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. 2025 Aug 21;20(8):e0330474. doi: 10.1371/journal.pone.0330474

Adaptive exponential weighted composite sliding mode-based direct yaw moment control for four-wheel independently actuated autonomous vehicles

Zhengyong Tao 1,#, Mingming Wu 2,, Min Qu 1,, Hui Wu 1,, Banglai Sun 2,, Deqiang Xie 1,, Zhongzhi Tong 3,*
Editor: Jinhao Liang4
PMCID: PMC12370079  PMID: 40839645

Abstract

This paper introduces a novel Direct Yaw Moment Control (DYC) scheme for autonomous vehicles with Four-Wheel Independent Actuation (FWIA). In the upper-layer control strategy, an Adaptive Exponential Weighted Composite Sliding Mode Controller (AEWC-SMC) is proposed by incorporating a nonlinear weighting factor into the sliding mode surface and designing a composite reaching law. For the lower-layer torque allocation, a Dynamic Weight Minimum Energy Allocation (DWMEA) method is developed, which achieves optimal four-wheel torque distribution without iterative computation. By formulating the objective function to minimize weighted energy consumption and introducing adaptive dynamic weight parameters that account for vertical load, steering angle, and vehicle speed, this method adaptively realizes optimal torque allocation. MATLAB/Simulink simulation results demonstrate that compared with traditional Sliding Mode Control (SMC) schemes, the proposed control strategy exhibits higher tracking accuracy, faster convergence speed, and enhanced handling stability.

Introduction

To address global climate change and advance strategic initiatives for green transition, the development of New Energy Vehicles (NEVs) has accelerated rapidly. In this context, Four-Wheel Independent Drive (4WID) electric vehicles have emerged as a new research frontier [1,2], demonstrating significant advantages in response efficiency and control flexibility. Consequently, autonomous vehicles based on 4WID electric vehicle chassis designs are poised to become a major developmental direction. The core research focus now centers on ensuring driving reliability, stability, and safety under extreme operating conditions [35].

Extensive research has demonstrated that Direct Yaw Moment Control (DYC) stands as one of the most effective control strategies for ensuring superior handling stability during extreme operating conditions [69]. The DYC framework predominantly employs a hierarchical architecture: the upper-layer controller module generates the external yaw moment output, while the lower-layer allocation design module optimally distributes this moment to the four wheels, thereby significantly enhancing vehicle handling stability performance [10]. Notably, Fengxi Xie et al. [11] recently proposed an adaptive sliding mode trajectory tracking controller, which improves path tracking accuracy through vector field guidance law and intelligent optimization algorithms. However, this study primarily addresses the trajectory tracking problem for centrally driven vehicles, whereas the DYC scheme focuses on collaborative control for yaw stability and sideslip safety for four-wheel independently driven vehicles under extreme operating conditions, demonstrating complementary relationships in control objectives and application scenarios. In light of the outstanding contributions of Fengxi Xie et al.‘s research in the field of path tracking, this paper adopts a layered DYC framework to address the uncovered stability issues under extreme operating conditions.

Current research on upper-layer controller design primarily encompasses PID control [12], H control [13,14], Model Predictive Control (MPC) [1517] and Sliding Mode Control (SMC) [18,19]. Among these, SMC has been widely adopted in DYC up-per-layer controller design due to its inherent advantages of strong robustness, rapid response characteristics, and insensitivity to parameter variations and external disturbances. Hasan Alipour et al. [20] proposed a novel modified integral sliding mode controller by introducing a proportional-integral term and an online parameter optimization algorithm, achieving effective control over the lateral stability of four-wheel independently driven electric vehicles. Their simulations demonstrated that the proposed controller achieves faster response and better stability compared to traditional Sliding Mode Control (SMC). However, this method suffers from issues of high-dimensional parameter tuning and heavy reliance on the accuracy of the vehicle dynamics model. Xiaoyu Li et al. [21] proposed a stability index-based adaptive sliding mode control scheme, which introduced a quantitative stability index by constructing a three-zone stability boundary (stable zone radius, transition zone radius, unstable zone radius) on the phase plane of front/rear tire slip angles. Simulation results also demonstrated that this scheme can effectively improve the handling stability of the vehicle. However, the phase plane analysis method employed in the study relies on quasi-steady-state assumptions, and its stability discrimination capability under extreme operating conditions requires further investigation. Houzhong Zhang et al. [22] proposed a Fuzzy Sliding Mode Controller (FSMC). They designed FSMC as the core decision-making layer of the control method to calculate the required additional yaw moment based on estimated sideslip angle. Simulation results indicated that FSMC exhibits strong chattering suppression capability and effectively enhances the system’s manipulation stability. However, this method suffers from inadequate coverage under complex operating conditions, and its adaptive adjustment capability of fuzzy rules may deteriorate due to intensified tire nonlinear characteristics. Xiaoqiang Sun et al. [23] proposed a Nonsingular Terminal Sliding Mode (NTSM) control method. Simulation results validated the effectiveness of this controller in terms of lateral stability and tracking accuracy for path following under four extreme conditions. However, the allocation of external yaw moment in this study involves adjustments of weighting coefficients, which are obtained through iterative computation. This approach may suffer from insufficient real-time performance under extreme operating conditions. Existing research has made remarkable progress in mitigating chattering and enhancing robustness. Nevertheless, aspects such as adaptability to complex operating conditions and real-time computational efficiency must still be considered. Therefore, significant research space remains in sliding mode control design.

The lower-layer module of DYC systems is responsible for allocating the external yaw moment to four-wheel torque. Yong Chen et al. [24] proposed dynamic torque allocation using the weighted least squares method, with simulations verifying the effectiveness of the allocation algorithm. However, the torque distribution process requires iterative computation, which may suffer from real-time performance issues under extreme operating conditions. Xiao Hu et al. [25] proposed an Energy-Saving Distribution (ESD) strategy suitable for extreme operating conditions. Through a dual-stage distribution considering energy-saving performance and stability performance separately, it achieves energy conservation and stability enhancement without mutual interference. However, the practical allocation design process still involves iterative computation issues, which requires further optimization. Hao Cui et al. [26] proposed a quadratic programming-based optimal allocation strategy grounded in sliding mode control, achieving optimal four-wheel torque distribution and effectively improving the vehicle’s handling stability. However, it similarly involves iterative computation issues. The aforementioned studies all successfully accomplish optimal torque allocation, yet uniformly rely on obtaining optimal values through iterative computation. Insufficient iteration counts may fail to secure optimal values, while excessive iterations prolong control response times and cause deterioration of control effectiveness. Therefore, developing a real-time efficient allocation algorithm that eliminates iterative computation remains critically important in lower-layer allocation design.

To address this, the present study proposes a novel DYC system architecture with two primary contributions: 1) An Adaptive Exponential Weighted Composite Sliding Mode Controller (AEWC-SMC) is designed for the upper-layer control strategy. By introducing a nonlinear weighting factor into the sliding mode surface, this controller achieves adaptive precision control through rapid response to large sideslip angle deviations and linear control for minor deviations. Furthermore, a composite reaching law incorporating linear terms, smooth nonlinear terms, and fractional-order nonlinear terms is developed, enabling swift correction under large errors and smooth transition during small errors to achieve rapid convergence and chattering suppression. 2) A Dynamic Weight Minimum Energy Allocation (DWMEA) method requiring no iterative computation is proposed for the lower-layer allocation design. By formulating an objective function to minimize weighted energy consumption and introducing adaptive dynamic weight parameters that account for vertical load, steering angle, and vehicle speed, this method adaptively realizes optimal four-wheel torque distribution.

The remainder of this paper is organized as follows. Section II introduces the 7-DOF and 2-DOF vehicle models. Section III details the design of the upper-layer AEWC-SMC. Section IV presents the DWMEA method for lower-layer allocation de-sign. Section V describes comparative simulation experiments under two operational conditions. Section VI provides concluding remarks.

Vehicle model and analysis

7-DOF vehicle dynamics mode

To accurately characterize vehicle motion characteristics under diverse operating conditions, this study establishes a 7-Degree-of-Freedom (7-DOF) vehicle dynamics model [27] that comprehensively incorporates nonlinear dynamic characteristics. The model integrates three degrees of freedom of body motion (longitudinal, lateral and yaw) with four degrees of freedom of wheel rotation, as shown in Fig 1. Through coupling spatial body motion and wheel dynamic characteristics, it effectively captures vehicle dynamic responses in complex operating scenarios.

Fig 1. Top view of the 7-DOF vehicle model.

