Abstract
The DPB1 locus is notable among the classical HLA loci in that allele frequencies at this locus are consistent with genetic drift, whereas the frequencies of specific DPβ amino acids are consistent with the action of balancing selection. We investigated the influence of natural selection in shaping the diversity of three functional categories of DPB1 diversity defined by specific amino acid motifs, DPB1 T-cell epitopes, DPB1 supertypes and DP1-DP4 serologic categories (SCs), via Ewens-Watterson (EW) selective neutrality and asymmetric Linkage Disequilibrium (ALD) analyses in a worldwide sample of 136 populations. These EW analyses provide strong evidence for the operation of balancing selection on DP SCs, but no evidence for balancing selection on T-cell epitopes or supertypes. We further investigated the global distribution of SCs. Each SC is common in a different region of the world, with the DP1 SC most common in Southeast Asia and Oceania, the DP2 SC in North and South America, the DP3 SC in South America, and the DP4 SC in Europe. The DP2 SC is present in all populations, while 14% of populations are missing at least one DP1, DP3, or DP4 SC. We observed consistent DPA1~DP SC haplotype associations across 10 populations from five global regions, and found that asymmetric linkage disequilibrium (LD) between the DPB1 locus and the four most-common DPA1 alleles (DPA1*01:03, *02:01, *02:02 and *03:01) is determined by variation at DPβ AA positions 85–87. These positions are in LD with both DPα positions 31 and 50. We conclude from these EW analyses that natural selection is primarily operating to maintain population-level diversity of DP SCs, rather than DPB1 alleles or other functional categories of DPB1 diversity.
Keywords: DPB1, Balancing Selection, DP Serologic Categories, Amino Acid, Population Study
1. Introduction
The HLA, so-called “human leukocyte antigen”, cell-surface proteins play a role in distinguishing self from non-self peptides by presenting intra- and extracellular-derived peptides to T-cell receptors. Located on chromosome 6p21.3, the classical class I and II genes are the most polymorphic loci in the human genome. Extensive linkage disequilibrium (LD) is found both within and between the HLA class I and class II gene regions[1–3]. Specific HLA alleles, allele-families and haplotypes have been associated with susceptibility to and protection from pathogens, auto-immune diseases, and cancers [4–11].
The allelic diversity of the HLA loci has been shaped by natural selection [12]. Allele frequency distributions at the HLA-A, -C, -B, -DRB1, -DQA1, and -DQB1 loci are generally more even than expected under neutral conditions, a pattern consistent with balancing selection [1, 2, 13–22], while those at the DPB1 locus are generally compatible with neutral evolution via genetic drift, with evidence for directional selection in a few cases [14, 15, 19–21, 23, 24]. Insufficient population data are available to draw conclusions regarding the strength of selection at the DPA1 locus, although Solberg et al. [20] suggested that balancing selection at this locus was between HLA-A and –B in strength.
In the companion paper [117], we applied the Ewens-Watterson (EW) homozygosity test of neutrality to frequency distributions of DPB1 alleles and polymorphic DPB1 exon 2-encoded amino acid (AA) positions, as well as to pairs and trios of polymorphic AA positions, based on averages over populations. We found that 64% of polymorphic DPB1 AA positions (8, 9, 11, 36, 55, 56, 69, 84 and 85+, the last representing a dimorphic trio of either a E85-A86-V87 or a G85-P86-M87 motif) were evolving under balancing selection [117]. Site-directed mutagenesis experiments have revealed AA positions 9, 11, 36, 55, 56, 69, 84, 85, 86 and 87 to be central to the functions of the DP molecule [25, 26]. In the companion paper, we proposed that the failure of EW analysis to detect balancing selection for the DPB1 locus may indicate that, unlike alleles of other HLA loci, DPB1 alleles do not represent the functional categories of DPB1 diversity [117]. Here, we apply EW analyses at the individual population level to investigate the action of natural selection on the three functionally-defined categories of DPB1 diversity – T-cell epitopes (TCEs), supertypes (STs) and serologic categories (SCs). TCEs can be used to categorize HLA alleles based on their ability to present peptides from antigens recognized by T-cells. STs are groups of HLA alleles that share similar structural features and, thus, similar peptide-binding specificities. SCs classify alleles based on the reaction of HLA molecules with specific antibodies.
Based on their recognition by alloreactive T-cell clones, DPB1 alleles can be subdivided into three (TCE3) or four (TCE4) TCE groups. TCEs encoded by distinct sub-sets of DPB1 alleles have proven relevant for unrelated hematopoietic stem-cell transplantation [27–30]. Defined by polymorphisms at DPβ AA positions 11, 69, and 84 that impact peptide-binding, six DP STs (DP1, DP2, DP3, DP4, DP6, and DP8), have been implicated in susceptibility to childhood acute lymphoblastic leukemia [31, 32]. Dimorphic AA variants at DPβ AA positions 56 and 85+ have been identified as the primary immunodominant serologic epitopes of the DP molecule, allowing all DPB1 alleles to be divided into four SCs (DP1, DP2, DP3, and DP4) [33].
The action of balancing section acting on these DP SCs has been inferred by Voorter et al. in the population of Guadeloupe[34], and by Hollenbach et al. in a European American population of 6000 individuals[35]. Hollenbach et al. further inferred selection for stable DP heterodimer formation to be determined by interactions between DPα AA 31 and DPβ AAs 85–87, which are proximal in the DP2 crystal structure[105], based on LD between these AA positions.
We compare patterns of natural selection inferred for the functionally-defined TCEs, STs and SCs to DPB1 alleles, their encoded AA positions and AA motifs in a set of 136 population samples, representing a world-wide sample of 13,338 individuals. Finally, we present an overview of the distribution and prevalence of DP SCs in this sample.
2. Materials and Methods
2.1. Population samples
The analyzed dataset represents a global sampling of 13,338 individuals from 136 populations originally published in anthropological studies or as healthy control populations for case-control studies [2, 16, 23, 36–99]. Each individual population dataset has been subjected to quality control scrutiny, and the overall dataset reviewed to eliminate duplications [20]. The three primary sources for these data are described in the companion paper -- Solberg Literature Dataset Compilation, Allele Frequencies Net Database, and Genotype Datasets [117].
DPA1 genotype data for 10 of these populations were obtained from the former dbMHC database (ftp.ncbi.nlm.nih.gov/pub/mhc/mhc/Final%20Archive/IHWG/Anthropology), and represent 739 individuals from sub-Saharan Africa, Europe, Oceania, North America, and South America.
2.2. Data Analysis
2.2.1. Software
The Python for Population Genomics (PyPop, version 0.7.0, www.pypop.org) [100, 101], the R statistical environment (version 3.0.1) and the asymLD R package (v0.1, https://cran.r-project.org/web/packages/asymLD)[102, 103] are described in the companion paper [117].
Maps of interpolated DP SC frequency distributions were generated using the Generic Mapping Tools package [104] (version 4) via the blockmean and surface functions as described by Solberg et al. [20].
2.2.2. Standardization of DPA1 and DPB1 alleles across population datasets
The DPB1 allele names and sequences in Immuno Polymorphism Database (IPD)-ImMunoGeneTics (IMGT)/HLA database (version 3.4.0) were used for all comparisons and analyses [114–116]. DPB1 allele names were validated and translated to version 3.4.0 names using the Allele Name Translation Tool (version 0.5.0) [106]. DPA1 and DPB1 alleles with identical exon 2 nucleotide sequences were combined into a common allele category for analysis. Allele names that included more than two polymorphic fields (e.g. DPB1*01:01:01) were truncated to two fields (e.g. DPB1*01:01); all DPA1 and DPB1 allele-level analyses were carried out at the protein-level. The same rules for consistent nomenclature, data validation, and ambiguity resolution were applied to datasets from each of the three sources. These rules are available in the config-allelecount.ini configuration file available at http://pypop.org/popdata/.
2.2.3. Definition of locus-categories
Based on the AA sequences for each allele name reported in the dataset, DPB1 alleles were assigned to the following distinct “locus-categories” for analysis: TCE3 and TCE4 TCE groups, DP STs, and DP SCs. This process, referred to as “collapsing” DPB1 alleles to a specific locus-category, is described below.
DPB1 alleles were assigned to TCE3 and TCE4 groups as detailed in Table 1. The TCE3 and TCE4 group status for the alleles in the dataset analyzed here is provided in Table 2. Although Zino et al. [28] and Sizzano et al. [27] differ in the assignment of DPB1*86:01 and *104:01 to TCE3 groups 2 and 3, homozygosity calculations for both TCE3 group definitions differed only in the Tunisia population, and insignificantly (F = 0.5826 vs. 0.5827). We performed and report on analyses for TCE3 groups as defined by Sizzano et al. [27] here.
Table 1.
Functionally Defined Categories of DPB1 Alleles
| DPB1 Functional Category | Subcategory | Definition |
|---|---|---|
| TCE3 T-cell epitopes | ||
| TCE3 group 1 | DPB1*09:01, *10:01, *17:01 | |
| TCE3 group 2 | DPB1*03:01, *14:01, *45:01 (*86:01a, *104:01a) | |
| TCE3 group 3 | All other DPB1 alleles | |
| TCE4 T-cell epitopes | ||
| TCE4 group 1 | DPB1*09:01, *10:01, *17:01 | |
| TCE4 group 2 | DPB1*03:01, *14:01, *45:01 | |
| TCE4 group 3 | DPB1*02:01, *02:02 | |
| TCE4 group 4 | All other DPB1 alleles | |
| DPB1 supertypes | ||
| DP1 | G11, K69, D84 | |
| DP2 | G11, E69, G84 | |
| DP3 | L11, K69, D84 | |
| DP4 | G11, K69, G84 | |
| DP6 | L11, E69, D84 | |
| DP8 | G11, E69, D84 | |
| DP serological categories | ||
| DP1 | A56, E85, A86, V87 | |
| DP2 | E56, G85, P86, M87 | |
| DP3 | E56, E85, A86, V87 | |
| DP4 | A56, G85, P86, M87 |
Allele membership in a DPB1 supertype or DP serological category is defined by shared amino-acid sequences, whereas allele membership in a T-cell eptiope is defined by allele identity (name). Sequence definitions for DPB1 supertypes are derived from Taylor et al. (2009), defintions for DP serological categories are derived from Cano and Fernandez-Vina (2008), and T-cell epitope definitions are derived from Zino et al. (2007) and Sizzano et al. (2010).
Zino et al. (2007) and Sizzano et al. (2010) differ with respect to the assignment of DPB1*86:01 and *104:01; Zino et al. (2007) include these alleles in TCE3 group 2, while Sizzano et al. (2010) assign them to TCE3 group 3. Analyses using TCE3 epitopes as defined by Sizzano et al. (2010) are presented.
Table 2.
