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. 2025 Aug 8;20(8):e0328812. doi: 10.1371/journal.pone.0328812

Relationship between stress hyperglycemia ratio of one-year mortality in patients with heart failure: Analysis of the MIMIC-IV database

Yimeng Wang 1,#, Wei Xu 1,#, Jingyang Wang 1, Yuyuan Shu 1, Yinjing Xin 1, Yanmin Yang 1,*
Editor: Fuad Abdu2
PMCID: PMC12333993  PMID: 40779494

Abstract

Background

Stress Hyperglycemia Ratio (SHR) has been confirmed to be a predictor for adverse outcomes in cardiovascular diseases in recent years. However, the impact of SHR on one-year mortality in patients diagnosed with heart failure (HF) is still unclear. This study aims to explore the relationship between SHR and one-year mortality in HF patients, both complicated with and without diabetes mellitus (DM).

Methods

This study enrolled 3747 patients with HF from the Medical Information Mart for Intensive Care (MIMIC-IV) database. 1865 patients were set into the group of lower SHR (SHR < 0.964) and 1882 patients were in the higher group (SHR ≥ 0.964). The primary endpoint was one-year mortality.

Results

The mean age of the total study population was 69 ± 13, and 1530 (40.8%) of them were female. Finally, 188 (5.0%) patients died in the hospital and 766 (20.4%) patients died during a one-year follow-up. Patients in the higher SHR group had a longer hospital stay (2.7% vs. 2.4%, p < 0.001) and higher in-hospital mortality (8 vs. 7, p < 0.001) than those in the lower group. The Kaplan–Meier curves also show that higher SHR is associated with an elevated risk of one-year mortality in patients with HF, both in the DM and non-DM groups (all log-rank p < 0.0001). As a continuous variable, SHR was an independent predictor for one-year mortality [hazard ratio (HR), 2.893; 95% confidence interval (CI), 2.198–3.808]. Elevated SHR was significantly associated with higher risk of one-year mortality in patients with (HR, 1.499; 95% CI, 1.104–2.036) and without DM (HR, 1.300; 95% CI, 1.096–1.542), consistently. The RCS curve shows a gradual increase in the probability of one-year mortality as the value of SHR increases for HF patients.

Conclusion

Our findings indicated that a higher level of SHR was associated with elevated one-year mortality in HF patients both with and without DM, suggesting that SHR is a promising stratification indicator for predicting the risk of death in patients with HF.

Introduction

Heart failure (HF) is a prevalent cardiovascular disease, influencing 1%−3% of the general adult demographic and showing an incremental trend in recent years. The heavy burden of HF leads to a high cost of medication and a poor prognosis. The mortality rate among these patients is relatively high, with one-year mortality ranging from 15%−30% [1], underscoring the critical need for an indicator that can predict subsequent adverse events effectively and simply. Based on the symptoms, HF could be classified as acute HF and chronic HF [2]

Recent studies have declared that metabolic conditions are closely associated with the prognosis of HF [35]. Furthermore, insulin resistance (IR) and HF are common coexisting conditions, even among individuals without diabetes mellitus (DM) [6,7]. Studies have indicated that IR can lead to a regression in New York Heart Association (NYHA) functional class among HF patients [8]. Moreover, IR could also contribute to the progression of HF [9].

Stress hyperglycemia ratio (SHR) is an index calculated based on blood glucose and hemoglobin A1c levels, which may better reflect stress-induced hyperglycemia compared to blood glucose alone [10]. Higher SHR levels are associated with adverse events, including all-cause mortality, diabetes mellitus-associated mortality, ventricular remodeling, and other poor prognoses in various diseases [11,12], including acute myocardial infarction [13,14], coronary artery diseases [15], stroke [16,17], spontaneous intracerebral hemorrhage [18], and in patients with acute decompensated HF complicated with DM [19]. A published study has also reported that SHR is a risk factor for left ventricular systolic dysfunction [20], which is one of the most common characteristics of HF. Additionally, patients without DM may experience adverse events related to IR. Therefore, the current body of evidence aims to explore the relationship between SHR and one-year mortality among patients with both chronic HF and acute HF, as well as whether DM status will influence this relationship in patients with HF.

Materials and methods

Data source

This study was based on data from the Medical Information Mart for Intensive Care-IV (MIMIC-IV) database (version 2.2) and approved with Declaration of Helsinki. Data could be downloaded from https://mimic.mit.edu/docs/iv/.Since the data was analyzed anonymously, the requirement for informed consent was waived. Author’s account number is 12770107. Ethics, Consent to Participate, and Consent to Publish declarations: not applicable.

Study population

Patients diagnosed with HF in MIMIC-IV database based on International Classification of Diseases (ICD)-9 and ICD-10 were retrospectively collected in our study; details of the ICD code were summarized in supplementary material S1 Table in S1 File. Patients were all hospitalized and only the first hospitalization diagnosed with HF were included in our study. We excluded patients who met the following criteria: patients without a record of glucose (n = 808) or hemoglobin A1c (HbA1c) were excluded (n = 16983). Patients aged less than 18 were excluded (n = 0). Overall, the final analysis included a total of 3747 patients.

Data extraction, definitions, and calculation of SHR

Demographic characteristics, vital signs, medical history, laboratory measurements, and treatment were extracted using pgAdmin (4v7). Two researchers (YM Wang and W Xu) have checked the accuracy of the data extraction. Medical history was extracted based on ICD-9 or ICD-10. SHR was calculated by the formula included glucose and HbA1c as follows: plasma glucose (mg/dL)/(28.7 × HbA1c (%) −46.7) [21].

Study endpoint

The primary endpoint was defined as 1-year mortality for patients from the MIMIC-IV database all followed up for at least one year.

