Abstract
Deprotonation of 3-methylpyrazolium and 3-methylindazolium salts yielded N-heterocyclic olefins (NHOs) in excellent yields, which reacted with isocyanates, halogens, and carbon disulfide. Calculated proton affinities are 261 kcal/mol (indazole NHOs) and 272 kcal/mol (pyrazole NHOs). The calculated pK a values are between 14.8 and 25.2, and bond lengths of the exocyclic double bond are slightly shorter than those of imidazole NHOs. As expected, the highest occupied molecular orbitals show significant atomic orbital coefficients at the exocyclic carbon atom.
In recent decades, the chemistry of N-heterocyclic carbenes (NHCs) has developed impressively, and there has been a particular focus on their ligand properties for catalysis. Today, a wide range of different structural types with customized properties are available. N-Heterocyclic olefins (NHOs) are formally the methylene adducts of NHCs (Scheme ). The investigation of their properties and potential applications is currently the focus of interest.
1. Mesomeric Structures of the NHOs of Imidazole.
The formal CH2 adducts of the normal NHC (nNHC) imidazol-2-ylidene have an ene-1,1-diamine structural increment that can be described by a zwitterionic mesomeric structure, in which the exocyclic carbon atom carries a negative charge. The formal adduct of methylene with the abnormal NHC (aNHC) imidazol-4-ylidene, imidazolium-4-methide, is a mesoionic compound and, therefore, a member of a subclass of mesomeric betaines. In the course of the development of NHOs, these hetarenium methides are now often referred to as mesoionic N-heterocyclic olefins (mNHOs). The history of NHOs can be traced back several decades. The reaction of ene-1,1-diamine with Zeise’s dimer to form a platinum complex was described in 1979. The first reports of imidazole-based NHOs date from the 1990s. NHOs of other ring systems were described (benzimidazoles, 1,2,3-triazoles, sydnones, pyridines, , imidazol[1,5-a]pyridines), and subsequently, adducts with Au(I), Rh(I), W, Ir, Pd, Pb, and others followed. Nucleophilicities, Lewis basicities, buried volumes, proton affinities, Brønsted basicities in DMSO, , and their donor strength were examined. Catalytic reactions of NHOs described include sequestration of CO2, hydroborylation, hydrosilylation, transesterifications, and polymerization of poly(propylene oxide), MMA, and DMMA. Although the chemistry of NHCs of pyrazole and indazole has been investigated, NHOs based on these ring systems are unknown. They are, therefore, the subject of this work.
In this study, indazolium and pyrazolium salts were used as NHO precursors. The indazolium salt 1a was prepared in good yields by two consecutive methylations with iodomethane and Meerwein’s reagent, respectively (Scheme ). The corresponding 1-phenylindazole derivatives 1b and 1c were easily obtained by copper-catalyzed N-phenylations , and subsequent methylations, with reaction with iodomethane instead of Meerwein’s reagent yielding better yields in the case of compound 1c, when nitrobenzene was added as a catalyst and higher temperatures (80 °C) were applied. The 4-methoxyindazole derivative 1d was synthesized from 2-chloro-6-methoxyacetophenone with methylhydrazine under copper catalysis with subsequent methylation by iodomethane according to modified literature procedures. All of the indazolium salts were obtained as colorless solids. The deprotonation of the precursor salts 1a–1d in THF using strong bases yielded the desired NHOs 2a–2d in very good yields as yellow–orange to yellow–brownish oils, with potassium hydride proving to be the ideal base for NHO synthesis in all cases, except for the deprotonation of compound 1b (Scheme ). The byproducts KI or KBF4 could be easily filtered off. Compound 2b could only be formed without decomposition when LiHMDS was used; however, the byproducts such as suspected LiBF4 and hexamethyldisilane could not be completely separated, despite many attempts. The yield therefore refers to the crude product containing LiBF4.