Fig 1

The vehicle dynamics model can be expressed as

m(v˙xvyγ)=(Ffl,x+Ffr,x)cosδ(Ffl,y+Ffr,y)sinδ+Frl,x+Frr,x (1)
m(v˙y+vxγ)=(Ffl,x+Ffr,x)sinδ+(Ffl,y+Ffr,y)cosδ+Frl,y+Frr,y (2)
Izγ˙=[(Ffl,y+Ffr,y)cosδ]Lf(Frl,y+Frr,y)Lr+B2(Ffl,yFfr,y)sinδ+[(Ffl,x+Ffr,x)sinδ]Lf+B2[(Ffr,xFfl,x)cosδ+Frr,xFrl,x] (3)
Jiω˙i=TiFi,xR,i=fl,fr,rl,rr (4)

Where B is the vehicle track width; Lf is the distance from the center of mass to the front axle; Lr is the distance from the center of mass to the rear axle; R represents the tire radius; m is the vehicle mass; Iz is the yaw moment of inertia; δ is the front wheel steering angle; vx is the longitudinal velocity; vy is the lateral velocity; β is the sideslip angle; γ is the yaw rate; Ffl,x, Ffr,x, Frl,x and Frr,x are the longitudinal forces of the front-left, front-right, rear-left, and rear-right tires, respectively; Ffl,y, Ffr,y, Frl,y and Frr,y are the lateral forces of the front-left, front-right, rear-left, and rear-right tires, respectively; Ji is the wheel rotational inertia; ωi are the angular velocities; Ti are the driving or braking torques applied to the corresponding tires.

The vertical tire loads can be calculated by:

{Ffl,z=mwg+mL(12gLr12axhgLrBayhg)\medskipFfr,z=mwg+mL(12gLr12axhg+LrBayhg)\medskipFrl,z=mwg+mL(12gLf+12axhgLfBayhg)\medskipFrr,z=mwg+mL(12gLf+12axhg+LfBayhg) (5)

where mw is the tire mass; g is the gravitational acceleration; hg is the vehicle center of gravity height; ax and ay are the longitudinal acceleration and lateral acceleration, respectively.

The longitudinal tire forces Fi,x,(i=fl,fr,rl,rr) and lateral forces Fi,y are coupled through the friction circle constraint Fi,x2+Fi,y2μFi,z, whose nonlinear interaction directly affects stability. When a tire simultaneously experiences longitudinal slip and sideslip angle, the resultant force is constrained by the friction circle boundary. If |Fi,x| increases (e.g., during emergency acceleration), Fi,y must decrease to maintain Fi,x2+Fi,y2μFi,z, thereby weakening steering response. Under extreme operating conditions (e.g., steering at high speed with low adhesion coefficient), the friction circle constraint is easily violated, potentially leading to tire saturation and yaw instability, i.e., posing a stability risk. Simultaneously, the dynamic variation of vertical load Fi,z further influences the friction circle radius μFi,z.

Tire model

The mechanical characteristics of tires directly influence vehicle handling stability, making the establishment of an accurate tire model essential for vehicle dynamics analysis. The Magic Formula (MF) tire model, a widely adopted semi-empirical model in engineering applications, provides precise characterization of nonlinear mechanical responses in the tire contact patch. Validated through decades of real-vehicle testing, this model has matured into an established engineering application framework. Considering both model accuracy and practical engineering utility, this study employs the MF tire model. The MF formulation is expressed as

y(x)=Dsin(Carctan(BxE(Bxarctan(Bx)))) (6)

where y represents the longitudinal or lateral tire force; x denotes the tire slip ratio or sideslip angle; B, C, D and E are the stiffness factor, shape factor, peak factor, and curvature factor, respectively.

The nominal vertical load increment is defined as

dfz=FzFz0Fz0 (7)

where Fz is the tire vertical load; Fz0 is the nominal vertical load.

Under pure slip conditions, the longitudinal force based on the MF model is expressed as

{Fx0=Dxsin(Cxarctan(BxλxEx(Bxλxarctan(Bxλx))))+SVxλx=λi+SHx (8)

where

{Cx=x1\smallskipDx=(x2+x3dfz)(1x4θγ2)\smallskipEx=(x5+x6dfz+x7dfz2)(1x8sgn(λx))\smallskipBx=Fz(x9+x10dfz)ex11FzCxDx\smallskipSVx=Fz(x12+x13dfz)\smallskipSHx=x14+x15dfz (9)

where xi(i=1,2,,15) are fitting parameters; θγ is the camber angle; λi(i=fl,fr,rl,rr) is the longitudinal slip ratio, calculated by:

λi={ωiRviωiR(vi<ωiR,ωi0),acceleration\medskipviωiRvi(viωiR,vi0),braking (10)

where vi(i=fl,fr,rl,rr) is the wheel center velocity, derived as

{vfl=(vxB2γ)cosδ+(vy+Lfγ)sinδ\smallskipvfr=(vx+B2γ)cosδ+(vy+Lfγ)sinδ\smallskipvrl=vxB2γ\smallskipvrr=vx+B2γ (11)

For pure sideslip conditions, the lateral tire force based on the MF model is given by:

{Fy0=Dysin(Cyarctan(ByαiEy(Byαyarctan(Byαy))))+SVyαy=αi+SHy (12)

where

{Cy=y1\medskipDy=μyFz,μy=(y2+y3dfz)(1y4θγ2)\medskipEy=(y5+y6dfz)[1(y7+y8θγ)sgn(αy)]\medskipBy=y9Fz0sin[2arctan(Fzy10Fz0)](1y11|θγ|)/(CyDy)\medskipSVy=Fz[y12+y13dfz+(y14+y15dfz)θγ]\medskipSHy=y16+y17dfz+y18θγ (13)

where yi(i=1,2,,18) represent fitting parameters; αi(i=fl,fr,rl,rr) is the tire sideslip angle, defined as

{αfl=(δarctan(vy+LfγvxBγ/2))\medskipαfr=(δarctan(vy+Lfγvx+Bγ/2))\medskipαrl=arctan(vyLrγvxBγ/2)\medskipαrr=arctan(vyLrγvx+Bγ/2) (14)

The preceding formulations primarily describe tire mechanical equations under independent longitudinal slip or pure sideslip conditions. However, during actual vehicle operation, longitudinal and lateral forces often interact synergistically, leading to significant deviations between theoretical predictions and actual mechanical responses under coupled conditions. Consequently, the following modifications are applied to the tire model.

The longitudinal force equation under coupled slip conditions is modified as

Fx=Fx0·ψx (15)

where ψx denotes the weighting factor characterizing the tire force coupling effect, expressed by:

{ψx=cos{Cxαarctan[BxααsExα(Bxααsarctan(Bxααs))]}cos{Cxαarctan[BxαSHxαExα(BxαSHxαarctan(BxαSHxα))]}\medskipαs=αi+SHxα (16)

where

{Bxα=a1cos[arctan(a2λi)]\smallskipCxα=a3\smallskipExα=a4+a5dfz\smallskipSHxα=a6 (17)

where ai(i=1,2,,6) are fitting parameters.

The lateral force equation under coupled slip conditions is adjusted to:

Fy=Fy0·ψy+SVyλ (18)

where ψy denotes the weighting factor characterizing the tire force coupling effect, defined as

{ψy=cos{Cyλarctan[ByλλsEyλ(Byλλsarctan(Byλλs))]}cos{Cyλarctan[ByλSHyλEyλ(BxαSHyλarctan(ByλSHyλ))]}\medskipλs=λi+SHyλ (19)

where

{Byλ=b1cos{arctan[b2(αib3)]}\smallskipCyλ=b4\smallskipEyλ=b5+b6dfz\smallskipSHyλ=b7+b8dfz\smallskipSVyλ=μyFz(b9+b10dfz+b11θγ)cos(arctan(b12αi))sin(b13arctan(b14λi)) (20)

where bi(i=1,2,,14) are fitting parameters.

Reference model

This study employs a linear 2-Degree-of-Freedom (2-DOF) vehicle model to calculate the desired yaw rate and desired sideslip angle. As illustrated in Fig 2, the model focuses on lateral and yaw motions while incorporating simplifying assumptions—neglecting suspension roll, tire nonlinear slip characteristics, and vertical load transfer—to enable effective analysis of vehicle dynamic behavior.

Fig 2. 2-DOF vehicle dynamics model.

Fig 2

The 2-DOF dynamic model [28] is governed by the following equations:

{mvx(β˙+γ)=(kf+kr)β+(LfkfLrkr)γvxkfδIzγ˙=(LfkfLrkr)β+(Lf2kf+Lr2kr)γvxLfkfδ (21)

where kf and kr represent the equivalent cornering stiffness of the front and rear axles, respectively.

By combining Equation (21) with the friction constraint boundary analysis method from references [29,30], and introducing dynamic stability thresholds for yaw rate and sideslip angle, the theoretical reference values γref and βref are derived. These reference quantities serve as input targets for the upper-layer controller, formulated as

{γref=min{|vxδL(1+Kvx2)|,|0.85μgvx|}·sgn(δ)\medskipβref=min{|(LrLkf+mLfvx2)δL2kf(1+Kvx2)|,|μg(Lrvx2+mLfkrL)|}·sgn(δ)\medskipK=mL2(LfkrLrkf) (22)

Upper controller design

The primary objectives of the vehicle’s DYC system are: 1) The upper-layer controller must calculate the required yaw moment accurately in real-time under extreme conditions, and 2) The lower-layer allocation mechanism must optimally distribute this yaw moment to the four wheels. To achieve this, the AEWC-SMC is designed for the upper-layer strategy, and the DWMEA method is proposed for the lower-layer allocation. The overall DYC architecture is shown in Fig 3.

Fig 3. Control framework illustration.

