Abstract
Homologous recombination deficiency (HRD) is a common characteristic of human cancers, which occurs most frequently in ovarian and breast cancers. The unique genetic vulnerabilities, coupled with the synthetic lethality effect of Poly-(ADP-ribose) polymerase (PARP) inhibitors (PARPi), provide a promising opportunity for targeting HRD cancers. However, only a few HRD patients benefit from PARPi monotherapy, and it is therefore imperative to explore effective combination therapies for HRD tumors. Growing evidence has underscored the distinct tumor microenvironment (TME) landscape of HRD cancers. Immune activation and immune suppression co-exist in a dynamic balance during the development of HRD cancers. At the late stage, however, negative immune regulation predominates, resulting in the formation of an immunosuppressive microenvironment. This intricate network reprograms cancer biology in multiple aspects and serves as a potential target for cancer treatment. In this review, we briefly outline the current HRD tests and genetic characteristics of HRD cancers, focusing on breast, ovarian, pancreatic, and prostate cancers. We then summarize the interactions and crosstalk between immune cells and cancer cells, as well as various signaling pathways within the TME of HRD cancers. Additionally, we highlight recent advances in combining PARP inhibitors with immunotherapies in preclinical models and clinical trials of HRD cancers. This review provides valuable insights and perspectives into the distinct landscape of TME in HRD cancers, and offers a rationale for expanding the application of this combined therapeutic approach to a broader range of HRD cancers.
Keywords: Tumor immune microenvironment, Homologous-recombination deficient, PAPR inhibitor, Immune checkpoint inhibitors
Background
DNA damage is repaired through an intricate network of interrelated pathways, one of which is the homologous recombination repair (HRR) pathway [1]. The HRR pathway functions as a high-fidelity system for repairing double-strand breaks (DSBs), ensuring genomic integrity [2]. HRD refers to cellular dysfunction in the HRR process. In HRD cells, DSB repair relies on alternative, less accurate repair mechanisms such as non-homologous end joining (NHEJ) [3], microhomology-mediated end joining (MMEJ) [4], or single-strand annealing (SSA) [5]. These error-prone pathways can compromise genomic and chromosomal stability [6, 7]. HRD arises from various factors, including germline or somatic mutations and epigenetic modifications in HRR-related genes [8]. Among these, BRCA1 and BRCA2 stand out as the most critical components of the HRR pathway [9]. Carriers of germline BRCA1/2 mutations harbor a significantly elevated risk of developing breast, ovarian, pancreatic, and prostate cancers [10]. Mutations in other key HRR genes, such as ATM, RAD51, and PALB2, could induce a BRCAness phenotype characterized by HRD [11–14]. HRD is a prevalent feature in various malignancies, particularly in breast and ovarian cancers [15–17]. Recent studies have also demonstrated that a substantial proportion of pancreatic and prostate cancer patients harbor mutations in key HRR genes, notably BRCA1/2, ATM, PALB2, and CDK12 [18–20].
In 2005, two landmark studies demonstrated that tumor cells deficient in BRCA1 or BRCA2 exhibit selective sensitivity to small-molecule inhibitors of the PARP family. These findings first introduced the concept of synthetic lethality with PARP inhibitors [21, 22]. HRD renders tumor cells more sensitive to platinum-based agents that induce DNA damage and enhances the anti-tumor efficacy of PARPi [23, 24]. Currently, HRD is being developed as a critical biomarker for precision oncology therapies. Extensive preclinical and clinical studies have confirmed the effectiveness of PARPi in patients with various cancers harboring germline or somatic BRCA mutations, leading to FDA approval of PARPi for the treatment of ovarian, breast, prostate, and pancreatic cancers [25–28]. Furthermore, alterations in HRR pathway genes have been observed in other malignancies, including melanoma [29, 30], endometrial cancer [31, 32], cholangiocarcinoma [33, 34], gastric cancer [35], and non-small cell lung cancer (NSCLC) [36, 37], suggesting a broader potential application of PARPi across multiple cancer types.
Multiple studies have demonstrated that HRD cancers exhibit a distinct TME [38, 39]. Due to their reliance on low-fidelity DNA repair mechanisms, HRD cancers accumulate a higher tumor mutation burden (TMB), leading to an increased level of neoantigens [40]. This accumulation serves as a potent signal for activating anti-tumor immunity. In the TME of HRD cancers, antigen-presenting cells (APCs) become active, initiating T cell activation and subsequently enabling immune surveillance [41]. However, recent evidence indicates that while HRD cancers exhibit an immune activation status, they also develop an immunosuppressive phenotype characterized by the upregulation of co-inhibitory molecules such as PD-1, TIM-3, LAG-3, and TIGIT, which suggests the enrichment of functionally exhausted immune cells [42, 43]. Moreover, an increased amount of immunosuppressive cells within the TME, including regulatory T cells (Tregs) and M2-type macrophages, is also observed [44, 45]. An improved understanding of this unique TME landscape with concurrent immune activation and suppression can provide deeper insights into HRD cancers and inform the clinical application of PARPi in combination with immunotherapies.
In this review, we focus on HRD phenotypes in ovarian, breast, prostate, and pancreatic cancers, summarize the genetic characteristics of HRD cancers, and dissect the interactions and crosstalk among various cells, cytokines, and signaling pathways within the TME. We also highlight recent advances in preclinical models and clinical trials assessing the combination of PARPi and immunotherapies for HRD cancers.
HRD tests and genetic characteristics of HRD cancers
HRD tests
The evaluation of HRD in clinical settings serves as a critical tool for guiding the administration of PARPi and other DNA damage agents. Consequently, a thorough understanding of the details and limitations of these detection methods is essential to ensure their optimal clinical application. Currently, HRD testing is approved by the FDA only for ovarian cancer, while determining appropriate treatments for prostate, pancreatic, and breast cancers also seems to be important [46]. Clinically, HRD testing methods are primarily categorized into three types: germline or somatic mutation test in HR genes, genomic signature and scar measurement, and functional assays of HRD.
Germline or somatic mutations of HR genes
The BRCA1/2 proteins play a critical role in HRR of DSBs [47]. The development of PARPi as the treatment for high-grade serous ovarian cancer (HGSOC) patients stems from observations that BRCA mutations significantly enhance the in vitro sensitivity of cancer cells to PARP inhibition [21, 22]. A recent study has revealed that germline BRCA1 and BRCA2 (gBRCA) mutations occur in 13%-15% of HGSOC cases [48]. Consequently, the most direct and classical detection method involves assessing germline mutations in the BRCA1/2 genes to identify patients who would benefit from PARPi maintenance therapy (Fig. 1A).
Fig. 1.
HRD tests and genetic characteristics of HRD cancer. HRD testing methods are primarily categorized into three types: germline or somatic mutation test in HR genes (A), genomic signature and scar measurement (B and C), and functional assays of HRD (D). Different genetic characteristics exist among different HRD cancers. HRR, homologous recombination repair; HRD, homologous recombination deficiency; FFPE, Formalin-Fixed and Paraffin-Embedded; LOH, loss of heterozygosity; TAI, telomeric allelic imbalance; LST, large scale transitions; GIS, genomic instability scores; HGSOC, high grade serous ovarian cancer; TNBC, triple-negative breast cancer
However, approximately 5% of patients with gBRCA mutations exhibit negative outcomes in BRCA tests with tumor samples. Supplementary somatic BRCA (sBRCA) testing can identify an additional 6–7% of these patients who acquire BRCA mutations during cancer development or progression [49]. Although the evidence on sBRCA as a biomarker to determine the benefit of PARPi is more limited compared with that for gBRCA, clinical trials have demonstrated that patients with sBRCA mutations exhibit similar progression-free survival (PFS) outcomes to those with gBRCA mutations [50, 51].
In addition to BRCA1/2, defects in other genes within the HR pathway may also result in the BRCAness phenotype. Preclinical studies have demonstrated that deficiencies in genes such as ATM, CDK12, and RAD51 confer sensitivity to DNA repair inhibition [52, 53]. In a previous study, two patients harboring mutations in RAD51C and RAD51D achieved clinical benefits from rucaparib treatment, a PARPi [54]. However, given the relative rarity of these gene defects compared with BRCA1/2 mutations, greater caution is required when using them as biomarkers to predict the efficacy of PARPi.
Genomic signature and scars
The tumor cells of HRD patients are unable to utilize the HR pathway for DSB repair, and consequently rely on the NHEJ pathway. Since NHEJ does not depend on sister chromatids for repair, it is an error-prone process that leads to characteristic “genomic scars”, which serve as a hallmark of HRD cancers [55]. The quantification of these “genomic scars” has become an attractive topic in recent cancer genomics research. Currently, predicting HRD status primarily involves measuring three types of genomic alterations: large-scale transitions (LST), loss of heterozygosity (LOH), and telomeric allelic imbalance (TAI) (Fig. 1B) [56, 57]. Evaluating these three genomic aberrations can improve the identification of HRD-positive samples [58, 59]. To date, the most commonly reported methods for detecting genomic scars are two commercially available tests. These tests integrate the tumor BRCA mutation detection with the genomic instability score (GIS), which is derived from the total score of TAI, LST, and LOH (myChoice HRD test, Myriad Genetics), or the subchromosomal LOH fraction (FoundationFocus CDxBRCA, Foundation Medicine) (Fig. 1C) [60, 61].