3. Synthetic Routes of Precursor Pyrazolium Salts.
2. Synthetic Routes of Precursor Indazolium Salts.
The yellow-colored pyrazolium salt 3a was prepared starting from 3-methylpentane-2,4-dione and methylhydrazine under montmorillonite catalysis, followed by methylation using iodomethane in the presence of catalytic amounts of nitrobenzene (Scheme ). The reaction of 2-methyl-1-phenylbutane-1,3-dione with phenylhydrazine under copper catalysis gave a pyrazole, which was subsequently methylated to give compound 3b as an orange solid. Deprotonation with KH, respectively, gave pyrazole NHOs 4a and 4b. All indazole and pyrazole NHOs described here are yellow to orange oils or solids. With the exception of compound 4a, which decomposed immediately during the drying process, the NHOs are stable in the absence of moisture and can be stored under an inert atmosphere at −20 °C for several days without significant changes in the NMR spectra. Whereas the indazole NHOs 2a–2d are not soluble in nonpolar solvents, the pyrazole NHOs are highly soluble and could be easily extracted with pentane or toluene from the crude reaction mixture.
The polarization of the olefinic double bond is evident from the chemical shifts in the NMR spectra. The exocyclic carbons of the pyrazole and indazole NHOs appear between 64.1 and 76.2 ppm, and the corresponding 1H NMR spectra shift between 3.2 and 4.0 ppm. Table shows the comparison of chemical shifts between compounds 5, 6, 7, and 8 (Figure ) and the herein described pyrazole and indazole NHOs.
1. Relevant Chemical Shifts of the Double Bonds of NHOs.
| NHO | solvent | 1H δ | 13C δ (Cendo) | 13C δ (Cexo) |
|---|---|---|---|---|
| 5 | C6D6 | 2.77 | 153.6 | 40.2 |
| 6 | C6D6 | 3.12 | 152.7 | 47.0 |
| 7 | C6D6 | 3.34, 3.60 | 70.4 | |
| 8 | tol-d 8 | 2.69, 3.47 | 49.7 | |
| 2a | DMSO-d 6 | 3.78, 4.23 | 151.5 | 71.8 |
| 2b | DMSO-d 6 | 3.99, 4.42 | 150.9 | 73.2 |
| 2c | DMSO-d 6 | 3.92, 4.36 | 157.7 | 72.5 |
| 2d | DMSO-d 6 | 3.86, 4.51 | 155.6 | 76.2 |
| 4a | THF-d 8 | 3.19 | 158.8 | 64.1 |
| 4b | DMSO-d 6 | 3.49, 3.51 | 157.5 | 67.0 |
| C6D6 | 3.94, 3.85 | 158.6 | 67.5 | |
| THF-d 8 | 3.52, 3.48 | 158.8 | 66.7 | |
| tol-d 8 | 3.85, 3.76 | 158.5 | 67.5 | |
| 11a | DMSO-d 6 | 147.8 | 73.5 | |
| 11b | DMSO-d 6 | 147.1 | 73.4 | |
| 11c | DMSO-d 6 | 148.0 | 73.5 | |
| 11d | DMSO-d 6 | 148.1 | 73.5 | |
| 11e | DMSO-d 6 | 151.1 | 72.5 |
1.
Reference NHOs from the literature.
The endo carbons of all listed NHOs are detectable in the 13C NMR spectra between 150.9 and 158.8 ppm. When the chemical shifts of the terminal olefinic carbons are taken as a reference, a rough comparison of the degree of polarization between the different ring systems can be made, yielding the following ranking: imidazole > benzimidazole > triazole > pyrazole > pyridine > indazole. A significant solvent dependence of the 1H NMR resonance frequencies was demonstrated using NHO 4b as an example. Replacing the solvent DMSO-d 6 with toluene-d 8, for example, resulted in a shift of the 1H NMR resonance frequencies by up to Δδ = 0.45 ppm. It is also evident that, in both the pyrazole/indazole and imidazole/benzimidazole systems, phenyl substituents and fused benzene rings lead to a deshielding of the exocyclic CH2 protons, while the carbon atoms are minimally shielded. The indazole NHOs react with elemental iodine or bromine analogous to imidazole NHOs to give the corresponding iodo- and bromomethyl indazoles and pyrazoles, respectively (Scheme and Table ). Thus, methylated indazole NHO 2a reacts with elemental iodine and bromine to give adducts 9a and 9b as pure and stable yellow solids. However, the decomposable phenyl derivative 9b could not be separated from the reaction mixture as it already decomposed during filtration and formed a dark oil. The pyrazole NHOs 4a and 4b show different reactivities compared to the indazole NHOs. Only the bromination product 4b was obtained, which yielded compound 9c as a yellow solid. Carbon disulfide reacted with compounds 2a, 4a, and 4b in THF to give red–orange adducts 10a–10c that spontaneously precipitated from the reaction solution in sufficient yields. The phenyl derivative does not react under the same conditions.