Fig 3

The design of AEWC-SMC in this paper fundamentally differs from traditional composite sliding mode control in two aspects: 1. The nonlinear weighting factor achieves adaptive error sensitivity, rapidly amplifying control authority under large sideslip deviations while maintaining linear accuracy during small deviations, a characteristic absent in traditional composite sliding mode control. 2. The composite reaching law innovatively integrates fractional-order nonlinearity with steering state-dependent exponential selection, a feature absent in traditional composite sliding mode control. The design of the AEWC-SMC is detailed as follows.

Based on Equation (21) and considering the yaw moment effect, the lateral 2-DOF vehicle model is expressed as [31]:

{β˙=kf+krmvxβ+(LfkfLrkrmvx21)γkfmvxδ\medskipγ˙=LfkfLrkrIzβ+Lf2kf+Lr2krIzvxγLfkfIzδ+ΔMzIz (23)

where ΔMz denotes the additional external yaw moment.

Define the sideslip angle error and yaw rate error:

eβ=βrefβ,eγ=γrefγ (24)

To enhance control authority against large sideslip disturbances, a nonlinear weighting factor eκeβ2 is introduced during the sliding surface construction. The designed sliding surface function is expressed as

s=eγ+λeκeβ2·eβ (25)

where λ>0 is the weighting adjustment parameter controlling the baseline weight of the sideslip angle error, and κ>0 is the exponential factor. When the sideslip angle error is large, the nonlinear weighting factor eκeβ2 provides stronger control response to rapidly reduce the error impact. When the sideslip angle error is small, eκeβ21, causing the sliding surface to approximate a conventional linear form, thereby achieving precise control.

To achieve rapid correction under large errors and smooth transition under small errors, a composite reaching law integrating linear, smooth nonlinear, and fractional-order nonlinear terms is designed:

s˙=αsa1tanhsεa2sign(s)|s|τ (26)

where α>0 is the convergence gain, a1>0 and a2>0 are the gains for the smooth switching term and nonlinear acceleration term, ε>0 is the boundary layer thickness, and 0<τ<1 is the fractional exponent.

By differentiating the sliding surface function s using Equation (23):

s˙=(γ˙refγ˙)+λeκeβ2·(β˙refβ˙)+λeβ·eκeβ2·2κeβ·(β˙refβ˙)\smallskip=(γ˙refγ˙)+λeκeβ2(1+2κeβ2)(β˙refβ˙)\smallskip=(LfkfLrkrIzeβ+Lf2kf+Lr2krIzeγΔMzIz)+\smallskipλeκeβ2(1+2κeβ2)[kf+krmvxeβ+(LfkfLrkrmvx21)eγ] (27)

Combining Equations (26) and (27), the external yaw moment is derived as

ΔMz=Iz·{[αs+a1tanhsε+a2sign(s)|s|τ]+\medskip[LfkfLrkrIzeβ+Lf2kf+Lr2krIzvxeγ]+\medskipλeκeβ2(1+2κeβ2)[kf+krmvxeβ+(LfkfLrkrmvx21)eγ]} (28)

To validate the stability of the designed AEWC-SMC system, Lyapunov theory is employed for stability analysis.

Proof: Define the Lyapunov function:

V=12s2 (29)

Differentiating V with respect to time using Equation (26):

V˙=ss˙=s[αsa1tanhsεa2sign(s)|s|τ\ =αs2a1s·tanhsεa2s·sign(s)|s|τ=αs2a1|s|·tanh|s|εa2|s|τ+10 (30)

The system is proven to achieve asymptotic convergence within finite time.

Lower allocation design

To achieve optimal torque distribution across all four wheels, this paper proposes the DWMEA method. The DWMEA method differs from traditional weighted minimum energy methods requiring iterative optimization. This approach provides a closed-form solution through KKT matrix inversion without iterative computation. Furthermore, its dynamic weight parameters can adaptively coordinate the effects of vertical loads, steering angles, and vehicle speeds. Aiming at minimizing weighted energy consumption, this method achieves efficient distribution of external yaw moments, ensuring that torque allocation to each wheel enhances handling stability while preventing wheel slip.

The energy consumption is characterized by the weighted sum of squared wheel torques. The objective function for minimizing weighted energy consumption is expressed as

minJ=i=fl,fr,rl,rrωiTi2 (31)

The dynamic weight function is defined as

ωi=η1Fz0Fi,z+ε*+η2|δ|δ0·Ifront(i)+η3vxv0 (32)

where η1 denotes the vertical load adjustment coefficient, η2 represents the steering condition adjustment coefficient, η3 is the velocity sensitivity adjustment coefficient, Fz0 is the nominal vertical load reference value, δ0 is the maximum steering angle reference value, v0 is the nominal velocity reference value, ε* is the anti-singularity constant to prevent division by zero, and Ifront(i) serves as the differentiation index between front and rear axles for weight adjustment mechanisms. The specific expressions are given by:

Ifront(i)={1,i=fl or fr\smallskip0,i=rl or rr (33)

Considering the total longitudinal force and yaw moment constraints of the vehicle [3235], this paper introduces the equality constraints:

{(Tfl+Tfr)cosδ+Trl+Trr=To\medskipBf2R(TfrTfl)cosδ+Br2R(TrrTrl)=ΔMz (34)

where To denotes the total required longitudinal driving force of the vehicle.

Meanwhile, friction circle constraints for tire forces and actuator saturation constraints are added to ensure that the longitudinal and lateral forces on each tire do not exceed the maximum available friction, and the motor output torque is limited within a safe and reasonable range. Therefore, the following constraints are introduced:

{Fi,x2+Fi,y2μFi,z\medskip|Ti|Tmotor_max,(i=fl,fr,rl,rr) (35)

Considering the aforementioned inequality constraints, penalty terms for friction circle constraints and actuator saturation constraints are incorporated into the dynamic weight function. The dynamic weight function is updated as follows:

ωi=ωi(1+ς1Fi,x2+Fi,y2μFi,z)(1+ς2|Fi,xR|Tmotor_max) (36)

where ς1 and ς2 denote the constraint gains for friction circle constraints and actuator saturation constraints, respectively, controlling the penalty intensity when constraints approach upper limits, and Tmotor_max represents the maximum motor torque.

A Lagrangian function incorporating dual constraints of total longitudinal force and yaw moment is constructed:

L=i=fl,fr,rl,rrωiTi2+λ1[(Tfl+Tfr)cosδ+Trl+TrrTo]+λ2[Bf(TfrTfl)cosδ+Br(TrrTrl)2RΔMz] (37)

By taking partial derivatives of L with respect to Tfl, Tfr, Trl and Trr, and setting them to zero, we obtain:

{LTfl=2ωflTfl+λ1cosδλ2Bfcosδ=0\medskipLTfr=2ωfrTfr+λ1cosδ+λ2Bfcosδ=0\medskipLTrl=2ωrlTrl+λ1λ2Br=0\medskipLTrr=2ωrrTrr+λ1+λ2Br=0 (38)

Combining Equations (34) and (36), the matrix equation AX=B is formulated as

[*20c2ωfl000Bfcosδcosδ\smallskip02ωfr00Bfcosδcosδ\smallskip002ωrl0Br1\smallskip0002ωrrBr1\smallskipcosδcosδ1100\smallskipBfcosδBfcosδBrBr00][*20cTfl\smallskipTfr\smallskipTrl\smallskipTrr\smallskipλ2\smallskipλ1]=[*20c0\smallskip0\smallskip0\smallskip0\smallskipT0\smallskip2RΔMz] (39)

The KKT matrix A can be expressed as

A=[*20cΔ2JΔgTΔg0] (40)

Since ωi>0(i=fl,fr,rl,rr) (the Hessian matrix Δ2J is positive definite) and

Δg=[*20cΔg1Δg2]=[*20ccosδcosδ11BfcosδBfcosδBrBr] (41)

Assume there exists a scalar k* satisfying Δg1=k*Δg2, which implies:

{cosδ=k*(Bfcosδ)\smallskipcosδ=k*Bfcosδ\smallskip1=k*(Br)\smallskip1=k*Br (42)

For any front axle track Bf>0, rear axle track Br>0, and front wheel steering angle δ90, Equation (42) yields k*=1/1Bf\nulldelimiterspaceBf=1/1Bf\nulldelimiterspaceBf=1/1Br=\nulldelimiterspaceBr=1/1Br\nulldelimiterspaceBr. This equation is clearly contradictory, indicating that no scalar k* satisfies the requirements. Therefore, regardless of vehicle parameter variations, provided the physical constraints (Bf>0,Br>0,δ90) are satisfied, the vectors Δg1 and Δg2 are linearly independent, and the matrix Δg is row full-rank. Combining this with the previously proven positive definiteness of the Hessian matrix Δ2J, the KKT matrix A must be nonsingular. Consequently, the solution to the matrix equation (39) is unique.