Functional assays of HRD
The most widely used method for assessing HR functional status is detecting nuclear RAD51 (Fig. 1D) [62, 63]. RAD51 facilitates high-fidelity double-strand DNA repair through its interaction with the BRCA1/PALB2/BRCA2 complex [64]. In preclinical models and patient samples of ovarian and breast cancer, including ascite metastases and in situ carcinomas, reduced DNA damage-induced nuclear RAD51 is positively associated with BRCA1 or BRCA2 gene defects and patient response to PARPi [65, 66]. In breast cancer, lower levels of RAD51 positively correlate with responses to neoadjuvant chemotherapy or PARPi treatment [67, 68]. However, further validation in larger clinical cohorts is necessary to establish the clinical utility of nuclear RAD51 detection.
Genetic characteristics of HRD cancers
HRD gives rise to impaired DSB repair, which constitutes a common driver for cancer development. The analysis of large metastatic and primary cancer cohorts reveals that HRD is most prevalent in ovarian and breast cancer, followed by pancreatic and prostate cancer [39]. Notably, different genetic characteristics also exist among these four tumors (Fig. 1A).
Ovarian cancer
Ovarian cancer ranks as the third most prevalent cancer in the female reproductive system and holds the highest mortality rate among gynecological malignancies [69]. Among all types of ovarian cancer, 75% are HGSOC, and over 50% of HGSOC present HRD status [70, 71]. Among all cancers, both the germline and somatic mutation frequencies of BRCA1 or BRCA2 in HGSOC are the highest [72]. Additionally, defects in other HR-related genes, including RAD51C/D, PALB2, ATM, H2AX, MRE11, RPA, BRIP1, BARD1, and FANC genes, that can confer HRD or BRCAness phenotypes exist in HGSOC patients [73]. Therefore, PARPi maintenance therapy has been incorporated into clinical treatment guidelines for HRD ovarian cancer patients.
Breast cancer
Breast cancer is the most prevalent malignant tumor among women and the fourth leading cause of cancer-related deaths [74]. Deficiencies in the DNA damage repair pathway related genes constitute an important factor in the development of breast cancer [75], with approximately 10% of breast cancer cases being caused by mutations in HR genes, such as BRCA1, BRCA2, PALB2, BRIP1, BARD1, and RAD51C [76, 77]. The proportion of HRD is higher in triple-negative breast cancer (TNBC), with nearly 40% of TNBC samples being marked as HRD. TP53 mutations are significantly enriched in HRD samples, which is consistent with their usual co-occurrence with the most common BRCA1/2 defects. Additionally, chromosome arm 16p is significantly enriched in HRD samples, as it carries the PALB2 gene. PALB2 is a highly important protein in the HR pathway, and is closely associated with the occurrence of breast cancer and the sensitivity of PARPi treatment [78].
Prostate cancer
Patients with the impaired HRR pathway constitute a considerable portion of the prostate cancer population [79]. BRCA2, ATM, and CHEK2 are the three most common DNA repair mutation genes, accounting for approximately three-quarters of all DNA repair gene mutations in the disease, both at the germline and somatic levels [80, 81]. Besides these three genes, PALB2 germline mutations are also associated with an increased risk of prostate cancer [82].
Pancreatic cancer
Owing to the restricted treatment options, pancreatic ductal adenocarcinoma (PDAC) is among the most lethal solid malignant tumors [83]. A growing body of evidence indicates that HRD serves as a biomarker to select the intended population for PARPi maintenance therapy in late-stage platinum-sensitive PDAC patients [84]. The HRD phenotype in PDAC is predominantly orchestrated by mutations in BRCA2, BRCA1, and ATM, followed by FANC genes, CHEK2, and PALB2. The mutation rate of RAD51, ATR, BRIP1, BARD1, CDK12, and CHEK1 is significantly lower [85]. Furthermore, pancreatic acinar cell carcinoma (PACC) has also been reported to be correlated with HRD, with a significantly higher prevalence of HR/DDR germline genetic alterations in BRCA1, BRCA2, PALB2, ATM, and CHEK2 in PACC compared with other tumors, among which BRCA2 mutation occurs most frequently [44].
The distinctive phenotypes and Spatial connection of cells in the TME of HRD cancers
As previously mentioned, many types of cancer commonly harbor genomic alterations associated with HRD, including HGSOC, TNBC, pancreatic cancer, prostate cancer, NSCLC, and others [86]. HGSOC is an excellent tumor model of HRD because a majority of cases exhibit mutations or hypermethylation in BRCA1/2 or other important HRR genes [87]. Recently, several studies have demonstrated that HRD cancers present a unique TME with distinct phenotypes of immune cells and spatial tumor-immune interactions compared with homologous recombination proficient (HRP) tumors. These studies have shed light on the molecular, spatial, structural, and functional characteristics of this unique TME utilizing laboratory techniques, single-cell technologies, and multiplexed spatial analyses [38, 73]. Detailed elucidation on the interplay among diverse components in the TME of HRD cancers is conducive to characterizing a distinctive TME landscape for precise identification of therapeutic targets and prognostic assessment of HRD cancers. Therefore, we aim to describe the intricate interplay of tumor, immune and stromal cells, and the crosstalk among these cells and related cytokines (Fig. 2).
Fig. 2.
The distinctive phenotypes and spatial connection of cells in the TME of HRD cancers. (A) Spatial connection. In HRD tumors, CD4+/CD8+T cells, DCs, and macrophages are localized in closer proximity to tumor cells, showing strengthened spatial interactions with tumor epithelial cells, compared with HRP tumors. (B) Phenotypic differences of lymphocytes, myeloid cells, stromal cells, and cancer cells between HRD tumors and HRP tumors. HRD, homologous recombination deficiency; HRP, homologous recombination proficiency; TME, tumor microenvironment; Tex, exhausted T cell; CTL, Cytotoxic T lymphocyte; Treg, regulatory T cell; DC, dendritic cell; CAF, cancer-associated fibroblast
T cells
T cells constitute a crucial component of the TME [88]. CD8+ T cells are potent effector cells that exert anti-tumor immune effects by specifically recognizing and eliminating cancer cells [89]. Additionally, CD4+ helper T (Th) cells exert influence on various immune cell subsets, with the Th1 and Th2 phenotypes playing dual roles in modulating anti-tumor immunity [90, 91]. Treg cells impede effective anti-tumor responses through different mechanisms, serving as gatekeepers of immune homeostasis [92]. Accumulating evidence has revealed that elevated T-cell density and activation signatures are associated with enhanced survival across diverse cancer types, suggesting the potential to utilize T-cell characteristics as prognostic indicators for oncology patients [93, 94].
Prior to the onset of tumors, the adaptive immune system exerts a role in the early phases. In the mucosal microenvironment of the fallopian tubes of patients with BRCA1 germline mutations, CD8+ T cells are conspicuously enriched in BRCA1 mutation carriers, and the proportion of clonal CD8+ T cells is significantly higher than that of the normal control group [95]. Similarly, the proportion of lymphocytes, particularly CD4+, CD8+, and NK/NKT cells, is markedly increased in the breast of donors carrying BRCA1/2 germline mutation. The most notable change is the enrichment of cytotoxic CD8+ T cells highly expressing perforin, granzyme B, IFN-γ, and TNF-α in the donor with BRCA1 germline mutation [96]. This implies that CD8+ T cells in the microenvironment of the fallopian tubes and the breast of BRCA1 mutation carriers have initiated the function of immune surveillance before tumorigenesis.
Additionally, several studies have demonstrated that there are significant differences in T cell phenotypes between HRP and HRD tumors in HGSOC patients, and there is also a higher diversity of T cell phenotypes [38, 45, 97]. Compared with wild-type (WT) tumors, significantly more adaptive immune response cells, especially tumor-infiltrating lymphocytes (TILs), are enriched in BRCA1/2 mutant TNBC, as well as prostate cancer and pancreatic cancer with BRCA2, PALB2, or ATM germline mutations. The HRD status is also correlated with the increased density of CD8+ and CD4+ T cells [42, 44, 98]. The infiltration of CD8+ T and CD4+ T cells is significantly increased in BRCA1/2 mutated HGSOC, and is positively correlated with the quantity of other immune-stimulating cells, indicating a coordinated recruitment phenomenon of immune cells in BRCA1/2 mutated tumors [38]. Notably, one study observed no statistically significant difference in T cell density or composition between the HRD tumor cohort and sporadic tumor cohort, whereas the level of T cell inflammation signature (TIS) was higher in HRD tumors than in sporadic tumors. HRD samples also possess a higher level of tissue-resident memory T cells (Trm), which is implicated in maintaining immunity. This indicates the existence of immune surveillance in the TME of HRD tumors, but the high level of Trm may also account for the potential cause of tumor immune evasion and progression [99, 100].
