Abstract
Functional magnetic resonance imaging (fMRI) enables indirect detection of brain activity changes via the blood-oxygen-level-dependent (BOLD) signal. Conventional analysis methods mainly rely on the real-valued magnitude of these signals. In contrast, research suggests that analyzing both real and imaginary components of the complex-valued fMRI (cv-fMRI) signal provides a more holistic approach that can increase power to detect neuronal activation. We propose a fully Bayesian model for brain activity mapping with cv-fMRI data. Our model accommodates temporal and spatial dynamics. Additionally, we propose a computationally efficient sampling algorithm, which enhances processing speed through image partitioning. Our approach is shown to be computationally efficient via image partitioning and parallel computation while being competitive with state-of-the-art methods. We support these claims with both simulated numerical studies and an application to real cv-fMRI data obtained from a finger-tapping experiment.
Keywords: Gibbs sampling, parallel computation, spike and slab prior, variable selection
2020 Mathematics Subject Classification: 62F15
1. Introduction
Functional magnetic resonance imaging (fMRI) is a non-invasive brain imaging technique that records signals generated by changes in blood oxygenation levels associated with neuronal activity. This so-called blood-oxygenation-level-dependent (BOLD) signal thus facilitates indirect monitoring of brain activity over time [3]. During task-based fMRI experiments, subjects experience intermittent stimuli, such as viewing images or finger tapping. As the brain responds to a particular stimulus, neuronal activity in certain regions intensifies, leading to increased oxygen consumption. This metabolic change subsequently increases the BOLD response in that region. These BOLD fluctuations impact local magnetic susceptibility, thereby affecting the resulting fMRI signal [18]. Empirical studies have demonstrated that the expected BOLD response in an activated brain region, in reaction to binary ‘boxcar’ stimuli (repeated identical on-off periods), can be accurately modeled by convolving the boxcar 0-1 stimulus variable with a gamma or double-gamma hemodynamic response function (HRF) [6,19].
Signals generated by magnetic resonance imaging machines are complex-valued with both real and imaginary components due to forward and inverse Fourier transformations that occur in the presence of phase imperfections [7]. However, most fMRI studies for brain activity mapping only analyze the magnitudes of the MR signals, as the phase components are typically discarded as part of preprocessing. To identify active voxels in response to a stimulus, a linear model is commonly used [12,18]. Specifically, any voxel (volumetric pixel) whose BOLD signal magnitude significantly changes over time in response to the stimulus will be considered an active voxel. The magnitude-only approach carries several limitations. For one, the magnitude-only models typically operate on the assumption of normally distributed errors. However, even when the original real and imaginary components of the data possess such Gaussian errors, the magnitude follows a Ricean distribution that is approximately normal only for large signal-to-noise ratios (SNRs) [14,28]. Large SNRs are not always present, making the Gaussian assumption less tenable, thereby losing power. Moreover, by discarding phase information, we ignore half of the available data that may contain information about the underlying neurophysiological processes. On the other hand, using complex-valued fMRI (cv-fMRI) data for analysis has shown promising results. By fully incorporating both real and imaginary components, cv-fMRI studies allow for more comprehensive and accurate models with greater power to detect task-related neuronal activity. Such models often handle SNR more appropriately and make full use of the data at hand, thereby yielding potentially more informative insights into brain activity [1,17,29–31,33–35,41].
To determine task-related brain activation maps from fMRI signals, fully Bayesian approaches stand out due to their ability to flexibly model spatial and temporal correlations. In this paper, we propose a fully Bayesian model for brain activity mapping using single-subject cv-fMRI time series. Specifically, we aim to determine which voxels' fMRI signal magnitudes (assuming constant phase) change significantly in response to a particular task, as well as the amount of the change. An effective Bayesian approach for fMRI data analysis should fully utilize both the real and imaginary parts of the fMRI data, capture spatiotemporal correlations, provide high prediction accuracy, and be computationally efficient. Although previous studies have made progress in some of these areas [4,22,37,40,42], no single model has yet achieved all of these goals. Our proposed approach uses autoregressive models for the temporal correlations and Gaussian Markov random fields [GMRFs; 36] to capture spatial associations in the cv-fMRI data. Moreover, we employ image partitioning and parallel computation to facilitate computationally efficient Markov chain Monte Carlo [MCMC; 13] algorithms.