Incorporating Equation (39), the unique solution containing the four-wheel torques is derived as

[*20cTfl\smallskipTfr\smallskipTrl\smallskipTrr\smallskipλ2\smallskipλ1]=[*20c2ωfl000Bfcosδcosδ\smallskip02ωfr00Bfcosδcosδ\smallskip002ωrl0Br1\smallskip0002ωrrBr1\smallskipcosδcosδ1100\smallskipBfcosδBfcosδBrBr00]1[*20c0\smallskip0\smallskip0\smallskip0\smallskipT0\smallskip2RΔMz] (43)

Simulation results and analyses

The DYC control system developed in this study adopts a hierarchical architecture: the upper-layer controller employs the AEWC-SMC to obtain the required external yaw moment, while the lower-layer torque allocation module distributes four-wheel torques based on the DWMEA method. For brevity in subsequent descriptions, this DYC control architecture will be referred to as the AEWC-SMC scheme. To evaluate the effectiveness of the control system, a simulation platform was constructed based on the MATLAB/Simulink environment. Sine Condition and Fishhook Condition were selected for validation and compared with NTSMC (Nonsingular Terminal Sliding Mode Control) [23], SMC, MPC (Model Predictive Control), Fuzzy PID control, and no-control scheme, where vehicle fundamental parameters are consistent with those in this paper’s scheme. To more closely approximate real-world driving scenarios, two critical enhancements were implemented: 1. Injection of Gaussian white noise into the controller state feedback channel, adhering to automotive-grade IMU accuracy specifications (±0.5° yaw rate/sideslip angle, ± 0.2m/s longitudinal velocity). 2. Dynamic enforcement of tire force constraints via stepwise calculation of μavailable=1(FyμFz)2, ensuring longitudinal demanded forces do not exceed physical boundaries of the friction circle. To account for actuator dynamics, a first-order delay model with time constant τ=100ms was applied to the yaw moment output of the upper-layer controller, reflecting cumulative delays in motion control systems. For wheel torque actuation, a shorter time constant of 50ms was adopted based on modern hub motor dynamics. The compensated output is:

Tactual(k)=αTactual(k1)+(1α)Tcmd(k) (44)

where α=eΔt/τ denotes the delay coefficient, Δt the sampling period, τ the motor time constant, Tactual the actual output torque, and Tcmd the commanded torque.

Regarding parameter selection in the controller, this study conducted a parameter sensitivity analysis on key parameters λ, κ, α, a1, a2, η1, η2 and η3. The sideslip angle Mean Absolute Error (MAE) and yaw rate Mean Absolute Error were utilized as sensitivity indicators. For each parameter subjected to analysis, corresponding scanning intervals were defined individually while fixing other parameters. Simulation was executed per cycle, performance metrics were recorded, and impacts on sideslip angle MAE and yaw rate MAE were comprehensively evaluated. This resulted in a single-variable sensitivity analysis table, as presented in Table 1.

Table 1. Single-variable sensitivity analysis.

Parameter Optimal Value Sideslip Angle MAE Yaw Rate MAE
λ 0.02 0.471 0.131
κ 53 0.457 0.119
α 14 0.417 0.116
a1 8 0.412 0.116
a2 5 0.409 0.113
η1 1.1 0.382 0.105
η2 0.7 0.377 0.099
η3 0.3 0.372 0.095

The MATLAB/Simulink vehicle simulation parameters in this study were calibrated based on data from an actual vehicle test platform. The experimental platform utilizes a four-wheel independently driven electric vehicle prototype, with mass parameters dynamically calibrated using a vehicle center-of-gravity tester, and tire stiffness parameters fitted according to measured data from an MTS Flat-Trac test bench. Based on the foregoing, the fundamental vehicle parameters, AEWC-SMC controller parameters, and DWMEA allocator parameters are detailed in Table 2. The steering wheel angle (θsw) input signals under Sine Condition and Fishhook Condition operating conditions are shown in Figs 4 and 5, respectively.

Table 2. Simulation parameters.

Vehicle Parameters Value AEWC-SMC Control Parameters Value DWMEA Parameters Value
m 1765 kg λ 0.02 η1 1.1
mw 41.25 kg κ 53 η2 0.7
Iz 2700 kg·m2 α 14 η3 0.3
hg 0.5 m a1 8 ε* 1e6
B=Bf=Br 1.6 m a2 5 Fz0 4324.25 N
Lf 1.2 m ε 0.08 δ0 40*π180 rad
Lr 1.4 m τ {0.55,θsw=00.25,|θsw|>0 v0 22 m/s
kf 200e3 N/Nrad\nulldelimiterspacerad ς1 0.5
kr 200e3 N/Nrad\nulldelimiterspacerad ς2 0.5
Tmotor_max 1000 N·m

Fig 4. Sine condition.

Fig 4

Fig 5. Fishhook condition.

Fig 5

Sine condition

Under the Sine Condition, two test cases with different vehicle longitudinal speeds and road adhesion coefficients were employed: “Case 1” and”Case 2”. “ Case 1 ” test case set the vehicle longitudinal velocity to 22m/s and the road adhesion coefficient to 0.3. ”Case 2” test case set the vehicle longitudinal velocity to 33m/s and the road adhesion coefficient to 0.8.

Fig 6 displays the simulation results under the “ Case 1” test scenario. From the comparison of sideslip angle and sideslip angle tracking errors in Fig 6(a) and 6(b), it can be observed that the AEWC-SMC scheme exhibits superior sideslip angle tracking accuracy compared to other control schemes, while the no-control scheme fails to ensure tracking precision of the sideslip angle. From the yaw rate and yaw rate tracking errors in Fig 6(c) and 6(d), it is evident that the yaw rate tracking accuracy of the AEWC-SMC scheme significantly outperforms that of other control schemes. The phase plane plot in Fig 6(e) reveals that the AEWC-SMC scheme has a smaller convergence range and higher stability margin than other control schemes, and the no-control scheme cannot guarantee vehicle handling stability. Concurrently, Table 3 comprehensively presents the MAE (Mean Absolute Error), RMSE (Root Mean Square Error), and Standard Deviation of the yaw rate, demonstrating that the AEWC-SMC scheme provides enhanced lateral stability. Fig 6(f) and 6(g) illustrate the external yaw moment output from the upper-layer controller and the four-wheel torque output from the lower-layer allocation in the proposed AEWC-SMC scheme, demonstrating the validity of the control outputs.

Fig 6. Comparative simulation results for “Case 1”.

Fig 6

(a) Sideslip angle; (b) Sideslip angle error; (c) Yaw rate; (d) Yaw rate error; (e) ββ˙ Phase plane; (f) External yaw moment; (g) Four-wheel torque.

Table 3. Yaw rate tracking errors under sine condition.

Strategy MAE RMSE Standard Deviation
AEWC_SMC (μ=0.3) 0.228207201 0.430039897 0.426178555
NTSMC (μ=0.3) 0.759758438 1.511630957 1.508938047
SMC (μ=0.3) 1.302263346 2.470967502 2.471441773
MPC (μ=0.3) 1.049054283 1.976214998 1.96692804
Fuzzy PID (μ=0.3) 0.988156386 1.720967412 1.721825021
AEWC_SMC (μ=0.8) 0.529351048 1.275722689 1.237690046
NTSMC (μ=0.8) 3.235163949 5.580298202 5.578672713
SMC (μ=0.8) 1.794071258 3.367356435 3.367692238
MPC (μ=0.8) 1.751117563 3.310922502 3.312294218
Fuzzy PID (μ=0.8) 1.384702488 2.539438729 2.540392793

Fig 7 shows the simulation results for the “ Case 2” test scenario. From Fig 7(a)–7(d), it is evident that the AEWC-SMC scheme demonstrates significantly superior tracking accuracy for both sideslip angle and yaw rate compared to other control schemes. Fig 7(e) indicates that the AEWC-SMC scheme exhibits significant advantages in terms of smaller convergence range and higher stability margin, while Table 3 demonstrates better lateral stability of the AEWC-SMC scheme based on MAE, RMSE, and Standard Deviation of the yaw rate. Fig 7(f) and 7(g) display the external yaw moment output from the upper-layer controller and the four-wheel torque output from the lower-layer allocation in the proposed AEWC-SMC scheme, validating the effectiveness of the control outputs.

Fig 7. Comparative simulation results for “Case 2”.

Fig 7

(a) Sideslip angle; (b) Sideslip angle error; (c) Yaw rate; (d) Yaw rate error; (e) ββ˙ Phase plane; (f) External yaw moment; (g) Four-wheel.

Simulation results of both test cases under the Sine Condition demonstrate that the proposed AEWC-SMC scheme achieves higher sideslip angle tracking precision, higher yaw rate tracking precision, smaller convergence ranges, and higher stability margins overall. These collectively exhibit significant superiority in comprehensive control performance.

Fishhook condition

Under the Fishhook Condition, two test cases with different vehicle longitudinal velocities and road adhesion coefficients were employed: “Case 3” and”Case 4”. “ Case 3 ” test case set the vehicle longitudinal velocity to 22m/s and the road adhesion coefficient to 0.3. “ Case 4 ” test case set the vehicle longitudinal velocity to 33m/s and the road adhesion coefficient to 0.8.

Fig 8 presents the simulation results for the “ Case 3” test scenario. From the comparison of sideslip angle and sideslip angle tracking errors in Fig 8(a) and 8(b), it can be observed that the AEWC-SMC scheme exhibits superior sideslip angle tracking accuracy compared to other control schemes, while the no-control scheme fails to ensure tracking precision of the sideslip angle. From the yaw rate and yaw rate tracking errors in Fig 8(c) and 8(d), it is evident that the yaw rate tracking accuracy of the AEWC-SMC scheme significantly outperforms that of other control schemes. The phase plane plot in Fig 8(e) reveals that the AEWC-SMC scheme has a smaller convergence range and higher stability margin than other control schemes, and the no-control scheme cannot guarantee vehicle handling stability. Concurrently, Table 4 comprehensively presents the MAE, RMSE, and Standard Deviation of the yaw rate, demonstrating the enhanced lateral stability of the AEWC-SMC scheme. Fig 8(f) and 8(g) show the external yaw moment output from the upper-layer controller and the four-wheel torque output from the lower-layer allocation in the proposed AEWC-SMC scheme, demonstrating the validity of the control outputs.