Statistical analysis

Continuous variables are presented as mean ± standard deviation (SD) or as median with lower and upper quartiles and tested by using the Wilcoxon-Mann-Whitney or t test, while categorical variables are presented as counts and percentages and tested with the χ2 test. Participants were categorized into two groups based on the restricted cubic spline (RCS), with 0.964 set as the turning point. One-year mortality rate was estimated by Kaplan-Meier curves, performed in total participants and in patients with and without DM. A multivariate Cox proportional-hazards model was used to adjust for confounding factors and identify factors associated with one-year mortality events. Details of adjusted confounding factors and results presented as a hazard ratio (HR) with a 95% CI were presented in Table 2. The non-linear relation between SHR and one-year mortality was illustrated with RCS curve. All the analyses were performed using software packages SPSS (version 25.0, IBM Corporation, New York, NY, USA), R (4.3.1, R Project for Statistical Computing, Vienna, Austria) and Adobe Illustrator (Adobe Inc., Mountain View, CA, USA). All statistical tests were two‐sided and a value of P < 0.05 was considered significant.

Table 2. Clinical outcomes grouped by SHR.

Variables Total SHR < 0.964 SHR ≥ 0.964 P value
Los(day) 8 (5,14) 7 (5,13) 8 (5,14) <0.001
ER los(h) 6 (4,8) 6 (4,8) 5 (4,8) 0.002
Deaths in hospital 188 (5.0%) 44 (2.4%) 144 (7.7%) <0.001
1-year mortality 766 (20.4%) 308 (16.5%) 458 (24.3%) <0.001

ER los: length of stay in emergency room; Los: length of stay.

Results

Our study consisted of 3747 patients diagnosed with HF, 1865 patients were set into the group of lower SHR and 1882 patients were in the higher group according to RCS curve (Fig 1). Flow chart was presented in supplementary S1 Fig. Baseline characteristics were shown in Table 1. The mean age was 69 ± 13and 1530 (40.8%) of them were female. 1865 patients were set into the group of lower SHR and 1882 patients were in the higher group. Higher SHR groups were more likely to be associated with increasing age, a medical history of ACS, hypertension, sepsis, and tumor. Dopamine/Dobutamine and thiazide diuretic were more preferred in patients with higher SHR, while ACEI/ARB (Angiotensin-Converting Enzyme Inhibitor/angiotensin receptor blockers) and digoxin were less likely to be used in those patients. Clinical outcomes were presented in Table 2. Longer LOS (length of stay) was detected in patients with higher SHR; however as for los in ER (emergency room), these patients showed a shorter stay time.

Fig 1. Restricted cubic spline (RCS) of the overall population.

Fig 1

SHR: Stress hyperglycemia ratio.

Table 1. Baseline characteristics.

Variables Total
(n = 3747)
SHR < 0.964 (n = 1865) SHR ≥ 0.964
(n = 1882)
P value
Age 69 ± 13 69 ± 13 70 ± 13 0.001
Sex (female) 1530 (40.8%) 746 (48.8%) 784 (51.2%) 0.302
ER admission 1485 (39.6%) 765 (41.0%) 720 (38.3%) 0.084
Race <0.001
 Asian 76 (2.0%) 37 (2.0%) 39 (2.1%)
 White 2500 (66.7%) 1209 (64.8%) 1291 (68.6%)
 Black 404 (10.8%) 246 (13.2%) 158 (8.4%)
 Hispanic 145 (3.9%) 79 (4.2%) 66 (3.5%)
 Other 622 (16.6%) 294 (15.8%) 328 (17.4%)
Medical history
 ACS 737 (19.7%) 312 (16.7%) 425 (57.7%) <0.001
 AF 1634 (43.6%) 801 (42.9%) 833 (44.3%) 0.418
 CAD 1098 (29.3%) 581 (31.2%) 517 (27.5%) 0.013
 CKD 1117 (29.8%) 581 (31.2%) 536 (28.5%) 0.074
 DM 911 (24.3%) 472 (25.3%) 439 (23.3%) 0.157
 HT 1174 (31.3%) 614 (32.9%) 560 (29.8%) 0.037
 Old MI 504 (13.5%) 261 (14.0%) 243 (12.9%) 0.331
 Sepsis 31 (1.7%) 69 (3.7%) 100 (2.7%) <0.001
 Tumor 44 (2.4%) 88 (4.7%) 132 (3.5%) <0.001
Medicine
ACEI/ARB 2247 (60.0%) 1173 (62.9%) 1074 (57.1%) <0.001
 ARNI 29 (0.8%) 12 (0.6%) 17 (0.9%) 0.364
β-blocker 3361 (89.7%) 1667 (89.4%) 1694 (90.0%) 0.528
 Digoxin 325 (8.7%) 184 (9.9%) 141 (7.5%) 0.010
 MRA 398 (10.6%) 200 (10.7%) 198 (10.5%) 0.840
 Dopamine/
Dobutamine
255 (6.8%) 85 (4.6%) 170 (9.0%) <0.001
 Milirinone 283 (7.6%) 138 (7.4%) 145 (7.7%) 0.724
 Diuretic
  Loop 3137 (83.7%) 1540 (82.6%) 1597 (84.9%) 0.058
  Thiazine 621 (16.6%) 282 (15.1%) 339 (18.0%) 0.017
Laboratory test
 Cl- 101.31 ± 4.36 101.39 ± 4.08 101.24 ± 4.62 0.285
 K+ 4.20 ± 0.36 4.20 ± 0.35 4.19 ± 0.36 0.235
 RBC 3.70 ± 0.69 3.80 ± 0.69 3.59 ± 0.67 <0.001
 Hemoglobin 10.90 ± 1.95 11.11 ± 1.97 10.70 ± 1.92 <0.001
 WBC 9.34(7.30,11.79) 8.80(6.96,11.26) 9.80(7.69,12.28) <0.001
 PLT 206.00 (162.67,262.75) 208.85 (165.23,265.00) 203.66 (159.82,261.33) 0.039

Abbreviation: ACS, acute coronary syndrome; ACEI: Angiotensin-Converting Enzyme Inhibitor; ARB: angiotensin receptor blockers; ARNI: Angiotensin receptor neprilysin inhibitor; CAD: coronary artery disease; ER LOS: length of stay in emergency room; LOS: length of stay; MRA: mineralcorticoid receptor antagonist; SHR: Stress hyperglycemia ratio; PLT: platelet; RBC: red blood cell; WBC: white blood cell.

