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. 2025 Aug 25;20(8):e0328653. doi: 10.1371/journal.pone.0328653

Disparities in chronic kidney disease burden estimates: From different sources, definitions, and equations

Yao Ma 1, Xiang Wang 2, Weihong Zhao 1,*
Editor: Donovan Anthony McGrowder3
PMCID: PMC12377590  PMID: 40853972

Abstract

Introduction

The Global Burden of Disease (GBD) study provides updated epidemiological descriptions of chronic kidney disease (CKD), yet the discrepancies between its estimates and those from other sources remain unclear. Furthermore, attention is required due to the specificity of standard and computational tool for glomerular filtration rate (GFR). We aimed to evaluate CKD burden from various sources, definitions, and equations.

Methods

This study analyzed CKD prevalence among US adults from 1999 to 2018, using data from the GBD study 2021 and the National Health and Nutrition Examination Survey (NHANES). We calculated average prevalence and estimated annual percentage change (EAPC) for the total population and by sex. The analysis was repeated using different definitions and equations. Additionally, a literature review was conducted to extend the comparison to a global scale.

Results

Among US adults, the annual average estimates from the GBD and NHANES were similar, while long-term trends diverged, with disparities becoming more evident in sex-specific subgroups. Removal of racial coefficients led to an increase in the estimated CKD prevalence in Black individuals, while a decrease was observed in White individuals. The EKFC equation yielded the highest average and single-cycle CKD prevalence. Applying age-adapted thresholds reduced the prevalence of low estimated GFR (eGFR<threshold(s)) by approximately 50%, with numbers of older women reclassified into non-CKD categories.

Conclusions

This study highlights the differences in estimated CKD prevalence across various sources. Age-adjusted thresholds and the flexible EKFC equation hold promise for future applications in both epidemiological research and clinical practice.

Introduction

Chronic kidney disease (CKD) constitutes a significant and escalating public health concern, closely linked to the increased risk of cardiovascular events, end-stage renal disease, and premature mortality [1]. Data from the International Society of Nephrology Global Kidney Health Atlas (ISN-GKHA) indicates that the global median prevalence of CKD stands at 9.5% (IQR 5.9–11.7) [2]. Given its significant adverse effects on prognosis, quality of life, and healthcare resources, appropriate monitoring and management of CKD cannot be overstated.

The Global Burden of Disease (GBD) study provides regularly updated epidemiological estimates of infectious and non-communicable diseases, as well as associated risk factors, playing a pivotal role in academic research and policy development [3,4]. With the release of GBD study 2021 and the upcoming 2023 version, interest in and utilization of this database have reached unprecedented levels. However, it is crucial to acknowledge, though often overlooked, that the database has inherent limitations. Recent two comparative studies between GBD and real-world data have revealed that the GBD framework tends to significantly overestimate the burden of acute infectious diseases and fails to capture temporal fluctuations [5,6]. While the systematic analytical framework incorporating smoothing techniques makes the database theoretically more suitable for chronic diseases, it has seldom been compared with results from other sources. Furthermore, concerning CKD, attention is required due to the specificity of standard (single or age-adapted thresholds) and computational tool (various equations) for estimated glomerular filtration rate (eGFR) [7].

This study aimed to compare CKD burden estimates derived from different databases, which also include comparisons with data from other sources through a comprehensive literature review. Additionally, we assessed the potential impact of using different equations and definitions, with the goal of providing valuable insights for the advancement of epidemiological research and public health strategies.

Materials and methods

Study population

This study primarily focused on the prevalence of CKD within US adults, utilizing data from the GBD study 2021 and the National Health and Nutrition Examination Survey (NHANES). To mitigate the potential impact of COVID-19, a 20-year period from 1999 to 2018 was selected for analysis.

Estimates of the annual burden of CKD and its 95% uncertainty intervals (UIs) from the GBD study were obtained from the Global Health Data Exchange, coordinated by the Institute for Health Metrics and Evaluation at the University of Washington (https://vizhub.healthdata.org/gbd-results/). The GBD study uses deidentified data, with a waiver of informed consent approved by the University of Washington Institutional Review Board. The methods for estimating CKD prevalence have been described in detail [8]. Briefly, Bayesian regression models were applied to data sourced from vital registration systems, end-stage renal disease registries, household surveys, and published literature. The overall framework and search strategy can be found in the previous publication [9]. The 2021 update re-extracted data from the European Renal Association–European Dialysis and Transplant Association (ERA-EDTA) covering 1998–2017, incorporating a global sex coefficient, more detailed dialysis staging, and narrower age ranges, all of which improved estimation accuracy [10].

The NHANES is an ongoing national cross-sectional survey that collects health-related information from US adults and children every two years. Participants are randomly selected through a complex, multistage, cluster-sampling probability design. They are initially interviewed at home and then invited for various examinations and to provide blood samples. Sampling weights account for oversampling, non-coverage, and non-response in specific populations, allowing extrapolation (weighting) to provide national estimates representative of the entire US population. The National Centers for Health Statistics Ethics Review Board approved the study protocol and each participant provided written informed consent. These data are available on the Centers for Disease Control and Prevention (CDC) website (https://wwwn.cdc.gov/nchs/nhanes).

Definitions

Adult CKD is diagnosed based on persistent kidney damage, including elevated urinary albumin-to-creatinine ratio (ACR) and/or a GFR below the specified threshold. In the GBD study, CKD was defined as a single estimate of GFR < 60 ml/min/1.73m² or ACR > 30 mg/g, which encompasses individuals with end-stage renal disease who are undergoing dialysis or have received a transplant. However, GFR varies with age. In healthy populations, 40 years of age marks a critical threshold, with no age-dependent decline in renal function observed prior to this point [11]. Therefore, the single threshold of 60 ml/min/1.73m² is limited and controversial, as it often leads to underidentification of pathology in younger adults and overdiagnosis of CKD in older individuals [12]. Therefore, in NHANES, we applied an age-adapted definition, developed based on age-specific percentiles of estimated or measured GFR or age-adjusted thresholds, specifically: 75 ml/min/1.73m² for individuals under 40 years, 60 ml/min/1.73m² for those between 40 and 64 years, and 45 ml/min/1.73m² for individuals above 65 years.