Fig 8. Comparative simulation results for “Case 3”.

Fig 8

(a) Sideslip angle; (b) Sideslip angle error; (c) Yaw rate; (d) Yaw rate error; (e) ββ˙ Phase plane; (f) External yaw moment; (g) Four-wheel.

Table 4. Yaw rate tracking errors under fishhook condition.

Strategy MAE RMSE Standard Deviation
AEWC_SMC (μ=0.3) 0.305364339 0.361635822 0.361410195
NTSMC (μ=0.3) 0.570895556 1.128974371 1.129329408
SMC (μ=0.3) 1.367412163 2.066737596 2.056455443
MPC (μ=0.3) 0.958430827 1.477278046 1.347120844
Fuzzy PID (μ=0.3) 1.003602757 1.409292049 1.383543717
AEWC_SMC (μ=0.8) 0.609342754 0.987032218 0.967256238
NTSMC (μ=0.8) 6.990674384 9.260079705 9.262505313
SMC (μ=0.8) 2.590777996 3.409297134 3.384211029
MPC (μ=0.8) 2.232868583 3.218084044 3.211241637
Fuzzy PID (μ=0.8) 1.955207126 2.456388656 2.382851956

Fig 9 shows the simulation results for the “ Case 4” test scenario. From Fig 9(a)–9(d), it is evident that the AEWC-SMC scheme demonstrates significantly superior tracking accuracy for both sideslip angle and yaw rate compared to other control schemes. Fig 8(e) indicates that the AEWC-SMC scheme exhibits significant advantages in terms of smaller convergence range and higher stability margin, while Table 4 demonstrates better lateral stability of the AEWC-SMC scheme based on MAE, RMSE, and Standard Deviation of the yaw rate. Fig 8(f) and 8(g) display the external yaw moment output from the upper-layer controller and the four-wheel torque output from the lower-layer allocation in the proposed AEWC-SMC scheme, validating the effectiveness of the control outputs.

Fig 9. Comparative simulation results for “Case 4”.

Fig 9

(a) Sideslip angle; (b) Sideslip angle error; (c) Yaw rate; (d) Yaw rate error; (e) ββ˙ Phase plane; (f) External yaw moment; (g) Four-wheel.

Simulation results for both test cases under the Fishhook Condition similarly demonstrate that the proposed AEWC-SMC scheme exhibits higher sideslip angle tracking accuracy, higher yaw rate tracking accuracy, smaller convergence ranges, and higher stability margins overall. These collectively manifest significant superiority in comprehensive control performance.

Conclusions

This study designs a novel DYC scheme. For the upper-layer control strategy, an AEWC-SMC is designed. By introducing a nonlinear weighting factor into the sliding surface, rapid response to large sideslip angle deviations and linear control for minor deviations are achieved, enabling adaptive precision control. Simultaneously, in the reaching law design, linear terms, smooth nonlinear terms, and fractional-order nonlinear terms are incorporated to construct a composite reaching law, allowing the controller to achieve rapid correction under large errors, smooth transition under small errors, and thereby fast convergence with reduced chattering. For the lower-layer allocation design, a DWMEA method requiring no iterative computation is proposed. By formulating an objective function to minimize weighted energy consumption, considering the effects of vertical load, steering angle, and vehicle speed, and introducing adaptive dynamic weight parameters, optimal four-wheel torque distribution is adaptively realized. The simulations conducted under both Sine Condition and Fishhook Condition across four test cases demonstrate that the proposed control scheme achieves higher tracking accuracy, faster convergence speed, and improved stability, possessing substantial practical value. Future work will conduct hardware-in-the-loop (HIL) validation and real-vehicle verification, covering more complex fault conditions, with experimental evaluation of the proposed control strategy focused on physical vehicles.

Data Availability

All relevant data are within the manuscript and its Supporting Information files.

Funding Statement

This work was supported in part by the 2024 Anhui Provincial Natural Science Key Research Project (Grant No. 2024AH052007) and in part by the 2024 Institutional Scientific Research Project (Grant No. WHKY-202413). The funding (total 103,000 CNY) was awarded to author Z.Y.T. (Zhengyong Tao). The sponsors provided financial support but had no role in study design, data collection/analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Jinhao Liang

2 May 2025

-->PONE-D-25-19826-->-->Adaptive exponential weighted composite sliding mode-based direct yaw moment control for four-wheel independently actuated autonomous vehicles-->-->PLOS ONE

Dear Dr. <!--StartFragment-->Tong<!--EndFragment-->

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Additional Editor Comments:

The background should be updated to cite recent research on direct yaw moment control, such as "A Direct Yaw Moment Control Framework Through Robust T-S Fuzzy Approach Considering Vehicle Stability Margin, IEEE/ASME Transactions on Mechatronics, vol. 29, no. 1, pp. 166-178, Feb. 2024", and "A Robust Dynamic Game-Based Control Framework for Integrated Torque Vectoring and Active Front-Wheel Steering System, IEEE Transactions on Intelligent Transportation Systems, vol. 24, no. 7, pp. 7328-7341, July 2023".

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Reviewer #2: Yes

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Reviewer #1: The paper under review focuses on developing Direct Yaw Moment Control scheme. But I cannot recommend the present version of the manuscript to be considered for acceptance, and recommend that the authors revise the paper with particular attention on the clarity of presentation.

1. When elaborating on its innovative points, the paper not only provides a detailed description of the control method itself, but also further emphasizes its unique advantages in yaw control.

2. The authors listed many literatures on relevant research results, but what are their advantages and shortcomings? The literature review should point out the corresponding shortcomings to support your research.

3. The paper uses a 2-DOF vehicle model to calculate the expected yaw rate for the control of a four-wheel independent drive vehicle. When allocating the yaw moment, in addition to constraining energy, is it necessary to further consider other constraints?

4. Table 1 lists the vehicle parameters and controller related parameters. Is it reasonable to set the constraint on the maximum steering angle to 0.5? Is there sufficient theoretical basis or practical application value for this?

5. Does formula 41 have the problem of non-uniqueness of solutions when solving the yaw moments of the four wheels? For example, could this situation occur when the vehicle parameters are set differently? Therefore, further analyzing the robustness of the control system and verifying it through simulation results are suggested.

6. How is the parameter τ in formula 26 set during the simulation experiment?

7. There is an inaccuracy in the description of Figure 8 in the paper. It is recommended to recheck and correct it.

8.More latest sliding mode control methods are suggested to be introduced to compare in the simulation experiment.

9. The English of the article should be thoroughly revised.

Reviewer #2: The manuscript presents a technically sound and innovative contribution to DYC for FWIA autonomous vehicles, with clear simulation-based evidence of improved performance. However, the lack of experimental validation, limited comparison scope, and insufficient discussion of limitations warrant revisions. I recommend Major Revisions to address the following:

1.Incorporate experimental validation or discuss simulation limitations in detail.

2.Expand comparisons to include other advanced control methods.

3.Conduct sensitivity analysis for key parameters and test under varied conditions.

4.Explicitly address limitations and improve clarity for a broader audience.

5.Ensure funding URLs are provided and references are formatted consistently.

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PLoS One. 2025 Aug 21;20(8):e0330474. doi: 10.1371/journal.pone.0330474.r002

Author response to Decision Letter 1


4 Jun 2025

Original Manuscript ID: PONE-D-25-19826

Original Article Title: “Adaptive exponential weighted composite sliding mode-based direct yaw moment control for four-wheel independently actuated autonomous vehicles”

To: PLOS ONE

Re: Response to reviewers

Dear Editor,

First and foremost, we sincerely thank you for giving us the opportunity to revise our manuscript and to address the reviewers' comments. We dedicated nearly a month to carefully addressing all points raised by the reviewers. This involved comprehensive literature reviews, detailed technical revisions, and extensive discussions among the authors. The manuscript has undergone significant modification, and we deeply appreciate the reviewers' highly professional and insightful expertise, which has significantly enhanced the quality of our work.

We will be submitting: (a) Our point-by-point response to all comments (contained in the "Response to Reviewers" document below); (b) An updated manuscript with changes highlighted (using yellow highlighting) ("Revised Manuscript with Track Changes"); and (c) A clean version of the updated manuscript without highlighting ("Manuscript").

Should any further improvements be required, we warmly welcome additional feedback to ensure the manuscript meets the journal’s standards.

Thank you once again for your guidance and support throughout this process.

Best regards,

<Zhongzhi Tong> et al.

School of Mechanical Engineering

Nanjing University of Science and Technology

Nanjing, Jiangsu, China

2025/06/01

Additional Editor Comments#1: The background should be updated to cite recent research on direct yaw moment control.