The association of SHR and one-year mortality in patients with and without DM

188 (5.0%) patients died at hospital and 767 (20.4%) patients died during one-year follow-up. Kaplan-Meier curves grouped by SHR level in total patients, patients with DM, and patients without DM for one-year mortality and in-hospital mortality were shown in Figs 2 and 3a) and b). Patients with higher SHR presented a higher one-year mortality in overall participants (p < 0.0001) and both patients with (p < 0.0001) and without DM (p < 0.0001).

Fig 2. One-year mortality Kaplan-Meier curves in overall participants.

Fig 2

SHR: Stress hyperglycemia ratio.

Fig 3. One-year mortality Kaplan-Meier curves in participants a) with DM and b) without DM.

Fig 3

DM: Diabetes mellitus; SHR: Stress hyperglycemia ratio.

Multivariate Cox analysis indicated that higher SHR was a risk factor as a continuous variable in the overall population (HR, 3.385; 95%CI, 2.596–4.415). After turning SHR into a categorical variable and adjusting for other risk factors, SHR (HR, 1.415; 95%CI, 1.168–1.713) has been confirmed to be an independent risk factor of one-year mortality in patients with HF. Elevated SHR represented a higher risk of one-year mortality in patients with (HR, 1.881; 95%CI, 1.244–2.846) and without DM (HR, 1.278; 95%CI, 1.025–1.593), consistently (Table 3). RCS curves showed a gradual increase in the probability of one-year mortality as the value of SHR increases for HF patients in the DM and non-DM groups (Fig 4a) and b).

Table 3. Cox analysis for stress hyperglycemia ratio.

HR 95%CI
SHR (continuous) 3.385 2.596-4.415
SHR (categorical)
Model1 1.549 1.340-1.791
Model2 1.478 1.278-1.710
Model3 1.415 1.168-1.713
Non-DM
Model1 1.536 1.302-1.813
Model2 1.435 1.214-1.696
Model3 1.278 1.025-1.593
DM
Model1 1.568 1.162-2.116
Model2 1.597 1.182-2.158
Model3 1.881 1.244-2.846

Continuous SHR: adjust age, gender, race, history of ACS, HT, sepsis and tumor, ACEI/ARB, digoxin, dopamine/dobutamine, thiazine diuretic, length of stay, RBC, WBC, PLT and hemoglobin.

Model1: adjust age, gender and race; Model 2: adjust age, gender, race, history of ACS, CAD, HT, sepsis and tumor; Model 3, adjust age, gender, race, history of ACS, CAD, HT, sepsis and tumor, ACEI/ARB, digoxin, dopamine/dobutamine, thiazine diuretic, length of stay, RBC, WBC, PLT and hemoglobin.

Abbreviation: ACS, acute coronary syndrome; ACEI: Angiotensin-Converting Enzyme Inhibitor, ARB: angiotensin receptor blockers; CAD: coronary artery disease; SHR: Stress hyperglycemia ratio; PLT: platelet; RBC: red blood cell; WBC: white blood cell.

Fig 4. Restricted cubic spline (RCS) in participants a) with DM and b) without DM.

Fig 4

DM: Diabetes mellitus; HR: hazard ratio; SHR: Stress hyperglycemia ratio.

Subgroup analysis of one-year mortality

Kaplan-Meier curves grouped by SHR level in patients with AHF (p < 0.0001) and CHF (p < 0.0001) showed higher cumulative one-year-mortality events in S2 Fig a) and b). One-year mortality was consistently higher in the elevated SHR group both in patients with AHF (Log-rank p < 0.0001) and CHF (Log-rank p < 0.0001). RCS curves based on continuous SHR in patients with AHF and CHF were shown in S3 Fig a) and b).

Additionally, interaction analysis showed no statistically significant differences in all subgroup analyses, demonstrating similar risk tendency of elevated SHR among the subgroup population (Fig 5).

Fig 5. Hazard ratio of elevated SHR among the subgroup population.

Fig 5

HR: hazard ratio; CKD: chronic kidney disease; DM: Diabetes mellitus; SHR: Stress hyperglycemia ratio.

Sensitivity analysis

We conducted a multivariate Cox analysis among patients with systemic inflammatory response syndrome (SIRS) scores and the simplified acute physiology score (SAPS) II. The impact of SHR on one-year mortality remained consistent even after adjusting for the SIRS and SAPS II scores. (S1 Table in S1 File).

Discussion

In this present study, we examined the predictive value of SHR for the risk of one-year mortality among HF patients from MIMIC-IV database, regardless of the status of DM. Our findings demonstrate that a higher SHR is correlated with a higher risk of one-year mortality in patients with HF, irrespective of the presence of DM. Specifically, the adjusted hazard ratios suggest that an elevated SHR is associated with an 88.1% increased risk of one-year mortality in HF patients with DM and a 27.8% increased risk in those without DM. Additionally, we explore the effect of SHR on one-year mortality according to the AHF and CHF groups. Our results suggest that the predictive role of SHR for one-year all-cause mortality is consistent among both AHF and CHF patients. This consistent association across different subgroups underscores the robustness of SHR as a predictor for poor prognosis in HF. The Kaplan–Meier curves also show that higher SHR is associated with an elevated risk of one-year mortality in patients with HF, both in the DM and non-DM groups. The RCS curve shows a gradual increase in the probability of one-year mortality as the value of SHR increases for HF patients with DM. Similarly, for HF patients without DM, the RCS curve also demonstrates a comparable trend. Both curves suggest a negative correlation between SHR and survival probability in HF patients with and without DM. The longer length of hospital stay observed in the high SHR group is also noteworthy. Prolonged hospitalization may indicate more severe HF or complications, consistent with the observed association of higher SHR with increased mortality risk.