Assignment of Observed DPB1 Alleles to Functional Categories
| T-Cell Epitope | ||||
|---|---|---|---|---|
| Allele | TCE3 | TCE4 | DPB1 Supertype1 | DP Serological Category |
| DPB1*01:01 | Group 3 | Group 4 | DP1 | DP1 |
| DPB1*02:01 | Group 3 | Group 3 | DP2 | DP2 |
| DPB1*02:02 | Group 3 | Group 3 | DP2 | DP4 |
| DPB1*03:01 | Group 2 | Group 2 | DP3 | DP3 |
| DPB1*04:01 | Group 3 | Group 4 | DP4 | DP4 |
| DPB1*04:02 | Group 3 | Group 4 | DP4 | DP2 |
| DPB1*05:01 | Group 3 | Group 4 | DP1 | DP1 |
| DPB1*06:01 | Group 3 | Group 4 | DP6 | DP3 |
| DPB1*08:01 | Group 3 | Group 4 | DP8 | DP3 |
| DPB1*09:01 | Group 1 | Group 1 | DP6 | DP3 |
| DPB1*10:01 | Group 1 | Group 1 | DP6 | DP3 |
| DPB1*11:01 | Group 3 | Group 4 | 11L:69R:84D | DP1 |
| DPB1*13:01 | Group 3 | Group 4 | DP6 | DP1 |
| DPB1*14:01 | Group 2 | Group 2 | DP3 | DP3 |
| DPB1*15:01 | Group 3 | Group 4 | 11G:69R:84V | DP4 |
| DPB1*16:01 | Group 3 | Group 4 | DP8 | DP3 |
| DPB1*17:01 | Group 1 | Group 1 | DP6 | DP3 |
| DPB1*18:01 | Group 3 | Group 4 | 11G:69K:84V | DP2 |
| DPB1*19:01 | Group 3 | Group 4 | DP8 | DP1 |
| DPB1*20:01 | Group 3 | Group 4 | DP3 | DP3 |
| DPB1*21:01 | Group 3 | Group 4 | DP6 | DP1 |
| DPB1*22:01 | Group 3 | Group 4 | DP8 | DP1 |
| DPB1*23:01 | Group 3 | Group 4 | DP4 | DP4 |
| DPB1*24:01 | Group 3 | Group 4 | DP4 | DP4 |
| DPB1*25:01 | Group 3 | Group 4 | DP3 | DP3 |
| DPB1*26:01 | Group 3 | Group 4 | DP3 | DP1 |
| DPB1*27:01 | Group 3 | Group 4 | DP3 | DP1 |
| DPB1*28:01 | Group 3 | Group 4 | 11G:69K:84V | DP2 |
| DPB1*29:01 | Group 3 | Group 4 | DP6 | DP3 |
| DPB1*30:01 | Group 3 | Group 4 | DP6 | DP1 |
| DPB1*31:01 | Group 3 | Group 4 | DP1 | DP1 |
| DPB1*32:01 | Group 3 | Group 4 | DP2 | DP2 |
| DPB1*33:01 | Group 3 | Group 4 | DP2 | DP4 |
| DPB1*34:01 | Group 3 | Group 4 | 11G:69K:84V | DP4 |
| DPB1*35:01 | Group 3 | Group 4 | DP3 | DP3 |
| DPB1*36:01 | Group 3 | Group 4 | DP3 | DP1 |
| DPB1*37:01 | Group 3 | Group 4 | DP6 | DP3 |
| DPB1*38:01 | Group 3 | Group 4 | DP1 | DP1 |
| DPB1*39:01 | Group 3 | Group 4 | DP4 | DP4 |
| DPB1*40:01 | Group 3 | Group 4 | 11G:69K:84V | DP4 |
| DPB1*41:01 | Group 3 | Group 4 | DP2 | DP2 |
| DPB1*44:01 | Group 3 | Group 4 | DP6 | DP3 |
| DPB1*45:01 | Group 2 | Group 2 | DP3 | DP3 |
| DPB1*46:01 | Group 3 | Group 4 | DP2 | DP2 |
| DPB1*47:01 | Group 3 | Group 4 | DP2 | DP4 |
| DPB1*48:01 | Group 3 | Group 4 | DP2 | DP2 |
| DPB1*49:01 | Group 3 | Group 4 | DP4 | DP2 |
| DPB1*50:01 | Group 3 | Group 4 | DP1 | DP3 |
| DPB1*51:01 | Group 3 | Group 4 | DP4 | DP2 |
| DPB1*52:01 | Group 3 | Group 4 | DP3 | DP1 |
| DPB1*55:01 | Group 3 | Group 4 | DP6 | DP1 |
| DPB1*56:01 | Group 3 | Group 4 | DP3 | DP1 |
| DPB1*59:01 | Group 3 | Group 4 | DP4 | DP2 |
| DPB1*60:01 | Group 3 | Group 4 | DP4 | DP2 |
| DPB1*61:01N | None* | None* | None* | None* |
| DPB1*62:01 | Group 3 | Group 4 | 11G:69K:84V | DP4 |
| DPB1*63:01 | Group 3 | Group 4 | DP1 | DP1 |
| DPB1*65:01 | Group 3 | Group 4 | DP1 | DP1 |
| DPB1*66:01 | Group 3 | Group 4 | 11L:69K:84G | DP4 |
| DPB1*67:01 | Group 3 | Group 4 | DP3 | DP1 |
| DPB1*68:01 | Group 3 | Group 4 | DP1 | DP3 |
| DPB1*69:01 | Group 3 | Group 4 | 11L:69R:84D | DP3 |
| DPB1*70:01 | Group 3 | Group 4 | DP3 | DP3 |
| DPB1*72:01 | Group 3 | Group 4 | DP4 | DP4 |
| DPB1*75:01 | Group 3 | Group 4 | DP4 | DP2 |
| DPB1*76:01 | Group 3 | Group 4 | DP3 | DP3 |
| DPB1*77:01 | Group 3 | Group 4 | DP4 | DP2 |
| DPB1*79:01 | Group 3 | Group 4 | DP3 | DP3 |
| DPB1*80:01 | Group 3 | Group 4 | DP4 | DP2 |
| DPB1*81:01 | Group 3 | Group 4 | DP2 | DP2 |
| DPB1*87:01 | Group 3 | Group 4 | DP3 | DP1 |
| DPB1*88:01 | Group 3 | Group 4 | DP6 | DP3 |
| DPB1*93:01 | Group 3 | Group 4 | DP6 | DP3 |
| DPB1*111:01 | Group 3 | Group 4 | DP3 | DP3 |
The DPB1*61:01N allele name and peptide sequence was not included in these analyses. The nucleotide sequence of this allele is identical to that of DPB1*03:01:01 with the exception of a G to T nonsense (amber) mutation in codon 67, which results in a truncated protein product. DPB1*61:01N was reported in one individual in the Cameroon population.
The amino acid residues at positions 11, 69 and 84 are shown for those alleles that do not correspond to a DPB1 Supertype.
DPB1 alleles were assigned to DP ST categories as described in Tables 1 and 2. When these six ST categories were originally defined [31], AA positions 11, 69, and 84 were treated as dimorphic, and though only six DP STs are defined, up to eight categories are possible for three sets of dimorphisms. In addition, three residues (E, K and R) have been observed for position 69, whereas the ST definitions involve only E69 and K69, and three residues (D, G, and V) have also been observed for position 84, whereas ST definitions involve only G84 and D84. Overall, 18 possible residue triplets are possible for this trio. Of the alleles in this dataset, R69 is present in DPB1*11:01, *15:01 and *69:01, and V84 is present in DPB1*15:01, *18:01, *28:01, *34:01, *40:01 and *62:01. Therefore, comparisons for these AA positions include four observed residue triplets (L11:K69:G84, G11:K69:V84, G11:R69:V84, and L11:R69:D84) in addition to the residue triplets corresponding to the six DP STs, as shown in Table 1.
DPB1 alleles were assigned to the DP SCs as described in Tables 1 and 2.
2.2.4. Analytical Methods
The tests of neutrality, haplotype frequency estimation, and linkage disequilibrium statistics used in this study are described in the companion paper [117]. Details specific to analyses of categories, types, and groups described in this paper are presented below.
For the analyses of each locus-category (DP TCEs, DP STs and DP SCs), each variant in a given locus-category was treated as a discrete allele-category. For example, in the analysis of the SCs, all DPB1 alleles encoding A56, E85, A86 and V87 were collapsed into the DP1 SC, while all alleles encoding E56, G85, P86 and M87 were collapsed into the DP2 SC. EW homozygosity test (EW test) of neutrality statistics (Fobs, Fexp, and Fnd) were computed based on the frequencies for the allele-categories as described in the companion paper[117]. We used the t.test function in the R Stats package to perform two-tailed t-tests to determine if mean Fnd values differed significantly from the null-hypothesis of neutrality (Fnd = 0). We refer to this below as a “neutrality t-test”.
The low number (4) of DP SCs relative to DPB1 alleles for a given population makes direct comparison of p-values problematic, as the EW test is affected by the number of alleles at a locus. In addition to the EW test of significance described above, we developed a resampling approach that controls for the restricted number of allele-categories for the DP SCs in each population (DP SC resampling). The observed Fnd values for DP SCs in each population were compared to a set of 5,000 randomized Fnd values that were calculated for each population after randomly assigning each observed allele in that population to one of four categories, in the same proportions with which alleles were assigned to the true DP serologic categories, controlling for the number of alleles/categories. A randomization p-value was computed for each population sample as the proportion of randomized Fnd values that were lower than the true observed Fnd value for the DP SCs. We performed similar resampling analyzes for DP ST and TCE3 groups.
We used PyPop’s expectation-maximization (EM) algorithm to estimate DPA1~DPB1 haplotype frequencies and DPA1~DP SC haplotype frequencies on the basis of DPA1 and DPB1 genotype data, and inferred DP SCs in 10 populations using 50 starting conditions. In addition, we compared DPA1~DP SC haplotype frequencies estimated via the EM algorithm (estimated DPA1~DP SC haplotypes) to the frequencies of DPA1~DP SC haplotypes inferred from DPA1~DPB1 haplotypes (inferred DPA1~DP SC haplotypes) by collapsing the DPB1 allele in each DPA1~DPB1 haplotype to a DP SC as described in section 2.2.3.
We calculated the normalized allele-level LD measure (D’ij= Dij/Dmax [107]) in PyPop, where Dmax is the maximum value that Dij can achieve. D’ij ranges from −1 to +1, with a D’ij value of 0 indicating linkage equilibrium. A value of +1 may indicate the complete association of a given pair of alleles in a single haplotype, and a value of −1 may indicate the complete absence of a haplotype comprised by those alleles.
We calculated the conditional asymmetric LD (ALD) statistics, WA|B and WB|A [102, 103], which complement the global LD measure, Wn [108] (not reported), in cases when loci display different numbers of alleles as described in the companion paper [117].