Author response and action: We sincerely appreciate your valuable suggestion to strengthen the background by incorporating recent research on direct yaw moment control. This feedback significantly enhances the manuscript's relevance to current advancements in the field. Accordingly, we have conducted a thorough review of the most recent high-quality literature and have updated the background section to include the following pertinent references:

“A Direct Yaw Moment Control Framework Through Robust T-S Fuzzy Approach Considering Vehicle Stability Margin. IEEEASME Trans Mechatron. 2024 Feb;29(1):166–78”, “A Robust Dynamic Game-Based Control Framework for Integrated Torque Vectoring and Active Front-Wheel Steering System. IEEE Trans Intell Transp Syst. 2023 Jul;24(7):7328–41”, and “An Energy-Oriented Torque-Vector Control Framework for Distributed Drive Electric Vehicles. IEEE Trans Transp Electrification. 2023 Sep;9(3):4014–31”.

We believe these additions strengthen the theoretical foundation of our work. We are grateful for this insightful comment, which has enhanced the manuscript's scholarly quality.

Reviewer#1, Concern #1: When elaborating on its innovative points, the paper not only provides a detailed description of the control method itself, but also further emphasizes its unique advantages in yaw control.

Author response and action: Thank you for your recognition of our elaboration on the innovative aspects. Following your insightful suggestions, we have implemented thorough revisions that have substantially enhanced the overall quality of the paper. We greatly appreciate your valuable guidance and expertise.

Reviewer#1, Concern #2: The authors listed many literatures on relevant research results, but what are their advantages and shortcomings? The literature review should point out the corresponding shortcomings to support your research.

Author response and action: We sincerely appreciate your insightful suggestion. We fully concur that a comprehensive literature review should not only summarize existing research but also critically evaluate their strengths and limitations to contextualize our contribution. In response to this feedback, we have meticulously revised the Introduction section (pages 3–5) to incorporate a nuanced discussion of the advantages and shortcomings of the cited studies. Once again, we sincerely appreciate your professional and insightful feedback.

Reviewer#1, Concern # 3: The paper uses a 2-DOF vehicle model to calculate the expected yaw rate for the control of a four-wheel independent drive vehicle. When allocating the yaw moment, in addition to constraining energy, is it necessary to further consider other constraints?

Author response and action: We sincerely appreciate your professional and insightful feedback. In response, we have supplemented the 'Lower Allocation Design' section with discussions of friction circle constraints and actuator saturation constraints to enhance the robustness of our methodology. Furthermore, we conducted comprehensive simulations using four distinct test cases to rigorously validate these enhancements. We are grateful for your constructive feedback, which has significantly improved the technical completeness and academic rigor of our work.

Reviewer#1, Concern # 4: Table 1 lists the vehicle parameters and controller related parameters. Is it reasonable to set the constraint on the maximum steering angle to 0.5? Is there sufficient theoretical basis or practical application value for this?

Author response and action: We sincerely appreciate your meticulous and professional feedback. In response to your inquiry, we consulted relevant vehicle specifications and literature, which indicate that typical maximum steering angles for passenger vehicles range between 30°-40°. Based on this practical benchmark, we have revised our steering angle constraint from 0.5 rad�28.65°�to 40*π/180 rad�40°�n the updated manuscript. Additionally, we conducted a comprehensive sensitivity analysis of key parameters and validated these adjustments through four rigorous simulation scenarios. We are deeply grateful for your insightful guidance, which has substantially elevated the technical accuracy and practical relevance of our work.

Reviewer#1, Concern # 5: Does formula 41 have the problem of non-uniqueness of solutions when solving the yaw moments of the four wheels? For example, could this situation occur when the vehicle parameters are set differently? Therefore, further analyzing the robustness of the control system and verifying it through simulation results are suggested.

Author response and action: We sincerely appreciate your rigorous and professional feedback. In response to your concern regarding the non-uniqueness of solutions for Formula 41, we have supplemented a theoretical analysis of uniqueness on page 19 of the manuscript. Additionally, we expanded our simulations to include four distinct test cases. The simulation results not only demonstrate the rationality of our allocation design but also reflect the robustness of the control system. This revision process has greatly benefited us, and we once again sincerely thank you for your invaluable assistance and guidance.

Reviewer#1, Concern # 6: How is the parameter τ in formula 26 set during the simulation experiment?

Author response and action: We sincerely apologize for the omission of the parameter τ in the previous simulation parameter table. This parameter has now been updated in the revised table. The configuration of τ incorporates the influence of the front wheel steering angle through a piecewise setup. We are once again deeply grateful for your meticulous and professional review, which has significantly enhanced the rigor and accuracy of our work.

Reviewer#1, Concern # 7: There is an inaccuracy in the description of Figure 8 in the paper. It is recommended to recheck and correct it.

Author response and action: We sincerely apologize for the oversight in the original manuscript, where the labels of two figures were accidentally swapped. We have corrected this error and thoroughly proofread the entire manuscript to prevent similar issues, ensuring the accuracy of all data and figures. We once again sincerely appreciate your professional and rigorous review, which has greatly enhanced the precision and academic rigor of our paper.

Reviewer#1, Concern # 8: More latest sliding mode control methods are suggested to be introduced to compare in the simulation experiment.

Author response and action: We sincerely appreciate your insightful and professional suggestion. To address your recommendation, we conducted an extensive literature review and implemented the state-of-the-art Nonsingular Terminal Sliding Mode Control (NTSMC) strategy, which represents a cutting-edge advancement in sliding mode control theory. This advanced methodology was incorporated into our simulation framework and rigorously evaluated against four distinct test cases. We are deeply grateful for your recommendation, which has significantly elevated the academic rigor and innovation of our research.

Reviewer#1, Concern # 9: The English of the article should be thoroughly revised.

Author response and action: We have conducted a comprehensive revision of the English language throughout the entire manuscript. We sincerely appreciate your critical feedback, which has been instrumental in elevating the overall professionalism and readability of our work.

Reviewer#2, Concern # 1: Incorporate experimental validation or discuss simulation limitations in detail.

Author response and action: We sincerely appreciate your professional feedback. To address the limitations of our simulation, we have supplemented additional simulation experiments, designing four comparative simulation scenarios under two representative operating conditions. Furthermore, we incorporated the advanced Nonsingular Terminal Sliding Mode Control (NTSMC) strategy for rigorous comparative validation. Your insightful recommendations have significantly enhanced the rigor and comprehensiveness of our work. We extend our heartfelt gratitude once again for your invaluable guidance.

Reviewer#2, Concern # 2: Expand comparisons to include other advanced control methods.

Author response and action: Following your valuable suggestion, we conducted an extensive literature review and replicated the advanced Nonsingular Terminal Sliding Mode Control (NTSMC) strategy, incorporating it into our simulation comparison framework. We designed four distinct simulation scenarios to rigorously evaluate its performance against existing methods. This revision has substantially elevated the technical depth and quality of our work. We sincerely appreciate your expert guidance, which has been instrumental in refining our research.

Reviewer#2, Concern # 3: Conduct sensitivity analysis for key parameters and test under varied conditions.

Author response and action: We sincerely appreciate your insightful recommendation. In response, we conducted a comprehensive sensitivity analysis of critical parameters, employing sideslip angle Mean Absolute Error (MAE) and yaw rate MAE as quantitative performance indicators. This analysis enabled us to identify optimal parameter configurations and refine our simulation framework accordingly. The updated Simulation Parameters table now reflects these optimizations, and we have validated their robustness through four comparative simulation scenarios under varied operating conditions. The results conclusively demonstrate the enhanced stability and adaptability of our proposed control system. We are deeply grateful for your expertise, which has significantly strengthened the technical rigor and academic credibility of our work.

Reviewer#2, Concern # 4: Explicitly address limitations and improve clarity for a broader audience.

Author response and action: We sincerely appreciate your professional feedback. To address the limitations of our simulation, we have supplemented additional simulation experiments, designing four comparative simulation scenarios under two representative operating conditions. Furthermore, we incorporated the advanced Nonsingular Terminal Sliding Mode Control (NTSMC) strategy for rigorous comparative validation. Your insightful recommendations have significantly enhanced the rigor and comprehensiveness of our work. We extend our heartfelt gratitude once again for your invaluable guidance.

Reviewer#2, Concern # 5: Ensure funding URLs are provided and references are formatted consistently.

Author response and action: We sincerely appreciate the insightful feedback regarding the funding information and reference formatting. The funding details have been successfully entered into the submission system. In accordance with the journal's formatting requirements, funding information should not be included in the manuscript itself; therefore, it has been omitted from the document. Concerning the reference formatting, we have utilized Zotero to generate the references, ensuring they are largely aligned with the journal's reference style guidelines. Once again, thank you for your valuable suggestions and guidance.

Attachment

Submitted filename: Response to Reviewers.docx

pone.0330474.s001.docx (29.2KB, docx)

Decision Letter 1

Jinhao Liang

13 Jul 2025

-->PONE-D-25-19826R1-->-->Adaptive exponential weighted composite sliding mode-based direct yaw moment control for four-wheel independently actuated autonomous vehicles-->-->PLOS ONE

Dear Dr. Tong,-->--> -->-->Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process.

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PLOS ONE

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Reviewer #4: (No Response)

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Reviewer #3: This manuscript proposes an AEWC-SMC for four-wheel independently actuated autonomous vehicles, coupled with a DWMEA torque distribution method. The approach is validated through MATLAB/Simulink simulations under various driving conditions, and results are compared with existing control schemes.