4. Reaction of NHOs with Electrophiles.
2. Substitution Patterns and Yields of the Adducts.
| reaction | R1 | R2 | R3 | R4 | X | yield (%) |
|---|---|---|---|---|---|---|
| 2a → 9a | Me | –CHCH–CHCH– | I | 40 | ||
| 2b → 9b | Me | –CHCH–CHCH– | Br | 70 | ||
| 4b → 9c | Ph | Ph | Me | Br | 92 | |
| 2a → 10a | Me | –CHCH–CHCH– | 77 | |||
| 4a → 10b | Me | Me | Me | 50 | ||
| 4b → 10c | Ph | Ph | Me | 50 | ||
| 2a → 11a | Me | –CHCH–CHCH– | Ph | 41 | ||
| 2a → 11b | Me | –CHCH–CHCH– | 4-Cl-C6H4 | 46 | ||
| 2a → 11c | Me | –CHCH–CHCH– | 2-MeO-C6H4 | 82 | ||
| 2a → 11d | Me | –CHCH–CHCH– | 4-Me-C6H4 | 75 | ||
| 4a → 11e | Ph | Ph | Me | 4-Cl-C6H4 | 48 | |
The reaction of the indazole NHOs with various aryl isocyanates in THF gave the products 11a–11d as yellow to orange precipitates in pentane. However, the adduct of compound 2b with phenyl isocyanate could not be purified due to rapid decomposition. No product was obtained when alkyl isocyanates were employed. Pyrazol NHOs reacted with aryl isocyanates and yielded yellow adducts with poor stability. The only characterizable product proved to be compound 11e, although the exocyclic double bond is part of the β-enaminocarbonyl chromophore, which is known to be a stabilizing push–pull group. All of these products with isocyanates decompose at their melting point, indicating less stabilities than comparable adducts of other ring systems. The 13C NMR signals of the double bonds, summarized in Table , appear at around 73 and 148 ppm, indicating highly polarized bonds. However, the adducts 11a–11e apparently have a lower degree of polarization than the pyrazole, indazole, and imidazoline NHOs, whose 13C NMR resonance frequencies appear between 71 and 166 ppm. Table shows the calculated [6-311++G(2df,2p)/M06-2X//6-31G(d)/PBE0-D3] proton affinities of the pyrazole and indazole NHOs, which range from 260.7 kcal/mol (2a) to 273.4 kcal/mol (4b). For the sake of comparability, the values of imidazole NHO 5 and benzimidazole NHO 6 were also calculated. Their values are in the same range. Proton affinities of imidazole and triazole NHO superbases were also calculated earlier to range from 262 to 296 kcal/mol. Table also shows pK a values calculated in DMSO via the indirect method [PCM/6-311++G(2df,2p)/M06-2X//6-31G(d)/PBE0-D3] and referenced to the value of 17.2 for compound 6. The pK a values are between 17.6 (2a) and 25.2 (4a), and for the compounds based on imidazole and benzimidazole, they are between 17.2 and 25.7. The literature values [SMD/6-311++G(2df,2p)/M06-2X//6-31+G(d)/B3LYP-D3] are also given for comparison. Calculated pK a values of imidazole, triazole, and thiazole NHOs in DMSO are available in the literature. Table also presents calculated bond lengths in vacuo [6-31G(d)/PBE0-D3]. In line with the formulation of mesomeric structures, they are slightly longer than, for example, the Csp2 –Csp2 bond length of ethene (132 pm), but they are far from reaching the values of a Csp2 –Csp2 or Csp3 –Csp2 single bond, like that in butadiene (148 pm) or toluene (151 pm). In comparison to the imidazole and benzimidazole NHOs, the indazole and pyrazole NHOs have slightly shorter calculated exocyclic CC bond lengths, indicating less polarization than in the imidazole and benzimidazole NHOs. This is also reflected in the NMR values, as mentioned before. Notably, annulated phenyl rings attached to both the imidazole and pyrazole backbone reduce the polarization of the exocyclic double bond.