GFR estimating equations

Due to their complexity and cost, the gold-standard method (inulin urinary clearance) and other reference methods (including iohexol, iothalamate, and isotopes) are difficult to implement at scale. As a result, GFR estimating equations are often the preferred approach for assessing renal function [13]. In the GBD study 2021, the creatinine-based Chronic Kidney Disease Epidemiology Collaboration (CKD-EPI) equation developed in 2009 (CKD-EPI2009) was designated as the reference equation for estimating adult GFR [14], with eGFR data from other equations adjusted accordingly. Given that race is a complex social construct and to reduce disparities, the CKD-EPI2021 equation eliminates the race coefficient [15]. This updated equation is recommended for use by the American Society of Nephrology, the National Kidney Foundation, and the American Association for Clinical Chemistry. Additionally, we included the newly developed European Kidney Function Consortium (EKFC) equation [16], which has recently been validated in the US population using US Q-values [17]. Detailed expressions of these equations are provided in S1 Table.

Statistical analysis

In the GBD study 2021, we extracted data on CKD cases and prevalence for US adults aged 20 and older from 1999 to 2018. We calculated the 20-year and 10-year average prevalence for the total population and sex subgroups. The estimated annual percentage change (EAPC) was determined by fitting a regression line to the natural logarithm of the annual prevalence, expressed as ln(y) = α + βx + ε, where ‘y’ represents the annual prevalence rate and ‘x’ denotes the calendar year. The EAPC was then calculated using the formula 100 × (e^β – 1). In NHANES, we extracted basic demographic information, serum creatinine levels, urine albumin levels, and urine creatinine levels from all participants (1999–2018, 10 cycles). Individuals with missing data or those under 20 years of age were excluded (detailed inclusion and exclusion process was shown in S1 Fig). Serum creatinine levels were adjusted according to the recommendations provided in NHANES (S2 Table). We accounted for the complex sampling design and weights, and repeated the above calculations using different definitions and equations (Table 1). All analyses were performed using R 4.4.1. We conducted a literature review to compare the GBD estimates with studies that included nationally representative samples, extending the comparison to a global scale. Details are provided in the Supplementary Materials (S1 File).

Table 1. Descriptions of CKD criteria and GFR estimating equations in the KDIGO guidelines, GBD study, and NHANES.

KDIGO 2024 guidelines GBD study NHANES
CKD criteria Abnormalities of kidney structure or function, present for a minimum of 3 months (at least one of the following)
• Albuminuria (ACR ≥ 30 mg/g)
• Urine sediment abnormalities
• Persistent hematuria
• Electrolyte and other abnormalities due to tubular disorders
• Abnormalities detected by histology
• Structural abnormalities detected by imaging
• History of kidney transplantation
• GFR < 60 ml/min/1.73m2
At least one of the following:
• eGFR < 60 ml/min/1.73m2 (single measurement)
• ACR > 30 mg/g (single measurement)
• With end-stage renal disease (history of dialysis or kidney transplantation)
At least one of the following:
• eGFR < 60 ml/min/1.73m2 (single measurement)
• ACR > 30 mg/g (single measurement)
Age-adapted thresholds for GFR:
• < 40 years: 75 ml/min/1.73m2
• 40–64 years: 60 ml/min/1.73m2
• ≥ 65 years: 45 ml/min/1.73m2
GFR estimating equations • It is recommended to use validated GFR estimation equations.
• Use of race in the computation of eGFR should be avoided.
• The creatinine-based CKD-EPI equation developed in 2009 (CKD-EPI2009) was designated as the reference equation for estimating adult GFR.
• eGFR data reported using other equations were adjusted accordingly by a fixed ratio.
• In this study, we employed the CKD-EPI2009, CKD-EPI2021, and EKFC equations, all of which have been extensively validated. Notably, the CKD-EPI2021 and EKFC equations do not incorporate race as a factor.
• The EKFC equation is based on rescaled creatinine (Q-value), which represents the median serum creatinine level in a healthy population of any age, sex, or race. As long as the Q-value is available, the EKFC equation is expected to be applicable across diverse populations.

Results

Differences across databases

Annual estimated CKD cases and prevalence are detailed in S3 Table. GBD estimates for the total population exhibited a consistent upward trend, with the highest prevalence recorded in 2018 at 15.2%. In contrast, CKD burden estimates from NHANES fluctuated, with the lowest prevalence observed in the 2009–2010 survey (12.7%) and the highest in the 2013–2014 survey (15.5%) (Fig 1A). Similar trends were observed within sex subgroups, with a higher prevalence in women. Estimates from the two databases for men peaked in 2018, reaching 12.9% and 14.1%, respectively. For women, the GBD estimates were highest in 2018 at 17.3%, while the NHANES estimates peaked in 2013–2014 at 17.5%. The 20-year and 10-year average prevalence, as well as single-cycle estimates, were comparable across both databases, however, disparities became more pronounced in sex-specific subgroups (Table 2). The fluctuations were also reflected in the EAPC analysis. Although both databases show an upward trend in prevalence, the trend in NHANES was statistically insignificant.

Fig 1. Comparison of CKD prevalence estimates using different databases, equations, and definitions.

Fig 1

(A) GBD vs. NHANES (using the CKD-EPI2009 equation and fixed threshold). (B) CKD-EPI2009 vs. CKD-EPI2021 vs. EKFC (using the NHANES database and fixed threshold). (c) CKD-EPI2009 vs. CKD-EPI2021 vs. EKFC (using the NHANES database and age-adapted thresholds).