Extensive research has shown that stress hyperglycemia is widely recognized in patients with severe illnesses and is closely aligned with the risk of adverse events [2224]. Higher SHR levels are associated with a 53% increased risk of sepsis [25]. The association between nonalcoholic fatty and SHR was also reported. Among this population, stress hyperglycemia is driven by the combined effects of the hypothalamic-pituitary-adrenal axis, the sympathetic-adrenal system, and pro-inflammatory cytokines [26]. Moreover, stress hyperglycemia is a marker indicating adverse clinical outcomes for patients with critical illness, particularly those with cardiovascular diseases [2729]. SHR, proposed by Robert et al., aims to more accurately identify stress-induced hyperglycemia without being influenced by the patient’s baseline blood glucose levels and has been found to effectively predict adverse outcomes in critically ill patients [29]. A multicenter study involving 5,417 acute STEMI patients demonstrated that SHR is significantly associated with the short-term mortality risk [30]. Yang et al. found that SHR has a U-shaped correlation with MACE rate and a J-shaped correlation with in-hospital cardiac death in ACS patients who underwent stent implantation, and demonstrated that SHR correlates with the long-term clinical outcomes among this cohort of patients [15]. However, in our study, no A prospective study involving 1,553 consecutive patients with acute myocardial infarction (AMI) confirmed that SHR demonstrates predictive power for a composite endpoint of in-hospital mortality, pulmonary edema, and cardiogenic shock, outperforming the baseline blood glucose value at admission [31].

Aligning with earlier observations in patients with other cardiovascular diseases, our findings confirm the prognostic significance of SHR in patients with HF. The results of our study indicated that SHR was significantly related to the risk of one-year mortality for HF patients. Indeed, only a limited number of prior investigations have explored the impact of SHR on HF. A retrospective study involving 8,268 individuals with congestive HF demonstrated a U-shaped trend between the SHR and the occurrence of acute kidney injury (AKI) during hospitalization [32]. But the study did not further explore the impact of SHR on the follow-up clinical outcomes of patients with congestive HF. Zhou et al. observed a U-shaped relationship between SHR and adverse outcome events, implying that both excessively high and low SHR values are indicative of adverse clinical outcomes for patients with HF and DM [19]. However, Zhou’s study was conducted in patients with acute decompensated HF and divided 780 subjects into five groups according to SHR quintile, with a sample size of 156 cases per group, which may influence the results due to the limited sample size in each group. In our study, we expanded the study population and enrolled HF patients both with DM and without DM. Due to differences in participant enrollment, the aforementioned RCS shape was not observed in our study. However, our results indicate that among patients with HF, as the SHR value increases, the risk of one-year mortality increases correspondingly, regardless of whether they have DM or not. Moreover, we conducted subgroup analysis based on whether the type of HF was AHF or CHF, showing the consistent impact of SHR on one-year mortality in this population.

It is widely recognized that stress hyperglycemia is linked to an elevated risk of mortality and adverse clinical outcomes among patients with critical illness [24,33]. However, intensive glucose-lowering treatments may paradoxically raise the risk of death, making the blood glucose management for critically ill patients a challenge [34]. A large-scale international prospective randomized controlled study suggested that intensive blood glucose control increased the risk of death in ICU patients, possibly due to the occurrence of severe hypoglycemia [34]. A retrospective study conducted in 45,000 critically ill patients suggested that for patients without DM, a mean blood glucose level of 4.4 to 7.8 mmol/L was linked to a reduced risk of death, while patients with DM were more well tolerated, those with a mean blood glucose level of > 6.1 mmol/L had a lower mortality risk than DM patients with a mean blood glucose level of 4.4 to 6.1 mmol/L [35]. Moreover, the presence of stress hyperglycemia in patients generally suggests a more critical condition. The results of our study indicate the high level of SHR group has older age, is more likely to have ACS and CAD, has higher white blood cell levels, and lower hemoglobin levels, all of which confirm that patients with stress hyperglycemia have a more severe condition and are more likely to have other comorbidities. Therefore, for HF patients experiencing stress hyperglycemia, optimal management requires both reasonable glycemic control and rigorous management of the HF and co-existing conditions. Meanwhile, SHR levels can be influenced by factors such as sepsis, cerebrovascular diseases, cardiovascular diseases, and other critical illnesses [36]. Therefore, we adjusted for the relevant variables during the analysis, but the interpretation of SHR levels should be approached with caution. But still, nutritional status and some other diseases may also affect the level of SHR, therefore, when under this special situation, the result should be interpreted carefully [37]. The current ESC guidelines recommend using sodium-glucose transporter 2 (SGLT2) inhibitors for managing HF patients, regardless of left ventricular ejection fraction (LVEF), once the patient’s condition is stable [38]. One study suggests that SGLT2 inhibitors may exert cardioprotective effects by inhibiting autophagy in cardiomyocytes, thereby improving survival rates in mice with MI accompanied by acute hyperglycemia [39]. Patients with HF and stress hyperglycemia may derive greater benefits from the treatment with SGLT2 inhibitors, but this requires further research to confirm.