The remainder of the paper is organized as follows. Section 2 details our proposed model, outlines the priors and posteriors, and explains our strategy for brain partitioning. We demonstrate estimation and inference in Section 3, where we use simulated datasets to test the performance of our model in terms of the determination of brain activity maps. Section 4 shows the results of implementing our proposed approach on cv-fMRI data obtained from real finger-tapping experiment. Lastly, Section 5 summarizes our findings, highlights our contributions, and outlines potential work for future research in this domain.
2. Model
In this section, we present our model for brain activity mapping with cv-fMRI data, including an equivalent real-valued representation. We also describe the brain parcellation strategy for parallel computation. We derive the posterior distribution of the parameters of interest, as well as an MCMC algorithm for accessing it.
2.1. Model formulation
FMRI, both real- and complex-valued, are known to exhibit temporal correlations. This can be captured by autoregressive (AR) error structure. Thus, our complex-valued model is based on that proposed by Lee et al. [17], with some modifications. For the voxel, , the measured signal is modeled as
| (1) |
where all terms are complex-valued except . The term is the vector of signals at voxel v collected at evenly-spaced time points, where T is the total observed time points, and is the vector of the expected BOLD response associated with a particular stimulus, with the associated regression coefficient. We assume that low-frequency trends in have been removed by preprocessing, and that both and are centered. The term is the vector of lag-1 prediction errors for the assumed AR(1) model, with the scalar autoregression coefficient. The AR(1) model has been shown to often be sufficient for capturing temporal dynamics in fMRI data [8]. We suppose that the error term follows the standard complex normal distribution, that is, , where denotes a complex normal distribution of dimension T with mean , complex-valued, Hermitian and non-negative definite covariance matrix , and complex-valued symmetric relation matrix . In the appendix, we provide details similar to those presented by Rowe [31] that demonstrate the equivalence between the model of [17] and the cv-fMRI model proposed by Rowe and Logan [33] with constant phase.
Picinbono [24] and Yu et al. [41] provide an equivalent real-valued representation of model (1) as
where all terms are real-valued. Using the symbols in the underbraces, this is more concisely written as
where
and
Observe that our assumption on the covariance structure here simply means that . We assign the voxel- specific variances and autoregression coefficient Jeffreys prior and uniform prior, respectively. That is, and , for .
2.2. Brain parcellation and spatial priors
In addition to temporal dependence, fMRI signals also exhibit spatial associations. These spatial dependencies can originate from several sources, including the inherent noise of the data [16], unmodeled neuronal activation [5], and preprocessing steps such as spatial normalization [11], image reconstruction [32], and spatial smoothing [20]. Hence voxels, as artificial partitions of the human brain, often exhibit behavior similar to that of their neighbors. These spatial dependencies can be modeled by imposing spatial structure in the prior on or the hyperparameters in such priors.
Brain parcellation [22] propose a brain parcellation technique that seeks to identify active voxels within each parcel/partition, and subsequently combines these results to generate a comprehensive whole-brain activity map. The authors partition their brain images into initial parcels of size approximately 500 voxels each. If a parcel is found to be too large or too small, it is broken down into voxels and these voxels are merged into adjacent parcels while ensuring the merged parcels contain less than 1000 voxels each. Alternatively, the partitioning strategy could be based on anatomical atlases such as Brodmann areas [2,38], or based on equal geometric size in the image rather than equal numbers of contained voxels. Musgrove et al. [22] remark that this method of partitioning induces negligible edge effects, that is, the classification of voxels on the borders of parcels is not strongly affected.