Table 2. Annual averages and EAPC of CKD prevalence in US adults using different databases, definitions, and equations.

Fixed threshold Age-adapted thresholds
GBD NHANES NHANES
CKD-EPI2009 CKD-EPI2009 CKD-EPI2021 EKFCRF CKD-EPI2009 CKD-EPI2021 EKFCRF
1999-2018
 Annual average 13.7% 14.0% 13.1% 14.4% 12.1% 11.6% 12.0%
 Males 11.5% 12.4% 11.6% 12.2% 10.9% 10.6% 10.4%
 Females 15.8% 15.4% 14.6% 16.5% 13.1% 12.5% 13.5%
 EAPC 0.92 (0.80, 1.04) 1.17 (−0.01, 2.36) 1.16 (−0.09, 2.43) 1.25 (0.08, 2.44) 1.01 (−0.50, 2.53) 0.94 (−0.60, 2.50) 1.06 (−0.33, 2.46)
2009-2018
 Annual average 14.4% 14.3% 13.4% 14.7% 12.3% 11.9% 12.3%
 Males 12.1% 12.9% 12.0% 12.6% 11.1% 10.8% 10.7%
 Females 16.4% 15.6% 14.8% 16.7% 13.3% 12.7% 13.8%
 EAPC 1.10 (0.98, 1.21) 3.39 (−2.66, 9.81) 3.50 (−3.05, 10.49) 3.65 (−1.56, 9.13) 3.65 (−3.41, 11.23) 3.41 (−4.14, 11.54) 3.10 (−3.40, 10.03)
2017-2018
 Annual average 15.1% 14.9% 14.1% 15.6% 12.6% 12.0% 12.6%
 Males 12.8% 14.1% 13.0% 13.7% 12.3% 11.8% 11.7%
 Females 17.2% 15.8% 15.0% 17.3% 13.0% 12.0% 13.4%

Differences across estimating equations

Changes in the GFR estimating equations significantly influenced the estimated prevalence of CKD and low eGFR (eGFR < threshold(s)) (Table 2, Fig 1B, and Table 3). The results obtained using the CKD-EPI2021 equation were lower than those from the other two, both for men and women (Table 2). After the removal of race coefficients, the estimated prevalence of low eGFR increased from 6.8% to 9.7% among self-reported Black individuals, while it decreased from 8.5% to 6.4% among self-reported White individuals (Table 3). The EKFC equation yielded the highest average and single-cycle CKD prevalence, primarily due to elevated estimates among women. The prevalence of low eGFR among self-reported Black and White individuals was 11.3% and 9.0%. Among age-stratified subgroups, CKD-EPI2021, CKD-EPI2009, and EKFC equations resulted in the highest prevalence in young, middle-aged, and older adults, respectively.

Table 3. The estimated prevalence of low eGFR (eGFR < threshold(s)) among US adults in NHANES (2017-2018).

Fixed threshold Age-adapted thresholds
CKD-EPI2009 CKD-EPI2021 EKFCRF CKD-EPI2009 CKD-EPI2021 EKFCRF
Total 6.91 (5.51, 8.32) 5.72 (4.73, 6.72) 7.60 (6.06, 9.14) 3.82 (2.92, 4.72) 3.15 (2.41, 3.89) 3.81 (3.00, 4.62)
Sex
 Males 6.45 (5.04, 7.86) 5.20 (4.07, 6.34) 6.09 (4.79, 7.38) 4.02 (3.22, 4.81) 3.43 (2.61, 4.25) 3.32 (2.51, 4.14)
 Females 7.34 (5.74, 8.95) 6.21 (4.93, 7.49) 9.01 (7.11, 10.90) 3.64 (2.41, 4.87) 2.89 (1.87, 3.91) 4.27 (3.10, 5.43)
Age group
 20-39 years 0.35 (0.03, 0.67) 0.49 (0.17, 0.81) 0.42 (0.10, 0.75) 1.85 (0.79, 2.91) 2.03 (1.04, 3.03) 1.67 (0.70, 2.65)
 40-64 years 3.61 (2.30, 4.92) 2.64 (1.60, 3.68) 3.23 (2.06, 4.40) 3.61 (2.30, 4.92) 2.64 (1.60, 3.68) 3.23 (2.06, 4.40)
 ≥ 65 years 26.12 (22.11, 30.13) 22.03 (18.62, 25.44) 30.26 (26.20, 34.32) 7.85 (5.81, 9.90) 6.29 (4.58, 8.00) 8.97 (6.93, 11.01)
Race
 White 8.52 (6.66, 10.38) 6.44 (5.06, 7.83) 8.97 (7.04, 10.89) 4.25 (2.93, 5.57) 2.90 (1.86, 3.95) 3.80 (2.60, 5.00)
 Black 6.80 (5.05, 8.55) 9.69 (7.97, 11.41) 11.32 (9.22, 13.42) 4.96 (3.65, 6.27) 7.61 (6.29, 8.92) 8.19 (6.44, 9.95)
 Multiple/Other 3.15 (2.29, 4.01) 2.42 (1.79, 3.05) 2.86 (2.02, 3.70) 2.33 (1.61, 3.05) 1.93 (1.31, 2.55) 2.07 (1.45, 2.69)

Differences across definitions

Age-adapted GFR thresholds resulted in a reduction in both the mean and single-cycle CKD prevalence by approximately 10%−20% (Table 2, Fig 1C, and S3 Table). In the 2017–2018 NHANES survey, the prevalence of low eGFR decreased by roughly 50%, and this reduction was more pronounced, reaching 70%, in individuals aged 65 and older (Table 3). Notably, sex differences varied depending on the equation used. When applying a fixed threshold, all three equations indicated a higher prevalence in women. However, with the use of age-adapted GFR thresholds, the CKD prevalence for women was lower than that for men under both CKD-EPI equations. This discrepancy was primarily due to more young men being classified as having CKD and a greater number of older women being reclassified as non-CKD (Table 4).