2.2.5. Correction for Multiple Comparisons
In the tables we report uncorrected p-values, with p-value threshold for a Bonferroni correction based on the number of tests performed listed in each table. This p-value threshold is included as a conservative reference value, and represents an overcorrection, as these tests are not independent due to correlations from LD and shared population histories.
3. Results
3.1. Alleles Surveyed
The compiled dataset included 8 DPA1 alleles (DPA1*01:03, 01:04, 02:01, 02:02, 02:03, 03:01, 03:02, 04:01) and the 74 DPB1 alleles shown in Table 2. Of the 74 observed DPB1 alleles, only the DPB1*61:01N allele could not be collapsed into a locus-category for analysis. This allele was reported once in the Cameroon dataset, and in no other populations. The frequency of each DPA1 and DPB1 allele in each population is presented in Supplementary Table S1.
3.2. Amino acid-Level Analyses of Selection
As summarized in the companion paper, Fnd values were calculated for each polymorphic AA position, each pair of AA positions, and each trio of AA positions across all populations [117]. Detailed results are presented in Table 3 and Supplementary Table S2, Figures 4 and 5 and Supplementary Table S3, respectively.
Table 3.
Summary of Amino Acid-level Ewens-Watterson Analysis Based on DPB1 Exon 2-encoded Peptide Sequences.
| Amino acid Position | mean Fnd | Number of Variant Populations | Number of Populations with EW test p-values <0.05 | mean k | Proportion of populations with Fnd < 0 | p-value of parametric t-test | Significant Trend |
|---|---|---|---|---|---|---|---|
| 8 | −0.994 | 134 | 11 | 2 | 0.858 | 1.7E-27 | − |
| 9 | −0.430 | 134 | 5 | 2.87 | 0.739 | 2.8E-08 | − |
| 11 | −0.760 | 131 | 6 | 2 | 0.847 | 4.1E-22 | − |
| 12 | 0.369 | 1 | 0 | 2 | 0 | N.D. | + |
| 17 | 0.931 | 4 | 0 | 2 | 0 | 4.5E-06 | + |
| 32 | 0.915 | 1 | 0 | 2 | 0 | N.D. | + |
| 33 | 0.708 | 70 | 0 | 2 | 0 | 8.1E-37 | + |
| 35 | −0.345 | 127 | 12 | 2.83 | 0.551 | 7.3E-05 | − |
| 36 | −1.294 | 128 | 43 | 2 | 0.891 | 1.5E-34 | − |
| 55 | −1.124 | 128 | 27 | 2.92 | 0.938 | 9.7E-38 | − |
| 56 | −1.464 | 128 | 39 | 2 | 0.922 | 2.2E-47 | − |
| 57 | −0.259 | 131 | 1 | 2.05 | 0.649 | 3.5E-05 | − |
| 65 | −0.222 | 132 | 2 | 2.04 | 0.614 | 2.6E-04 | − |
| 69 | −0.645 | 125 | 2 | 2.57 | 0.840 | 4.5E-17 | − |
| 72 | 0.789 | 16 | 0 | 2 | 0 | 3.9E-10 | + |
| 76 | −0.301 | 133 | 1 | 2.76 | 0.684 | 1.6E-05. | − |
| 84 | −1.035 | 135 | 15 | 2.49 | 0.926 | 1.1E-37 | − |
| 85–87 | −1.354 | 135 | 27 | 2 | 0.926 | 6.7E-50 | − |
Analytical results and summary statistics (described below) assessed for each of 18 polymorphic amino acid (AA) positions in a dataset of 136 populations are shown. These 18 AAs represent all of the DPB1 exon 2-encoded AA variation observed in the dataset. Invariant AA positions (displaying a single AA residue across all populations) are not shown. AA positions 85–87 are observed as a pair of invariant sequence blocks (G85-V86-M87 or E85-A86-V87), and are treated as a single polymorphic position.
Analytical Results and Summary Statistics:
mean Fnd: Average values of the normalized deviate of homozygosity (Fnd) for each AA position over the number of populations for which that AA position was polymorphic.
Number of Variant Populations: Describes the number of populations (out of 136) that display any polymorphism for a given position.
Number of Populations with EW test p-values < 0.05: The number of populations (out of 136) for which any individual Ewens-Watterson (EW) homozygosity test displayed statistical significance (p-value < 0.05).
mean k: The mean number of amino acid residues observed at a given position across populations for which that AA position was polymorphic.
Proportion of populations with Fnd < 0: The fraction of populations displaying homozygosity lower than the value expected under the EW model for a population of the same size, displaying the same number of alleles (polymorphic AAs) evolving under the null hypothesis of neutral evolution (Ho: Fnd = 0).
p-value of parametric t-test: The p-value of a t-test comparing overall trends in in Fnd values with respect to the null hypothesis. For such parametric t-test comparisons of overall trends in Fnd between 476 locus-categories (DPB1 alleles, TCE3 and TCE4 T-cell epitopes, 18 individual AA positions, 91 AA pairs including DP SCs and 364 AA trios including DPB1 Supertypes), significance was evaluated at the 1.05×10−4 level.
Significant Trend: Based on the significance levels of the t-tests, a trend toward positive, directional selection (+), negative, balancing selection (−), or neutral evolution (blank) is indicated.
N.D. Not determined, as the t-test cannot be calculated for single populations.
Figure 4.

Mean Fnd Values For Pairs of Variant DPB1 Exon 2 Amino Acid Positions
Figure 5.

Mean Fnd Values for Six AA Pairs and their Constituent AA Positions
These patterns of amino acid level Fnd variation are consistent with those reported by Salamon et al. [14] in 14 populations, and by Lancaster [109] in 22 populations (all analyzed here), where low Fnd values were observed in three distinct regions of the AA sequence. Eighteen AA positions in the compiled dataset were polymorphic, and four (12, 17, 32, and 72) were monomorphic in most populations and excluded from subsequent analyses. Position 33 was polymorphic in only 51% of populations. No population displayed a significant p-value for these five positions, and subsequent AA analyses pertain to the remaining 13 positions.
3.3. Analyses of Selection on Functional Categories
Summaries of the analyses of selection are presented in Table 4, and are described below. Individual Fnd values and their associated p-values for each population and each functional category are provided in Supplementary Table S5, alongside the corresponding value for DPB1 alleles in each population (originally presented in the companion paper [117]). DPB1 allele-frequency distributions have been previously shown to be consistent with the null hypothesis of neutral evolution (Fnd = 0) observed [14, 15, 20,117], and values for functional categories of DPB1 polymorphism should be considered in that context.
Table 4.
Summarized Analyses of Selection for Functional Categories of DPB1 Alleles
| Functional Category | TCE3 Groups | TCE4 Groups | Supertypes and 11–69-84 Triplets | DP Serologic Categories |
|---|---|---|---|---|
| Mean Fnd | 0.171 | −0.261 | −0.495 | −1.15 |
| Mean p-value | 0.535 | 0.438 | 0.349 | 0.164 |
| Neutrality t-test p-value 1 | 0.006 | 9.0 × 10−5 | 1.32 × 10−10 | 2.93 × 10−39 |
| # Fnd < 02 | 41 | 92 | 109 | 124 |
| # Fnd > 02 | 90 | 44 | 27 | 12 |
| # p-value < 0.052 | 2 | 2 | 18 | 73 |
| Mean k | 2.58 | 3.46 | 6.18 | 3.80 |
| # k = 12 | 5 | 0 | 0 | 0 |
| # k = 22 | 48 | 19 | 9 | 9 |
| # k = 32 | 83 | 35 | 7 | 9 |
| # k = 42 | -- | 82 | 9 | 118 |
| # k = 52 | -- | -- | 17 | -- |
| # k = 62 | -- | -- | 26 | -- |
| # k = 72 | -- | -- | 26 | -- |
| # k = 82 | -- | -- | 36 | -- |
| # k = 92 | -- | -- | 6 | -- |
| # k = 10 2 | -- | -- | 0 | -- |
The threshold of significance for neutrality t-tests is 0.05/539 (where 539 is the number of EW tests of neutrality performed for populations with a number of variants [k]>1) or 9.276 × 10−5.
Out of a total of 136 populations.
-- : The maximum value of k is 3 for TCE3 Groups, 4 for TCE4 Groups and DP SCs, and 10 for DP STs.
3.3.1. T-Cell Epitopes
The mean Fnd values for TCE3 and TCE4 groups were 0.17 and −0.26, respectively. Individual Fnd values were only significant for the Coreguaje and Bari populations (p-values = 0.0202 and 0.0363, respectively for both TCE3 and TCE4 groups), both of which were missing TCE3 group 1 and TCE4 groups 1 and 3 alleles. TCE3 group 1 and 2 alleles were absent from five populations (Kimberly, Mixe, Pima_17, Tolai_1999, and TrobriandIslanders_1999), and 35% of populations were missing one TCE3 group. Thirteen percent of populations were missing two TCE4 groups. Of these, all were missing TCE4 group 1 alleles, 14 of these were also missing TCE4 group 3 alleles, and five were missing TCE4 group 2 alleles. Twenty-six percent of populations were missing one TCE4 group. When compared via the neutrality t-test, TCE3 Fnd values were nonsignificant after correction (p-value = 0.006) while those for TCE4 were slightly significant (p-value = 9×10−5) in the direction of negative homozygosity.
3.3.2. DPB1 Supertypes
The mean Fnd value for DPB1 STs and the L11:K69:G84, G11:K69:V84, G11:R69:V84, and L11:R69:D84 residue triplets was −0.495. When compared to the mean Fnd values of 363 other AA trios (described in the companion paper [117]), this value ranked 205; the 1st ranked Fnd value (for the 55–56-57 trio) was −1.062, and the 364th ranked value (for the 9–57-76) trio was 1.003. Significant individual p-values were observed for 18 populations (13%). No population displayed all 10 STs and residue triplets; five populations (AfricanAmerican_1997, BlacksUS_2003, Gabonese_1998, Kenyan_142, Shona, and Zulu) displayed nine triplets, and nine populations (Arsario_1996, Coreguaje_1996, Ijka_1996, Kogui_1996, Pima_17, Vaupes_1996, Warao_2004, Yucpa_2001, and Yucpa_2004) displayed only two. Eighty-six populations displayed at least one of the four non-ST triplets, averaging 1.65 each, with a maximum of three observed in 11 populations (AfricanAmerican_1997, BlacksUS_2003, British_1994b, EcuadorianAfricans_2001, Gabonese_1998, Kenyan_142, Martinique_2001, Shona, Tunisia_1995, Tunisian_2004 and Zulu). On average, 1.044 non-ST triplets and 5.132 STs were observed over all 136 populations. When compared via the neutrality t-test, Fnd values trended significantly in the direction of negative homozygosity (p-value = 1.3 × 10−10).