In our study, we partition the two- or three-dimensional fMRI image into G parcels of approximately equal geometric size. We then process each parcel independently using the same model and method, facilitating parallel computation and hence computational efficiency. We find that our parcellation strategy incurs minimal edge effects, echoing the observations of [22]. We discuss the optimal number of parcels and corresponding number of voxels in each parcel in the appendix.
Prior distribution of For parcel g, , containing voxels, a voxel v ( ) is classified as an active voxel under the stimulus if its regression coefficient of slope , where i is the imaginary unit. As this is a variable selection problem, we use a spike-and-slab prior [21,41]:
| (2) |
where denotes the point mass at 0. The binary indicator reflects the status of a voxel. Specifically, indicates that voxel v is responding to the task, while otherwise. We take to be constant across all voxels within each parcel. Yu et al. [41] shows that a real-valued representation of (2) is given by:
The parcel specific variances are assigned a Jeffreys prior, .
Spatial prior on To further reduce computational effort and to capture pertinent spatial structure with a low-dimensional representation, we employ the sparse spatial generalized linear mixed model (sSGLMM) prior, as developed by Hughes and Haran [15] and Musgrove et al. [22], which is in turn an extension of the the prior proposed by Reich et al. [27]. Such priors use GMRFs and reduce the dimension by examining the spectra of the associated Markov graphs. For voxel v ( ) within parcel g ( ), we suppose that
| (3) |
where denotes the CDF of standard normal distribution and is a fixed tuning parameter. The terms , , and are derived from the adjacency matrix of parcel g. The adjacency matrix is such that if voxels u and v are neighbors in the image, and 0 otherwise, where ‘neighbor’ is defined by the user. Typically, voxels that share an edge or a corner are taken to be neighbors. The matrix contains the first q principal eigenvectors of , typically with . The term is a row vector of ‘synthetic spatial predictors’ [15] corresponding to the row of . The matrix is the graph Laplacian. The term is a vector of spatial random effects, and is the spatial smoothing parameter.
The design of the prior distribution for binary indicator aims to capture both spatial dependencies and the sparsity of active voxels. This reflects the hypothesis that a voxel is more likely to be active/inactive if their neighboring voxels are also active/inactive [12,37]. Furthermore, in the context of simple tasks, only a small percentage of voxels across the entire brain are expected to be active [9,26]. Thus the sSGLMM prior is well-suited to the work and compatible with the parcellation approach. Hughes and Haran [15] remark that is capable of capturing smooth patterns of spatial variation at various scales.
The parameters ψ, q, , and are fixed a priori and determined based on several factors. In our simulation studies, we examine various values of ψ to identify the one providing the highest prediction accuracy. For real human datasets, the initial value of ψ is set to for all voxels, following the suggestion of [22]. This value can be further adjusted based on the proportion of active voxels detected in previous experiments. We set q = 5 (when is approximately 200) per [15], indicating that such a reduction is often feasible. We find there is no detectable difference using larger q. The shape and scale parameters of the gamma distribution, and respectively, are selected to yield a large mean for ( =1000). This choice serves to reduce the chances of creating misleading spatial structures in the posterior distribution, mitigating the risk of identifying spurious brain activity patterns that could be attributed to noise or other confounding factors.
2.3. MCMC algorithm and posterior distributions
We use Gibbs sampling to obtain the joint and marginal posterior distributions of parameters of interest. The necessary full conditional distributions and derivations are outlined in the appendix. The fixed-width approach proposed by Flegal et al. [10] is used to diagnose convergence. Specifically, we consider the algorithm to have converged if the Monte Carlo standard error (MCSE) of any is less than 0.05. In our numerical studies that follow, we run iterations. We take the means of the sampled parameters (after discarding burn-in iterations) as the point estimates. Active voxels are determined by [37], and and are used to construct the estimated magnitude maps, computed as .