Table 4. Number and weighted percentage of participants reclassified after applying age-adapted thresholds.

Equation Characteristic Number Weighted percentage (%)
CKD-EPI2009 Age: 20–39 years
eGFR: 60–74 ml/min/1.73m2
17 0.54 (0.20, 0.88)
Males 12 0.71 (0.28, 1.15)
Females 5 0.38 (0, 0.85)
Age: ≥ 65 years
eGFR: 45–59 ml/min/1.73m2
212 3.64 (2.91, 4.37)
Males 108 3.15 (2.38, 3.92)
Females 104 4.09 (3.12, 5.05)
CKD-EPI2021 Age: 20–39 years
eGFR: 60–74 ml/min/1.73m2
19 0.56 (0.21, 0.91)
Males 15 0.79 (0.32, 1.27)
Females 4 0.34 (0, 0.80)
Age: ≥ 65 years
eGFR: 45–59 ml/min/1.73m2
198 3.13 (2.52, 3.75)
Males 103 2.57 (2.02, 3.12)
Females 95 3.66 (2.58, 4.74)
EKFC Age: 20–39 years
eGFR: 60–74 ml/min/1.73m2
15 0.45 (0.11, 0.79)
Males 11 0.57 (0.16, 0.98)
Females 4 0.34 (0, 0.80)
Age: ≥ 65 years
eGFR: 45–59 ml/min/1.73m2
253 4.24 (3.21, 5.27)
Males 126 3.34 (2.58, 4.10)
Females 127 5.07 (3.63, 6.52)

Discussion

In this study, we compared CKD burden estimates derived from different databases and found that, among US adults, the annual average estimates from the GBD and NHANES were similar, while long-term trends diverged, with disparities becoming more evident in sex-specific subgroups. Additionally, we assessed the potential impact of using different equations and definitions. Removing the racial coefficient resulted in an increased CKD prevalence estimate for Black individuals, while the prevalence for White individuals decreased. The EKFC equation yielded the highest average and single-cycle CKD prevalence. Applying age-adapted thresholds reduced the prevalence of low eGFR by approximately 50%.

Accurate estimates of the spatiotemporal patterns and trends in CKD prevalence are crucial for understanding the disease burden and improving CKD prevention and management. This study is the first to reveal the disparities in estimated CKD prevalence between the GBD study and other databases or studies that include nationally representative samples. Among US adults, the single-cycle and annual average estimates from the GBD and NHANES were similar, while long-term trends differed. Specifically, in GBD study, the CKD prevalence exhibited a steady annual increase with no fluctuations. In contrast, the NHANES data showed a more modest increase in prevalence, accompanied by fluctuations. This finding aligned with previous research on neglected tropical diseases and is largely attributed to the systematic analytical framework [6]. Furthermore, the methodological framework of GBD, in which input data not reported by sex were adjusted using a specific ratio, amplified subgroup disparities. Similar patterns were observed in 16 other countries (S4 Table) [1834], with notable differences in certain countries, such as Portugal [29]. Notably, many countries lack high-quality, population-based studies, forcing estimates to rely on data from higher-level geographical hierarchies. Caution is therefore necessary when interpreting the obtained results. Furthermore, stage-specific burden assessment is essential as it facilitates monitoring disease trends, optimizes healthcare resource allocation, and provides more accurate data for large-scale epidemiological studies.

It is also crucial to emphasize that estimates from GBD, NHANES, and other epidemiological studies, may overestimate CKD prevalence, as most source data lack repeated measurements of eGFR and albuminuria to confirm chronicity [8]. The ascertainment bias may arise when self-selected populations are included in studies, skewing prevalence reports for the general population [7]. For instance, individuals concerned about kidney disease or with a family history may voluntarily participate in screening programs. The limitations of using the GBD database to assess CKD burden have been thoroughly discussed in previous publications by the GBD Chronic Kidney Disease Collaboration [8]. However, recent studies have lacked sufficient descriptions of these limitations.

We also assessed the potential impact of definitions and equations on CKD burden estimates. The use of age-adjusted thresholds significantly reduced the prevalence of low eGFR, with more older women reclassified into non-CKD categories. Kidney function naturally declines with aging [35]. The incidence of eGFR < 60 ml/min/1.73m² significantly increases among individuals aged 70 and older, with an incidence of 52.5% in those aged 80 and above [36]. Therefore, an eGFR < 60 ml/min/1.73m² may represent a physiological condition in older adults. For older adults with only mild physiological GFR decline and no signs of increased urinary ACR or other renal damage, investigations, referrals, or therapeutic interventions with potential side effects are unnecessary and may even impose additional financial burdens. Moreover, the fixed GFR threshold may lead to missed CKD diagnoses in younger individuals whose renal function is compromised due to congenital conditions or adverse treatment histories. Age-adapted criteria represent an effective strategy to enhance the identification of pathology in younger adults with potential kidney damage while reducing overdiagnosis in older adults due to age-related GFR decline. The “normal” range of renal function is one consideration in CKD diagnosis, with another critical factor being the risk of future adverse outcomes [37]. Age-adapted criteria offer a practical approach to assessing this risk. Research by Ma et al. [38] has shown that age-adapted CKD criteria are more closely associated with cardiovascular risk factors and CKD-related comorbidities. Despite being controversial and challenging to implement, these criteria should be considered in future epidemiological research and clinical practice.