However, even though HRD cancers exhibit a CD8+ T cell-enriched state, these CD8+ T cells frequently manifest a dysfunctional phenotype. In the mucosal microenvironment of the fallopian tube or the breast, prior to HGSOC or breast cancer development, PD-1, LAG3, TOX, TIGIT, and CD39 positive exhausted T cells and NK/NKT cells are significantly enriched in BRCA1/2 mutation carriers, indicating that the early adaptive immune responses are initiated, whereas T cells undergo a transformation towards an immune exhaustion phenotype. This finding also suggests a possibility of a faster progression of HGSOC or breast cancer in BRCA1/2 germline mutation patients [95, 96]. Furthermore, the expression of molecules such as CD8, CD3, FOXP3, PD1, CTLA4, and GZMB is significantly increased in BRCA1 mutated tumor samples, signifying a robust T cell response in BRCA1 mutant TNBCs but a more prominent T cell exhaustion [42]. Meanwhile, dysfunctional CD8+ T effector cells characterized by high expression of cytotoxic markers (GZMK) and exhausted markers (PD-1, CTLA4, LAG3, and TIGIT) are significantly enriched in the peritumoral stroma and tumor tissues of HGSOC patients with HRD [45]. For HRP tumors, the CD8+ T cell phenotype is mainly concentrated on CD8+ central memory T (Tcm) cells and CD8+ effector memory T (Tem) cells [101]. This indicates that the HRD group has a greater potential for tumor-reactive T cells than the HRP group, and the interaction between T cells and antigens is significantly enhanced. The immune exhaustion phenotype of CD8+ T cells in HRD tumors is consistent with the dysfunction induced by chronic antigen exposure in solid tumors, and implies the considerable potential of immune checkpoint blockade (ICB) treatment for HRD tumors.
Furthermore, Treg cells are also enriched in the TME of HRD cancers. In HGSOC, prostate cancer, and pancreatic cancer cases with HRD phenotype, CD4+ Treg cells in the TME and circulating CD4+ Treg cells account for a higher proportion of T cells [44, 102, 103]. The quantities of CD3+CD8+GrB+, CD3+CD4+ cells, and FOXP3+ Treg cells are augmented in BRCA1-mutated TNBC when compared with BRCA-WT TNBC [104]. Additionally, there is a positive correlation between CD8+ T cell density and FOXP3+ T cell density in BRCA and ATM germline mutated cases. There is also a positive correlation between HRD score and FOXP3+ T cell density in the BRCA2/ATM germline alteration cohort [98]. Another study also demonstrated that the abundance of total Treg cells and effector Treg (eTreg) cells is significantly higher in HRD tumors. Moreover, eTreg cells and exhausted T (Tex) cells co-exist, and both display increased infiltration in HRD tumors [105]. In contrast, CD4+ Tcm cells undergo clonal expansion in the HRP group [101].
Collectively, in the TME of HRD cancers, CD8+ T cells recognize effective tumor antigen presentation signals and proliferate subsequently. However, while the infiltration of tumor-reactive T cells increases, immunosuppressive eTreg cells and Tex cells also co-exist, presenting a delicate balance between the states of anti-tumor and pro-tumor.
Moreover, the spatial interaction between T cells and tumor cells is also particularly distinctive in HRD cancers. In comparison with HR-WT tumors, the spatial composition of TME in BRCA1/2-mutated tumors is markedly different. In BRCA1/2-deficient tumors, CD4+/CD8+T cells, endothelial cells, and functional stromal cells show strengthened spatial interactions with tumor epithelial cells, and CD8+T cells are mainly distributed near the tumor cells [38]. In BRCA-deficient breast cancer and prostate cancer, CD4+ and CD8+ T cells exhibit a higher degree of infiltration into tumor tissues compared with the stroma [103, 106]. This phenomenon is attributed to the high expression of Ki67 in proliferating epithelial cells, which enhances interactions with immune cells and thereby improves immune surveillance. Spatially, this indicates more frequent communication between immune cells and tumor cells. In HR-WT tumors, however, the level of cell-cell interaction between tumor cells and CD4+/CD8+T cells is relatively diminished. Moreover, the ratio of CD4+ T cells and CD8+ T cells near proliferating tumor cells in BRCA1/2-deficient tumors is positively correlated with patient prognosis, suggesting that the coordination of immune surveillance through the spatial connection of cells improves the prognosis of patients [38]. In prostate cancer, there is an intriguing proposition regarding the clustered immune space (CIS) and free immune space (FIS). Namely, T cells mainly cluster in the stromal region in tumors, which is termed CIS, while the condition of T cells that are “free” and dispersed alone in the tumor area is defined as FIS. CIS and FIS reflect diverse levels of immune-tumor cell interactions. In comparison with WT tumors, HRD tumors have significantly more infiltrating free T cells, particularly CD8+ T cells, indicating that HRD tumors possess an FIS profile. CD8+ cells in the FIS are closer to the tumor cells than the clustered CD8+ cells in the CIS. The expression of the HLA-A, which is requisite for cytotoxic effector T cell immune recognition, is positively correlated with the proportion of free CD8+ T cells, suggesting that HRD tumors with an FIS profile-dominant TME have a higher level of immune surveillance [99].
However, PD-L1+ cancer cells are encompassed with a greater number of CD8+PD-1+ T cells within a short distance (radius < 30-µm) in HGSOC cases with HRD phenotype, compared with HRP tumors. The median distance between tumor cells and dysfunctional T cells is also shorter in HRD tumors than in HRP tumors. Before the development of breast cancer, PD-1+ immune cells in carriers with BRCA1 and BRCA2 germline mutations are preferentially localized near the epithelial tissue, which might be associated with early immune evasion in the malignant epithelial tissue [96]. Additionally, Treg cells are observed to be localized in close proximity to tumor cells in HGSOC and prostate cancer cases with HRD. These findings indicate the occurrence of frequent functional interactions between these cell populations, and serve as evidence in support of immune suppression [38, 103, 105].
B cells
Despite the current immunotherapy research mainly focusing on T cells, growing evidence indicates that tumor-infiltrating B lymphocytes (TIL-Bs) also play a vital collaborative role in the TME [107, 108]. Exhausted or dysfunctional CD8+ and CD4+ TILs are found to express CXCL13 [109, 110]. This observation implies that, upon encountering the threat presented by tumor cells, exhausted or dysfunctional T cells might solicit support from B cells [111, 112]. This interaction between T and B cells eventually gives rise to a tertiary lymphoid structure, which actively participates in the adaptive immune response within the TME [113]. Therefore, it is held that TIL-Bs possess a positive prognostic value in most cancers [114].
In BRCA2-deficient breast cancer, activated B cells and immature B cells are enriched [42]. Compared with WT prostate cancer, the upregulated genes in the HRD phenotype cohort encompass B cell markers (CD79A, CD79B, MS4A1). The density of B cells in the stroma of gBRCA2-mutated samples is similar to that in the tumor region, and the higher density of B cells in the stroma of gBRCA2 samples might be the cause for the overexpression of B cell markers in the HRD cohort [99]. Pancreatic cancer cases with BRCA2/PALB2 germline alterations demonstrate a more enriched B cell population, including memory B cells and naïve B cells, and the abundance of B cells shows a positive correlation with the HRD score [44, 115].
NK cells
Natural killer (NK) cells are the most important lymphocytes in the innate immune system and are regarded as the earliest immune effectors in the TME due to their potent immune surveillance function [116, 117]. A growing number of studies have indicated that the quantity, infiltration, and function of NK cells in the TME are positively correlated with the survival rate of cancer patients [118]. The number of NK cells is significantly associated with the long-term overall survival (OS) rate of melanoma patients [119]. Similarly, higher levels of tumor-infiltrating NK cells are associated with pathologic complete response and disease-free survival in breast cancer [120]. Furthermore, NK cells can drive immune cell infiltration and inflammation, and convert “cold” tumors into “hot” tumors, thereby promoting adaptive immunity and enhancing patient response to ICB [121].
Pancreatic cancer cases with BRCA2/PALB2 germline alterations exhibit a more enriched population of activated NK cells [44]. Similarly, compared with HRP cases with HGSOC, HRD cases exhibit higher expression of NK cell features, and the activated NK cells in HRD cancers imply better outcomes. The lower levels of NK cell infiltration are associated with a decreased survival rate in HRD patients with BRCA1 alterations [97].
As previously mentioned, in the breast samples of donors carrying BRCA1/2 germline alterations, the proportion of lymphocytes increases significantly, including GZMH+ NK and NKT cells. Meanwhile, the expression of LAG3, TIGIT, and TIM3 is augmented, suggesting the accumulation of immune exhaustion phenotypes of NK cells, which is consistent with the exhaustion phenotypes of T cells in the early stages of tumorigenesis [96].
Macrophages and dendritic cells
Macrophages with anti-tumor effects are defined as M1 polarized macrophages expressing CD80, CD86, MHC-II, and iNOS. These macrophages retain the characteristics of APCs and participate in immune-active pathways, including chemokine signaling pathways, antigen processing, and presentation, as well as activation of adaptive immune cells and cytokine-cytokine receptor interactions [122–124]. Conversely, macrophages with pro-tumor effects are characterized by the expression of CD206, CD204, VEGF, CD163, and Arg-1, being defined as M2-type macrophages with immunosuppressive properties. M2 macrophages are marked by low expressions of MHC-II and inhibitory molecules such as PD-1, PD-L1, VISTA, B7-H4, and Tim3 [125–128]. Therefore, the unique features of tumor-associated macrophage (TAM) render it a potential therapeutic target [129–131]. Although the concept of M1 and M2 macrophages is no longer deemed appropriate, most studies continue to employ these related markers to characterize TAM attributed to a broad correlation between the expression of these markers and prognosis in tumor models and human cancers [132].