3.3.3. DP Serologic Categories
The mean Fnd value for DP SCs was −1.152, and 73 populations (54%) displayed significant homozygosity values for DP SCs. One-hundred eighteen populations displayed all four DP SCs, while nine displayed three (Embera_1996, Kimberley, Mataco_1992, Mixe, Pumi_2002, Taiwanese_1999, Tolai_1999, TrobriandIslanders_1999and Wayuu_1996) and nine displayed two (Arsario_1996, Coreguaje_1996, Ijka_1996, Kogui_1996, Pima_17, Vaupes_1996, Warao_2004, Yucpa_2001 and Yucpa_2004) DP SCs. One-hundred twenty-four populations displayed negative Fnd values, and when compared via the neutrality t-test, Fnd values were highly significant in the direction of negative homozygosity (p-value = 2.93 × 10−39).
Given that each DP SC represents a pair of AA polymorphisms at DPB1 positions 56 and 85+, whereas DPB1 alleles represent combinations of multiple polymorphic positions, it is possible that the EW analysis of any pair of polymorphic AA positions may yield results similar to those for DP SCs. As discussed in the companion paper [117], and presented in Supplementary Table S2, AA position pair 36:85+ displays lower, more significant Fnd values than DP SCs (mean Fnd = −1.183), but only 65 (48%) populations displayed significant p-values for the 36:85+ pair.
3.4. Randomization Tests of Neutrality
We used DP SC resampling to compare the observed Fnd values for DP SCs to the distribution of Fnd values that resulted from random assignment of DPB1 alleles to DP SCs. As presented in Table 5, the true Fnd values for DP SCs were significantly lower than the randomized Fnd values in 16% of populations. Of these, 91% (20 populations) were European, consistent with the dramatic difference between homozygosity values for DPB1 alleles and DP SCs illustrated in Figure 2. Overall, the observed Fnd values for DP SCs were lower than 50% of randomized values in 94 (69%) populations.
Table 5.
Fnd values for DPB1 alleles and DP serologic categories
| Region | Population | 2n | DPB1 Alleles | DP Serologic Categories | Randomization Tests of Neutrality | |||||
|---|---|---|---|---|---|---|---|---|---|---|
| SubSaharan Africa | ||||||||||
| Aka Pygmies | 161 | 11 | 2.236 | 0.9616 | 4 | 0.150 | 0.5909 | 3.8192 | 0.6308 | |
| CAR Aka Pygmies | 186 | 11 | 2.040 | 0.9517 | 4 | 0.091 | 0.5711 | 3.8192 | 0.6282 | |
| Cameroon | 344 | 20 | −0.556 | 0.3274 | 4 | −1.470 | 0.0496 | 3.979 | 0.564 | |
| Congo Kinshasa Bantu | 179 | 18 | −0.493 | 0.3615 | 4 | −1.353 | 0.07 | 3.9768 | 0.5764 | |
| Gabonese | 240 | 21 | 0.169 | 0.6791 | 4 | −1.304 | 0.0895 | 3.9894 | 0.5648 | |
| Gambian | 292 | 15 | −0.226 | 0.5064 | 4 | −1.539 | 0.0315 | 3.9396 | 0.2752 | |
| Kenyan | 246 | 34 | 1.132 | 0.8863 | 4 | −1.716 | 0.0076 | 3.9988 | 0.2272 | |
| Nigerian | 260 | 23 | 3.462 | 0.9887 | 4 | −1.014 | 0.173 | 3.9928 | 0.311 | |
| Shona | 456 | 20 | −0.010 | 0.6094 | 4 | −1.462 | 0.057 | 3.9778 | 0.4418 | |
| Sudanese | 193 | 13 | −0.796 | 0.1981 | 4 | −1.674 | 0.0095 | 3.8932 | 0.145 | |
| Ugandan | 94 | 14 | −0.114 | 0.5679 | 4 | −1.095 | 0.1395 | 3.9196 | 0.5832 | |
| West African | 200 | 10 | −1.331 | 0.0171 | 4 | −1.747 | 0.0053 | 3.7476 | 0.1818 | |
| Zulu | 174 | 14 | −0.560 | 0.3272 | 4 | −1.397 | 0.0554 | 3.9106 | 0.424 | |
| North Africa | ||||||||||
| Tunisia | 200 | 18 | 0.022 | 0.6208 | 4 | −1.834 | 0.0018 | 3.9716 | 0.0126 | |
| Tunisian | 202 | 17 | −0.470 | 0.3770 | 4 | −1.762 | 0.0048 | 3.9664 | 0.0788 | |
| Europe | ||||||||||
| Australian Caucasiana | 100 | 15 | 0.680 | 0.8152 | 4 | −1.593 | 0.0118 | 3.9368 | 0.0114 | |
| Austria | 980 | 19 | 0.193 | 0.6839 | 4 | −1.784 | 0.0089 | 3.9822 | 0.0444 | |
| Basques | 195 | 15 | −0.122 | 0.5567 | 4 | −1.478 | 0.0384 | 3.9356 | 0.173 | |
| Basques | 192 | 37 | 2.789 | 0.9807 | 4 | −1.606 | 0.0151 | 4 | 0.2524 | |
| Belgium | 197 | 16 | 0.070 | 0.6379 | 4 | −1.693 | 0.0083 | 3.9518 | 0.0272 | |
| Breton | 300 | 17 | 0.095 | 0.6512 | 4 | −1.707 | 0.0093 | 3.9646 | 0.0356 | |
| British | 374 | 19 | 0.806 | 0.8370 | 4 | −1.698 | 0.0108 | 3.9806 | 0.0052 | |
| British | 124 | 15 | 0.813 | 0.8356 | 4 | −1.513 | 0.0243 | 3.938 | 0.0408 | |
| Catalan | 169 | 17 | 0.658 | 0.8108 | 4 | −1.620 | 0.0128 | 3.9648 | 0.029 | |
| Caucasiana | 296 | 15 | −0.403 | 0.4117 | 4 | −1.775 | 0.0057 | 3.9388 | 0.0622 | |
| Caucasiana | 475 | 17 | 0.057 | 0.6353 | 4 | −1.770 | 0.0074 | 3.964 | 0.0272 | |
| Caucasiana | 184 | 13 | −0.376 | 0.4310 | 4 | −1.709 | 0.0069 | 3.89 | 0.0522 | |
| CEPHa | 266 | 17 | 0.220 | 0.6935 | 4 | −1.699 | 0.0094 | 3.964 | 0.0476 | |
| CEPHa | 248 | 18 | 0.458 | 0.7642 | 4 | −1.677 | 0.0109 | 3.976 | 0.0406 | |
| Czech | 204 | 18 | 0.826 | 0.8392 | 4 | −1.553 | 0.0227 | 3.9616 | 0.1148 | |
| Danish | 142 | 16 | 0.538 | 0.7828 | 4 | −1.620 | 0.0119 | 3.9538 | 0.021 | |
| English | 84 | 11 | −0.273 | 0.4807 | 4 | −1.647 | 0.0074 | 3.8084 | 0.0244 | |
| Finn | 60 | 9 | −0.429 | 0.4029 | 4 | −1.496 | 0.0185 | 3.674 | 0.085 | |
| French | 114 | 14 | 0.355 | 0.7357 | 4 | −1.545 | 0.0188 | 3.9084 | 0.038 | |
| French | 354 | 15 | 0.102 | 0.6523 | 4 | −1.627 | 0.018 | 3.9408 | 0.03 | |
| German | 411 | 17 | 0.016 | 0.6206 | 4 | −1.810 | 0.0053 | 3.9672 | 0.023 | |
| German Essen | 343 | 22 | 1.039 | 0.8742 | 4 | −1.758 | 0.0067 | 3.992 | 0.0272 | |
| Greece | 196 | 13 | −0.153 | 0.5412 | 4 | −1.283 | 0.0922 | 3.8898 | 0.3904 | |
| Greece | 492 | 26 | 1.154 | 0.8915 | 4 | −1.693 | 0.0128 | 3.9976 | 0.1822 | |
| Greek | 95 | 14 | 0.499 | 0.7733 | 4 | −1.522 | 0.0199 | 3.92 | 0.0488 | |
| Italian | 174 | 15 | −0.065 | 0.5814 | 4 | −1.679 | 0.0088 | 3.9316 | 0.0572 | |
| Italy Central | 759 | 20 | −0.309 | 0.4671 | 4 | −1.870 | 0.005 | 3.9836 | 0.1192 | |
| Italy North | 100 | 14 | 0.901 | 0.8515 | 4 | −1.401 | 0.043 | 3.9228 | 0.0662 | |
| North Ireland | 300 | 16 | 1.012 | 0.8650 | 4 | −1.459 | 0.0501 | 3.9562 | 0.0138 | |
| Norwegian | 256 | 12 | −0.251 | 0.4935 | 4 | −1.663 | 0.0114 | 3.853 | 0.038 | |
| Sardinian | 97 | 9 | −0.716 | 0.2558 | 4 | −1.382 | 0.0466 | 3.6764 | 0.3188 | |
| Slavic | 200 | 18 | 0.661 | 0.8058 | 4 | −1.698 | 0.0078 | 3.9734 | 0.0616 | |
| Slovak | 292 | 15 | 0.381 | 0.7378 | 4 | −1.477 | 0.0464 | 3.9346 | 0.1758 | |
| Slovenian | 200 | 16 | 1.143 | 0.8840 | 4 | −1.413 | 0.0538 | 3.936 | 0.057 | |
| Svans | 160 | 16 | −0.432 | 0.3978 | 4 | −1.731 | 0.005 | 3.952 | 0.0888 | |
| Swedish | 347 | 15 | 0.242 | 0.6975 | 4 | −1.609 | 0.0197 | 3.9386 | 0.071 | |
| Swedish | 400 | 19 | 0.623 | 0.8018 | 4 | −1.699 | 0.011 | 3.9822 | 0.0564 | |
| US Caucasiana | 230 | 12 | 0.364 | 0.7264 | 4 | −1.346 | 0.0762 | 3.8544 | 0.0772 | |
| Whites USa | 536 | 24 | 1.092 | 0.8833 | 4 | −1.778 | 0.0074 | 3.9954 | 0.0218 | |
| Southwest Asia | ||||||||||
| East Indian | 118 | 14 | 0.074 | 0.6404 | 4 | −1.639 | 0.0093 | 3.9152 | 0.0328 | |
| Saudi | 98 | 9 | 2.000 | 0.9478 | 4 | 0.082 | 0.5854 | 3.675 | 0.5744 | |
| Southeast Asia | ||||||||||
| Chinese | 168 | 12 | −0.862 | 0.1684 | 4 | −1.746 | 0.0047 | 3.8608 | 0.0956 | |