To our knowledge, this is the first study to evaluate the value of SHR in both AHF and CHF patients. Additionally, we confirmed the consistency of SHR’s impact on one-year mortality in both DM and non-DM patients with HF. Although SHR can be influenced by various factors such as infection, tumors, and other stress-related conditions, our results indicated that it remains a convenient index for predicting prognosis in the HF population. Given its potential prognostic value, SHR could serve as a convenient tool for risk stratification in patients with HF. Additionally, further prospective studies are still needed to explore the application of SHR in this population during treatment.

Limitation

There are several limitations in this study. First, despite the MIMIC-IV database including individuals from various ethnic groups such as Asian, White, Black, and Hispanic, the retrospective study design and the severe disease study population from the database may limit the generalizability of the study results. Second, the study outcome may be affected by various uncollected potential factors, such as socioeconomic conditions and nutritional status of patients. Third, disease diagnoses were based on ICD codes, which may introduce bias. Additionally, further research should confirm these findings across diverse populations and investigate in greater depth the mechanisms of SHR on HF prognosis. In the future, studies should be conducted to investigate the optimal treatment for patients with stress hyperglycemia to improve the survival rate for HF patients.

Conclusion

Our findings indicated that higher level of SHR was associated with elevated one-year mortality in HF patients both with and without DM, suggesting that SHR is a promising stratification indicator for predicting the risk of death in patients with HF.

Supporting information

S1 File. S1 Table.

International Classification of Diseases (ICD) code.

(DOCX)

pone.0328812.s001.docx (19.5KB, docx)
S1 Fig. Flow chart of population.

(JPG)

pone.0328812.s002.jpg (184.7KB, jpg)
S2 Fig. One-year mortality Kaplan-Meier curves in participants a) with AHF and b) with CHF.

(JPG)

pone.0328812.s003.jpg (86.5KB, jpg)
S3 Fig. Restricted cubic spline (RCS) in participants a) with AHF and b) with CHF.

(JPG)

pone.0328812.s004.jpg (56.7KB, jpg)

Data Availability

Data could be downloaded from https://mimic.mit.edu/docs/iv/.

Funding Statement

This research article was supported by National Clinical Medical Research Center for Cardiovascular Diseases (NCRC2020015) and High-Level Hospital Clinical Research Funding (2022-GSP-GG-26). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Fuad Abdu

Dear Dr. yang,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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Reviewer #1: General Comments

This study used the MIMIC-IV database to investigate the association between the stress hyperglycemia ratio (SHR) and 1-year mortality in patients with heart failure (HF). SHR was found to be independently associated with 1-year mortality regardless of diabetes status, suggesting its potential as a prognostic indicator for patients with heart failure. However, several concerns remain that need to be addressed.

Major Comments

(1) There is no explanation for the SHR cutoff (0.964) based on ROC analysis or clinical validity. Please specify the method used to determine the cutoff (e.g., Youden index or references to previous literature).

(2) Infections (presence of sepsis), cancer, liver disease, nutritional status, and other factors may influence the outcome but may not have been included in the analysis. Consideration of these confounding factors should be added to the Discussion section.

(3) Diabetes diagnosis appears to have been based on ICD codes, but complementary definitions using measured blood glucose or HbA1c levels should also be considered. The limitations of diabetes classification using ICD codes should be mentioned in the Limitations section.

(4) Previous studies have reported U-shaped or J-shaped relationships between SHR and prognosis, but this study interprets the relationship as a linear increase in risk. Please discuss the reasons for this interpretation and explain why the shape of the RCS is consistent or inconsistent with other studies.

(5) In some patients with heart failure, particularly those with severe cases admitted to the intensive care unit (ICU), systemic inflammatory response and sepsis may occur simultaneously, and these conditions have been reported to significantly impact prognosis and pathophysiology. The involvement of sepsis-associated myocardial dysfunction is increasingly recognized as a critical factor determining the deterioration of hemodynamics. (Sci Rep. 2021;11:18823.) Considering the systemic inflammation and catabolic stress observed in heart failure and sepsis, SHR may not only reflect blood glucose fluctuations but also indicate the extent of inflammatory load. In fact, elevated SHR may serve as an alternative marker for microcirculatory dysfunction and blood flow imbalance common to heart failure and sepsis.

As mentioned earlier, findings regarding SHR in critically ill patients admitted to the ICU should be interpreted within a broader clinical framework that includes infection, inflammatory processes, cardiac dysfunction, and hemodynamic abnormalities in the context of heart failure and sepsis. Please incorporate the above content into the Discussion section.

Minor comments

(1) The consistency of labels and legends in figures and tables should also be reviewed (e.g., explicit titles for Figure 4a) and b) would be helpful).

Reviewer #2: Wang et al. Have focused on the relationship between Stress hyperglycemia ratio of one-year mortality in patients with heart failure. They found higher level of SHR was associated with elevated one year mortality in HF patients both with and without DM. The results were credible.

I have several Minor comments:

1. 1. Please indicate whether of your present study was sufficient support your results.

2. Inflammation is an important factor in blood glucose stress. Should inflammation analysis be included in this study�

3. What is the difference between in-hospital mortality rate and 1-year follow-up mortality rate�

4.Is there a difference in subgroups of heart failure�

5.Throughout the manuscript there are a considerable number of grammar errors. To improve the readability of the manuscript, it has to undergo linguistically and grammatical changes. I would suggest using a copy-editing service for copywriting, language checking and proofreading.

Reviewer #3: Dear Authors,

Thanks for your interesting subject and work. That's an important issue in patients with heart failure, in my point of view it's better that at the end of discussion, you mention about the clinical importance of the work.

Reviewer #4: Dear author,

I have reviewed your article with great care and pleasure.

The introduction, methods, results and discussion sections of your article are written in a fluent, understandable and well-ordered manner. It was seen that the tables and figures are readable, clear and understandable.