3. Simulation studies
In this section, we simulate two types of two-dimensional complex-valued time series of fMRI signals: data with iid noise and data with noise following AR(1) temporal dependence. We evaluate three models based on their performance in both classification and estimation fidelity. The models under consideration include:
The model of [22], which uses a sSGLMM prior for magnitude-only data and incorporates brain parcellation (denoted as MO-sSGLMM).
The model of [41] for cv-fMRI, which does not incorporate a spatial prior or brain parcellation (denoted as CV-nonSpatial). In this model, the prior for in model (3) is taken to be .
Our proposed model, which uses an sSGLMM prior for complex-valued data and incorporates brain parcellation (denoted as CV-sSGLMM).
All three models are fully Bayesian, suitable for autoregressive noise, and leverage Gibbs sampling to approximate their respective posterior distributions. Both MO-sSGLMM and CV-sSGLMM use the best combination of parcel number G and tuning parameter ψ in terms of the prediction accuracy (G = 9 and for both), and determine the active voxels by thresholding at . The impacts of the tuning parameter ψ and the number of parcels G are provided in the appendix. The CV-nonSpatial model uses a threshold of 0.5, as suggested by Yu et al. [41].
All of the results are generated by running the code on a custom-built desktop computer with an Intel Core i9-9980XE CPU (3.00GHz, 3001 Mhz, 18 cores, 36 logical processors), NVIDIA GeForce RTX 2080 Ti GPU, 64 GB RAM, and operating on Windows 10 Pro.
3.1. Designed stimulus, expected BOLD response, and true activation/magnitude map
We use the same pattern of stimulus as simulated by Yu et al. [41]. The designed stimulus is a binary signal consisting of five epochs, each with a duration of 40 time points, resulting in a total of T = 200 time points. Within each epoch, the stimulus is turned on and off for an equal duration of 20 time points. The expected BOLD response, denoted as , is generated by convolving the stimulus signal with a double-gamma HRF. Both the designed stimulus and expected BOLD response, depicted in Figure 1(a,b), are shared for all simulated datasets.
Figure 1.
(a) Designed stimulus; (b) Expected BOLD response; (c) True activation map; (d) True magnitude map.
To simulate 100 replicates on a panel, we use the specifyregion function in the neuRosim library [39] in R [25]. Each map features three non-overlapping active regions with varying characteristics such as centers, shapes, radii, and decay rates as shown in Table 1. The central voxel of an active region has a magnitude of one, while the magnitudes of the surrounding active voxels decrease based on their distance to the center and the decay rate ϱ. These magnitudes are further scaled by a multiplier of 0.04909 (which determines to the contrast-to-noise ratio via Equation (4)), yielding a range of 0 to 0.04909. Examples of the true activation map and true magnitude map are shown in Figure 1(c,d).
Table 1.
Characteristics of true maps.
| Map size | Number of active regions | Radius | Shape | Decay rate |
|---|---|---|---|---|
| 50×50 | 3 | 2 to 6 | sphere or cube | 0 to 0.3 |
3.2. Simulating fMRI signals with non-AR noise and AR(1) noise
We simulate 100 datasets with iid noise using the expected BOLD response and each true magnitude map for CV-nonSpatial and CV-sSGLMM. We then extract the moduli to use with MO-sSGLMM. The cv-fMRI signal of voxel v at time t is simulated by:
| (4) |
where represents the expected BOLD response from Figure 1(b) at time t, and refers to the true magnitude of voxel v taken from Figure 1(d). The phase, θ, is set to be the constant , and σ is set to the constant 0.04909. As a result, the maximum contrast-to-noise ratio (CNR) is . We determine the intercept based on the signal-to-noise ratio (SNR) such that , leading to .