The KDIGO guidelines recommend avoiding the inclusion of race in eGFR calculations. CKD-EPI2021 and EKFC have increased the estimated prevalence of low eGFR among Black adults, promoting a more equitable allocation of healthcare resources. The EKFC equation offers additional advantages, including relatively higher accuracy and significantly smaller bias [17]. This advantage partly stems from its foundational model, which assumes no age-dependent decline in kidney function before the age of 40, whereas CKD-EPI was developed based on the concept of a gradual decline in GFR starting at 18 years of age. Current research based on healthy participants suggests that GFR remains stable or declines slowly before the age of 40–50 due to adequate renal reserve [11,39]. Race-specific Q-values provide an additional option for individuals requiring more accurate estimates. Furthermore, modifications to the CKD-EPI only account for self-identified Black Americans geographically located in the United States [40]. In contrast, the EKFC equation is more flexible, as it can be applied to diverse populations provided Q-values are available. Existing validations have demonstrated its applicability [41,42]. In global epidemiological studies like GBD, the EKFC equation may be particularly suitable, enhancing inter-regional comparability. Further research is needed to calculate and validate population-specific Q-values.

The study has several limitations. First, the GBD study does not stratify CKD by stage. Additionally, the NHANES database lacks data on kidney transplants, and there is a significant amount of missing data related to dialysis (variable name: KIQ025), although this is unlikely to significantly affect the results. Finally, our comparisons were limited to databases or studies that included nationally representative samples, and did not extend to regional-level data. Further research is needed to address these gaps in future studies.

Conclusion

In conclusion, the GBD study provides a unique perspective on the global CKD burden, but we emphasize the importance of appropriate use and respect for local data rather than defaulting to GBD estimates without consideration. Standards and equations are critical components of CKD estimation, in which age-adapted thresholds should be considered, and the flexible EKFC equation holds promise for future applications in epidemiological research and clinical practice.

Supporting information

S1 Fig. Flow diagram of participants’ inclusion.

(DOCX)

pone.0328653.s001.docx (21.1KB, docx)
S1 Table. Equations to predict GFR.

(DOCX)

pone.0328653.s002.docx (17KB, docx)
S2 Table. Correction for serum creatinine in NHANES.

(DOCX)

pone.0328653.s003.docx (15.2KB, docx)
S3 Table. Annual estimated number and rate of CKD prevalence in US adults.

(DOCX)

pone.0328653.s004.docx (40.1KB, docx)
S4 Table. Reported results and corresponding GBD estimates of CKD prevalence across different countries.

(DOCX)

pone.0328653.s005.docx (29.7KB, docx)
S1 File. Literature review.

(DOCX)

pone.0328653.s006.docx (28.2KB, docx)

Acknowledgments

We thank all doctors, epidemiologists, statisticians, or other related persons who devoted their time and energy to the establishment and accomplishment of the GBD study rounds.

Data Availability

All data are available on the Global Health Data Exchange (GHDx) platform (https://ghdx.healthdata.org/) and the centers for Disease Control and Prevention (CDC) website (https://wwwn.cdc.gov/nchs/nhanes).

Funding Statement

This study was supported by National Key Research and Development Program of China (2023YFC3605500) and National Natural Science Foundation of China (82171585, 81971320). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

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Decision Letter 0

Donovan Anthony McGrowder

29 May 2025

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Reviewers' comments:

Reviewer's Responses to Questions

Comments to the Author

1. Is the manuscript technically sound, and do the data support the conclusions?

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: Partly

Reviewer #4: Yes

Reviewer #5: Yes

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2. Has the statistical analysis been performed appropriately and rigorously? -->?>

Reviewer #1: Yes

Reviewer #2: I Don't Know

Reviewer #3: I Don't Know

Reviewer #4: Yes

Reviewer #5: Yes

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3. Have the authors made all data underlying the findings in their manuscript fully available??>

The PLOS Data policy

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: No

Reviewer #4: Yes

Reviewer #5: Yes

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4. Is the manuscript presented in an intelligible fashion and written in standard English??>

Reviewer #1: Yes

Reviewer #2: Yes

Reviewer #3: No

Reviewer #4: Yes

Reviewer #5: Yes

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Reviewer #1: It is an interesting article about the Disparities in chronic kidney disease burden estimates. I recommend below changes -

- correct definition of ckd - page 14- UACR is NOT always high in CKD and could be normal too

- Explain the rationale and importance ( for non nephrologist) behind age quartile egfr for 40 years old, 40-65 and > 65 .

Reviewer #2: This article aims to show the discrepancies in estimating renal function using different types of equations, and demographic details like sex, age and race. This is an important article as policy making is often based on epidemiological studies.

The methodology is complex as it looks at data over a 20 year period from different databases. It is unclear to me what actual numbers of data were extracted and what numbers were excluded due to insufficient data. Perhaps this can be clarified so that the statistics can be easier to understand. Overall, it is an important study that shows that epidemiological data must be critically analyzed before accepting the results as 'hard truths'

Reviewer #3: Ma Y et al described disparity of estimation on CKD by different source, definition and equation. They used data of GBD study 2021 and NHANES from 1999 to 2018 to analyze the prevalence of CKD in USA adults. They used formula of CKD-EPI 2009, CKD-EPI 2021 and EKFCRF. They calculated estimated annual percentage change of prevalence of CKD. They found difference across databases and estimating equations. These results are interesting but the following points are needed to be addressed.

1. In Table 2, the authors show the annual averages of the CKD prevalence. They should show the data in each year, as shown in Fig. 1.

2. In Table 3, the prevalence of CKD was dramatically decreased to 5.71 to 7.60% in fixed threshold (Definition of CKD <60 mL/min/1.73m2). As mentioned in Results section, the prevalence of CKD reduced by 50% compared with fixed threshold. In Table 2, however, the prevalence of CKD 2017-2018 was 14.1% to 15.6%. I do not understand this description.

3. The similar inconsistency was observed in the prevalence of CKD of NHANES 2017-2018 defined by age-adapted thresholds between Table 2 and Table 3.