The points that I will criticize negatively about your article are as follows:

1) The center where the ethics were obtained, the ethics date and the ethics number should be stated.

2) The introduction section is short and superficial. It would be better for your article if you explained heart failure a little more and mentioned the conditions that affect the diagnosis, treatment, prognosis and mortality of heart failure.

3) It would be good to add examples from previous studies conducted in terms of heart failure prognosis and mortality in the introduction section and increase the number of your references.

4) In your method section, you should also state how you made the diagnosis and classification of heart failure and which diagnostic tools you used.

5) Your inclusion and exclusion criteria in the method section are very simple. You should specify them in more detail.

I liked your study in general terms.

**********

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes:  zahra khajali

Reviewer #4: Yes:  Azmi Eyiol

**********

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PLoS One. 2025 Aug 8;20(8):e0328812. doi: 10.1371/journal.pone.0328812.r002

Author response to Decision Letter 1


22 Jun 2025

Dear Editors and Reviewers,

Thank you very much for providing us with the opportunity to revise our manuscript.

We are grateful to the editor and reviewers for their constructive comments and helpful suggestions. Responding to the critics, we have conducted additional analyses as requested. We also improved our expression in the background and discussion. We believe that our manuscript has been substantially improved and hope it is now acceptable for the Thrombosis Journal.

I assure you that all authors have read and approved the submission of the revised manuscript. Also, this work, containing the original research, has not been under consideration for publication elsewhere.

Please let me know if you have any further questions.

With warmest regards,

Yanmin Yang

Emergency and Critical Care Center, Fuwai Hospital, National Center for Cardiovascular Diseases of China, Chinese Academy of Medical Sciences and Peking Union Medical College, Beijing, China

E-mail: yyminfuwai@163.com

The main corrections in the paper and the responses to the reviewer’s comments are as follows (All the text in bold font is the original comments from the editor/reviewers, and our response is in normal font):

Reviewer #1: General Comments

This study used the MIMIC-IV database to investigate the association between the stress hyperglycemia ratio (SHR) and 1-year mortality in patients with heart failure (HF). SHR was found to be independently associated with 1-year mortality regardless of diabetes status, suggesting its potential as a prognostic indicator for patients with heart failure. However, several concerns remain that need to be addressed.

Major Comments

(1) There is no explanation for the SHR cutoff (0.964) based on ROC analysis or clinical validity. Please specify the method used to determine the cutoff (e.g., Youden index or references to previous literature).

Thank you for your insightful comment. We have added the relevant information in the methods section to make it easier for readers to understand. (page 4, line 87-88) First, we used restricted cubic spline (RCS) to analyze the data and observe the trend. When the stress hyperglycemia ratio (SHR) exceeded 0.964, the one-year mortality risk increased with the rising SHR, with a hazard ratio greater than 1 (Fig. 1). Therefore, we set 0.964 as the cutoff for group classification, which could offer valuable insights for clinical practice in the future. Moreover, we have analyzed the cutoff (0.964) on ROC, the UAC (0.560, 95% CI: 0.537-0.583). Although the prediction value of this cutoff was moderately good, it also presented its efficiency in mortality prediction.

(2) Infections (presence of sepsis), cancer, liver disease, nutritional status, and other factors may influence the outcome, but may not have been included in the analysis. Consideration of these confounding factors should be added to the Discussion section.

Thank you for your suggestion to include the variables that might influence SHR and the interpretation of results.

We have added the relevant references in the discussion section. (page 14, line 254-259; page 14, line 276)

(3) Diabetes diagnosis appears to have been based on ICD codes, but complementary definitions using measured blood glucose or HbA1c levels should also be considered. The limitations of diabetes classification using ICD codes should be mentioned in the Limitations section.

Thanks for your comments. We addressed the potential bias introduced in this study due to classification based on ICD codes in the limitations section(page 14, line 277)

(4) Previous studies have reported U-shaped or J-shaped relationships between SHR and prognosis, but this study interprets the relationship as a linear increase in risk. Please discuss the reasons for this interpretation and explain why the shape of the RCS is consistent or inconsistent with other studies.

Thanks for your valuable comments. We have discussed the differences between our study and other published studies. �page 13, line 221-232� In brief, we hypothesized that the differences arose due to the distinct populations.

(5) In some patients with heart failure, particularly those with severe cases admitted to the intensive care unit (ICU), systemic inflammatory response and sepsis may occur simultaneously, and these conditions have been reported to significantly impact prognosis and pathophysiology. The involvement of sepsis-associated myocardial dysfunction is increasingly recognized as a critical factor determining the deterioration of hemodynamics. (Sci Rep. 2021;11:18823.) Considering the systemic inflammation and catabolic stress observed in heart failure and sepsis, SHR may not only reflect blood glucose fluctuations but also indicate the extent of inflammatory load. In fact, elevated SHR may serve as an alternative marker for microcirculatory dysfunction and blood flow imbalance common to heart failure and sepsis.

Thanks for your suggestions. We added sepsis and tumor status to the baseline characteristics and adjusted for them in the multivariate Cox analysis (Table 1 and Table 3). Furthermore, we performed a sensitivity analysis based on patients with systemic inflammatory response syndrome (SIRS) and the simplified acute physiology score (SAPS) II to exclude the potential influence of inflammation and sepsis on the results. (supplementary table S1)

We also added this content to the discussion section. (page 12; line 200-201; page 14, line 254-256)

As mentioned earlier, findings regarding SHR in critically ill patients admitted to the ICU should be interpreted within a broader clinical framework that includes infection, inflammatory processes, cardiac dysfunction, and hemodynamic abnormalities in the context of heart failure and sepsis. Please incorporate the above content into the Discussion section.