Next, we generate 100 datasets with AR(1) noise in a similar manner as Equation (4). The difference lies in the simulation of error terms, which is done so that
This is a real-valued equivalent of the complex AR(1) error model,
| (5) |
3.3. Results
Results from our simulations are displayed in Figure 2, which depicts the estimated maps for a single dataset. The yellow grid lines correspond to the partitions in cases of brain parcellation. The performance across the three models reveals a consistent trend. All models perform well for the iid case, while MO-sSGLMM fails to detect any activity in the presence of the AR(1) noise. This is because the complex-valued AR structure in Equation (5) cannot be recovered after extracting the moduli of the data. Further quantitative results, such as the receiver operating characteristic area under curve (ROC-AUC), true vs estimated magnitude regression slope, the concordance correlation coefficient (CCC), and true vs estimate pairwise mean square error (X-Y pairwise MSE), are illustrated in Figure 3. These offer a comprehensive performance evaluation in terms of classification and estimation. Figure 3 shows similar comparative performance as can be gleaned from Figure 2. All procedures do well in the presence of iid noise, whereas both complex-valued models considerably outperform the magnitude-only model when the errors are correlated. In each case, we can observe slightly better MSE, CCC, and estimation fidelity (Figure 3(b,c,d,f,g,h)), but these are small when compared to the outperformance of the complex-valued models versus magnitude only.
Figure 2.
(a–c) are estimated activation maps for a non-AR dataset as produced by the MO-sSGLMM, CV-nonSpatial, and CV-sSGLMM models, respectively. (d–f) are estimated activation maps for an AR(1) dataset, as derived from the same models. (g–l) are the corresponding estimated magnitude maps.
Figure 3.
(a–d) are the ROC curves and plots comparing true versus estimated magnitudes for a non-AR dataset. (e–h) are analogous plots for an AR(1) dataset.
Table 2 summarizes the average metrics across 100 iid noise and 100 AR(1) noise replicated datasets. In the iid case, the F1-score, slope, CCC, and X-Y MSE clearly favor MO-sSGLMM, followed by our CV-sSGLMM, and CV-nonSpatial ranks last. This demonstrates the proficiency of MO-sSGLMM on datasets where the necessity to capture complex-valued noise dependence is not crucial. The ROC-AUC score of MO-sSGLMM is comparable to that of CV-nonSpatial, and slightly surpasses that of our proposed CV-sSGLMM.
Table 2.
Summary of average metrics across 100 non-AR and 100 AR(1) datasets produced by the MO-sSGLMM, CV-nonSpatial, and CV-sSGLMM models.
| AR type | Mode | Accuracy | Precision | Recall | F1 Score | AUC | Slope | CCC | X-Y MSE | Time (s) |
|---|---|---|---|---|---|---|---|---|---|---|
| non-AR | MO-sSGLMM | 0.9693 | 0.9440 | 0.8160 | 0.8741 | 0.9774 | 0.8586 | 0.9008 | 2.06e−5 | 2.4 |
| CV-nonSpatial | 0.9540 | 0.9632 | 0.6687 | 0.7853 | 0.9751 | 0.6771 | 0.8222 | 3.04e−5 | 41.9 | |
| CV-sSGLMM | 0.9622 | 0.9277 | 0.7742 | 0.8424 | 0.9625 | 0.8186 | 0.8627 | 2.54e−5 | 5.51 | |
| AR(1) | CV-nonSpatial | 0.9765 | 0.9733 | 0.8407 | 0.9012 | 0.9927 | 0.8040 | 0.9096 | 1.69e−5 | 42.2 |
| CV-sSGLMM | 0.9797 | 0.9381 | 0.9039 | 0.9201 | 0.9879 | 0.8816 | 0.9145 | 1.60e−5 | 5.39 |
In the analysis of AR(1) datasets, our proposed CV-sSGLMM shows a clear advantage over the two competitors. Due to MO-sSGLMM's limitations already shown, we focus our comparison here between CV-nonSpatial and CV-sSGLMM. The CV-sSGLMM outperforms CV-nonSpatial across multiple metrics, such as F1-score, slope, CCC, and X-Y MSE. The superior performance of the CV-sSGLMM in terms of both classification and estimation can be attributed to the inclusion of the sSGLMM prior. In addition to our results, the value of using spatial priors to enhance the model's performance on correlated datasets has been demonstrated by Yu et al. [42]. Perhaps the most notable and favorable performance of our proposed model is in the computational efficiency due to the brain parcellation and parallel computation, 5.39 s with CV-sSGLMM versus 42.2 s for the CV-nonSpatial. In other words, we obtain results as good or better than current state-of-the-art, but are able to do so 87% faster.