Despite the recognition that dendritic cells (DCs) lack direct anti-tumor activity, they nonetheless play a role in modulating anti-tumor immunity via their interactions with T cells. In other words, DCs play the “optimal supporting role” in anti-tumor immunity [133, 134]. A recent study has demonstrated that tumor T-cell inflammation is more closely correlated with the genetic characteristics of DCs, suggesting that antigen processing and presentation constitute a key step in immune recognition [135, 136].
In HGSOC, the infiltration rate of IBA1+ M2 and CXCL10+ M2 macrophages is markedly elevated in HRD tumors, while M1 macrophages are enriched in HRP tumors [38, 45]. Nevertheless, contradictory evidence demonstrates that a higher proportion of pro-inflammatory M1 macrophages is observed in HGSOC cases with HRD phenotypes. This might be attributed to more robust antigen-presenting interactions within the HRD group, which demands the recruitment of more immune cells and the establishment of an inflammatory environment. Meanwhile, HRP tumors are infiltrated with more inactive monocytes, and the deficiency of new antigen signals in the tumor leads to the polarization of immunosuppressive M2 macrophages [101]. Furthermore, in cases of TNBC with BRCA1 mutation and pancreatic cancer with BRCA2/PALB2 germline alterations, a more abundant macrophage population, encompassing M1 and M2 subtypes, is evident. This finding is in line with the conclusion from several previous studies on HGSOC that the number of M1 or M2 type macrophages in HRD tumors increases independently [38, 44]. These contradictory results might be associated with the HRD score of the tumors. It is demonstrated that M1 macrophages predominate in tumors with higher HRD scores, whereas M1 and M2 macrophages seem to have an equal presence in tumors with intermediate HRD scores [115].
Additionally, the PD-L1 expression on macrophages increases in samples from gBRCA1/2 mutated breast cancer, suggesting the formation of an immunosuppressive environment locally prior to the tumorigenesis [96]. Similarly, both types of TAM in HGSOC with HRD phenotype and BRCA1 mutated TNBC also exhibit higher expression of PD-L1 [45, 104]. As the HRD score rises, the signal crosstalk between macrophage-related APOB-TREM2 and CD52-SIGLEC10 is concomitantly augmented, which is related to tumor immune evasion [115, 137].
In addition, the spatial interaction between TAMs and other cells in HRD cancers exhibits distinct characteristics. In BRCA1/2-mutant HGSOC and BRCA2/ATM-mutant prostate cancer, M2 macrophages exhibit a preferential accumulation within regions of proliferating tumor cells. Conversely, in HR-WT tumors, they are primarily present in the stroma region [38, 103]. A notable increase is also observed in the localization of M1 macrophages in BRCA1 mutant samples, with these cells infiltrating into the tumor cells, while no such phenomenon is observed in HRP samples [45]. Similar to PD-L1+ cancer cells, PD-L1+ macrophages are enriched with a greater number of CD8+ PD-1+ T cells within a short distance, which is particularly common in BRCA2-mutated HGSOC cases but absent in HRP tumors. These findings support the hypothesis that the upregulation of PD-L1 in tumor cells and myeloid cells serves as a negative feedback mechanism to suppress T cell activation in HRD cancers [45].
Cancer-associated fibroblasts
Cancer-associated fibroblasts (CAFs) constitute a key component of the tumor stroma. Within the TME, CAFs mediate communication between tumor cells and other immune cells via the diverse cytokines and exosomes they produce, not only facilitating tumor proliferation but also inducing immune evasion [138–140]. Moreover, as a crucial component of stromal cells, CAFs can induce the degradation of the extracellular matrix (ECM) by releasing matrix metalloproteinases (MMPs) and synthesizing new ECM proteins, providing structural support for tumor invasion and angiogenesis, which largely contributes to drug resistance in cancer treatment [141–143].
BRCA1 alteration carriers exhibit a significant enrichment of fibroblasts expressing EMT-related genes. These subpopulations highly express CXCL12 and IL-6 genes, which are known to regulate inflammatory responses and activate the JAK/STAT signaling pathway in HGSOC [144]. This is in line with the high expression of EMT-related genes in the epithelial cells of the fallopian tubes of BRCA1 alteration carriers, suggesting the existence of special interactions between CAFs and epithelial cells that promote the initiation of HGSOC [95].
The pancreatic ecosystem shows high levels of infiltrating fibroblasts in the HRD group, including antigen-presentation-associated fibroblasts (apCAF) and myofibroblastic CAFs (myCAF) [115]. Moreover, HRD cancers demonstrate a high degree of infiltration of C7 + CAFs (C7, COLAC11, TCF21, and RNASE1), meso-fibroblasts, pericytes, and myCAFs, which actively engage in inflammatory responses, angiogenesis, and responses to type I/II interferons (IFNs). Among these, myCAFs show a high expression level of MMPs, indicating their potential role in degrading the ECM to facilitate tumor cell invasion and metastasis, while providing migration routes for tumor cells to invade the blood and lymphatic systems. Additionally, a high level of PD-L1 expression is detected in the tumor stroma in BRCA1-mutated TNBC, indicating the existence of immune exhaustion in the HRD tumor stroma [43]. In contrast, HRP tumors display a significant infiltration of “indolent CAFs” with limited functionality and minimal interaction with other cell subtypes, namely ADH1B+ CAFs and MYH11+ SMCs, suggesting the formation of an immune exclusion barrier [101].
Cancer cells
Three immune signaling pathways, including JAK-STAT, NF-κB, and TNF signaling pathways, are conspicuously augmented in the primary tumor sites of HRD cancers, which might imply the origin of the immune signal of HRD tumor cells. In comparison with the primary tumors of HRP, MHC-I/II genes are highly expressed in HRD cancers [45, 105]. Moreover, epithelial cells of HRD tumors are profoundly engaged in the antigen presentation process and the differentiation of Th1, Th2, and Th17 cells [101]. Furthermore, epithelial cells of HRD tumors could excrete a variety of immune chemokines such as CXCL8, CXCL10, and CXCL11 to recruit anti-tumor immune cells, suggesting an active immune response in the TME of HRD cancers [45]. In contrast, epithelial cells of HRP tumors exhibit a close association with cancer-related pathways, including the cell cycle, P53 signaling pathway, MAPK signaling pathway, and PI3K-AKT signaling pathway [101]. These results further validate the active immune interaction between tumor cells and immune cells and the initiation of multiple immune pathways in the TME of HRD cancers.
However, in cancer cells with IFN response, the expression of many co-inhibitory molecules is significantly increased, including PD-L1, Galectin-, indoleamine 2,3-dioxygenase (IDO), and ICOSL. The upregulation of these molecules facilitates the immune suppression function of Tregs/Texs [105]. In both HGSOC with HRD phenotype and BRCA1 mutant TNBC, CD274 (PD-L1) expression on tumor cells is also upregulated [43, 45]. Additionally, BRCA1/2-deficient breast cancers have a higher expression of immunosuppressive molecules compared with BRCA1-WT breast cancers in WSI and TCGA cohorts, including CTLA-4, IDO1, and LAG3 [145]. The expression of the LGALS9 gene is significantly upregulated in HRD tumor cells, which encodes a protein that is a ligand for HAVCR2/TIM3, a classical immunosuppressive molecule [146, 147]. These findings suggest that the TME of HRD cancers exhibits both active immune responses and immune-suppressive signals, which aligns with previous observations in immune cell populations.
The distinctive features of molecular mechanism in the TME of HRD cancers
As previously discussed, the TME of HRD cancers displays a distinct cellular phenotypic landscape within a spatial framework. More evidence further indicates that the TME of HRD cancers is characterized by molecular alterations across four critical pathways: (1) dynamic regulation of antigen-presenting capacity, (2) upregulation of IFN signaling, (3) activation of the JAK-STAT pathway, and (4) metabolic reprogramming centered on energy utilization (Fig. 3). These pathways interweave with immune cells, enabling initial immune engagement while simultaneously orchestrating progressive immune suppression. Consequently, these interplay between immune cells and molecular mechanisms shape the distinctive TME landscape observed in HRD cancers.
Fig. 3.
The distinctive features of molecular mechanism in the TME of HRD cancers. The TME of HRD cancers exhibits distinct characteristics in cellular interplay, signaling pathways, and other aspects. These features are reflected in the differential states of antigen presentation pathways during early and late stages, the upregulation of JAK-STAT and IFN signaling and the significant increase in oxygen demand by cells in the TME. TME, tumor microenvironment; HRD, homologous recombination deficiency
Antigen presentation
Antigen presentation serves as a fundamental process of the adaptive immune response, which establishes a connection between immune cells and tumor cells via MHC class I/II. It is discovered that the antigen presentation capacity of tumor cells or professional APCs is not invariable throughout the development of HRD cancers. The absence or mutation of HLA genes significantly influences the anti-tumor properties of T cells.