Thank you for your suggestion. We have added the relationship between SHR and other critical illnesses in the discussion section to remind readers that the interpretation of SHR should be approached with caution. (page 14, line 254-256)

Minor comments

(1) The consistency of labels and legends in figures and tables should also be reviewed (e.g., explicit titles for Figure 4a) and b) would be helpful).

Thank you for your suggestions. We have reviewed the consistency of labels and legends in the figures and tables to ensure accuracy.

Reviewer #2: Wang et al. Have focused on the relationship between Stress hyperglycemia ratio of one-year mortality in patients with heart failure. They found higher level of SHR was associated with elevated one year mortality in HF patients both with and without DM. The results were credible.

I have several Minor comments:

1. 1. Please indicate whether of your present study was sufficient support your results.

Thanks for your constructive suggestion. We have validated the findings of our study in discussion section. (page 14, line 266-270)

2. Inflammation is an important factor in blood glucose stress. Should inflammation analysis be included in this study�

Thanks for your suggestions. Regarding the methods, we extracted variables reflecting the inflammatory status, such as the Sequential Organ Failure Assessment (SOFA) score, the Systemic Inflammatory Response Syndrome (SIRS) score, and the level of C-reactive protein. However, due to missing values exceeding 50%, we did not include these variables in our study. Nevertheless, inspired by your suggestion, we added sepsis and tumor status to the baseline characteristics and adjusted for them in the multivariate Cox analysis (Table 1 and Table 3).

3. What is the difference between in-hospital mortality rate and 1-year follow-up mortality rate�

Thank you for your valuable comment regarding differences between in-hospital mortality and 1-year mortality. We assumed that in-hospital mortality was associated with short-term adverse events, representing deaths that occurred during the admission period, while 1-year mortality was linked to long-term adverse events. Therefore, we presented both results. (Table 2)

4. Is there a difference in subgroups of heart failure�

Thanks for your comment regarding the statistical analysis. We have added the subgroup analysis. There were no interaction differences between acute heart failure and chronic heart failure (Figure 5).

5.Throughout the manuscript there are a considerable number of grammar errors. To improve the readability of the manuscript, it has to undergo linguistically and grammatical changes. I would suggest using a copy-editing service for copywriting, language checking and proofreading.

Thank you for your constructive suggestions. We have revised the language and grammar throughout the entire text by a native speaker.

Reviewer #3: Dear Authors,

Thanks for your interesting subject and work. That's an important issue in patients with heart failure, in my point of view it's better that at the end of discussion, you mention about the clinical importance of the work.

Thanks for your constructive comments. At the end of the discussion, we added the potential usage of SHR in clinical practice. (page 14,line 266-270)

Reviewer #4: Dear author,

I have reviewed your article with great care and pleasure.

The introduction, methods, results and discussion sections of your article are written in a fluent, understandable and well-ordered manner. It was seen that the tables and figures are readable, clear and understandable.

The points that I will criticize negatively about your article are as follows:

1) The center where the ethics were obtained, the ethics date and the ethics number should be stated.

Thanks for your valuable comments. Since the data was extracted from a publicly established database and approved in accordance with the Declaration of Helsinki. Ethics approval dates and numbers were not applicable. (page 3, line 62-63, 65-66)

2) The introduction section is short and superficial. It would be better for your article if you explained heart failure a little more and mentioned the conditions that affect the diagnosis, treatment, prognosis and mortality of heart failure.

Thank you for your comments on the introduction section. We have revised this part and refined the background information related to heart failure. (page 3, line 40-41,55-56)

3) It would be good to add examples from previous studies conducted in terms of heart failure prognosis and mortality in the introduction section and increase the number of your references.

Thank you for your constructive suggestion. We have revised the introduction section and increased the number of references.

(W. Zhang, Y. Zhang, J. Tang, X. Wang, C. Meng, J. Wu, et al. The changing landscape of heart failure drug clinical trials in china, 2013-2023[J]. Drug Des Devel Ther, 2025, 19: 2597-2608.

[3]M. Saotome, T. Ikoma, P. Hasan, Y. Maekawa. Cardiac insulin resistance in heart failure: The role of mitochondrial dynamics[J]. Int J Mol Sci, 2019, 20(14):

U. Attanasio, V. Mercurio, S. Fazio. Insulin resistance with associated hyperinsulinemia as a cause of the development and worsening of heart failure[J]. Biomedicines, 2024, 12(12):

J. Zhu, W. Liu, L. Chen, B. Liu. Stress hyperglycemia ratio: A novel predictor of left ventricular dysfunction in peripartum cardiomyopathy[J]. J Matern Fetal Neonatal Med, 2025, 38(1): 2464181.)

4) In your method section, you should also state how you made the diagnosis and classification of heart failure and which diagnostic tools you used.

Thank you for your comments. We have added the criteria for the diagnosis of heart failure, which were based on the International Classification of Diseases (ICD)-9 and ICD-10, in the methods section. The details of the ICD codes and associated diseases are provided in Supplementary Table S1. We have classified heart failure into chronic and acute heart failure according to ICD codes.

5) Your inclusion and exclusion criteria in the method section are very simple. You should specify them in more detail.

Thank you for your valuable suggestions regarding the inclusion and exclusion criteria. We have provided more details on the criteria for this study (page 4, line 72-74). We did consider age as an exclusion criterion; however, since no patients were excluded based on this criterion, we chose not to mention it. (Supplementary Figure S1)

Attachment

Submitted filename: renamed_423c7.docx

pone.0328812.s006.docx (20.9KB, docx)

Decision Letter 1

Fuad Abdu

Dear Dr. yang,

Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

Please submit your revised manuscript by Aug 13 2025 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org . When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file.

  • A rebuttal letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'.

  • A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'.

  • An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'.

If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols . Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols .

We look forward to receiving your revised manuscript.

Kind regards,

Fuad Abdu

Academic Editor

PLOS ONE

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Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice.