4. Excellent performance of EKFC equation in US cohorts was extensively demonstrated by Delanaye P et al in Kidney International 2024 ( Ref 15). The authors could show the prevalence of CKD by EKFCPS. Q value was provide by NHANES, (Black men and women were 1.03 and 0.72mg/dl, respectively. The non-Black men and women were 0.99 and 0.71mg/dL, respectively).

Reviewer #4: The authors compared the epidemiological descriptions of CKD between different database, CKD definitions and eGFR equations. Although the findings were meaningful, there are several comments.

I completely agree with the idea that accurate estimates of the spatiotemporal patterns and trends in CKD prevalence are crucial for understanding the disease burden and improving CKD prevention and management. Additionally, they concluded that they emphasize the importance of appropriate use and respect for local data rather than defaulting to GBD estimates without consideration. Please propose an optimal method for accurately assessing the CKD burden.

Since there are huge results in the present study, I recommend showing the summary of results in the Discussion. Especially, please present briefly the findings that support the disparities of long-term trends between different databases in the Discussion.

Please explain database structure of GBD study including extracting methods of clinical data, management institution or type of participants. Do all participants in the GBD study have data on urine albumin, because CKD was defined as lower eGFR or higher ACR?

The terms "end-stage renal disease" and "end-stage kidney disease" are used inconsistently.

Reviewer #5: This manuscript presents a comprehensive analysis of the disparities in chronic kidney disease (CKD) prevalence estimates derived from different data sources (GBD vs. NHANES), GFR estimating equations (CKD-EPI 2009, CKD-EPI 2021, EKFC), and definitional thresholds (fixed vs. age-adapted). The topic is highly relevant in the context of increasing global reliance on epidemiological models for disease burden assessment. The manuscript is well-structured and methodologically sound. It highlights important implications for both public health surveillance and clinical nephrology, particularly regarding the potential for over- or underestimation of CKD prevalence depending on the choice of equation and threshold.

I recommend minor revision prior to acceptance. The authors are encouraged to strengthen the discussion of (1) clinical implications of reclassification, (2) relevance for aging East Asian populations, and (3) the need for stage-specific burden assessment in future work. This is a timely and valuable contribution to global nephrology and public health research.

**********

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Reviewer #1: No

Reviewer #2: Yes:  Ngozi Virginia Aikpokpo

Reviewer #3: No

Reviewer #4: No

Reviewer #5: No

**********

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PLoS One. 2025 Aug 25;20(8):e0328653. doi: 10.1371/journal.pone.0328653.r002

Author response to Decision Letter 1


25 Jun 2025

Dear Editor and Reviewers,

Thank you for your giving us an opportunity to revise our manuscript. On behalf of all the contributing authors, I would like to express our sincere appreciation of your letter and reviewers’ constructive comments concerning our manuscript entitled “Disparities in chronic kidney disease burden estimates: From different sources, definitions, and equations” (PONE-D-25-24676). These opinions help to improve the academic rigor of our article. We have studied these comments carefully and made modifications which we hope meet with your approval.

Revised portions are marked red in the manuscript. All comments are laid out below in italicized font and specific concerns have been numbered. Point-by-point responses to all nice reviewers are listed below in blue.

All authors have read and approved the re-submission of the manuscript. If you have any questions, please let me know.

Thank you for your consideration of our paper and we are looking forward to hearing from you.

Sincerely yours,

Weihong Zhao

zhaoweihongny@njmu.edu.cn

---------------------------------

Response to Editor

We sincerely appreciate your consideration of our manuscript and deeply apologize for the negligence in format. All the issues have been addressed. We sincerely hope this revised manuscript will meet your requirements.

---------------------------------

Response to Reviewer 1

Reviewer 1:

It is an interesting article about the Disparities in chronic kidney disease burden estimates. I recommend below changes.

Comment 1. Correct definition of ckd - page 14- UACR is NOT always high in CKD and could be normal too.

Response 1. Thank you very much for your comments. We have thoroughly reviewed the manuscript and confirmed that precise expressions such as 'and/or' and 'at least one' have been consistently used in relation to the definition of CKD.

Comment 2. Explain the rationale and importance (for non-nephrologist) behind age quartile egfr for 40 years old, 40-65 and > 65.

Response 2. Thank you very much for your professional advice. We sincerely apologize for the lack of a detailed description regarding age group stratification and the corresponding GFR thresholds in the manuscript. Dividing the population into younger adults, middle-aged adults, and older individuals using age cutoffs of 40 and 65 years is a commonly employed approach. However, there are more considerations in the field of nephrology.

1) In healthy individuals, GFR changes with age. The age of 40 is considered a pivotal point, as there is no age-dependent decline in renal function prior to this age. However, in older adults (65 years and older), a noticeable change in GFR occurs.

2) The expected values of GFR vary by age group. By setting age-adapted thresholds, we can more accurately identify the risk of adverse outcomes, particularly for younger individuals who may have poorer renal function due to congenital conditions and for older adults who experience physiologic age-related decline in GFR. Age groups and age-specific thresholds are derived from reference intervals of GFR (J Am Soc Nephrol. 2019;30(10):1785-1805).

Following your suggestion, we have added the relevant details to the Methods section. We sincerely hope that the revised version meets your requirements.

-------------------------------

Response to Reviewer 2

Reviewer 2:

Comment 1. This article aims to show the discrepancies in estimating renal function using different types of equations, and demographic details like sex, age and race. This is an important article as policy making is often based on epidemiological studies.

The methodology is complex as it looks at data over a 20 year period from different databases. It is unclear to me what actual numbers of data were extracted and what numbers were excluded due to insufficient data. Perhaps this can be clarified so that the statistics can be easier to understand. Overall, it is an important study that shows that epidemiological data must be critically analyzed before accepting the results as 'hard truths'.