In HRD tumors at the early stage or during sensitive treatment periods, the process of antigen presentation is more vigorous. Prior to the progression to breast cancer, the expression of the HLA-DQB1 gene in BRCA2-mutated breast cells has been identified to be significantly upregulated, which is correlated with MHC class II and plays a critical role in antigen presentation [96]. Additionally, the gene with the most pronounced differential expression within the HRD cohort of prostate cancer is HLA-A, which is indispensable for the immune recognition of cytotoxic effector T cells [99]. Among PACCs with germline HR alterations, only 14% are detected with LOH of HLA class I [44]. In HGSOC patients with chemosensitivity where BRCA1/2 mutants are predominant, HLA-DMB, TAP1, TAP2, and TAPBP genes on the 6th chromosome are also upregulated [148]. These genes are all associated with antigen presentation. These results indicate that the antigen presentation process in early-stage HRD cancers is more active, and the capacity of immune cells to recognize tumors is augmented, which is aligned with the previous discoveries of increased immune cell infiltration and enhanced immune surveillance phenotypes.
However, during the disease progression, antigen presentation is gradually attenuated. In lethal metastatic breast cancer, patients with ATM alterations exhibit more clonal HLA LOH, while those with BRCA2 alterations present more subclonal HLA LOH [73]. In patients with advanced HGSOC, HRD cancers manifest more HLA class I gene subclonal LOH and LOH, which is a reported immune evasion mechanism in lung cancer and other solid tumors [149]. A considerable proportion of clonal 6p LOH is observed in patients with BRCA1/2 alterations, and the functional consequence of 6P LOH in HRD cancers, namely, an increase in dysfunctional CD4+ and CD8+ T cells, is also demonstrated [45]. In conclusion, the association between the loss and mutation of relevant genes and T-cell dysfunction implies that the gradually emerging immune exhaustion during the progression of HRD cancers might be related to the evolutionary selection of antigen presentation capacity.
IFN signaling
Plenty of evidence suggests that the IFN signaling is upregulated in HRD cancers. The CXCL10/CXCR3 axis has been reported as a crucial factor for regulating the chemotaxis of CD4+ and CD8+ T lymphocytes [150]. The cGAS-STING pathway is activated in BRCA1-deficient breast cancer cells, leading to an upregulation of the expressions of CCL5 and CXCL10 and promotion of lymphocyte migration [106]. In pancreatic cancer, cases with BRCA2/PALB2 germline alterations display higher IFN responses, encompassing both type I (α/β) and type II (γ) [44]. In the HRD cohort of prostate cancer, the upregulated genes also encompass IFN-related cytokines and chemokines, including CXCL13, CXCL9, and CXCL10 [99]. In HGSOC, BRCA1 deficiency elicits type I IFN secretion and STING-mediated intrinsic inflammation, which promotes T lymphocyte infiltration by enhancing the expressions of CCL5 and CXCL9 [151, 152]. In HRD HGSOC patients at the end stage, most samples exhibit hypermethylation of CCL5, which not only affects the function of CD8+ T lymphocytes but also promotes the differentiation of M2 macrophages, leading to adaptive immune suppression and poor prognosis [73, 153].
Although IFN signaling has been conventionally regarded as a vital stimulator of anti-tumor immunity, it also plays a central role in immune evasion within tumors [154, 155]. On the one hand, the upregulated IFN signal in HRD cancers fosters a positive response to anti-tumor immunity. On the other hand, it gives rise to the emergence of an immunosuppressive Treg phenotype through an extensive immune editing with the upregulation of MHC II and coinhibitory molecules, attaining a subtle balance within the TME in cases when tumor-responsive effector T cells surge [105].
JAK-STAT pathway
The JAK-STAT pathway can be activated by various cytokines, among which type I/II IFNs are the most crucial upstream signaling molecules [156]. In HRD cancers, the JAK-STAT pathway is upregulated in tumor cells, CD4+/CD8+ T cells, and macrophages, implying a common upstream effector in this pathway within HRD cancers. Moreover, given the robust positive correlation between the IFN signaling in DCs and the activation of the JAK-STAT pathway in cancer cells, T cells, and macrophages, the increased IFN activity in HRD cancers might serve as an activator of the JAK-STAT pathway and is accompanied by the upregulation of HLA gene and immune co-inhibitory molecules such as PD-L1 [45, 105]. As mentioned above, HGSOC with HRD is enriched with CXCL10+ macrophages. Since CXCL10 is a target of the JAK-STAT pathway, macrophages in HRD demonstrate higher JAK-STAT pathway activity [45]. Therefore, the activation of the JAK-STAT pathway is in accordance with the upregulation of the IFN signal in HRD cancers.
Metabolism pathway
Prior to tumor progression, the fallopian tube epithelial cells of BRCA1 mutation carriers upregulate genes related to oxidative phosphorylation (OXPHOS) and glycolysis, such as UQCRB and LDHB [95], compared with the WT population, indicating that BRCA1-deficient cells have considerably higher energy requirements than normal cells in the extremely early stage of HGSOC. OXPHOS and glucose metabolic pathways are also upregulated in HGSOC autopsy samples. The increase in expression of the OXPHOS pathway is positively correlated with HRD score, and high-OXPHOS tumors appear to be more sensitive to chemotherapy [157].
In breast cancer, the anoxygenous signal response is markedly upregulated in HRD samples when compared with HRP samples [158]. Intriguingly, genes associated with insulin signaling and glucose transport, including IRS1, IRS2, CACNA1D, SOCS3, and PRKCZ, are also upregulated in HRD samples [78], which is in line with the findings in HGSOC [73]. In summary, in comparison with HRP cancers, HRD cancers exhibit a greater reliance on energy metabolism to fulfill the cellular growth requirements, potentially offering a promising therapeutic opportunity.
The clinical significance of alterations in the HRD genes and the unique TME of HRD cancers
Biomarker of prognosis
In comparison with short-term survivors, HGSOC long-term survivors and intermediate survivors possess higher germline and somatic HR-gene alteration rates. These alterations encompass germline alterations in BRCA1, BRCA2, BRIP1, PALB2, and RAD51C, somatic alterations in BRCA1, BRCA2, ATM, CDK12, PTEN, RAD51B, RAD51C, and RAD51D, and promoter methylation of BRCA1 and RAD51C. RB1 holds an atypical function in HR, and mutations in both RB1 and BRCA1 are associated with better prognosis. The concurrent mutation frequency of three or more HR-genes is also higher among long-term survivors, and this character is significantly correlated with favorable prognosis [97].
In HGSOC, CCNE1 amplification and BRCA1 mutation are mutually exclusive. Notably, CCNE1 amplification is significantly more prevalent in patients with short-term survival, serving as a poor prognostic indicator for primary platinum-resistant disease [97]. Tumors with combined deficiencies of BRCA1 and BRCA2 might be more susceptible to platinum-based chemotherapy. The BRCA1-mutated group has the longest PFS, suggesting that these tumors are particularly sensitive to platinum-based drugs [97]. In breast cancer, multiple gene defects in DNA repair could mitigate tumor resistance to chemotherapy [97, 159].
Thirteen core genes in the HR pathway, including BARD1, BLM, BRCA1, BRCA2, BRIP1, MRE11, NBN, PALB2, RAD50, RAD51, RAD52, TP53BP1, and XRCC2, are identified to be mutated in patients undergoing neoadjuvant immunotherapy. Notably, these thirteen genes are significantly enriched in patients who achieve a major pathologic response (MPR). Regardless of the treatment regimen and clinicopathological characteristics, the frequency of HR pathway alterations is higher in patients with better responses to immunotherapies. Moreover, in patients receiving immunotherapies, mutations in the HR pathway correlate with higher TMB and longer survival, substantiating the potential of HRD as a novel prognostic biomarker for immunotherapy [160].
In addition to alterations in the HRD genes, the tumor immune microenvironment composition demonstrated profound prognostic implications as well. In HGSOC patients with BRCA1/2 deficiency, the high infiltration of CD4+T cells is significantly correlated with a longer Platinum-Free Interval (PFI), which might be an independent predictive indicator. The high infiltration of CD8+T cells is associated with the improvement of PFI regardless of BRCA deficiencies [38]. Another study also shows that HGSOC patients exhibiting higher densities of immune cells achieve markedly prolonged OS and a favorable PFS. Notably, multivariable Cox regression reveals that CD8+, CD20+, and CD103+ emerge as positive prognostic biomarkers in the adjusted analysis [161].
Furthermore, CIBERSORTx-based immune cell profiling of HGSOC bulk RNA-seq data reveals significant associations between immune cell composition and clinical outcomes [97]. Specifically, higher proportions of activated memory CD4+ T cells and plasma cells correlate with better OS, while elevated levels of resting mast cells and M2 macrophages are linked to poorer outcomes. Patients with the longest PFS and OS show enrichment of plasma cells, activated memory CD4+ T cells, M1 macrophages, and resting NK cells. Those with intermediate survival exhibit increased CD8+ T cells, activated NK cells, Treg cells, and follicular Th cells. Conversely, tumors from patients with the worst outcomes and lowest neoantigen burden are predominantly enriched for resting mast cells and DCs. Besides, univariate analysis identifies 7 OS-associated features, among which activated CD4 memory T cells and plasma cells are shown to be two individually protective factors. When combined in a multivariable regression model, plasma cells remains an independent prognostic predictor [97].