| Chinese | 80 | 11 | −0.374 | 0.4371 | 4 | −1.553 | 0.0144 | 3.81 | 0.0958 | |
| Han Chinese | 94 | 12 | 0.388 | 0.7372 | 4 | −0.385 | 0.4373 | 3.8584 | 0.8038 | |
| Jing Chinese | 274 | 20 | 0.389 | 0.7443 | 4 | −1.054 | 0.1607 | 3.9816 | 0.7132 | |
| Lisu | 222 | 19 | −0.610 | 0.2900 | 4 | −1.503 | 0.0345 | 3.9822 | 0.4846 | |
| Malay | 104 | 20 | 0.058 | 0.6356 | 4 | −1.518 | 0.0215 | 3.9772 | 0.306 | |
| Manchu | 96 | 11 | 0.115 | 0.6527 | 4 | −1.374 | 0.0489 | 3.8184 | 0.1364 | |
| Miao Hmong | 168 | 10 | −0.025 | 0.5902 | 4 | −0.746 | 0.2729 | 3.754 | 0.6058 | |
| Naxi | 192 | 19 | −0.635 | 0.2742 | 4 | −1.601 | 0.0157 | 3.9802 | 0.3512 | |
| Nu | 214 | 19 | −0.612 | 0.2896 | 4 | −1.492 | 0.0364 | 3.9822 | 0.4944 | |
| NuChinese | 144 | 12 | −1.250 | 0.0215 | 4 | −1.677 | 0.0081 | 3.8622 | 0.2316 | |
| Pumi | 102 | 17 | 3.078 | 0.9839 | 3 | −0.918 | 0.2462 | 3.9576 | 0.2394 | |
| Shandong Han Chinese | 196 | 17 | 0.223 | 0.6951 | 4 | −1.624 | 0.0131 | 3.9604 | 0.1066 | |
| Shanghai Chinese | 206 | 11 | −0.905 | 0.1521 | 4 | −1.684 | 0.0093 | 3.816 | 0.1416 | |
| Taiwanese | 96 | 7 | 1.044 | 0.8456 | 3 | 0.058 | 0.5285 | 3.4444 | 0.5814 | |
| Yao | 132 | 10 | 0.364 | 0.7193 | 4 | −0.439 | 0.4202 | 3.7496 | 0.7054 | |
| Oceania | ||||||||||
| Borneo | 42 | 10 | 0.510 | 0.7720 | 4 | −0.406 | 0.4267 | 3.7606 | 0.7208 | |
| Cook Islands | 100 | 8 | −0.175 | 0.5277 | 4 | −1.326 | 0.066 | 3.5882 | 0.1786 | |
| East Timorese | 172 | 9 | −0.619 | 0.3064 | 4 | −0.423 | 0.4236 | 3.6878 | 0.856 | |
| Filipino | 188 | 14 | 0.694 | 0.8126 | 4 | 0.076 | 0.5668 | 3.8874 | 0.8602 | |
| Filipino | 180 | 12 | −0.248 | 0.4967 | 4 | −0.195 | 0.4925 | 3.87 | 0.8952 | |
| Indonesia | 264 | 12 | −0.801 | 0.2049 | 4 | −0.518 | 0.3873 | 3.864 | 0.9334 | |
| Javanese | 118 | 16 | −0.677 | 0.2530 | 4 | −1.502 | 0.0248 | 3.9526 | 0.3608 | |
| Maori | 398 | 19 | 1.087 | 0.8781 | 4 | −1.623 | 0.0193 | 3.979 | 0.1094 | |
| Mixed Hawaiian | 76 | 11 | −0.510 | 0.3636 | 4 | −1.260 | 0.0825 | 3.8256 | 0.3608 | |
| Moluccan | 92 | 12 | −0.416 | 0.4122 | 4 | −0.207 | 0.5006 | 3.818 | 0.9362 | |
| PNG Highland | 56 | 10 | 0.249 | 0.6936 | 4 | −1.441 | 0.0261 | 3.7476 | 0.0728 | |
| PNG Highland | 176 | 6 | −1.085 | 0.1115 | 4 | −1.624 | 0.0125 | 3.262 | 0.2221 | |
| PNG Lowland | 96 | 10 | −0.215 | 0.5068 | 4 | −1.462 | 0.0286 | 3.7636 | 0.149 | |
| Roro | 52 | 6 | 1.480 | 0.9054 | 4 | 0.569 | 0.7178 | 3.2736 | 0.6937 | |
| Samoa | 100 | 6 | −0.231 | 0.4956 | 4 | −0.970 | 0.1833 | 3.2588 | 0.2999 | |
| Samoan | 58 | 6 | 0.477 | 0.7377 | 4 | −0.357 | 0.4522 | 3.27 | 0.5298 | |
| Tokelau | 100 | 6 | −0.734 | 0.2649 | 4 | −1.391 | 0.0448 | 3.2626 | 0.2535 | |
| Tolai | 96 | 5 | −0.538 | 0.3526 | 3 | −1.430 | 0.0654 | 3.0262 | 0.1173 | |
| Tonga | 100 | 7 | −0.103 | 0.5539 | 4 | −1.036 | 0.1589 | 3.443 | 0.3840 | |
| Trobriand Islanders | 162 | 4 | 1.934 | 0.9935 | 3 | 1.429 | 0.9674 | 2.7262 | 0.8156 | |
| Western Samoa | 44 | 6 | 1.535 | 0.9057 | 4 | 0.204 | 0.643 | 3.2882 | 0.4778 | |
| Australia | ||||||||||
| Cape York | 192 | 10 | −0.269 | 0.4783 | 4 | −0.552 | 0.3735 | 3.7534 | 0.7802 | |
| Kimberley | 76 | 5 | 0.166 | 0.6446 | 3 | −0.164 | 0.4788 | 3.0254 | 0.5921 | |
| Northeast Asia | ||||||||||
| Japanese | 420 | 14 | −0.164 | 0.5413 | 4 | −1.653 | 0.0157 | 3.9176 | 0.0958 | |
| Japanese | 100 | 10 | −0.544 | 0.3445 | 4 | −1.448 | 0.0317 | 3.7606 | 0.223 | |
| Japanese | 102 | 13 | −0.664 | 0.2687 | 4 | −1.725 | 0.0035 | 3.8906 | 0.0652 | |
| Japan Fukuoka | 172 | 12 | 0.123 | 0.6494 | 4 | −1.441 | 0.0445 | 3.8602 | 0.12 | |
| Khalkh Mongolian | 81 | 9 | −0.984 | 0.1178 | 4 | −1.484 | 0.0237 | 3.6718 | 0.2748 | |
| Khoton Mongolian | 164 | 10 | −0.648 | 0.2890 | 4 | −1.664 | 0.0096 | 3.7504 | 0.1326 | |
| South Korea | 648 | 13 | −0.704 | 0.2541 | 4 | −1.706 | 0.0135 | 3.8916 | 0.2026 | |
| South Korea | 414 | 13 | −0.661 | 0.2749 | 4 | −1.665 | 0.0142 | 3.892 | 0.2002 | |
| North America | ||||||||||
| Canoncito | 80 | 6 | −0.495 | 0.3752 | 4 | −0.477 | 0.3945 | 3.2584 | 0.7109 | |
| Maya | 30 | 5 | 1.478 | 0.9099 | 4 | 0.728 | 0.78 | 3.0414 | 0.6981 | |
| Mixe | 104 | 5 | 2.036 | 0.9572 | 3 | 1.377 | 0.9161 | 2.7154 | 0.9062 | |
| Mixteco | 104 | 8 | 2.376 | 0.9655 | 4 | 0.958 | 0.7816 | 3.4374 | 0.8445 | |
| Pima | 34 | 4 | −0.815 | 0.2338 | 2 | −1.565 | 0.1016 | 2.2856 | 0.4128 | |
| Pima | 190 | 9 | 0.115 | 0.6369 | 4 | −0.869 | 0.2218 | 3.6752 | 0.5482 | |
| Sioux | 164 | 10 | −0.604 | 0.3142 | 4 | −1.454 | 0.0397 | 3.6754 | 0.281 | |
| Zapotec | 144 | 11 | 2.702 | 0.9788 | 4 | −0.047 | 0.5392 | 3.7534 | 0.4588 | |
| Zuni | 100 | 4 | −0.472 | 0.4032 | 4 | −0.472 | 0.4032 | 2.72 | 0.7532 | |
| South America | ||||||||||
| Chiriguanos | 108 | 12 | 1.118 | 0.8801 | 4 | −1.132 | 0.1286 | 3.8604 | 0.0782 | |
| Arsario | 100 | 2 | −1.222 | 0.1986 | 2 | −1.222 | 0.1986 | 1.7444 | 1.0 | |
| Bari | 196 | 7 | −1.037 | 0.1227 | 4 | −1.318 | 0.0819 | 3.4434 | 0.4178 | |
| Cayapa | 166 | 7 | −0.132 | 0.5390 | 4 | −0.895 | 0.212 | 3.4366 | 0.5305 | |
| Central-America | 110 | 7 | 0.888 | 0.8215 | 4 | −0.266 | 0.4789 | 3.4416 | 0.3640 | |
| Coreguaje | 90 | 2 | −1.832 | 0.0202 | 2 | −1.832 | 0.0202 | 1.7444 | 1.0 | |
| Eastern Toba | 270 | 12 | 0.981 | 0.8545 | 4 | −0.625 | 0.348 | 3.8616 | 0.4518 | |
| Embera | 98 | 3 | −1.356 | 0.0800 | 3 | −1.356 | 0.08 | 2.3076 | 0.5970 | |
| Ijka | 80 | 2 | −1.749 | 0.0675 | 2 | −1.749 | 0.0675 | 1.7444 | 1.0 | |
| Kogui | 100 | 2 | −1.621 | 0.1145 | 2 | −1.621 | 0.1145 | 1.7444 | 1.0 | |
| Mataco | 120 | 5 | 0.111 | 0.6199 | 3 | −0.438 | 0.4002 | 3.0388 | 0.3819 | |
| Mataco Wichi | 94 | 7 | 0.575 | 0.7633 | 4 | −0.026 | 0.5558 | 3.4464 | 0.6619 | |
| Ticuna | 98 | 8 | −0.665 | 0.2902 | 4 | −1.143 | 0.1244 | 3.573 | 0.442 | |
| Vaupes | 92 | 2 | −0.002 | 0.4202 | 2 | −0.002 | 0.4202 | 1.7444 | 1.0 | |
| Warao | 68 | 3 | 0.497 | 0.6388 | 2 | −0.278 | 0.3734 | 2.2974 | 0.2070 | |
| Wayuu | 108 | 3 | −0.992 | 0.2082 | 3 | −0.992 | 0.2082 | 2.3036 | 0.8004 | |
| Xavantes | 141 | 5 | 1.169 | 0.8395 | 4 | 0.659 | 0.7123 | 3.0276 | 0.5864 | |
| Yucpa | 146 | 2 | −0.935 | 0.2376 | 2 | −0.935 | 0.2376 | 1.7444 | 1.0 | |
| Yucpa | 232 | 2 | −0.788 | 0.2531 | 2 | −0.788 | 0.2531 | 1.7444 | 1.0 | |
| Other | ||||||||||
| African Americana | 481 | 24 | −0.108 | 0.5600 | 4 | −1.717 | 0.0104 | 3.9974 | 0.2624 | |
| Blacks USa | 385 | 24 | −0.323 | 0.4522 | 4 | −1.748 | 0.0075 | 3.9968 | 0.2592 | |
| Ecuadorian Africansa | 116 | 12 | 0.563 | 0.7822 | 4 | −0.804 | 0.2445 | 3.8496 | 0.5256 | |
| Martiniquea | 200 | 19 | −0.412 | 0.4129 | 4 | −1.793 | 0.0035 | 3.9824 | 0.0704 | |
| MexicanAmericana | 225 | 18 | 0.595 | 0.7923 | 4 | −1.470 | 0.0424 | 3.9736 | 0.1886 | |
For each of 136 populations, the number of alleles (k), normalized deviate of homozygosity (Fnd) and p-values of the Ewens-Watterson (EW) homozygosity test are presented for DPB1 alleles and DP Serologic Categories (SCs), along with the results of a randomization test of neutrality (fRT Fnd ≤ SC Fnd and associated mean k values).