Response 1. Firstly, we would like to express our sincerest gratitude for your positive comments. Your feedback holds great significance for both our team and the readers. Then, we deeply apologize for the lack of detailed inclusion and exclusion processes in the manuscript.

The GBD study is the result of collaboration among researchers from around the world. The data used in the GBD study is extensive, sourced from international organizations (such as the WHO), governments, hospital networks, and published epidemiological data, though specific details have not been fully disclosed. The overall framework and search strategy for kidney and urinary diseases can be found in the published article (BMC Med Res Methodol. 2018;18(1):110). The methods employed in the GBD study are complex and difficult to describe comprehensively in this manuscript; thus, we have only provided a brief summary in the Methods section. These estimates can be directly accessed via the official website (https://vizhub.healthdata.org/gbd-results/), where the prevalence of CKD in target population can be retrieved by specifying parameters such as age, sex, and region. In the NHANES, we extracted demographic data, serum creatinine, urinary albumin, and urinary creatinine for all participants across the years 1999–2018 (covering 10 cycles). Individuals with missing data or those under the age of 20 were excluded from the analysis. A detailed flowchart outlining this process has been added in the Supplementary Material. We hope this revised manuscript will meet your requirements.

----------------------------------

Response to Reviewer 3

Reviewer 3:

Ma Y et al described disparity of estimation on CKD by different source, definition and equation. They used data of GBD study 2021 and NHANES from 1999 to 2018 to analyze the prevalence of CKD in USA adults. They used formula of CKD-EPI 2009, CKD-EPI 2021 and EKFCRF. They calculated estimated annual percentage change of prevalence of CKD. They found difference across databases and estimating equations. These results are interesting, but the following points are needed to be addressed.

Comment 1. In Table 2, the authors show the annual averages of the CKD prevalence. They should show the data in each year, as shown in Fig. 1.

Response 1. Thank you very much for your comments. Table S3 presents the CKD cases and prevalence estimated using different databases, definitions, and equations in each year.

Comment 2. In Table 3, the prevalence of CKD was dramatically decreased to 5.71 to 7.60% in fixed threshold (Definition of CKD <60 mL/min/1.73m2). As mentioned in Results section, the prevalence of CKD reduced by 50% compared with fixed threshold. In Table 2, however, the prevalence of CKD 2017-2018 was 14.1% to 15.6%. I do not understand this description.

Response 2. Thank you very much for your question. We sincerely apologize for any confusion caused by unclear expressions. Throughout the manuscript, we have used two distinct concepts: ‘CKD’ and ‘low eGFR’. The former encompasses both eGFR and ACR, while the latter is defined as eGFR falling below the specified threshold(s).

In Table 2 and Table S3, we presented the impact of different databases, equations, and definitions on the estimated CKD cases and prevalence. The values were relatively larger. Since the choice of equation and definition primarily affects GFR, we further explored the changes in the prevalence of low eGFR (Table 3). The value of 50% was derived based on the data presented in Table 3.

Once again, thank you for your valuable comments. To avoid any further misunderstanding, we have included a clearer definition of low eGFR. We sincerely hope that the revised manuscript meets your requirements.

Comment 3. The similar inconsistency was observed in the prevalence of CKD of NHANES 2017-2018 defined by age-adapted thresholds between Table 2 and Table 3.

Response 3. We have provided the definition of low eGFR in the relevant section to avoid any potential misunderstandings. Once again, we sincerely appreciate your thorough review.

Comment 4. Excellent performance of EKFC equation in US cohorts was extensively demonstrated by Delanaye P et al in Kidney International 2024 (Ref 15). The authors could show the prevalence of CKD by EKFCPS. Q value was provided by NHANES, (Black men and women were 1.03 and 0.72mg/dl, respectively. The non-Black men and women were 0.99 and 0.71mg/dL, respectively).

Response 4. We greatly appreciate your professional suggestions and fully agree with your point that using race-specific Q values could yield more accurate eGFR estimates. We conducted preliminary calculations and found that the use of the EKFCPS equation did indeed lead to changes in CKD prevalence. However, we ultimately decided not to include this in the manuscript for two main reasons:

1) The race factor is a complex social construct distinct from biological variables such as ancestry. The KDIGO guidelines do not recommend incorporating race as a factor when assessing renal function (Table 1). The purpose of race-specific Q values is to provide more accurate GFR estimates for individuals seeking personalized assessments, rather than for large-scale evaluations. Therefore, using the EKFCPS equation in this study could potentially lead to misinterpretation, particularly for clinicians or researchers outside the nephrology field. It is worth noting that we consulted with Prof. Delanaye before commencing this study, and he also supported the use of the EKFCRF.

2) The primary objective of this study is to compare the impact of different equations on CKD prevalence estimates, rather than to assess their accuracy or precision. We are concerned that including too many details may obscure the main focus for the readers.

So, the EKFCPS equation was not included in this study, however, we have provided additional clarification in the Discussion section. We hope for your understanding.

----------------------------------

Response to Reviewer 4

Reviewer 4:

The authors compared the epidemiological descriptions of CKD between different database, CKD definitions and eGFR equations. Although the findings were meaningful, there are several comments.

Comment 1. I completely agree with the idea that accurate estimates of the spatiotemporal patterns and trends in CKD prevalence are crucial for understanding the disease burden and improving CKD prevention and management. Additionally, they concluded that they emphasize the importance of appropriate use and respect for local data rather than defaulting to GBD estimates without consideration. Please propose an optimal method for accurately assessing the CKD burden.

Response 1. We would like to express our sincerest gratitude for your positive comments. Your feedback holds great significance for both our team and the readers.