In TNBC patients, HRD is associated with favorable patient response to anthracycline, cyclophosphamide and taxane (ACT) chemotherapy and improved patient prognosis, including prolonged ACT chemotherapy failure-free interval (FFI), OS and disease-specific survival (DSS). However, it is notable that a subtype of TNBC patients with features of ACT-sensitive and HRP is identified to exhibit heightened TILs, IFN-γ signaling, NK cell abundance, and immune checkpoint markers, such as PD-L1, CTLA-4 and IDO1, suggesting potential responsiveness to ICB [162].
Among patients with prostate cancer undergoing immunotherapies, HRD patients demonstrate a more pronounced response to PSA50. HRD patients have a higher overall response rate (ORR) and exhibit a trend towards a superior 12-month PFS [79]. Additionally, the FIS of T cells in prostate tumors mentioned previously could also serve as a characteristic indicator of immunotherapies. Smaller tumor volume, lower Gleason score, and longer time intervals between treatment and recurrence or metastasis all show a positive correlation with FIS levels, as CD8+ cells are more prone to approach tumor cells, leading to better disease control [99].
Therapeutic potential of immunotherapy in HRD tumors
Advances in preclinical models
In several preclinical models, combination therapy involving the targeting of immunosuppressive factors within the TME alongside PARPi has demonstrated promising advancements (Table 1). As Treg cells that play immunosuppressive and pro-tumorigenic roles are enriched in the TME of HRD cancers, selective Treg cell-depletion is a feasible strategy for HRD cancer treatment. CCR8 is a marker identified recently to predominantly be expressed on eTreg cells, the principal subset of Treg cells that exert immunosuppressive effects within the TME [163]. In the Trp53-/-Brca-/- ID8 mouse model, administration of anti-CCR8 humanized therapeutic monoclonal antibody (mAb) remarkably reduces the tumor burden [105]. Notably, the anti-tumor efficacy of combining PARPi with the anti-CCR8 mAb is significantly superior to that of either agent alone. Similar results are observed in the Brca2-/- EO771 mouse model as well. Besides, the combination of PARPi with anti-CD25 mAb, another commonly used Treg cell depletion therapy, exhibits a likewise potent anti-tumor effect [105]. These findings underscore the therapeutic potential of Treg-cell-targeted therapeutics and their synergistic effect with PARPi in HRD cancers.
Table 1.
Advances of immunotherapy in HRD tumors in preclinical models
| Cancer type | Immunotherapy | Target | Combined treatment | Model | Ref |
|---|---|---|---|---|---|
| OC | Anti-CCR8 mAb | Treg cells | Niraparib | Trp53−/−Brca1−/− ID8 | [105] |
| BC | Anti-CCR8 mAb | Treg cells | Niraparib | Brca2−/− EO771 | [105] |
| BC | Anti-CD25 mAb | Treg cells | Niraparib | Brca1−/− EO771 | [105] |
| PDAC | Anti-CD52 mAb | Macrophages | Olaparib | PAN02 | [115] |
| OC | Anti-CD47 mAb | Macrophages | Niraparib | Brca1−/− SKOV3 | [165] |
| OC | TAX2 | Macrophages | Olaparib | Trp53−/−Brca−/− ID8 | [170] |
| OC | CCL5 neutralizing antibody | CAF | Olaparib | BRCA1/2-mutant SKOV3 xenografts | [171] |
| OC | Bepotastine | CAF | Olaparib | HRD-positive PDX | [172] |
| BC | STING agonist | cGAS-STING | Olaparib | Trp53−/−Brca1−/− GEMM | [173] |
Abbreviation: OC, ovarian cancer; BC, breast cancer; PDAC, pancreatic ductal adenocarcinoma
A recent study analyzes the TME of PDAC tumors with different HRD statuses through high-dimensional multi-omic spatial profiling and figures out the therapeutic significance of CD52 in HRD tumors [115]. CD52 is previously demonstrated to act as a suppressor of T-cell activation and proliferation through interacting with SIGLEC10 [164]. In this study, however, the CD52-SIGLEC10 axis is identified as macrophage-related signaling, and its activity increases with rising HRD scores. Treatment with anti-CD52 could induce CD68+ M1-like macrophage expression, promote tumor regression, and inhibit TGF-β1 signaling and epithelial-mesenchymal transition (EMT). Intriguingly, macrophage induction and tumor suppression are enhanced when PARPi and anti-CD52 are used in combination, indicating a novel combined pharmacotherapy [115].
CD47 is another target associated with macrophages for immunotherapies in HRD cancers. CD47 is widely accepted as a macrophage immune checkpoint that interacts with the ligand signal regulatory protein α (SIRP-α) on macrophages to mediate a “don’t eat me” anti-phagocytic signal, and is implicated in the immunosuppressive TME [165]. Notably, it is discovered that PARPi could induce the upregulation of CD47 expression [165]. This finding provides a rationale for the combination of anti-CD47 therapy and PARPi. Indeed, both anti-CD47 monotherapy and the combined treatment of anti-CD47 with PARPi facilitate macrophage-mediated in-vitro phagocytosis, boost STING signaling, and eliminate tumor growth in BRCA-deficient ovarian cancer models [165]. Besides, the CD47/TSP-1 axis is also gaining much attention for its promoting effects on tumor survival and cancer stem cell differentiation, and inhibitory effects on anti-tumor immunity and therapy sensitivity [166–169]. TAX2 is a CD47-derived peptide that could selectively blockade the binding between TSP-1 and CD47. Sequential treatment with PARPi and TAX2 markedly retards tumor progression and prolongs survival in the Trp53-/-Brca-/- ID8 mouse model, and TAX2 is efficacious regardless of PARPi sensitivity [170].
In addition to Treg cells and macrophages, CAF is another manageable component within the TME of HRD cancers. We previously discovered that upon PARPi treatment, stromal CAFs could be activated by autocrine CCL5 through the NF-κB signaling pathway in ovarian cancer [171]. The presence of these CAFs partially contributes to tumor resistance to PARPi. Accordingly, in both BRCA1/2-mutant and BRCA1/2-WT xenograft models, treatment with CCL5 neutralizing antibodies significantly inhibits PARPi-induced CAFs and decreases tumor volumes. Better efficacy is observed when PAPRi and anti-CCL5 antibodies are combined, which offers a conceptual strategy of targeting CCL5 to overcome PARPi resistance [171]. Furthermore, we find that PARPi could induce CAFs to exhibit a senescence-associated secretory phenotype (SASP) in a p21-dependent manner, which in turn confers PARPi resistance to ovarian cancer [172]. Importantly, utilizing the GLAD4U database, we screen out an H1-antihistamine, bepotastine, which exerts a reversal effect on PARPi-triggered SASP in CAFs via suppressing the NF-κB signaling pathway. In HRD-positive patient-derived xenografts, bepotastine improves tumor sensitivity to PARPi and displays a favorable anti-tumor efficacy [172].
Despite the ability of HRD cancers and PARPi per se to induce aberrantly damaged DNA accumulation to activate the cGAS-STING pathway, it is demonstrated that the combination of PARPi and STING agonist could trigger more robust STING activation, leading to reinforced downstream IFN signaling and T-cell and DC functions [173]. In the K14-Cre-Brca1f/f Trp53f/f TNBC model, the combination of PARPi and STING agonist not only clears tumors and promotes mouse survival, but also contributes to the development of immunologic memory, the latter of which is validated via re-implanting tumors into mice with complete tumor clearance [173].
Moreover, evidence suggests that PARPi sensitized BRCA mutant prostate carcinoma cells to NK cell-killing and antibody-dependent cellular cytotoxicity (ADCC) in a death receptor TRAIL-R2 dependent manner, indicating the promise of the combination of PARPi and NK- or ADCC-utilized therapy [174].
Advances in clinical trials
At present, the most commonly evaluated immunotherapies in clinical trials for HRD cancers are immune checkpoint inhibitors (ICIs), including anti-PD-1/PD-L1 and CTLA-4 antibodies (Table 2). Notably, various strands of evidence suggest that PD-L1 is upregulated in HRD tumors. On the one hand, DSB is involved in PD-L1 regulation. Upon DSB, ATM/ATR/Chk1 kinases are activated, leading to the PD-L1 upregulation, among which the Chk1 activation is the core step [175]. Moreover, the production of abundant dsDNA boosts type I IFN signaling through the cGAS-STING pathway, and subsequently activates JAK1/JAK2-STAT1/STAT2/STAT3-IRF1 axis. IRF1 binds to the promoter of PD-L1 and enhances its expression [176]. On the other hand, the application of PARPi in HRD cancers could induce PD-L1 upregulation by suppressing GSK3β [177]. These findings provide a solid theoretical basis and promising therapeutic potential for the adoption of ICIs in HRD cancers and their combination with PARPi.
Table 2.