1. All performance claims (e.g., improved tracking accuracy, stability) are based on MATLAB/Simulink simulations. There is no demonstration that the proposed controller performs robustly in real-world scenarios with sensor noise, actuator delays, or unmodeled dynamics. If the experiments cannot be done, the authors may try to model more realistic dynamics into your model.

2. The AEWC-SMC controller is a variation of composite sliding mode control, and the DWMEA method is an adaptation of weighted minimum energy allocation. Prior works already address chattering suppression and allocation efficiency with similar strategies, as acknowledged in the literature review.

3. The abstract and conclusions claim “higher tracking accuracy, faster convergence speed, and enhanced handling stability,” but the improvements over advanced baselines (e.g., NTSMC) are marginal in several scenarios.

4. The controller is not tested under more diverse or challenging conditions such as split-μ roads, sudden tire blowouts, actuator faults, or rapidly changing loads. Parameter sensitivity analysis is single-variable and does not explore interactions or robustness to parameter uncertainty.

5. The manuscript proposes AEWC-SMC, while the work (Xie et al., "Highly Robust Adaptive Sliding Mode Trajectory Tracking Control of Autonomous Vehicles) develop a robust adaptive sliding mode controller. Both works contribute to the evolution of sliding mode control techniques for vehicle dynamics. The authors should potentially compare performance or highlight differences in controller design and application scenarios.

6. The manuscript compares its results only with traditional SMC, NTSMC, and a “No Control” scenario, omitting many recent advanced control and allocation strategies.

Reviewer #4: 1.It is recommended to provide a more detailed explanation of the nonlinear dynamic characteristics in the 7-DOF vehicle dynamics model, such as how tire force coupling effects influence vehicle stability. The current description is somewhat abstract; adding specific formulas or case analyses could enhance logical rigor.

2.While MATLAB/Simulink simulations are mentioned, the source of the simulation parameters (e.g., whether they are based on real vehicle data) is not clearly stated. It is advisable to supplement the parameter calibration process or reference actual test data to validate the reasonableness of the simulation conditions.

3.Although the AEWC-SMC and DWMEA methods are innovative, there is a lack of comparative analysis with existing advanced methods (e.g., reinforcement learning or deep reinforcement learning in torque distribution).

4.The simulations only compare the proposed method with traditional SMC and no-control scenarios. To more comprehensively demonstrate the performance improvements, it is recommended to add comparative experiments with other advanced methods such as MPC or fuzzy control.

**********

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Reviewer #4: No

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PLoS One. 2025 Aug 21;20(8):e0330474. doi: 10.1371/journal.pone.0330474.r004

Author response to Decision Letter 2


1 Aug 2025

Reviewer#3, Concern #1: All performance claims (e.g., improved tracking accuracy, stability) are based on MATLAB/Simulink simulations. There is no demonstration that the proposed controller performs robustly in real-world scenarios with sensor noise, actuator delays, or unmodeled dynamics. If the experiments cannot be done, the authors may try to model more realistic dynamics into your model.

Author response and action: We sincerely thank you for your valuable professional suggestions. Based on your recommendations and to better approximate real driving scenarios, we have supplemented Gaussian white noise compliant with automotive-grade IMU specifications at the state feedback port of the controller to simulate sensor noise effects. Additionally, considering actuator delays, we have implemented actuator delay compensation code at both the upper and lower controller outputs. Finally, real-time friction circle verification has been added before torque limiting in the lower layer to ensure longitudinal demand forces do not exceed physical boundaries of the friction circle. We have systematically performed and re-analyzed simulation experiments, with detailed descriptions supplemented in Section V. We extend our profound gratitude for your expert guidance, which has significantly improved the engineering rigor and academic value of this research.

________________________________________

Reviewer#3, Concern #2: The AEWC-SMC controller is a variation of composite sliding mode control, and the DWMEA method is an adaptation of weighted minimum energy allocation. Prior works already address chattering suppression and allocation efficiency with similar strategies, as acknowledged in the literature review.

Author response and action: We sincerely thank you for your profound insights into the theoretical origins of the control strategy. Your accurate identification that AEWC-SMC and DWMEA are respectively grounded in the frameworks of Composite Sliding Mode Control and Weighted Energy Allocation has prompted us to more precisely articulate the differential innovations of this study:

1. While adopting the composite sliding mode structure, we achieve qualitative advancements through two innovative designs: First, the introduction of a nonlinear dynamic weighting factor enables sensitive response to large sideslip angle errors while maintaining linear accuracy in small-error regions, overcoming the response lag caused by fixed gains in traditional composite sliding mode structures. Subsequently, a condition-adaptive reaching law was designed, triggering fractional-order exponential switching via steering states to accelerate convergence during steering maneuvers while suppressing chattering in straight-line conditions.

2. While continuing the weighted energy allocation concept, the allocation solution employs a non-iterative closed-form method that achieves real-time allocation through KKT matrix inversion, and innovatively incorporates a dynamic weighting mechanism that first integrates the coupling effects of steering angle, vehicle speed, and vertical loads.

Accordingly, detailed supplementary explanations have been added to the opening paragraphs of Section III and Section IV, highlighted in yellow. Finally, we profoundly thank you for prompting clearer definition of our innovative boundaries. These invaluable suggestions have not only strengthened the precision of methodological exposition but also highlighted this study's original contributions to state-aware control architectures (AEWC-SMC) and real-time physical constraint resolution (DWMEA). Our team reiterates sincere gratitude for your suggestions and guidance.

________________________________________

Reviewer#3, Concern # 3: The abstract and conclusions claim “higher tracking accuracy, faster convergence speed, and enhanced handling stability,” but the improvements over advanced baselines (e.g., NTSMC) are marginal in several scenarios.

Author response and action: We sincerely thank you for your valuable suggestions. Based on Professional Recommendation #1 mentioned earlier, we supplemented simulations of sensor noise and actuator delays to better approximate real-world conditions. On this basis, we rigorously revalidated the simulations. Results demonstrate that across four scenarios (Case1-Case4) under two extreme maneuvers (sine/hook maneuvers), the AEWC-SMC scheme consistently delivers non-marginal improvements with marked superiority. We therefore express heartfelt gratitude for your invaluable expertise. Your profound insights not only enabled us to identify and strengthen critical model components — such as sensor noise compensation and actuator delay handling — but also significantly enhanced the control scheme's robustness and verifiability under extreme conditions. These improvements fully underscore its practical advantages and innovative value in autonomous vehicle control domains. We anticipate incorporating your professional perspective into subsequent work to advance these findings toward engineering applications.

________________________________________

Reviewer#3, Concern # 4: The controller is not tested under more diverse or challenging conditions such as split-μ roads, sudden tire blowouts, actuator faults, or rapidly changing loads. Parameter sensitivity analysis is single-variable and does not explore interactions or robustness to parameter uncertainty.

Author response and action: We sincerely thank you for your in-depth review of this research work and your valuable suggestions! Your comments regarding the coverage of testing scenarios and parameter analysis methods have prompted us to more deeply reflect on the boundary conditions and optimization directions of this study. Below we will address your points by integrating research objectives, methodological selection rationale, and empirical validation outcomes:

I. Explanation on Adequacy of Testing Scenarios

The core research objective of this paper is to develop a real-time efficient Direct Yaw Moment Control (DYC) framework, focusing on solving the handling stability problem of four-wheel independently driven autonomous vehicles under typical extreme operating conditions (e.g., high lateral acceleration, low-adhesion road surfaces). For operating condition design, we followed standard testing specifications in the field of vehicle dynamics control (ISO 4138, SAE J266), selecting two types of extreme conditions: Sine Condition simulates transient responses during high-speed lane changes or obstacle avoidance; Fishhook Condition characterizes instability risks during emergency steering. Under each condition, we established multi-dimensional combined testing scenarios, with vehicle speeds covering medium-high ranges (22m/s and 33m/s), road adhesion coefficients including low-adhesion (μ=0.3) and high-adhesion (μ=0.8) conditions, and performance metrics simultaneously evaluating tracking accuracy (yaw rate MAE, sideslip angle MAE) and stability (phase-plane convergence regions). Simulation results also demonstrate that the proposed AEWC-SMC scheme significantly outperforms comparative algorithms across all testing scenarios. These results fully validate the controller's robustness under typical extreme operating conditions. Although more complex conditions such as split-μ roads are not included in this paper, the hierarchical control architecture established in this study (upper-layer adaptive sliding mode control + lower-layer dynamic weight allocation) lays the foundation for future extensions: the upper controller's nonlinear weighting factor can adaptively regulate sideslip error sensitivity, and the lower allocator's friction circle constraints inherently accommodate asymmetric adhesion conditions. We have also explicitly supplemented in Section VI that the next phase will involve hardware-in-the-loop validation, covering more complex fault conditions.

II. Engineering Applicability of Parameter Sensitivity Analysis

In this study, our core objective is to develop a novel hierarchical Direct Yaw Moment Control (DYC) scheme that integrates an upper-layer Adaptive Exponential Weighted Composite Sliding Mode Controller (AEWC-SMC) and a lower-layer Dynamic Weight Minimum Energy Allocation (DWMEA) method, aiming to enhance tracking accuracy, convergence speed, and handling stability for Four-Wheel Independently Actuated (FWIA) autonomous vehicles under extreme conditions. Single-variable sensitivity analysis is widely adopted in the preliminary stage of control system parameter tuning due to its conceptual clarity, computational efficiency, and ease of engineering implementation. We employ this method to rapidly identify parameters with the greatest impact on key system performance indicators (sideslip angle mean absolute error (MAE) and yaw rate MAE), thereby providing intuitive adjustment directions and laying the groundwork for preliminary controller gain tuning.