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

Reviewer #1: (No Response)

Reviewer #2: All comments have been addressed

Reviewer #3: All comments have been addressed

Reviewer #4: All comments have been addressed

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2. Is the manuscript technically sound, and do the data support the conclusions??>

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

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3. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

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The PLOS Data policy

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

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5. Is the manuscript presented in an intelligible fashion and written in standard English??>

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Yes

Reviewer #4: Yes

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Reviewer #1: Minor comments:

1) The authors' responses to the previous review were generally appropriate, and the following points have been adequately addressed:

・The rationale for the SHR cutoff was clearly stated based on RCS and ROC analysis, and the interpretation was reasonable.

・The inclusion of confounding factors such as inflammation, tumor, and sepsis in the Cox regression model, as well as sensitivity analysis using SIRS and SAPS II, is highly commendable.

・The limitations of DM and HF classification based on ICD codes are also appropriately noted.

・Differences in the shape of the RCS curve compared to previous studies are discussed in terms of differences in the study population.

・Linguistic revisions and corrections to figure labels have been made, improving the overall clarity of the paper.

However, we believe that further improvements are possible in the following areas:

2) This study focuses on the association between metabolic stress, insulin resistance, and heart failure prognosis. From the perspective of metabolic abnormalities in heart failure, the following studies may provide further insights into the significance of SHR: ESC Heart Fail. 2023;10:32-43. Heart Vessels. 2021;36:965-977. J Cardiol. 2020;75:689-696.

3) Although the somewhat limited AUC of 0.56 in the ROC analysis is briefly mentioned, I feel that a more in-depth discussion on its clinical applicability and practical significance would be beneficial.

Reviewer #2: Thank you for performing all the new experiments and the new data. This manuscript is substantially improved.

I believe it is now acceptable for publication in Plos one in its present form.

Reviewer #3: Dear Authors,

Thanks for your revision. You added clinical significance of the study at the end of discussion.

Reviewer #4: Dear author,

I saw that you have made the necessary corrections to your article. I think that your article is a candidate for publication in its current state.

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Reviewer #1: No

Reviewer #2: No

Reviewer #3: Yes:  zahra khajali

Reviewer #4: Yes:  Azmi Eyiol

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PLoS One. 2025 Aug 8;20(8):e0328812. doi: 10.1371/journal.pone.0328812.r004

Author response to Decision Letter 2


3 Jul 2025

Point-to-point response

Dear Editors and Reviewers,

Thank you very much for providing us with the opportunity to revise our manuscript.

We are grateful to the editor and reviewers for their constructive comments and helpful suggestions. Responding to the critics, we have conducted additional analyses as requested. We also improved our expression in background and discussion. We believe that our manuscript has been substantially improved and hope it is now acceptable for the Thrombosis Journal.

I assure you that all authors have read and approved the submission of the revised manuscript. Also, this work containing the original research has not been under consideration for publication elsewhere.

Please let me know if you have any further questions.

With warmest regards,

Yanmin Yang,

Emergency and Critical Care Center, Fuwai Hospital, National Center for Cardiovascular Diseases of China, Chinese Academy of Medical Sciences and Peking Union Medical College, Beijing, China

E-mail: yyminfuwai@163.com

The main corrections in the paper and the responses to the reviewer’s comments are as follows (All the text in bold and underlined font are the original comments from the editor/reviewers and our response is in normal font):

To reviewer 1:

This study focuses on the association between metabolic stress, insulin resistance, and heart failure prognosis. From the perspective of metabolic abnormalities in heart failure, the following studies may provide further insights into the significance of SHR: ESC Heart Fail. 2023;10:32-43. Heart Vessels. 2021;36:965-977. J Cardiol. 2020;75:689-696.

Thank you for your insightful comments. We have added the association between metabolic conditions and heart failure prognosis in the introduction section and have cited the references as per your recommendation. (page 3,line 45-46)

Although the somewhat limited AUC of 0.56 in the ROC analysis is briefly mentioned, I feel that a more in-depth discussion on its clinical applicability and practical significance would be beneficial.

Thanks for your constructive suggestions. We added a discussion on its clinical applicability and practical significance in discussion section.(Page 14, line 270-275) 

To reviewer 2:

Special thanks for reviewer 2.

To reviewer 3:

Special thanks for reviewer 3.

To reviewer 4:

Special thanks for reviewer 4.

Attachment

Submitted filename: Point to point2.docx

pone.0328812.s007.docx (14.4KB, docx)

Decision Letter 2

Fuad Abdu

Relationship between Stress hyperglycemia ratio of one-year mortality in patients with heart failure:analysis of the MIMIC-IV database.

PONE-D-25-21818R2

Dear Dr. yang,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Fuad Abdu

Academic Editor

PLOS ONE

Additional Editor Comments (optional):

Reviewers' comments:

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 File. S1 Table.

    International Classification of Diseases (ICD) code.

    (DOCX)

    pone.0328812.s001.docx (19.5KB, docx)
    S1 Fig. Flow chart of population.

    (JPG)

    pone.0328812.s002.jpg (184.7KB, jpg)
    S2 Fig. One-year mortality Kaplan-Meier curves in participants a) with AHF and b) with CHF.

    (JPG)

    pone.0328812.s003.jpg (86.5KB, jpg)
    S3 Fig. Restricted cubic spline (RCS) in participants a) with AHF and b) with CHF.

    (JPG)

    pone.0328812.s004.jpg (56.7KB, jpg)
    Attachment

    Submitted filename: renamed_423c7.docx

    pone.0328812.s006.docx (20.9KB, docx)
    Attachment

    Submitted filename: Point to point2.docx

    pone.0328812.s007.docx (14.4KB, docx)

    Data Availability Statement

    Data could be downloaded from https://mimic.mit.edu/docs/iv/.


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