Advances of immunotherapy in HRD tumors in clinical trials
| Cancer type | Immunotherapy | Target | Combined treatment | Endpoint outcomes | Trial ID | Phase | Ref |
|---|---|---|---|---|---|---|---|
| Advanced tumors with HRD | Tislelizumab | PD-1 | Pamiparib | / | NCT04985721 | 2 | |
| HRD+/HR+/HER2− Advanced BC | Adebrelimab | PD-L1 | Fluzoparib | / | NCT06254066 | 2 | |
| HRD+/ HER2− Advanced BC | Camrelizumab | PD-1 | Fluzoparib | / | NCT05656131/ NCT05085626 | 2 | |
| HRD+ Solid Tumors | Dostarlimab | PD-1 | Niraparib | / | NCT04983745 | 2 | |
| HRD+ advanced CRC | Pembrolizumab | PD-1 | Olaparib | / | NCT05201612 | 2 | |
| HRD+SCLC | Durvalumab | PD-L1 | Olaparib | NCT06419179 | 2 | ||
| Pleural mesothelioma and NSCLC harboring HRR mutations | Dostarlimab | PD-1 | Niraparib |
ORR: 6% (95% CI: 0.1–28.7) mPFS: 3.1 (95% CI: 2.7-NA) mOS: 4.2 (95% CI: 1.58-NA) |
NCT04940637 | 2 | [186] |
| HRD+Cholangiocarcinoma | Dostarlimab | PD-1 | Niraparib | / | NCT04895046 | 2 | |
| HRD+/ER+metastatic BC | Atezolizumab | PD-L1 | Pabociclib/ Endocrine/ Talazoparib | / | NCT04819243 | 2 | |
| HRD+OC | Pembrolizumab | PD-1 | Olaparib |
ORR: 70% (95% CI, 45.7–88.1) 12-month PFS: 91.7% (95%CI, 53.9–98.8) |
NCT04417192 | 2 | [187] |
| HRD+metastatic PDAC | Pembrolizumab | PD-1 | Olaparib |
ORR: 8% DCR: 62% (95% CI: 41–80) mPFS: 4 (95% CI, 2.1–5.4) mOS: 14 (95% CI, 10-NA) |
NCT04666740 | 2 | [188] |
| HRD+/− metastatic gastric and GEJ cancers | Pembrolizumab | PD-1 | Olaparib/ Stereotactic Body Radiation Therapy | / | NCT05379972 | 2 | |
| Platinum-resistant relapsed/metastatic ovarian cancer with HRR gene mutation | Adebrelimab | PD-L1 | Fluzoparib/ Non-platinum chemotherapy | / | NCT06600841 | 2 | |
| HRD+platinum-resistant recurrent OC | Durvalumab/ Tremelimumab | PD-L1/ CTLA-4 | Olaparib/ Cediranib/ Chemotherapy |
ORR: 27.6% (95% CI: 16.7–40.9) DCR: 60.3% (95% CI: 46.6–73.0) 6-month PFS: 30.88% (95% CI: 19.15–43.36) 6-month OS: 79.53% (95% CI: 65.11–88.50) |
NCT03699449 | 2 | [189] |
| Advanced pancreatic cancer with HRD | Epacadostat/ Pembrolizumab | IDO1/PD-1 | / | / | NCT03432676 | 2 | |
| HRRm/HRD+ advanced | Pembrolizumab | PD-1 | Olaparib | / | NCT04123366 | 2 | [190] |
| HRD+ TNBC | Durvalumab | PD-L1 | Olaparib | / | NCT05209529 | 2 | |
| Unresectable or metastatic HER2−/HRD+ BC | Pembrolizumab | PD-1 | Olaparib | / | NCT05033756 | 2 | |
| Advanced CRC with HRD or microsatellite instability | Dostarlimab | PD-1 | Niraparib | / | NCT06365970 | 2 | |
| BC with DDR gene mutation | HX008 | PD-1 | Niraparib/ Trastuzumab/ Pyrrolitinib |
ORR: 79% DCR: 96% mPFS: 7.4 (95% CI: 5.4–12) |
NCT04508803 | 2 | [191] |
| Prostate cancer with HRD | Vudalimab | PD-L1/ CTLA-4 | Olaparib/ Docetaxel / Cabazitaxel | / | NCT05005728 | 2 | [192] |
| Recurrent gliomas with HRD | Pembrolizumab | PD-1 | Olaparib/ Temozolomide | NCT05188508 | 2 | [193] | |
| Metastatic pancreatic cancer with DDR gene mutation | Durvalumab | PD-L1 | Olaparib | / | NCT05659914 | 2 | [194] |
| Advanced solid tumors with HRD | Pembrolizumab | PD-1 | IDE-161 | / | NCT05787587 | 1 | |
| Platinum-resistant EOC, EC, PPC or cervical cancers with HRD | Nivolumab | PD-1 | Debio 1143 |
ORR: 2.9% mPFS: 1.9 (95% CI: 1.7–2.7) mOS: (95% CI: 6.0-15.9) |
NCT04122625 | 2 | [195] |
| Advanced OC with HRD | Durvalumab | PD-L1 | Olaparib/ Bevacizumab/ Carboplatin + Paclitaxel | / | NCT03737643 | 3 | [196] |
| Newly diagnosed OC | Nivolumab | PD-1 | Rucaparib | / | NCT03522246 | 3 | [197] |
| gBRCAm HER2− metastatic BC/ gBRCAm OC | Durvalumab | PD-L1 | Olaparib |
28-wk DCR: 65.6% (90% CI: 49.6–79.4) ORR: 71.9% (95% CI: 53.25–86.25) mPFS: 11.1 (95% CI: 8.2–15.9) |
NCT02734004 | 1/2 | [178, 198] |
| Advanced BRCA-mutated BC | Pembrolizumab | PD-1 | Olaparib | / | NCT03025035 | 2 | |
| Prostate Cancer with BRCA2 inactivation or BRCAness signature | Ipilimumab/ Nivolumab | CTLA-4/PD-1 | / |
ORR: 38% (95% CI: 22–55) mPFS: 4.0 (95% CI: 3.5–12.0) |
NCT04717154 | 2 | [199] |
| Prostate Cancer with HRD | Nivolumab | PD-1 | / | / | NCT03040791 | 2 | |
| Prostate Cancer with HRD | Pembrolizumab | PD-1 | Chemotherapy | / | NCT03248570 | 2 | |
| Solid tumors with a BRCA or ATM defect | Avelumab | PD-L1 | Talazoparib |
ORR: 26.4% (BRCA1/2 cohort) 4.9% (ATM cohort) |
NCT03565991 | 2 | [182, 200] |
| TNBC or OC | Pembrolizumab | PD-1 | Niraparib |
ORR: 18% (90% CI: 11–29) DCR: 65% (90% CI: 54–75) |
NCT02657889 | 1/2 | [183, 201, 202] |
| BRCA mutant non-HER2-positive BC | Atezolizumab | PD-L1 | Olaparib |
PFS: 7.0 (95% CI: 5.5–11.5) (O arm) 7.67 (95% CI: 5.6–10) (O + A arm); mOS: 26.5 (95% CI: 19.2- NR) (O arm) 22.4 (95% CI 16.6–31.3) (O + A arm) |
NCT02849496 | 2 | [185] |
| Locally advanced or metastatic solid tumors | Avelumab | PD-L1 | Talazoparib | ORR: 18.2% (95% CI: 5.2%-40.3%) (TNBC); 34.8% (95% CI: 16.4%-57.3%) (HR-positive, ERBB2-negative, and DDR-positive BC); 63.6% (95% CI: 30.8%-89.1%) (platinum-sensitive, BRCA1/2-altered OC) | NCT03330405 | 1/2 | [184] |
Abbreviation: EOC, epithelial ovarian cancer; PPC, primary peritoneal cancer; OC, ovarian cancer; BC, breast cancer; PDAC, pancreatic ductal adenocarcinoma; CRC, colorectal cancer; SCLC, small cell lung cancer; NSCLC, non-small cell lung cancer; GEJ, esophagogastric junction; TNBC, triple-negative breast cancer; ORR, overall response rate; DCR, disease control rate; PFS, progression free survival; mPFS, median progression free survival; OS, overall survival; mOS, median overall survival
The MEDIOLA trial is a phase 1/2, multi-center, basket trial that evaluates durvalumab and olaparib in four cohorts, including gBRCAm metastatic breast cancer, gBRCAm metastatic ovarian cancer, metastatic gastric cancer, and relapsed small-cell lung cancer (NCT02734004). In the breast cancer cohort, 34 patients are enrolled and receive 300 mg BID of olaparib orally for 4 weeks followed by a combination of 300 mg BID of olaparib orally and 1.5 g durvalumab through intravenous infusion once every 4 weeks. All patients are included in the safety analysis, among which 30 patients are eligible for efficacy analysis. The analysis results demonstrate that the safety and tolerability of the combination are acceptable, and the 12-week disease control rate (DCR) reaches 80% [178]. In the ovarian cancer cohort, 32 patients are enrolled and receive the same modality of treatment as the breast cancer cohort. Similarly, the treatment is well tolerated, and the 12-week DCR achieves 90% [179]. Updated data shows an ORR of 71.9%, a median PFS of 11.1 months, a median duration of response (DoR) of 10.2 months, and a DCR at 28 weeks of 65.6% [180]. Furthermore, a total of 51 gBRCAm patients are included in the expansion cohort of ovarian cancer, the ORR of which is 92.2% [181].
In contrast, in the JAVELIN BRCA/ATM, a phase 2b, multi-center trial that evaluates avelumab plus talazoparib in patients with advanced BRCA1/2-mutated or ATM-mutated solid tumors (NCT03565991), the ORR of the BRCA1/2 cohort (159 patients) and the ATM cohort (41 patients) are only 26.4% and 4.9%, respectively [182].