Migrant Population, as discussed in section 3.2.
P-values of the Ewens-Watterson homozygosity test of neutrality shown in bold are significant at the 0.05 level; no p-values are significant when corrected for multiple (136) comparisons (0.00036 level); however, as noted in section 2.2.7, such corrections are overly conservative, as these tests are not independent.
fRT Fnd ≤ SC Fnd: For each population, this value identifies the fraction of Fnd values generated under the randomization test (RT Fnd) that are less than or equal to the observed Fnd values for DP Serologic Categories (SC Fnd). Populations for which the SC Fnd values are lower than a significant fraction (< 0.05) of RT Fnd values (excluding those RT Fnd values for which k =1) are indicated in bold.
We performed a parallel set of analyses of selection for DP supertypes and T-cell epitopes, but did not infer the action of balancing selection for any of these locus categories.
3.5. Worldwide Distribution of DP serologic categories
The frequency of each DP SC in each population is presented in Supplementary Table S4, and frequency distributions for each DP SC, interpolated for 123 non-migrant populations (identified in Table 5), are illustrated in Figure 1. DP SCs are unevenly distributed in world populations, with each SC common in a different region of the world, and at different frequencies. The DP1 SC is most frequent in Australia, Oceania and Southeast Asia, where 20 of 21 populations with DP1 SC frequencies greater than 0.5 are found. The DP2 SC is most frequent in North and South America; 22 of the 27 populations with DP2 SC frequencies greater than 0.5 are in these regions. The DP3 SC is most frequent in South America. Only four populations have DP3 SC frequencies greater than 0.5, and all are from this region. The DP4 SC is most frequent in European populations. Three of the four populations with DP4 SC frequencies greater than 0.5 are European, as are 24 of the 27 populations with DP4 SC frequencies greater than 0.4. All four DP SCs are present in 117 populations. The DP2 SC is observed in all populations, with a minimum frequency of 0.006 in the Trobriand Islander population (n = 1). Many of the populations missing the DP1, DP3, and DP4 SCs are South American.
Figure 1.

Heat Maps Depicting Interpolated DP1-DP4 Serologic Category Frequency Distributions.
An apparently compensatory pattern of frequency distributions between the DP1 and DP4 SCs can be observed in Figure 1. The frequency of the DP1 SC is relatively low in Europe (with a mean frequency of 11%), and high in Southeast Asia (51%), while DP4 SC frequencies are high in Europe (43%) and low in East Asia (13%). The correlation (r) and significance between the frequencies for each pair of DP SCs in non-migrant populations in each region and across all regions is presented in Table 6. When all populations were evaluated without regional distinction, significant negative correlation was observed between DP1 and the DP2, DP3 and DP4 SC frequencies and also between the DP2 and DP4 SCs, after correcting for multiple comparisons. In addition, comparing regional results, significant and very strong negative correlations were observed between the DP1 and DP2 SCs in Europe, Southeast Asia, and Oceania, DP1 and DP4 in Oceania, DP2 and DP3 in South America, and between DP4 and both DP2 and DP3 in Europe.
Table 6.
Correlation Between DP Serologic Category Frequencies
| DP4 | ||||
|---|---|---|---|---|
| 1.7×10 −13 | 2.55×10 −07 | 4.68×10 −05 | ||
| −0.60 | 0.72 | 6.72×10 −05 | ||
| −0.44 | −0.03 | 0.48 | ||
| −0.36 | −0.35 | −0.06 | ||
| 0.0034 | 0.51 | 0.0043 | ||
| −0.75 | 0.0024 | 0.28 | ||
| 0.20 | −0.76 | 0.92 | ||
| −0.73 | 0.32 | −0.03 | ||
| 5.90×10 −11 | 0.10 | 0.0011 | ||
| −0.88 | 0.40 | 1.02×10 −05 | ||
| −0.30 | 0.16 | 5.76×10 −06 | ||
| 0.56 | −0.70 | −0.72 | ||
| 2.90×10 −05 | 0.34 | 0.0026 | ||
| −0.85 | 0.84 | 0.30 | ||
| −0.26 | −0.05 | 0.51 | ||
| −0.70 | 0.28 | 0.18 | ||
| 1.02×10 −05 | 0.20 | 7.07×10 −08 | ||
| −0.81 | 0.47 | 0.03 | ||
| −0.29 | −0.17 | 0.10 | ||
| −0.89 | 0.49 | 0.37 | ||
| 0.04 | 0.80 | 0.02 | ||
| −0.74 | 0.61 | 0.46 | ||
| −0.11 | 0.22 | 0.33 | ||
| −0.81 | 0.31 | −0.40 | ||
| 0.38 | 0.35 | 0.94 | ||
| −0.33 | 0.40 | 0.0024 | ||
| 0.36 | −0.32 | 0.66 | ||
| 0.03 | −0.87 | −0.17 | ||
| 0.62 | 0.02 | 0.94 | ||
| 0.12 | 1.95×10 −06 | 0.33 | ||
| −0.55 | −0.86 | 0.84 | ||
| 0.02 | −0.24 | −0.05 |
For each regional matrix, correlations (r) are shown in the lower half, while the significances of these correlations (p-values) are shown in the upper half. Significance is assessed at the 7.58×10−04 level after correcting for 66 comparisons. Significant p-values are indicated in bold. Correlations for the North Africa, Southwest Asia, and Australia regions are not shown, as each of these regions comprised only two populations
Migrant populations, as defined in Table 3 and discussed in section 3.2, have been excluded from these comparisons.
3.6. DPA1~DP Serologic Category Haplotypes
Estimated DPA1~DP SC haplotypes for 10 populations from Sub-Saharan Africa, Europe, Oceania, North America, and South America are presented in Table 7. Although eight DPA1 alleles are observed in the compiled data-set, four alleles (DPA1*01:03, *02:01, *02:02, and *03:01) represent the majority of the allelic diversity observed at this locus [24, 110], and these four alleles contribute to the major haplotypes. Although these major haplotypes are shared across populations, haplotype diversity decreases with distance from Africa. The major DPA1-DP SC haplotypes (frequencies > 0.1 and D’ij > 0.5), are consistent across populations and regions, with the notable exception that DPA1*03:01 is observed only in Africa. DP1 is associated with DPA1*02:01 and *02:02, DP2 with DPA1*01:03 and DPA1*03:01; DP3 with DPA1*02:01; and DP4 with DPA1*01:03.
Table 7.
DPA1~DP Serologic Category Haplotypes and LD in Ten Populations From Five World Regions
| DP SC~DPA1 Haplotype | Sub Saharan Africa | Europe | Oceania | North America | South America | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DP SC | DPB1 AA Position 85–87 Sequence | DPA1 Allele | DPA1 AA 31–50-83 Sequence | Kenya (2n 244) | Slovenia (2n 200) | East Timor (2n 172) | Filipino (2n 188) | Moluccas (2n 92) | PNG Highland (2n 156) | PNG Lowland (2n 96) | Pima (2n 30) | Pima (2n 190) | Ticuna (2n 92) |
| DP1 | EAV | 01:03 | M-Q-T | 0.015 | 0.031 | 0.006 | 0.011 | 0.006 | 0.005 | ||||
| 02:01 | Q-R-A | 0.133 | 0.054 | 0.194 | 0.054 | 0.065 | 0.019 | 0.063 | 0.011 | 0.033 | |||
| 02:02 | Q-R-A | 0.165 | 0.005 | 0.478 | 0.690 | 0.630 | 0.160 | 0.344 | 0.016 | ||||
| 03:01 | M-Q-T | 0.003 | |||||||||||
| 04:01 | M-R-A | 0.004 | 0.025 | 0.021 | 0.011 | ||||||||
| DP2 | GPM | 01:03 | M-Q-T | 0.145 | 0.260 | 0.105 | 0.048 | 0.109 | 0.359 | 0.146 | 0.600 | 0.589 | 0.511 |
| 02:01 | Q-R-A | 0.005 | |||||||||||
| 02:02 | Q-R-A | 0.018 | |||||||||||
| 03:01 | M-Q-T | 0.201 | |||||||||||
| 03:02 | M-Q-T | 0.004 | |||||||||||
| 04:01 | M-R-A | 0.012 | 0.006 | 0.011 | |||||||||
| DP3 | EAV | 01:03 | M-Q-T | 0.096 | 0.095 | 0.017 | 0.042 | 0.011 | 0.038 | 0.073 | 0.053 | 0.033 | |
| 02:01 | Q-R-A | 0.063 | 0.050 | 0.015 | 0.042 | 0.021 | 0.174 | ||||||
| 02:02 | Q-R-A | 0.019 | 0.005 | 0.033 | 0.012 | 0.033 | 0.010 | 0.076 | |||||
| 02:03 | M-R-A | 0.004 | |||||||||||
| 03:01 | M-Q-T | 0.016 | |||||||||||
| 04:01 | M-R-A | 0.016 | 0.005 | 0.021 | 0.045 | 0.021 | |||||||
| DP4 | GPM | 01:03 | M-Q-T | 0.089 | 0.484 | 0.104 | 0.058 | 0.109 | 0.372 | 0.344 | 0.400 | 0.305 | 0.174 |
| 01:04 | M-Q-T | 0.005 | 0.005 | ||||||||||
| 02:01 | Q-R-A | 0.004 | 0.011 | ||||||||||
| 02:02 | Q-R-A | 0.006 | 0.005 | ||||||||||
| 03:01 | M-Q-T | 0.005 | |||||||||||
| Diversity | 0.87 | 0.68 | 0.71 | 0.51 | 0.57 | 0.70 | 0.73 | 0.48 | 0.56 | 0.67 | |||
Estimated haplotype frequencies for DPA1~DP Serologic Category (SC) haplotypes are shown for 10 populations from 5 world regions. The table is divided into four large rows, which represent the four DP SCs (DP1 to DP4, in the first column). The amino acid (AA) sequence of DPβ positions 85–87 is shown in the second column. The DPA1 alleles observed in haplotypes with each DP SC are shown in the third column. The AA sequences of DPα positions 31, 50 and 83 are shown in the fourth column. DPA1~DP SC haplotypes that were not observed in any populations are not shown. Blank cells indicate haplotypes that were not observed in specific populations (frequency = 0). Dark grey cells indicate low haplotype-level linkage disequilibrium (LD) values (D’ij < 0.5), while light grey cells indicate high LD values (D’ij > 0.5). Haplotypes with frequencies > 0.1 are shown in bold. Haplotype diversity measures are shown in the bottom row for each population. Diversity is represented as heterozygosity, or 1 – Σpi2 where pi is each haplotype frequency in a population.