4. Analysis of human CV-fMRI data
In this study, we consider the fMRI dataset that is analyzed by Yu et al. [41], which is acquired during a unilateral finger-tapping experiment on a 3.0-T General Electric Signa LX MRI scanner. The experimental paradigm involves 16 epochs of alternating 15s on and 15s off periods, leading to T = 490 time points, including a warm-up period. The data are sourced from seven slices, each of size . For the MO-sSGLMM and CV-sSGLMM models, we set the parcel number to G = 25 and again use a threshold of 0.8722 on the inclusion probabilities. The tuning parameter ψ is set to and , respectively. For CV-nonSpatial, the threshold is set to 0.5 as before. The consequent activation and magnitude maps generated from these analyses are depicted in Figures 4 and 5. The computation times of MO-sSGLMM, CV-nonSpatial, and CV-sSGLMM are 10.96, 305.13, and 26.45 seconds, respectively. Considering the parallel computation is gated by a 16-core CPU, the advantage becomes even more pronounced when handling larger datasets. Our CV-sSGLMM consistently demonstrates superior prediction power, particularly evident in the weakly active areas observed in slices 1 and 7. The active regions identified through our CV-sSGLMM method align with those reported in [41], reinforcing the validity of our results and the efficacy of our proposed approach. More importantly, the active regions correspond to areas of the brain that are known to typically be engaged in finger-tapping tasks, affirming the biological relevance of our findings.
Figure 4.
Estimated activation maps for a real human brain dataset as produced by the MO-sSGLMM, CV-nonSpatial, and CV-sSGLMM models.
Figure 5.
Estimated magnitude maps for a real human brain dataset as produced by the MO-sSGLMM, CV-nonSpatial, and CV-sSGLMM models.
5. Conclusion
In this study, we propose an innovative fully Bayesian approach to brain activity mapping using complex-valued fMRI data. The proposed model, which incorporates both the real and imaginary components of the fMRI data, provides a holistic perspective on brain activity mapping, overcoming the limitations of the conventional magnitude-only analysis methods. This model showcases the potential to detect task-related activation with higher accuracy. The adoption of an autoregressive error structure, together with spatial priors, allows us to capture both temporal and spatial correlations in brain activity. Moreover, the employment of brain parcellation and parallel computation significantly enhances the model's computational efficiency. Analyses of both simulated and real fMRI data underscores the benefits of our approach, particularly when temporally-correlated, complex-valued noise is present.
There are still areas for exploration. For instance, while we achieve significant results by assuming the phases are constant, we believe that future Bayesian studies based on the dynamic phase model of [29] should be proposed to account for potential phase variations during brain activity [23]. Additionally, our current proposal assumes circular data, that is, for in model (1), implying that and are independent. It would be prudent to develop a more generalized non-circular model where to account for the possibility of non-circular data.
Supplementary Material
Funding Statement
This research is supported by the National Institute of General Medical Sciences of the National Institutes of Health under award number P20GM139769 (X. Li), and National Science Foundation awards DMS-2210658 (X. Li) and DMS-2210686 (D. A. Brown). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health or the National Science Foundation.
Disclosure statement
No potential conflict of interest was reported by the author(s).
Supplemental Data
Supplemental data for this article can be accessed online at http://dx.doi.org/10.1080/02664763.2024.2422392.
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