Besides, in the phase 2 TOPACIO trial that assesses the combination of niraparib and pembrolizumab in patients with advanced or metastatic TNBC (NCT02657889), the BRCA-mutated cohort (15 patients) exhibits an ORR of 47%, a DCR of 80%, and a median PFS of 8.3 months, while the BRCA-WT cohort (27 patients) exhibits an ORR of 11%, a DCR of 33%, and a median PFS of 2.1 months [183]. This result is consistent with the finding of the JAVELIN PARP Medley trial that patients with BRCA alterations respond more sensitively to combined ICIs and PARPi treatment compared with patients with BRCA-WT tumors (NCT03330405) [184].
In spite of the evidence from the non-randomized MEDIOLA, JAVELIN, and TOPACIO trials indicating the encouraging safety and activity of ICIs plus PARPi in HRD cancers, further assessment in randomized trials to specify whether the combined use of ICIs could improve the efficacy of PARPi is warranted. Indeed, in a phase 2 randomized trial of BRCA1/2 mutated, locally advanced or metastatic non-HER2-positive breast cancer (NCT02849496), 78 patients are divided into two cohorts, one treated with Olaparib, and the other treated with Olaparib plus atezolizumab. Similar efficacy is observed in the two cohorts (PFS: 7.0 vs. 7.67 months; median OS: 26.5 vs. 22.4 months) [185].
Taken together, the benefits of ICIs for HRD cancers are not conclusively defined, constrained by the scale and design of current clinical trials. More definitive evidence requires further validation in larger clinical trials.
Conclusions
In this review, focusing on four types of HRD cancers, we summarize the intricate interactions and crosstalk between immune cells and tumor cells, as well as among various signaling pathways within the TME, depicting a distinct immune microenvironment landscape in HRD cancers. A comprehensive understanding of the characteristics of HRD cancers could provide theoretical support and evidence for precisely targeting immunosuppressive factors within the TME. Additionally, we highlight recent advances in the combination of PARPi and immunotherapies across various preclinical models and clinical trials of HRD cancers, which represents a feasible combined therapeutic strategy for the treatment of HRD cancers.
The unique TME of HRD cancers is characterized by the coexistence of immune activation and immune suppression, with a dynamic balance between these two forces that evolves during the initiation and progression of HRD cancers. Starting from individuals harboring HRR-related gene defects but not yet developing tumors, the microenvironment at the site of tumor initiation already exhibits lymphocyte enrichment, indicating the establishment of early anti-tumor immunity. The increased TMB and neoantigen load in HRD cancers lead to active antigen presentation within the immune microenvironment. This results in a more substantial infiltration of diverse immune cells, including CD4+/CD8+ T cells, NK cells, B cells, and macrophages. Collectively, these observations suggest that the TME of HRD cancers displays a robustly immune-activated status in the early stages. Nonetheless, evidence indicates that the TME of HRD cancers concurrently harbors negative regulatory immune elements. In the early microenvironment of the fallopian tubes or breasts in patients with HRR gene defects, there is an upregulation of co-inhibitory molecules such as PD-1, LAG-3, and TIGIT, along with an increase in exhausted lymphocytes. This suggests that while adaptive immune response is activated at the early stage, immune exhaustion also occurs simultaneously. This phenomenon may elucidate the more rapid progression observed in breast and ovarian cancers among patients with HRR gene defects. Furthermore, within the TME of HRD cancers, negative immune regulation is also noted, characterized by increased numbers of Treg cells, exhausted lymphocytes, and myeloid and stromal cells expressing co-inhibitory molecules. The immune activation and suppression within the TME co-exist in a state of dynamic equilibrium during the development of HRD cancers. At the late stage of HRD cancers, however, negative immune regulation assumes a preponderant role, resulting in the formation of an immunosuppressive microenvironment. This provides solid evidence supporting the combination of PARPi and immunotherapies, especially ICIs, for treating HRD cancers (Fig. 4).
Fig. 4.
Clinical significance of the distinct TME of HRD cancers. Immune activation and immune suppression co-exist in a dynamic balance during the development of HRD cancers. At the late stage, however, negative immune regulation predominates, resulting in the formation of immunosuppressive microenvironment. The combined pharmacotherapy of PARP inhibitors and immunotherapies holds significant promise to bring novel breakthroughs in the treatment of HRD cancers. HRD, homologous recombination deficiency; TME, tumor microenvironment; PARP, poly-(ADP-ribose) polymerase
Substantial progress has been attained in the application of immunotherapies in HRD cancers. This includes not only a deeper understanding of the underlying molecular mechanisms that explain the interplay among immune checkpoints, HRR pathway, and PARPi, but also the successful translation of preclinical findings into promising clinical trials, thereby paving the way for more effective treatment strategies in HRD cancers. In addition to ICIs, strategies aimed at targeting other immunoregulatory elements (including Treg cells, macrophages, CAFs, and cGAS-STING signaling) within the TME, are currently undergoing progressive and in-depth exploration, and demonstrate favorable synergistic efficacy with PARPi in preclinical models. The combined pharmacotherapy of PARPi and immunotherapies holds significant promise to bring novel breakthroughs in the treatment of HRD cancers.
Acknowledgements
Not applicable.
Abbreviations
- HRD
Homologous recombination deficiency
- HRR
Homologous recombination repair
- PARP
Poly-(ADP-ribose) polymerase
- PARPi
Poly-(ADP-ribose) polymerase inhibitor
- TME
Tumor microenvironment
- DSB
Double-strand break
- NHEJ
Non-homologous end joining
- MMEJ
Microhomology-mediated end joining
- SSA
Single-strand annealing
- TMB
Tumor mutation burden
- APC
Antigen-presenting cell
- Treg
Regulatory T cell
- PFS
Progression-free survival
- OS
Overall survival
- gBRCA
Germline BRCA1 and BRCA2
- sBRCA
Somatic BRCA1 and BRCA2
- LST
Large-scale transitions
- LOH
Loss of heterozygosity
- TAI
Telomeric allelic imbalance
- GIS
Genomic instability score
- HGSOC
High grade serous ovarian cancer
- TNBC
Triple-negative breast cancer
- PDAC
Pancreatic ductal adenocarcinoma
- PACC
Pancreatic acinar cell carcinoma
- NSCLC
Non-small-cell lung cancer
- HRP
Homologous recombination proficient
- TIL
Tumor infiltrating lymphocyte
- Trm
Tissue resident memory T cell
- TIS
T cell inflammation signature
- Tcm
Central memory T cell
- Tem
Effector memory T cell
- ICB
Immune checkpoint blockade
- WT
Wild type
- eTreg
Effector Treg
- Tex
Exhausted T cell
- CIS
Clustered immune space
- FIS
Free immune space
- TIL-B
Tumor-infiltrating B lymphocyte
- NK
Natural killer
- TAM
Tumor associated macrophage
- DC
Dendritic cell
- CAF
Cancer-associated fibroblast
- ECM
Extracellular matrix
- MMP
Matrix metalloproteinase
- apCAF
Antigen presentation associated fibroblast
- myCAF
Myofibroblastic CAF
- IFN
Interferon
- OXPHOS
Oxidative phosphorylation
- PFI
Platinum-free Interval
- MPR
Major pathologic response
- ACT
Anthracycline, cyclophosphamide and taxane
- FFI
Failure-free interval
- DSS
Disease-specific survival
- ORR
Overall response rate
- mAb
Monoclonal antibody
- EMT
Epithelial-mesenchymal transition
- SIRP-
Ligand signal regulatory protein
- SASP
Senescence-associated secretory phenotype
- ADCC
Antibody-dependent cellular cytotoxicity
- ICI
Immune checkpoint inhibitor
Author contributions
QYX, YJW and TYH drafted the manuscript. XZL, SNS and WJG finished the search of data for the article. HYL and TYH contributed to the writing and language refinement of the manuscript. GBM and DM provided advice on the work design. YF and QLG supervised the manuscript. All authors read and approved of the final manuscript.
Funding
This work was supported by the National Science Foundation of China (82272707, 82441045, 82372928 and 82072889), the National Key Technology Research and Development Program of China (2022YFC2704200, 2022YFC2704205), Innovation Group Project of Hubei Province (2023AFA036) and the Postdoctoral Fellowship Program and China Postdoctoral Science Foundation (BX20250220).
Data availability
No datasets were generated or analysed during the current study.
Declarations
Ethics approval and consent to participate
Not applicable.
Consent for publication
We confirm that all named authors have read and approved the final version of the manuscript. There are no individuals who meet the criteria for authorship but have been omitted from the list. Additionally, we confirm that the order of authors presented in the manuscript has been unanimously approved by all co-authors. All figures included in this review are original and were created by the authors using BioRender.
Competing interests
The authors declare no competing interests.
Footnotes
Publisher’s note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Qiuyang Xu and Yuanjia Wen contributed equally to this work.
Contributor Information
Qinglei Gao, Email: qlgao@tjh.tjmu.edu.cn.
Yong Fang, Email: tongjify@tjh.tjmu.edu.cn.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Data Availability Statement
No datasets were generated or analysed during the current study.