3. Calculated Proton Affinities (PAs), pK a Values, and Bond Lengths of the NHOs 2a, 2b, 4a, and 4b as Well as Reference NHOs.
| NHO | PA | PA | pK a | pK a | bond length (pm) | orbital contribution of Cexo to the HOMO (%) |
|---|---|---|---|---|---|---|
| 2a | 260.7 | 17.6 | 134.5 | 34 | ||
| 2b | 262.1 | 14.8 | 134.4 | 31 | ||
| 4a | 271.0 | 25.2 | 134.8 | 40 | ||
| 4b | 273.4 | 21.8 | 134.9 | 41 | ||
| 5 | 273.2 | 273.9 | 25.7 | 24.5 | 135.7 | 42 |
| 6 | 260.6 | 262.4 | 17.2* | 17.2 | 134.9 | 39 |
The highest occupied and lowest unoccupied molecular orbitals [6-31G(d)/PBE0-D3] of the NHOs 2a and 4a are shown in Figure , and those of the hypothetical examples 12a and 12b are presented in the Supporting Information. Compounds 12a and 12b are the methylisocyanate adducts of the methyl-substituted pyrazole and indazole NHOs, respectively. The highest occupied molecular orbitals (HOMOs) of compounds 2a and 4a both show pronounced atomic orbital coefficients at the exocyclic olefinic carbon, around 10 percentage points higher for the pyrazole NHOs.
2.

HOMO/LUMO profile of compounds 2a (above) and 4a (below).
Their energies are summarized in Table S4 of the Supporting Information and shown graphically in Figure as a comparison with imidazole and benzimidiazole NHOs 5 and 6. It is evident that indazole and pyrazole NHOs have lower HOMO energies and smaller HOMO/LUMO gaps than imidazole NHOs, indicating less nucleophilicity and reactivities that correspond to the experimental results. Among the calculated pyrazole and indazole NHOs, the pyrazole NHO 4a has the highest HOMO/LUMO gap. The extended π systems of the hypothetical methylisocyanate adducts 12a and 12b cause a further reduction in the frontier orbital energies.
3.
Comparison of frontier orbital energies.
In summary, a total of six NHOs were synthesized, including four indazole NHOs and two pyrazole NHOs. These have an exocyclic double bond whose polarity is translated into nucleophilic properties against electrophiles, such as halogens, isocyanates, and carbon disulfide, as well as considerable calculated basicities, proton affinities, and characteristic NMR shifts. Among these NHOs and their reaction products with electrophiles, N,N′-dimethylindazole NHO 2a and 2,4-dimethyl-1,5-diphenylpyrazole NHO 4b exhibit optimal stability and reactivity. In comparison to the imidazole and benzimidazole NHOs 5 and 6, the calculated bond lengths are slightly shorter and the frontier orbital energies, with the exception of pyrazole NHO 4a, are on average smaller. Overall, the pyrazole and indazole NHOs and their properties are in line with those of the previously known NHOs of other ring systems but show characteristic differences to those, which encourage further work.
Supplementary Material
The data underlying this study are available in the published article and its Supporting Information.
The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/acs.orglett.5c00775.
Experimental procedures, characterization data, copies of 1H and 13C NMR spectra, HOMO–LUMO profiles, and details of calculations (PDF)
The authors declare no competing financial interest.
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Data Availability Statement
The data underlying this study are available in the published article and its Supporting Information.