The frequencies of DPA1*01:04, *02:03, *03:02, and *04:01 haplotypes are generally too low to allow interpretation, as rare haplotypes (n = 1 or 2) generated via the EM algorithm are unreliable. However, four DPA1*04:01~DP1 haplotypes were observed in both the East Timor and Filipino populations, and the seven DPA1*04:01~DP3 haplotypes observed in the PNG Highland population displayed D’ij > 0.5.
The pattern of LD between these DP loci is determined by the DPB1 residues at positions 85–87. DPA1*02:01 and *02:02 are associated with the DP1 and DP3 SCs, which share the E85-A86-V87 motif, whereas *01:03 and *03:01 are associated with the DP2 and DP4 SCs, which share the G85-P86-M87 motif. In Oceania, DPA1*04:01 is associated with DP1 and DP3, and the E85-A86-V87 motif.
For the major haplotypes involving DPA1*01:03, *02:01, *02:02, and *03:01, these observations confirm those made by Hollenbach et al. [35] in a large European American population, where DPα AA residue Q31 (present in DPA1*02:01 and *02:02) is proposed to interact with the E85-A86-V87 motif, while DPA1 AA residue M31 (present in *01:03 and *03:01) interacts with the G85-P86-M87 motif, forming stable DP heterodimers. This association is observed even in the South American Ticuna, for which only three DPA1 alleles are observed. However, DPA1*04:01 encodes M31 and is associated with the E85-A86-V87 motif. As shown in Table 7, DPA1*02:01 and *02:02 encode R50 and A83 residues in addition to Q31; R50 and A83 are also encoded by *04:01.
3.6.1. Collapsing DPA1~DPB1 haplotypes to DPA1~DP SC haplotypes
We compared DPA1~DP SC haplotypes generated via the EM algorithm (where DP SCs were determined prior to haplotype estimation) to haplotypes obtained by collapsing the DPB1 alleles in DPA1~DPB1 haplotypes to DP SCs (data not shown). Many haplotypes displayed relatively minor differences in haplotype frequency when generated by the two approaches. Of 91 haplotypes estimated in the 10 populations, 55 differed in frequency from those obtained by collapsing; the maximum frequency difference (0.008) resulted from the generation of the DPA1*0201~DP2 haplotype in the Slovenian population after collapsing DPA1~DPB1 haplotypes. These differences between collapsed and estimated haplotypes derive from the unreliability of the EM algorithm in estimating haplotypes that are only observed once or twice; in general, only haplotypes observed at least three times in a population should be given serious consideration. DPB1 alleles should be collapsed to DP SCs prior to the estimation of haplotypes involving DP SCs.
3.7. Contrasting Patterns of Selection at the Allele- and SC-Levels
The relationship between Fnd values calculated in each population for DPB1 alleles (presented in the companion paper) and the four DP SCs (Table 1) is illustrated in Figures 1 and 2. These values are presented alongside those calculated for T-cell epitopes, DP STs, and 18 polymorphic DPB1 exon 2 encoded AA positions in Supplementary Table S5. As previously observed [14, 15, 20, 117], DPB1 allele-frequency distributions are consistent with the null hypothesis of neutral evolution (Fnd = 0), with a mean Fnd value across all populations of 0.13. Only 3/136 populations display significantly negative Fnd for DPB1 alleles at the 0.05 level (West African, Nu, and Coreguaje).
Figure 2.

Fnd Values for DPB1 Alleles (□) and DP Serologic Categories (◊)
In contrast, for DP SCs, 73 populations (54%) displayed homozygosity values that were significant at this level, and the mean Fnd value for DP SCs is −1.15. As illustrated in Figure 2, this difference between allele-level Fnd and DP SC-level Fnd values was most pronounced in European populations, where the mean allele-level Fnd value is 0.37, while the mean DP SC-level Fnd value is −1.62. While no individual p-value is significant after correction for multiple comparisons (all p-values > 0.00037), almost half of the p-values significant at the 0.05 level are for European populations, and 35 of 37 European populations display significant p-values.
While no individual population displays significantly low homozygosity, compared to neutrality expectations, 50% of DPB1 allele-level Fnd values are negative, while 91% of DP SC-level Fnd values are negative, a pattern consistent with balancing selection acting on the DP SCs but not on DPB1 alleles. Parametric two-tailed t-tests of the mean Fnd values (versus the null hypothesis of neutral evolution) for DPB1 alleles and DP SCs yielded similar results, with p-values of 0.11 and 2.9×10−39, respectively. These results provide strong support for the idea that selection is operating differently on DPB1 alleles and DP SCs.
3.8. Linkage Disequilibrium within DP Serological Categories
We dissected the contributions of DPβ AA variants in each serological category to overall LD by calculating ALD across alleles in each set of three serological categories, excluding those in the fourth (e.g. LD for AA pairs in DP2, DP3, and DP4 alleles, with DP1 encoding alleles excluded, is illustrated in Supplementary Figure S1A). This exclusion is possible because ALD is calculated from the frequency of individual alleles and their constituent polymorphisms. The results are presented in Supplementary Figure S1A–D. It is clear in this figure that alleles in specific SCs contribute differentially to the LD at the population level. For example, in the absence of DP1 alleles, high mean ALD values (ranging from 0.83 to 1.0) are observed between the more N-terminal AA positions (8, 9, and 11) and the more C-terminal positions (84, and 85–87), whereas these values are intermediate (0.64–0.74) when all alleles are considered (Figure 3), and are even lower (0.43–0.71) when other DP serological categories are excluded.
Figure 3.

Mean ALD Values for 91 Pairs of DPB1 Encoded Amino Acid Positions (row conditioned on column)
Similarly, ALD between positions 36 and 56 is highest in the absence of DP1 encoding alleles (W36|56 = 0.9, W56|36 = 1.0), suggesting particularly high 36:56 diversity in DP1 encoding alleles. In other cases, ALD is differentially impacted by DP serological category status; W56|55=1.0 overall and in the absence of alleles from each serological category, while W55|56 ranged from a low of 0.76 (DP2 excluded) to 0.97 (DP1 excluded). When DP4 encoding alleles are excluded and position 35 is conditioned on, there is high ALD with positions 36, 55, and 56; a pattern not seen when alleles from other serological categories are excluded. In other cases, ALD is not impacted by DP serological category: W33|69=1.0 in all cases, while W69|33 is low overall (0.31) as well as when each DP category is removed (0.25 – 0.43).
Finally, ALD values between positions 36 and 85–87, and 56 and 85–87 are consistently low in all five analyses (ranging from 0.28 to 0.63), a pattern that may be driven by selective pressures inferred to be acting on these pairs.
4. Discussion
The nature of selective pressure operating on DPB1 diversity has been unclear for some time; the ratio of synonymous to non-synonymous substitutions in DPB1 exon 2 sequences encoding peptide binding residues is consistent with balancing selection [111, 112], revealing ancient instances of strong selection, while DPB1 allele frequencies are consistent with neutral evolution (genetic drift), in the recent past of the human population.
Here and in our companion paper [117], we have applied frequency-based analyses of selection in a hierarchical fashion, analyzing the frequencies of alleles, individual AA positions, AA pairs and trios, and functionally-defined allele-classes (T-cell epitopes, supertypes, and serological categories), in a large world-wide collection of populations to better characterize the manner in which selection shapes DPB1 polymorphism. Our approach takes the frequency of each variant into account. While 1727 two-field DPB1 alleles have been defined, only 291 two-field DPB1 alleles are recognized as being common, intermediate or well-documented [110]. Therefore, a polymorphism that might seem rare in a comparison across allele sequences may be more common in populations as the result of selection.
This approach allows us to characterize the modes of selection operating at the AA level in DPB1 alleles. Of 87 DPB1 exon 2 encoded amino acids, 67 are monomorphic, five are evolving under directional selection, four are experiencing genetic drift, and eleven are under balancing selection. In particular, AA positions 36, 55, 56, 84 and 85–87 (this last representing a dimorphic three-residue sequence block) appear to be under strong balancing selection [117]. Among these, the strongest signal of balancing selection is observed for position 56. These results confirm those of Salamon et al. [14] and Valdes et al. [15], which were determined using many fewer populations.
Variants at AA position 56 and the positions 85–87 constitute the primary immunodominant serologic epitopes of the DP molecule. The four DP SCs defined by these epitopes also display evidence of strong balancing selection. This confirms the results of Hollenbach et al.[35] and Voorter et al.[34] which were determined in single populations. This pattern stands in marked contrast to that for DPB1 alleles (Figure 2). As the DP SCs are functionally defined, we conclude that maintaining population-level diversity in these DP SCs is more evolutionarily relevant than maintaining a repertoire of individual DPB1 alleles. For example, many populations in Polynesia and the Americas, which are thought to have experienced extreme historical founder effects, have only between five and 10 DPB1 alleles, but have all four DP SCs (see Supplementary Table S4). Even populations with only four or five DPB1 alleles have three or four of these SCs represented.
In contrast, analyses of selection on three other functionally defined classes of DPB1 alleles (TCE3 and TCE4 T-cell epitope groups [27] and DP supertypes [31]) (Supplementary Table S6) reveal a significant trend toward directional selection for TCE3 groups, and a significant trend toward balancing selection for TCE4 groups and DP supertypes. However, the mean homozygosity values for TCE4 T-cell epitopes and DP supertypes (−0.26 and −0.50, respectively) are intermediate relative to other possible locus-categories (Figures 2 and 4 and Supplementary Figure S2), with much lower Fnd values for many AA pairs and trios. In terms balancing selection, the DP SCs appear to be fundamentally distinct from other functionally defined allele classes.
Table 8 summarizes the evidence for selection across all populations, and subsets of these populations in seven global regions, for individual alleles, DP SCs, TCE3 TCEs, TCE4 TCEs, and DP STs. Evidence for selection operating on DP SCs is strong across all populations when considered as a group, very strong in populations in Northeast Asia and Europe, strong in Southeast Asian populations and moderate in Sub-Saharan African populations. Evidence for selection operating on DP STs is strong in Southeast Asian populations as well. Evidence of selection on individual DPB1 alleles and TCEs is consistently weak across all populations in all regions.