The sources of data, the CKD definition, and the GFR estimating equations are critical factors in assessing the CKD burden, and they represent the three main aspects discussed in this study. For the broader general population or specific groups, we emphasize the importance of using and respecting local data, rather than defaulting to GBD estimates without due consideration. This is particularly crucial for countries lacking high-quality, population-based studies, where the priority should be to establish appropriate cohorts. Regarding CKD definition, we recommend using age-adapted thresholds, which can enhance the pathological identification of kidney damage in younger individuals, while minimizing overdiagnosis in older adults due to age-related declines in GFR. In terms of equation selection, we advocate for the flexible and accurate EKFC equation, which may be especially suitable in large-scale epidemiological studies, improving comparability across regions.

For diagnosing CKD in individuals, we similarly recommend the use of age-adapted thresholds and the EKFC equation. Additionally, race-specific Q-values provide an alternative option for individuals seeking more accurate estimates.

According to your comments, we have made additions to the Discussion section. We hope this revised manuscript will meet your requirements.

Comment 2. Since there are huge results in the present study, I recommend showing the summary of results in the Discussion. Especially, please present briefly the findings that support the disparities of long-term trends between different databases in the Discussion.

Response 2. Thank you very much for your professional comments. Given the broad scope of the topics covered in this study, and to assist readers in focusing on the key points, we have added a summary of the results.

Regarding long-term trends, the disparities primarily manifest in two aspects: changes in prevalence and fluctuations over time. As shown in Figure 1 and Table S3, the GBD study indicated a consistent annual increase in CKD prevalence, with no fluctuations observed. In contrast, the NHANES data showed a more modest increase in prevalence, accompanied by fluctuations. To assess the disparities in long-term trends, we calculated the corresponding EAPC, which reflects the trend of disease changes over a specific period. In the GBD database, both the EAPC and its 95%CI were greater than 0, indicating that the trend is statistically significant. Through a comprehensive literature review, we compared the GBD estimates with those reported in other studies and observed similar patterns. These findings align with previous research on neglected tropical diseases and are largely attributed to the systematic analytical framework. We have supplemented these findings in the Discussion section to help readers gain a better understanding.

Comment 3. Please explain database structure of GBD study including extracting methods of clinical data, management institution or type of participants. Do all participants in the GBD study have data on urine albumin, because CKD was defined as lower eGFR or higher ACR?

Response 3. Thank you very much for your comments. A unique perspective on the global burden of CKD is provided by the GBD collaboration, who have undertaken the monumental task of cataloguing the worldwide epidemiology and burden of communicable and non-communicable diseases since 1990. The data used in the GBD study is extensive, sourced from international organizations (such as the WHO), governments, hospital networks, and published epidemiological data, though specific details have not been fully disclosed. The overall framework and search strategy for kidney and urinary diseases can be found in the published article (BMC Med Res Methodol. 2018;18(1):110). The methods employed in the GBD study are complex and difficult to describe comprehensively in this manuscript; thus, we have only provided a brief summary in the Methods section. As for data usage, the official website (https://vizhub.healthdata.org/gbd-results/) allows users to directly retrieve and utilize CKD prevalence data for target populations by adjusting parameters such as age, sex, and region.

Regarding your other question, the GBD study 2021 defines CKD as individuals with an eGFR<60 ml/min/1.73m² or ACR >30 mg/g, including those with end-stage kidney disease who are on dialysis or have undergone a transplant (https://www.healthdata.org/research-analysis/diseases-injuries-risks/factsheets/2021-chronic-kidney-disease-level-3-disease). Studies that did not measure ACR were excluded from the GBD study (Lancet. 2020;395(10225):709-733). Detailed data sources are available for further review on GHDx (https://ghdx.healthdata.org).

Once again, we greatly appreciate your professional suggestions. We have made additional clarifications in the Methods section and hope that this revised manuscript will meet your requirements.

Comment 4. The terms "end-stage renal disease" and "end-stage kidney disease" are used inconsistently.

Response 4. We sincerely apologize for the oversight in the manuscript. We have standardized the terms to ‘end-stage renal disease’.

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Response to Reviewer 5

Reviewer 5:

Comment 1. This manuscript presents a comprehensive analysis of the disparities in chronic kidney disease (CKD) prevalence estimates derived from dif

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Submitted filename: Response to Reviewers.docx

pone.0328653.s008.docx (28.5KB, docx)

Decision Letter 1

Donovan Anthony McGrowder

4 Jul 2025

Disparities in chronic kidney disease burden estimates: from different sources, definitions, and equations

PONE-D-25-24676R1

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The manuscript entitled “Disparities in chronic kidney disease burden estimates: from different sources, definitions, and equations” was revised in accordance with the reviewers’ comments and is provisionally accepted pending final checks for formatting and technical requirements.

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Acceptance letter

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PONE-D-25-24676R1

PLOS ONE

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Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    S1 Fig. Flow diagram of participants’ inclusion.

    (DOCX)

    pone.0328653.s001.docx (21.1KB, docx)
    S1 Table. Equations to predict GFR.

    (DOCX)

    pone.0328653.s002.docx (17KB, docx)
    S2 Table. Correction for serum creatinine in NHANES.

    (DOCX)

    pone.0328653.s003.docx (15.2KB, docx)
    S3 Table. Annual estimated number and rate of CKD prevalence in US adults.

    (DOCX)

    pone.0328653.s004.docx (40.1KB, docx)
    S4 Table. Reported results and corresponding GBD estimates of CKD prevalence across different countries.

    (DOCX)

    pone.0328653.s005.docx (29.7KB, docx)
    S1 File. Literature review.

    (DOCX)

    pone.0328653.s006.docx (28.2KB, docx)
    Attachment

    Submitted filename: Response to Reviewers.docx

    pone.0328653.s008.docx (28.5KB, docx)

    Data Availability Statement

    All data are available on the Global Health Data Exchange (GHDx) platform (https://ghdx.healthdata.org/) and the centers for Disease Control and Prevention (CDC) website (https://wwwn.cdc.gov/nchs/nhanes).


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