After parameter adjustments based on single-variable analysis results, the controller demonstrated significant performance improvements under both Sine Condition and Fishhook Condition. Specifically, in test cases combining multiple vehicle speeds and road adhesion coefficients (e.g., Case1: vx=22m/s, μ=0.3; Case4: vx=33m/s, μ=0.8), the optimized AEWC-SMC scheme outperformed both traditional Sliding Mode Control (SMC) and Nonsingular Terminal Sliding Mode Control (NTSMC) in sideslip angle tracking accuracy and yaw rate tracking accuracy. This effectively achieves the core objective of this study: enhancing vehicle dynamic response and stability under extreme operating conditions while ensuring high robustness.

We fully acknowledge, as you pointed out, that single-variable analysis indeed has limitations, especially when involving strongly coupled parameters or highly complex multi-variable interaction scenarios (e.g., simultaneously considering the dynamic weight influences of vehicle speed, steering angle, and vertical load), where its results may be insufficiently comprehensive. Conducting deeper multivariate analyses (such as Analysis of Variance (ANOVA), Sobol' sensitivity indices, or optimization-based global parameter searches) would be highly valuable research directions, helping to reveal nonlinear coupling mechanisms between parameters and optimize overall control performance. However, such analyses typically require significantly increased computational resources, experimental design complexity, and simulation time. Considering this study's primary focus on developing a real-time efficient control framework and validating its effectiveness under typical extreme conditions, along with current project resource constraints, conducting comprehensive analyses of this nature within this paper presents substantial challenges. Future work will explore these advanced analysis methods to further enhance controller adaptability and engineering applicability.

The simulation condition design and parameter analysis methods in this paper have achieved the preset research objective: verifying the superiority of the novel DYC framework under typical extreme operating conditions. Your suggestions have prompted us to more clearly recognize the need to add analysis of scenario extensibility feasibility in the discussion section, with parameter self-adaptation mechanisms becoming the next phase priority. We thank you again for your highly insightful comments! These guiding suggestions have not only enhanced this paper's academic rigor but also charted directions for subsequent research. We will proceed with:

1. Hardware-in-the-loop testing for split-μ roads and actuator fault conditions

2. Research on reinforcement learning-based multi-parameter collaborative optimization

________________________________________

Reviewer#3, Concern # 5: The manuscript proposes AEWC-SMC, while the work (Xie et al., "Highly Robust Adaptive Sliding Mode Trajectory Tracking Control of Autonomous Vehicles) develop a robust adaptive sliding mode controller. Both works contribute to the evolution of sliding mode control techniques for vehicle dynamics. The authors should potentially compare performance or highlight differences in controller design and application scenarios.

Author response and action: We sincerely thank you for your recognition of this paper's innovativeness and your valuable suggestions! We have carefully studied the research by Xie et al. in the field of sliding mode control ("Highly Robust Adaptive Sliding Mode Trajectory Tracking Control of Autonomous Vehicles") as recommended by you. This study proposes a modified Grey Wolf Optimizer (GWO) algorithm-optimized adaptive sliding mode controller, enhancing path tracking accuracy through vector field guidance law and intelligent optimization algorithms. This indeed shares technical relevance with our work. Following your suggestion, we have supplemented a literature comparison discussion in Section I Introduction and formally cited this reference. We reiterate our gratitude for your contribution to enhancing this paper's academic rigor! Your professional guidance serves as an important driving force for deepening this research.

________________________________________

Reviewer#3, Concern # 6: The manuscript compares its results only with traditional SMC, NTSMC, and a “No Control” scenario, omitting many recent advanced control and allocation strategies.

Author response and action: Thank you sincerely for your valuable feedback on the scholarly rigor of this work! In direct response to your critique regarding insufficient comparative experimentation, we have systematically redesigned simulations and analyses in Section V, now incorporating comparative experiments with both Model Predictive Control (MPC) and Fuzzy PID Control to comprehensively demonstrate performance improvements. We express our deepest gratitude for your incisive insights and constructive suggestions, which have been instrumental in elevating the quality of this manuscript and have profoundly benefited our scholarly growth.

________________________________________

________________________________________

Reviewer#4, Concern # 1: It is recommended to provide a more detailed explanation of the nonlinear dynamic characteristics in the 7-DOF vehicle dynamics model, such as how tire force coupling effects influence vehicle stability. The current description is somewhat abstract; adding specific formulas or case analyses could enhance logical rigor.

Author response and action: Thank you sincerely for your valuable feedback on the description of nonlinear dynamic characteristics in this manuscript. In response to your observation regarding the "insufficient explanation of tire force coupling effects in the 7-DOF model", we have implemented two critical enhancements in Chapter II: At the conclusion of Section II.A: Added mathematical formalization of friction circle constraints and their stability impact mechanisms. In Section II.B: Deepened the physical interpretation of weighting factors ψx and ψy. These additions have significantly improved the rigor of nonlinear characteristic descriptions through precise mathematical representation. We greatly appreciate your insightful comments, which proved fundamental to perfecting this research.

________________________________________

Reviewer#4, Concern # 2: While MATLAB/Simulink simulations are mentioned, the source of the simulation parameters (e.g., whether they are based on real vehicle data) is not clearly stated. It is advisable to supplement the parameter calibration process or reference actual test data to validate the reasonableness of the simulation conditions.

Author response and action: Thank you sincerely for your valuable feedback regarding the rigor of simulation parameters. All MATLAB/Simulink simulation parameters in this study were calibrated based on data from a physical vehicle test platform. The experimental platform employs a four-wheel-independent-drive electric vehicle prototype, with parameter acquisition conducted at the Intelligent Connected Vehicle Joint Laboratory co-established by Shanghai Jiao Tong University and Wuhu Advanced Research Institute. This real-world dataset will underpin subsequent experimental validation (as noted in Section VI regarding future HIL and physical v

Attachment

Submitted filename: Response_to_Reviewers_auresp_2.docx

pone.0330474.s002.docx (33.3KB, docx)

Decision Letter 2

Jinhao Liang

4 Aug 2025

Adaptive exponential weighted composite sliding mode-based direct yaw moment control for four-wheel independently actuated autonomous vehicles

PONE-D-25-19826R2

Dear Dr. Tong,

We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements.

Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication.

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Kind regards,

Jinhao Liang

Academic Editor

PLOS ONE

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Reviewer #5: All comments have been addressed

Reviewer #6: All comments have been addressed

**********

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Reviewer #5: Yes

Reviewer #6: Yes

**********

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Reviewer #5: Yes

Reviewer #6: Yes

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Reviewer #5: Yes

Reviewer #6: Yes

**********

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Reviewer #6: Yes

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Reviewer #5: The author has addressed the reviewers’ concerns thoroughly and effectively. The revised manuscript demonstrates a clear effort to incorporate the suggestions provided in the previous review round. Key issues have been appropriately clarified, and the responses show a comprehensive understanding of the reviewers’ feedback. The methodological improvements and revisions to the manuscript have enhanced both the clarity and the scientific rigor of the work. All major comments appear to be satisfactorily resolved, and the overall quality of the manuscript is now suitable for publication. Therefore, I recommend that the paper be accepted in its current form without the need for further revision.

Reviewer #6: The author has made significant efforts to address all the comments raised by the reviewers in a detailed and thoughtful manner. The revisions are well-justified and clearly improve the manuscript’s clarity, coherence, and technical depth. Specific concerns related to methodology, experimental validation, and presentation have been adequately resolved. The point-by-point response reflects a deep engagement with the feedback, and the updated version of the manuscript meets the standards expected for publication. I am satisfied with the changes made and believe the paper is now ready for acceptance. No further revisions are necessary at this stage.

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Reviewer #5: No

Reviewer #6: No

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Acceptance letter

Jinhao Liang

PONE-D-25-19826R2

PLOS ONE

Dear Dr. Tong,

I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now being handed over to our production team.

At this stage, our production department will prepare your paper for publication. This includes ensuring the following:

* All references, tables, and figures are properly cited

* All relevant supporting information is included in the manuscript submission,

* There are no issues that prevent the paper from being properly typeset

You will receive further instructions from the production team, including instructions on how to review your proof when it is ready. Please keep in mind that we are working through a large volume of accepted articles, so please give us a few days to review your paper and let you know the next and final steps.

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Thank you for submitting your work to PLOS ONE and supporting open access.

Kind regards,

PLOS ONE Editorial Office Staff

on behalf of

Dr. Jinhao Liang

Academic Editor

PLOS ONE

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Attachment

    Submitted filename: Response to Reviewers.docx

    pone.0330474.s001.docx (29.2KB, docx)
    Attachment

    Submitted filename: Response_to_Reviewers_auresp_2.docx

    pone.0330474.s002.docx (33.3KB, docx)

    Data Availability Statement

    All relevant data are within the manuscript and its Supporting Information files.


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