Table 8.
Summary of Evidence for Selection Based on EW tests and Fnd Values
| Region (# pops) | DPB1 Alleles | DP Serologic Categories | TCE3 T-Cell Epitopes | TCE4 T-Cell Epitopes | DPB1 Supertypes |
|---|---|---|---|---|---|
| All | Weak | Strong | Weak | Weak | Weak |
| Fnds mostly positive | Fnds mostly negative | Fnds mostly positive | Fnds slightly negative | Fnds somewhat negative | |
| (136) | 2% pops significant | 54% pops significant | 2% pops significant | 2% pops significant | 13% pops significant |
| SSA | Weak | Moderate | Weak | Weak | Weak |
| Fnds mostly positive | Fnds mostly negative | Fnds mostly positive | Fnds slightly negative | Fnds somewhat negative | |
| (13) | 8% pops significant | 38% pops significant | 0% pops significant | 0% pops significant | 8% pops significant |
| EUR | Weak | Very Strong | Weak | Weak | Weak |
| Fnds mostly positive | Fnds quite negative | Fnds mostly positive | Fnds somewhat negative | Fnds somewhat negative | |
| (39) | 0% pops significant | 90% pops significant | 0% pops significant | 0% pops significant | 0% pops significant |
| SEA | Weak | Strong | Weak | Weak | Strong |
| Fnds mostly positive | Fnds quite negative | Fnds mostly positive | Fnds somewhat negative | Fnds mostly negative | |
| (16) | 6% pops significant | 63% pops significant | 0% pops significant | 0% pops significant | 56% pops significant |
| OCE | Weak | Slight | Weak | Weak | Weak |
| Fnds mostly positive | Fnds somewhat negative | Fnds mostly positive | Fnds mostly positive | Fnds somewhat negative | |
| (21) | 0% pops significant | 29% pops significant | 0% pops significant | 0% pops significant | 10% pops significant |
| NEA | Weak | Very Strong | Weak | Weak | Slight |
| Fnds somewhat negative | Fnds quite negative | Fnds mostly positive | Fnds somewhat negative | Fnds somewhat negative | |
| (8) | 0% pops significant | 100% pops significant | 0% pops significant | 0% pops significant | 25% pops significant |
| NAM | Weak | Weak | Weak | Weak | Weak |
| Fnds mostly positive | Fnds somewhat negative | Fnds mostly positive | Fnds mostly positive | Fnds mostly positive | |
| (9) | 0% pops significant | 11% pops significant | 0% pops significant | 0% pops significant | 0% pops significant |
| SAM | Weak | Weak | Weak | Weak | Weak |
| Fnds somewhat negative | Fnds somewhat negative | Fnds somewhat negative | Fnds somewhat negative | Fnds somewhat negative | |
| (19) | 5% pops significant | 5% pops significant | 11% pops significant | 11% pops significant | 5% pops significant |
The evidence of balancing selection for each investigated category of variation (individual alleles, SCs, TCE3s, TCE4s, and STs) is summarized for all populations, as well as for subsets of populations in each of seven world regions, based on the proportion of positive or negative Fnd values and the percentage of populations displaying significant Fnd values, indicating deviation from the expectation of neutrality. Regions with fewer than six populations were not included. Evidence of selection is categorized as weak, slight, moderate, strong, and very strong based on the percentage of populations displaying significant Fnd values. Cases where evidence of balancing selection is greater than “weak” (negative Fnd and >24% populations displaying significance) are indicated with grey shading ranging from light to dark.
4.1. Balancing Selection at DPB1 is Not Limited to Peptide-Binding Positions
Residues at positions 56 and 86–87, which define the DP SCs, point away from the peptide binding groove, and position 56 is outside of the TCR footprint (see Figure 5 of the companion paper [117]). However, positions 85–87 contribute to the contact area for the DP α and β chains. It remains unclear why the primary immunodominant DP serologic epitopes should be under such strong balancing selection, when peptide and TCR interactions are minimal. For example, given the very high LD between positions 55 & 56 and positions 84 & 85–87 (Figure 3), it might be the case that selection is primarily operating on positions 55 and 84, and that the variants at position 56 and in the 85–87 block are hitchhiking with their peptide-binding neighbors.
Three observations argue against the notion of pure hitchhiking for positions 36, 56, and 85–87. First, as illustrated in Figure 6, Fnd values for AA pairs involving these positions are distinctly lower than for AA pairs that do not involve any of these three positions. This distinction is highly significant when comparing AA pairs involving one or more of positions 36, 56, or 85–87 to pairs that do not involve any of these positions (p-value < 0.00001). This suggests that the low homozygosity at positions 56 and 85–87 is due to more than proximity to positions 55 and 84.
Figure 6.

Distribution of mean Fnd values by count of polymorphic DPB1 AA pairs containing positions 36, 56, and 85+
A second argument against pure hitchhiking for positions 36, 56, and 85–87 is that previously identified connections between DPα position 31 and DPβ positions 85–87 in determining DPA1~DPB1 haplotype associations (Hollenbach et al. [35]) appear to be more complex when considered in multiple non-European populations. We observed the E85-A86-V87 residue block in LD with DPA1*02:01 (encoding Q31), *02:02 (Q31) and *04:01 (M31), and the G85-P86-M87 residue block in LD with *01:03 (M31) and *03:01 (M31) in multiple populations around the world (Table 7). Variation at position 50 may alter the contact region between the DPα and DPβ chains, and we suggest that DPα position 50 is also important for DP dimer formation. Table 7 shows that position R50 vs. Q50 aligns with these LD blocks. Like DPα position 31, position 50 is also in close proximity to DPβ E85-A86-V87, while position 83 is in the α2 domain (see Figure 5 of the companion paper [117]). While position 50 is outside of the peptide binding groove, Lauterbach et al. recently applied structural modeling to conclude that DPα positions 31 and 50 variation may influence peptide binding and TCR recognition[113]. Additional detail about this is included in the supplementary material.
The third argument against pure hitchhiking for positions 36, 56, and 85–87 is that position 36 displays no hitchhiking influence on its neighbors. For example, as shown in Table 3, position 35 is polymorphic but displays frequencies that are consistent with neutral evolution. As illustrated in Figure 3, LD between positions 35 and 36 is intermediate, although this is primarily due to low LD between these positions in alleles in the DP4 SC (Supplementary Figure S1D). The strong balancing selection observed for position 36 also extends to AA pairs, and balancing selection on the 36:85+ pair is equivalent to that for DP SCs. However, polymorphism at position 36 appears to be constrained depending on the sequence at position 56, with V36 residues favored in molecules that have E56 residues (Supplementary Table S7). This constraint suggests a specific functional role for V36:E56 molecules, and may explain why alleles in the DP2 SC are observed in every population. This constraint also explains why the strong balancing selection observed for positions 36, 56, and 85–87 does not extend to the 36:56:85+ trio, as investigated in the companion paper [117]; trios involving A36:E56 are relatively rare, with a mean frequency of only 0.05.
Despite these observations, and the finding that position 56 variation influences the structure of the DPβ α-helical domain [25], the reason for the strong balancing selection at position 56 remains unclear. The position 85–87 block plays a key role in DP function, and it seems likely that position 56 does as well.
4.2. The DP Serologic Categories Appear to be Under the Strongest Balancing Selection in Europe
As shown in Table 8, we observed consistent differences between the strength of balancing selection in European and non-European populations. The difference in normalized homozygosity measures between DPB1 alleles and DP SCs is most pronounced in European populations, as is the difference between observed DP SCs and those assigned by the permuted assignment of alleles to equivalently sized categories (Figure 1). The significant negative correlation between the frequencies of the DP1 and DP2 SCs in Europe, Southeast Asia, and Oceania is also most pronounced in Europe. It is not clear why European populations should be distinguished in this manner. One explanation might be a potential ascertainment bias in the genotyping of DPB1 alleles, given that many common alleles were first identified in European populations. Such a bias could result in a false conclusion of balancing selection when it results in the failure to detect low-frequency alleles. However, DP SCs are not the specific targets of any DPB1 genotyping system; given that they reflect the sequence of two routinely genotyped DPβ AA positions, the basis for such a potential bias is not clear. Alternatively, natural selection favoring DP SC diversity may genuinely be highest in Europe. Resolution of this issue may have to wait until a better understanding of the functional role of this intriguing category of DPB1 polymorphism is available.
5. Conclusions
We have performed a comprehensive analysis of selection on the functional categories of DPB1 polymorphism, defined both by functional subsets of DPB1 alleles (T-Cell Epitopes) and by key DPB1 AA positions (Supertypes and Serologic Categories), as well as other possible combinations of DPB1 AA positions. We conclude that, as has been identified for other HLA loci, the DPB1 locus is also evolving under balancing selection, but that this selection operates primarily at the level of DP Serologic Categories, suggesting a mode of evolution at the DPB1 locus that is distinct from that of other HLA genes.
We have shown that the strength of the balancing selection for DPβ AA positions 36, 56, and 85–87 does not extend beyond the level of AA pairs, and that patterns of LD are distinct within each DP SC, reflecting functional constraints on the overall sequence of DPβ molecules. Natural selection at the HLA-DPB1 locus favors the presence of key variants at a very small number of AA positions. So long as these key variants are present in a population, a variety of combinations of variants at other AA positions are permitted; genetic drift allows population differentiation of frequent DPB1 alleles, even while balancing selection acts to maintain the diversity of DP SCs. As a result, the DPB1 locus displays the highest degree of population-level differentiation among HLA loci [21].
Selection for diversity at individual AA positions appears to be counterbalanced by functional constraints on the sequence of the DPβ molecule. The selection enforcing these specific constraints may be relatively recent in the history of the human species. This explains why balancing selection cannot be inferred from population analyzes of DPB1 allele frequencies, whereas it can be inferred from analyses of DPB1 nucleotide sequences. The extension of these analyses to other HLA loci will determine the extent to which this phenomenon is specific to the DPB1 locus.
Supplementary Material
Acknowledgements
This work was supported by National Institutes of Health (NIH) grants R01AI029042 (SJM, HAE) and R01AI128775 (SJM) awarded by the National Institute of Allergy and Infectious Diseases (NIAID), NIH Contract HHSN272201200028C (RMS and GT) and a REACH Grant from the University of Vermont (RMS). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institute of Allergy and Infectious Diseases, NIH or the United States Government. We thank Dr. Jill A. Hollenbach for data access and helpful discussions. No artificial intelligence systems were used in the writing of this paper or for the work described.
Abbreviations:
- AA
Amino Acid
- af
allele frequency
- ALD
asymmetric linkage disequilibrium
- EW
Ewens-Watterson
- LD
Linkage Disequilibrium
- RT
Randomization Test
- SC
Serologic Category
- ST
Supertype
- TCE
T-Cell Epitope
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