± 5.49 102.63 ± 6.14 104.03 ± 4.73 0.3233 101.29 ± 6.15 100.56 ± 6.62 102.06 ± 5.62 0.3528 2.08 ± 4.36 0.0141a

P < 0.05.

a

Indicates a significant difference.

Correlation between smile change measurement and CT measurement

In our study, a medium correlation was observed between upper lip length (sn-uli) and the hard tissue measurement Id-Me (r = 0.46, P = 0.057) and lower lip length (lls-SB) and the hard tissue measurement Id-Me (r = 0.44, P = 0.022). This indicated a moderate linear relationship, suggesting that changes in the upper lip length and lower lip length were somewhat predictably associated with changes in the midline point at the most anterior edge on the inferior alveolar ridge to the most inferior midline point at the mental symphysis of the mandible distance (Id-Me) (Table 7).

Table 7.

Pearson correlation between soft tissue and hard tissue variables.

Soft tissue variable Hard tissue variable Pearson correlation coefficient (r) P
Upper lip length (sn-uli) Id-Me 0.46 0.057
Lower lip length (lls-SB) Id-Me 0.44 0.022a

P < 0.05.

a

Indicates a significant difference.

Discussion

Analysis of 23 landmarks during smiling revealed significant changes in 21 landmarks in the z-plane, 22 in the y-plane, and 15 in the x-plane, indicating the most considerable variations occurred in the y and z-planes compared to the x-plane. Except for both sides of the alare (alr), nasolabial fold (nlfr), and cheilion (chr), other landmarks do not show any significant differences in the x-plane. These may be attributed to the inherent nature of facial movements involved in smiling. Smiling primarily engages the zygomatic major muscle, which pulls the corners of the mouth upwards and slightly outwards, thus emphasizing changes in the vertical and anterior-posterior dimensions more than the lateral dimension.12

Vertical changes, such as the elevation of the lip and cheeks, and anterior-posterior changes, including the forward movement of the nasolabial fold, are more pronounced during a smile. These movements result in significant changes in the y and z planes. On the other hand, lateral movements are relatively minor in comparison, as smiling does not significantly alter the width of the face but rather its z-plane and y-plane. Previous studies have corroborated these findings, indicating that vertical and anterior-posterior changes are more substantial during facial expressions.12

The research involving three-dimensional facial landmark analysis has the same result as our study demonstrating that spontaneous smiles exhibit higher intensity in the upper facial regions compared to the lower regions, reinforcing the prominence of y-plane changes.17,18 Additionally, our study coincides with the previous studies on the effects of orthodontic treatments on facial morphology have highlighted the significant y and z plane changes compared to x-plane changes.19

Our study shows significant upward movements in facial landmarks when transitioning from rest to smile states, which aligns with findings from previous studies that observed upward shifts in landmarks like the nasion, pronasale, and subnasale during smiling.20 In the z-plane, all landmarks moved forward during smiling, with significant gender differences. These align with those in previous studies, demonstrating significant forward movements during smiling.21

The length of the upper lip (sn-uli), lower lip (lls-SB), and lower lip vermillion (lls-li), nasal arch length (n-prn) and nasal width (ra-la) exhibit significant differences between males and females, both at rest and during a smile. These findings align with previous research, which has consistently demonstrated gender-based variations in facial soft tissue dimensions.22,23

There are notable changes in the nasolabial angle, lower lip angle, nasal protrusion Angle and nasal aspect. This observation contrasts with the results of Anic-Milosevic et al., where no significant gender differences were observed in nasal protrusion angle.24 The nasolabial and nasal aspect angles show moderate changes, while the labiomental and upper lip angles remain relatively stable. These findings are in partial agreement with Erdinc and Nanda, who found that while some lip and nasal measurements varied by gender, others remained constant.25 These differences may stem from variations in the characteristics of the study subjects, measurement methods, analytical techniques, research design, and cultural and environmental factors. A further comparison and exploration of the specific differences between these studies can help to understand the reasons more comprehensively behind these changes.

The influence of regional and racial variations on facial morphology and dynamics may also play a significant role in the observed differences. Facial features are known to vary significantly across populations due to genetic, environmental, and cultural factors. For example, studies have reported differences in the dimensions of the nasolabial angle, lip thickness, and nasal protrusion between various ethnic groups, which may affect the results of landmark analyses during smiling.26,27 Additionally, these variations may influence the observed gender differences in certain parameters.28 Incorporating diverse regional or racial groups in future studies could provide a more comprehensive understanding of these variations and help delineate whether the observed differences stem from intrinsic anatomical disparities or experimental design limitations.29

A moderate linear relationship was found between upper lip length (sn-uli) (r = 0.46, P = 0.057) and lower lip length (lls-SB) (r = 0.44, P = 0.022) with the hard tissue measurement Id-Me, indicating that changes in the upper and lower lip lengths are predictably associated with changes in the midline point at the most anterior edge on the inferior alveolar ridge to the most inferior midline point at the mental symphysis of the mandible distance (Id-Me). However, only 2 soft tissue variables reveal correlation with hard tissue variables, which may result from our sample selection of good-looking samples with normal skeletal relationship and Angle's Class I malocclusion. Therefore, our samples cannot reveal the relationship between soft tissue and different types of skeletal pattern. In contrast to Cheng et al., they found that smile patterns on lateral and oblique view photographs can be influenced by various types of malocclusion.30

The study of three-dimensional (3D) changes in soft tissue landmarks during smiling reveals significant changes along the y-plane, approximately equal to those in the z-plane, and greater than those in the x-plane. This finding indicates the importance of considering all dimensions, particularly the z-plane, in orthodontic diagnosis and treatment planning. In the orthodontic clinical practice, we should not neglect the z-plane influence of 3D imaging techniques which traditional two-dimensional (2D) analyses often fail to capture.

Declaration of competing interest

The authors have no conflicts of interest relevant to this article.

Acknowledgments

Thank for all faculties of the Department of Dentistry, Taipei Medical University Hospital, Taipei City, Taiwan. For the contribution to data collection.

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